SWKH / SWK Holdings Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

SWK Holdings Corporation

Azioni in circolazione 12,147,391 shares
Azioni degli insider11.896.353 shares
Proprietà degli insider97,93 %
Numero totale di insider53
Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

0 ( )

890 out of 11323

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

0.000 %( )

893 out of 11244

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di SWK Holdings Corporation. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Akkr Management Company, Llc 10% Owner - [10%] 0 0
Jerry Albright Director - [D] 10.832 10.832
Mark A Angel 390.000
Tim Angst EVP of Worldwide Operations - [O] 13.750 13.750
Asgard Investment Corp. 10% Owner - [10%] 9.093.766 12.354
Asgard Investment Corp. II Director, 10% Owner - [D] [10%] 9.093.766 0
Jerry R Batt 160.000
Chuck Bay 1.740.565
Mark A Bertelsen 101.000
Winston L Iii Black Chief Executive Officer - [O] 99.737 99.737
William A Bose 45.165
Dana Blair Baker Director - [D] 41.625 41.625
Black Diamond Offshore Ltd. 10% Owner - [10%] 9.093.766 0
Black Diamond Relative Value Offshore Ltd. 10% Owner - [10%] 12.149.100 12.149.100
Paul Burgon Interim CFO and Secretary - [O] 394.977 394.977
Capital L P Carlson 10% Owner - [10%] 0 0
Carlson Capital GP, L.P. 10% Owner - [10%] 12.354 12.354
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Clint Duane Carlson 10% Owner - [10%] 399.394 399.394
Foundation Carlson - 2.693 2.693
Lewis Carlson - 62.079 62.079
William Thaddeus Clifford Director - [D] 255.000 255.000
Wendy F Dicicco Director - [D] 6.182 6.182
Double Black Diamond, L.p. Director, 10% Owner - [D] [10%] 9.093.766 9.093.766
Dotter Laurie L. Director - [D] 16.791 16.791
Black Diamond Offshore Ltd Double 10% Owner - [10%] 9.093.766 0
Michael S Fields Director - [D] 0 0
Fletcher Aaron G.L. Director - [D] 9.873 9.873
Thomas A Galvin 101.000
Christopher W Haga Director - [D] 37.233 37.233
Hatcher Robert K. Director - [D] 16.662 16.662
Yvette M Heinrichson Chief Financial Officer - [O] 8.621 8.621
Charles Hart Isaacs 282.300
Charles M Jacobson Chief Financial Officer - [O] 6.056 6.056
Jay Aaron Jones 64.408
Julian Orlando Carlson 1997 A Trust - 62.079 62.079
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Kay Technology Corp, Inc. 10% Owner - [10%] 0 0
Dixie L Mills 15.000
Michael A Margolis Director - [D] 205.000 205.000
John Fritzen Nemelka Director - [D] 112.544 112.544
Owen Augustus Carlson 1997 A Trust - 62.079 62.079
Marcus Edward Pennington Director - [D] 22.227 22.227
Michelle Philpot Chief Financial Officer - [O] 100 100
James Brett Pope CEO, Director - [D] [O] 380.087 380.087
Adam Rice Chief Financial Officer - [O] 15.247 15.247
William Alexander Rowe 81.250
Michael J Shannahan Director - [D] 0 0
Edward B Stead Director - [D] 26.690 26.690
Joe David JR Staggs PRESIDENT - [O] 123.766 123.766
John Melvin Thompson 130.000
Daniel A Turano 345.000
Stephanie Vinella Director - [D] 262 262
Michael Weinberg Director - [D] 76.602 76.602
Chad Alan Wolf eVergance Pres. & KANA VP - [O] 322.045 322.045

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in SWKH / SWK Holdings Corporation. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
massimo
Prezzo al
massimo
Profitto
massimo ($)
Rendimento massimo (%)
2022-09-09 Staggs Joe David JR 2.745 16,5300 2.745 16,5300 45.375 98 19.8200 9.032 19,91
2017-05-19 BLACK WINSTON L III 400 11,0500 400 11,0500 4.420
2017-05-19 CARLSON CAPITAL L P 8.147 11,0000 8.147 11,0000 89.617
2017-05-18 BLACK WINSTON L III 500 11,0000 500 11,0000 5.500
2017-05-18 CARLSON CAPITAL L P 1.600 10,9994 1.600 10,9994 17.599
2017-05-17 CARLSON CAPITAL L P 500 10,8500 500 10,8500 5.425
2017-05-15 CARLSON CAPITAL L P 10.000 11,1050 10.000 11,1050 111.050
2017-05-15 CARLSON CAPITAL L P 19.900 11,1000 19.900 11,1000 220.890
2016-08-29 CARLSON CAPITAL L P 1.500 9,7500 1.500 9,7500 14.625

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

SWKH / SWK Holdings Corporation Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in SWKH / SWK Holdings Corporation. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
minimo
Prezzo al
minimo
Perdita massima
evitata ($)
Perdita massima
evitata (%)
Non sono note operazioni di mercato aperto non pianificate per questo insider.

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

SWKH / SWK Holdings Corporation Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito
Data dell'
operazione
Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio
Prezzo
unitario
Unità
modificate
Valore
modificato (1K)
Opzioni
rimanenti
Azioni
rimanenti
2025-06-18 2025-06-16 4 Dotter Laurie L. SWKH Common Stock A - Award D 14,2600 3.858 55 16.791
2025-06-18 2025-06-16 4 Hatcher Robert K. SWKH Common Stock A - Award D 14,2600 3.858 55 16.662
2025-06-18 2025-06-16 4 Albright Jerry SWKH Common Stock A - Award D 14,2600 3.858 55 10.832
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock F - Taxes D 18,1000 -25.857 -468 123.766
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock M - Exercise D 12,5000 18.750 234 149.623
2025-04-17 2025-04-15 4 Staggs Joe David JR SWKH Common Stock M - Exercise D 9,6100 15.000 144 130.873
2025-02-04 2025-01-31 4 Rice Adam SWKH Common Stock A - Award D 9.175 15.247
2025-02-04 2025-01-31 4 Staggs Joe David JR SWKH Common Stock A - Award D 36.700 115.873
2024-11-01 3 Carlson Foundation SWKH Common Stock, par value $0.001 per share the "Common Stock" D 2.693
2024-11-01 3 Carlson Lewis SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-11-01 3 Carlson Clint Duane SWKH Common Stock, par value $0.001 per share the "Common Stock" D 399.394
2024-11-01 3 Carlson Capital GP, L.P. See footnotes SWKH Common Stock, par value $0.001 per share the "Common Stock" I 12.354
2024-11-01 3 Owen Augustus Carlson 1997 A Trust SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-11-01 3 Julian Orlando Carlson 1997 A Trust SWKH Common Stock, par value $0.001 per share the "Common Stock" D 62.079
2024-10-25 2024-10-23 4 CARLSON CAPITAL L P SWKH Common Stock, par value $0.01 per share (the "Common Stock") J - Other I -600.678 0
2024-07-08 2024-07-03 4 Rice Adam SWKH Common Stock A - Award D 6.072 6.072
2024-07-01 2024-06-27 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,9100 3.253 55 12.804
2024-07-01 2024-06-27 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,9100 3.253 55 12.933
2024-07-01 2024-07-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8900 1.051 18 22.227
2024-07-01 2024-06-27 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,9100 3.253 55 21.176
2024-07-01 2024-06-27 4 Albright Jerry SWKH Common Stock A - Award D 16,9100 3.253 55 6.974
2024-04-03 2024-04-01 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,8800 815 14 9.680
2024-04-03 2024-04-01 4 Albright Jerry SWKH Common Stock A - Award D 16,8800 815 14 3.721
2024-04-03 2024-04-01 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,8800 815 14 9.551
2024-04-03 2024-04-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8800 815 14 17.923
2024-04-03 2024-04-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,8800 1.051 18 17.108
2024-03-05 2024-03-01 4 Staggs Joe David JR SWKH Common Stock A - Award D 35.881 79.173
2024-01-04 2024-01-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,9500 766 14 16.057
2024-01-04 2024-01-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,9500 766 14 16.057
2024-01-04 2024-01-02 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,9500 766 14 8.736
2024-01-04 2024-01-02 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,9500 766 14 8.865
2024-01-04 2024-01-02 4 Albright Jerry SWKH Common Stock A - Award D 17,9500 766 14 2.906
2023-10-03 2023-10-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 15,8500 868 14 14.525
2023-10-03 2023-10-02 4 Pennington Marcus Edward SWKH Common Stock A - Award D 15,8500 1.120 18 13.657
2023-10-03 2023-10-02 4 Albright Jerry SWKH Common Stock A - Award D 15,8500 868 14 2.140
2023-10-03 2023-10-02 4 Dotter Laurie L. SWKH Common Stock A - Award D 15,8500 868 14 8.099
2023-10-03 2023-10-02 4 Hatcher Robert K. SWKH Common Stock A - Award D 15,8500 868 14 7.970
2023-07-05 2023-06-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 16,7400 821 14 7.102
2023-07-05 2023-06-30 4 Albright Jerry SWKH Common Stock A - Award D 16,7400 821 14 1.272
2023-07-05 2023-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,7400 821 14 12.537
2023-07-05 2023-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 16,7400 1.060 18 11.716
2023-07-05 2023-06-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,7400 821 14 7.231
2023-07-05 2022-12-30 4/A Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 779 14 5.511
2023-04-04 2023-03-31 4 Albright Jerry SWKH Common Stock A - Award D 17,8600 188 3 451
2023-04-04 2023-03-31 4 Albright Jerry SWKH Common Stock A - Award D 17,8600 263 5 263
2023-04-04 2023-03-31 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,8600 770 14 6.410
2023-04-04 2023-03-31 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,8600 770 14 7.401
2023-04-04 2023-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,8600 770 14 10.649
2023-04-04 2023-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,8600 818 15 9.879
2023-01-04 2022-12-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,6400 779 14 6.182
2023-01-04 2022-12-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,6400 1.120 20 5.403
2023-01-04 2022-12-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,6400 779 14 5.640
2023-01-04 2022-12-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,6400 779 14 9.061
2023-01-04 2022-12-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,6400 779 14 9.061
2023-01-04 2022-12-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 779 14 6.631
2023-01-04 2022-12-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,6400 1.120 20 5.852
2022-10-05 2022-10-03 4 Heinrichson Yvette M SWKH Common Stock A - Award D 17,4000 8.621 150 8.621
2022-10-04 2022-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,0000 809 14 7.503
2022-10-04 2022-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,0000 809 14 7.503
2022-10-04 2022-09-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,0000 809 14 4.861
2022-10-04 2022-09-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,0000 1.206 21 4.052
2022-10-04 2022-09-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,0000 809 14 4.732
2022-10-04 2022-09-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,0000 1.162 20 3.923
2022-10-04 2022-09-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,0000 809 14 4.283
2022-10-04 2022-09-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,0000 1.162 20 3.474
2022-09-21 2022-09-19 4 Staggs Joe David JR SWKH Common Stock A - Award D 23.655 43.292
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock F - Taxes D 17,4800 -101.926 -1.782 99.737
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock M - Exercise D 12,5000 75.000 938 201.663
2022-09-21 2022-08-31 4/A BLACK WINSTON L III SWKH Common Stock M - Exercise D 13,7000 50.000 685 126.663
2022-09-16 2022-09-09 4/A Staggs Joe David JR SWKH Common Stock P - Purchase D 16,5300 2.745 45 19.637
2022-09-16 3/A Staggs Joe David JR SWKH Common Stock D 16.892
2022-09-13 2022-09-09 4 Staggs Joe David JR SWKH Common Stock P - Purchase D 16,5300 2.745 45 16.641
2022-09-12 3 Staggs Joe David JR SWKH Common Stock D 13.896
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock F - Taxes D 17,4800 -101.926 -1.782 99.737
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 12,5000 75.000 938 201.663
2022-09-07 2022-08-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 13,7000 50.000 685 126.663
2022-07-05 2022-06-30 4 Dotter Laurie L. SWKH Common Stock A - Award D 17,4700 1.137 20 2.846
2022-07-05 2022-06-30 4 DICICCO WENDY F SWKH Common Stock A - Award D 17,4700 1.137 20 2.312
2022-07-05 2022-06-30 4 Hatcher Robert K. SWKH Common Stock A - Award D 17,4700 1.137 20 2.761
2022-07-05 2022-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 17,4700 894 16 5.885
2022-04-04 2022-03-31 4 DICICCO WENDY F SWKH Common Stock A - Award D 16,8800 1.175 20 1.175
2022-04-04 2022-03-31 4 Dotter Laurie L. SWKH Common Stock A - Award D 16,8800 1.709 29 1.709
2022-04-01 2022-03-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 916 4.991
2022-04-01 2022-03-31 4 Hatcher Robert K. SWKH Restricted Stock Units A - Award D 925 1.624
2022-04-01 2022-03-31 4 Hatcher Robert K. SWKH Common Stock A - Award D 699 699
2022-01-12 2021-12-31 4 Fletcher Aaron G.L. SWKH Common Stock D - Sale to Issuer D -1.363 9.873
2022-01-12 2022-01-05 4 STEAD EDWARD B SWKH Common Stock D - Sale to Issuer D -1.363 26.690
2022-01-12 2022-01-05 4 STEAD EDWARD B SWKH Common Stock A - Award D 14 28.053
2022-01-12 2022-01-07 4 Haga Christopher W SWKH Common Stock D - Sale to Issuer D -1.363 37.233
2022-01-12 2022-01-07 4 Haga Christopher W SWKH Common Stock A - Award D 19 38.596
2022-01-12 2022-01-07 4 Weinberg Michael SWKH Common Stock D - Sale to Issuer D -1.363 76.602
2022-01-12 2022-01-07 4 Weinberg Michael SWKH Common Stock A - Award D 19 77.965
2022-01-12 2022-01-07 4 Baker Dana Blair SWKH Common Stock D - Sale to Issuer D -1.363 41.625
2022-01-12 2022-01-07 4 Baker Dana Blair SWKH Common Stock A - Award D 19 42.988
2022-01-03 2021-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 11.236
2022-01-03 2021-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 77.946
2022-01-03 2021-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 28.039
2022-01-03 2021-12-31 4 Pennington Marcus Edward SWKH Common Stock A - Award D 823 4.075
2022-01-03 2021-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 250 38.577
2022-01-03 2021-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 250 42.969
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Employee Stock Option (right to buy) M - Exercise D 8,30 -75.000 0
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Common Stock F - Taxes D 19,6300 -50.431 -990 76.663
2022-01-03 2021-12-31 4 BLACK WINSTON L III SWKH Common Stock M - Exercise D 8,3000 75.000 622 127.094
2021-10-01 2021-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.363 42.719
2021-10-01 2021-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 250 41.356
2021-10-01 2021-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.363 38.327
2021-10-01 2021-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 897 36.964
2021-10-01 2021-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.363 77.696
2021-10-01 2021-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 76.333
2021-10-01 2021-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.363 27.789
2021-10-01 2021-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 26.426
2021-10-01 2021-10-01 4 Pennington Marcus Edward SWKH Common Stock A - Award D 1.363 3.252
2021-10-01 2021-09-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 869 1.889
2021-10-01 2021-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.363 10.986
2021-10-01 2021-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.623
2021-06-30 2021-06-30 4 Pennington Marcus Edward SWKH Common Stock A - Award D 431 1.020
2021-06-30 2021-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 76.083
2021-06-30 2021-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 26.176
2021-06-30 2021-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 920 36.067
2021-06-30 2021-06-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.373
2021-06-30 2021-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 250 41.106
2021-05-25 3 Pennington Marcus Edward SWKH Common Stock D 589
2021-04-01 2021-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 75.833
2021-04-01 2021-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 25.926
2021-04-01 2021-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.213 40.856
2021-04-01 2021-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.058 35.147
2021-04-01 2021-03-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 9.123
2021-01-04 2020-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 250 75.583
2021-01-04 2020-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 25.676
2021-01-04 2020-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.067 34.089
2021-01-04 2020-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 8.873
2021-01-04 2020-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.223 39.643
2020-10-01 2020-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.661 75.333
2020-10-01 2020-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 73.672
2020-10-01 2020-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.661 25.426
2020-10-01 2020-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.765
2020-10-01 2020-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.661 33.022
2020-10-01 2020-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.089 31.361
2020-10-01 2020-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.661 8.623
2020-10-01 2020-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 250 6.962
2020-10-01 2020-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.661 38.420
2020-10-01 2020-09-30 4 Baker Dana Blair SWKH common stock A - Award D 1.250 36.759
2020-07-02 2020-06-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.419 6.712
2020-07-01 2020-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.419 35.509
2020-07-01 2020-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.231 30.272
2020-07-01 2020-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.515
2020-07-01 2020-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 250 73.422
2020-06-16 2020-06-15 4 BLACK WINSTON L III SWKH Common Stock A - Award D 2.600 52.094
2020-03-31 2020-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.265
2020-03-31 2020-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.388 73.172
2020-03-31 2020-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.500 34.090
2020-03-31 2020-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.299 29.041
2020-03-31 2020-03-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.500 5.293
2020-01-06 2019-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.537 71.784
2020-01-06 2019-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.229 27.742
2020-01-06 2019-12-31 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.417 3.793
2020-01-06 2019-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 23.015
2020-01-06 2019-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.417 32.590
2019-12-16 2019-12-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,7500 500 6 49.494
2019-12-16 2019-12-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 12,0000 500 6 48.994
2019-10-09 2019-10-01 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 1.931 2.376
2019-10-09 2019-10-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.931 70.247
2019-10-09 2019-10-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.931 31.173
2019-10-09 2019-10-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.931 26.513
2019-10-09 2019-10-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.931 22.765
2019-10-01 2019-09-30 4 Fletcher Aaron G.L. SWKH Common Stock A - Award D 445 445
2019-10-01 2019-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.834
2019-10-01 2019-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.145 24.582
2019-10-01 2019-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.320 29.242
2019-10-01 2019-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 1.184 68.316
2019-09-13 2019-09-13 4 Weinberg Michael SWKH Common Stock A - Award D 10,9000 1.300 14 67.132
2019-09-13 2019-09-12 4 Weinberg Michael SWKH Common Stock A - Award D 10,9900 300 3 65.832
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.494
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.494
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 100 1 48.394
2019-09-13 2019-09-13 4 BLACK WINSTON L III SWKH Common Stock A - Award D 11,3000 500 6 48.294
2019-09-13 2019-09-11 4 BLACK WINSTON L III SWKH Common Stock A - Award D 10,7500 200 2 47.694
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7500 200 2 65.532
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7500 300 3 65.332
2019-09-11 2019-09-11 4 Weinberg Michael SWKH Common Stock A - Award D 10,7000 300 3 65.032
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,5500 200 2 64.732
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,6500 200 2 64.532
2019-09-11 2019-09-10 4 Weinberg Michael SWKH Common Stock A - Award D 10,5000 200 2 64.332
2019-07-01 2019-06-28 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.584
2019-07-01 2019-06-28 4 Weinberg Michael SWKH Common Stock A - Award D 250 64.132
2019-07-01 2019-06-28 4 Baker Dana Blair SWKH Common Stock A - Award D 250 27.922
2019-07-01 2019-06-28 4 Haga Christopher W SWKH Common Stock A - Award D 250 23.437
2019-04-02 2019-04-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 27.672
2019-04-02 2019-04-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 23.187
2019-04-02 2019-04-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.334
2019-04-02 2019-04-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 63.882
2019-01-30 2019-01-28 4 BLACK WINSTON L III SWKH Common Stock Right to Buy A - Award D 12,50 75.000 250.000
2019-01-30 2019-01-28 4 BLACK WINSTON L III SWKH Common Stock A - Award D 37.500 47.494
2019-01-02 2018-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.513 62.432
2019-01-02 2018-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.461 21.787
2019-01-02 2018-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 20.084
2019-01-02 2018-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.697 26.047
2018-10-01 2018-09-28 4 Weinberg Michael SWKH Common Stock A - Award D 1.508 60.919
2018-10-01 2018-09-28 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 19.834
2018-10-01 2018-09-28 4 Baker Dana Blair SWKH Common Stock A - Award D 1.691 24.350
2018-10-01 2018-09-28 4 Haga Christopher W SWKH Common Stock A - Award D 1.455 20.326
2018-07-05 2018-06-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 59.411
2018-07-05 2018-06-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 19.584
2018-07-05 2018-06-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 18.871
2018-07-05 2018-06-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 22.659
2018-03-29 2018-03-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.569 19.334
2018-03-29 2018-03-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.361 57.961
2018-03-29 2018-03-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.523 21.034
2018-03-29 2018-03-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.315 17.471
2018-01-02 2017-12-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.305 16.156
2018-01-02 2017-12-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.557 17.765
2018-01-02 2017-12-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.351 56.600
2018-01-02 2017-12-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.511 19.511
2017-10-02 2017-09-29 4 Weinberg Michael SWKH Common Stock A - Award D 1.319 55.249
2017-10-02 2017-09-29 4 STEAD EDWARD B SWKH Common Stock A - Award D 250 16.208
2017-10-02 2017-09-29 4 Baker Dana Blair SWKH Common Stock A - Award D 1.474 18.000
2017-10-02 2017-09-29 4 Haga Christopher W SWKH Common Stock A - Award D 1.274 14.851
2017-07-05 2017-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 1.336 53.931
2017-06-30 2017-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.540 15.958
2017-06-30 2017-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 1.291 13.577
2017-06-30 2017-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 1.494 16.525
2017-05-22 2017-05-19 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0000 8.147 90 9.093.766
2017-05-22 2017-05-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 10,9994 1.600 18 9.085.619
2017-05-19 2017-05-19 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 11,0500 400 4 9.994
2017-05-19 2017-05-18 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 11,0000 500 6 9.594
2017-05-17 2017-05-17 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 10,8500 500 5 9.084.019
2017-05-17 2017-05-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,1050 10.000 111 9.083.519
2017-05-17 2017-05-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,1000 19.900 221 9.073.519
2017-03-31 2017-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.398 52.595
2017-03-31 2017-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.614 14.418
2017-03-31 2017-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.350 12.286
2017-03-31 2017-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.566 15.031
2017-01-05 2016-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.620 12.804
2017-01-05 2016-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.404 51.197
2017-01-05 2016-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.356 10.936
2017-01-05 2016-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.572 13.465
2016-10-03 2016-09-30 4 STEAD EDWARD B SWKW Common Stock A - Award D 1.710 11.184
2016-10-03 2016-09-30 4 Weinberg Michael SWKW Common Stock A - Award D 1.480 49.793
2016-10-03 2016-09-30 4 Haga Christopher W SWKW Common Stock A - Award D 1.428 9.580
2016-10-03 2016-09-30 4 Baker Dana Blair SWKW Common Stock A - Award D 1.659 11.893
2016-08-30 2016-08-29 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.500 15 9.053.619
2016-08-30 2016-08-26 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.600 16 9.052.119
2016-08-26 2016-08-25 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 1.500 15 9.050.519
2016-08-26 2016-08-24 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 9,7500 2.000 20 9.049.019
2016-07-12 2016-07-08 4 STEAD EDWARD B SWKW Common Stock A - Award D 1.635 9.474
2016-07-12 2016-07-08 4 Weinberg Michael SWKW Common Stock A - Award D 1.416 48.313
2016-07-12 2016-07-08 4 Haga Christopher W SWKW Common Stock A - Award D 1.368 8.152
2016-07-12 2016-07-08 4 Baker Dana Blair SWKW Common Stock A - Award D 1.586 10.234
2016-04-05 2016-04-01 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.675 7.839
2016-04-05 2016-04-01 4 Weinberg Michael SWKH Common Stock A - Award D 1.450 46.897
2016-04-05 2016-04-01 4 Haga Christopher W SWKH Common Stock A - Award D 1.400 6.784
2016-04-05 2016-04-01 4 Baker Dana Blair SWKH Common Stock A - Award D 1.625 8.648
2016-01-05 2015-11-23 4/A Baker Dana Blair SWKH Common Stock P - Purchase D 11,8000 1.000 12 5.534
2016-01-05 2015-12-31 4 Baker Dana Blair SWKH Common Stock A - Award D 1.489 7.023
2016-01-05 2015-12-31 4 Haga Christopher W SWKH Common Stock A - Award D 1.286 5.384
2016-01-05 2015-12-31 4 Weinberg Michael SWKH Common Stock A - Award D 1.331 45.447
2016-01-05 2015-12-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 1.534 6.164
2015-12-17 2015-12-16 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0274 29.000 320 9.047.019
2015-12-17 2015-12-15 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 11,0000 6.000 66 9.018.019
2015-11-24 2015-11-23 4 Baker Dana Blair SWKH Common Stock P - Purchase D 11,8000 1.000 12 5.634
2015-10-02 2015-09-30 4 Baker Dana Blair SWKH Common Stock A - Award D 11.983 45.342
2015-10-02 2015-09-30 4 Haga Christopher W SWKH Common Stock A - Award D 10.431 40.984
2015-10-02 2015-09-30 4 Weinberg Michael SWKH Common Stock A - Award D 10.776 441.161
2015-10-02 2015-09-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 12.328 46.309
2015-08-27 2015-08-27 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 1,4500 1.001 1 90.940
2015-08-27 2015-08-25 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 1,4400 2.000 3 89.939
2015-08-20 2015-08-20 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4700 3.000 4 380.087
2015-08-20 2015-08-19 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4767 3.750 6 377.087
2015-08-20 2015-08-18 4 Pope James Brett SWKH Common Stock P - Purchase D 1,4800 10.000 15 373.337
2015-07-02 2015-06-30 4 Weinberg Michael SWKH Common Stock A - Award D 9.862 430.385
2015-07-02 2015-06-30 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.242 33.981
2015-07-02 2015-06-30 4 Haga Christopher W SWKH Common Stock A - Award D 9.555 30.553
2015-07-02 2015-06-30 4 Baker Dana Blair SWKH Common Stock A - Award D 11 33.359
2015-07-01 2015-03-31 4/A STEAD EDWARD B swkh Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 STEAD EDWARD B SWKH Common Stock A - Award D 11.519 22.739
2015-04-02 2015-03-31 4 Weinberg Michael SWKH Common Stock A - Award D 10.095 420.523
2015-04-02 2015-03-31 4 Haga Christopher W SWKH Common Stock A - Award D 9.778 20.998
2015-04-02 2015-03-31 4 Baker Dana Blair SWKH Common Stock A - Award D 11.203 22.423
2015-01-13 2015-01-09 4 Baker Dana Blair swkh Common Stock A - Award D 11.220 11.220
2015-01-13 2015-01-09 4 Haga Christopher W swkh Common Stock A - Award D 11.220 11.220
2015-01-13 2015-01-09 4 STEAD EDWARD B swkh Common Stock A - Award D 11.220 11.220
2014-12-05 2014-12-05 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 17.440.525 23.894 90.120.229
2014-12-01 2014-11-26 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8600 24.238 21 87.939
2014-12-01 2014-11-26 4 Weinberg Michael SWKH Common Stock P - Purchase D 0,8600 105.428 91 410.428
2014-12-01 2014-11-26 4 Pope James Brett SWKH Common Stock P - Purchase D 0,8600 99.868 86 363.337
2014-12-01 2014-11-26 4 Jacobson Charles M SWKH Common Stock P - Purchase D 0,8600 1.556 1 6.056
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Over-Subscription Privilege X - Other I 0,86 -13.149.100 0
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Subscription Right X - Other I 0,86 -13.149.100 0
2014-12-01 2014-11-26 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock X - Other I 0,8600 4.622.604 3.975 72.679.704
2014-08-26 2014-08-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 3.801.744 5.208 68.057.100
2014-08-26 2014-08-18 4 CARLSON CAPITAL L P See Footnotes SWKH Common Stock P - Purchase I 1,3700 52.106.256 71.386 68.057.100
2014-08-20 2014-08-18 4 Pope James Brett SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 Pope James Brett SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 BLACK WINSTON L III SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-08-20 2014-08-18 4 BLACK WINSTON L III SWKH Common Stock Right to Buy M - Exercise D 1,37 500.000 500.000
2014-02-10 2014-02-06 4 Nemelka John Fritzen SWKH Common Stock A - Award D 35.000 112.544
2014-02-10 2014-02-06 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 255.000
2014-02-10 2014-02-06 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 305.000
2014-02-10 2014-02-06 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 205.000
2013-09-09 2013-09-06 4 CARLSON CAPITAL L P NONE Common Stock Warrant (right to buy) A - Award I 1,39 1.000.000 1.000.000
2013-06-18 2013-06-14 4 Jacobson Charles M SWKH Common Stock A - Award D 0,9200 4.500 4 4.500
2013-05-24 2013-05-22 4 Clifford William Thaddeus SWKH Common Stock A - Award D 0,8000 50.000 40 220.000
2013-05-22 2013-05-21 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,7950 8.700 7 63.701
2013-05-22 2013-05-20 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,7900 5.000 4 55.001
2013-05-21 2013-05-20 4 Pope James Brett SWKH Common Stock P - Purchase D 0,7950 55.000 44 262.469
2013-05-21 2013-05-17 4 Pope James Brett SWKH Common Stock P - Purchase D 0,7940 110.000 87 207.469
2013-03-18 2013-03-14 4 Nemelka John Fritzen SWKH Common Stock A - Award D 35.000 77.544
2013-03-18 2013-03-14 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 170.000
2013-03-18 2013-03-14 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 270.000
2013-03-18 2013-03-14 4 Margolis Michael A Owned by Maric CCapital Fund, Ltd. SWKH Common Stock A - Award I 0 803.600
2013-03-18 2013-03-14 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 170.000
2012-07-26 2012-07-24 4 Nemelka John Fritzen SWKH Common Stock A - Award D 17.500 42.544
2012-05-31 2012-05-30 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8390 28.701 24 50.001
2012-05-29 2012-05-29 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8380 12.500 10 21.300
2012-05-29 2012-05-25 4 BLACK WINSTON L III SWKH Common Stock P - Purchase D 0,8200 8.800 7 8.800
2012-05-24 2012-05-21 4/A Pope James Brett SWKH Common Stock P - Purchase D 0,8200 55.000 45 97.469
2012-05-24 2012-05-18 4/A Pope James Brett SWKH Common Stock P - Purchase D 0,8000 42.469 34 42.469
2012-05-21 2012-05-21 4 Pope James Brett SWKH Common Stock A - Award D 0,8200 55.000 45 97.469
2012-05-21 2012-05-18 4 Pope James Brett SWKH Common Stock A - Award D 0,8000 42.469 34 42.469
2012-05-16 2012-05-14 4 Nemelka John Fritzen SWKH COMMON STOCK A - Award D 750.000 775.044
2012-05-16 2012-05-14 4 Pope James Brett SWKH COMMON STOCK (RIGHT TO BUY) M - Exercise D 0,83 750.000 750.000
2012-05-16 2012-05-14 4 Burgon Paul SWKH COMMON STOCK A - Award D 375.000 394.977
2012-05-16 2012-05-14 4 BLACK WINSTON L III SWKH COMMON STOCK (RIGHT TO BUY) M - Exercise D 0,83 750.000 750.000
2012-03-01 2012-02-28 4 CARLSON CAPITAL L P See footnotes NONE Common Stock, par value $0.001 per share (the "Common Stock" P - Purchase I 0,8200 500.000 410 12.149.100
2012-02-03 2012-01-31 4 Clifford William Thaddeus SWKH Common Stock A - Award D 35.000 135.000
2012-02-03 2012-01-31 4 Weinberg Michael SWKH Common Stock A - Award D 35.000 235.000
2012-02-03 2012-01-31 4 Margolis Michael A SWKH Common Stock A - Award D 35.000 938.600
2010-11-09 2010-11-08 4 Weinberg Michael SWKH Common Stock A - Award D 200.000 200.000
2010-11-09 2010-11-08 4 Clifford William Thaddeus SWKH Common Stock A - Award D 100.000 100.000
2010-11-09 2010-11-08 4 Margolis Michael A SWKH Common Stock A - Award D 100.000 903.600
2009-11-03 3 AKKR MANAGEMENT COMPANY, LLC See footnotes KANA Common Stock I 0
2009-07-10 2009-07-07 4 Isaacs Charles Hart KANA Stock Option (right to buy) A - Award D 0,70 50.000 282.300
2009-07-10 2009-07-07 4 Nemelka John Fritzen KANA Stock Option (right to buy) A - Award D 0,70 10.000 80.000
2009-07-10 2009-07-07 4 Turano Daniel A KANA Stock Option (right to buy) A - Award D 0,70 75.000 345.000
2009-07-10 2009-07-07 4 Angel Mark A KANA Stock Option (right to buy) A - Award D 0,70 150.000 390.000
2008-07-31 2008-07-29 4 Vinella Stephanie KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 145.000
2008-07-31 2008-07-29 4 Clifford William Thaddeus KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 90.000
2008-07-31 2008-07-29 4 BATT JERRY R KANA Non-Qualified Stock Option (right to buy) A - Award D 1,24 10.000 160.000
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Stock Option (right to buy) A - Award D 3,10 100.000 100.000
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Stock Option (right to buy) A - Award D 3,07 227.996 227.966
2008-01-08 2007-06-14 4/A Wolf Chad Alan KANAE Common Stock A - Award D 322.045 322.045
2006-09-12 2016-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 621.939 621.939
2006-09-12 2016-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 282.306 282.306
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 101.694 101.694
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 316.204 316.204
2006-09-12 2006-09-08 4 FIELDS MICHAEL S KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 67.796 67.796
2006-09-12 2006-09-08 4 SHANNAHAN MICHAEL J KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 20.000 20.000
2006-09-12 2006-09-08 4 SHANNAHAN MICHAEL J KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 40.000 40.000
2006-09-12 2006-09-08 4 Thompson John Melvin KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 70.000 70.000
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 81.250 81.250
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 18.750 18.750
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.806 10.806
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 33.194 33.194
2006-09-12 2006-09-08 4 Rowe William Alexander KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 100.000 100.000
2006-09-12 2006-09-08 4 BOSE WILLIAM A KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 45.000 45.000
2006-09-12 2006-09-08 4 BOSE WILLIAM A KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 35.000 35.000
2006-09-12 2006-09-08 4 BATT JERRY R KANA.PK NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 15.000 15.000
2006-09-12 2006-09-08 4 MILLS DIXIE L KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 15.000 15.000
2006-09-12 2006-09-08 4 Jones Jay Aaron KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 64.408 64.408
2006-09-12 2006-09-08 4 Jones Jay Aaron KANA.PK INCENTIVE STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 135.592 135.592
2006-09-12 2006-09-08 4 Vinella Stephanie KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.000 10.000
2006-09-12 2006-09-08 4 Clifford William Thaddeus KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 10.000 10.000
2006-09-12 2006-09-08 4 Clifford William Thaddeus KANA.PK NON QUALIFIED STOCK OPTION (RIGHT TO BUY) A - Award D 2,95 40.000 40.000
2005-07-07 3 FIELDS MICHAEL S KANA COMMON STOCK D 0
2005-06-29 3 SHANNAHAN MICHAEL J KANA COMMON STOCK D 0
2004-11-05 3 Vinella Stephanie KANA Common Stock D 262
2004-08-06 3 Angst Tim KANA Common Stock D 13.750
2004-06-09 2004-06-07 4 BATT JERRY R KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 GALVIN THOMAS A KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 MILLS DIXIE L KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-06-09 2004-06-07 4 BERTELSEN MARK A KANA Non-Qualified Stock Option (right to buy) A - Award D 3,08 3,0800 1.000 3 101.000
2004-05-14 2004-05-04 4/A BAY CHUCK KANA Non-Qualified Stock Option (right to buy) A - Award D 3,11 3,1100 50.000 156 1.728.329
2004-05-14 2004-05-04 4/A BAY CHUCK KANA Non-Qualified Stock Option (right to buy) A - Award D 3,11 3,1100 100.000 311 1.678.329
2004-05-12 3 Philpot Michelle KANA Common Stock D 100
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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