ESP / Espey Mfg. & Electronics Corp. - Depositi SEC, Relazione annuale, dichiarazione di delega

Espey Mfg. & Electronics Corp.
US ˙ NYSEAM ˙ US2966501049

Statistiche di base
CIK 33533
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Espey Mfg. & Electronics Corp.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
May 29, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue Saratoga Springs, Ne

May 29, 2025 EX-1.01

Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2024

Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2024 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2024 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to

May 12, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant

April 10, 2025 EX-99.1

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Espey Mfg. & Electronics Corp. Announces Additional New $19.8 Million Contract Award Supporting U.S. Navy’s Virginia and Columbia Class Submarine Programs Saratoga Springs, NY, April 10, 2025 - Espey Mfg. & Electronics Corp. (NYSE American: ESP) announces an additional new contract. The Company has been awarded an additional contract valued at $19.8 million, when fully funded, to provide electrica

April 10, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report April 10, 2025 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I

March 11, 2025 EX-10.21

Exhibit 10.21 Executive Employment Agreement with Jennifer Pickering

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of March 15, 2025 (the “Agreement”), is entered into by and between ESPEY MFG.

March 11, 2025 EX-10.22

Exhibit 10.22 Executive Employment Agreement with Kaitlyn O’Neil

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of March 15, 2025 (the “Agreement”), is entered into by and between ESPEY MFG.

March 11, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 11, 2025 ESPEY MFG & ELECTRONICS CORP. (Exact name of registr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 11, 2025 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer I

February 18, 2025 EX-99.1

Espey Mfg. & Electronics Corp. Announces Retirement of Chief Financial Officer and Treasurer and Appointment of New Principal Financial Officer and Treasurer

Espey Mfg. & Electronics Corp. Announces Retirement of Chief Financial Officer and Treasurer and Appointment of New Principal Financial Officer and Treasurer Saratoga Springs, NY, February 18, 2025 - Espey Mfg. & Electronics Corp. (NYSE American: ESP), a leading designer and manufacturer of innovative industrial and defense electronic solutions, announces the retirement of its Chief Financial Offi

February 18, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report February 18, 2025 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employe

February 12, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registra

December 9, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 6, 2024 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer

November 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registr

October 25, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

September 27, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ ANNUAL Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specif

September 27, 2024 EX-97.1

Policy Related to Recovery of Erroneously Awarded Compensation (filed herewith)

Exhibit 97.1 ESPEY MFG. & ELECTRONICS CORP. Incentive Compensation Recovery Policy Adopted December 1, 2023 (the “Effective Date”) This Incentive Compensation Recovery Policy (the “Policy”) is adopted by the Board of Directors of Espey Mfg. & Electronics Corp., a New York corporation (the “Company”) in accordance with (i) Rule 10D-1 under Section 10D of the Securities Exchange Act of 1934, as amen

September 27, 2024 EX-19.1

Policy on Insider Trading (Revised March 8, 2024) (filed herewith)

Exhibit 19.1 Espey Mfg. & Electronics Policy on Insider Trading (Revised March 8, 2024) This Insider Trading Policy describes the standards of Espey Mfg. & Electronics Corp. (the "Company") on trading, and causing the trading of, the Company's securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy applies to all directors, o

July 16, 2024 SC 13G/A

ESP / Espey Mfg. & Electronics Corp. / Kesselman Stanley - AMENDMENT NO. 6 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 6) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Numbe

June 10, 2024 EX-99.1

19

Espey Increases and Declares Regular Quarterly Dividend of $0.20 Per Share; Announces New Employment Agreement with Chief Executive Officer and Appoints New Assistant Corporate Secretary Saratoga Springs, NY; June 6, 2024 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE AMERICAN: ESP) has declared a regular quarterly dividend of $0.20 per share, a 14% increase over the prior divide

June 10, 2024 EX-10.13

Executive Employment Agreement with David O’Neil.

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of June 6, 2024 (the “Agreement”), is entered into by and between ESPEY MFG.

June 10, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 10, 2024 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Id

May 30, 2024 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2023 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to

May 30, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue Saratoga Springs, Ne

May 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant

February 12, 2024 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registra

February 5, 2024 SC 13G/A

ESP / Espey Mfg. & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust - SC 13G/A Passive Investment

SC 13G/A 1 sc13ga-31464esop.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Espey Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Number) Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust, Peggy Murphy and/or Howard

December 4, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 1, 2023 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

November 13, 2023 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registr

October 27, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

September 21, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ANNUAL Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specif

May 31, 2023 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

EX-1.01 2 tm2316444d1ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2022 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue Saratoga Springs, Ne

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant

March 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 13, 2023 ESPEY MFG & ELECTRONICS CORP. (Exact name of registr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 13, 2023 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer I

March 13, 2023 EX-99.1

3

Espey Reinstates Dividend and Declares Regular Quarterly Dividend of $0.10 Per Share Saratoga Springs, NY; March 13, 2023 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE AMERICAN: ESP) has reinstated its quarterly dividend and has declared a regular quarterly dividend of $0.10 per share. The dividend will be payable on March 31, 2023 to all shareholders of record on March 24, 2023

February 13, 2023 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registr

February 9, 2023 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust - SC 13G/A Passive Investment

SC 13G/A 1 sc13ga-29384esop.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Espey Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Number) Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust, Peg Murphy and/or Howard Pi

February 9, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report February 9, 2023 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

February 9, 2023 EX-99.1

2

Espey Mfg. & Electronics Corp. reports funding award for a facility expansion Saratoga Springs, NY, February 9, 2023 - Espey Mfg. & Electronics Corp. (NYSE American: ESP) announces funding award for a facility expansion. Espey has been awarded $7.4 million in funds in support of facility and capital equipment upgrades for testing and qualification for the United States Navy. The funding is part of

December 5, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 2, 2022 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ? ESPEY MFG. & ELECTRONICS CORP. (Exact name of regi

October 27, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 def14a-59144esp.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

September 22, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 Commission File Number 1-4383 ESPEY MFG.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 Commission File Number 1-4383 ? ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK 14-1387171 (State of incorporation) (I.R.S. Employer's Identific

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter)

SD 1 tm2216913d1sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Balls

May 31, 2022 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2021 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to

May 16, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ? ESPEY MFG. & ELECTRONICS CORP. (Exact name of registra

February 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ☐ TRANSITION REPORT PURSUAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-4383 ? ESPEY MFG. & ELECTRONICS CORP. (Exact name of regis

February 14, 2022 EX-10.14

Employment Agreement dated as of January 1, 2022 with Peggy A. Murphy

EXHIBIT 10.14 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of January 1, 2022 (the ?Agreement?), is entered into by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the ?Company?), and PEGGY A. MURPHY (the ?Executive?). WHEREAS, the Executive has been serving the Company as its Corporate Secretary, Director of Human Resources and Facility Security Officer and the Boa

February 10, 2022 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Espey Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Number) Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust, Peg Murphy and/or Howard Pinsley, Trustees, 233 Ballston Ave. Sarato

January 10, 2022 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Num

January 4, 2022 EX-10.20

Employment Agreement with Katrina L. Sparano dated as of January 1, 2022.

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of January 1, 2022 (the ?Agreement?), is entered into by and between ESPEY MFG.

January 4, 2022 EX-10.13

Employment Agreement with David O’Neil dated as of January 1, 2022.

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of January 1, 2022 (the ?Agreement?), is entered into by and between ESPEY MFG.

January 4, 2022 EX-99.1

34

Espey Mfg. & Electronics Corp. Reports Changes in Senior Management Saratoga Springs, NY, December 31, 2021 - Espey Mfg. & Electronics Corp. (NYSE American: ESP) reports that after seven years of service, Patrick T. Enright, Jr. has resigned from his position as President and Chief Executive Officer, and the Board of Directors has accepted his resignation, effective on December 31, 2021. The Compa

January 4, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 31, 2021 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employe

December 13, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 10, 2021 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employe

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Commission File Number 1-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Commission File Number 1-4383 ? ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-1387171 (State of incorporation)

October 28, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 def14a-54221esp.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the

October 13, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report October 8, 2021 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer

October 13, 2021 EX-10.16A

Exhibit 10.16a First Amendment to Employment Agreement dated January 16, 2018 with Patrick Enright, Jr.

Exhibit 10.16(a) FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT dated October 8, 2021 (the ?Amendment?) is made to the Employment Agreement dated as of January 16, 2018 (the ?Employment Agreement?) by and between ESPEY MG. & ELECTRONICS CORP., a New York corporation (the ?Company?) and PATRICK T. ENRIGHT, JR. (the ?Executive?). WHEREAS, the Company and the Executive desire to amend t

September 24, 2021 EX-11.1

Statement re: Computation of Per Share Net (loss) income (filed herewith)

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net (Loss) Income Five years ended June 30, 2021 2020 2019 2018 2017 Computation of net (loss) income per share: BASIC Weighted average number of primary shares outstanding 2,406,345 2,393,207 2,372,945 2,333,885 2,312,870 Net (loss) income $ (181,543 ) $ 1,163,668 $ 2,342,694 $ 3,075,797 $ 1,135,736 Per share-basic $ (.08 ) $ 0.

September 24, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2021 Commission File Number I-4383 ESPEY MFG.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2021 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK 14-1387171 (State of incorporation) (I.R.S. Employer's Identificat

June 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k-26294esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 4, 2021 .ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Numbe

June 1, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter)

SD 1 sd-26233esp.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Ave

June 1, 2021 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD

EX-1.01 2 ex1-01.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2020 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (?the Rule?). The Rule was adopted by the Securities and

May 17, 2021 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-1387171 (State of incorporation) ESP (I

March 9, 2021 EX-99.1

4

EX-99.1 2 ex99-1.htm EX-99.1 Espey Suspends Dividend Saratoga Springs, NY; March 9, 2021 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE AMERICAN: ESP) has suspended its quarterly dividend. The Board of Directors of Espey Mfg. & Electronics Corp. has determined to suspend payment of a cash dividend which, in accordance with practice, would have been declared and paid prior to the

March 9, 2021 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k-25620esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 9, 2021 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Numbe

February 16, 2021 10-Q

Quarterly Report - 10-Q

10-Q 1 form10q-25410esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2020 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-138

February 1, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Espey Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Espey Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Number) Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust, Peg Murphy and/or Howard Pinsley, Trustees, 233 Ballston Ave. Saratog

December 7, 2020 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 4, 2020 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

December 7, 2020 EX-99.1

3

Espey Declares Regular Quarterly Dividend of $0.25 Per Share Saratoga Springs, NY; December 7, 2020 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE AMERICAN: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 29, 2020 to all shareholders of record on December 22, 2020. Espey's primary business is the development, design, and

December 3, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 1, 2020 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

December 3, 2020 EX-10.19

(incorporated by reference to Exhibit 10.19 on Espey’s Report on Form 8-K dated December 1, 2020)

ESOP LOAN AGREEMENT by and between THE TRUSTEES OF THE ESPEY MFG. & ELECTRONICS CORP. EMPLOYEE RETIREMENT PLAN TRUST and ESPEY MFG. & ELECTRONICS CORP. Made and Entered Into as of December 1, 2020 ESOP LOAN AGREEMENT This ESOP LOAN AGREEMENT (“ESOP Loan Agreement”) is made and entered into as of the 1st day of December, 2020 by and between the ESPEY MFG. & ELECTRONICS CORP. EMPLOYEE RETIREMENT PLA

December 3, 2020 EX-10.18

(incorporated by reference to Exhibit 10.18 on Espey’s Report on Form 8-K dated December 1, 2020)

STOCK PURCHASE AGREEMENT AGREEMENT made as of the date last written by and among Espey Mfg.

November 16, 2020 10-Q

Quarterly Report - 10-Q

10-Q 1 form10q-25005esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-13

October 26, 2020 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

September 21, 2020 EX-99.1

Espey Mfg. & Electronics Corp. reports Fourth Quarter and Year-end results as well as Announces Regular Quarterly Dividend of $0.25 Per Share

Espey Mfg. & Electronics Corp. reports Fourth Quarter and Year-end results as well as Announces Regular Quarterly Dividend of $0.25 Per Share Saratoga Springs, NY, September 21, 2020 - Espey Mfg. & Electronics Corp. (NYSE American: ESP) announces results for its fourth quarter and fiscal year, ended June 30, 2020. For the fiscal year ended June 30, 2020, the Company reported net sales of $31,526,2

September 21, 2020 EX-11.1

Statement re: Computation of Per Share Net income (filed herewith)

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2020 2019 2018 2017 2016 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,393,207 2,372,945 2,333,885 2,312,870 2,285,686 Net income $ 1,163,668 $ 2,342,694 $ 3,075,797 $ 1,135,736 $ 3,175,801 Per share-basic $ 0.49 $ 0.99 $ 1.32 $ 0.49 $ 1.39

September 21, 2020 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2020 Commission File Number I-4383 ESPEY MFG.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2020 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identification No.) (Exact name of registrant as specified in its

September 21, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

8-K 1 form8k-24787esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 21, 2020 .ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File

September 21, 2020 EX-3.2

Amended and Restated By-Laws

As Amended through September 20, 2020 AMENDED AND RESTATED BY-LAWS OF ESPEY MFG. & ELECTRONICS CORP. ARTICLE I OFFICES The office of Espey Mfg. & Electronics Corp. (the "Corporation") shall be located in the County of Saratoga, State of New York. The Corporation may also have offices at such other places within or without the State of New York as the Board of Directors (the “Board”) may from time

June 1, 2020 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

EX-1.01 2 ex1-01.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2019 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and

June 1, 2020 SD

- SD

SD 1 sd-24276esp.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Ave

May 14, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-1387171 (State of incorporation) ESP (I

February 13, 2020 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q - Quarterly Report - 10-Q

10-Q 1 form10q-23367esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-138

January 16, 2020 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Num

January 6, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 31, 2019 .ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

December 10, 2019 8-K

Current Report

8-K 1 form8k-23138esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 6, 2019 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File

December 10, 2019 EX-99.1

4

EX-99.1 2 ex99-1.htm EX-99.1 Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 9, 2019 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE AMERICAN: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 30, 2019 to all shareholders of record on December 23, 2019. Espey's primary business is

November 14, 2019 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK Trading Symbol 14-1387171 (State of incorporation) ES

October 31, 2019 DEF 14A

ESP / Espey Manufacturing & Electronics Corp. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

September 16, 2019 EX-11.1

Statement re: Computation of Per Share Net income (filed herewith)

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2019 2018 2017 2016 2015 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,372,945 2,333,885 2,312,870 2,285,686 2,271,426 Net income $ 2,342,694 $ 3,075,797 $ 1,135,736 $ 3,175,801 $ 3,183,127 Per share-basic $ 0.99 $ 1.32 $ 0.49 $ 1.39 $ 1.40

September 16, 2019 10-K

ESP / Espey Manufacturing & Electronics Corp. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2019 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identificat

May 30, 2019 SD

ESP / Espey Manufacturing & Electronics Corp. SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue, Saratoga Springs, N

May 30, 2019 EX-1.01

Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2018

EX-1.01 2 c522407ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2018 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Sec

May 14, 2019 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Id

February 13, 2019 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2018 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation 14-1387171 (I.R.S. Employer's

January 31, 2019 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SCHEDULE 13G (AMENDMENT NO. 3) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Num

December 10, 2018 8-K

Current Report

8-K 1 form8k-21150esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 7, 2018 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File

December 10, 2018 EX-99.1

4

Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 10, 2018 - The Board of Directors of Espey Mfg. & Electronics Corp. (AMEX MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 28, 2018 to all shareholders of record on December 21, 2018. Espey's primary business is the development, design, and prod

November 13, 2018 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

October 26, 2018 DEF 14A

ESP / Espey Manufacturing & Electronics Corp. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

September 12, 2018 EX-99.1

Espey Reports Fourth Quarter and Year-end Results as well as Announces Special Cash Dividend of $1.00 Per Share; plus $0.25 Per Share Regular Quarterly Dividend

Espey Reports Fourth Quarter and Year-end Results as well as Announces Special Cash Dividend of $1.

September 12, 2018 8-K

Current Report

8-K 1 form8k-20820esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 12, 2018 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission Fil

September 12, 2018 EX-11.1

Statement re: Computation of Per Share Net income (filed herewith)

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2018 2017 2016 2015 2014 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,333,885 2,312,870 2,285,686 2,271,426 2,245,222 Net income $ 3,075,797 $ 1,135,736 $ 3,175,801 $ 3,183,127 $ 1,167,885 Per share-basic $ 1.32 $ 0.49 $ 1.39 $ 1.40 $ 0.52

September 12, 2018 10-K

ESP / Espey Manufacturing & Electronics Corp. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2018 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identificat

August 2, 2018 EX-10.16

(incorporated by reference to Exhibit on 10.16 on Espey’s Report on Form 8-K dated July 31, 2018)

EX-10.16 2 ex10-16.htm EX-10.16 Exhibit 10.16 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (the “Agreement”) is made as of July 31, 2018 by and among ESPEY MFG. & ELECTRONICS CORP., a New York corporation (“Espey”), THE ARTICLE 6 MARITAL TRUST UNDER THE FIRST AMENDED AND RESTATED JERRY ZUCKER REVOCABLE TRUST DATED APRIL 2, 2007 (the “Zucker Trust”), and PAUL J. CORR, MICHAEL WOOL, BARRY PINSLEY,

August 2, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report July 31, 2018 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

May 31, 2018 SD

ESP / Espey Manufacturing & Electronics Corp. SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue, Saratoga Springs, N

May 31, 2018 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2017 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to

May 14, 2018 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q (Quarterly Report)

10-Q 1 form10q-20221esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation)

March 5, 2018 EX-10.9

Director Contingent Severance Compensation Agreement with Howard Pinsley dated March 2, 2018

Exhibit 10.9 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION AGREEMENT This AGREEMENT is dated as of March 2, 2018 by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Corporation”) and the undersigned member of the Corporation’s Board of Directors (the “Director”). Recitals WHEREAS, the Board of Directors of the Corporation has adopted the Director

March 5, 2018 EX-10.7

Director Contingent Severance Compensation Agreement with Carl Helmetag dated March 2, 2018

Exhibit 10.7 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION AGREEMENT This AGREEMENT is dated as of March 2, 2018 by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Corporation”) and the undersigned member of the Corporation’s Board of Directors (the “Director”). Recitals WHEREAS, the Board of Directors of the Corporation has adopted the Director

March 5, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k-19602esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 2, 2018 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Num

March 5, 2018 EX-10.10

Director Contingent Severance Compensation Agreement with Alvin O. Sabo dated March 2, 2018

Exhibit 10.10 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION AGREEMENT This AGREEMENT is dated as of March 2, 2018 by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Corporation”) and the undersigned member of the Corporation’s Board of Directors (the “Director”). Recitals WHEREAS, the Board of Directors of the Corporation has adopted the Directo

March 5, 2018 EX-99.1

16

EX-99.1 8 ex99-1.htm EX-99.1 Espey Declares Regular Quarterly Dividend of $0.25 Per Share Saratoga Springs, NY; March 5, 2018 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on March 29, 2018 to all shareholders of record on March 19, 2018. Espey's primary business is the developme

March 5, 2018 EX-10.5

Director Contingent Severance Compensation Program adopted March 2, 2018

Exhibit 10.5 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION PROGRAM This Director Contingent Severance Compensation Program (the “Program”) has been adopted by the Board of Directors (the “Board”) of Espey Mfg. & Electronics Corp. (the “Corporation”) as of March 2, 2018. The Program supersedes, in all respects, the Corporation’s Retired Director Compensation Program, mos

March 5, 2018 EX-10.6

Director Contingent Severance Compensation Agreement with Paul J. Corr dated March 2, 2018

Exhibit 10.6 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION AGREEMENT This AGREEMENT is dated as of March 2, 2018 by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Corporation”) and the undersigned member of the Corporation’s Board of Directors (the “Director”). Recitals WHEREAS, the Board of Directors of the Corporation has adopted the Director

March 5, 2018 EX-10.11

Director Contingent Severance Compensation Agreement with Michael Wool dated March 2, 2018

Exhibit 10.11 ESPEY MFG. & ELECTRONICS CORP. DIRECTOR CONTINGENT SEVERANCE COMPENSATION AGREEMENT This AGREEMENT is dated as of March 2, 2018 by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Corporation”) and the undersigned member of the Corporation’s Board of Directors (the “Director”). Recitals WHEREAS, the Board of Directors of the Corporation has adopted the Directo

February 13, 2018 10-Q

ESP / Espey Manufacturing & Electronics Corp. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2017 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's

February 8, 2018 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

February 8, 2018 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 8, 2018 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 16, 2018 EX-10.16

(incorporated by reference to Exhibit 10.16 on Espey’s Report on Form 8-K dated January 16, 2018

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of January 16, 2018 (the ?Agreement?), is entered into by and between ESPEY MFG.

January 16, 2018 EX-99.1

17

Espey Mfg. & Electronics Corp. announced new three year term for President and CEO Saratoga Springs, NY; January 16, 218 - Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) announced that its Board of Directors has approved a new three year employment agreement for its President and Chief Executive Officer, Patrick T. Enright, Jr. Mr. Enright was hired as Espey?s President and CEO in 2015. Prior to h

January 16, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report January 16, 2018 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

January 12, 2018 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SCHEDULE 13G/A (AMENDMENT NO. 2) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Num

December 4, 2017 EX-24.1

Powers of Attorney

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Patrick T. Enright, Jr. as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign one or more registration statements on Form S-8 with respect

December 4, 2017 S-8

ESP / Espey Manufacturing & Electronics Corp. S-8

As filed with the Securities and Exchange Commission on December 4, 2017. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York 14-1387171 (State or other jurisdiction (I.R.S. Employer of in

December 4, 2017 EX-99.1

4

Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 4, 2017 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 28, 2017 to all shareholders of record on December 18, 2017. Espey's primary business is the development, design, and produ

December 4, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 1, 2017 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

November 14, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 Commission File Number I-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

October 26, 2017 DEF 14A

(incorporated by reference to Espey’s Proxy Statement dated October 27, 2017 for the December 1, 2017 Annual Meeting)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

September 14, 2017 10-K

(incorporated by reference 10.5 to Espey’s Report on Form 10-K dated September 14, 2017 for the year end June 30, 2017)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2017 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identificat

September 14, 2017 EX-10.5

(incorporated by reference to Espey’s Report on Form 10-K dated September 14, 2017 for the year ended June 30, 2017)

EXHIBIT 10.5 ESPEY MFG. & ELECTRONICS CORP. Retired Director Compensation Program Directors who have served on the Espey Board of Directors for several years bring unique knowledge and experience to Espey (the “Company”). For its future success and growth, and to provide continuity, Espey must attract the best candidates for its board of directors and must maintain access to its existing directors

September 14, 2017 EX-11.1

Statement re: Computation of Per Share Net income (filed herewith)

EX-11.1 3 ex11-1.htm EX-11.1 EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2017 2016 2015 2014 2013 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,312,870 2,285,686 2,271,426 2,245,222 2,206,937 Net income $ 1,135,736 $ 3,175,801 $ 3,183,127 $ 1,167,885 $ 5,562,425 Per share-basic $ 0.49

September 11, 2017 S-8 POS

Espey Manufacturing & Electronics S-8 POS

As filed with the Securities and Exchange Commission on September 11, 2017 Registration Statement No.

May 31, 2017 EX-1.01

Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2016

EX-1.01 2 ex1-01.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2016 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (?the Rule?). For the purposes of the required Reasonable

May 31, 2017 SD

Espey Manufacturing & Electronics SD

SD 1 sd-18025esp.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Ave

May 11, 2017 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 Commission File Number I-4383 ESPEY MFG. & ELE

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK 14-1387171 (State of incorporation) (I.R.S. Employer's Identification N

February 9, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016 Commission File Number I-4383

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2016 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's

February 9, 2017 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

February 9, 2017 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 9, 2017 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 19, 2017 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SCHEDULE 13G (AMENDMENT NO. 1) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Num

December 5, 2016 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 2, 2016 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

December 5, 2016 EX-99.1

4

Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 5, 2016 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 29, 2016 to all shareholders of record on December 23, 2016. Espey's primary business is the development, design, and produ

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 Commission File Number I-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

October 20, 2016 DEF 14A

Espey Manufacturing & Electronics DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

September 12, 2016 EX-11.1

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30,

EX-11.1 2 ex11.htm EX-11.1 EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2016 2015 2014 2013 2012 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,285,686 2,271,426 2,245,222 2,206,937 2,172,589 Net income $ 3,175,801 $ 3,183,127 $ 1,167,885 $ 5,562,425 $ 4,390,268 Per share-basic $ 1.39 $

September 12, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2016 Commission File Number I-4383 ESPEY MFG.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2016 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identificat

May 31, 2016 EX-1.01

Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2015

EX-1.01 2 c440928ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report Espey Mfg. & Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2015 This Conflict Minerals Report for Espey Mfg. & Electronics Corp. for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“the Rule”). For the purposes of the require

May 31, 2016 SD

Espey Manufacturing & Electronics FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue, Saratoga Springs, N

May 12, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Commission File Number I-4383 ES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Id

March 7, 2016 EX-10.15A

incorporated by reference to Exhibit 10.15a on Espey’s Report on Form 8-K dated March 7, 2016

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT dated March 7, 2016 (the ?Amendment?) is made to the Employment Agreement dated as of January 6, 2015 (the ?Employment Agreement?) by and between ESPEY MG.

March 7, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 7, 2016 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

February 29, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report February 29, 2016 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Emplo

February 11, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 Commission File Number I-4383

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's

December 9, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 9, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

December 9, 2015 EX-99.1

Espey Mfg. & Electronics Corp. reports increase in backlog

Espey Mfg. & Electronics Corp. reports increase in backlog Saratoga Springs, NY, December 9, 2015 - Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) reports that its current sales backlog is $43.3 million, as compared to $33.6 million reported as the sales backlog at September 30, 2015. Mr. Patrick Enright, President and CEO, commented, ?In announcing our quarterly financial results for the period e

December 8, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 4, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

December 8, 2015 EX-99.1

Espey Declares Regular Quarterly Dividend of $.25 Per Share

Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 7, 2015 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 28, 2015 to all shareholders of record on December 18, 2015. Espey's primary business is the development, design, and produ

November 12, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Commission File Number I-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

November 12, 2015 SC 13G

ESP / Espey Manufacturing & Electronics Corp. / Kesselman Stanley - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Espey Mfg & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650 10 4 (CUSIP Number) November 10, 20

October 19, 2015 DEF 14A

Espey Manufacturing & Electronics DEF 14A

ESPEY MFG. & ELECTRONICS CORP. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD DECEMBER 4, 2015 October 19, 2015 To the Shareholders of ESPEY MFG. & ELECTRONICS CORP.: You are cordially invited to attend the Annual Meeting of Shareholders of Espey Mfg. & Electronics Corp., which will be held at the Courtyard by Marriott, 11 Excelsior Ave., Saratoga Springs, New York, on December 4, 2015, at 9:

September 24, 2015 EX-11.1

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30,

EX-11.1 2 ex11.htm EX-11.1 EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2015 2014 2013 2012 2011 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,271,426 2,245,222 2,206,937 2,172,589 2,151,443 Net income $ 3,183,127 $ 1,167,885 $ 5,562,425 $ 4,390,268 $ 3,857,537 Per share-basic $ 1.40 $

September 24, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2015 Commission File Number I-4383 ESPEY MFG.

10-K 1 form10k-14272esp.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2015 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-13871

September 15, 2015 EX-99.1

3

Espey Announces 1st Quarter Dividend Saratoga Springs, NY; September 14, 2015 - The Board of Directors of Espey Mfg.

September 15, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 11, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Empl

June 16, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 12, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

June 16, 2015 EX-99.1

Espey Announces 4th Quarter Dividend

EX-99.1 2 v413208ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Espey Announces 4th Quarter Dividend Saratoga Springs, NY; June 15, 2015 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share for the fourth quarter of fiscal year ending June 30, 2015. The dividend will be payable on July 7, 2015, to all shareholders of record o

June 1, 2015 EX-1.01

Espey Mfg. and Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2014

Exhibit 1.01 Conflict Minerals Report Espey Mfg. and Electronics Corp. Conflict Minerals Report For The Year Ended December 31, 2014 This Conflict Minerals Report for Espey Mfg. and Electronics Corp. for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). For the purpose of the required Reasonable Country of Origin Inquiry (

June 1, 2015 SD

Espey Manufacturing & Electronics SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Conflict Minerals Disclosure ESPEY MFG. & ELECTRONICS CORP. (Exact Name of Registrant as Specified in Charter) NEW YORK 001-04383 14-1387171 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 233 Ballston Avenue, Saratoga Springs, N

May 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Commission File Number I-4383 ES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Id

March 10, 2015 EX-99.1

Espey Announces 3rd Quarter Dividend

EX-99.1 2 ex99-1.htm EX-99.1 Espey Announces 3rd Quarter Dividend Saratoga Springs, NY; March 9, 2015 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share for the third quarter of fiscal year ending June 30, 2015. The dividend will be payable on March 31, 2015, to all shareholders of record on March 23, 2015. Espey’

March 10, 2015 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 6, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

February 12, 2015 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

February 12, 2015 SC 13G

ESP / Espey Manufacturing & Electronics Corp. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 12, 2015 SC 13G

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 12, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2014 Commission File Number I-4383

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2014 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's

January 20, 2015 EX-10.15

(incorporated by reference to Exhibit 10.15 on Espey’s Report on Form 8-K dated January 20, 2015

EX-10.15 2 ex10-15.htm EX-10.15 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of 01/06, 2015 (the “Agreement”), is entered into by and between ESPEY MFG. & ELECTRONICS CORP., a New York corporation (the “Company”), and PATRICK ENRIGHT, JR. (the “Executive”). WHEREAS, the Company desires to enlist the services and employment of the Executive on behalf of the Company as its President and

January 20, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report January 20, 2015 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

January 20, 2015 EX-99.1

Espey Mfg. & Electronics Corp. Appoints New President and CEO

Espey Mfg. & Electronics Corp. Appoints New President and CEO Saratoga Springs, NY; January 20, 2015 - Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has appointed Patrick Enright, Jr, age 53, as President and Chief Executive Officer effective February 2, 2015. From 2010 to 2015, Mr. Enright was employed by DRS Technologies and last held the position of Vice President of Strategic Planning. He was

December 8, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report December 5, 2014 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employ

December 8, 2014 EX-99.1

Espey Declares Regular Quarterly Dividend of $.25 Per Share

EX-99.1 2 ex99-1.htm EX-99.1 Espey Declares Regular Quarterly Dividend of $.25 Per Share Saratoga Springs, NY; December 8, 2014 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share. The dividend will be payable on December 23, 2014 to all shareholders of record on December 18, 2014. Espey’s primary business is the d

November 24, 2014 8-K

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report November 24, 2014 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

November 4, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 Commission File Number I-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

October 16, 2014 DEF 14A

ESP / Espey Manufacturing & Electronics Corp. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

September 29, 2014 EX-16.1

September 29, 2014

Certified Public Accountants | Business Consultants September 29, 2014 Securities and Exchange Commission 100 F Street N.

September 29, 2014 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 29, 2014 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employe

September 17, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2014 Commission File Number I-4383 ESPEY MFG.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2014 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Identificat

September 17, 2014 EX-11.1

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30,

EX-11.1 2 ex11-1.htm EX-11.1 EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2014 2013 2012 2011 2010 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,245,222 2,206,937 2,172,589 2,151,443 2,129,417 Net income $ 1,167,885 $ 5,562,425 $ 4,390,268 $ 3,857,537 $ 3,564,962 Per share-basic $ 0.52

June 3, 2014 EX-99.1

Espey Announces 4th Quarter Dividend and Personnel Change

EX-99.1 2 ex99-1.htm EX-99.1 Espey Announces 4th Quarter Dividend and Personnel Change Saratoga Springs, NY; June 2, 2014 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) announces that by mutual agreement with the Board of Directors, Mark St. Pierre has resigned as President, Chief Executive Officer and a director of the company. This resignation will be effective on Jun

June 3, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 2, 2014 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer Iden

May 29, 2014 SD

- SD

OMB APPROVAL OMB Number: 3235-0697 Expires: May 31, 2016 May 31, 2016 Estimated average burden hours per response.

May 13, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 Commission File Number I-4383 ES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's Id

April 10, 2014 SC 13G

ESP / Espey Manufacturing & Electronics Corp. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ESPEY Mfg. & Electronics Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 296650104 (CUSIP Number) March 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

March 10, 2014 8-K/A

Current Report

8-K/A 1 form8ka-135656espey.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported November 15, 2013 . ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation)

March 10, 2014 EX-99.1

#################################

EX-99.1 2 ex99-1.htm EX-99.1 Espey Announces 3rd Quarter Dividend Saratoga Springs, NY; March 10, 2014 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a regular quarterly dividend of $0.25 per share for the third quarter of fiscal year ending June 30, 2014. The dividend will be payable on March 31, 2014, to all shareholders of record on March 21, 2014. Espey

March 10, 2014 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 10, 2014 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer Id

February 13, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 Commission File Number I-4383

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2013 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer's

February 11, 2014 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / PINSLEY HOWARD M - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 11, 2014 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

November 18, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report November 18, 2013 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employe

November 18, 2013 EX-99.1

Espey Declares Special Cash Dividend of $1.00 Per Share and Declares Regular Quarterly Dividend of $0.25 Per Share

Espey Declares Special Cash Dividend of $1.00 Per Share and Declares Regular Quarterly Dividend of $0.25 Per Share Saratoga Springs, NY; November 18, 2013 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MKT: ESP) has declared a special cash dividend of $1.00 per share. This special dividend is in addition to a regular quarterly dividend of $0.25 per share. The dividends will be pa

November 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 Commission File Number I-438

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 Commission File Number I-4383 ESPEY MFG. & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) NEW YORK (State of incorporation) 14-1387171 (I.R.S. Employer'

October 8, 2013 DEF 14A

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

September 12, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 – K

10-K 1 form10k-132398esp.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 – K ý Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2013 OR ¨ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-43

September 12, 2013 EX-11

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30,

EX-11 2 ex11.htm EX-11 EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2013 2012 2011 2010 2009 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,206,937 2,172,589 2,151,443 2,129,417 2,107,643 Net income $ 5,562,425 $ 4,390,268 $ 3,857,537 $ 3,564,962 $ 2,733,240 Per share-basic $ 2.52 $ 2.0

June 3, 2013 EX-99.1

#################################

Espey Announces 4th Quarter Dividend Saratoga Springs, NY; June 3, 2013 - The Board of Directors of Espey Mfg.

June 3, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 3, 2013 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer Iden

May 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

10-Q 1 form10q-130889esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ý QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2013 OR o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission File N

March 6, 2013 EX-10.13

Espey’s Report on Form 8 –K dated March 4, 2013

EX-10.13 3 ex10-13.htm EX-10.13 Exhibit 10.13 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is made as of March 1, 2013, 2013 between Espey Mfg. & Electronics Corp. with its principal place of business located at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the “Company”) and David O’Neil located at 14 Bridget Circle, Cohoes, NY 12047 (the “Executive”). 1

March 6, 2013 EX-99.1

#################################

EX-99.1 5 ex99-1.htm EX-99.1 Exhibit 99.1 Espey Announces 3rd Quarter Dividend Saratoga Springs, NY; March 4, 2013 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE-MKT: ESP) has declared a regular quarterly dividend of $0.25 per share for the third quarter of fiscal year ending June 30, 2013. The dividend will be payable on March 29, 2013, to all shareholders of record on March 18,

March 6, 2013 EX-10.14

Espey’s Report on Form 8 –K dated March 4, 2013

EX-10.14 4 ex10-14.htm EX-10.14 Exhibit 10.14 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is made as of March 1, 2013, 2013 between Espey Mfg. & Electronics Corp. with its principal place of business located at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the “Company”) and Peggy Murphy located at 91 Feeder Dam Rd., South Glens Falls, NY 12803 (the “Exe

March 6, 2013 EX-10.12

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.12 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is made as of March 1, 2013, 2013 between Espey Mfg. & Electronics Corp. with its principal place of business located at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the “Company”) and Mark St. Pierre located at 6 Canopy Lane, Ballston Lake, NY 12019 (the “Executive”). 1. Terms of Employment a. P

March 6, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 form8k-128466esp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report March 4, 2013 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Numbe

February 13, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q S QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2012 OR £ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number I-4383 ESPEY MFG. & ELECT

February 4, 2013 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / FRANKLIN RESOURCES INC Passive Investment

espe12a4.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 296650104 13G Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ESPEY MFG. & ELECTRONICS CORP. (Name of Issuer) Common Stock $.33-1/3 par value (Title of Class of Securities) 296650104 (CUSIP Number) December 31, 2012 (Date

January 29, 2013 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / PINSLEY HOWARD M - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

January 29, 2013 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

December 4, 2012 EX-99.1

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EX-99.1 2 ex99-1.htm EX-99.1 Espey Declares Special Cash Dividend of $1.00 Per Share and Increases Regular Cash Dividend to $0.25 Per Share Saratoga Springs, NY; December 3, 2012 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE MCKT: ESP) has declared a special cash dividend of $1.00 per share. This special dividend is in addition to a regular quarterly dividend that has been incre

December 4, 2012 8-K

Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report November 30, 2012 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

November 13, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q ý QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2012 OR o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number I-4383 ESPEY MFG. & ELEC

October 15, 2012 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule

September 13, 2012 EX-11.1

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2012 2011 2010 2009 2008 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,172,589 2,151,443 2,129,417 2,107

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income Five years ended June 30, 2012 2011 2010 2009 2008 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,172,589 2,151,443 2,129,417 2,107,643 2,079,734 Net income $ 4,390,268 $ 3,857,537 $ 3,564,962 $ 2,733,240 $ 3,421,869 Per share-basic $ 2.02 $ 1.79 $ 1.67 $ 1.30 $ 1.65

September 13, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 – K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 ? K ? Annual Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the fiscal year ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number 1-4383 ESPEY MFG.

August 30, 2012 8-K

Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report August 30, 2012 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer I

August 30, 2012 EX-99.1

Espey reports fourth quarter and year-end results, reflecting another record fiscal year, and announces regular dividend

Espey reports fourth quarter and year-end results, reflecting another record fiscal year, and announces regular dividend Saratoga Springs, NY, August 30, 2012- Espey Mfg.

June 4, 2012 8-K

Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report June 4, 2012 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer Iden

June 4, 2012 EX-99.1

Espey’s Backlog Increases to Record High and Board Announces 4th Quarter Dividend …

Espey’s Backlog Increases to Record High and Board Announces 4th Quarter Dividend … Saratoga Springs, NY, June 4, 2012 – Espey Mfg.

May 10, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q S QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2012 OR £ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number I-4383 ESPEY MFG. & ELECTRON

February 15, 2012 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / Espey Mfg. & Electronics Corp. Employee Retirement Plan & Trust Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 15, 2012 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / PINSLEY HOWARD M - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

10-Q 1 form10q-119623esp.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q S QUARTERLY Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2011 OR £ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the transition period from to Commission Fil

February 7, 2012 SC 13G/A

ESP / Espey Manufacturing & Electronics Corp. / FRANKLIN RESOURCES INC Passive Investment

CUSIP NO. 296650104 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ESPEY MFG. & ELECTRONICS CORP. (Name of Issuer) Common Stock $.33-1/3 par value (Title of Class of Securities) 296650104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check t

November 22, 2011 EX-99.1

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Espey Declares Special Cash Dividend of $1.00 Per Share and Regular Cash Dividend of $0.225 Per Share Saratoga Springs, NY; November 21, 2011 - The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE-Amex: ESP) has declared a special cash dividend of $1.00 per share. This special dividend is in addition to a regular quarterly dividend of $0.225 of common stock per share. The dividends will

November 22, 2011 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report November 21, 2011 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer

November 9, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2011 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number I-4383 ESPEY MFG. & ELEC

October 14, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party ot

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule

September 8, 2011 EX-11.1

ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income as Disclosed in Item 13 of Form 10-K Five years ended June 30,

EXHIBIT 11.1 ESPEY MFG. & ELECTRONICS CORP. Computation of per Share Net Income as Disclosed in Item 13 of Form 10-K Five years ended June 30, 2011 2010 2009 2008 2007 Computation of net income per share: BASIC Weighted average number of primary shares outstanding 2,151,443 2,129,417 2,107,643 2,079,734 2,048,626 Net income $ 3,857,537 $ 3,564,962 $ 2,733,240 $ 3,421,869 $ 2,544,720 Per share-basi

September 8, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 – K

10-K 1 form10k-117848espey.htm FORM 10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 – K S ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended June 30, 2011 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file numbe

August 29, 2011 EX-99.1

Three Months

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Espey reports fourth quarter and year-end results, a record fiscal year, and announces dividend Saratoga Springs, NY, August 29, 2011- Espey Mfg. & Electronics Corp. (NYSE-Amex: ESP) announces results for its fiscal year and fourth quarter, both ended June 30, 2011. Net sales and net income for the fiscal year each achieved record highs over any previous year in E

August 29, 2011 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report August 29, 2011 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer I

May 24, 2011 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report May 23, 2011 ESPEY MFG & ELECTRONICS CORP. (Exact name of registrant as specified in its charter) New York (State or Other Jurisdiction of Incorporation) 001-04383 (Commission File Number) 14-1387171 (IRS Employer Iden

May 24, 2011 EX-99.1

FOR IMMEDIATE RELEASE

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE Espey Announces 4th Quarter Dividend … Saratoga Springs, NY, May 23, 2011 – The Board of Directors of Espey Mfg. & Electronics Corp. (NYSE-Amex: ESP) has declared a regular quarterly dividend of $0.225 per share for the fourth quarter of the fiscal year ending June 30, 2011. The dividend will be payable on June 24, 2011, to all shareholders o

May 12, 2011 EX-10.7

incorporated by reference to Exhibit 10.7 to Espey's Report on Form 10-Q dated May 12, 2011

EXHIBIT 10.7 RETIRED DIRECTOR COMPENSATION PROGRAM AND MANDATORY RETIREMENT AGREEMENT This Agreement dated as of May 10, 2011 by and between ESPEY MFG.& ELECTRONICS CORP., a New York corporation having its principal place of business at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the ?Company?) and the undersigned member of the Company?s Board of Directors (?Board Member?). WHEREAS, the under

May 12, 2011 EX-10.5

RETIRED DIRECTOR COMPENSATION PROGRAM AND MANDATORY RETIREMENT AGREEMENT

EXHIBIT 10.5 RETIRED DIRECTOR COMPENSATION PROGRAM AND MANDATORY RETIREMENT AGREEMENT Retired Director Compensation Program Directors who have served on the Espey Board of Directors for several years bring unique knowledge and experience to Espey (?the Company?). For its future success and growth, and to provide continuity, Espey must attract the best candidates for its board of directors and must

May 12, 2011 EX-10.10

incorporated by reference to Exhibit 10.10 to Espey's Report on Form 10-Q dated May 12, 2011

EXHIBIT 10.10 RETIRED DIRECTOR COMPENSATION PROGRAM AND MANDATORY RETIREMENT AGREEMENT This Agreement dated as of May 10, 2011 by and between ESPEY MFG.& ELECTRONICS CORP., a New York corporation having its principal place of business at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the ?Company?) and the undersigned member of the Company?s Board of Directors (?Board Member?). WHEREAS, the unde

May 12, 2011 EX-10.6

incorporated by reference to Exhibit 10.6 to Espey's Report on Form 10-Q dated May 12, 2011

EXHIBIT 10.6 RETIRED DIRECTOR COMPENSATION PROGRAM AND MANDATORY RETIREMENT AGREEMENT This Agreement dated as of May 10, 2011 by and between ESPEY MFG.& ELECTRONICS CORP., a New York corporation having its principal place of business at 233 Ballston Avenue, Saratoga Springs, NY 12866 (the ?Company?) and the undersigned member of the Company?s Board of Directors (?Board Member?). WHEREAS, the under

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