Statistiche di base
| CIK | 919567 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to RENN Fund, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| July 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2025 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorporati |
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| June 11, 2025 |
CODE OF ETHICS FOR THE BOARD OF DIRECTORS OF RENN FUND, INC. CODE OF ETHICS FOR THE BOARD OF DIRECTORS OF RENN FUND, INC. The Renn Fund, Inc. (the “Fund”) is committed to conducting business in accordance with applicable laws, rules and regulations and the highest standards of business ethics, and to full and accurate disclosure - financial and otherwise - in compliance with applicable law. This Code of Ethics (the “Code”), applicable to the Fund’s Board of |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2025 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorporati |
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| July 23, 2024 |
DEF 14A 1 fp0089381-1def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Prox |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 12, 2024 |
RENN FUND, INC. (“Fund” or “Corporation”) AMENDED AND RESTATED BYLAWS June 6, 2024 ARTICLE I - OFFICES Section 1.1. Registered Office and Agency. The registered office of the Corporation shall be at such offices within the State of Texas as determined from time to time by the Board of Directors (“Board”). Section 1.2. Other Offices. The Corporation may have, in addition to its registered office, o |
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| June 12, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2024 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorporati |
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| June 12, 2024 |
CODE OF ETHICS FOR THE BOARD OF DIRECTORS OF RENN FUND, INC. CODE OF ETHICS FOR THE BOARD OF DIRECTORS OF RENN FUND, INC. The Renn Fund, Inc. (the “Fund”) is committed to conducting business in accordance with applicable laws, rules and regulations and the highest standards of business ethics, and to full and accurate disclosure - financial and otherwise - in compliance with applicable law. This Code of Ethics (the “Code”), applicable to the Fund’s Board of |
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| June 12, 2024 |
PRICING COMMITTEE CHARTER OF THE RENN FUND, INC. PRICING COMMITTEE CHARTER OF THE RENN FUND, INC. The Pricing Committee of the Renn Fund, Inc. (the “Fund”) consists of members of the Board of Directors (the “Board”). The Board has delegated its pricing and oversight responsibilities to the Pricing Committee. Purpose The Pricing Committee is responsible for: ● Reviewing, from time to time, the Fund’s Procedures for Valuing Portfolio Securities an |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2022 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorpo |
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| November 23, 2022 |
RENN Fund, Inc. Consolidated Schedule of Investments As of September 30, 2022 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 33.7% 84,338 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.01% $ 84,338 $ 84,338 4,893,973 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% 4,893,973 4,893,973 Total Money Market F |
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| July 18, 2022 |
DEF 14A 1 fp0077894def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy |
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| June 27, 2022 |
VIA EDGAR June 27, 2022 Valerie Lithotomas U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 RE: RENN Fund, Inc. Proxy Statement – Schedule 14A File No. 811-22299 Dear Ms. Lithotomas, Enclosed please find a preliminary proxy statement and proxy card on behalf of the above registrant. Should you have any questions or comments, feel free t |
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| June 27, 2022 |
PRE 14A 1 fp0077159pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Prox |
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| May 25, 2022 |
RENN Fund, Inc. Consolidated Schedule of Investments As of March 31, 2022 (Unaudited) RENN Fund, Inc. Consolidated Schedule of Investments As of March 31, 2022 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 34.36% 83,886 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.01% $ 83,886 $ 83,886 5,126,235 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% 5,126,235 5,126,235 Total Money Market Fund |
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| November 26, 2021 |
RENN Fund, Inc. Consolidated Schedule of Investments 9/30/2021 (Unaudited) RENN Fund, Inc. Consolidated Schedule of Investments 9/30/2021 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 22.28% 83,627 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.01% $ 83,627 $ 83,627 3,813,052 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% 3,813,052 3,813,052 Total Money Market Funds 3,896,679 |
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| July 29, 2021 |
RENN fUND, INC. c/o Horizon Kinetics Asset Management LLC 470 Park Avenue South New York, NY 10016 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON SEPTEMBER 22, 2021 SOLICITATION OF PROXIES To the Shareholders of RENN FUND, INC. NOTICE IS HEREBY GIVEN that the Annual Meeting of Shareholders (the ?Annual Meeting?) of RENN Fund, Inc., a Texas corporation (the ?Fund?), will be held in a virtua |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2021 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorporat |
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| May 26, 2021 |
RENN Fund, Inc. Consolidated Schedule of Investments March 31, 2021 RENN Fund, Inc. Consolidated Schedule of Investments March 31, 2021 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 27.58% 83,582 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.01% $ 83,582 $ 83,582 4,155,040 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% 4,155,040 4,155,040 Total Money Market Funds 4,23 |
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| November 25, 2020 |
RENN Fund, Inc. Consolidated Schedule of Investments 9/30/2020 (Unaudited) RENN Fund, Inc. Consolidated Schedule of Investments 9/30/2020 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 52.63% 83,266 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.01% $ 83,266 $ 83,266 4,925,488 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.01% 4,925,488 4,925,488 Total Money Market Funds 5,008,754 |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| July 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| June 30, 2020 |
VIA EDGAR June 29, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Renn Fund, Inc. (File No. 811-22299): Filing of Preliminary Proxy Statement Dear Sir or Madam: On behalf of Renn Fund, Inc. (the “Fund”), we are filing the Fund’s Preliminary Proxy Statement. If you have any questions regarding this filing, please contact me at 646-867-1176. Very truly yours, |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| May 29, 2020 |
RENN Fund, Inc. Consolidated Schedule of Investments 3/31/2020 (Unaudited) RENN Fund, Inc. Consolidated Schedule of Investments 3/31/2020 (Unaudited) Shares or Principal Amount Company Cost Value MONEY MARKET FUNDS – 60.46% 82,854 Fidelity Government Cash Reserves Portfolio - Institutional Class, 0.14% $ 82,854 $ 82,854 5,002,867 Fidelity Investment Money Market Funds Government Portfolio - Institutional Class, 0.30% 5,002,867 5,002,867 Total Money Market Funds 5,085,721 |
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| January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2020 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorpo |
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| December 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2019 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorp |
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| December 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2019 RENN Fund, Inc. (Exact name of Registrant as specified in its charter) Texas 811-22299 75-2533518 (State or other jurisdiction (Commission (I.R.S. Employer of incorp |
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| November 27, 2019 |
RCG / RENN Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 470 Park Avenue South, New York, NY 10016 (Address of principal executive offices) Jay Kesslen Horizon Kinetics Asset M |
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| November 27, 2019 |
Renn Fund Exhibit to Form N-Q I, Murray Stahl, certify that: 1. I have reviewed this report on Form N-Q of RENN FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| August 2, 2019 |
RCG / RENN Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| July 19, 2019 |
RCG / RENN Fund, Inc. PRE 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, fo |
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| May 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 470 Park Avenue South, New York, NY 10016 (Address of principal executive offices) Jay Kesslen Horizon Kinetics, LLC 47 |
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| May 29, 2019 |
Renn Fund Exhibit to Form N-Q I, Murray Stahl, certify that: 1. I have reviewed this report on Form N-Q of RENN FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| February 21, 2019 |
RCG / RENN Fund, Inc. / GAD LANCE S Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Renn Fund, Inc. (Name of Issuer) Common stock $.01 par value (Title of Class of Securities) 759720105 (CUSIP Number) February 20, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| December 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) [X] REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. [X] Post-Effective Amendment No. 1 and [X] REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amendment No. 3 RENN Fund, Inc. 470 Park Avenue South, New York, NY 10016 Registran |
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| December 20, 2018 |
INVESTMENT ADVISORY AGREEMENT RENN Fund, Inc. (Cayman) AGREEMENT made as of March 1, 2018 between RENN Fund, Inc.(CAYMAN) (the “Company”), an exempt company organized under the Companies Law of the Cayman Islands and a wholly-owned subsidiary of RENN Fund, Inc. (the “Portfolio”), and HORIZON ASSET MANAGEMENT LLC, a Delaware limited liability company (the "Adviser"). WHEREAS, the Portfolio is a clo |
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| December 14, 2018 |
Monica L. Parry +1.202.373.6179 [email protected] December 14, 2018 VIA EDGAR Ms. Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Renn Fund, Inc. N-2 Filing (File No. 811-22299) Dear Ms. Larkin: This letter responds to Staff comments regarding Renn Fund, Inc.’s (the “Fund”) registration statement on Form N-2, |
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| December 13, 2018 |
RENN Fund, Inc. 470 Park Avenue South New York, NY 10016 P 241.891.8294 www.rencapital.com December 13, 2018 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Ms. Lisa Larkin Re: Request for Acceleration of the Effective Date of RENN Fund, Inc.’s Pre-Effective Amendment No. 2 Under the Securities Act of 1933 and Amendment No. 2 Under the Investment Compa |
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| December 6, 2018 |
Monica L. Parry +1.202.373.6179 [email protected] December 6, 2018 VIA EDGAR Ms. Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: RENN Fund, Inc. N-2 Filing (File No. 811-22299) Dear Ms. Larkin: This letter responds to Staff comments regarding the RENN Fund, Inc.’s (the “Fund”) registration statement on Form N |
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| November 27, 2018 |
Renn Fund Exhibit to Form N-Q I, Murray Stahl, certify that: 1. I have reviewed this report on Form N-Q of RENN FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| November 27, 2018 |
RCG / RENN Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 470 Park Avenue South, New York, NY 10016 (Address of principal executive offices) (Zip Code) Jay Kesslen Horizon Kinet |
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| November 13, 2018 |
Monica L. Parry +1.202.373.6179 [email protected] November 7, 2018 VIA EDGAR Ms. Lisa Larkin U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Renn Fund, Inc. N-2 Filing (File No. 811-22299) Dear Ms. Larkin: This letter responds to Staff comments regarding the Renn Fund, Inc.’s (the “Fund”) registration statement on Form N |
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| August 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo |
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| May 29, 2018 |
RCG / RENN Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 470 Park Avenue South, New York, NY 10016 (Address of principal executive offices) (Zip Code) Jay Kesslen Horizon Kinet |
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| May 29, 2018 |
Renn Fund Exhibit to Form N-Q I, Murray Stahl, certify that: 1. I have reviewed this report on Form N-Q of RENN FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| March 9, 2018 |
UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 Securities and Exchange Commission 100 F. Street N.E. Washington, DC 20549 Re: RENN FUND, INC. Registration Numbers:811-22299 Filing Pursuant to Rule 30b1-5 and Section 24(b) under the Investment Company Act of 1940 Ladies and Gentlemen: On behalf of the above-referenced registered investment company, transmit |
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| November 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 470 Park Avenue South, New York, NY 10016 (Address of principal executive offices) (Zip Code) Jay Kesslen Horizon Kinet |
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| November 28, 2017 |
EX-99.CERT 2 fp0029346ex99cert.htm Renn Funds Exhibit to Form N-Q I, Murray Stahl, certify that: 1. I have reviewed this report on Form N-Q of RENN FUNDS, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| June 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| May 30, 2017 |
SECTION 302 CERTIFICATION Principal Executive Officer and Principal Financial Officer SECTION 302 CERTIFICATION Principal Executive Officer and Principal Financial Officer I, Russell Cleveland, certify that: 1. |
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| May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 11520 North Central Expressway, Suite 162, Dallas, TX 75243 (Address of principal executive offices) (Zip Code) Russell |
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| April 28, 2017 |
RENN Fund, Inc. 11520 NORTH CENTRAL EXPRESSWAY, SUITE 162 DALLAS, TEXAS 75243 SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 5, 2017 Dear Shareholder: Important information regarding a special shareholders meeting of RENN Fund, Inc. (the ?Fund?) is enclosed. We encourage you to review it carefully. This special meeting is being called because on October 19, 2016, the Fund announced that it had |
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| April 17, 2017 |
Please note that this letter and other documents are in draft form, and do not necessarily reflect the Registrant?s or Fund management?s final intent with respect to the filing discussed herein. |
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| April 7, 2017 |
Please note that this letter and other documents are in draft form, and do not necessarily reflect the Registrant?s or Fund management?s final intent with respect to the filing discussed herein. |
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| March 22, 2017 |
Please note that this letter and other documents are in draft form, and do not necessarily reflect the Registrant?s or Fund management?s final intent with respect to the filing discussed herein. |
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| March 14, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Fund, Inc. |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of |
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| October 28, 2016 |
RENN Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) (Zip Code) Russell Cle |
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| October 28, 2016 |
SECTION 302 CERTIFICATION Principal Executive Officer SECTION 302 CERTIFICATION Principal Executive Officer I, Russell Cleveland, certify that: 1. |
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| October 20, 2016 |
DEFA14A 1 a450826defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy |
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| October 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 RENN FUND, INC. |
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| October 19, 2016 |
Press release issued by RENN Fund, Inc.dated October 19, 2016. RENN FUND, INC.: Exhibit 99.1 - Filed by newsfilecorp.com RENN Fund Enters Into Letter of Intent with Horizon Kinetics DALLAS, TX ? October 19, 2016 - RENN Fund, Inc. (NYSE MKT: RCG) (the ?Fund?) has entered into a Letter of Intent with Horizon Kinetics LLC (?Horizon?) for Horizon, through one of its wholly owned subsidiary registered investment advisers, to become the new investment manager of th |
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| October 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| August 10, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - TERMINATION OF 13D GROUP Activist Investment SC 13D/A 1 formsc13da.htm AMENDED 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472-329 |
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| August 10, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - TERMINATION OF 13D GROUP Activist Investment SC 13D/A 1 formsc13da.htm AMENDED 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472-329 |
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| August 10, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - TERMINATION OF 5% GROUP Activist Investment SC 13D/A 1 formsc13da.htm AMENDED 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472-329 |
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| August 10, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - TERMINATION OF 5% GROUP Activist Investment SC 13D/A 1 formsc13da.htm AMENDED 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472-329 |
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| July 11, 2016 |
BVX / Bovie Medical Corp. / RENN Fund, Inc. - SC 13G/A Passive Investment SC 13G/A 1 a44399913ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23) Bovie Medical Corp ————————————————————————————————————————— (Name of Issuer) Common Stock ————————————————————————————————————————— (Title of Class of Securities) 032347205 ———————————————— (CUSIP Number) July 7, 2016 |
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| June 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| June 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| May 31, 2016 |
SECTION 302 CERTIFICATION Principal Executive Officer SECTION 302 CERTIFICATION Principal Executive Officer I, Russell Cleveland, certify that: 1. |
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| May 31, 2016 |
RENN Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) (Zip Code) Russell Cle |
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| May 24, 2016 |
DEF 14A 1 a440758def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy |
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| May 23, 2016 |
May 19, 2016 VIA E-Mail and EDGAR U.S. Securities and Exchange Commission Division of Investment Management ? Disclosure Review and Accounting Office 100 F Street NE Washington DC 20549 Phone | 202.551.5166 E-mail: Larkin, Lisa N. [email protected] Attn: Ms. Lisa N. Larkin Dear Ms. Larkin: Re: RENN Fund, Inc. Preliminary Proxy Comments 1. Comment: Response letter must include the Tandy representatio |
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| May 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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| April 8, 2016 |
Etude Capital Comments on RENN Fund Liquidation Exhibit 2 April 7, 2016 12:00 UTC Etude Capital Comments on RENN Fund Liquidation AUSTIN, Texas-(BUSINESS WIRE)- Etude Capital, LLC, together with its affiliates and the other participants in its solicitation (collectively, “Etude” or “we”), collectively the largest stockholder of RENN Fund, Inc. |
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| April 8, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - AMENDED 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472-3295 (Name, Address and Telephone Number |
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| April 8, 2016 |
JOINT FILING AGREEMENT copy EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (1) (iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D/A dated April 7, 2016 (including amendments thereto) with respect to the Common Stock, $1 par value, of RENN Fund Inc. |
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| March 14, 2016 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Fund, Inc. |
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| March 14, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - 13D TEXT FILE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* RENN Fund Inc. (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 759720105 (CUSIP Number) Steven I. Stein Etude Capital LLC 800 West 22nd, STE 404 Austin, TX 78705 (832) 472?3295 (Name, Address and Telephone Number of |
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| March 14, 2016 |
begin 644 EX-2.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#(O2VED7!E+U!A9V4O4&%R96YT(#(@,"!2+U)E M7!E+T=R M;W5P+U,O5')A;G-P87)E;F-Y+T-3+T1E=FEC95)'0CX^+U1A8G,O4R]3=')U M8W1087)E;G1S(# ^/@T*96YD;V)J#0HT(# @;V)J#0H\/"]&:6QT97(O1FQA M=&5$96-O9&4O3&5N9W1H(#0R.3D^/@T*?/Z>F[LR@^.HI.SDZC[X<',8GAGZ0LBB.N?H5D M45T<'GS^>[0X/#BY.#QX99&DD@>75P='E U+(YHE"89H3(2.25Q'EW@2?HIH |
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| March 14, 2016 |
RCG / RENN Fund, Inc. / Etude Capital, LLC. - SCHEDULE 13D Activist Investment begin 644 13D.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#@O2VED7!E+U!A9V4O4&%R96YT(#(@,"!2+U)E'1'4W1A=&4\/"]'4S<@-R P(%(O1U,X(#@@,"!2/CXO4')O8U-E=%LO4$1& M+U1E>'0O26UA9V5"+TEM86=E0R]);6%G94E=(#X^+TUE9&EA0F]X6R P(# @ M-C$R(#2]#4R]$979I8V521T(^/B]486)S+U,O4W1R=6-T4&%R M96YT)R]6MUNV\82OC?@=YB+7I"! MO>;NYNS/SS>\N>7&Y7,WNHO$*GC^N%RMHO$TGL"'BU&Z^.-B]-<^2 M:#5+DXOA^G9 |
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| March 14, 2016 |
begin 644 EX-1.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#$O2VED%L@," P(#8Q,B W.3)=("]#;VYT96YTD#L7%, MSW%2@R7[XS"^328A2D68D1\L:[S?SSX\?:8"?$.F1/BCE,QL4*;G=K 8G0\RBD'GX69AC2\01%V&;K2-S0-(5//#: M@ 2Y?,<^WSDT "?&"T'I@1-( ]PQFL\R+++LSH$=<;C BW0+3H0LI3!-<:#Y MV^'\-BNR-(A)!-7.YX7E(: ,0C9TA&2@NJ<"5PN 8]S]K5'"U5VHD<-@D9$@4 MI0MM^WVZ?D(;7X#F$G)SFWY+IP+-U4%+D$>5LO:0O?+: |
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| March 14, 2016 |
Etude Capital LLC 800 W 26th STE 404 Austin, Texas 78705 Mr. Russell Cleveland RENN Fund Inc. 8080 N. Central Expressway, Suite 210/LB 59 Dallas, Texas 75206 March 14, 2016 Dear Mr. Cleveland: As discussed, Etude Capital LLC acquired approximately 5.7% of the outstanding common stock of RENN Fund Inc. which makes us your second largest shareholder. Bradley and Logan at Davenforth as well as myself |
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| March 14, 2016 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (1) (iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated March 14, 2016 (including amendments thereto) with respect to the Common Stock, $1 par value, of RENN Fund Inc. This Joint Filing Agreement shall be file |
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| December 14, 2015 |
BVX / Bovie Medical Corp. / RENN Fund, Inc. - SC 13G/A Passive Investment SC 13G/A 1 a426825sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22) Bovie Medical Corp ————————————————————————————————————————— (Name of Issuer) Common Stock ————————————————————————————————————————— (Title of Class of Securities) 032347205 ———————————————— (CUSIP Number) December 7 |
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| November 25, 2015 |
RENN Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 v425611nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive of |
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| November 25, 2015 |
SECTION 302 CERTIFICATION Principal Executive Officer Exhibit 99.CERT SECTION 302 CERTIFICATION Principal Executive Officer I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 28, 2015 |
RENN Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) (Zip Code) Russell Cle |
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| May 28, 2015 |
SECTION 302 CERTIFICATION Principal Executive Officer Exhibit 99.CERT SECTION 302 CERTIFICATION Principal Executive Officer I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| March 11, 2015 |
RENN Fund 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2015 RENN Fund, Inc. State or other jurisdiction of incorporation: Texas Investment Company File Number: 811-22299 IRS Employer Identification Number: 75-2533518 8080 N. Cent |
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| March 2, 2015 |
BVX / Bovie Medical Corp. / RENN Fund, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21) Bovie Medical Corp ————————————————————————————————————————— (Name of Issuer) Common Stock ————————————————————————————————————————— (Title of Class of Securities) 032347205 ———————————————— (CUSIP Number) February 23, 2015 —————————————————————————————— |
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| November 25, 2014 |
EX-99.CERT 2 ex99cert.htm EXHIBIT 99.CERT EXHIBIT 99CERT 1 (a) (1) SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| November 25, 2014 |
RENN Fund, Inc. - RENN FUND INC N-Q 9-30-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) (Zip Code) Russell Cle |
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| May 30, 2014 |
SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q 1ST QTR 2014 RENN Global Entrepreneurs Fund, Inc. Schedule of Investments First Quarter Report March 31, 2014 (Unaudited) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified i |
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| April 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| March 6, 2014 |
BKD CPAs & Advisors Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Global Entrepreneurs Fund, Inc. |
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| November 25, 2013 |
SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| November 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| October 3, 2013 |
CORRESP 1 filename1.htm October 3, 2013 VIA EDGAR TRANSMISSION AND FACSIMILE Securities and Exchange Commission Division of Disclosure and Review 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Laura Hatch RE: RENN Global Entrepreneurs Fund Dear Ms. Hatch: We are writing in response to your verbal comments to Mr. David Oden, RENN Global Entrepreneurs Fund, Inc. (the “Company”, the “Fund” or “REN |
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| May 29, 2013 |
SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, notmisleading with |
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| May 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 nq2013.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| March 6, 2013 |
MANY / Plures Technologies, Inc. / RENN Fund, Inc. - 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Plures Technologies, Inc. (Name of Issuer) Common (Title of Class of Securities) 72941C104 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Rec |
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| February 28, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Global Entrepreneurs Fund, Inc. |
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| January 22, 2013 |
MANY / Plures Technologies, Inc. / RENN Fund, Inc. - 13 D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Plures Technologies, Inc. (Name of Issuer) Common (Title of Class of Securities) 72941C104 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Rec |
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| December 7, 2012 |
MANY / Plures Technologies, Inc. / RENN Fund, Inc. - 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Plures Technologies, Inc. (Name of Issuer) Common (Title of Class of Securities) 72941C104 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Rec |
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| November 16, 2012 |
Quarterly Schedule of Portfolio Holdings - NQ 3RD QTR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| November 16, 2012 |
EX 99.302 SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, notmisle |
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| June 27, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| June 27, 2012 |
EX 99.302 SECTION 302 CERTIFICATION I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, notmisle |
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| June 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 14) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 5/31/2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| April 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| April 11, 2012 |
MANY / Plures Technologies, Inc. / RENN Fund, Inc. - 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 Plures Technologies, Inc. (Name of Issuer) Common (Title of Class of Securities) 72941C104 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person |
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| February 29, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Global Entrepreneurs Fund, Inc. |
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| November 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| November 16, 2011 |
EXHIBIT 99 CERTIFICATIONS I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| August 19, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 ) CMSF Corp. (Name of Issuer) Preferred Series A (Title of Class of Securities) 12600X106 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person |
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| August 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) Global Axcess Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 37941L206 (CUSIP Number) 8/9/2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| June 9, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CMSF Corp. (Name of Issuer) Common (Title of Class of Securities) 133765107 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Receive Notices an |
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| June 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 13) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 3/25/2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| May 31, 2011 |
EXHIBIT 99 cert2 CERTIFICATIONS I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| April 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| February 17, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Global Entrepreneurs Fund, Inc. |
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| December 14, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Integrated Security Systems Inc. (Name of Issuer) Common (Title of Class of Securities) 45812J101 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| November 12, 2010 |
Exhibit 99 CERTIFICATIONS I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| October 6, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 CMSF Corp. (Name of Issuer) Common (Title of Class of Securities) 133765107 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Receive Notices |
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| October 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 12) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 9/27/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| September 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Cover-All Technologies Inc. (Name of Issuer) Common (Title of Class of Securities) 222892101 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to R |
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| September 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Integrated Security Systems Inc. (Name of Issuer) Common (Title of Class of Securities) 45812J101 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized |
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| September 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CMSF Corp. (Name of Issuer) Common (Title of Class of Securities) 133765107 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Receive Notices an |
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| July 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 11) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 4/1/2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 10) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 6/25/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 6/23/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 8) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 6/22/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7) Access Plans, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 00434J104 (CUSIP Number) 6/16/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| May 20, 2010 |
EXHIBIT 99.Cert2 CERTIFICATIONS I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| May 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) |
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| April 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| April 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7) Access Plans USA, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 740184106 (CUSIP Number) 3/31/2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| April 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) Allied Healthcard Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 01860F103 (CUSIP Number) 12/15/2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| March 1, 2010 | ||
| March 1, 2010 |
Changes in or Disagreements with Accountants Exhibit 99:77K Changes in or Disagreements with Accountants On October 26, 2009, the Fund’s independent auditor, KBA Group LLP, declined to renew its engagement with the Fund because the firm merged into BKD LLP, who determined that the Fund did not fit its target client profile. |
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| March 1, 2010 |
Changes in or Disagreements with Accountants Exhibit 99:77K Changes in or Disagreements with Accountants On October 26, 2009, the Fund?s independent auditor, KBA Group LLP, declined to renew its engagement with the Fund because the firm merged into BKD LLP, who determined that the Fund did not fit its target client profile. |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm Exhibit 99-77b Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of RENN Global Entrepreneurs Fund, Inc. |
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| December 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5) Allied Healthcard Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 01860F103 (CUSIP Number) 12-15-09 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| November 25, 2009 |
EXHIBIT 11 (a) (2) CERTIFICATIONS I, Barbe Butschek, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-22299 RENN GLOBAL ENTREPRENEURS FUND, INC. (Exact name of registrant as specified in charter) 8080 N. Central Expressway, Suite 210, Dallas, TX 75206 (Address of principal executive offices) ( |
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| November 25, 2009 |
EXHIBIT 11 (a) (1) CERTIFICATIONS I, Russell Cleveland, certify that: 1. I have reviewed this report on Form N-Q of RENN Global Entrepreneurs Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| November 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CMSF Corp. (Name of Issuer) Common (Title of Class of Securities) 133765107 (CUSIP Number) Russell Cleveland RENN Capital Group, Inc. 8080 N. Central Expressway, Suite 210, LB 59 Dallas, TX 75206 214-891-8294 (Name, Address and Telephone Number of Person Authorized to Receive Notices an |
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| August 27, 2009 |
RENN Global Entrepreneurs Fund, Inc. For the Six-Months Period ending June 30, 2009 RENN Global Entrepreneurs Fund, Inc. For the Six-Months Period ending June 30, 2009 Exhibit to N-SAR Matters Submitted for RENN Global Entrepreneurs Fund, Inc. Shareholder Votes During the six-months period covered by this report, issues were presented to the shareholders for their vote at the Annual Meeting of Shareholders on May 15, 2009. The record date for determination of shareholders entitle |
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| May 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election |
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| May 21, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| May 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capi |
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| May 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capi |
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| April 2, 2009 |
10-K/A 1 renn3200810k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND |
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| March 30, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of R |
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| March 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| March 20, 2009 |
March 19, 2009 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4720 Re: Renaissance Capital Growth & Income Fund III, Inc. (the “Registrant”) Definitive Proxy Statement on Schedule 14A, File No. 001-11701 (the “Proxy”) 29187.9 Dear Mr. Rupert: On March 17, 2009, you provided the Registrant with comments on |
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| March 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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| March 13, 2009 |
Renaissance Capital Growth & Income Fund III, Inc. 8080 North Central Expressway, Suite 210, LB-59 Dallas, Texas 75206-1857 214-891-8294 March 13, 2009 Via EDGAR Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Attn: Kevin Rupert Re: Renaissance Capital Growth & Income Fund III, Inc. Dear Mr. Rupert: Renaissance Capital Growth & Income Fund III, Inc. intends to distribut |
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| March 13, 2009 |
STEVEN B. BOEHM DIRECT LINE: 202.383.0176 E-mail: [email protected] March 13, 2009 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4720 RE: Renaissance Capital Growth & Income Fund III (the “Registrant”) Preliminary Proxy Statement on Schedule 14A, File No. 001-11701 (the “Proxy”) Dear Kevin: On |
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| February 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* BPO Management Services, Inc. ————————————————————————————————————————— (Name of Issuer)Series B Preferred ————————————————————————————————————————— (Title of Class of Securities) <<>> ————————————————————————————————————————— (CUSIP Number) Russell Clev |
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| February 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Integrated Securities Systems, Inc. ————————————————————————————————————————— (Name of Issuer) Common Stock ————————————————————————————————————————— (Title of Class of Securities) 45812J101 ————————————————————————————————————————— (CUSIP Number) Russel |
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| February 9, 2009 |
STEVEN B. BOEHM DIRECT LINE: 202.383.0176 E-mail: [email protected] February 6, 2009 VIA EDGAR Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-4720 RE: Renaissance Capital Growth & Income Fund III (the ?Registrant?) Preliminary Proxy Statement on Schedule 14A, File No. 001-11701 (the ?Proxy?) Dear Kevin: O |
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| February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Narrowstep, Inc. ————————————————————————————————————————— (Name of Issuer) Common Stock ————————————————————————————————————————— (Title of Class of Securities) 631082203 ————————————————————————————————————————— (CUSIP Number) 12/31/2008 ——————————————— |
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| February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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| February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AuraSound Inc. ????????????????????????????????????????? (Name of Issuer) Common Stock ????????????????????????????????????????? (Title of Class of Securities) 423511302 ????????????????????????????????????????? (CUSIP Number) 12/31/2008 ???????????????? |
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| January 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of |
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| January 27, 2009 |
Renaissance Capital Growth & Income Fund III, Inc. 8080 North Central Expressway, Suite 210, LB-59 Dallas, Texas 75206-1857 214-891-8294 January 27, 2009 Via EDGAR Securities and Exchange Commission 100 F. Street, NE Washington, D.C. 20549 Re: Renaissance Capital Growth & Income Fund III, Inc. Ladies and Gentlemen: Renaissance Capital Growth & Income Fund III, Inc. intends to distribute the enclos |
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| November 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20671 Renaissance C |
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| August 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2006 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction of inco |
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| August 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capit |
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| May 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital |
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| April 2, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 27, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Mark One SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2007 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of R |
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| February 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Comm |
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| February 22, 2008 |
Renaissance Capital Growth and Income Fund III, Inc. Renaissance Capital Resumes Quarterly Dividend Program Board of Directors Announces Fourth Quarter 2007 Cash and Deemed Dividends Dallas, Texas, December 17, 2007 Renaissance Capital Growth & Income Fund III, Inc. (AMEX: RCG), a specialty closed-end fund announces that the Board of Directors has approved a cash dividend distribution of $0.10 per |
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| December 20, 2007 |
EXHIBIT 99.1 Renaissance Capital Resumes Quarterly Dividend Program Board of Directors Announces Fourth Quarter 2007 Cash and Deemed Dividends Dallas, Texas, December 17, 2007 Renaissance Capital Growth & Income Fund III, Inc. (AMEX: RCG), a specialty closed-end fund announces that the Board of Directors has approved a cash dividend distribution of $0.10 per share. The dividend will be payable on |
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| December 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commis |
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| November 13, 2007 |
UNITED[KM1] STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 RENAISS |
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| August 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital G |
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| July 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction of incorpor |
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| July 5, 2007 |
Renaissance Capital Growth & Income Fund III, Inc. CODE OF ETHICS Adopted July 11, 2002 as Required by Rule 17j-1 under the Investment Company Act of 1940 (as Amended and Restated as of June 30, 2007) Section 1: Statement of Purpose and Applicability (A) Covered Entities and Their Relationships (1) The Company. Renaissance Capital Growth & Income Fund III, Inc., a Texas corporation (the "Company") |
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| July 5, 2007 |
Amendment to ByLaws Renaissance Capital Growth & Income Fund III, Inc. Amendment to ByLaws of Renaissance Capital Growth & Income Fund III, Inc. WHEREAS, Renaissance Capital Growth & Income Fund III, Inc. (“RENN III”) has heretofore adopted bylaws for its corporate governance, and the Board of Directors is authorized to amend such documents; and WHEREAS, it is now deemed appropriate by the Board of Directors that such documents be amended to continue to meet requirem |
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| July 5, 2007 |
AMENDED CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. |
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| May 22, 2007 |
RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. No. RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. Shares Incorporated under the Laws of the State of Texas CUSIP NO. 75966V 10 5 COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES THAT IS THE OWNER OF FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF THE PAR VALUE OF $1.00 PER SHARE OF Renaissance Capital Growth & Income Fund III, Inc. (hereinafter called the “Corporati |
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| May 22, 2007 |
As filed with the Securities and Exchange Commission on May 22, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital |
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| March 16, 2007 |
EXHIBIT 10.6 INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") made this 1st day of March, 2007, by and between Renaissance Capital Growth & Income Fund III, Inc., a Texas corporation (the "Fund"), and RENN Capital Group, Inc., a Texas corporation (the "Adviser"): WHEREAS, the Fund operates as a business development company (a “BDC”) under the Investment Company Act of |
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| March 16, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K 10-K 1 v06865410-k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2006 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND III |
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| March 6, 2007 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commission |
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| March 6, 2007 |
Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") made this 1st day of March, 2007, by and between Renaissance Capital Growth & Income Fund III, Inc., a Texas corporation (the "Fund"), and RENN Capital Group, Inc., a Texas corporation (the "Adviser"): WHEREAS, the Fund operates as a business development company (a ?BDC?) under the Investment Company Act of |
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| January 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commiss |
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| January 12, 2007 |
Exhibit 99.1 Renaissance Capital Growth & Income Fund III, Inc. Financing Emerging Growth Companies ANNOUNCES A $4.03 PER SHARE DEEMED DIVIDEND AND ANSWERS COMMONLY ASKED QUESTIONS ABOUT DEEMED DIVIDENDS Press Release For Immediate Release Dallas, Texas, January 10, 2007, Renaissance Capital Growth & Income Fund III, Inc. (the ?Fund?) (OTC:RENN) has previously announced a deemed dividend of approx |
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| January 4, 2007 |
Renaissance Capital Growth & Income Fund III, Inc. Announces Deemed Dividend Estimate EX-99.1 2 v061861ex99-1.htm Exhibit 99.1 Renaissance Capital Growth & Income Fund III, Inc. Announces Deemed Dividend Estimate Press Release For Immediate Release Dallas, Texas, January 3, 2007, Renaissance Capital Growth & Income Fund III, Inc. (OTC:RENN) announced today that its Board of Directors, in accordance with rules governing a Regulated Investment Company ("RIC") under Sub-Chapter M of t |
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| January 4, 2007 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2007 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commissi |
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| December 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| December 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital |
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| December 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2005 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance |
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| December 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital G |
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| December 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capi |
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| December 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2006 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commis |
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| December 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2004 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capi |
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| December 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2004 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capit |
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| December 8, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| November 14, 2006 |
EXHIBIT 99.1 Renaissance Capital Announces Fourth Quarter Distribution and New Deemed Dividend Policy Total cash distribution since inception to reach $13.81 per share Dallas, Texas, November 13, 2006, Renaissance Capital Growth & Income Fund III, Inc. (OTC:RENN), a convertible closed-end fund, on November 9, 2006 announced that the Board of Directors has approved a dividend distribution of $0.10 |
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| November 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capi |
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| November 14, 2006 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2006 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commis |
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| November 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital |
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| November 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the equarterly period ended June 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Renaissance Capital |
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| November 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A AMENDMENT NO. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from to . Commission file number: 0-20671 Re |
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| October 24, 2006 |
Renaissance Capital Growth & Income Fund III, Inc. Financing Emerging Growth Companies Exhibit 99.1 Renaissance Capital Growth & Income Fund III, Inc. Financing Emerging Growth Companies October 23, 2006 Dear Shareholder, The purpose of this letter is to bring you up-to-date on the progress of Renaissance Capital Growth & Income Fund III (“RENN III” or the “Fund”) in various areas. Progress is Being Made On September 22, 2006, we accomplished our first goal of becoming current with |
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| October 24, 2006 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2006 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of registrant as specified in its charter) TX 33-75758 75-2533518 (State or other jurisdiction (Commiss |
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| September 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2004 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (E |
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| September 22, 2006 |
Securities and Exchange Commission Washington, D. C. 20549 Form 10-K Securities and Exchange Commission Washington, D. C. 20549 Form 10-K Mark One x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal Year Ended December 31, 2005 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 33-75758 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. (Exact name of R |
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| September 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Back to Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 10, 2006 |
Bylaws of Renaissance Capital Growth & Income Fund III, Inc. Page 1 Bylaws of Renaissance Capital Growth & Income Fund III, Inc. Page 1 Exhibit 3.1 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. AMENDED AND RESTATED BYLAWS (as of March 6, 2006) ARTICLE 1 - OFFICES Section 1.1 Registered Office and Agency. The registered office of the Corporate shall be at: 8080 North Central Expressway, Suite 210/LB 59 Dallas, Texas 75206 Section 1.2. Other Offices. The Corpor |
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| March 10, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2006 RENAISSANCE CAPITAL GROWTH AND INCOME FUND III, INC. (Exact name of registrant as specified in its charter) Texas 33-75758 75-2533518 (State or other jurisdiction (I.R.S. |
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| March 10, 2006 |
Renaissance Capital Growth & Income Fund III, Inc. Announces Appointment of New Board Member Exhibit 99.1 Renaissance Capital Growth & Income Fund III, Inc. Announces Appointment of New Board Member Dallas, Texas, March 8, 2005, Renaissance Capital Growth & Income Fund III, Inc., (OTC:RENN), a business development company, has announced the appointment of J. Philip McCormick, CPA to the company?s Board of Directors. Mr. McCormick will also serve on the audit committee of the Board. ?The B |
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| February 1, 2006 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2006 RENAISSANCE CAPITAL GROWTH AND INCOME FUND III, INC. (Exact name of registrant as specified in its charter) Texas 33-75758 75-2533518 (State or other jurisdiction (C |
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| February 1, 2006 |
Exhibit 16.1 January 27, 2006 Securities and Exchange Commission 100 F Street, N. E. Washington, DC 20549 Gentlemen: We have read Item 4.01 of the Form 8-K dated January 19, 2006, of Renaissance Capital Growth and Income Fund III, Inc. We have no basis to agree or disagree with the statements made in the first paragraph other than to agree with the statement that we were dismissed. We make no comm |
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| January 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2006 RENAISSANCE CAPITAL GROWTH AND INCOME FUND III, INC. (Exact name of registrant as specified in its charter) Texas 33-75758 75-2533518 (State or other jurisdiction of i |
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| December 6, 2005 |
Other Events, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 6, 2005 |
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Exhibit 99.1 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 2454 / December 1, 2005 INVESTMENT COMPANY ACT OF 1940 Release No. 27174 / December 1, 2005 ADMINISTRATIVE PROCEEDING File No. 3-12118 In the Matter of RENN CAPITAL GROUP, INC. Respondent. ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, MAKING FINDINGS, |
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| October 10, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. |
