Statistiche di base
LEI | 549300ZD3SWJZH83IT20 |
CIK | 1679033 |
SEC Filings
SEC Filings (Chronological Order)
April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
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November 6, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 17, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Preferred and Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-23198 81-4119083 (State or other jurisdic |
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September 15, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Nuveen Preferred and Income Fund (JPT) Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) Nuveen Preferred & Income Secur |
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September 6, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) NUVEEN PREFERRED AND INCOME FUND (JPT) NUVEEN PREFERRED & INCOME SECUR |
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August 9, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) Nuveen Preferred and Income Fund (JPT) Nuveen Preferred & Income Secur |
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July 17, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. |
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July 17, 2023 |
PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. |
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June 12, 2023 |
PERFORMANCE DATA SHOWN REPRESENTS PAST PERFORMANCE AND DOES NOT PREDICT OR GUARANTEE FUTURE RESULTS Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund Commission File No. |
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March 30, 2023 |
Nuveen Preferred & Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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December 27, 2022 |
NPORT-EX 2 tiaaJPT.htm 1 Nuveen Preferred and Income Fund Portfolio of Investments October 31, 2022 (Unaudited) JPT Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 151.1% (99.6% of Total Investments) X 65,005,429 $1,000 PAR (OR SIMILAR) INSTITUTIONAL PREFERRED - 77.2% (50.9% of Total Investments) X 65,005,429 Automobiles - 2.1% $ 695 Genera |
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June 28, 2022 |
1 Nuveen Preferred and Income Fund Portfolio of Investments April 30, 2022 (Unaudited) JPT Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 147. |
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February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws EX-3.1 2 d62423dex31.htm EX-3.1 Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this “Amendment”) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the “By-Laws”) and applicable to each Nuveen Closed-End Fund lis |
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February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN PREFERRED AND INCOME 2022 TERM FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23198 81-4119083 (State or ot |
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February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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February 24, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 24, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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February 24, 2022 |
Monthly Distribution Per Share EX-99.A.5.IV 2 d261204dex99a5iv.htm PRESS RELEASE Ex-(a)(5)(iv) Nuveen Preferred and Income 2022 Term Fund Announces Final Results of Tender Offer and Increase in Distribution Rate NEW YORK, February 24, 2022 – Nuveen Preferred and Income 2022 Term Fund (NYSE: JPT) announced the final results of a tender offer as well as an increase in its regular monthly distribution. As previously announced, the |
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February 18, 2022 |
SC TO-I/A 1 d261204dsctoia.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 18, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 NUVEEN PREFERRED AND INCOME 2022 TERM FUND (Name of Subject Co |
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February 18, 2022 |
Ex-(a)(5)(iii) Nuveen Preferred and Income 2022 Term Fund Announces Preliminary Results of Tender Offer NEW YORK, February 18, 2022 ? Nuveen Preferred and Income 2022 Term Fund (NYSE: JPT) announced the preliminary results of a tender offer. |
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January 20, 2022 |
Nuveen Preferred and Income 2022 Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Ex-(a)(1)(i) Nuveen Preferred and Income 2022 Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Dear Shareholder: Nuveen Preferred and Income 2022 Term Fund (the ?Fund?) is a term fund that is scheduled to terminate on March 1, 2022. |
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January 20, 2022 |
Ex-(a)(1)(ii) Nuveen Preferred and Income 2022 Term Fund MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T Tax ID certification on file: TOTAL SHARES 1234567890 LETTER OF TRANSMITTAL TO TENDER SHARES OF NUVEEN PREFERRED AND INCOME 2022 TERM FUND Pursuant to the Offer to Purchase dated January 20, 2022, Nuveen Preferred and Income 2022 Term Fund (the ?Fund?) has offered to purchase up 3,955,722 of its common shares. |
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January 20, 2022 |
Ex-(a)(1)(iv) OFFER BY NUVEEN PREFERRED AND INCOME 2022 TERM FUND TO PURCHASE FOR CASH UP TO 3,955,722 ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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January 20, 2022 |
Ex-(a)(5)(ii) Nuveen Preferred and Income 2022 Term Fund Announces Commencement of Tender Offer NEW YORK, January 20, 2022 ? Nuveen Preferred and Income 2022 Term Fund (NYSE: JPT) today commenced a tender offer. |
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January 20, 2022 |
Ex-(a)(1)(iii) OFFER BY NUVEEN PREFERRED AND INCOME 2022 TERM FUND TO PURCHASE FOR CASH UP TO 3,955,722 OF ITS ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST AT 100% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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January 20, 2022 |
Ex-(a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF COMMON SHARES OF BENEFICIAL INTEREST OF NUVEEN PREFERRED AND INCOME 2022 TERM FUND This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if shareholders? certificates for common shares of beneficial interest, par value $0. |
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January 20, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 20, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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January 19, 2022 |
SC TO-C 1 d146294dsctoc.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND As filed with the Securities and Exchange Commission on January 19, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 NUVEEN PREFERRED AND INCOME 2022 TERM FUND (Name of Subject Co |
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December 27, 2021 |
* Represents net unrealized appreciation (depreciation). JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 126. |
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December 17, 2021 |
DEFA14A 1 d224122ddefa14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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December 10, 2021 |
DEFA14A 1 d224122ddefa14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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November 30, 2021 |
DEFA14A 1 d224122ddefa14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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November 24, 2021 |
DEFA14A 1 d224122ddefa14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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October 28, 2021 |
DEFA14A 1 d224122ddefa14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo |
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October 21, 2021 |
DEF 14A 1 d224122ddef14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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October 20, 2021 |
CORRESP 1 filename1.htm Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice.com October 20, 2021 Jacob C. Tiedt Shareholder +1 312 609 7697 [email protected] U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Valerie Lithotomos Re: Nuveen Preferred and Income 2022 Term Fund (th |
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October 8, 2021 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas vedderprice. |
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October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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September 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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June 28, 2021 |
* Represents net unrealized appreciation (depreciation). JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 124. |
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April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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March 4, 2021 |
- NUVEEN PREFERRED & INCOME 2022 TERM FUND DEF 14A 1 d75749ddef14a.htm NUVEEN PREFERRED & INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for |
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December 28, 2020 |
* Represents net unrealized appreciation (depreciation). JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 122. |
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October 6, 2020 |
EX-3.1 2 d25122dex31.htm EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration |
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October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d25122d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN PREFERRED and INCOME 2022 TERM FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23198 81- |
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October 6, 2020 |
EX-99.1 3 d25122dex991.htm EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AM |
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June 30, 2020 |
JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 119. |
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April 2, 2020 |
JPT / Nuveen Pref & Inc 2022 Term Fund DEFA14A - - NUVEEN PREFERRED AND INCOME 2022 TERM FUND DEFA14A 1 d854831ddefa14a.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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March 2, 2020 |
JPT / Nuveen Pref & Inc 2022 Term Fund DEF 14A - - NUVEEN PREFERRED AND INCOME 2022 TERM FUND DEF 14A 1 d854831ddef14a.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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December 26, 2019 |
Nuveen Preferred and Income 2022 Term Fund JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 124. |
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June 28, 2019 |
JPT / Nuveen Pref & Inc 2022 Term Fund NPORT-EX - - NPORT-EX 1 JPT.htm JPT Nuveen Preferred and Income 2022 Term Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 124.6% (99.4% of Total Investments) $1,000 PAR (OR SIMILAR) INSTITUTIONAL PREFERRED – 92.8% (74.1% of Total Investments) Automobiles – 2.5% $4,385 General Motors Financial Co |
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February 26, 2019 |
JPT / Nuveen Pref & Inc 2022 Term Fund NUVEEN PREFERRED AND INCOME 2022 TERM FUND DEF 14A 1 d671678ddef14a.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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December 28, 2018 |
EX-99.CERT 2 d649449dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income 2022 Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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December 28, 2018 |
N-Q 1 d649449dnq.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23198 Nuveen Preferred and Income 2022 Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, I |
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July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed by the staff of the |
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June 29, 2018 |
Nuveen Preferred & Income 2022 Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23198 Nuveen Preferred and Income 2022 Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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June 29, 2018 |
EX-99.CERT 2 d574782dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income 2022 Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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February 23, 2018 |
Nuveen Preferred & Income 2022 Term Fund NUVEEN PREFERRED AND INCOME 2022 TERM FUND DEF 14A 1 d533470ddef14a.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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December 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income 2022 Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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December 29, 2017 |
Nuveen Preferred & Income 2022 Term Fund - NUVEEN PREFERRED AND INCOME 2022 TERM FUND Nuveen Preferred and Income 2022 Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23198 Nuveen Preferred and Income 2022 Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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June 29, 2017 |
Nuveen Preferred & Income 2022 Term Fund - NUVEEN PREFERRED AND INCOME 2022 TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23198 Nuveen Preferred and Income 2022 Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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June 29, 2017 |
EX-99.CERT 2 d384802dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income 2022 Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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January 27, 2017 |
STRUCTURING FEE AGREEMENT January [●], 2017 Exhibit h.9 STRUCTURING FEE AGREEMENT January [?], 2017 Ameriprise Financial Services, Inc. 707 2nd Avenue South Minneapolis, Minnesota 55402 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [?], 2017 (the ?Underwriting Agreement?), by and among Nuveen Preferred and Income 2022 Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Adviser?), Nuveen Asset Manage |
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January 27, 2017 |
EX-99.H.1 2 d190215dex99h1.htm FORM OF UNDERWRITING AGREEMENT Exhibit h.1 NUVEEN PREFERRED AND INCOME 2022 TERM FUND [●] Common Shares of Beneficial Interest $25.00 per Share UNDERWRITING AGREEMENT Dated: January [●], 2017 TABLE OF CONTENTS Page SECTION 1. Representations and Warranties 2 SECTION 2. Sale and Delivery to Underwriters; Closing 20 SECTION 3. Covenants of the Fund, the Adviser and the |
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January 27, 2017 |
NUVEEN PREFERRED AND INCOME 2022 TERM FUND POWER OF ATTORNEY Exhibit s NUVEEN PREFERRED AND INCOME 2022 TERM FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the ?Trust?), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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January 27, 2017 |
EX-99.H.5 6 d190215dex99h5.htm SPECIMEN WELLS FARGO MASTER AGREEMENT AMONG UNDERWRITERS Exhibit h.5 WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 5, 2014 This Master Agreement Among Underwriters (this “Master AAU”), dated as of June 5, 2014, i |
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January 27, 2017 |
EX-99.H.11 11 d190215dex99h11.htm FORM OF OPPENHEIMER & CO. INC. STRUCTURING FEE AGREEMENT Exhibit h.11 FEE AGREEMENT January [ ● ], 2017 Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [ ● ], 2017 (the “Underwriting Agreement”), by and among Nuveen Preferred and Income 2022 Term Fund (the “Fund”), |
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January 27, 2017 |
Exhibit h.10 STRUCTURING FEE AGREEMENT January [ ? ], 2017 BB&T Capital Markets, a division of BB&T Securities, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [ ? ], 2017 (the ?Underwriting Agreement?), by and among Nuveen Preferred and Income 2022 Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Company? |
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January 27, 2017 |
Exhibit h.12 STRUCTURING FEE AGREEMENT January [ ? ], 2017 RBC Capital Markets, LLC Three World Financial Center, 8th Floor 200 Vesey Street, New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [ ? ], 2017 (the ?Underwriting Agreement?), by and among Nuveen Preferred and Income 2022 Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the |
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January 27, 2017 |
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT EX-99.H.3 4 d190215dex99h3.htm SPECIMEN NUVEEN MASTER SELECTED DEALER AGREEMENT Exhibit h.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) w |
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January 27, 2017 |
EX-99.L.1 14 d190215dex99l1.htm OPINION AND CONSENT OF STRADLEY RONON STEVENS & YOUNG, LLP Exhibit l.1 January 26, 2017 Nuveen Preferred and Income 2022 Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Preferred and Income 2022 Term Fund We have acted as counsel for Nuveen Preferred and Income 2022 Fund (the “Fund”) in connection with the registration under the Securities Act of 1933 |
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January 27, 2017 |
Consent of Independent Registered Public Accounting Firm Exhibit n. Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Preferred and Income 2022 Term Fund: We consent to the use of our report dated December 6, 2016 with respect to the financial statements of Nuveen Preferred and Income 2022 Term Fund and to the references to our firm under the headings ?Legal Opinions and Experts? in the Prospectus and ?Experts? in the |
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January 27, 2017 |
Exhibit h.4 WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 10, 2011 This Master Selected Dealers Agreement (this ?Master SDA?), dated as of , , is by and between Wells Fargo Securities, LLC (including its successors and assigns) (?we,? ?our,? ?us? or the ?Manager?) and the party named o |
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January 27, 2017 |
As filed with the Securities and Exchange Commission on January 26, 2017 N-2MEF 1 d190215dn2mef.htm NUVEEN PREFERRED AND INCOME 2022 TERM FUND As filed with the Securities and Exchange Commission on January 26, 2017 Securities Act File No. 333- Investment Company Act File No. 811-23198 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendme |
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January 27, 2017 |
Exhibit h.2 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2011 Dear Mr. : Reference is made to Fund (the ?Fund?). The Fund currently is making an initial public offering of its common shares of beneficial interest (the ?Shares?) through several underwriters. Such offering is referred to herein as the ?Offering.? You are acting as lead manager and representative (the ?Representative? |
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January 27, 2017 |
Opinion of Morgan, Lewis & Bockius LLP Exhibit 1.2 January 26, 2017 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Ste. 1601 Chicago, Illinois 60606 RE: Nuveen Preferred and Income 2022 Term Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Preferred and Income 2022 Term Fund, a Massachusetts business trust (the “Fund”), in connection with the Fund’s Regis |
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January 27, 2017 |
EX-99.H.6 7 d190215dex99h6.htm FORM OF SPECIMEN WELLS FARGO SECURITIES, LLC STRUCTURING FEE AGREEMENT Exhibit h.6 STRUCTURING FEE AGREEMENT January [●], 2017 Wells Fargo Securities, LLC 375 Park Avenue New York, NY 10152 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [●], 2017 (the “Underwriting Agreement”), by and among Nuveen Preferred and Income 2022 Term Fu |
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January 27, 2017 |
EX-99.H.13 13 d190215dex99h13.htm FORM OF STIFEL, NICOLAUS & COMPANY, INCORPORATED STRUCTURING FEE AGREEMENT Exhibit h.13 STRUCTURING FEE AGREEMENT January [ ● ], 2017 Stifel, Nicolaus & Company, Incorporated 237 Park Avenue New York, NY 10017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated January [ ● ], 2017 (the “Underwriting Agreement”), by and among Nuveen Preferre |
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January 27, 2017 |
Exhibit h.8 STRUCTURING FEE AGREEMENT STRUCTURING FEE AGREEMENT (the ?Agreement?), dated as of January [ ? ], 2017, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (?Merrill Lynch?) and Nuveen Fund Advisors, LLC (the ?Company?). WHEREAS, Nuveen Preferred and Income 2022 Term Fund (the ?Fund?) is a newly organized, non-diversified, closed-end management investment company registered unde |
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January 24, 2017 |
CORRESP 1 filename1.htm Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, Illinois 60606 Phone: 312-917-7700 www.nuveen.com January 24, 2017 VIA EDGAR Alberto H. Zapata Senior Counsel Insured Investments Office Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Nuveen Preferred and Income 2022 Term Fund Registration Statement on Fo |
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January 24, 2017 |
Wells Fargo Securities, LLC 550 South Tyron Street Charlotte, North Carolina 28202 CORRESP 1 filename1.htm Wells Fargo Securities, LLC 550 South Tyron Street Charlotte, North Carolina 28202 January 24, 2017 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn.: Alberto H. Zapata Senior Counsel Nuveen Preferred and Income 2022 Term Fund Registration Statement on Form N-2 File Nos. 333-214066; 811-23198 Dear |
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December 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NUVEEN PREFERRED AND INCOME 2022 TERM FUND (Exact Name of Registrant as Specified in Its Charter) MASSACHUSETTS 81-4119083 (State of Incorporation or Organization) (I.R.S. Employer Identification N |
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December 8, 2016 |
1250 Connecticut Avenue, N.W., Suite 500 Stradley Ronon Stevens & Young, LLP 1250 Connecticut Avenue, N.W., Suite 500 Washington, DC 20036 Telephone 202.822.9611 Fax 202.822.0140 www.stradley.com VIA EDGAR December 8, 2016 Alberto H. Zapata Senior Counsel Insured Investments Office Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Preferred and Income 2022 Term Fund |
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October 11, 2016 |
N-8A 1 d190755dn8a.htm NUVEEN PREFERRED AND INCOME DECEMBER 2021 TERM FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a |