Statistiche di base
LEI | 54930078DL3R0VSYW338 |
CIK | 1137887 |
SEC Filings
SEC Filings (Chronological Order)
June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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December 13, 2024 |
NZF / Nuveen Municipal Credit Income Fund / BANK OF AMERICA CORP /DE/ - SC 13D/A Activist Investment SC 13D/A 1 ef20037760sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) VARIABLE RATE DEMAND PREFERRED SHARES (Title of Class of Securities) 67070X879 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 |
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December 13, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT EX-99.1 2 ef20038760ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
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March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other jurisdi |
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October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other juris |
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October 6, 2023 |
NZF / Nuveen Municipal Credit Income Fund / JPMorgan Chase Bank, N.A. - SC 13G/A Passive Investment SC 13G/A 1 d544383dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Municipal Credit Income Fund (Name of Issuer) Series C MuniFund Preferred Shares (Title of Class of Securities) 67070X 820 (CUSIP Number) September 1, 2023 (Date of Event Which Requires Filing of this Stateme |
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September 13, 2023 |
NZF / Nuveen Municipal Credit Income Fund / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67070X887 67070X820 (CUSIP Number) Mary E. Schaffner Senior Vice President and Senior Lead Counsel Wells Fargo & Company MAC N9305-176 Minneapol |
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September 13, 2023 |
EX-99.6 4 d396254dex996.htm EX-99.6 Exhibit 99.6 SERIES C MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of September 1, 2023 between NUVEEN MUNICIPAL CREDIT INCOME FUND, as Issuer and WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, as Purchaser (NZF SERIES C MFP SHARES) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PUR |
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September 13, 2023 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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September 13, 2023 |
EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Securities Exchange Act of 193 |
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June 30, 2023 |
Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 19, 2023 |
Opinion and Consent of Vedder Price P.C. Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami vedderprice.com April 17, 2023 Nuveen Municipal Credit Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Ohio Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Georgia Quality Municipal Income Fund 333 West Wacker Drive Chi |
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May 19, 2023 |
As filed with the Securities and Exchange Commission on May 19, 2023 Nuveen Municipal Credit Income Fund As filed with the Securities and Exchange Commission on May 19, 2023 File No. |
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February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 (February 8, 2023) Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other juris |
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February 8, 2023 |
Filed by Nuveen Municipal Credit Income Fund (Commission File Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-268294) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Georgia Quality Municipal Income Fund (Commission File No. 811-21152) Nuveen Georgia Quality Municipal Income Fund (NKG) When you cast yo |
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January 6, 2023 |
Filed by Nuveen Municipal Credit Income Fund (Commission File Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-268294) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Georgia Quality Municipal Income Fund (Commission File No. 811-21152) Nuveen Georgia Quality Municipal Income Fund (NKG) Nuveen Ohio Qual |
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January 6, 2023 |
Filed by Nuveen Municipal Credit Income Fund (Commission File Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-268294) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Ohio Quality Municipal Income Fund (Commission File No. 811-06385) Nuveen Georgia Quality Municipal Income Fund (NKG) Nuveen Ohio Quality |
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January 6, 2023 |
Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-268294) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Ohio Quality Municipal Income Fund (Commission File No. 811-06385) PO Box 808001 Louisville, KY 40233-8001 RESPONSE NEEDED Re: Your inves |
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January 6, 2023 |
Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-268294) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Georgia Quality Municipal Income Fund (Commission File No. 811-21152) PO Box 808001 Louisville, KY 40233-8001 RESPONSE NEEDED Re: Your in |
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December 19, 2022 |
Opinion and Consent of Counsel is filed herewith. Exhibit (11) December 16, 2022 Nuveen Municipal Credit Income Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Municipal Credit Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Municipal Credit Income Fund, a Massachusetts business trust (the ?Acquiring Fund?), in connection with the pre-effective amendment to the Acquiring Fund?s Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission (the ?Commission?) on or about December 16, 2022 (the ?Registration Statement?), with respect to the Acquiring Fund?s common shares of beneficial interest, $. |
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December 19, 2022 |
Consent of Independent Auditor is filed herewith. Exhibit (14) Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated December 28, 2021, July 28, 2022, and April 27, 2022, with respect to the financial statements and financial highlights of Nuveen Municipal Credit Income Fund, Nuveen Georgia Quality Municipal Income Fund, and Nuveen Ohio Quality Municipal Income Fund, as of October 31, 2021, May 31, 20 |
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December 19, 2022 |
As filed with the Securities and Exchange Commission on December 16, 2022 As filed with the Securities and Exchange Commission on December 16, 2022 File No. |
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December 19, 2022 |
Calculation of Filing Fee Tables is filed herewith. Calculation of Filing Fee Tables Form N-14 (Form Type) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Nuveen Municipal Credit Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering |
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December 16, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas December 16, 2022 vedderprice. |
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November 10, 2022 |
Calculation of Filing Fee Tables is filed herewith. Calculation of Filing Fee Tables Form N-14 (Form Type) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Nuveen Municipal Credit Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering |
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November 10, 2022 |
Continuance of Investment Management Agreement, dated July 29, 2022 Exhibit (6)(h) CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 29th day of July 2022, by and between the entities listed on Appendix A (the ?Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), to be effective August 1, 2022. |
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November 10, 2022 |
As filed with the Securities and Exchange Commission on November 10, 2022 As filed with the Securities and Exchange Commission on November 10, 2022 File No. |
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November 10, 2022 |
Exhibit (16) NUVEEN MUNICIPAL CREDIT INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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November 10, 2022 |
Consent of Independent Auditor is filed herewith. Exhibit (14) Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated December 28, 2021, July 28, 2022, and April 27, 2022, with respect to the financial statements and financial highlights of Nuveen Municipal Credit Income Fund, Nuveen Georgia Quality Municipal Income Fund, and Nuveen Ohio Quality Municipal Income Fund, as of October 31, 2021, May 31, 20 |
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November 10, 2022 |
Notice of Continuance of Investment Sub-Advisory Agreement, dated July 29, 2022. Exhibit (6)(p) NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advisory servic |
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October 13, 2022 |
Filed by Nuveen Municipal Credit Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Georgia Quality Municipal Income Fund Commission File No. |
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October 13, 2022 |
Nuveen Municipal Credit Income Fund Filed by Nuveen Municipal Credit Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Georgia Quality Municipal Income Fund Commission File No. |
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September 28, 2022 |
1 Nuveen Municipal Credit Income Fund Portfolio of Investments July 31, 2022 (Unaudited) NZF Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 163. |
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August 22, 2022 |
As filed with the Securities and Exchange Commission on August 22, 2022 As filed with the Securities and Exchange Commission on August 22, 2022 File No. 333-262286 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 NUVEEN MUNICIPAL CREDIT INCOME FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Driv |
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August 22, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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March 28, 2022 |
Nuveen Municipal Credit Income Fund NZF Nuveen Municipal Credit Income Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 158. |
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March 18, 2022 |
Filed by Nuveen Municipal Credit Income Fund (Commission File No. 333-262286) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Enhanced Municipal Value Fund (Commission File No. 811-22323) Nuveen Enhanced Municipal Value Fund (NEV) IMPORTANT NOTICE: Please exercis |
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March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 As filed with the Securities and Exchange Commission on March 3, 2022 File No. 333-262286 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. NUVEEN MUNICIPAL CREDIT INCOME FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Drive |
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March 3, 2022 |
Consent of Independent Auditor. Exhibit (14) Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated December 28, 2021, with respect to the financial statements and financial highlights of Nuveen Municipal Credit Income Fund and Nuveen Enhanced Municipal Value Fund, as of October 31, 2021, incorporated herein by reference, and to the references to our firm under the headings ?Appointment of the Independent Registered Public Accounting Firm?, ?Experts? and ?Financial Highlights? in the Joint Proxy Statement/Prospectus and ?Supplemental Financial Information and Experts? in the Statement of Additional Information. |
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March 3, 2022 |
Opinion and Consent of Counsel. Exhibit (11) March 3, 2022 Nuveen Municipal Credit Income Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Municipal Credit Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Municipal Credit Income Fund, a Massachusetts business trust (the ?Acquiring Fund?), in connection with the pre-effective amendment to the Acquiring Fund?s Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission (the ?Commission?) on or about March 3, 2022 (the ?Registration Statement?), with respect to the Acquiring Fund?s common shares of beneficial interest, $. |
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March 3, 2022 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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March 3, 2022 |
Exhibit (6)(o) Nuveen Closed-End Funds RULE 12d1-4 INVESTMENT AGREEMENT THIS RULE 12d1-4 INVESTMENT AGREEMENT (the ?Agreement?), dated as of January 19, 2022 (the ?Effective Date?), is made by and between each registered investment company (each, a ?Registrant?), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an ?Acquiring Fund? or ?Acquired Fund? pursuant to the applicable schedule), each severally and not jointly. |
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February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN MUNICIPAL CREDIT INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other jur |
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February 25, 2022 |
Amendment to the Amended and Restated By-Laws of Registrant, dated February 24, 2022 Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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January 21, 2022 |
EXHIBIT 16 NUVEEN MUNICIPAL CREDIT INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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January 21, 2022 |
EXHIBIT 1(D) CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND The undersigned, being a majority of the Trustees of Nuveen Enhanced Municipal Credit Opportunities Fund (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 21st day of March, 2001 by the Trustees thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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January 21, 2022 |
As filed with the Securities and Exchange Commission on January 21, 2022 As filed with the Securities and Exchange Commission on January 21, 2022 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. NUVEEN MUNICIPAL CREDIT INCOME FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Drive Chica |
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January 21, 2022 |
COVER 19 filename19.htm Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice.com January 21, 2022 Jacob C. Tiedt Shareholder +1 312 609 7697 [email protected] VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Municipal Credit Income Fund (the “Registrant”) File No. 811-10345 To the Commission: On behalf |
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January 21, 2022 |
Consent of Independent Auditor is filed herewith. Exhibit 14 Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated December 28, 2021, with respect to the financial statements and financial highlights of Nuveen Municipal Credit Income Fund and Nuveen Enhanced Municipal Value Fund, as of October 31, 2021, incorporated herein by reference, and to the references to our firm under the headings ?Appointment of the Independent Registered Public Accounting Firm?, ?Experts? and ?Financial Highlights? in the Joint Proxy Statement/Prospectus and ?Supplemental Financial Information and Experts? in the Statement of Additional Information. |
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January 4, 2022 |
[Amended and Restated Voting Trust Agreement] Exhibit 99.5 [Amended and Restated Voting Trust Agreement] Chapman and Cutler LLP AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of January 1, 2022, by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors an |
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January 4, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation by his execution of th |
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January 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) VARIABLE RATE DEMAND PREFERRED SHARES (Title of Class of Securities) 67070X879 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 2 |
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January 4, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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December 17, 2021 |
Filed by Nuveen Municipal Credit Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Enhanced Municipal Value Fund (Commission File No. |
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September 27, 2021 |
Nuveen Municipal Credit Income Fund NZF Nuveen Municipal Credit Income Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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March 31, 2021 |
Nuveen Municipal Credit Income Fund NZF Nuveen Municipal Credit Income Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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November 17, 2020 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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November 17, 2020 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) VARIABLE RATE DEMAND PREFERRED SHARES (Title of Class of Securities) 67070X887 (CUSIP Number) Christopher F. Nenno Senior Counsel Wells Fargo & Company 1700 Lincoln Street, 12th Floor Denver, |
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November 17, 2020 |
EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Securities Exchange Act of 193 |
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November 17, 2020 |
EX-99.5 Exhibit 99.5 Amendment No. 1 to the Series 1 Variable Rate Demand Preferred Shares (VRDP) Adjustable Rate Special Rate Period Purchase Agreement, dated as of November 8, 2018, for the Series 1 Variable Rate Demand Preferred Shares (the “Series 1 VRDP Shares”) of Nuveen Municipal Credit Income Fund (NZF) (the “Fund”) Dated as of November 13, 2020 1. In accordance with the Notice of Special |
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October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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October 6, 2020 |
Amended and Restated By-Laws of Registrant, dated October 5, 2020 EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN MUNICIPAL CREDIT INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other jur |
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September 28, 2020 |
Nuveen Municipal Credit Income Fund NZF Nuveen Municipal Credit Income Fund Portfolio of Investments July 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS???157. |
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July 10, 2020 |
NZF / Nuveen Dividend Advantage Municipal Fund III / CITIGROUP INC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1 )* Nuveen Municipal Credit Income Fund (Name of Issuer) Series C MuniFund Preferred Shares (Title of Class of Securities) 67070X-82-0 (CUSIP Number) June 30 |
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July 10, 2020 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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July 6, 2020 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Municipal Credit Income Fund (Name of Issuer) Series C MuniFund Preferred Shares (Title of Class of Securities) 67070X 820 (CUSIP Number) June 24, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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June 26, 2020 |
- NUVEEN MUNICIPAL CREDIT INCOME FUND Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 27, 2020 |
Nuveen Municipal Credit Income Fund NZF Nuveen Municipal Credit Income Fund Portfolio of Investments January 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
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September 27, 2019 |
NZF / Nuveen Dividend Advantage Municipal Fund III NPORT-EX - - NZF Nuveen Municipal Credit Income Fund Portfolio of Investments July 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
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June 28, 2019 |
NZF / Nuveen Dividend Advantage Municipal Fund III DEF 14A - - NUVEEN MUNICIPAL CREDIT INCOME FUND Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 1, 2019 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Municipal Credit Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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April 1, 2019 |
Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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December 3, 2018 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Municipal Credit Income Fund (Name of Issuer) Series 1 Variable Rate Demand Preferred Shares Series 2 Variable Rate Demand Preferred Shares (Title of Class of Securities) 67070X887 67070X879 (CUSIP Number) November 6, 2018 (Date of Event |
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November 13, 2018 |
SC 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) VARIABLE RATE DEMAND PREFERRED SHARES (Title of Class of Securities) 67070X887 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floor Charlotte, NC 28202-6000 (704) |
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November 13, 2018 |
EX-99.4 Exhibit 99.4 SERIES 1 VARIABLE RATE DEMAND PREFERRED SHARES (VRDP) ADJUSTABLE RATE SPECIAL RATE PERIOD PURCHASE AGREEMENT dated as of November 8, 2018 between NUVEEN MUNICIPAL CREDIT INCOME FUND, as Issuer and WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, as Purchaser (NZF Series 1) CONTENTS PAGE SECTION ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTIC |
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November 13, 2018 |
EX-99.3 Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of November 8, 2018 by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), Wells Fargo Municipal Capital Strategies, LLC, a wholly owned subsidiary of Wells Fargo Bank, National Association, org |
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November 13, 2018 |
EX-99.1 2 d657842dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M |
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November 13, 2018 |
EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securit |
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November 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* NUVEEN MUNICIPAL CREDIT INCOME FUND (Name of Issuer) VARIABLE RATE DEMAND PREFERRED SHARES (Title of Class of Securities) 67070X879 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North |
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November 9, 2018 |
Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of November 8, 2018 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law |
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November 9, 2018 |
Exhibit 99.4 SERIES 2 VARIABLE RATE DEMAND PREFERRED SHARES (VRDP) ADJUSTABLE RATE SPECIAL RATE PERIOD PURCHASE AGREEMENT dated as of November 8, 2018 between NUVEEN MUNICIPAL CREDIT INCOME FUND, as Issuer and BANC OF AMERICA PREFERRED FUNDING CORPORATION, as Purchaser (NZF Series 2) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 5 ARTICLE II PU |
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November 9, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 poa13d.htm POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the |
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November 9, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-1.1 2 ScheduleI.htm SCHEDULE I SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Ch |
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November 9, 2018 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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November 9, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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September 28, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Municipal Credit Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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September 28, 2018 |
Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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June 28, 2018 |
NZF / Nuveen Dividend Advantage Municipal Fund III NUVEEN MUNICIPAL CREDIT INCOME FUND Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 29, 2018 |
Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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March 29, 2018 |
EX-99.CERT 2 d547691dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Municipal Credit Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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February 27, 2018 |
Exhibit 99.6 SERIES B MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of February 16, 2018 between NUVEEN MUNICIPAL CREDIT INCOME FUND, as Issuer and TORONTO-DOMINION INVESTMENTS, INC. as Purchaser (NZF SERIES B MFP SHARES) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 4 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIO |
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February 27, 2018 |
Exhibit 99.2 THE TORONTO-DOMINION BANK CERTIFICATE RESOLVED THAT: 1. The Chief Executive Officer of the Bank be and is hereby authorized to designate offices of the Bank and appoint such officers thereto as the Chief Executive Officer may consider necessary to carry on the business of the Bank. 2. The Group Head responsible for Human Resources of the Bank be and is hereby authorized to appoint per |
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February 27, 2018 |
TD GROUP US HOLDINGS LLC SECRETARY'S CERTIFICATE Exhibit 99.3 TD GROUP US HOLDINGS LLC SECRETARY'S CERTIFICATE The undersigned, being the duly elected, acting and qualified Assistant Corporate Secretary of TD Group US Holdings LLC ("TDGUS"), hereby certifies that the person whose name appears below is a duly elected Officer of the TDGUS: Geoffrey W. Ryan, Assistant Corporate Secretary IN WITNESS WHEREOF, the undersigned has executed this certifi |
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February 27, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Municipal Credit Income Fund (Name of Issuer) Series A MuniFund Preferred Shares Series B MuniFund Preferred Shares (Title of Class of Securities) 67070X846 67070X838 (CUSIP Number) Suzanne Franco Secretary Toronto Dominion Investments, Inc. 31 West 52nd Street, |
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February 27, 2018 |
AMENDED AND RESTATED TERM PREFERRED SHARES VOTING TRUST AGREEMENT EXHIBIT 99.4 EXECUTION VERSION AMENDED AND RESTATED TERM PREFERRED SHARES VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED TERM PREFERRED SHARES VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of February 23, 2018 by and among Lord Securities Corporation, including its successors and assigns by operation of law, as trustee (the “ |
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February 27, 2018 |
Exhibit 99.5 INITIAL SERIES A MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of May 15, 2017 between NUVEEN MUNICIPAL CREDIT INCOME FUND, as Issuer and TORONTO-DOMINION INVESTMENTS, INC. as Purchaser (NZF Series A MFP – VARIABLE RATE MODE) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 5 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND |
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February 27, 2018 |
JOINT FILING AGREEMENT February 26, 2018 Exhibit 99.1 JOINT FILING AGREEMENT February 26, 2018 In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect |
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December 1, 2017 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Municipal Credit Income Fund (Name of Issuer) Series 1 Variable Rate Demand Preferred Shares Series 2 Variable Rate Demand Preferred Shares (Title of Class of Securities) 67070X887 67070X879 (CUSIP Number) November 8, 2017 (Date of Event Whi |
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September 29, 2017 |
Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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September 29, 2017 |
EX-99.CERT 2 d452050dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Municipal Credit Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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June 23, 2017 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN MUNICIPAL CREDIT INCOME FUND Nuveen Municipal Credit Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 7, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Nuveen Municipal Credit Income Fund (NYSE: NZF) (Name of Issuer) Preferred Shares (Title of Class of Securities) 67070X846 (CUSIP Number) 5/15/2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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March 31, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Municipal Credit Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Municipal Credit Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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November 9, 2016 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 Nuveen Enhanced Municipal Credit Opportunities Fund (Name of Issuer) Variable Rate Demand Preferred Shares Series 1 Variable Rate Demand Preferred Shares Series 2 (Title of Class of Securities) 67070X887 67070X879 (CUSIP Number) October 6, 2016 ( |
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October 11, 2016 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Enhanced Municipal Credit Opportunities Fund (Name of Issuer) Variable Rate Demand Preferred Shares Series 1 Variable Rate Demand Preferred Shares Series 2 (Title of Class of Securities) 67070X887 67070X879 (CUSIP Number) September 28, 2016 (Date of Event Whi |
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September 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Enhanced Municipal Credit Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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September 29, 2016 |
Nuveen Dividend Advantage Municipal Fund III NZF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Enhanced Municipal Credit Opportunities Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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August 5, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen Enhanced Municipal Credit Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-10345 36-4460811 (State or other j |
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July 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Nuveen Enhanced Municipal Credit Opportunities Fund (Name of Issuer) Series 2019 Variable Rate MuniFund Term Preferred Shares (Title of Class of Securities |
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July 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 2)* Nuveen Enhanced Municipal Credit Opportunities Fund (Name of Issuer) Series 2017 Variable Rate MuniFund Term Preferred Shares (Title of Class of Securitie |
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July 11, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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July 11, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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June 24, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND Nuveen Enhanced Municipal Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 10, 2016 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 Nuveen Enhanced Municipal Credit Opportunities Fund (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) May 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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May 19, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND Nuveen Enhanced Municipal Credit Opportunities Fund As filed with the Securities and Exchange Commission on May 19, 2016 File No. |
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May 19, 2016 |
Investment Sub-Advisory Agreement, dated April 11, 2016 INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Enhanced Municipal Credit Opportunities Fund (NZF)) THIS AGREEMENT is made as of the 11th day of April 2016, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the Adviser), and Nuveen Asset Management, LLC, a Delaware limited liability company (the Sub-Adviser). |
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May 19, 2016 |
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 POWER OF ATTORNEY Power of Attorney NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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May 19, 2016 |
Opinion and Consent of Vedder Price P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK ? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES April 11, 2016 Nuveen Enhanced Municipal Credit Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Municipal Advantage Fund, Inc. 333 West Wacker Drive Chicago, Illinois 6060 |
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May 19, 2016 |
Certificate of Name Change Amendment to Declaration of Trust of Registrant CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 The undersigned, being a majority of the Trustees of Nuveen Dividend Advantage Municipal Fund 3 (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 21st day of March, 2001 by the initial Trustee thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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May 19, 2016 |
EX-99.12.B 6 d168930dex9912b.htm OPINION AND CONSENT OF SIDLEY AUSTIN LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CENTURY CITY CHICAGO DALLAS GENEVA FOUNDED 1866 HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.C. April 11, 2016 Nuveen Enhanced Municipal Cred |
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May 19, 2016 |
Investment Management Agreement, dated April 11, 2016 Investment Management Agreement, dated April 11, 2016 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 11th day of April 2016, by and between NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND, a Massachusetts business trust (the ?Fund?), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the ?Adviser?). |
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May 10, 2016 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN DIVID ADV MUN FD 3 (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 67070X101 (CUSIP Number) April 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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April 15, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN ENHANCED MUNICIPAL CREDIT OPPORTUNITIES FUND Nuveen Enhanced Municipal Credit Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 5, 2016 |
Form of Certificate of Name Change Amendment to Declaration of Trust FORM OF CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 The undersigned, being a majority of the Trustees of Nuveen Dividend Advantage Municipal Fund 3 (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 21st day of March, 2001 by the initial Trustee thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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April 5, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Nuveen Dividend Advantage Municipal Fund 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 31, 2016 |
EX-99.CERT 2 nzfcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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March 31, 2016 |
Nuveen Dividend Advantage Municipal Fund 3 NZF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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February 11, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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February 11, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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February 11, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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January 29, 2016 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NUVEEN DIVID ADV MUN FD 3 (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 67070X101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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January 21, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund 4, Inc. |
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January 21, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund 4, Inc. |
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January 21, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund 4, Inc. |
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January 21, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Premium Income Municipal Fund 4, Inc. |
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January 12, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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January 12, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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January 12, 2016 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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December 10, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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December 10, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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December 10, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 23, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 23, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 23, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 9, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 9, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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November 9, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen Municipal Advantage Fund, Inc. |
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October 19, 2015 |
Nuveen Dividend Advantage Municipal Fund III ESP Dividend Advantage Municipal Fund 3 October 19, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Dividend Advantage Municipal Fund 3 Registration Statement on Form N-14 8C (File No. 333-206628) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby r |
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October 19, 2015 |
Nuveen Dividend Advantage Municipal Fund III ESP CORRESP 1 filename1.htm October 19, 2015 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Deborah Skeens Senior Counsel Re: Nuveen Dividend Advantage Municipal Fund 3 (the “Registrant” or the “Acquiring Fund”); File No. 333-206628 To the Commission: On behalf of the Registrant, this letter is in response to the comments provi |
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October 16, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 2 d40194dex9914.htm CONSENT OF INDEPENDENT AUDITOR Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen Dividend Advantage Municipal Fund 3 Nuveen Municipal Advantage Fund, Inc. Nuveen Premium Income Municipal Fund 4, Inc. Nuveen Dividend Advantage Municipal Fund 2 We consent to the use of our reports dated December 26, 2014 with re |
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October 16, 2015 |
Letter to SEC JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.C. LONDON • SAN FRANCISCO • LOS ANGELES October 16, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Dividend Advantage |
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October 16, 2015 |
As filed with the Securities and Exchange Commission on October 16, 2015 Nuveen Dividend Advantage Municipal Fund 3 As filed with the Securities and Exchange Commission on October 16, 2015 File No. |
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October 2, 2015 |
EX-99.12.A 5 d40194dex9912a.htm FORM OF OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit 12(a) [Form of Tax Opinion] , 201 Nuveen Dividend Advantage Municipal Fund 3 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Municipal Advantage Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Premium Income Municipal Fund 4, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Divide |
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October 2, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 8 d40194dex9914.htm CONSENT OF INDEPENDENT AUDITOR Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen Dividend Advantage Municipal Fund 3 Nuveen Municipal Advantage Fund, Inc. Nuveen Premium Income Municipal Fund 4, Inc. Nuveen Dividend Advantage Municipal Fund 2 We consent to the use of our reports dated December 26, 2014 with re |
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October 2, 2015 |
EX-99.13.B 7 d40194dex9913b.htm AMENDMENT AND SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit 13(b) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 20th day of July, 2015, to the Transfer Agency and Service Agreeme |
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October 2, 2015 |
Nuveen Dividend Advantage Municipal Fund III ESP Dividend Advantage Municipal Fund 3 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 JACOB C. |
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October 2, 2015 |
EX-99.9.B 3 d40194dex999b.htm APPENDIX A TO CUSTODIAN AGREEMENT Exhibit 9(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of September 28, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen |
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October 2, 2015 |
EX-99.11 4 d40194dex9911.htm OPINION AND CONSENT OF COUNSEL Exhibit 11 October 2, 2015 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Dividend Advantage Municipal Fund 3 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Dividend Advantage Municipal Fund 3 Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Dividend Advantage Municipal Fund 3, |
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October 2, 2015 |
As filed with the Securities and Exchange Commission on October 2, 2015 Nuveen Dividend Advantage Municipal Fund 3 As filed with the Securities and Exchange Commission on October 2, 2015 File No. |
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October 2, 2015 |
Exhibit 9(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Fund?), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). |
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October 2, 2015 |
EX-99.12.B 6 d40194dex9912b.htm FORM OF OPINION AND CONSENT OF SIDLEY AUSTIN LLP Exhibit 12(b) SIDLEY AUSTIN LLP BEIJING HONG KONG SHANGHAI 787 SEVENTH AVENUE BOSTON HOUSTON SINGAPORE NEW YORK, NY 10019 BRUSSELS LONDON SYDNEY (212) 839 5300 CENTURY CITY LOS ANGELES TOKYO (212) 839 5599 FAX CHICAGO NEW YORK WASHINGTON, D.C. DALLAS PALO ALTO GENEVA SAN FRANCISCO FOUNDED 1866 [●], 2015 Nuveen Dividen |
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October 2, 2015 |
JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO ? NEW YORK ? WASHINGTON, D.C. LONDON ? SAN FRANCISCO ? LOS ANGELES October 2, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Dividend Advantage Municipal Fund |
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September 29, 2015 |
Nuveen Dividend Advantage Municipal Fund III NZF (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal e |
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September 29, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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August 27, 2015 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS EX-99.6.D 5 d40194dex996d.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the |
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August 27, 2015 |
INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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August 27, 2015 |
As filed with the Securities and Exchange Commission on August 27, 2015 Nuveen Dividend Advantage Municipal Fund 3 As filed with the Securities and Exchange Commission on August 27, 2015 File No. |
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August 27, 2015 |
Letter to SEC JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.C. LONDON • SAN FRANCISCO • LOS ANGELES August 27, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Dividend Advantage |
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August 27, 2015 |
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 POWER OF ATTORNEY EX-99.16 7 d40194dex9916.htm POWERS OF ATTORNEY Exhibit 16 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, a |
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August 27, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 27, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 27, 2015 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen Dividend Advantage Municipal Fund 3 Nuveen Municipal Advantage Fund, Inc. |
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August 27, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 27, 2015 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) Investment Sub-Advisory Agreement INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”). |
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August 27, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 27, 2015 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting parties under each certain Inv |
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August 26, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 26, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 26, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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August 26, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (Prospectus) Nuveen Dividend Advantage Municipal Fund 3 Filed by Nuveen Dividend Advantage Municipal Fund 3 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Dividend Advantage Municipal Fund 3 Commission File No. |
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July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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July 1, 2015 |
Nuveen Dividend Advantage Municipal Fund III NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Nuveen Dividend Advantage Municipal Fund 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 1, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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April 1, 2015 |
Nuveen Dividend Advantage Municipal Fund III NZF (Quarterly Schedule of Portfolio Holdings) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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January 9, 2015 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3) Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, N |
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October 10, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, N |
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September 29, 2014 |
Nuveen Municipal Credit Income Fund - NZF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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September 29, 2014 |
EX-99.CERT 2 nzfcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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September 26, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III SC TO-I/A - - SC TO I/A SC TO I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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September 26, 2014 |
EX-99.(a)(5)(iv) Exhibit (a)(5)(iv) FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Four Nuveen Closed-End Funds Announce Final Results of Tender Offers CHICAGO, September 26, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced |
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September 22, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III SC TO-I/A - - SC TO-I/A SC TO-I/A AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 22, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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September 22, 2014 |
EX-99.(a)(5)(iii) Exhibit (a)(5)(iii) FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Four Nuveen CEFs Announce Preliminary Results of Tender Offers CHICAGO, September 22, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced the |
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September 10, 2014 |
67070X101 / Nuveen Municipal Credit Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, N |
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August 18, 2014 |
EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) OFFER BY NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 TO PURCHASE FOR CASH UP TO 10% OF ITS COMMON SHARES OF BENEFICIAL INTEREST FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 19, 2014 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TEN |
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August 18, 2014 |
Nuveen Dividend Advantage Municipal Fund 3 333 West Wacker Drive Chicago, Illinois 60606 EX-99.(a)(1)(i) Exhibit (a)(1)(i) Nuveen Dividend Advantage Municipal Fund 3 333 West Wacker Drive Chicago, Illinois 60606 Dear Shareholder: On July 16, 2014, the Board of Trustees of the Nuveen Dividend Advantage Municipal Fund 3 (the “Fund”), approved a tender offer for the Fund’s common shares of beneficial interest (“Common Shares”). The Fund is commencing an offer to purchase up to 10% of its |
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August 18, 2014 |
EX-99.(a)(5)(ii) Exhibit (a)(5)(ii) FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Four Nuveen Closed-End Funds Announce Commencement of Tender Offers CHICAGO, August 18, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced that |
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August 18, 2014 |
EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) Instructions for Withdrawal of Previously Tendered Common Shares of Beneficial Interest of Nuveen Dividend Advantage Municipal Fund 3 If you tendered to Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), in connection with the offer by the Fund to purchase for cash up to 10% of its outstanding common shares of beneficial int |
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August 18, 2014 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.(D)(5) 13 d768607dex99d5.htm EX-99.(D)(5) Exhibit (d)(5) AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “App |
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August 18, 2014 |
INVESTMENT MANAGEMENT AGREEMENT EX-99.(D)(3) 11 d768607dex99d3.htm EX-99.(D)(3) Exhibit (d)(3) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 13th day of November 2007, by and between Nuveen Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”). W I T N E S S E T H In consideration of the mutual covenants hereinafter contained, i |
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August 18, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III SC TO-I - - SC TO-I SC TO-I AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 18, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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August 18, 2014 |
EX-99.(D)(1) 9 d768607dex99d1.htm EX-99.(D)(1) Exhibit (d)(1) DEPOSITARY AGREEMENT This Depositary Agreement is entered into as of this 30th day of July, 2014, by and among Nuveen Dividend Advantage Municipal Fund 3 (NYSE MKT: NZF), a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Company”) and Computershare Inc., a Delaware corporation and its full |
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August 18, 2014 |
EX-99.(D)(4) 12 d768607dex99d4.htm EX-99.(D)(4) Exhibit (d)(4) Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 4 5. Fees and Expenses 5 6. Represen |
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August 18, 2014 |
EX-99.(A)(1)(V) 6 d768607dex99a1v.htm EX-99.(A)(1)(V) Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF COMMON SHARES OF BENEFICIAL INTEREST NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if shareholders’ certificates for common shares of beneficial interest, par value $0.01 per share (th |
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August 18, 2014 |
EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) OFFER BY NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 TO PURCHASE FOR CASH UP TO 10% OF ITS COMMON SHARES OF BENEFICIAL INTEREST FOR 98% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 19, 2014 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDE |
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August 18, 2014 |
Nuveen Dividend Advantage Municipal Fund 3 EX-99.(A)(1)(II) 3 d768607dex99a1ii.htm EX-99.(A)(1)(II) Exhibit (a)(1)(ii) Nuveen Dividend Advantage Municipal Fund 3 MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T Tax ID certification on file: TOTAL SHARES 1234567890 LETTER OF TRANSMITTAL TO TENDER SHARES OF NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Pursuant to the Offer to Purchase dated August 18, 201 |
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August 18, 2014 |
EX-99.(D)(2) 10 d768607dex99d2.htm EX-99.(D)(2) Exhibit (d)(2) July 30, 2014 Nuveen Dividend Advantage Municipal Fund 3 Nuveen Dividend Advantage Municipal Income Fund Nuveen Municipal Advantage Fund, Inc. Nuveen Quality Income Municipal Fund, Inc. 333 West Wacker Drive Chicago, IL 60606 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agr |
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August 8, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III SC TO-C - - SC TO-C SC TO-C AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 8, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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July 17, 2014 |
NQU / Nuveen Quality Income Municipal Fund, Inc. DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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July 3, 2014 |
NXQ / Nuveen Select Tax-Free Income Portfolio II, Inc. DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 19, 2014 |
- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Nuveen Dividend Advantage Municipal Fund 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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June 16, 2014 |
67070X101 / Nuveen Municipal Credit Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) |
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June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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June 10, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen Dividend Advantage Municipal Fund 3 (Name of Issuer) Variable Rate Muni Fund Term Preferred (Title of Class of Securities) 67070X606 (CUSIP Number) May 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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April 11, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 22, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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April 1, 2014 |
Quarterly Schedule of Portfolio Holdings - NZF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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April 1, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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February 14, 2014 |
67070X101 / Nuveen Municipal Credit Income Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) Common Stock (Title of Class of Securities) 67070X101 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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February 4, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen Dividend Advantage Municipal Fund 3 (Name of Issuer) Variable Rate Muni Fund Term Preferred (Title of Class of Securities) 67070X606 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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January 30, 2014 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67070X507 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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September 27, 2013 |
Quarterly Schedule of Portfolio Holdings - NZF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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September 27, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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June 27, 2013 |
- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Nuveen Dividend Advantage Municipal Fund 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 10, 2013 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67072A406 (CUSIP Number) May 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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April 1, 2013 |
EX-99.CERT 2 nzfcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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April 1, 2013 |
Quarterly Schedule of Portfolio Holdings - NZF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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February 14, 2013 |
NZF / Nuveen Dividend Advantage Municipal Fund III / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen Dividend Advantage Municipal Fund 3 (NZF) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67070X507 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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January 11, 2013 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO BANK N A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen Dividend Advantage Municipal Fund 3 (Name of Issuer) Preferred (Title of Class of Securities) 67070X606 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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January 11, 2013 |
NZF / Nuveen Dividend Advantage Municipal Fund III / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Nuveen Dividend Advantage Municipal Fund 3 (Name of Issuer) Variable Rate Muni Fund Term Preferred (Title of Class of Securities) 67070X606 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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September 28, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - NZF_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 2, 2012 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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April 10, 2012 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Dividend Advantage Municipal Fund 3 (Name of Issuer) Variable Rate MuniFund Term Preferred Shares (Title of Class of Securities) 67070X606 (CUSIP Number) September 8, 2011 (Date of Event Which Requires Filing of this Statement) Check t |
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March 30, 2012 |
Quarterly Schedule of Portfolio Holdings - NZF_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-10345 Nuveen Dividend Advantage Municipal Fund 3 (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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March 30, 2012 |
EX-99.CERT 2 nzfcertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Dividend Advantage Municipal Fund 3; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |