Statistiche di base
| LEI | 5493006OKN3V1NORM833 |
| CIK | 1433642 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hamilton Lane Incorporated
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 4, 2025 |
HAMILTON LANE INCORPORATED 528,705 Shares of Class A Common Stock Underwriting Agreement Exhibit 1.1 HAMILTON LANE INCORPORATED 528,705 Shares of Class A Common Stock Underwriting Agreement September 2, 2025 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to BofA Securities, Inc. (the “Underwriter”), an aggregate of 378,705 shares of Class A Common Stock, |
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| September 3, 2025 |
528,705 shares CLASS A COMMON STOCK Filed pursuant to Rule 424(b)(5) Registration No. 333-283233 Prospectus Supplement (To Prospectus dated November 14, 2024) 528,705 shares CLASS A COMMON STOCK We are offering 378,705 shares of Class A common stock of Hamilton Lane Incorporated. We intend to use the proceeds from our sale of shares of Class A common stock in this offering to settle, in cash, exchanges of 378,705 membership units in |
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| September 3, 2025 |
Calculation of Filing Fee Tables S-3 Hamilton Lane INC Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Class A Common Stock, $0. |
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| September 2, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-283233 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| August 5, 2025 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2026 RESULTS HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2026 RESULTS CONSHOHOCKEN, PENN. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38021 HAMILTON LANE INCORPOR |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 30, 2025 |
Amendment No. 3 to the Hamilton Lane Incorporated Employee Share Purchase Plan EXHIBIT 10.20 AMENDMENT NO. 3 TO THE HAMILTON LANE INCORPORATED EMPLOYEE SHARE PURCHASE PLAN WHEREAS, Hamilton Lane Incorporated, a Delaware corporation (the “Company”) maintains the Hamilton Lane Incorporated Employee Share Purchase Plan, as amended (the “Plan”); and WHEREAS, the Company desires to amend the Plan to provide that any amount remaining in an employee’s Plan account following a purch |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 30, 2025 |
SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 30, 2025) Name of Subsidiary Jurisdiction/State of Incorporation 2020 Tactical Market Fund LP Delaware 2020 Tactical Market GP LLC Delaware Allegro GP LLC Delaware Allegro Investments I LP Delaware Allegro Investments II LP Delaware Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLCP Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L. |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 29, 2025 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH FISCAL QUARTER AND FISCAL YEAR 2025 RESULTS, WITH MANAGEMENT AND ADVISORY FEES GROWING BY 14% AND ASSETS UNDER MANAGEMENT GROWING BY 11% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| February 14, 2025 |
EX-2 3 ex2-formoflockupagreementf.htm EX-2 Form of Lock-Up Agreement February 10, 2025 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that Morgan Stanley & Co. LLC (the “Underwriter”) proposes to enter into an underwriting agreement (the “Underwriting Agreement”) with Hamilton Lane I |
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| February 14, 2025 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| February 12, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 12, 2025 |
EXHIBIT 1.1 HAMILTON LANE INCORPORATED 1,572,536 Shares of Class A Common Stock Underwriting Agreement February 10, 2025 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to Morgan Stanley & Co. LLC (the “Underwriter”), an aggregate of 1,562,281 shares of Class A Commo |
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| February 11, 2025 |
1,572,536 shares CLASS A COMMON STOCK Filed pursuant to Rule 424(b)(5) Registration No. 333-283233 Prospectus Supplement (To Prospectus dated November 14, 2024) 1,572,536 shares CLASS A COMMON STOCK We are offering 1,562,281 shares of Class A common stock of Hamilton Lane Incorporated. We intend to use the proceeds from our sale of shares of Class A common stock in this offering to settle, in cash, exchanges of 1,562,281 membership un |
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| February 11, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Hamilton Lane INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Class A Common Stock, $0. |
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| February 10, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-283233 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| February 4, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 4, 2025 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2025 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 11% AND ASSETS UNDER MANAGEMENT GROWING BY 12% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| November 14, 2024 |
As filed with the Securities and Exchange Commission on November 14, 2024 As filed with the Securities and Exchange Commission on November 14, 2024 Registration No. |
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| November 14, 2024 |
Calculation of Filing Fee Tables S-3 Hamilton Lane INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Class A Common Stock, par value $0. |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| November 6, 2024 |
HAMILTON LANE INCORPORATED REPORTS SECOND QUARTER FISCAL 2025 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 10% AND ASSETS UNDER MANAGEMENT GROWING BY 10% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| October 11, 2024 |
Exhibit 10.3 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION FOURTH AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered in |
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| October 11, 2024 |
Exhibit 10.4 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION FOURTH AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of Oct |
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| October 11, 2024 |
Exhibit 10.5 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION FIFTH AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT This FIFTH AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of October 7, 2024 |
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| October 11, 2024 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION FIRST AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into |
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| October 11, 2024 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. EXECUTION VERSION HAMILTON LANE ADVISORS, L.L.C. $100,000,000 5.28% Senior Notes due October 15, 2029 NOTE PURCHASE AGREEMENT Dated October 8, 2024 TABLE OF CONTENTS Page SECTION |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 18, 2024 |
EX-1 2 ex1september2024.htm EX-1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0.001 per share, of Hamilton Lane Incorpor |
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| September 18, 2024 |
HLNE / Hamilton Lane Incorporated / HLA INVESTMENTS LLC - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 12) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated 110 Washington Stree |
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| September 5, 2024 |
Calculation of Filing Fee Tables S-8 Hamilton Lane INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock, par value $0. |
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| September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 5, 2024 |
Exhibit 10.3 AMENDED AND RESTATED HAMILTON LANE INCORPORATED 2017 EQUITY INCENTIVE PLAN Restricted Stock Award Agreement (Director) This Restricted Stock Award Agreement (this “Agreement”) is entered into as of the Grant Date (as defined below), by and between the Grantee (as defined below) and Hamilton Lane Incorporated (the “Company”). Except as otherwise defined herein, capitalized terms used i |
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| September 5, 2024 |
Exhibit 10.4 AMENDED AND RESTATED HAMILTON LANE INCORPORATED 2017 EQUITY INCENTIVE PLAN Performance Stock Award Agreement This Performance Stock Award Agreement (this “Agreement”) is entered into as of the Grant Date (as defined below), by and between the Grantee (as defined below) and Hamilton Lane Incorporated (the “Company”). Except as otherwise defined herein, capitalized terms used in this Ag |
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| September 5, 2024 |
As filed with the Securities and Exchange Commission on September 5, 2024 As filed with the Securities and Exchange Commission on September 5, 2024 Registration No. |
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| September 5, 2024 |
Exhibit 10.2 AMENDED AND RESTATED HAMILTON LANE INCORPORATED 2017 EQUITY INCENTIVE PLAN Restricted Stock Award Agreement This Restricted Stock Award Agreement (this “Agreement”) is entered into as of the Grant Date (as defined below), by and between the Grantee (as defined below) and Hamilton Lane Incorporated (the “Company”). Except as otherwise defined herein, capitalized terms used in this Agre |
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| August 6, 2024 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2025 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 33% AND ASSETS UNDER MANAGEMENT GROWING BY 11% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| August 6, 2024 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. This TERM LOAN AND SECURITY AGREEMENT (“Agreement”) dated August 23, 2017 (the “Effective Date”), between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 6, 2024 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. This REVOLVING LOAN AND SECURITY AGREEMENT (“Agreement”) dated August 23, 2017 (the “Effective Date”), between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVIS |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 23, 2024 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH FISCAL QUARTER AND FISCAL YEAR 2024 RESULTS, WITH MANAGEMENT AND ADVISORY FEES GROWING BY 22% AND ASSETS UNDER MANAGEMENT GROWING BY 11% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| May 23, 2024 |
Hamilton Lane Incorporated Compensation Recovery Policy EXHIBIT 97.1 HAMILTON LANE INCORPORATED COMPENSATION RECOVERY POLICY Effective November 6, 2023 Policy The Board of Directors (the “Board”) of Hamilton Lane Incorporated (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission regulations promu |
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| May 23, 2024 |
Hamilton Lane Incorporated Insider Trading Policies and Procedures EXHIBIT 19.1 November 2023 HAMILTON LANE INCORPORATED INSIDER TRADING POLICIES AND PROCEDURES (a)Introduction (b)Policy Statement on Insider Trading (c)Persons Covered by this Policy (d)Material Information (e)Non-Public Information (f)Identifying Material Non-Public Information (g)Penalties for Insider Trading (h)Procedures to Implement the Policy Against Insider Trading •Security Procedures •Pre |
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| May 23, 2024 |
SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 23, 2024) Name of Subsidiary Jurisdiction/State of Incorporation 2020 Tactical Market Fund LP Delaware 2020 Tactical Market GP LLC Delaware Allegro GP LLC Delaware Allegro Investments I LP Delaware Allegro Investments II LP Delaware Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLCP Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L. |
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| March 11, 2024 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| March 11, 2024 |
HLNE / Hamilton Lane Incorporated / HLA INVESTMENTS LLC - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 11) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated 110 Washington Stree |
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| March 11, 2024 |
Form of Lock-Up Agreement March 4, 2024 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that Morgan Stanley & Co. LLC (the “Underwriter”) proposes to enter into an underwriting agreement (the “Underwriting Agreement”) with Hamilton Lane Incorporated, a Delaware corporation (the “Compa |
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| March 7, 2024 |
EXHIBIT 1.1 HAMILTON LANE INCORPORATED 1,922,322 Shares of Class A Common Stock Underwriting Agreement March 4, 2024 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to Morgan Stanley & Co. LLC (the “Underwriter”), an aggregate of 1,867,322 shares of Class A Common St |
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| March 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 6, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE 424(b)(5) (Form Type) Hamilton Lane Incorporated (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price per Share(1) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A Common Stock, $0. |
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| March 6, 2024 |
1,922,322 shares CLASS A COMMON STOCK Filed pursuant to Rule 424(b)(5) Registration No. 333-258567 Prospectus Supplement (To Prospectus dated August 6, 2021) 1,922,322 shares CLASS A COMMON STOCK We are offering 1,867,322 shares of Class A common stock of Hamilton Lane Incorporated. We intend to use the proceeds from our sale of shares of Class A common stock in this offering to settle, in cash, exchanges of 1,867,322 membership units |
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| March 4, 2024 |
Subject to completion, dated March 4, 2024 Filed pursuant to Rule 424(b)(5) Registration No. 333-258567 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| February 28, 2024 |
February 28, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| February 13, 2024 |
HLNE / Hamilton Lane Incorporated / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01067-hamiltonlaneincorpor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Hamilton Lane Incorporated Class A Title of Class of Securities: Common Stock CUSIP Number: 407497106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropr |
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| February 8, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 6, 2024 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2024 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 17% AND ASSETS UNDER MANAGEMENT GROWING BY 12% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 7, 2023 |
HAMILTON LANE INCORPORATED REPORTS SECOND QUARTER FISCAL 2024 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 18% AND ASSETS UNDER MANAGEMENT GROWING BY 11% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| September 12, 2023 |
Hamilton Lane Announces CEO Succession, Further Leadership Evolution Hamilton Lane Announces CEO Succession, Further Leadership Evolution •Erik Hirsch and Juan Delgado-Moreira Elevated to Co-Chief Executive Officers •Mario Giannini to Transition to Executive Co-Chairman alongside Hartley Rogers CONSHOHOCKEN, PA – SEPTEMBER 12, 2023 – Hamilton Lane (Nasdaq: HLNE), a leading global private markets investment management firm, today announced that long-time executives Erik Hirsch and Juan Delgado-Moreira have been appointed Co-Chief Executive Officers, effective January 1, 2024. |
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| September 12, 2023 |
Amended and Restated Certificate of Incorporation of Hamilton Lane Incorporated AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HAMILTON LANE INCORPORATED Hamilton Lane Incorporated, a Delaware corporation (the “Corporation”), does hereby amend and restate its Amended and Restated Certificate of Incorporation pursuant to the provisions of Sections 242 and 245 of the General Corporation Law of the State of Delaware as set forth below: 1. |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 12, 2023 |
Amended and Restated Bylaws of Hamilton Lane Incorporated HAMILTON LANE INCORPORATED a Delaware corporation AMENDED AND RESTATED BYLAWS As Amended and Restated September 7, 2023 TABLE OF CONTENTS Page ARTICLE I: STOCKHOLDERS 1 Section 1. |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 1, 2023 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2024 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 23% AND ASSETS UNDER MANAGEMENT GROWING BY 8% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| August 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| July 20, 2023 |
CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE This Confidential Separation Agreement and General Release (the "Agreement") is entered into in full and final settlement of the issues, described more fully herein, between Atul Varma, the employee (hereafter referred to as "you" or "your"), and Hamilton Lane Advisors, L. |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| July 20, 2023 |
HAMILTON LANE ANNOUNCES STRATEGIC LEADERSHIP CHANGES HAMILTON LANE ANNOUNCES STRATEGIC LEADERSHIP CHANGES •Reflects Next Stage of Growth for Industry-Leading Private Markets Investment Management Firm •Elevates Several Key Professionals, Highlighting Firm’s Deep Reserve of Talent CONSHOHOCKEN, PA – JULY 20, 2023 – Hamilton Lane (Nasdaq: HLNE), a leading global private markets investment management firm, today announced a series of senior leadership changes designed to position the firm for continued growth and long-term success on a global scale. |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 25, 2023 |
Amendment No. 2 to the Hamilton Lane Incorporated Employee Share Purchase Plan AMENDMENT NO. 2 TO THE HAMILTON LANE INCORPORATED EMPLOYEE SHARE PURCHASE PLAN WHEREAS, Hamilton Lane Incorporated, a Delaware corporation (the “Company”) maintains the Hamilton Lane Incorporated Employee Share Purchase Plan, as amended (the “Plan”); and WHEREAS, the Company desires to amend the Plan to adjust the date of calculation of certain formulas under the Plan; NOW, THEREFORE, BE IT RESOLV |
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| May 25, 2023 |
SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 25, 2023) Name of Subsidiary Jurisdiction/State of Incorporation 2020 Tactical Market Fund LP Delaware 2020 Tactical Market GP LLC Delaware Allegro GP LLC Delaware Allegro Investments I LP Delaware Allegro Investments II LP Delaware Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLC Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L. |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 25, 2023 |
AMENDMENT No. 3 TO THE FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF HAMILTON LANE ADVISORS, L.L.C. This AMENDMENT No. 3 TO THE FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF HAMILTON LANE ADVISORS, L.L.C. is entered into as of May 24, 2023 by Hamilton Lane Incorporated (the “Managing Member”). Capitalized terms used but not otherwise defined herein shall h |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 25, 2023 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH FISCAL QUARTER AND FISCAL YEAR 2023 RESULTS, WITH MANAGEMENT AND ADVISORY FEES GROWING BY 18% AND ASSETS UNDER MANAGEMENT GROWING BY 5% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 24, 2023 |
Form of Lock-Up Agreement March 6, 2023 BofA Securities, Inc. One Bryant Park New York, New York 10036 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that BofA Securities, Inc. (the “Underwriter”) proposes to enter into an underwriting agreement (the “Underwriting Agreement”) with Hamilton Lane Incorporated, a Delaware corporation (the “Company”) |
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| March 24, 2023 |
HLNE / Hamilton Lane Inc - Class A / HLA INVESTMENTS LLC - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 10) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated 110 Washington Stree |
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| March 24, 2023 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 9, 2023 |
EXHIBIT 1.1 HAMILTON LANE INCORPORATED 671,737 Shares of Class A Common Stock Underwriting Agreement March 6, 2023 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to BofA Securities, Inc. (the “Underwriter”), an aggregate of 571,737 shares of Class A Common Stock, par |
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| March 8, 2023 |
671,737 shares CLASS A COMMON STOCK Filed pursuant to Rule 424(b)(5) Registration No. 333-258567 Prospectus Supplement (To Prospectus dated August 6, 2021) 671,737 shares CLASS A COMMON STOCK We are offering 571,737 shares of Class A common stock of Hamilton Lane Incorporated. We intend to use the proceeds from our sale of shares of Class A common stock in this offering to settle, in cash, exchanges of 571,737 membership units in Ha |
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| March 8, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE 424(b)(5) (Form Type) Hamilton Lane Incorporated (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Type Fee Calculation Rule or Carry Forward Rule Amount to be Registered Proposed Maximum Offering Price per Share(1) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A Common Stock, $0. |
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| March 6, 2023 |
Subject to completion, dated March 6, 2023 Filed pursuant to Rule 424(b)(5) Registration No. 333-258567 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| February 9, 2023 |
HLNE / Hamilton Lane Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01033-hamiltonlaneincclass.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Hamilton Lane Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 407497106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box |
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| February 8, 2023 |
HLNE / Hamilton Lane Inc / WASATCH ADVISORS INC Passive Investment SC 13G/A 1 hlne223.txt SCHEDULE 13G Amendment No. 5 Name of Issuer: Hamilton Lane Inc. Title of Class of Securities: Common Stock Class A CUSIP Number: 407497106 Item 1: Reporting Person: Wasatch Advisors LP 87-0319391 Item 2: Check Box If Member of Group: Not Applicable Item 3: SEC Use Item 4: Place of Organization: Utah Items 5-8: Number of Shares Owned With: Item 5: Sole Voting Power: 3,273,084 |
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| February 7, 2023 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2023 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 22% AND ASSETS UNDER MANAGEMENT GROWING BY 10% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| February 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| February 6, 2023 |
HLNE / Hamilton Lane Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| November 1, 2022 |
HAMILTON LANE INCORPORATED REPORTS SECOND QUARTER FISCAL 2023 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 22% AND ASSETS UNDER MANAGEMENT GROWING BY 12% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| October 26, 2022 |
Exhibit 10.4 FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION THIRD AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (?Amendment?) is entered into as of October 20, 2022, by and between FIRST REPUBLIC BANK (?Lender?) and HAMILTON LANE ADVISORS, L.L.C. a Pennsylvania limited liability company (?Borrower? |
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| October 26, 2022 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION THIRD AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO REVOLVING LOAN AND SECURITY |
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| October 26, 2022 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION This MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (?Agreement?) dated October 20, 2022 (the ?Effective Date?), |
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| October 26, 2022 |
Exhibit 10.3 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION FOURTH AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT This FOURTH AMENDMENT TO TERM LOAN AND SECURITY AGREEMEN |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 2, 2022 |
FORM OF PERFORMANCE STOCK AWARD AGREEMENT UNDER THE HAMILTON LANE INCORPORATED 2017 EQUITY INCENTIVE PLAN This Performance Stock Award Agreement (this ?Agreement?) is entered into as of the Grant Date (as defined below), by and between the Grantee (as defined below) and Hamilton Lane Incorporated (the ?Company?). |
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| September 2, 2022 |
Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan AMENDED AND RESTATED HAMILTON LANE INCORPORATED 2017 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page SECTION 1 - PURPOSE AND DEFINITIONS 1 SECTION 2 - ADMINISTRATION 6 SECTION 3 - COMMON SHARES 8 SECTION 4 - GRANTING OF AWARDS 8 SECTION 5 - TERMS AND CONDITIONS OF OPTIONS 9 SECTION 6 - SARS 11 SECTION 7 - RESTRICTED STOCK 12 SECTION 8 - RSUS 13 SECTION 9 - OTHER AWARDS 15 SECTION 10 - AWARD AGREEMENT |
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| September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
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| August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 2, 2022 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2023 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 16% AND ASSETS UNDER MANAGEMENT GROWING BY 18% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| July 21, 2022 |
DEF 14A 1 hamiltonlaneproxy2022.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 26, 2022 |
SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 26, 2022) Name of Subsidiary Jurisdiction/State of Incorporation 2020 Tactical Market Fund LP Delaware 2020 Tactical Market GP LLC Delaware Allegro GP LLC Delaware Allegro Investments I LP Delaware Allegro Investments II LP Delaware Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLC Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L. |
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| May 26, 2022 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH FISCAL QUARTER AND FISCAL YEAR 2022 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 9% AND ASSETS UNDER MANAGEMENT GROWING BY 21% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| May 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 10, 2022 |
HLNE / Hamilton Lane Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) February 28, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 14, 2022 |
HLNE / Hamilton Lane Inc / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Hamilton Lane, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 10, 2022 |
HLNE / Hamilton Lane Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Hamilton Lane Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 407497106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 4, 2022 |
HLNE / Hamilton Lane Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| February 1, 2022 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2022 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 6% AND ASSETS UNDER MANAGEMENT GROWING BY 29% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| February 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 2, 2021 |
HAMILTON LANE INCORPORATED REPORTS SECOND QUARTER FISCAL 2022 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 14% AND ASSETS UNDER MANAGEMENT GROWING BY 32% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| September 17, 2021 |
HLNE / Hamilton Lane Inc / HLA INVESTMENTS LLC - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 9) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated 110 Washington Street |
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| September 17, 2021 |
EX-1 2 ex1september2021.htm EX-1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0.001 per share, of Hamilton Lane Incorpor |
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| September 17, 2021 |
Form of Lock-Up Agreement September 7, 2021 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that Morgan Stanley & Co. LLC (the ?Underwriter?) proposes to enter into an underwriting agreement (the ?Underwriting Agreement?) with Hamilton Lane Incorporated, a Delaware corporation (the ?C |
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| September 10, 2021 |
Exhibit 1.1 HAMILTON LANE INCORPORATED 950,751 Shares of Class A Common Stock Underwriting Agreement September 7, 2021 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the ?Company?), proposes to issue and sell to Morgan Stanley & Co. LLC (the ?Underwriter?), an aggregate of 877,400 shares of Class A Common St |
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| September 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 9, 2021 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, $0. |
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| September 7, 2021 |
Subject to completion, dated September 7, 2021 Filed pursuant to Rule 424(b)(5) Registration No. 333-258567 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| September 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 6, 2021 |
As filed with the Securities and Exchange Commission on August 6, 2021 As filed with the Securities and Exchange Commission on August 6, 2021 Registration No. |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 3, 2021 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2022 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 10% AND ASSETS UNDER MANAGEMENT GROWING BY 34% YEAR-OVER-YEAR CONSHOHOCKEN, PENN. |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
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| July 23, 2021 |
As filed with the Securities and Exchange Commission on July 23, 2021. As filed with the Securities and Exchange Commission on July 23, 2021. Registration No. 333-227303 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HAMILTON LANE INCORPORATED (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| July 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 15, 2021 |
Form of Warrant Assignment and Transfer EXHIBIT 10.34 WARRANT ASSIGNMENT AND TRANSFER March [?], 2021 Reference is hereby made to that certain Warrant Purchase Agreement, dated as of January 12, 2021 (the ?Warrant Purchase Agreement?), by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the ?Company?), and HL Alliance Holdings Sponsor LLC, a Delaware limited liability company (the ?Warrant Holder?). Capitalized |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON |
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| June 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 27, 2021 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH QUARTER AND FISCAL 2021 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY OVER 18% AND ASSETS UNDER MANAGEMENT GROWING BY 28% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| May 27, 2021 |
SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 27, 2021) Name of Subsidiary Jurisdiction/State of Incorporation 2020 Tactical Market Fund LP Delaware 2020 Tactical Market GP LLC Delaware Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLC Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L. |
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| May 27, 2021 |
CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICALLY DISCLOSED. |
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| May 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| April 27, 2021 |
FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION SECOND AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (?Amendment?) is entered into as of April 22, 2021, by and between FIRST REPUBLIC BANK (?Lender?) and HAMILTON LANE ADVISORS, L. |
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| April 27, 2021 |
FIRST REPUBLIC BANK It?s a privilege to serve you? EXECUTION VERSION THIRD AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT (?Amendment?) is entered into as of April 22, 2021 by and between FIRST REPUBLIC BANK (?Lender?) and HAMILTON LANE ADVISORS, L. |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 30, 2021 |
Russell Investments Enters Strategic Partnership with Hamilton Lane to Accelerate Private Markets Capabilities Partnership will deliver innovative investment solutions across asset class spectrum for Russell Investments? clients Hamilton Lane takes a $90 million stake in Russell Investments Seattle, WA; Bala Cynwyd, PA ? March 30, 2021 ? Russell Investments, a leading outsourced CIO (OCIO) provide |
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| March 19, 2021 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| March 19, 2021 |
SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 8) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated One Presidential Blvd |
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| March 19, 2021 |
Form of Lock-Up Agreement March 1, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that J.P. Morgan Securities LLC (the ?Underwriter?) proposes to enter into an underwriting agreement (the ?Underwriting Agreement?) with Hamilton Lane Incorporated, a Delaware corporation (t |
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| March 4, 2021 |
Exhibit 1.1 HAMILTON LANE INCORPORATED 1,453,110 Shares of Class A Common Stock Underwriting Agreement March 1, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the ?Company?), proposes to issue and sell to J.P. Morgan Securities LLC (the ?Underwriter?), an aggregate of 1,358,865 shares of Class A |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 4, 2021 |
Hamilton Lane Board Elects Vann Graves as New Independent Director Hamilton Lane Board Elects Vann Graves as New Independent Director Bala Cynwyd, Penn. |
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| March 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| March 3, 2021 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, $0. |
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| March 1, 2021 |
Subject to completion, dated March 1, 2021 Filed pursuant to Rule 424(b)(5) Registration No. 333-227303 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Hamilton Lane Incorporated (Name of Issuer) Class A common stock, par value $0.001 per share (Titles of Class of Securities) 40749710 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 12, 2021 |
Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 12, 2021 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Hamilton Lane Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Hamilton Lane Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 407497106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 2, 2021 |
EXHIBIT 10.1 AMENDMENT NO. 1 TO TAX RECEIVABLE AGREEMENT This Amendment No. 1 (this “Amendment”) is entered into as of December 31, 2020 (the “Effective Date”) by and among HLI, HLA and the Partners signatory hereto. Capitalized terms used but not otherwise defined herein shall have the meaning ascribed to them in the Agreement (as defined below). WHEREAS, reference is made to the Tax Receivable A |
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| February 2, 2021 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2021 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY NEARLY 26% AND ASSETS UNDER MANAGEMENT GROWING BY 14% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| February 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2021 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| November 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 4, 2020 |
HAMILTON LANE INCORPORATED REPORTS SECOND QUARTER FISCAL 2021 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY NEARLY 12% AND ASSETS UNDER MANAGEMENT GROWING BY NEARLY 11% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| November 4, 2020 |
FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION FIRST AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of September 30, 2020, by and between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, L. |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| November 4, 2020 |
FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION SECOND AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of September 30, 2020, by and between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, L. |
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| November 4, 2020 |
FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION SECOND AMENDMENT TO TERM LOAN AND SECURITY AMENDMENT This SECOND AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of September 30, 2020, by and between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, L. |
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| September 11, 2020 |
HLNE / Hamilton Lane INC / HLA INVESTMENTS LLC - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 7) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated One Presidential Blvd |
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| September 11, 2020 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| September 11, 2020 |
Form of Lock-Up Agreement September 1, 2020 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Re: Hamilton Lane Incorporated - Public Offering Ladies and Gentlemen: The undersigned understands that J.P. Morgan Securities LLC (the “Underwriter”), proposes to enter into an underwriting agreement (the “Underwriting Agreement”) with Hamilton Lane Incorporated, a Delaware corporati |
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| September 4, 2020 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 4, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 4, 2020 |
EXHIBIT 1.1 HAMILTON LANE INCORPORATED 2,207,380 Shares of Class A Common Stock Underwriting Agreement September 1, 2020 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Hamilton Lane Incorporated, a Delaware corporation (the “Company”), proposes to issue and sell to J.P. Morgan Securities LLC (the “Underwriter”) an aggregate of 2,132,380 shares of Class |
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| September 3, 2020 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, $0. |
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| September 1, 2020 |
Subject to completion, dated September 1, 2020 Filed pursuant to Rule 424(b)(5) Registration No. 333-227303 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| August 10, 2020 |
HLNE / Hamilton Lane INC / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
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| August 4, 2020 |
HAMILTON LANE INCORPORATED REPORTS FIRST QUARTER FISCAL 2021 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY 11% AND ASSETS UNDER MANAGEMENT GROWING BY 6% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| August 4, 2020 |
Amendment No. 1 to the Hamilton Lane Incorporated Employee Share Purchase Plan Exhibit 10.1 AMENDMENT NO. 1 TO THE HAMILTON LANE INCORPORATED EMPLOYEE SHARE PURCHASE PLAN WHEREAS, Hamilton Lane Incorporated, a Delaware corporation (the “Company”) maintains the Hamilton Lane Incorporated Employee Share Purchase Plan (the “Plan”); and WHEREAS, the Company desires to amend the Plan to: (i) eliminate the 90-day employment requirement for enrollment in the Plan; and (ii) change t |
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| July 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| July 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 18, 2020 |
HLNE / Hamilton Lane INC / Hla Investments Llc - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 6) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated One Presidential Blvd |
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| June 18, 2020 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| June 5, 2020 |
exhibit11underwritingagr Exhibit 1.1 HAMILTON LANE INCORPORATED 2,995,757 Shares of Class A Common Stock Underwriting Agreement June 2, 2020 J.P. Morgan Securities LLC Goldman Sachs & Co. LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Goldman Sachs & Co. LLC 200 West Street New York, New |
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| June 5, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| June 4, 2020 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, $0. |
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| June 2, 2020 |
Subject to completion, dated June 2, 2020 Filed pursuant to Rule 424(b)(5) Registration No. 333-227303 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| May 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPORATED (E |
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| May 28, 2020 |
EXHIBIT 21.1 SUBSIDIARIES OF HAMILTON LANE INCORPORATED (as of May 28, 2020) Name of Subsidiary Jurisdiction/State of Incorporation Alpha Z GP LLC Delaware Alpha Z II GP LLC Delaware Alpha Z III GP LLC Delaware Alpha Z IV GP LLC Delaware Alpha Z Private Equity Fund III L.P. Cayman Islands Alpha Z Private Equity Fund II, LP Cayman Islands Alpha Z Private Equity Fund IV L.P. Cayman Islands Alpha Z P |
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| May 28, 2020 |
HAMILTON LANE INCORPORATED REPORTS STRONG FOURTH QUARTER AND FISCAL YEAR 2020 RESULTS, WITH MANAGEMENT & ADVISORY FEES GROWING BY OVER 12% AND ASSETS UNDER MANAGEMENT GROWING BY 12% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| March 25, 2020 |
Exhibit 10.3 FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION FIRST AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of March 24, 2020, by and between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, L.L.C. a Pennsylvania limited liability company (“Borrower”). RECITALS A. |
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| March 25, 2020 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS [***], HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICALLY DISCLOSED. FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION This MULTI-DRAW TERM LOAN AND SECURITY AGREEMENT (“Agreement”) dated March 24, 2020 (the “Effective Date”), |
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| March 25, 2020 |
Exhibit 10.2 FIRST REPUBLIC BANK It’s a privilege to serve you® EXECUTION VERSION FIRST AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT (“Amendment”) is entered into as of March 24, 2020, by and between FIRST REPUBLIC BANK (“Lender”) and HAMILTON LANE ADVISORS, L.L.C. a Pennsylvania limited liability company (“Borrower”). RECITALS A. Borrower |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| February 14, 2020 |
HLNE / Hamilton Lane INC / TimesSquare Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)1 Hamilton Lane Incorporated (Name of Issuer) Common Stock, Class A, $.001 par value (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Hamilton Lane Incorporated (Name of Issuer) Class A common stock, par value $0.001 per share (Titles of Class of Securities) 40749710 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 12, 2020 |
HLNE / Hamilton Lane INC / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Hamilton Lane Inc Title of Class of Securities: Common Stock CUSIP Number: 407497106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| February 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCO |
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| February 4, 2020 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2020 RESULTS, WITH YEAR-TO-DATE MANAGEMENT & ADVISORY FEES GROWING BY 12% AND ASSETS UNDER MANAGEMENT GROWING BY 13% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| February 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| February 4, 2020 |
HAMILTON LANE INCORPORATED REPORTS THIRD QUARTER FISCAL 2020 RESULTS, WITH YEAR-TO-DATE MANAGEMENT & ADVISORY FEES GROWING BY 12% AND ASSETS UNDER MANAGEMENT GROWING BY 13% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| February 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2020 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| January 27, 2020 |
HLNE / Hamilton Lane INC / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* HAMILTON LANE INCORPORATED (Name of Issuer) Common Stock (Title of Class of Securities) 407497106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 2, 2020 |
Atul Varma to Join Hamilton Lane as Chief Financial Officer and Treasurer Exhibit 99.1 Atul Varma to Join Hamilton Lane as Chief Financial Officer and Treasurer BALA CYNWYD, Penn., January 2, 2020 – Hamilton Lane (NASDAQ:HLNE), a leading private markets asset management firm, today announced that Atul Varma will join the firm as Chief Financial Officer and Treasurer effective January 6th. He will succeed Randy M. Stilman, who will be retiring from the role after 22 year |
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| January 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2019 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| January 2, 2020 |
Offer Letter of Atul Varma, dated November 25, 2019 Exhibit 10.1 November 25, 2019 Atul Varma PERSONAL & CONFIDENTIAL Dear Atul, It is my pleasure to confirm to you Hamilton Lane’s offer of employment for the position of Chief Financial Officer, located in our Bala Cynwyd, PA corporate headquarters. This offer is contingent upon your successful completion of a background check, D&O questionnaire and agreement to our standard confidentiality and non |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INC |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| November 5, 2019 |
HAMILTON LANE INCORPORATED REPORTS STRONG SECOND QUARTER FISCAL 2020 RESULTS, WITH YEAR TO DATE MANAGEMENT & ADVISORY FEES GROWING BY 15% AND ASSETS UNDER MANAGEMENT GROWING BY 13% YEAR-OVER-YEAR BALA CYNWYD, PENN. |
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| September 20, 2019 |
HLNE / Hamilton Lane INC / Hla Investments Llc - SC 13D/A Activist Investment SCHEDULE 13D/A CUSIP No. 407497 106 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. 5) Hamilton Lane Incorporated (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 407497 106 (CUSIP Number) Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated One Presidential Blvd |
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| September 20, 2019 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including any amendments and attachments thereto) with respect to the Class A common stock, par value $0. |
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| September 12, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2019 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 12, 2019 |
Exhibit 1.1 HAMILTON LANE INCORPORATED 2,680,089 Shares of Class A Common Stock Underwriting Agreement September 9, 2019 Goldman Sachs & Co. LLC J.P. Morgan Securities LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies an |
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| September 11, 2019 |
CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, $0. |
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| September 9, 2019 |
Subject to completion, dated September 9, 2019 Filed pursuant to Rule 424(b)(5) Registration No. 333-227303 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to c |
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| September 5, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 Hamilton Lane Incorporated (Exact Name of Registrant as specified in its charter) Delaware 001-38021 26-2482738 (State or other jurisdiction of incorporation) (Commission File No. |
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| August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38021 HAMILTON LANE INCORPOR |
