FLNC Depositi SEC - Fluence Energy, Inc.- Relazione annuale, dichiarazione di delega, prospetto informativo

Statistiche di base

LEI	25490043LHZ97BT5PP29
CIK	1868941

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fluence Energy, Inc.

SEC Filings (Chronological Order)

Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.

August 11, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 FLUENCE ENERGY, I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
August 11, 2025	EX-99.1	Fluence Energy, Inc. Reports Third Quarter 2025 Results; Reaffirms Fiscal Year 2025 Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Third Quarter 2025 Results; Reaffirms Fiscal Year 2025 Guidance ARLINGTON, Va., August 11, 2025 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced its results for the three and nine months en
August 11, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Ene
May 30, 2025	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Fluence Energy, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2024 This Conflict Minerals Report (the “Report”) for Fluence Energy, Inc. (the "Company," "Fluence," "we," "us," or "our") for the reporting period from January 1, 2024 through December 31, 2024 (the “Reporting Period”) has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1
May 30, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of in UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 4601 Fairfax Drive, Suite 600 Arlington, Virginia 22203 (Address of princip
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence En
May 8, 2025	EX-10.1	between Fluence Energy, Inc. and Peter Williams Exhibit 10.1 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.com March 25, 2025 Peter Williams Dear Pete, I am delighted to confirm that the Fluence Energy, Inc. (“Fluence”) Board of Directors approved your new role as SVP, Chief Product and Supply Chain Officer reporting to Julian Nebreda, Chief Executive Officer. This role is effective April 1, 2025. You will
May 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 FLUENCE ENERGY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File N
May 7, 2025	EX-99.1	Fluence Energy, Inc. Reports Second Quarter 2025 Results; Lowers Full Year 2025 Guidance, Citing Decisions to Pause Certain U.S. Projects Due to Tariff Uncertainty Exhibit 99.1 Fluence Energy, Inc. Reports Second Quarter 2025 Results; Lowers Full Year 2025 Guidance, Citing Decisions to Pause Certain U.S. Projects Due to Tariff Uncertainty ARLINGTON, Va., May 7, 2025 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization sof
April 18, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 TRANSITION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence
March 20, 2025	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
February 10, 2025	EX-99.1	Fluence Energy, Inc. Reports First Quarter 2025 Results; Lowers Full Year 2025 Guidance; Reports Record $5.1 Billion Backlog Exhibit 99.1 Fluence Energy, Inc. Reports First Quarter 2025 Results; Lowers Full Year 2025 Guidance; Reports Record $5.1 Billion Backlog ARLINGTON, Va., February 10, 2025 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced its result
February 10, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence
February 10, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
January 24, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AME UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ C
January 24, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AME UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ C
January 10, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 FLUENCE ENERGY, I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
December 12, 2024	EX-4.1	Indenture, dated as of December 12, 2024, between Fluence Energy, Inc. and UMB Bank, National Association, as trustee. Exhibit 4.1 Execution Version FLUENCE ENERGY, INC. and UMB BANK, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of December 12, 2024 2.25% Convertible Senior Notes due 2030 TABLE OF CONTENTS Page Article 1. Definitions; Rules Of Construction 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 13 Section 1.03 Rules of Construction 13 Article 2. The Notes 14 Section 2.01 Form, Dating and
December 12, 2024	EX-99.1	Fluence Energy, Inc. Announces Closing of Offering of $400.0 Million of Convertible Senior Notes due 2030 Exhibit 99.1 Fluence Energy, Inc. Announces Closing of Offering of $400.0 Million of Convertible Senior Notes due 2030 ARLINGTON, VA., December 12, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced the completion of the previou
December 12, 2024	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation or organizati
December 12, 2024	EX-10.1	Form of Capped Call Confirmations. Exhibit 10.1 []1 [], 2024 To: Fluence Energy, Inc. 4601 Fairfax Drive, Suite 600 Arlington, Virginia 22203 Telephone No.: (833) 358-3623 Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between [] (“Dealer”) and Fluence Energy, Inc. (“Counterparty”) as of the
December 11, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation or organizatio
December 11, 2024	EX-99.2	Fluence Energy, Inc. Announces Pricing of Upsized Offering of $350.0 Million of Convertible Notes Exhibit 99.2 Fluence Energy, Inc. Announces Pricing of Upsized Offering of $350.0 Million of Convertible Notes and Capped Call Transactions ARLINGTON, VA., December 10, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced that it
December 11, 2024	EX-99.1	Fluence Energy, Inc. Announces Convertible Notes Offering and Intention to Enter into Capped Call Transactions Exhibit 99.1 Fluence Energy, Inc. Announces Convertible Notes Offering and Intention to Enter into Capped Call Transactions ARLINGTON, VA., December 9, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced its intention to offer, s
November 29, 2024	EX-24.1	Powers of Attorney Exhibit 24.1 FLUENCE ENERGY, INC. POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Julian Nebreda, Ahmed Pasha and Vincent W. Mathis, and each or any of them, his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her or in his or her name, place and stead,
November 29, 2024	EX-10.31	Fluence Energy, LLC Exhibit 10.31 October 19, 2017 John Zahurancik Dear John: I am delighted to confirm an offer from AES Services, Inc. ("AES"), a wholly owned subsidiary of The AES Corporation, to you to become employed by Fluence Energy, LLC ("Fluence") as Chief Operating Officer (COO), subject to and upon the successful closing of the transaction between The AES Corporation and Siemens that forms and organizes Fl
November 29, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 TRANSITION REPORT PURSUANT TO SECTIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Energy, Inc. (Exact
November 29, 2024	EX-19.1	Insider Trading Compliance Policy Exhibit 19.1 Fluence Energy, Inc. Insider Trading Compliance Policy I.INTRODUCTION Buying or selling the stock and other securities of Fluence Energy, Inc. (the “Company”) while in possession of material, non-public information is illegal and a violation of this Insider Trading Compliance Policy (this “Policy”). Preventing insider trading is necessary to comply with securities laws and to preserve
November 29, 2024	EX-21.1	List of Subsidiaries of Fluence Energy, Inc. Exhibit 21.1 Subsidiaries of Fluence Energy, Inc. Legal Name State or Other Jurisdiction of Incorporation or Organization Fluence Energy, LLC Delaware Fluence Energy GmbH Germany Fluence Energy Pty Ltd Australia Fluence Energy Global Production Operation, LLC Delaware Fluence Energy Singapore Pte. Ltd. Singapore Fluence Energy Inc. Philippines Fluence Energy B.V. Netherlands Fluence Energy AG Swit
November 25, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
November 25, 2024	EX-99.1	Fluence Energy, Inc. Reports Record Performance in 2024 and Initiates 2025 Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Record Performance in 2024 and Initiates 2025 Guidance ARLINGTON, Va., November 25, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a global market leader delivering intelligent energy storage, operational services, and asset optimization software, today announced its results for the three months and full fiscal ye
August 7, 2024	EX-10.2	Amendment Number Three to Syndicated Facility Agreement, dated as of August 6, 2024, by and among Fluence Energy, Inc., Fluence Energy, LLC, Fluence Energy Global Production Operation, LLC, the other guarantors party thereto, the parties thereto identified as “Exiting Lenders”, the parties thereto identified as “Existing Lenders”, the parties thereto identified as “New Lenders”, Barclays Bank PLC, in its capacity as resigning administrative agent, and Citibank, N.A., in its capacity as successor administrative agent. Exhibit 10.2 AMENDMENT NUMBER THREE TO SYNDICATED FACILITY AGREEMENT THIS AMENDMENT NUMBER THREE TO SYNDICATED FACILITY AGREEMENT (this “Amendment”), dated as of August 6, 2024, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (“Parent”), FLUENCE ENERGY, LLC, a Delaware limited liability company (the “Parent Borrower”), FLUENCE ENERGY GLOBAL PRODUCTION OPERATION, LLC, a De
August 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Ene
August 7, 2024	EX-4.1	Description of Registered Securities Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following description of the capital stock of Fluence Energy, Inc. (“Fluence,” the “Company,” “we,” “us,” and “our”) and certain provisions of our amended and restated certificate of incorporation, as further amended by the first certificate of amendment and that certificate of retirement thereto (collectively, our “certificate”) and amended and
August 7, 2024	EX-99.1	Fluence Energy, Inc. Reports Record $1.3 Billion Quarterly Order Intake and Record $4.5 Billion Backlog; Updates Fiscal Year 2024 Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Record $1.3 Billion Quarterly Order Intake and Record $4.5 Billion Backlog; Updates Fiscal Year 2024 Guidance ARLINGTON, Va., August 7, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global provider of energy storage products and services as well as digital applications for renewables and storage, today
August 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
August 7, 2024	EX-10.1	Revised Non-Employee Independent Director Compensation Policy (effective October 1, 2024) Exhibit 10.1 Fluence Energy, Inc. Non-Employee Independent Director Compensation Policy Non-employee independent members of the board of directors (the “Board”) of Fluence Energy, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Independent Director Compensation Policy (this “Policy”). The cash and equity compensation described in thi
June 11, 2024	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
June 11, 2024	EX-3.1	Certificate of Retirement of 65,674,195 shares of Class B-1 Common Stock Fluence Energy, Inc. Exhibit 3.1 CERTIFICATE OF RETIREMENT OF CLASS B-1 COMMON STOCK OF FLUENCE ENERGY, INC. Pursuant to Section 243(b) of the General Corporation Law of the State of Delaware Fluence Energy, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), HEREBY CERTIFIES as follows: 1.The Amended and Restated Certificate of Incorporation of the Corporation (the
May 31, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 (State or other jurisdiction of incorporation) (Commission File Number) 4601 Fairfax Drive, Suite 600 Arlington, Virginia 22203 (Address of principal executive offices) (Zip Code) Ahmed Pasha Sen
May 31, 2024	EX-1.01	Conflict Minerals Report for the reporting period January 1, 2023 to December 31, 2023. Exhibit 1.01 Fluence Energy, Inc. Conflict Minerals Report For the Calendar Year Ended December 31, 2023 This Conflict Minerals Report (the “Report”) for the reporting period from January 1, 2023 through December 31, 2023 (the “Reporting Period”) has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 and Form SD (the “Conflict Minerals Rule”). The Conflict Minerals Rule
May 10, 2024	8-K/A	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporat
May 9, 2024	EX-10.1	Master Receivables Purchase Agreement by and among Fluence Energy, LLC and any other seller from time to time party thereto, as sellers and servicers, and Credit Agricole Corporate and Investment Bank, dated February 27, 2024. Exhibit 10.1 Execution Version MASTER RECEIVABLES PURCHASE AGREEMENT among FLUENCE ENERGY, LLC as a Seller and a Servicer, THE OTHER SELLERS AND SERVICERS FROM TIME TO TIME PARTY HERETO and CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, as Purchaser Dated as of February 27, 2024 TABLE OF CONTENTS Page TABLE OF CONTENTS Schedule I - Account Debtors Exhibit A - Certain Defined Terms Exhibit B - Cond
May 9, 2024	EX-10.3	Amendment No. 2, dated May 8, 2024, to the Syndicated Facility Agreement, dated as of November 22, 2023, among Fluence Energy, LLC as the Parent Borrower, the other borrowers party thereto, Fluence Energy, Inc., as the Parent, the other guarantors party thereto, the lenders party thereto, and Barclays Bank PLC, as Administrative Agent. Exhibit 10.3 Execution Version AMENDMENT NUMBER TWO TO SYNDICATED FACILITY AGREEMENT THIS AMENDMENT NUMBER TWO TO SYNDICATED FACILITY AGREEMENT (this “Amendment”), dated as of May 8, 2024, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (“Parent”), FLUENCE ENERGY, LLC, a Delaware limited liability company (the “Parent Borrower”), certain Subsidiaries of the Parent Borrowe
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence En
May 9, 2024	EX-10.2	Amendment No. 1, dated April 8, 2024, to the Syndicated Facility Agreement, dated as of November 22, 2023, among Fluence Energy, LLC as the Parent Borrower, the other borrowers party thereto, Fluence Energy, Inc., as the Parent, the other guarantors party thereto, the lenders party thereto, and Barclays Bank PLC, as Administrative Agent. Exhibit 10.2 Execution Version AMENDMENT NUMBER ONE TO SYNDICATED FACILITY AGREEMENT THIS AMENDMENT NUMBER ONE TO SYNDICATED FACILITY AGREEMENT (this “Amendment”), dated as of April 8, 2024, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (“Parent”), FLUENCE ENERGY, LLC, a Delaware limited liability company (the “Parent Borrower”), certain Subsidiaries of the Parent Borro
May 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File N
May 8, 2024	EX-99.1	Fluence Energy, Inc. Reports Strong Financial Performance Highlighted By Cash Generation; Reaffirms Fiscal Year 2024 Guidance Ranges Exhibit 99.1 Fluence Energy, Inc. Reports Strong Financial Performance Highlighted By Cash Generation; Reaffirms Fiscal Year 2024 Guidance Ranges ARLINGTON, Va., May 8, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global provider of energy storage products and services as well as digital applications for renewables and storage, today announced
April 12, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
March 22, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
March 1, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
February 23, 2024	SC 13G/A	FLNC / Fluence Energy, Inc. / AES CORPORATION - FORM SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
February 9, 2024	SC 13G/A	US34379V1035 / COMMON STOCK / SIEMENS AG - SC 13G/A Passive Investment SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa
February 9, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d270178dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this “Agreement”) is made and entered into by and between SPT Invest Management Sarl, Siemens Pension-Trust e.V. and Siemens AG. The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, Form 4, Form 5 or Schedu
February 8, 2024	EX-10.4	Transition Services Agreement dated July 5, 2023, by and between Fluence Energy, LLC and Carol Couch Exhibit 10.4 July 5, 2023 Dear Carol Couch, In connection with your separation from your role as Senior Vice President and Chief Supply Chain and Manufacturing Officer of Fluence Energy, LLC ("Fluence" and, together with its affiliated and related entities, the "Company"), we believe it is mutually beneficial to put in writing the terms of such separation. This letter (this "Agreement"), upon your
February 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence
February 8, 2024	EX-10.1	Master Assignment and Assumption and Issuing Bank Joinder dated as of December 15, 2023 to the Syndicated Facility Agreement, dated as of November 22, 2023, among Fluence Energy, LLC as the Parent Borrower, the other borrowers party thereto, Fluence Energy, Inc., as the Parent, the other guarantors party thereto, the lenders party thereto, and Barclays Bank PLC, as Administrative Agent. Exhibit 10.1 MASTER ASSIGNMENT AND ASSUMPTION AND ISSUING BANK JOINDER This Master Assignment and Assumption and Issuing Bank Joinder (this “Assignment and Assumption”) is dated as of the Effective Date set forth below and is entered into by and between each of the parties listed on Annex II hereto as an Assignor (each, an “Assignor” and collectively, the “Assignors”) and CITIBANK, N.A. (the “Assi
February 8, 2024	EX-10.3	Offer Letter, dated April 1, 2021, between Fluence Energy, LLC and Carol Couch Exhibit 10.3 4601 N. Fairfax Drive, Suite 600 I Arlington, VA 22203 +1 (703) 682-6629 fluenceenergy.com March 31, 2021 Carol Couch Dear Carol, I am delighted to confirm an offer from Fluence, a Siemens and AES company, as VP, Global Operations Support & Services, reporting to Manuel Perez Dubuc, in Arlington, VA. Fluence requires certification of your eligibility to work in the United States and w
February 8, 2024	EX-10.2	Transition Services Agreement, executed January 19, 2024, by and between Fluence Energy, LLC and Krishna Vanka Exhibit 10.2 January 8, 2024 Dear Krishna Vanka, In connection with your separation from your role as Senior Vice President and Chief Digital Officer of Fluence Energy, LLC (“Fluence” and, together with its affiliated and related entities, the “Company”), we believe it is mutually beneficial to put in writing the terms of such separation. This letter (this “Agreement”), upon your signature, will c
February 8, 2024	EX-10.6	SPT Invest Management, Sarl Joinder, dated December 19, 2023, to the Registration Rights Agreement, dated November 1, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT JOINDER The undersigned is executing and delivering this Joinder pursuant to the Registration Rights Agreement dated as of November 1, 2021 (as the same may hereafter be amended, the “Registration Rights Agreement”), among Fluence Energy, Inc., a Delaware corporation (the “Corporation”), and the other person named as parties therein. By executing and deli
February 8, 2024	EX-10.5	Amendment of the Fluence Energy, LLC Phantom Equity Incentive Plan, dated October 17, 2021 Exhibit 10.5 AMENDMENT OF THE FLUENCE ENERGY, LLC PHANTOM EQUITY INCENTIVE PLAN October 17, 2021 WHEREAS, Fluence Energy, LLC, a Delaware limited liability company (the “Company”), has previously adopted the Fluence Energy, LLC Phantom Equity Incentive Plan, (and as may be amended from time to time, the “Plan”); WHEREAS, Section 8.1 of the Plan allows the Board of Managers of the Company (the “Boa
February 8, 2024	EX-99.(A)	Item 7 Information EX-99.(A) 2 ex99-a.htm ITEM 7 INFORMATION Qatar Investment Authority SC 13GA CUSIP 34379V103 SC 13G Page 7 of 8 EXHIBIT A The Schedule 13G to which this attachment is appended is filed by Qatar Investment Authority on behalf of itself and the following subsidiaries: Qatar Holding LLC
February 8, 2024	SC 13G/A	US34379V1035 / COMMON STOCK / Qatar Investment Authority - AMENDMENT TO FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * FLUENCE ENERGY, INC. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing this Statement) Check the appropriate box to designate the rule pursuant to w
February 8, 2024	EX-99.(B)	Certificate of Incumbency EX-99.(B) 3 ex99-b.htm CERTIFICATE OF INCUMBENCY Qatar Investment Authority SC 13GA CUSIP 34379V103 SC 13G Page 8 of 8 EXHIBIT B CERTIFICATE OF INCUMBENCY I, Ahmad Mohammed F Q Al-Khanji, Chief of Legal and General Counsel, of Qatar Investment Authority, established by Emiri Decision No 22 in 2005, with its registered office at, Ooredoo Tower (Building 14), Al Dafna Street (Street 801), Al Dafna (
February 8, 2024	EX-10.7	SPT Invest Management, Sarl Joinder, dated December 19, 2023, to the Stockholders Agreement, dated October 27, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.7 STOCKHOLDERS AGREEMENT JOINDER The undersigned is executing and delivering this joinder agreement (“Joinder Agreement”) pursuant to the Stockholders Agreement, dated as of October 27, 2021, by and among Fluence Energy, Inc., a Delaware corporation (the “Corporation”), and the other parties thereto, as amended and restated, restated, amended, supplemented or otherwise modified from tim
February 7, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission F
February 7, 2024	EX-99.1	Fluence Energy, Inc. Reports Record $1.1 Billion Quarterly Order Intake, Resulting in Highest Ever Backlog; Reaffirms Fiscal 2024 Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Record $1.1 Billion Quarterly Order Intake, Resulting in Highest Ever Backlog; Reaffirms Fiscal 2024 Guidance ARLINGTON, Va., February 7, 2024 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global pure-play provider of energy storage products and services as well as digital applications for renewables and sto
January 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMEN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Co
January 26, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMEN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14 INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Co
December 8, 2023	EX-1.1	Underwriting Agreement, dated December 5, 2023, by and among Fluence Energy, Inc., J.P. Morgan Securities LLC, Barclays Capital Inc., Morgan Stanley & Co. LLC and the Selling Stockholders Exhibit 1.1 18,000,000 Shares FLUENCE ENERGY, INC. CLASS A COMMON STOCK, PAR VALUE $0.00001 PER SHARE UNDERWRITING AGREEMENT December 5, 2023 December 5, 2023 J.P. Morgan Securities LLC Barclays Capital Inc. Morgan Stanley & Co. LLC As Representatives of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Barclays Capit
December 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission F
December 7, 2023	424B7	Joint book-running managers TABLE OF CONTENTS As Filed Pursuant to Rule 424(b)(7) Registration No. 333-273939 Prospectus supplement (to Prospectus dated August 11, 2023) 18,000,000 shares FLUENCE ENERGY, INC. Class A common stock The selling securityholders identified in this prospectus supplement (the “Selling Securityholders”) are offering 18,000,000 shares of our Class A common stock. We are not selling any shares of
December 5, 2023	424B7	Joint book-running managers TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed.
November 29, 2023	EX-10.28	2, between Fluence Energy, Inc. and Krishna Vanka Exhibit 10.28 August 5, 2022 Krishna Vanka 54 Gauguin Circle Aliso Viejo, CA 92656 Dear Krishna, I am delighted to confirm an offer from Fluence, as SVP, Chief Digital Officer, reporting to Manuel Dubuc Perez. This position is considered a Section 16 Executive Officer position subject to certain external disclosures as Fluence is a publicly traded company. For this position, you are to work remote
November 29, 2023	EX-10.15	Form Performance Stock Unit Agreement (Officer)(adopted October 2023) Exhibit 10.15 Tier I FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN PERFORMANCE SHARE UNIT GRANT NOTICE Capitalized terms not specifically defined in this Performance Share Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted to the Performa
November 29, 2023	EX-10.17	Form Restricted Stock Unit Award Agreement (Employee)(revised October 2023) Exhibit 10.17 Tier II, III and IV FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted the
November 29, 2023	EX-10.29	Offer Letter, dated July 6, 2023, between Fluence Energy, Inc. and Peter Williams Exhibit 10.29 July 5, 2023 Peter Williams Dear Pete, I am delighted to confirm an offer from Fluence Energy, Inc. (“Fluence”) as the SVP, Chief Supply Chain and Manufacturing Officer reporting to Julian Nebreda, Chief Executive Officer. You will work out of the Fluence San Francisco office. Your start date is July 17, 2023. This position is considered a Section 16 Officer position subject to certa
November 29, 2023	EX-24.1	Powers of Attorney Exhibit 24.1 FLUENCE ENERGY, INC. POWER OF ATTORNEY Each of the undersigned, in the capacity or capacities set forth below, hereby constitutes and appoints Julian Nebreda, Manavendra Sial, and Francis A. Fuselier, and each of them separately, as the true and lawful attorneys-in-fact and agents of the undersigned, with full power of substitution and revocation, for and in the name, place and stead
November 29, 2023	EX-10.2	First Amendment to the Third Amended and Restated LLC Agreement of Fluence Energy, LLC, dated as of October 27, 2021 Exhibit 10.2 FIRST AMENDMENT TO THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF FLUENCE ENERGY, LLC This First Amendment (this “First Amendment”) to the Third Amended and Restated Limited Liability Company Agreement (the “LLC Agreement”) is adopted as of November 22, 2023, by Fluence Energy, Inc., as the Managing Member (the “Managing Member”) of Fluence Energy, LLC (the “Com
November 29, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 TRANSITION REPORT PURSUANT TO SECTIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Energy, Inc. (Exact
November 29, 2023	EX-10.18	Form Performance Stock Unit Award Agreement (Employee)(adopted October 2023) Exhibit 10.18 Tier II, III and IV FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN PERFORMANCE SHARE UNIT GRANT NOTICE Capitalized terms not specifically defined in this Performance Share Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted to
November 29, 2023	EX-10.16	Form Stock Option Agreement (Officer)(adopted October 2023) Exhibit 10.16 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE Capitalized terms not specifically defined in this Stock Option Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company hereby grants to the participant listed below (“Partic
November 29, 2023	EX-21.1	List of Subsidiaries of Fluence Energy, Inc. Exhibit 21.1 Subsidiaries of Fluence Energy, Inc. Legal Name State or Other Jurisdiction of Incorporation or Organization Fluence Energy, LLC Delaware Fluence Energy GmbH Germany Fluence Energy Pty Ltd Australia Fluence Energy Global Production Operation, LLC Delaware Fluence Energy Singapore Energy Singapore PTE. LTD. Singapore Fluence Energy Inc. Philippines Fluence Energy B.V. Netherlands Fluen
November 29, 2023	EX-97.1	Fluence Energy, Inc. Policy for Recovery of Erroneously Awarded Compensation Exhibit 97.1 FLUENCE ENERGY, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Fluence Energy, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 1, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1.Persons Subject to Policy Th
November 29, 2023	EX-10.14	Form Restricted Stock Unit Award Agreement (Officer)(revised October 2023) Exhibit 10.14 Tier I FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted the Restricted St
November 28, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
November 28, 2023	EX-99.1	Fluence Energy, Inc. Reports Fourth Quarter and Full Fiscal Year 2023 Financial Results Achieved Record Annual Revenue and Quarterly Profitability Milestone Initiates Fiscal 2024 Financial Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Fourth Quarter and Full Fiscal Year 2023 Financial Results Achieved Record Annual Revenue and Quarterly Profitability Milestone Initiates Fiscal 2024 Financial Guidance ARLINGTON, Va., November 28, 2023 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global provider of energy storage products and services, and
November 27, 2023	EX-10.1	Syndicated Facility Agreement, dated as of November 22, 2023, among Fluence Energy, LLC as the Parent Borrower, the other borrowers party thereto, Fluence Energy, Inc., as the Parent, the other guarantors party thereto, the lenders party thereto, and Barclays Bank PLC, as Administrative Agent. Exhibit 10.1 EXECUTION VERSION SYNDICATED FACILITY AGREEMENT dated as of November 22, 2023 among FLUENCE ENERGY, LLC, as the Parent Borrower THE OTHER BORROWERS PARTY HERETO FLUENCE ENERGY, INC., as the Parent THE OTHER GUARANTORS PARTY HERETO THE LENDERS PARTY HERETO and BARCLAYS BANK PLC, as Administrative Agent BARCLAYS BANK PLC and JPMORGAN CHASE BANK N.A., as Joint Lead Arrangers and Joint Bo
November 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2023 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
November 27, 2023	EX-99.1	Fluence Energy, Inc. Announces Closing of New $400 Million Asset-Backed Lending Facility Exhibit 99.1 Fluence Energy, Inc. Announces Closing of New $400 Million Asset-Backed Lending Facility November 27, 2023 Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global provider of energy storage products and services and optimization software for renewables and storage, today announced that it has entered into a new four-year $400 million Asset Backed Lending (“A
November 17, 2023	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorpo
November 16, 2023	EX-99.1	Fluence Energy, Inc. Announces Executive Transition Fluence Appoints Ahmed Pasha as Chief Financial Officer Fluence Expects to Meet or Exceed Guidance for Fiscal Year 2023 Revenues and Adjusted Gross Profit; Announces Fourth Quarter 2023 Earnings Rel Exhibit 99.1 Fluence Energy, Inc. Announces Executive Transition Fluence Appoints Ahmed Pasha as Chief Financial Officer Fluence Expects to Meet or Exceed Guidance for Fiscal Year 2023 Revenues and Adjusted Gross Profit; Announces Fourth Quarter 2023 Earnings Release Date ARLINGTON, Va., November 16, 2023 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leadin
November 16, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
November 16, 2023	EX-10.1	Offer Letter, dated November 16, 2023, between Fluence Energy, Inc. and Ahmed Pasha Exhibit 10.1 November 16, 2023 Ahmed Pasha Dear Ahmed, I am delighted to confirm an offer from Fluence Energy, Inc. (“Fluence”) as the Chief Financial Officer reporting to Julian Nebreda, Chief Executive Officer. The effective date is January 1, 2024. This position is considered a Section 16 Officer position subject to certain external disclosures as Fluence is a publicly traded company. For this
October 12, 2023	EX-99.1	Fluence Unveils Gridstack Pro, Improving Delivery Speed and Performance for the Next Era of Utility-Scale Projects Gridstack Pro helps customers complete energy storage projects faster and generate revenue sooner. Exhibit 99.1 Fluence Unveils Gridstack Pro, Improving Delivery Speed and Performance for the Next Era of Utility-Scale Projects Gridstack Pro helps customers complete energy storage projects faster and generate revenue sooner. ARLINGTON, Va., Oct. 12, 2023 – Fluence Energy, Inc. (“Fluence”) (NASDAQ: FLNC), a leading global provider of energy storage products, services, and optimization software fo
October 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission F
August 18, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 FLUENCE ENERGY, I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
August 18, 2023	EX-10.1	Offer Letter, dated August 14, 2023, between Fluence Energy, Inc. and Michelle Philpot Exhibit 10.1 August 14, 2023 Michelle Philpot Dear Michelle, I am delighted to confirm an offer from Fluence Energy, Inc. (“Fluence”) as the Chief Accounting Officer reporting to Manavendra Sial, Chief Financial Officer. You will work out of the Fluence San Francisco office. Your start date is August 14, 2023. This position is considered a Section 16 Officer position subject to certain external di
August 11, 2023	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) FLUENCE ENERGY, INC.
August 11, 2023	S-3ASR	As filed with the Securities and Exchange Commission on August 11, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 11, 2023 Registration No.
August 11, 2023	EX-25.1	Form T-1 Statement of Eligibility and Qualification under the Trust Indenture Act of 1939 of the Trustee under the Indenture of Fluence Energy, Inc. filed as Exhibit 4.3. Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
August 11, 2023	EX-4.3	Form of Indenture. Exhibit 4.3 Fluence Energy, Inc. INDENTURE Dated as of , 20 U.S. Bank Trust Company, National Association Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Iss
August 10, 2023	EX-10.1	Amendment No. 2, dated May 19, 2023, to Revolving Credit Agreement, dated November 1, 2021, by and among Fluence Energy, LLC, as the borrower, Fluence Energy, Inc., as a parent guarantor, the subsidiary guarantors party thereto, the lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral agent Exhibit 10.1 Execution Version AMENDMENT NO. 2 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO REVOLVING CREDIT AGREEMENT (this “Agreement”), dated as of May 19, 2023, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (the “Parent”), FLUENCE ENERGY, LLC, a Delaware limited liability company (the “Borrower”), the other Guarantors party hereto, each Lender party hereto
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Ene
August 10, 2023	EX-10.2	, 2023, to Revolving Credit Agreement, dated November 1, 2021, by and among Fluence Energy, LLC, as the borrower, Fluence Energy, Inc., as a parent guarantor, the subsidiary guarantors party thereto, the lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral agent Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 3 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO REVOLVING CREDIT AGREEMENT (this “Agreement”), dated as of August 8, 2023, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (the “Parent”), FLUENCE ENERGY, LLC, a Delaware limited liability company (the “Borrower”), the other Guarantors party hereto, each Lender party heret
August 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 FLUENCE ENERGY, IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
August 9, 2023	EX-99.1	Fluence Energy, Inc. Reports Third Quarter Fiscal 2023 Results Raising Full Fiscal Year 2023 Guidance on Strong Quarterly Execution Secured US Battery Cells to Support Domestic Content Requirements Under Inflation Reduction Act Exhibit 99.1 Fluence Energy, Inc. Reports Third Quarter Fiscal 2023 Results Raising Full Fiscal Year 2023 Guidance on Strong Quarterly Execution Secured US Battery Cells to Support Domestic Content Requirements Under Inflation Reduction Act ARLINGTON, Va., August 9, 2023 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global pure-play provider of ener
July 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 FLUENCE ENERGY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
May 24, 2023	CORRESP	1 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.
May 11, 2023	EX-10.1	Form Restricted Stock Unit Award Agreement (Employee & Officer)(rev. May 2023) Exhibit 10.1 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted to the participant listed
May 11, 2023	EX-10.2	Form Restricted Stock Unit Award Agreement (Director)(revised May 2023) Exhibit 10.2 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted to the participant listed
May 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00
May 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 FLUENCE ENERGY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
May 10, 2023	EX-99.1	Fluence Energy, Inc. Reports Second Quarter Fiscal 2023 Results Raising Full Fiscal Year 2023 Guidance on Record Quarterly Performance Exhibit 99.1 Fluence Energy, Inc. Reports Second Quarter Fiscal 2023 Results Raising Full Fiscal Year 2023 Guidance on Record Quarterly Performance ARLINGTON, Va., May 10, 2023 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global pure-play provider of energy storage products and services as well as digital applications for renewables and storage, to
April 6, 2023	CORRESP	1 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.
March 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 FLUENCE ENERGY, IN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
March 16, 2023	CORRESP	4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.
February 13, 2023	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d281218dex991.htm EX-99.1 Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this “Agreement”) is made and entered into by and between Siemens Industry, Inc., Siemens Pension-Trust e.V. and Siemens AG. The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, Form 4, Form 5 or Schedule 13D
February 13, 2023	SC 13G/A	US34379V1035 / COMMON STOCK / SIEMENS AG - SC 13G/A Passive Investment SC 13G/A 1 d281218dsc13ga.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check
February 10, 2023	EX-4.1	Description of Registered Securities Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following description of the capital stock of Fluence Energy, Inc. (“Fluence,” the “Company,” “we,” “us,” and “our”) and certain provisions of our amended and restated certificate of incorporation, as further amended by the first certificate of amendment thereto (collectively, our “certificate”) and amended and restated bylaws (our “bylaws”) are
February 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
February 9, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission F
February 9, 2023	EX-99.1	Fluence Energy, Inc. Reports First Quarter Fiscal 2023 Results Stronger Demand and Increased Supply Chain Assurance Drives Higher Fiscal Year 2023 Guidance Exhibit 99.1 Fluence Energy, Inc. Reports First Quarter Fiscal 2023 Results Stronger Demand and Increased Supply Chain Assurance Drives Higher Fiscal Year 2023 Guidance ARLINGTON, Va., February 8, 2023 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global pure-play provider of energy storage products and services as well as digital applications for r
January 27, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒
January 27, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐
December 22, 2022	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
December 22, 2022	EX-3.1	First Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Fluence Energy, Inc. Exhibit 3.1 FIRST CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FLUENCE ENERGY, INC. Fluence Energy, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies that: 1.Pursuant to Section 242 of the DGCL, this First Certificate of Amendment to the Amende
December 14, 2022	EX-10.8	Siemens Pension-Trust E.V. Joinder, dated September 29, 2022, to the Stockholders Agreement, dated October 27, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.8 STOCKHOLDERS AGREEMENT JOINDER The undersigned is executing and delivering this joinder agreement (?Joinder Agreement?) pursuant to the Stockholders Agreement, dated as of October 27, 2021, by and among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and the other parties thereto, as amended and restated, restated, amended, supplemented or otherwise modified from tim
December 14, 2022	EX-10.26	Amendment No. 1, dated November 15, 2022, to Revolving Credit Agreement, dated November 1, 2021, by and among Fluence Energy, LLC, as the borrower, Fluence Energy, Inc., as a parent guarantor, the subsidiary guarantors party thereto, the lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral agent Exhibit 10.26 EXECUTION VERSION AMENDMENT NO. 1 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO REVOLVING CREDIT AGREEMENT (this ?Amendment?), dated as of November 15, 2022, is entered into by and among FLUENCE ENERGY, INC., a Delaware corporation (the ?Parent?), FLUENCE ENERGY, LLC, a Delaware limited liability company (the ?Borrower?), the other Guarantors party hereto, each Lender party h
December 14, 2022	EX-10.22	Non-Employee Independent Director Compensation Policy Exhibit 10.22 Fluence Energy, Inc. Non-Employee Independent Director Compensation Policy Non-employee independent members of the board of directors (the ?Board?) of Fluence Energy, Inc. (the ?Company?) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Independent Director Compensation Policy (this ?Policy?). The cash and equity compensation described in th
December 14, 2022	EX-24.1	Powers of Attorney Exhibit 24.1 FLUENCE ENERGY, INC. POWER OF ATTORNEY Each of the undersigned, in the capacity or capacities set forth below, hereby constitutes and appoints Julian Nebreda, Manavendra Sial, and Francis A. Fuselier, and each of them separately, as the true and lawful attorneys-in-fact and agents of the undersigned, with full power of substitution and revocation, for and in the name, place and stead
December 14, 2022	EX-10.5	Siemens Pension-Trust e.V. Joinder, dated September 29, 2022, to the Registration Rights Agreement, dated November 1, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT JOINDER The undersigned is executing and delivering this Joinder pursuant to the Registration Rights Agreement dated as of November 1, 2021 (as the same may hereafter be amended, the ?Registration Rights Agreement?), among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and the other person named as parties therein. By executing and deli
December 14, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 TRANSITION REPORT PURSUANT TO SECTIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence Energy, Inc. (Exact
December 14, 2022	EX-10.10	Annual Incentive Plan Exhibit 10.10 FLUENCE ENERGY, INC. Annual Incentive Plan 1 \| Page \|US-DOCS\136640243.2\|\| SECTION 1 - PURPOSE The purpose of the Fluence Annual Incentive Plan (the ?Plan?) is to motivate and reward Participants? contribution to the achievement of the Company?s annual performance goals. This Plan constitutes a sub-plan of the Fluence Energy, Inc. 2021 Incentive Award Plan (the ?Incentive Plan?) for
December 14, 2022	EX-21.1	List of Subsidiaries of Fluence Energy, Inc. Exhibit 21.1 Subsidiaries of Fluence Energy, Inc. Legal Name State or Other Jurisdiction of Incorporation or Organization Fluence Energy, LLC Delaware Fluence Energy GmbH Germany Fluence Energy Pty Ltd Australia Fluence Energy Global Production Operation, LLC Delaware Fluence Energy Singapore Energy Singapore PTE. LTD. Singapore Fluence Energy Inc. Philippines Fluence Energy B.V. Netherlands Fluen
December 12, 2022	EX-99.1	Fluence Energy, Inc. Reports Fourth Quarter and Full Fiscal Year 2022 Financial Results Delivered Highest Revenue in Company History & Positive Gross Margin Introduces Management's Strategic Objectives Initiates Fiscal 2023 Financial Guidance Exhibit 99.1 Fluence Energy, Inc. Reports Fourth Quarter and Full Fiscal Year 2022 Financial Results Delivered Highest Revenue in Company History & Positive Gross Margin Introduces Management's Strategic Objectives Initiates Fiscal 2023 Financial Guidance ARLINGTON, Va., December 12, 2022 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global pure-pla
December 12, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
December 2, 2022	DEF 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Check the appropriate box: ? ? ? ? Preliminary Information Statement ? ? ? Definitive Information Statement ? ? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) FLUEN
November 22, 2022	PRE 14C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Check the appropriate box: ? ? ? Preliminary Information Statement ?? ? ? Definitive Information Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) FLUENCE
November 18, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 FLUENCE ENERGY, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
September 19, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
September 15, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
September 15, 2022	EX-10.1	, between Fluence Energy, Inc. and Exhibit 10.1 TRANSITION AND SEPARATION AGREEMENT September 11, 2022 Dear Dennis Fehr: In connection with your transition from your role as Senior Vice President and Chief Financial Officer of Fluence Energy, Inc. (?Fluence? and, together with its subsidiaries and The AES Corporation, Siemens AG and Qatar Holding LLC (the ?Company?), we believe it is mutually beneficial to put in writing the terms
August 31, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
August 31, 2022	EX-99.1	Fluence Energy, Inc. Announces CFO Transition Fluence Appoints Manavendra Sial as Chief Financial Officer Exhibit 99.1 Fluence Energy, Inc. Announces CFO Transition Fluence Appoints Manavendra Sial as Chief Financial Officer ARLINGTON, Va., August 31, 2022 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global provider of energy storage products and services, and cloud-based software for renewables and storage, today announced that Manavendra (Manu) Sial
August 31, 2022	EX-10.1	Offer Letter, dated August 26, 2022, between Fluence Energy, Inc. and Manavendra Sial Exhibit 10.1 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.com August 26, 2022 Manavendra Sial Dear Manavendra, I am delighted to confirm an offer from Fluence Energy, Inc. (?Fluence?) as the Senior Vice President (SVP) and Chief Financial Officer reporting to Julian Nebreda, Chief Executive Officer. The effective date is September 15, 2022. This position is c
August 30, 2022	EX-10.1	Separation and Release Agreement, dated August 24, 2022, between Fluence Energy, Inc. and Manuel Perez Dubuc Exhibit 10.1 August 5, 2022 Dear Manuel: In connection with your separation from your role as Chief Executive Officer of Fluence Energy, LLC (?Fluence? and, together with its affiliated and related entities, the ?Company?), we believe it is mutually beneficial to put in writing the terms of such separation. This letter (this ?Agreement?), upon your signature, will constitute an agreement between u
August 30, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
August 15, 2022	EX-4.1	Description of Registered Securities Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following description of the capital stock of Fluence Energy, Inc. (?Fluence,? the ?Company,? ?we,? ?us,? and ?our?) and certain provisions of our amended and restated certificate of incorporation (our ?certificate?) and amended and restated bylaws (our ?bylaws?) are summaries and are qualified in their entirety by reference to the full text of
August 15, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001
August 15, 2022	EX-99.1	Fluence Energy, Inc. Reports Third Quarter 2022 Results Strong Cash Generation Showcases Backlog Conversion and Balance Sheet Strength Exhibit 99.1 Fluence Energy, Inc. Reports Third Quarter 2022 Results Strong Cash Generation Showcases Backlog Conversion and Balance Sheet Strength ARLINGTON, Va., August 15, 2022 (GLOBE NEWSWIRE) – Fluence Energy, Inc. (Nasdaq: FLNC) (“Fluence” or the “Company”), a leading global pure-play provider of energy storage products and services as well as digital applications for renewables and storage,
August 15, 2022	EX-10.1	Siemens AG Joinder, dated July 7, 2022, to the Registration Rights Agreement, dated November 1, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.1 Execution Version REGISTRATION RIGHTS AGREEMENT JOINDER The undersigned is executing and delivering this Joinder pursuant to the Registration Rights Agreement dated as of November 1, 2021 (as the same may hereafter be amended, the ?Registration Rights Agreement?), among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and the other person named as parties therein. By
August 15, 2022	EX-10.3	Lender Joinder Agreement, dated as of June 30, 2022, entered into by UBS AG, Stamford Branch, in connection with the Revolving Credit Agreement, dated, November 1, 2021, by and among Fluence Energy, LLC, as the borrower, Fluence Energy, Inc., as a parent guarantor, the subsidiary guarantors party thereto, the lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral agent Exhibit 10.3 EXECUTION VERSION LENDER JOINDER AGREEMENT June 30, 2022 THIS JOINDER AGREEMENT (this ?Joinder Agreement?), dated as of June 30, 2022, is entered into by UBS AG, STAMFORD BRANCH (the ?Additional Lender?), in connection with that certain Revolving Credit Agreement, dated as of November 1, 2021 (as it may be amended, modified, supplemented, restated or amended and restated from time to
August 15, 2022	EX-10.2	Siemens AG Joinder, dated July 7, 2022, to the Stockholders Agreement, dated October 27, 2021, by and among Fluence Energy, Inc. and the other parties named therein Exhibit 10.2 Execution Version STOCKHOLDERS AGREEMENT JOINDER The undersigned is executing and delivering this joinder agreement (?Joinder Agreement?) pursuant to the Stockholders Agreement, dated as of October 27, 2021, by and among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and the other parties thereto, as amended and restated, restated, amended, supplemented or otherwise
August 15, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fi
August 8, 2022	EX-10.1	Offer Letter, dated August 5, 2022, between Fluence Energy, Inc. and Julian Nebreda Exhibit 10.1 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.com August 5, 2022 Julian Nebreda Dear Julian, I am delighted to confirm an offer from Fluence Energy, Inc. (?Fluence?) as the Chief Executive Officer reporting to Herman Bulls, Chairman of the Board of Directors. The effective date is September 1, 2022. This position is considered a Section 16 Officer
August 8, 2022	EX-99.1	Fluence Energy, Inc. Announces Leadership Change Julian Nebreda to take the helm as President and Chief Executive Officer Exhibit 99.1 Fluence Energy, Inc. Announces Leadership Change Julian Nebreda to take the helm as President and Chief Executive Officer ARLINGTON, Va., August 8, 2022 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global provider of energy storage products and services, and digital applications for renewables and storage, today announced that current
August 8, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
July 6, 2022	8-K/A	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT (Amendment No. 1) Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporati
July 1, 2022	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
June 7, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
June 3, 2022	SC 13G/A	US34379V1035 / COMMON STOCK / JPMORGAN CHASE & CO - FILING FLUENCE ENERGY, INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) May 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
May 13, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00
May 12, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission File
May 12, 2022	EX-99.1	Fluence Energy, Inc. Reports Second Quarter 2022 Results Robust top-line performance and order intake highlight strong demand for energy storage Fluence Energy, Inc. Reports Second Quarter 2022 Results Robust top-line performance and order intake highlight strong demand for energy storage ARLINGTON, Va., May 11, 2022 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global pure-play provider of energy storage products and services as well as digital applications for renewables and storage, today
March 24, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission Fil
February 11, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
February 10, 2022	EX-99.1	Fluence Energy, Inc. Reports First Quarter Results Very strong order intake drives backlog and future growth showcasing strategy execution Fluence Energy, Inc. Reports First Quarter Results Very strong order intake drives backlog and future growth showcasing strategy execution ARLINGTON, Va., February 9, 2022 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global pure-play provider of energy storage products, services, as well as digital applications for renewables and storage, today ann
February 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001- 40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
February 10, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001- 40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
February 10, 2022	EX-10.1	Fluence Energy, Inc. Executive Severance Plan FLUENCE ENERGY, INC. EXECUTIVE SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION ARTICLE I GENERAL PROVISIONS 1.1Establishment and Purpose. The purpose of the Fluence Energy, Inc. Executive Severance Plan (as may be amended from time to time, the ?Plan?) is to provide certain severance benefits, as set forth herein, to the Chief Executive Officer and other Participants of Fluence Energy, Inc. (the ?Comp
February 7, 2022	EX-99.1	JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this ?Agreement?) is made and entered into by and between The AES Corporation and AES Grid Stability, LLC.
February 7, 2022	SC 13G	US34379V1035 / COMMON STOCK / AES CORPORATION - FORM SC 13G Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
February 7, 2022	EX-99.B	Certificate of Incumbency EXHIBIT B CERTIFICATE OF INCUMBENCY I, Ahmad Mohammed F Q Al-Khanji, Chief of Legal and General Counsel, of Qatar Investment Authority, established by Emiri Decision No 22 in 2005, with its registered office at, Ooredoo Tower (Building 14), Al Dafna Street (Street 801), Al Dafna (Zone 61), Doha, State of Qatar, do hereby confirm that Andrew Watkins is the duly appointed Associate General Counsel, Compliance, an officer of the Qatar Investment Authority, and as such, is authorized to sign regulatory filings on behalf of the Qatar Investment Authority.
February 7, 2022	EX-99.A	Item 7 Information EXHIBIT A The Schedule 13G to which this attachment is appended is filed by Qatar Investment Authority on behalf of itself and the following subsidiaries: Qatar Holding LLC
February 7, 2022	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d196768dex991.htm EX-99.1 Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this “Agreement”) is made and entered into by and between Siemens Industry, Inc. and Siemens AG The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, Form 4, Form 5 or Schedule 13D or Schedule 13G, and any and
February 7, 2022	SC 13G	US34379V1035 / COMMON STOCK / Qatar Investment Authority - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * FLUENCE ENERGY, INC. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing this Statement) Check the appropriate box to designate the rule pursuant to wh
February 7, 2022	SC 13G	US34379V1035 / COMMON STOCK / Siemens Industry, Inc. - SC 13G Passive Investment SC 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
January 28, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.?) Filed by the Registrant ?????? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary
January 28, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
January 21, 2022	SC 13G	US34379V1035 / COMMON STOCK / JPMORGAN CHASE & CO Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Fluence Energy, Inc. (Name of Issuer) Class A common stock, $0.00001 par value (Title of Class of Securities) 34379V103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi
December 14, 2021	EX-10.23	Amended and Restated Storage Core Frame Purchase Agreement, dated October 27, 2021, by and among Siemens Industry, Inc. and Fluence Energy, LLC. Amended and Restated Storage Core Frame Purchase Agreement by and between Siemens Industry, Inc.
December 14, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 TRANSITION REPORT PURSUANT TO SECTIO Table of Content UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40978 Fluence En
December 14, 2021	EX-10.26	Amended and Restated Master Sales Cooperation Agreement, dated October 27, 2021, by and among Fluence Energy, LLC and Siemens Industry, Inc. EX-10.26 9 ex1026-cooperationagreem.htm EX-10.26 EXECUTION VERSION Master Sales Cooperation Agreement (2021) between Siemens Industry, Inc. – Smart Infrastructure with its principal place of business at 100 Technology Drive, Alpharetta GA 30005 - hereinafter referred to as “Siemens” - and Fluence Energy, LLC with its principal place of business at 4300 Wilson Blvd., #1100, Arlington VA 22203 - her
December 14, 2021	EX-4.2	Description of Registered Securities Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK General The following description of the capital stock of Fluence Energy, Inc. (“Fluence,” the “Company,” “we,” “us,” and “our”) and certain provisions of our amended and restated certificate of incorporation (our “certificate”) and amended and restated bylaws (our “bylaws”) are summaries and are qualified in their entirety by reference to the full text of
December 14, 2021	EX-10.14	Revolving Credit Agreement, dated, November 1, 2021, by and among Fluence Energy, LLC, as the borrower, Fluence Energy, Inc., as a parent guarantor, the subsidiary guarantors party thereto, the lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral agent WEIL:\98045789\25\64101.0067 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of November 1, 2021 among FLUENCE ENERGY, LLC, as the Borrower, FLUENCE ENERGY, INC., as the Parent THE GUARANTORS PARTY HERETO THE LENDERS PARTY HERETO and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., MORGAN STANLEY SENIOR FUNDING, INC. BARCLAYS BANK PLC, and BOFA SECURITIES, INC. a
December 14, 2021	EX-10.24	Amended and Restated Trademark Agreement, dated October 27, 2021, by and among Fluence Energy, LLC and AES Grid Stability, LLC. EXECUTION VERSION SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT This SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT (this “Second Amendment”), is dated as of October 27, 2021, by and between The AES Corporation, a corporation incorporated and validly existing under the laws of the State of Delaware (“AES”) and Fluence Energy, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (“Licensee”).
December 14, 2021	EX-10.25	Amended and Restated Trademark Agreement, dated October 27, 2021, by and among Fluence Energy, LLC and Siemens Aktiengesellschaft EX-10.25 8 ex1025-amendedandrestate.htm EX-10.25 EXECUTION VERSION SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT This SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT (this “Second Amendment”), is dated as of October 27, 2021, by and between Siemens Aktiengesellschaft, with registered seats in Berlin and Munich, Federal Republic of Germany (“Siemens”)
December 14, 2021	EX-10.22	Amended and Restated Storage Core Frame Purchase Agreement, dated October 27, 2021, by and among AES Grid Stability, LLC and Fluence Energy, LLC. EX-10.22 5 ex1022amendedandrestate.htm EX-10.22 Exhibit 10.22 Amended and Restated Storage Core Frame Purchase Agreement by and between AES Grid Stability, LLC as Buyer and Fluence Energy, LLC as Supplier dated October 27, 2021 EXECUTION VERSION i Table of Contents Page 1. DEFINITIONS; INTERPRETATION. ................................................................................. 1 1.1. Definiti
December 14, 2021	EX-21.1	List of Subsidiaries of Fluence Energy, Inc. Exhibit 21.1 Subsidiaries of Fluence Energy, Inc. Legal Name State or Other Jurisdiction of Incorporation or Organization Fluence Energy, LLC Delaware Fluence Energy GmbH Germany Fluence Energy Pty Ltd Australia Fluence Energy Global Production Operation, LLC Delaware Fluence Energy Singapore Energy Singapore PTE. LTD. Singapore Fluence Energy Inc. Philippines
December 14, 2021	EX-10.27	Amended and Restated Cooperation Agreement, dated October 27, 2021, by and among Fluence Energy, LLC and The AES Corporation EX-10.27 10 ex1027-amendedandrestate.htm EX-10.27 EXECUTION VERSION Amended and Restated Cooperation Agreement between Fluence Energy, LLC and The AES Corporation Dated as of October 27, 2021 Exhibit 10.27 1 THIS AMENDED AND RESTATED COOPERATION AGREEMENT (this “Agreement”) is made and entered into on October 27, 2021 (the “Effective Date”), between The AES Corporation, whose principal place of bu
December 14, 2021	EX-10.21	Amended and Restated Equipment and Services Purchase Agreement, dated October 27, 2021, by and among Siemens Industry, Inc. and Fluence Energy, LLC. EXECUTION VERSION Amended and Restated Equipment and Services Purchase Agreement by and between Fluence Energy, LLC as Buyer and Siemens Industry, Inc.
December 9, 2021	EX-99.1	Fluence Energy, Inc. Reports Fourth Quarter and Fiscal Year 2021 Results Fiscal year 2021 results are setting the stage for substantial growth in fiscal year 2022 Fluence Energy, Inc. Reports Fourth Quarter and Fiscal Year 2021 Results Fiscal year 2021 results are setting the stage for substantial growth in fiscal year 2022 ARLINGTON, Va., Dec. 08, 2021 (GLOBE NEWSWIRE) ? Fluence Energy, Inc. (Nasdaq: FLNC) (?Fluence? or the ?Company?), a leading global pure-play provider of energy storage products, services, as well as digital applications for renewables a
December 9, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 flnc-form8xkq42021earnings.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001- 40978 87-1304612 (State or other ju
December 3, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 FLUENCE ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001- 40978 87-1304612 (State or other jurisdiction of incorporation) (Commission
November 3, 2021	EX-10.3	Registration Rights Agreement, dated November 1, 2021, by and among Fluence Energy, Inc. and the Original Equity Owners EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made as of November 1, 2021 by and among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and each Person identified on the Schedule of Holders attached hereto as of the date hereof (such Persons, collectively, the ?Original Equity Owners?). RECITALS WHEREAS, the Corporation is cont
November 3, 2021	EX-10.4	Stockholders Agreement, dated October 27, 2021, by and among Fluence Energy, Inc., Fluence Energy, LLC and the Stockholders EX-10.4 7 tm2120236d16ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 STOCKHOLDERS AGREEMENT OF FLUENCE ENERGY, INC. This STOCKHOLDERS AGREEMENT (as the same may be amended from time to time in accordance with its terms, the “Agreement”) is entered into as of October 27, 2021, by and among (i) Fluence Energy, Inc., a Delaware corporation (the “Corporation”); (ii) AES Grid Stability, LLC (“AES”), a limited li
November 3, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 Fluence Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40978 87-1304612 (State or other jurisdiction of incorporation) (Commission F
November 3, 2021	EX-10.1	Third Amended and Restated Limited Liability Company Agreement of Fluence Energy, LLC, dated as of October 27, 2021 Exhibit 10.1 THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of FLUENCE ENERGY, LLC Dated as of October 27, 2021 THE LIMITED LIABILITY COMPANY INTERESTS IN FLUENCE ENERGY, LLC HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT, THE SECURITIES LAWS OF ANY STATE, OR ANY OTHER APPLICABLE SECURITIES LAWS, AND HAVE BEEN OR ARE BEING ISSUED IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION
November 3, 2021	EX-3.1	Amended and Restated Certificate of Incorporation of Fluence Energy, Inc. EX-3.1 2 tm2120236d16ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FLUENCE ENERGY, INC. Fluence Energy, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1.              The original Certificate of Incorporation of the Corporation was filed with the Office of the Secretary of State of the State
November 3, 2021	EX-3.2	Amended and Restated Bylaws of Fluence Energy, Inc. EX-3.2 3 tm2120236d16ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF FLUENCE ENERGY, INC. Dated as of October 27, 2021 CONTENTS Page Article I. Meetings of Stockholders 1 Section 1.01 Place of Meetings 1 Section 1.02 Annual Meetings 1 Section 1.03 Special Meetings 1 Section 1.04 Notice of Meetings 1 Section 1.05 Adjournments 2 Section 1.06 Quorum 2 Section 1.07 Organization 2 Sect
November 3, 2021	EX-10.2	Tax Receivable Agreement, dated as of November 1, 2021, by and among Fluence Energy, Inc. and the TRA Parties EX-10.2 5 tm2120236d16ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 TAX RECEIVABLE AGREEMENT by and among FLUENCE ENERGY, INC., FLUENCE ENERGY, LLC, the several TRA PARTIES (as defined herein), and OTHER PERSONS FROM TIME TO TIME PARTY HERETO Dated as of October 27, 2021 CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 9 ARTICLE II. DETERMINATION OF REALIZE
October 29, 2021	424B4	31,000,000 SHARES Fluence Energy, Inc. CLASS A COMMON STOCK TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4) ? ?Registration No. 333-259839? 31,000,000 SHARES Fluence Energy, Inc. CLASS A COMMON STOCK ? This is an initial public offering of shares of Class A common stock of Fluence Energy, Inc. We are selling 31,000,000 shares of Class A common stock. Prior to this offering, there has been no public market for the Class A common stock. Our Class A commo
October 28, 2021	S-8	As filed with the Securities and Exchange Commission on October 28, 2021 As filed with the Securities and Exchange Commission on October 28, 2021 Registration No.
October 28, 2021	8-A12B	Registration Statement on Form 8-A (File No. 001-40978), filed with the SEC on October 28, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fluence Energy, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 87-1304612 (I.R.S. Employer Identification No.) 4
October 25, 2021	CORRESP	Fluence Energy, Inc. 4601 Fairfax Drive, Suite 600 Arlington, Virginia 22203 Fluence Energy, Inc. 4601 Fairfax Drive, Suite 600 Arlington, Virginia 22203 October 25, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Sherry Haywood Geoffrey Kruczek Re: Fluence Energy, Inc. Registration Statement on Form S-1 (Registration No. 333-259839) Request for Acceleration
October 25, 2021	CORRESP	[Remainder of Page Intentionally Left Blank] VIA EDGAR October 25, 2021 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.
October 19, 2021	EX-10.22	AES Grid Stability, LLC and Fluence Energy, LLC, to be effective upon consummation of the EX-10.22 22 tm2120236d12ex10-22.htm EXHIBIT 10.22 Exhibit 10.22 Amended and Restated Storage Core Frame Purchase Agreement by and between AES Grid Stability, LLC as Buyer and Fluence Energy, LLC as Supplier dated [ ● ], 2021 Table of Contents Page 1. DEFINITIONS; INTERPRETATION 1 1.1. Definitions 1 1.2. Interpretation 8 2. TERM AND TERMINATION OF AGREEMENT 9 2.1. Term 9 2.2. Early Termination 9 3.
October 19, 2021	EX-10.27	LLC and AES Grid Stability, LLC, to be effective upon consummation of the Transactions. Exhibit 10.27 Amended and Restated Cooperation Agreement between Fluence Energy, LLC and The AES Corporation Dated as of [], 2021 THIS AMENDED AND RESTATED COOPERATION AGREEMENT (this “Agreement”) is made and entered into on [], 2021 (the “Effective Date”), between The AES Corporation, whose principal place of business is at 4300 Wilson Boulevard, Arlington, VA 22203 hereinafter referred to as “AE
October 19, 2021	EX-99.2	Consent of Herman Bulls. Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by Fluence Energy, Inc. of the Registration Statement on Form S-1 (the “Registration Statement”), and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent,
October 19, 2021	EX-1.1	Form of Underwriting Agreement. Exhibit 1.1 [●] Shares FLUENCE ENERGY, INC. CLASS A COMMON STOCK, PAR VALUE $0.00001 PER SHARE UNDERWRITING AGREEMENT [●], 2021 [●], 2021 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York
October 19, 2021	EX-10.5	2021 Incentive Award Plan EX-10.5 11 tm2120236d12ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN ARTICLE I. Purpose The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. Capitalized terms used in the Plan ar
October 19, 2021	EX-10.30	Global Paying Services Agreement between Fluence Energy, LLC as the borrower, and Citibank, N.A. Exhibit 10.30 NY Law GPSA (Version 7.0) 1 GLOBAL PAYING SERVICES AGREEMENT Dated as of 2021, between Fluence Energy, LLC, a Delaware limited liability corporation (“Buyer Parent”) and Citibank, N.A., a U.S. national banking association (“Citibank”). BACKGROUND A. From time to time Buyer (as defined in Article I) enters into commercial trade transactions with various suppliers (each, a “Supplier”)
October 19, 2021	EX-10.2	Form of Third Amended and Restated LLC Agreement of Fluence Energy, LLC, to be effective upon the consummation of the Transactions. Exhibit 10.2 THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of FLUENCE ENERGY, LLC Dated as of [·], 2021 THE LIMITED LIABILITY COMPANY INTERESTS IN FLUENCE ENERGY, LLC HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT, THE SECURITIES LAWS OF ANY STATE, OR ANY OTHER APPLICABLE SECURITIES LAWS, AND HAVE BEEN OR ARE BEING ISSUED IN RELIANCE UPON EXEMPTIONS FROM THE REGISTRATION REQUIR
October 19, 2021	EX-10.13	Form of Indemnification Agreement Exhibit 10.13 INDEMNIFICATION And Advancement AGREEMENT This Indemnification and Advancement Agreement (the “Agreement”) is made as of , 202 by and between Fluence Energy, Inc. a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering indemnification and advancement. RECITALS WHEREA
October 19, 2021	EX-10.18	Amended and Restated Siemens Industry License Agreement, dated as of June 9, 2021, by and between Siemens Industry, Inc. and Fluence Energy, LLC Exhibit 10.18 Execution Version AMENDED AND RESTATED SIEMENS INDUSTRY LICENSE AGREEMENT This AMENDED AND RESTATED SIEMENS INDUSTRY LICENSE AGREEMENT (this ?Agreement?), dated as of June 9, 2021 (the ?Effective Date?), is entered into by and between Fluence Energy, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (the ?Company?), and Sieme
October 19, 2021	EX-10.23	Form of Amended and Restated Storage Core Frame Purchase Agreement, by and among Siemens Industry, Inc. and Fluence Energy, LLC, to be effective upon consummation of the Transactions. Exhibit 10.23 Amended and Restated Storage Core Frame Purchase Agreement by and between Siemens Industry, Inc. as Buyer and Fluence Energy, LLC as Supplier dated [●], 2021 Table of Contents Page 1. DEFINITIONS; INTERPRETATION 1 1.1. Definitions 1 1.2. Interpretation 9 2. TERM AND TERMINATION OF AGREEMENT 10 2.1. Term 10 2.2. Early Termination 10 3. SCOPE OF AGREEMENT 10 3.1. Scope Generally 10 3.2
October 19, 2021	EX-10.4	Form of Registration Rights Agreement, to be effective upon the consummation of the Transactions. Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made as of October [?], 2021 by and among Fluence Energy, Inc., a Delaware corporation (the ?Corporation?), and each Person identified on the Schedule of Holders attached hereto as of the date hereof (such Persons, collectively, the ?Original Equity Owners?). RECITALS WHEREAS, the Corporation is con
October 19, 2021	EX-10.6(1)	Form of Restricted Stock Unit Award Agreement (Employee) Exhibit 10.6.1 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK Unit Grant Notice Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the ?Grant Notice?) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the ?Plan?) of Fluence Energy, Inc. (the ?Company?). The Company has granted to the participant list
October 19, 2021	EX-3.2	Form of Amended and Restated Certificate of Incorporation of Fluence Energy, Inc., to be in EX-3.2 3 tm2120236d12ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FLUENCE ENERGY, INC. Fluence Energy, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The original Certificate of Incorporation of the Corporation was filed with the Office of the Secretary of State of the State of Delaware o
October 19, 2021	EX-4.1	Specimen Stock Certificate evidencing the shares of Class A common stock Exhibit 4.1 THIS CERTIFIES THAT is the owner of CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY-PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK OF Fluence Energy, Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properl
October 19, 2021	EX-99.1	Consent of Cynthia Arnold. Exhibit 99.1 Consent to be Named as a Director Nominee In connection with the filing by Fluence Energy, Inc. of the Registration Statement on Form S-1 (the “Registration Statement”), and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent,
October 19, 2021	EX-10.14	lenders party thereto and JP Morgan Chase Bank, N.A., as administrative agent and collateral Exhibit 10.14 REVOLVING CREDIT AGREEMENT dated as of [], 2021 among FLUENCE ENERGY, LLC, as the Borrower, FLUENCE ENERGY, INC., as the Parent THE GUARANTORS PARTY HERETO The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., MORGAN STANLEY SENIOR FUNDING, INC. BARCLAYS BANK PLC, and BOFA SECURITIES, INC. as Joint Lead Arrangers and Joint Bookrunn
October 19, 2021	EX-10.12	Non-Employee Independent Director Compensation Policy Exhibit 10.12 Fluence Energy, Inc. Non-Employee Independent Director Compensation Policy Non-employee independent members of the board of directors (the “Board”) of Fluence Energy, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Independent Director Compensation Policy (this “Policy”). The cash and equity compensation described in th
October 19, 2021	EX-10.24	Form of Amended and Restated Trademark Agreement, by and among Fluence Energy, LLC and AES Grid Stability, LLC, to be effective upon consummation of the Transactions. Exhibit 10.24 SECOND AMENDMENT TO Company Name Affix and Trademark License Agreement This SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT (this “Second Amendment”), is dated as of [●], 2021, by and between The AES Corporation, a corporation incorporated and validly existing under the laws of the State of Delaware (“AES”) and Fluence Energy, LLC, a limited liability company d
October 19, 2021	S-1/A	Amendment No. 1 to the Company’s Registration Statement on Form S-1 (File No. 333-259839) filed with the Commission on October 19, 2021, which contains the audited financial statements for the Company’s fiscal year ended September 30, 2020; TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 19, 2021.
October 19, 2021	EX-10.1	Form of Tax Receivable Agreement, to be effective upon the consummation of the Transactions. Exhibit 10.1 TAX RECEIVABLE AGREEMENT by and among FLUENCE ENERGY, INC., FLUENCE ENERGY, LLC, the several TRA PARTIES (as defined herein), and OTHER PERSONS FROM TIME TO TIME PARTY HERETO Dated as of [] CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 8 ARTICLE II. DETERMINATION OF REALIZED TAX BENEFIT 9 Section 2.1 Attribute Schedule 9 Section 2.2
October 19, 2021	EX-10.17	Amended and Restated Siemens License Agreement, dated June 9, 2021, by and among Fluence Energy, LLC and Siemens Aktiengesellschaft. EX-10.17 17 tm2120236d12ex10-17.htm EXHIBIT 10.17 Exhibit 10.17 Execution Version AMENDED AND RESTATED SIEMENS LICENSE AGREEMENT This AMENDED AND RESTATED SIEMENS LICENSE AGREEMENT (this “Agreement”), dated as of June 9, 2021 (the “Effective Date”), is entered into by and between Fluence Energy, LLC, a limited liability company duly organized and validly existing under the laws of the State of Del
October 19, 2021	EX-10.25	Form of Amended and Restated Trademark Agreement, by and among Fluence Energy, LLC and Siemens Industry, Inc., to be effective upon consummation of the Transactions. EX-10.25 25 tm2120236d12ex10-25.htm EXHIBIT 10.25 Exhibit 10.25 SECOND AMENDMENT TO Company Name Affix and Trademark License Agreement This SECOND AMENDMENT TO COMPANY NAME AFFIX AND TRADEMARK LICENSE AGREEMENT (this “Second Amendment”), is dated as of [●], 2021, by and between Siemens Aktiengesellschaft, with registered seats in Berlin and Munich, Federal Republic of Germany (“Siemens”) and Fluen
October 19, 2021	EX-99.3	Consent of Harald von Heynitz. Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Fluence Energy, Inc. of the Registration Statement on Form S-1 (the “Registration Statement”), and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent,
October 19, 2021	EX-10.20	License Agreement, dated September 9, 2021, by and between Fluence Energy, LLC and The AES Corporation Exhibit 10.20 Execution Version LICENSE AGREEMENT This LICENSE AGREEMENT (this “Agreement”), dated as of September 9, 2021 (the “Effective Date”), in entered into by and between Fluence Energy, LLC, a limited liability company duly organized and validly existing under the laws of the State of Delaware (“FLUENCE”) (“LICENSOR”) and The AES Corporation, a corporation duly formed and validly existing
October 19, 2021	EX-99.4	Consent of Elizabeth Fessenden. Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Fluence Energy, Inc. of the Registration Statement on Form S-1 (the “Registration Statement”), and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent,
October 19, 2021	EX-3.4	Form of Amended and Restated Bylaws of Fluence Energy, Inc. to be in effect upon the consummation of the Transactions. Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF FLUENCE ENERGY, INC. Dated as of [?], 2021 CONTENTS Page Article I. Meetings of Stockholders 1 Section 1.01 Place of Meetings 1 Section 1.02 Annual Meetings 1 Section 1.03 Special Meetings 1 Section 1.04 Notice of Meetings 1 Section 1.05 Adjournments 2 Section 1.06 Quorum 2 Section 1.07 Organization 2 Section 1.08 Voting; Proxies 3 Section 1.09 Fixing Dat
October 19, 2021	EX-10.6(2)	Form of Restricted Stock Unit Award Agreement (Director) Exhibit 10.6.2 FLUENCE ENERGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK Unit Grant Notice Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Incentive Award Plan (as amended from time to time, the “Plan”) of Fluence Energy, Inc. (the “Company”). The Company has granted to the participant list
October 19, 2021	EX-10.3	Form of Stockholders Agreement, to be effective upon the consummation of the Transactions. Exhibit 10.3 STOCKHOLDERS AGREEMENT OF FLUENCE ENERGY, INC. This STOCKHOLDERS AGREEMENT (as the same may be amended from time to time in accordance with its terms, the “Agreement”) is entered into as of [•], 2021, by and among (i) Fluence Energy, Inc., a Delaware corporation (the “Corporation”); (ii) AES Grid Stability, LLC (“AES”), a limited liability company duly organized and validly existing u
October 19, 2021	EX-10.19	Intellectual Property Assignment, dated September 9, 2021, amongst the AES Corporation and EX-10.19 19 tm2120236d12ex10-19.htm EXHIBIT 10.19 Exhibit 10.19 Execution Version INTELLECTUAL PROPERTY ASSIGNMENT THIS ASSIGNMENT, dated as of September 9, 2021 (the “Effective Date”), by The AES Corporation (hereinafter referred to as “the Assignor”) having its principal place of business at 4300 Wilson Blvd, Arlington, VA 22203, respectively, witnesseth: WHEREAS, the Assignor is the owner of ce
October 19, 2021	EX-10.21	Siemens Industry, Inc. and Fluence Energy, LLC, to be effective upon consummation of the Exhibit 10.21 Amended and Restated Equipment and Services Purchase Agreement by and between Fluence Energy, LLC as Buyer and Siemens Industry, Inc. as Supplier dated [●], 2021 Table of Contents Page 1. DEFINITIONS; INTERPRETATION 1 1.1. Definitions 1 1.2. Interpretation 7 2. TERM AND TERMINATION OF AGREEMENT 8 2.1. Term 8 2.2. Early Termination 8 3. SCOPE OF AGREEMENT 8 3.1. Scope Generally 8 3.2.
October 19, 2021	EX-10.26	Form of Amended and Restated Master Sales Cooperation Agreement, by and among Fluence Exhibit 10.26 Master Sales Cooperation Agreement (2021) between Siemens Industry, Inc. – Smart Infrastructure with its principal place of business at 100 Technology Drive, Alpharetta GA 30005 - hereinafter referred to as “Siemens” - and Fluence Energy, LLC with its principal place of business at 4300 Wilson Blvd., #1100, Arlington VA 22203 - hereinafter referred to as “Fluence” - - Siemens and Flu
September 28, 2021	EX-10.11	Offer Letter, dated May 12, 2021, with Rebecca Boll Exhibit 10.11 4601 N. Fairfax Drive, Suite 600 \| Arlington, VA 22203 +1 (703) 682-6629 fluenceenergy.com   May 12, 2020 Rebecca Boll Dear Rebecca I am delighted to confirm an offer from Fluence, a Siemens and AES company, as Chief Product & Marketing officer reporting to Manuel Perez Dubuc, in Arlington, VA. Fluence requires certification of your eligibility to work in the United States and will r
September 28, 2021	EX-10.8	Phantom Equity Incentive Plan and Form Phantom Unit Award Agreement thereunder Exhibit 10.8 FLUENCE ENERGY, LLC PHANTOM EQUITY INCENTIVE PLAN ARTICLE 1. PURPOSE 1.1 The purpose of this Fluence Energy, LLC Phantom Equity Incentive Plan (this “Plan”) is to promote the interests of Fluence Energy, LLC (“Fluence” or the “Company”), and its Affiliates (as defined below) by (a) attracting and retaining officers, directors, managers employees and consultants of Fluence and its Affi
September 28, 2021	EX-10.16	Assignment of Rights, dated April 6, 2021, by and among Siemens Aktiengesellschaft and Fluence Energy, LLC. EX-10.16 10 tm2120236d10ex10-16.htm EXHIBIT 10.16 Exhibit 10.16 Docket No.: 2017P00247WOUS, 2017P00351WOUS, 2017P02208WOUS Page 1 of 2 ASSIGNMENT OF RIGHTS Company to Company WHEREAS, Siemens Aktiengesellschaft (Hereafter “Assignor”) and Fluence Energy, LLC (Hereafter “Assignee”) (individually referred to as “Party” and collectively as “Parties”) Hereby, (I)(A) acknowledge they have entered into c
September 28, 2021	EX-10.29	Promissory Note, dated August 11, 2021, issued to AES Grid Stability, LLC. Exhibit 10.29 FLUENCE ENERGY, LLC PROMISSORY NOTE August 11, 2021 $25,000,000.00 Effective as of the date set forth above (the “Effective Date”) and pursuant to all of the terms and conditions hereof, Fluence Energy, LLC, a Delaware limited liability company, for value received, promises to pay to the order of AES Grid Stability LLC, its successors and assigns (the “Holder”), the sum of $25,000,00
September 28, 2021	EX-21.1	List of Subsidiaries of Fluence Energy, Inc. Exhibit 21.1 Subsidiaries of Fluence Energy, Inc. Legal Name State or Other Jurisdiction of Incorporation or Organization Fluence Energy, LLC Delaware Fluence Energy GmbH Germany Fluence Energy Pty Ltd Australia Fluence Energy Global Production Operation, LLC Delaware Fluence Energy Singapore Energy Singapore PTE. LTD. Singapore
September 28, 2021	EX-3.3	Bylaws of Fluence Energy, Inc., as in effect prior to the consummation of the Transactions. Exhibit 3.3 Bylaws of Fluence Energy, INC. (a Delaware corporation) Adopted on June 21, 2021 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 Section 1. NAME 1 Section 2. PRINCIPAL AND BUSINESS OFFICES 1 Section 3. REGISTERED AGENT AND OFFICE 1 Section 4. CORPORATE RECORDS 1 ARTICLE II. STOCKHOLDERS 1 Section 1. ANNUAL MEETING 1 Section 2. SPECIAL MEETING 1 Section 3. PLACE OF STOCKHOLD
September 28, 2021	EX-3.1	Certificate of Incorporation of Fluence Energy, Inc., as in effect prior to the consummation of EX-3.1 2 tm2120236d10ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF FLUENCE ENERGY, INC. FIRST: The name of the corporation is Fluence Energy, Inc. (the “Corporation”). SECOND: The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, County of New Castle, Wilmington, Delaware, 19808, and the name of its registered agent at such addre
September 28, 2021	EX-10.28	Promissory Note, dated August 11, 2021, issued to Siemens Industry, Inc. Exhibit 10.28 FLUENCE ENERGY, LLC PROMISSORY NOTE August 11, 2021 $25,000,000 Effective as of the date set forth above (the “Effective Date”) and pursuant to all of the terms and conditions hereof, Fluence Energy, LLC, a Delaware limited liability company, for value received, promises to pay to the order of Siemens Industry, Inc., its successors and assigns (the “Holder”), the sum of $25,000,000,
September 28, 2021	EX-10.9	Phantom Cancellation Letter, dated September 23, 2021, with Manuel Perez Dubuc Exhibit 10.9 4601 Fairfax Drive N, Suite 600 \| Arlington, VA 22203 +1 833 358 3623 fluenceenergy.com September 23, 2021 Manuel Perez Dubuc Dear Manuel: Per our discussions, this letter agreement (the "Phantom Cancellation Letter") relates to that certain Phantom Unit Award Agreement, by and between Fluence Energy, LLC (the "Company") and you, dated April 2, 2021 (the "Award Agreement''), pursuant
September 28, 2021	S-1	Form S-1 (File No. 333-259839) TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 28, 2021.
September 28, 2021	EX-10.7	2020 Unit Option Plan and Form Unit Option Award Agreement Exhibit 10.7 2020 UNIT OPTION PLAN OF FLUENCE ENERGY, LLC Fluence Energy, LLC a Delaware limited liability company (the “Company”), hereby adopts this 2020 Unit Option Plan of Fluence Energy, LLC (the “Plan”), effective as of December 23, 2020. The purposes of the Plan are as follows: (1) To further the growth, development and financial success of the Company and its Subsidiaries by providing addi
September 28, 2021	EX-10.15	Amended and Restated Credit Support and Reimbursement Agreement, dated June 9, 2021, by and among Fluence Energy, LLC, The AES Corporation and Siemens Industry, Inc. EX-10.15 9 tm2120236d10ex10-15.htm EXHIBIT 10.15 Exhibit 10.15 AMENDED AND RESTATED CREDIT SUPPORT AND REIMBURSEMENT AGREEMENT by and among The AES Corporation, Siemens Industry, Inc., and Fluence Energy, LLC Dated June 9, 2021 TABLE OF CONTENTS Page ARTICLE 1 DEFINED TERMS 1.1 Definitions 1 1.2 Interpretation 6 ARTICLE 2 CREDIT SUPPORT OBLIGATIONS 2.1 Provision of Credit Support 7 2.2 Process to

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