Statistiche di base
| LEI | 5493002U1CA1XJOVID83 |
| CIK | 1278021 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MarketAxess Holdings Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 6, 2025 |
EX-99.1 Exhibit 99.1 MarketAxess Reports Second Quarter 2025 Financial Results 11% Increase in Revenue to Record $219.5 Million; Strong Progress with New Initiatives to Drive Growth Record Block Trading ADV, Record Total Portfolio Trading ADV and Strong Growth in Dealer-Initiated ADV EPS of $1.91; $2.00 Excluding Notable Items1 NEW YORK | August 6, 2025 - MarketAxess Holdings Inc. (Nasdaq: MKTX), |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2025 |
Exhibit 10.2 Form of 2025 Restricted Stock Unit Agreement (Deferred) for Directors RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [xxx] (the “Participant”). WHEREAS, the Board of Dir |
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| August 6, 2025 |
Exhibit 10.1 Form of 2025 Restricted Stock Unit Agreement (Non-Deferred) for Directors RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [xxx] (the “Participant”). WHEREAS, the Board of |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 02, 2025 MARKETAXESS HOLDINGS INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-34091 52-2230784 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 21, 2025 |
Exhibit 99.1 Dean Berry to Join MarketAxess as Group COO and CEO of EMEA & APAC NEW YORK | May 21, 2025 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced the appointment of Dean Berry as Group Chief Operating Officer and Chief Executive Officer of EMEA & APAC. In this new role, Mr. Berry will have oversigh |
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| May 21, 2025 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS “[*****]”, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) is the type that the registrant treats as private or confidential. Dated 16 of May 2025 MARKETAXESS EUROPE LIMITED and DEAN BERRY CONTRACT OF EMPLOYMENT CONTRACT OF EMPLOYMENT This contract of employment (“Agreement”) is made on |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| May 7, 2025 |
Exhibit 10.6 Form of 2025 Restricted Stock Unit Agreement for U.K.-based Executive Officers RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001 (the |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| May 7, 2025 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS “[*****]”, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CONSULTING SERVICES AGREEMENT This agreement (hereinafter referred to as the “Agreement”), dated February 25, 2025, is for Consulting Services (the “Consulting S |
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| May 7, 2025 |
Exhibit 10.4 Form of 2025 Performance Stock Unit Agreement for U.S. Based Executive Officers PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the “Participant”). WHERE |
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| May 7, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2025 |
Exhibit 10.7 Form of 2025 Performance Stock Unit Agreement for U.K. Based Executive Officers PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001 (t |
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| May 7, 2025 |
Exhibit 10.5 Form of Incentive Stock Option Agreement for U.S. Based Executive Officers INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of [Award Date] by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the “Participant”). Preliminary Statement The Board of Direct |
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| May 7, 2025 |
Exhibit 10.2 Form of 2025 Restricted Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [xxx] (the “Participant”). W |
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| May 7, 2025 |
Exhibit 10.3 Form of 2025 Restricted Stock Unit Agreement (Non-Deferred) for Mr. McVey RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [xxx] (the “Participant”). WHEREAS, the Board of |
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| May 7, 2025 |
Exhibit 99.1 MarketAxess Reports First Quarter 2025 Financial Results EPS of $0.40; $1.87 Excluding Notable Items1 Record Total ADV Driven by Record Credit ADV with Record Open Trading ADV of $4.8 billion Record Total Portfolio Trading ADV and Record Levels of Block Trading in Emerging Markets and Eurobonds NEW YORK | May 7, 2025 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leadin |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 23, 2025 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| February 24, 2025 |
MarketAxess Holdings Inc. Insider Trading Policy Exhibit 19.1 MARKETAXESS HOLDINGS INC. INSIDER TRADING POLICY (As Approved by the Board of Directors) The following insider trading policy of MarketAxess Holdings Inc. and its subsidiaries (collectively, the “Company”) is intended to help the Company comply with U.S. federal and state securities laws, as well as similar laws in other countries where the Company does business, and to preserve the r |
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| February 24, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware MarketAxess International Holdings, LLC Delaware MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom MarketAxess Post-Trade Limited United Kin |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 6, 2025 |
Exhibit 99.1 MarketAxess Reports Fourth Quarter and Full Year 2024 Financial Results Record Full Year Revenue of $817 Million, Up 9% Strong Full Year Commission Revenue Growth Across Most Product Areas NEW YORK | February 6, 2025 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the f |
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| February 6, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| January 27, 2025 |
Exhibit 99.1 MarketAxess Elects Roberto Hoornweg to its Board of Directors NEW YORK | January 27, 2025 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced the election of Roberto Hoornweg to its Board of Directors, effective March 1, 2025. Mr. Hoornweg will serve on the Board’s Risk Committee and Finance Com |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| November 6, 2024 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKET |
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| November 6, 2024 |
Exhibit 99.1 MarketAxess Reports Third Quarter 2024 Financial Results Revenue Growth of 20% Driven by Strong Growth in Total Credit ADV on Higher Market Volumes Record Portfolio Trading ADV; Record Municipal Bonds ADV and Estimated Market Share NEW YORK | November 6, 2024 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, |
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| November 6, 2024 |
Rick McVey to Retire from MarketAxess Carlos Hernandez Elected As Next Chairman Exhibit 99.2 Rick McVey to Retire from MarketAxess Carlos Hernandez Elected As Next Chairman NEW YORK | November 6, 2024 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced that Founder and Executive Chairman Rick McVey will retire at the end of the year. Carlos Hernandez will succeed Mr. McVey as Chairman o |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| August 6, 2024 |
Exhibit 99.1 MarketAxess Reports Second Quarter 2024 Financial Results Revenue Growth of 10% Driven by Growth in Total Credit ADV and Pragma Revenues Second Strongest Quarter for Total Credit ADV with Strong Growth Across Most Products Record Eurobonds ADV, Portfolio Trading Volume and Muni Bond Estimated Market Share Board Increases Share Repurchase Authorization to $250 Million NEW YORK | August |
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| August 6, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 19, 2024 |
Amended and Restated By-laws of MarketAxess Holdings Inc., dated as of July 17, 2024. Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF MARKETAXESS HOLDINGS INC. ARTICLE I OFFICES Section 1. The registered office of MarketAxess Holdings Inc. (the “Corporation”) in the State of Delaware shall be located at the principal place of business in said state of the corporation or individual acting as the Corporation’s registered agent. Section 2. The Corporation may have other offices, either wi |
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| June 7, 2024 |
Certificate of Amendment to the Amended and Restated Certificate of Incorporation. EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF MARKETAXESS HOLDINGS INC. MarketAxess Holdings Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the “Certificate of Amendment”) amends the provisions of the Corporation’s Amended and R |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Comm |
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| May 30, 2024 |
Exhibit 10.1 EXECUTION VERSION CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS “[*****]”, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. D +1 212-813-6000 55 Hudson Yards, 15th Floor F +1 212-813-6060 New York, NY 10001 marketaxess.com United States of America May 27, 2024 Ilene |
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| May 7, 2024 |
Exhibit 10.8 Form of 2024 Performance Stock Unit Agreement for Mr. McVey PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the “Participant”). WHEREAS, the Board of Dir |
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| May 7, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2024 |
Exhibit 10.9 Form of 2024 Performance Stock Unit Agreement for U.K. Based Executive Officers PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of [Award Date], is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001 |
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| May 7, 2024 |
Exhibit 10.7 Form of 2024 Performance Stock Unit Agreement for U.S. Based Executive Officers other than Mr. McVey PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the |
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| May 7, 2024 |
Exhibit 10.6 Form of 2024 Restricted Stock Unit Agreement for U.K.-based Executive Officers RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of [Award Date], is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001 (t |
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| May 7, 2024 |
8082/49479-001 Current/10545383v3 Exhibit 10.10 Form of Incentive Stock Option Agreement for U.S. Based Executive Officers other than Mr. McVey INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of [Award Date] by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the “ |
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| May 7, 2024 |
Exhibit 10.11 Form of Incentive Stock Option Agreement for Mr. McVey INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (“Agreement”), dated as of [Award Date] by and between MarketAxess Holdings Inc. (the “Company”) and [Participant] (the “Participant”). Preliminary Statement The Board of Directors of the Company |
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| May 7, 2024 |
Exhibit 10.5 Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for Mr. McVey RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and xxx (the “Participant”). WHEREAS, the Board of D |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| May 7, 2024 |
Exhibit 99.1 MarketAxess Reports First Quarter 2024 Financial Results Record Emerging Markets, Eurobonds and Municipal Bonds Quarterly Commission Revenue NEW YORK | May 7, 2024—MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the first quarter ended March 31, 2024. 1Q24 select financia |
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| April 24, 2024 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 24, 2024 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 12, 2024 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| February 26, 2024 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS “[*****]”, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. D +1 212-813-6000 F +1 212-813-6060 marketaxess.com 55 Hudson Yards, 15th Floor New York, NY 10001 United States of America EXECUTION VERSION February 21, 2024 I |
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| February 26, 2024 |
Exhibit 10.2 Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers other than Mr. McVey RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [Award Date] (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and xxx (th |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2024 |
Exhibit 10.4 MARKETAXESS HOLDINGS, INC. Proprietary Information and Non-Competition Agreement This Proprietary Information and Non-Competition Agreement (the “Agreement”) by and between Ilene Fiszel Bieler (“you”) and MarketAxess Holdings or its parent, affiliate or subsidiary by which you are employed or to which you provide services (the “Company”) is entered into as of February 21, 2024 and sha |
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| February 26, 2024 |
Exhibit 10.3 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of February 21, 2024, by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Ilene Fiszel Bieler (the “Executive”). This Agreement shall be effective upon your Start Date (the “Effective Date”) as defined in the Letter Agreement betw |
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| February 26, 2024 |
Exhibit 99.1 MarketAxess Appoints Ilene Fiszel Bieler as Chief Financial Officer NEW YORK | February 26, 2024 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced the appointment of Ilene Fiszel Bieler as Chief Financial Officer. Ms. Fiszel Bieler is currently expected to start with MarketAxess on or about Ma |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 22, 2024 |
MarketAxess Holdings Inc. Erroneously Awarded Compensation Recovery Policy Exhibit 97.1 MARKETAXESS HOLDINGS INC. ERRONEOUSLY AWARDED COMPENSATION RECOVERY POLICY Section 1. Introduction. The board of directors (the “Board”) of MarketAxess Holdings Inc. (the “Company”) has adopted this policy (the “Policy”) to provide for the recovery by the Company, in the event of a Recovery Trigger (as defined below), of certain incentive-based compensation received by certain current |
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| February 22, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware MarketAxess International Holdings, LLC Delaware MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom MarketAxess Post-Trade Limited United Kin |
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| February 14, 2024 |
MKTX / MarketAxess Holdings Inc. / GUARDIAN CAPITAL LP - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. 1)* MARKETAXESS HOLDINGS INC. (Name of Issuer) COMMON STOCK, $0.003 PAR VALUE (Title of Class of Securities) 57060D108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 13, 2024 |
MKTX / MarketAxess Holdings Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01402-marketaxessholdingsi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: MarketAxess Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| January 31, 2024 |
MarketAxess Reports Fourth Quarter and Full Year 2023 Results Exhibit 99.1 MarketAxess Reports Fourth Quarter and Full Year 2023 Results NEW YORK | January 31, 2024 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the fourth quarter and full year ended December 31, 2023. 4Q23 select financial and operational highlights* • Total revenues of $19 |
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| January 31, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2024 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| November 9, 2023 |
MarketAxess Announces CFO Transition Exhibit 99.1 MarketAxess Announces CFO Transition NEW YORK | November 9, 2023 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced that its Chief Financial Officer, Christopher N. Gerosa, will step down, effective January 31, 2024, to accept a position at a private company that provides technology solutions w |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKET |
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| October 25, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| October 25, 2023 |
MarketAxess Reports Third Quarter 2023 Results Exhibit 99.1 MarketAxess Reports Third Quarter 2023 Results NEW YORK | October 25, 2023—MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the third quarter ended September 30, 2023. 3Q23 select financial and operational highlights* • $172.3 million in total revenues, in line with the p |
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| October 25, 2023 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS “[*****]”, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among MARKETAXESS HOLDINGS INC., PRAGMA WEEDEN HOLDINGS LLC, PRAGMA FINANCIAL SYSTEMS LLC, PRAGMA |
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| October 2, 2023 |
Exhibit 99.1 MarketAxess Completes Acquistion of Pragma NEW YORK | October 2, 2023 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced the completion of its acquisition of Pragma, a quantitative trading technology provider specializing in algorithmic and analytical services. Chris Concannon, Chief Executive |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissi |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commi |
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| September 14, 2023 |
Carlos Hernandez Elected to MarketAxess Board of Directors Exhibit 99.1 Carlos Hernandez Elected to MarketAxess Board of Directors NEW YORK | September 14, 2023 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced the election of Carlos Hernandez to its Board of Directors, effective September 13, 2023. The appointment marks a return of Mr. Hernandez to the MarketAxes |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| August 9, 2023 |
Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of August 9, 2023 among MARKETAXESS HOLDINGS INC., as Borrower The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., PNC CAPITAL MARKETS LLC, U.S. BANK NATIONAL ASSOCIATION, AND BOFA SECURITIES, INC. as Joint Bookrunners, Syndication Agents and Joint Lead Arrangers TABLE OF CONTENTS SECTIO |
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| August 7, 2023 |
Exhibit 99.1 MARKETAXESS TO ACQUIRE ALGORITHMIC TRADING PROVIDER PRAGMA Acquisition to accelerate development of quantitative execution algorithms and data-driven analytics for fixed-income NEW YORK | August 7, 2023 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, has entered into a definitive agreement to acquire Pragma |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 20, 2023 |
MarketAxess Reports Second Quarter 2023 Results EX-99.1 Exhibit 99.1 MarketAxess Reports Second Quarter 2023 Results NEW YORK | July 20, 2023 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the second quarter ended June 30, 2023. 2Q23 select financial and operational highlights* • $179.8 million in total revenues, down 1.3%, ref |
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| June 9, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| April 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| April 26, 2023 |
EX-99.1 Exhibit 99.1 MarketAxess Reports Record Revenues of $203.2 Million in First Quarter 2023 Record Total Credit ADV of $13.7 Billion, Up 14%; Record Open Trading® ADV of $4.5 Billion, Up 21% NEW YORK | April 26, 2023 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced financial results for the first qua |
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| April 26, 2023 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 26, 2023 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| March 31, 2023 |
EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (herein, the “Amendment”) is entered into as of March 28, 2023 (the “First Amendment Effective Date”), by and among MARKETAXESS HOLDINGS INC. (the “Borrower”), the Lenders party hereto and JPMORGAN CHASE BANK, N.A (the “Administrative Agent”). PRELIMINARY STATEMENTS A. The Borrower, the Administrative |
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| February 22, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware MuniBrokers, LLC New Jersey MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom MarketAxess Post-Trade Limited United Kingdom MarketAxess Capi |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 22, 2023 |
Exhibit 10.53 MARKETAXESS HOLDINGS, INC. Proprietary Information and Non-Competition Agreement This Proprietary Information and Non-Competition Agreement (the “Agreement”) by and between Naineshkumar Shantilal Panchal (“you”) and MarketAxess Holdings or its parent, affiliate or subsidiary by which you are employed or to which you provide services (the “Company”) is entered into as of March 1, 2022 |
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| February 22, 2023 |
Exhibit 10.52 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of March 1, 2022 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Naineshkumar Shantilal Panchal (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employee of Company; WHEREAS, t |
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| February 15, 2023 |
MKTX / MarketAxess Holdings, Inc. / GUARDIAN CAPITAL LP - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MARKETAXESS HOLDINGS INC. (Name of Issuer) COMMON STOCK, $0.003 PAR VALUE (Title of Class of Securities) 57060D108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 9, 2023 |
MKTX / MarketAxess Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01368-marketaxessholdingsi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: MarketAxess Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box |
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| January 25, 2023 |
Exhibit 99.1 MarketAxess Reports Fourth Quarter and Full-Year 2022 Results NEW YORK | January 25, 2023 - MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced financial results for the fourth quarter and full-year ended |
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| January 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| January 9, 2023 |
Exhibit 99.1 MARKETAXESS PROMOTES CHRIS CONCANNON TO CHIEF EXECUTIVE OFFICER; RICHARD M. MCVEY TO BECOME EXECUTIVE CHAIRMAN NEW YORK, January 9, 2023 – The Board of Directors of MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, toda |
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| January 9, 2023 |
EX-10.1 2 d408729dex101.htm EX-10.1 EXHIBIT 10.1 EXECUTION VERSION MarketAxess Holdings Inc. 55 Hudson Yards 15th Floor New York, New York, 10001 January 6, 2023 Christopher R. Concannon Re: Terms of Employment Dear Chris: The purpose of this letter agreement (this “Letter Agreement”) is to set forth the terms and conditions of your employment as Chief Executive Officer with MarketAxess Holdings I |
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| January 9, 2023 |
Exhibit 10.2 Execution Copy MarketAxess Holdings Inc. 55 Hudson Yards, 15th Floor New York, NY 10001 January 6, 2023 Mr. Richard M. McVey, Chairman and Chief Executive Officer c/o MarketAxess Holdings Inc. 55 Hudson Yards, 15th Floor, New York, NY 10001 Re: Terms of Employment Dear Rick: The purpose of this letter agreement (this “Letter Agreement”) is to set forth the terms and conditions of your |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2023 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissi |
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| January 9, 2023 |
Exhibit 10.3 FORM OF RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of [DATE], 2023 (the “Grant Date”), by and between MarketAxess Holdings Inc. (the “Company”) and Christopher R. Concannon (the “Participant”). WHEREAS, the Board of Directors of the Company (the “Board”) adopte |
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| January 9, 2023 |
Exhibit 10.4 FORM OF PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this “Agreement”), is made as of [DATE], 2023 (the “Grant Date”), by and between MarketAxess Holdings Inc. (the “Company”) and Christopher R. Concannon (the “Participant”). WHEREAS, the Board of Directors of the Company (the “Board”) adop |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKET |
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| October 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| October 19, 2022 |
Exhibit 99.1 MarketAxess Reports Third Quarter 2022 Results NEW YORK | October 19, 2022 - MarketAxess Holdings Inc. (Nasdaq: MKTX) the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced financial results for the third quarter of 2022. 3Q22 financial and operation |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| July 27, 2022 |
EXHIBIT 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS ?[*****]?, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CONSULTING SERVICES AGREEMENT This agreement (hereinafter referred to as ?Agreement?) is for Consulting Services (the ?Consulting Services?), described in the at |
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| July 27, 2022 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS ?[*****]?, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. April 8, 2022 Nicholas Themelis [*****] [*****] Dear Nicholas: This Separation Agreement and General Release (the ?Agreement?) serves to memorialize the terms of |
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| July 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 20, 2022 |
Exhibit 99.1 MarketAxess Reports Second Quarter 2022 Results NEW YORK | July 20, 2022 - MarketAxess Holdings Inc. (Nasdaq: MKTX) the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced financial results for the second quarter of 2022. 2Q22 Financial and operationa |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| June 8, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) MarketAxess Holdings Inc. |
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| June 8, 2022 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MARKETAXESS HOLDINGS INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 52-2230784 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 55 Hudson Yards, 15th Floor New York, Ne |
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| June 8, 2022 |
Exhibit 99.1 MARKETAXESS HOLDINGS INC. 2022 EMPLOYEE STOCK PURCHASE PLAN FOR US EMPLOYEES 1. Purpose. This MarketAxess Holdings Inc. 2022 Employee Stock Purchase Plan (the ?Plan?) is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. The Company intends |
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| April 27, 2022 |
Exhibit 10.11 This Side Letter Agreement is entered into between Antonio DeLise (?You? or ?Your?) and MarketAxess Holdings Inc. (?MarketAxess?) as follows: WHEREAS, You will be retiring as a full time employee of MarketAxess on February 1st, 2022; WHEREAS, following Your retirement, the parties desire for You to serve as (i) a member of the board of directors of MarketAxess Europe Limited (the ?MA |
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| April 27, 2022 |
Exhibit 10.10 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS ?[*****]?, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CONSULTING SERVICES AGREEMENT This agreement (hereinafter referred to as ?Agreement?) is for Consulting Services (the ?Consulting Services?), described in the a |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 27, 2022 |
Exhibit 10.4 Form of 2022 Restricted Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers other than Mr. McVey RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), is made as of [Award Date] (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and xxx (th |
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| April 27, 2022 |
Exhibit 10.1 Form of 2022 Restricted Stock Unit Agreement (Deferred) for Mr. McVey RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), is made as of January 31, 2022 (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and Richard M. McVey (the ?Participant?). WHEREAS, t |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETA |
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| April 27, 2022 |
Exhibit 10.5 Form of 2022 Performance Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers other than Mr. McVey PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this ?Agreement?), is made as of [Award Date] (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and [Par |
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| April 27, 2022 |
Exhibit 10.3 Form of 2022 Incentive Stock Option Agreement for Mr. McVey Exhibit 10.3 Form of 2022 Incentive Stock Option Agreement for Mr. McVey INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of [Award Date] by and between MarketAxess Holdings Inc. (the ?Company?) and [Participant] (the |
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| April 27, 2022 |
Exhibit 10.7 Form of 2022 Restricted Stock Unit Agreement for U.K. based Executive Officers RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001(the |
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| April 27, 2022 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| April 27, 2022 |
Exhibit 10.6 Form of 2022 Incentive Stock Option Agreement for U.S. based Executive Officers other than Mr. McVey INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of [Award Date] by and between MarketAxess Holdings Inc. (the ?Company?) and [Participant] (the ?Participant?). Preliminary Sta |
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| April 27, 2022 |
Exhibit 10.8 Form of 2022 Performance Stock Unit Agreement for U.K. based Executive Officers PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO APPENDIX 1 OF THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, is by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001(th |
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| April 27, 2022 |
Exhibit 10.9 Form of Restricted Stock Unit (Buyout) for Naineshkumar Panchal RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), is made as of March 1, 2022 (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and Naineshkumar Shantilal Panchal (the ?Participant?). WHERE |
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| April 27, 2022 |
Exhibit 10.2 Form of 2022 Performance Stock Unit Agreement (Non-Deferred) for Mr. McVey PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this ?Agreement?), is made as of [Award Date] (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and [Participant] (the ?Participant?). WHEREAS, t |
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| April 20, 2022 |
Exhibit 99.1 MarketAxess Reports First Quarter 2022 Results NEW YORK | April 20, 2022 - MarketAxess Holdings Inc. (Nasdaq: MKTX) the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced financial results for the first quarter of 2022. 1Q22 Financial and operational |
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| April 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 23, 2022 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware MuniBrokers, LLC New Jersey MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom MarketAxess Post-Trade Limited United Kingdom MarketAxess Capi |
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| February 23, 2022 |
Exhibit 10.32 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS ?[*****]?, HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) is the type that the registrant treats as private or confidential. November 24, 2021 Naineshkumar Shantilal Panchal [*****] [*****] Dear Mr. Panchal, It is my pleasure to confirm our offer for you to join MarketAxess Holdings I |
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| February 23, 2022 |
Exhibit 10.6 MarketAxess Holdings Inc. Nonqualified Deferred Compensation Plan January 1, 2015 IMPORTANT NOTE This document has not been approved by the Department of Labor, Internal Revenue Service, or any other governmental entity. An adopting Employer must determine whether the Plan is subject to the Federal securities laws and the securities laws of the various states. An adopting Employer may |
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| February 23, 2022 |
Exhibit 10.5 MARKETAXESS HOLDINGS INC. 2009 EMPLOYEE PERFORMANCE INCENTIVE PLAN 1. PURPOSE The purpose of the Plan is to attract, retain and motivate employees by providing performance awards to designated employees of the Company or its Subsidiaries. The Plan is effective for calendar years of the Company commencing on or after January 1, 2009. The Plan is not subject to the approval by the stock |
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| February 10, 2022 |
MKTX / MarketAxess Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: MarketAxess Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| January 26, 2022 |
Exhibit 99.1 MARKETAXESS REPORTS FOURTH QUARTER 2021 REVENUES OF $165.1 MILLION, OPERATING INCOME OF $72.6 MILLION AND DILUTED EPS OF $1.37 Company Announces Increase in Regular Quarterly Dividend to $0.70 per Share, up from $0.66, and Approval of $150 Million Share Repurchase Program Full Year 2021 Financial Highlights* ? Record revenues of $699.0 million, up 1%; 2-year compound annual growth rat |
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| January 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| December 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commis |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MAR |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| October 20, 2021 |
Exhibit 99.1 MARKETAXESS REPORTS THIRD QUARTER 2021 REVENUES OF $162.1 MILLION, OPERATING INCOME OF $74.0 MILLION AND DILUTED EPS OF $1.52 Third Quarter Highlights* ? Revenues of $162.1 million, down 1% ? Operating income of $74.0 million, down 16% ? Operating margin of 45.7% ? Diluted EPS of $1.52, down 15% from $1.78 ? Estimated U.S. high-grade market share of 21.4% ? Record active total client |
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| October 20, 2021 |
Exhibit 10.1 CREDIT AGREEMENT dated as of October 15, 2021 among MARKETAXESS HOLDINGS INC., as Borrower The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., PNC BANK, NATIONAL ASSOCIATION, U.S. BANK NATIONAL ASSOCIATION, and MORGAN STANLEY MUFG LOAN PARTNERS, LLC, as Joint Bookrunners, Syndication Agents and Joint Lead Arrangers TABLE OF CONTEN |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissi |
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| August 13, 2021 |
EX-10.1 2 d171710dex101.htm EX-10.1 Exhibit 10.1 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of August 12, 2021 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Christopher Gerosa (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employ |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| July 21, 2021 |
EX-99.1 2 d146597dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS SECOND QUARTER 2021 REVENUES OF $176.3 MILLION, OPERATING INCOME OF $87.2 MILLION AND DILUTED EPS OF $1.77 Second Quarter Highlights* • Revenues of $176.3 million, down 5% • Operating income of $87.2 million, down 16% • Operating margin of 49.4% • Diluted EPS of $1.77, down 20% from $2.20 • 2-year compound annual growth rates of |
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| July 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 19, 2021 |
CHARLES LI ELECTED TO MARKETAXESS BOARD OF DIRECTORS EX-99.1 2 d138944dex991.htm EX-99.1 Exhibit 99.1 CHARLES LI ELECTED TO MARKETAXESS BOARD OF DIRECTORS NEW YORK and HONG KONG, July 19, 2021 — MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for global fixed-income markets, today announced the election of Charles Li t |
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| July 19, 2021 |
Exhibit 99.2 MARKETAXESS ANNOUNCES TRANSITION OF CHIEF FINANCIAL OFFICER Christopher Gerosa, MarketAxess Head of Accounting and Finance, to succeed Tony DeLise as CFO NEW YORK, July 19, 2021 ? MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-incom |
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| July 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 28, 2021 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| April 22, 2021 |
EX-99.1 2 d168792dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS RECORD FIRST QUARTER 2021 REVENUES OF $195.5 MILLION, OPERATING INCOME OF $103.5 MILLION AND DILUTED EPS OF $2.11 First Quarter Financial Highlights* • Record revenues of $195.5 million, up 16% • Operating income of $103.5 million, up 14% • Diluted EPS of $2.11, up 8% from $1.96 • Record Open TradingTM credit volume of $246.3 bil |
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| April 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| February 19, 2021 |
Exhibit 10.14 FORM OF Restricted Stock Unit Agreement (NON-Deferred) (U.S.) RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), is made as of Award Date (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and xxx (the ?Participant?). WHEREAS, the Board of Directors of t |
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| February 19, 2021 |
EX-10.13 3 mktx-ex1013397.htm EX-10.13 Exhibit 10.13 FORM OF Restricted Stock Unit Agreement (Deferred) (U.S.) RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of Award Date (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and xxx (the “Participant”). W |
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| February 19, 2021 |
Subsidiaries of the Registrant EX-21.1 14 mktx-ex21111.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware LiquidityEdge LLC Delaware MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom Xtrakter Limited United Kin |
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| February 19, 2021 |
EX-10.27 12 mktx-ex1027387.htm EX-10.27 Exhibit 10.27 Form of Amendment of Severance Protection Agreement (U.S.) MarketAxess Holdings Inc. 55 Hudson Yards Floor 15 New York, New York 10001 January [], 2021 [FULL NAME] By email Re: Amendment of Severance Protection Agreement Dear [NAME]: Reference is made to that certain Severance Protection Agreement between you and MarketAxess Holdings Inc., date |
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| February 19, 2021 |
Exhibit 10.28 Form of Amendment of Severance Protection Agreement (U.K.) MarketAxess Europe limited 5 Aldermanbury Square, London EC2V 7HR January [], 2021 [FULL NAME] By email Re: Amendment of Severance Protection Agreement Dear [NAME]: Reference is made to that certain Severance Protection Agreement between you and MarketAxess Europe Limited, dated as of [] (the ?Severance Agreement?). Capitaliz |
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| February 19, 2021 |
Exhibit 10.19 FORM OF Restricted Stock Agreement (pERFORMANCE) (U.K.) RESTRICTED STOCK AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001(the ?Company?), and xxx (the ?Participant? |
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| February 19, 2021 |
Exhibit 10.18 FORM OF Restricted Stock Agreement (U.K.) RESTRICTED STOCK AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of Award Date, by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001(the ?Company?), and xxx (the ?Participant?). WHEREAS, th |
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| February 19, 2021 |
EX-10.20 10 mktx-ex1020390.htm EX-10.20 Exhibit 10.20 FORM OF Restricted Stock Agreement (Directors) RESTRICTED STOCK AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS AGREEMENT, effective as of xxx, by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 55 Hudson Yards, 15th Floor, New York, NY 10001(the “Company”), an |
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| February 19, 2021 |
EX-10.15 5 mktx-ex1015395.htm EX-10.15 Exhibit 10.15 GUIDELINES FOR RESTRICTED STOCK UNITS GRANTED UNDER THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN Grants of Restricted Stock Units (as defined below) made under the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (the “Plan”) shall be subject to, and governed by, the provisions set forth in these guidelines (“Guidelines”), the Pl |
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| February 19, 2021 |
Exhibit 10.4 MARKETAXESS HOLDINGS INC. EMPLOYEE STOCK PURCHASE PLAN (Effective as of September 1, 2015; And as Amended through July 16, 2019) MARKETAXESS HOLDINGS INC. EMPLOYEE STOCK PURCHASE PLAN (Effective as of September 1, 2015; And as Amended through July 16, 2019) Table of Contents 1. Purpose 1 2. Definitions 1 3. Term of the Plan 3 4. Shares Reserved Plan 3 5. Administration of the Plan 4 6 |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 19, 2021 |
Exhibit 10.16 FORM OF Performance Stock Unit Agreement (U.S.) PERFORMANCE STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS PERFORMANCE STOCK UNIT AGREEMENT (this ?Agreement?), is made as of Award Date (the ?Grant Date?) by and between MarketAxess Holdings Inc. (the ?Company?) and xxx (the ?Participant?). WHEREAS, the Board of Directors of the Company ( |
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| February 19, 2021 |
Exhibit 10.17 FORM OF Incentive Stock Option Agreement (U.S.) INCENTIVE STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN AGREEMENT (?Agreement?), dated as of Award Date by and between MarketAxess Holdings Inc. (the ?Company?) and xxx (the ?Participant?). Preliminary Statement The Board of Directors of the Company (the ?Board?) or a |
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| February 19, 2021 |
EX-10.21 11 mktx-ex1021389.htm EX-10.21 Exhibit 10.21 FORM OF Restricted Stock Unit Agreement (Directors) RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”), is made as of xxx (the “Grant Date”) by and between MarketAxess Holdings Inc. (the “Company”) and xxx (the “Participant”). WHEREAS, the |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: MarketAxess Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| January 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| January 27, 2021 |
EX-99.1 2 d14813dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS FOURTH QUARTER 2020 REVENUES OF $171.3 MILLION, OPERATING INCOME OF $91.7 MILLION AND DILUTED EPS OF $1.91 12 Consecutive Years of Record Volume, Revenue and Earnings Company Announces Increase in Regular Quarterly Dividend to $0.66 per Share, up from $0.60 Fourth Quarter Financial Highlights* • Revenues of $171.3 million, up 32% |
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| November 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commis |
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| November 18, 2020 |
EX-10.1 Exhibit 10.1 CREDIT AGREEMENT dated as of November 13, 2020 among MARKETAXESS HOLDINGS INC., as Borrower The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., PNC BANK, NATIONAL ASSOCIATION, U.S. BANK NATIONAL ASSOCIATION, and MORGAN STANLEY MUFG LOAN PARTNERS, LLC, as Joint Bookrunners, Syndication Agents and Joint Lead Arrangers TABLE |
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| October 30, 2020 |
Exhibit 10.7 Fourth Amendment to Amended and Restated Credit Agreement This Fourth Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”) entered into as of October 8, 2020, is by and among MarketAxess Holdings Inc. (the “Borrower”), the Lenders party hereto and JPMorgan Chase Bank, N.A (the “Administrative Agent”). Preliminary Statements A.The Borrower, the Administrative Ag |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKET |
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| October 30, 2020 |
Exhibit 10.6 118701155v4 Third Amendment to Amended and Restated Credit Agreement This Third Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”) entered into as of August 19, 2020, is by and among MarketAxess Holdings Inc. (the “Borrower”), the Lenders party hereto and JPMorgan Chase Bank, N.A (the “Administrative Agent”). Preliminary Statements A.The Borrower, the Adminis |
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| October 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| October 27, 2020 |
EX-99.1 2 d87424dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS THIRD QUARTER 2020 REVENUES OF $164.0 MILLION, OPERATING INCOME OF $87.8 MILLION AND DILUTED EPS OF $1.78 Third Quarter Financial Highlights* • Revenues of $164.0 million, up 25% • Operating income of $87.8 million, up 33% • Operating margin of 53.5%, up from 50.1% • Net income of $67.8 million, up 26% • Diluted EPS of $1.78, up 2 |
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| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2020 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissi |
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| August 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2020 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2020 |
EX-10.2 3 d614712dex102.htm EX-10.2 Exhibit 10.2 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of July 31, 2020 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Scott Pintoff (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employee of C |
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| August 4, 2020 |
EX-10.5 6 d614712dex105.htm EX-10.5 Exhibit 10.5 MARKETAXESS EUROPE LIMITED SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of 31 July, 2020 (the “Effective Date”), by and between MarketAxess Europe Limited, a company incorporated and registered in England and Wales with registered number 04017610 and with registered office 5 (10th Floor), Aldermanb |
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| August 4, 2020 |
EX-10.1 Exhibit 10.1 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of July 31, 2020 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Antonio DeLise (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employee of Company; WHEREAS, the Compan |
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| August 4, 2020 |
EX-10.3 Exhibit 10.3 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of July 31, 2020 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Kevin McPherson (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employee of Company; WHEREAS, the Compa |
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| August 4, 2020 |
EX-10.4 Exhibit 10.4 MARKETAXESS HOLDINGS INC. SEVERANCE PROTECTION AGREEMENT THIS SEVERANCE PROTECTION AGREEMENT (the “Agreement”) is dated as of July 31, 2020 (the “Effective Date”), by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and Nicholas Themelis (the “Executive”). RECITALS WHEREAS, the Executive is a senior management employee of Company; WHEREAS, the Com |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| July 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 22, 2020 |
EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS SECOND QUARTER 2020 RECORD REVENUES OF $184.8 MILLION, RECORD OPERATING INCOME OF $104.1 MILLION AND RECORD DILUTED EPS OF $2.20 Second Quarter Financial Highlights* • Record revenues of $184.8 million, up 47% • Record operating income of $104.1 million, up 71% • Record operating margin of 56.4%, up from 48.5% • Record diluted EPS of $2.20, up 73% from $1.2 |
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| July 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| July 21, 2020 |
Kourtney Gibson Elected to MarketAxess Board of Directors EX-99.1 Exhibit 99.1 Kourtney Gibson Elected to MarketAxess Board of Directors NEW YORK, July 21, 2020 — MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for global fixed-income markets, today announced the election of Kourtney Gibson to its Board of Directors, effect |
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| June 12, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commission |
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| June 10, 2020 |
MarketAxess Holdings Inc. 2020 Equity Incentive Plan.* EX-99.1 4 d908056dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS HOLDINGS INC. 2020 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the MarketAxess Holdings Inc. 2020 Equity Incentive Plan is to further align the interests of eligible participants with those of the Company’s stockholders by providing incentive compensation opportunities tied to the performance of the Company and its Common Stock. The |
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| June 10, 2020 |
Form S-8 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 MARKETAXESS HOLDINGS INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 52-2230784 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 55 Hudson Yards, 15th Floor New |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| April 29, 2020 |
EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS FIRST QUARTER 2020 RECORD REVENUES OF $169.0 MILLION, RECORD OPERATING INCOME OF $91.1 MILLION AND RECORD DILUTED EPS OF $1.96 First Quarter Financial Highlights* • Record revenues of $169.0 million, up 36% • Record operating income of $91.1 million, up 44% • Operating margin of 53.9%, up from 50.8% • Record diluted EPS of $1.96, up 41% from $1.39 • Record |
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| April 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commissio |
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| April 29, 2020 |
sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 18, 2020 |
Exhibit 2.1(a) EXECUTED COPY AMENDMENT NO. 1 TO THE UNIT PURCHASE AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to the Unit Purchase Agreement, dated as of August 12, 2019, by and among MarketAxess Holdings Inc., a Delaware corporation (the “Counterparty”), LiquidityEdge LLC, a Delaware limited liability company (the “Company”), each of the Sellers listed therein, RF7 LLC, a Delaware limited l |
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| February 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 18, 2020 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware LiquidityEdge LLC Delaware MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom Xtrakter Limited United Kingdom MarketAxess Capital Limited Uni |
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| February 18, 2020 |
Exhibit 10.11(b) RESTRICTED STOCK AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN THIS AGREEMENT, effective as of the 1st day of April 2017, by and between MarketAxess Holdings Inc., a Delaware corporation with its principal office at 299 Park Avenue, 10th Floor, New York, New York 10171 (the “Company”), and Christophe Roupie (the “Participant”). WHEREAS, the Board of Direc |
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| February 18, 2020 |
Description of registrant’s securities EX-4.3 3 mktx-ex43160.htm EX-4.3 Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES As of February 17, 2020, MarketAxess Holdings Inc., a Delaware corporation (hereinafter, the “Company”), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.003 per share (the “Common Stock”). The following summary include |
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| February 12, 2020 |
MKTX / MarketAxess Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: MarketAxess Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| January 29, 2020 |
EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS FOURTH QUARTER 2019 REVENUES OF $129.8 MILLION, OPERATING INCOME OF $60.9 MILLION AND DILUTED EPS OF $1.32 11 Consecutive Years of Record Volume, Revenue and Earnings Company Announces 18% Increase in Regular Quarterly Dividend to $0.60 per Share, up from $0.51 Fourth Quarter Financial Highlights* • Revenues of $129.8 million, up 15% • Operating income of $ |
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| January 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2020 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| December 20, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2019 MarketAxess Holdings Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-34091 52-2230784 (State or Other Jurisdiction of Incorporation) (Commi |
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| December 20, 2019 |
EX-99.1 3 mktx-ex99142.htm EX-99.1 Exhibit 99.1 LIQUIDITYEDGE LLC CONSOLIDATED STATEMENT OF ASSETS ACQUIRED AND LIABILITIES ASSUMED AS OF NOVEMBER 1, 2019 LIQUIDITYEDGE LLC CONSOLIDATED STATEMENT OF ASSETS ACQUIRED AND LIABILITIES ASSUMED TABLE OF CONTENTS Page Report of Independent Registered Public Accounting Firm 3 Consolidated Statement of Assets Acquired and Liabilities Assumed as of November |
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| November 4, 2019 |
MARKETAXESS COMPLETES ACQUISITION OF LIQUIDITYEDGE EX-99.1 2 d792972dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS COMPLETES ACQUISITION OF LIQUIDITYEDGE NEW YORK, November 4, 2019 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed income securities, and the provider of market data and post-trade services for the global fixed-income markets, has completed its previously announced acquisition of |
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| November 4, 2019 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 (November 1, 2019) MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of inco |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKET |
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| October 25, 2019 |
EX-2.1 2 mktx-ex21174.htm EX-2.1 Exhibit 2.1 Execution Version UNIT PURCHASE AGREEMENT by and among MARKETAXESS HOLDINGS INC., LIQUIDITYEDGE LLC, EACH OF THE SELLERS LISTED ON THE SIGNATURE PAGES HERETO, RF7 LLC, and DAVID RUTTER (solely for purposes of Section 6.7) Dated as of August 12, 2019 i TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE 1 1.1 Purchase and Sale. 1 1.2 Closing. 1 1.3 Closin |
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| October 23, 2019 |
EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS THIRD QUARTER 2019 RECORD REVENUES OF $131.6 MILLION, RECORD OPERATING INCOME OF $66.0 MILLION AND RECORD DILUTED EPS OF $1.42 Third Quarter Financial Highlights* • Record revenues of $131.6 million, up 30% • Record operating income of $66.0 million, up 42% • Record diluted EPS of $1.42, up 39% from $1.02 • Record trading volume of $528.7 billion, up 37% • |
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| October 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| October 17, 2019 |
FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2019 MarketAxess Holdings Inc. |
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| October 17, 2019 |
EX-10.1 2 d799265dex101.htm EX-10.1 Exhibit 10.1 EXECUTION FINAL SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (herein, the “Amendment”) entered into as of October 14, 2019, is by and among MARKETAXESS HOLDINGS INC. (the “Borrower”), the Lenders party hereto and JPMORGAN CHASE BANK, N.A (the “Administrative Agent”). PRELIMI |
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| October 16, 2019 |
JUSTIN GMELICH ELECTED TO MARKETAXESS BOARD OF DIRECTORS EX-99.1 EXHIBIT 99.1 JUSTIN GMELICH ELECTED TO MARKETAXESS BOARD OF DIRECTORS NEW YORK, October 16, 2019 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for global fixed-income markets, today announced the election of Justin Gmelich to its Board of Directors, effec |
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| October 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2019 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| August 13, 2019 |
MARKETAXESS TO ACQUIRE U.S. TREASURIES TRADING OPERATOR LIQUIDITYEDGE EX-99.1 Exhibit 99.1 MARKETAXESS TO ACQUIRE U.S. TREASURIES TRADING OPERATOR LIQUIDITYEDGE NEW YORK, August 13, 2019 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, has entered into an agreement to acquire LiquidityEdge, a leadi |
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| August 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2019 (August 12, 2019) MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorp |
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| August 9, 2019 |
MKTX / MarketAxess Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: MarketAxess Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: July 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| July 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS |
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| July 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commis |
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| July 24, 2019 |
EX-99.1 2 d771467dex991.htm EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS SECOND QUARTER 2019 RECORD REVENUES OF $125.5 MILLION, OPERATING INCOME OF $60.9 MILLION AND DILUTED EPS OF $1.27 Second Quarter Financial Highlights* • Record revenues of $125.5 million, up 17.3% • Operating income of $60.9 million, up 17.0% • Diluted EPS of $1.27, up 18.7% from $1.07 • Record trading volume of $527.0 billion, u |
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| July 17, 2019 |
Richard Prager Elected to MarketAxess Board of Directors EX-99.1 Exhibit 99.1 Richard Prager Elected to MarketAxess Board of Directors NEW YORK, July 17, 2019 — MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced the election of Richard Prager to the Board of Directors, effe |
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| July 17, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2019 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commis |
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| June 10, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 MarketAxess Holdings Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commiss |
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| May 29, 2019 |
MKTX / MarketAxess Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXES |
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| April 24, 2019 |
MKTX / MarketAxess Holdings, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 24, 2019 |
MKTX / MarketAxess Holdings, Inc. DEF 14A sec UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commi |
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| April 24, 2019 |
EX-99.1 Exhibit 99.1 MARKETAXESS REPORTS FIRST QUARTER 2019 RECORD REVENUES OF $124.5 MILLION, RECORD OPERATING INCOME OF $63.2 MILLION AND RECORD DILUTED EPS OF $1.39 First Quarter Financial Highlights* • Record revenues of $124.5 million, up 8.5% • Record operating income of $63.2 million, up 5.0% • Record EBITDA of $71.3 million, up 7.6% • Record diluted EPS of $1.39, up 9.4% from $1.27 • Recor |
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| April 18, 2019 |
Nancy Altobello Elected to MarketAxess Board of Directors EX-99.1 Exhibit 99.1 Nancy Altobello Elected to MarketAxess Board of Directors NEW YORK, April 18, 2019 – MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for the global fixed-income markets, today announced the election of Nancy Altobello, former Global Vice Chair – |
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| April 18, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 MarketAxess Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 001-34091 52-2230784 (State or other jurisdiction of incorporation) (Commi |
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| March 18, 2019 |
MKTX / MarketAxess Holdings, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 |
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| February 20, 2019 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation of Organization MarketAxess Corporation Delaware MarketAxess SEF Corporation Delaware MarketAxess Technologies Inc. Delaware MarketAxess Colombia Corp. Delaware MarketAxess Limited United Kingdom MarketAxess Europe Limited United Kingdom Xtrakter Limited United Kingdom MarketAxess Capital Limited United Kingdom MarketAxess Can |
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| February 20, 2019 |
MKTX / MarketAxess Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34091 MARKETAXESS HOLDIN |
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| February 11, 2019 |
MKTX / MarketAxess Holdings, Inc. / VANGUARD GROUP INC Passive Investment marketaxessholdingsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: MarketAxess Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 57060D108 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appr |
