CVGW / Calavo Growers, Inc. - Depositi SEC, Relazione annuale, dichiarazione di delega

Calavo Growers, Inc.
US ˙ NasdaqGS ˙ US1282461052

Statistiche di base
CIK 1133470
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Calavo Growers, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
June 12, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2025 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission Fi

June 12, 2025 EX-10.1

Calavo Growers, Inc. Announces Receipt of Unsolicited Proposal

Exhibit 10.1 Calavo Growers, Inc. Announces Receipt of Unsolicited Proposal SANTA PAULA, Calif., June 11, 2025 (GLOBE NEWSWIRE) - Calavo Growers, Inc. (Nasdaq-GS: CVGW), ), (the “Company” or “Calavo”) a global leader in sourcing, packing and distribution of fresh avocados, tomatoes, papayas and processing of guacamole and other avocado products, today announced that it has received a non-binding,

June 9, 2025 EX-10.1

CALAVO GROWERS, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN Adopted by the Board of Directors on February 27, 2025 Approved by the Shareholders on April 23, 2025

CALAVO GROWERS, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN Adopted by the Board of Directors on February 27, 2025 Approved by the Shareholders on April 23, 2025 1. GENERAL. (a) Eligible Award Recipients. The persons eligible to receive Awards are Employees, Directors and Consultants. (b) Available Awards. The Plan provides for the grant of the following Awards: (i) Incentive Stock Option

June 9, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385 CA

April 28, 2025 EX-10.1

Amended and Restated Calavo Growers, Inc. 2020 Equity Incentive Plan

Exhibit 10.1 CALAVO GROWERS, INC. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN Adopted by the Board of Directors on December 9, 2020 Approved by the Shareholders on April 21, 2021 1. GENERAL. (a)            Eligible Award Recipients. The persons eligible to receive Awards are Employees, Directors and Consultants.   (b)            Available Awards. The Plan provides for the grant of the followin

April 28, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 28, 2025 CALAVO GROWERS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 28, 2025 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

April 22, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

March 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2025 CALAVO GROWERS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2025 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission F

March 18, 2025 EX-99.1

Calavo Growers, Inc. Announces $25 Million Stock Repurchase Program Strong Balance Sheet and Robust Liquidity Position Company for Buybacks to Enhance Shareholder Value

Exhibit 99.1 Calavo Growers, Inc. Announces $25 Million Stock Repurchase Program Strong Balance Sheet and Robust Liquidity Position Company for Buybacks to Enhance Shareholder Value SANTA PAULA, Calif., March 18, 2025 (GLOBE NEWSWIRE) – Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado industry and provider of value-added fresh food (the “Company” or “Calavo”), today announced

March 12, 2025 EX-99.1

Calavo Growers, Inc. Announces First Quarter 2025 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces First Quarter 2025 Financial Results SANTA PAULA, Calif., March 12, 2025 (GLOBE NEWSWIRE) - Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado industry leader and provider of value-added fresh food, today reported its financial results for the fiscal first quarter ended January 31, 2025. First Quarter Financial Overview ● Total net sales of $154.4

March 12, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385

March 12, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 12, 2025 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

March 12, 2025 EX-10.1

Offer Letter, dated June 2, 2023, between the Company and Michael Browne

Exhibit 10.1 6/2/2023 Michael Browne Dear Michael, CONGRATULATIONS! We are pleased to extend you an offer of employment with Calavo Growers Inc. (CGI). This letter establishes the terms of the employment offer. Calavo believes Quality, Teamwork, Good Citizenship, embodying a Will to Win and displaying a Respect for Our People is the foundation for fulfilling our mission. Position Your title will b

March 12, 2025 EX-10.2

Offer Letter, dated May 16, 2023, between the Company and Ronald Araiza

Exhibit 10.2 5/16/2023 Ronald Araiza Dear Ronald, CONGRATULATIONS! We are pleased to extend you an offer of employment with Calavo Growers Inc. (CGI). This letter establishes the terms of the employment offer. Calavo believes Quality, Teamwork, Good Citizenship, embodying a Will to Win and displaying a Respect for Our People is the foundation for fulfilling our mission. Position Your title will be

March 12, 2025 EX-10.3

Addendum to Offer Letter, dated January 29, 2025, between the Company and Michael Browne

Exhibit 10.3 ADDENDUM TO OFFER LETTER January 29, 2025 Michael Browne 715 Avocet Way Arroyo Grande, CA 93420 Dear Michael, The offer letter entered into by you (“Executive”) and Calavo Growers, Inc. (the “Company”) on June 2, 2023 (the “Offer Letter”) is hereby amended and supplemented as set forth below. 1. Compensation ● Cost-of-Living Adjustment: Effective February 1, 2025, the parties agree to

February 28, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.      )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.      ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as per

February 28, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

February 21, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2025 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2025 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commissio

January 28, 2025 EX-99.1

Calavo Growers, Inc. Board of Directors Elects New Chair Outgoing Chair to Remain as Director

Exhibit 99.1 Calavo Growers, Inc. Board of Directors Elects New Chair Outgoing Chair to Remain as Director SANTA PAULA, Calif., Jan. 27, 2025—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that its Board of Directors has elected Farha Aslam as its Chair effective immediately. “I am honored to serve as Chair of Calavo

January 28, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2025 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission

January 21, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 14, 2025 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 21, 2025 EX-99.1

Calavo Growers, Inc. Announces Fourth Quarter and Fiscal Year 2024 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces Fourth Quarter and Fiscal Year 2024 Financial Results SANTA PAULA, Calif., Jan. 14, 2025—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the fiscal fourth quarter and fiscal year ended October 31, 2024. Introductory Note: In the first quarter of 2024

January 14, 2025 EX-19.1

Calavo Growers, Inc. Insider Trading Policy

Exhibit 19.1 CALAVO GROWERS, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in the Company’s Securities February 8, 2023 This Insider Trading Policy (the “Policy”) provides guidelines to directors, officers and employees of Calavo Growers, Inc. (the “Company”) with respect to transactions in the Company’s securities, including common stock, options for common stock

January 14, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of registrant as specified

January 14, 2025 EX-10.16

Offer Letter, dated November 22, 2024, between the Company and James Snyder

Exhibit 10.16 1 Nov 22, 2024 James Snyder 130 Mayflower St Thousand Oaks, CA 91360 Dear James, Congratulations! We are very excited to extend this offer to have you join the Calavo family of Fresh Foods! This is the formal offer outlining the terms of this employment offer. We are confident that your talents and experience will complement our core values of Quality, Teamwork, Good Citizenship and

December 13, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-3

November 22, 2024 EX-99.1

Calavo Growers, Inc. Announces CFO Change in Leadership James Snyder to become Chief Financial Officer as Shawn Munsell Departs for New Role

Exhibit 99.1 Calavo Growers, Inc. Announces CFO Change in Leadership James Snyder to become Chief Financial Officer as Shawn Munsell Departs for New Role SANTA PAULA, Calif., November 15, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the processing and distribution of avocados, tomatoes, papayas, and guacamole, today announced that James Snyder will become the Company’s new Chief

November 22, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2024 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commissio

November 15, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2024 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commissio

September 9, 2024 EX-99.1

Calavo Growers, Inc. Announces Third Quarter 2024 Financial Results, Dividend Increase

Exhibit 99.1 Calavo Growers, Inc. Announces Third Quarter 2024 Financial Results, Dividend Increase SANTA PAULA, Calif., Sep. 9, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), A global leader in the processing and distribution of avocados, tomatoes, papayas and guacamole today reported its financial results for the fiscal third quarter ended July 31, 2024. Third Quarter Financial Overview Introducto

September 9, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 9, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

September 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385 CAL

August 21, 2024 EX-99.2

UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION

EXHIBIT 99.2 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Introduction On August 15, 2024, Calavo Growers, Inc., a California corporation (the “Company”), the Seller Parties (as defined in the Asset Purchase Agreement (as defined below)), F&S Produce Co., Inc., a New Jersey corporation and a co-packing partner of the Company (“F&S”) and F&S Produce West LLC, a Delaware limited

August 21, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2024 CALAVO GROWERS, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2024 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission

August 21, 2024 EX-10.1

Asset Purchase Agreement, dated August 15, 2024.*

Exhibit 10.1 Execution Version ASSET PURCHASE AGREEMENT by and among CALAVO GROWERS, INC., THE OTHER SELLER PARTIES IDENTIFIED HEREIN, F & S PRODUCE CO., INC. and F&S PRODUCE WEST LLC August 15, 2024 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 ARTICLE 2 SALE AND PURCHASE OF ASSETS 16 Section 2.1 Purchased Assets 16 Section 2.2 Excluded Assets 18 Section 2.3 Assumed Liabilities. 19 Section 2.4 R

August 21, 2024 EX-10.3

Amendment to Credit Agreement, dated August 15, 2024

Exhibit 10.3 FIRST AMENDMENT TO CREDIT AGREEMENT AND CONSENT This FIRST AMENDMENT TO CREDIT AGREEMENT AND CONSENT (this “Amendment”), dated as of August 15, 2024, is entered into by and among CALAVO GROWERS, INC., a California corporation (“Calavo”), RENAISSANCE FOOD GROUP, LLC, a Delaware limited liability company (“RFG”), HAWAIIAN SWEET, INC., a California corporation (“Hawaiian Sweet”), GH FOOD

August 21, 2024 EX-99.1

Calavo Growers Completes Sale of Fresh Cut Business

Exhibit 99.1 Calavo Growers Completes Sale of Fresh Cut Business SANTA PAULA, Calif., August 16, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado industry, today announced that it completed the sale of its Fresh Cut business (formerly “RFG”) and related real estate to F&S Fresh Foods of Vineland, New Jersey, on August 15 for $83 million, subject to various closing adjust

August 21, 2024 EX-10.2

Purchase and Sale Agreement, dated August 15, 2024.

Exhibit 10.2 PURCHASE AND SALE AGREEMENT by and between FORCE 1730 EASTRIDGE LLC, a California limited liability company, as Seller and MID-EASTERN WEST LLC a California limited liability company, as Buyer Property Address: 1730 Eastridge Avenue, Riverside, CA 92507 Effective Date: August 15, 2024 TABLE OF CONTENTS ARTICLE 1 - CERTAIN DEFINITIONS 1 ARTICLE 2 - SALE OF PROPERTY 4 ARTICLE 3 – PURCHA

June 10, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File N

June 10, 2024 EX-99.1

Calavo Growers, Inc. Announces Second Quarter 2024 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces Second Quarter 2024 Financial Results SANTA PAULA, Calif., Jun. 10, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal second quarter ended April 30, 2024. Second Quarter Financial Overview Introductory Note: In the first qu

June 10, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385 CA

June 4, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 30, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File Nu

June 4, 2024 EX-99.1

Calavo Growers Appoints John Lindeman to Board of Directors

Exhibit 99.1 Calavo Growers Appoints John Lindeman to Board of Directors SANTA PAULA, Calif., June 4, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado and value-added fresh food industries, today announced the appointment of John Lindeman to its Board of Directors and Audit Committee, effective June 3, 2024. “We are excited to welcome John to our Board of Directors,” sai

April 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 24, 2024 CALAVO GROWERS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 24, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

April 22, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 10, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

March 11, 2024 EX-10.1

Separation and Release Agreement – Graciela Montgomery. *

Exhibit 10.1 SEPARATION AND RELEASE AGREEMENT This SEPARATION AND RELEASE AGREEMENT (“Agreement”) is made between Calavo Growers, Inc. (“Company”) and Graciela Montgomery (“Employee”) (collectively, “Parties” or individually “Party”). 1.Termination of Employment. The Parties agree that on December 31, 2023 the Employee’s employment was terminated (the “Termination Date”). This termination was at t

March 11, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

March 11, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385

March 11, 2024 EX-99.1

Calavo Growers, Inc. Announces First Quarter 2024 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces First Quarter 2024 Financial Results SANTA PAULA, Calif., Mar. 11, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal first quarter ended January 31, 2024. First Quarter Financial Overview Introductory Note: In the first qua

February 28, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

February 28, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitte

February 13, 2024 SC 13G/A

CVGW / Calavo Growers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0511-calavogrowersinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Calavo Growers Inc Title of Class of Securities: Common Stock CUSIP Number: 128246105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate

January 31, 2024 EX-97.1

Calavo Growers, Inc. Clawback Policy

Exhibit 97.1 Calavo Growers, Inc. CLAWBACK POLICY Amended December 2022 Introduction The Board of Directors (the "Board") of Calavo Growers, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. The

January 31, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of registrant as specified

January 31, 2024 EX-99.1

Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2023 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2023 Financial Results SANTA PAULA, Calif., Jan. 31, 2024—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal fourth quarter and fiscal year ended October 31, 2023. Fourth Quarter Financial Overview ● Tot

January 31, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2024 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 17, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 16, 2024 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 16, 2024 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 17, 2024 EX-99.2

Calavo Growers Evaluating Potential Sale of Its Fresh Cut Business (formerly “RFG”); Declares Quarterly Dividend

Exhibit 99.2 Calavo Growers Evaluating Potential Sale of Its Fresh Cut Business (formerly “RFG”); Declares Quarterly Dividend SANTA PAULA, CA, January 16, 2024 —Calavo Growers, Inc. (Nasdaq: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today announced that it is exploring a sale of its Fresh Cut Business (formerly “RFG”) to F&S Fresh Foods. “Since I

January 17, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-33385 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-33385 NOTIFICATION OF LATE FILING ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: October 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q F

January 17, 2024 EX-99.1

Calavo Growers Delays Release of its Fourth Quarter and Fiscal Year 2023 Financial Results

Exhibit 99.1 Calavo Growers Delays Release of its Fourth Quarter and Fiscal Year 2023 Financial Results SANTA PAULA, CA, January 16, 2024 —Calavo Growers, Inc. (Nasdaq: CVGW), today announced that it will file a Form 12b-25, Notification of Late Filing, with the U.S. Securities and Exchange Commission with regard to its Annual Report on Form 10-K (the “Form 10-K”) for the fiscal year ended October

December 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commissio

September 6, 2023 EX-99.1

Calavo Growers, Inc. Announces Third Quarter 2023 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces Third Quarter 2023 Financial Results SANTA PAULA, Calif., Sept. 6, 2023—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal third quarter ended July 31, 2023. Third Quarter Financial Overview ● Total net sales of $259.9 million, a

September 6, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385 CAL

September 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 6, 2023 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 6, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2023 CALAVO GROWERS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2023 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission Fi

June 30, 2023 EX-10.1

Credit Agreement, dated June 26, 2023, by and among the Company, certain of its subsidiaries as guarantors and Wells Fargo Bank, National Association, as agent and lender (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Registrant on June 30, 2023).

Exhibit 10.1 CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, and CALAVO GROWERS, INC., RENAISSANCE FOOD GROUP, LLC, GH FOODS CA, LLC, GHSW, LLC, GHGA, LLC, GHNW, LLC, and HAWAIIAN SWEET, INC. as Borrowers Dated as of June 26, 2023 TABLE OF CONTENTS Page 1. DEFINITIONS AND CONSTRUCTION 1 1.1 Definitions 1 1.2 Accoun

June 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 15, 2023 CALAVO GROWERS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 15, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File N

June 6, 2023 EX-10.2

Employment Agreement of Lecil E. Cole (incorporated by reference to Exhibit 10.2 to the Quarterly Report on Form 10-Q filed by the Registrant on June 6, 2023).

Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of , 2023, by and between Calavo Growers, Inc., a California corporation (the “Employer”), and Lecil E. Cole (the “Employee”). RECITAL The Employer desires to employ the Employee as the Employer’s President and Chief Executive Officer, and the Employee desires to accept such employment, upon the terms

June 6, 2023 EX-10.1

Severance and Release Agreement of Brian Kocher (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed by the Registrant on June 6, 2023).

Exhibit 10.1 SEVERANCE AND RELEASE AGREEMENT THIS SEVERANCE AND RELEASE AGREEMENT (“Agreement”) is made and entered into by and between Calavo Growers, Inc. (“Calavo”) and Brian Kocher (“Employee”). WHEREAS, Calavo and Employee are parties to an Employment Agreement dated December 20, 2021 (the “Employment Agreement”); WHEREAS, The Company and the Employee acknowledge that the Employee’s employmen

June 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2023 CALAVO GROWERS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File Nu

June 6, 2023 EX-10.4

Form of Restricted Stock Unit Award Grant Notice (incorporated by reference to Exhibit 10.4 to the Quarterly Report on Form 10-Q filed by the Registrant on June 6, 2023).

Exhibit 10.4 RESTRICTED STOCK UNIT AWARD GRANT NOTICE CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN Calavo Growers, Inc. (the “Company”), pursuant to its 2020 Equity Incentive Plan (the “Plan”), hereby grants to the Participant named below a Restricted Stock Unit Award (the “Award”) for the number of restricted stock units (“Restricted Stock Units”) set forth below. The Award is subject to all o

June 6, 2023 EX-10.3

Employment Agreement – Graciela Montgomery (incorporated by reference to Exhibit 10.3 to the Quarterly Report on Form 10-Q filed by the Registrant on June 6, 2023).

Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of October 11, 2021, by and between Calavo Growers, Inc., a California corporation (the “Employer”), and Graciela Montgomery (the “Employee”'). RECITAL The Employer desires to employ the Employee as the Employer's Chief Human Resources Officer, and the Employee desires to accept such employment, upon

June 6, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385 CA

June 6, 2023 EX-99.1

Calavo Growers, Inc. Announces Second Quarter 2023 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces Second Quarter 2023 Financial Results SANTA PAULA, Calif., June 6, 2023—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal second quarter ended April 30, 2023. Second Quarter Financial Overview · Total revenue of $244.7 million,

April 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 26, 2023 CALAVO GROWERS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 26, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

April 12, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 6, 2023 SC 13G/A

CVGW / Calavo Growers, Inc / NUANCE INVESTMENTS, LLC - NUANCE INVESTMENTS LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CALAVO GROWERS INC (Name of Issuer) COMMON (Title of Class of Securities) 128246105 (CUSIP Number) March 08, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

March 17, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

March 14, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 8, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File N

March 6, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-33385

March 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 6, 2023 CALAVO GROWERS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 6, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File N

March 6, 2023 EX-99.1

Calavo Growers, Inc. Announces First Quarter 2023 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces First Quarter 2023 Financial Results SANTA PAULA, Calif., March 6, 2023—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial results for the fiscal first quarter ended January 31, 2023. First Quarter Financial Overview · Total revenue of $226.2 million,

February 28, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitte

February 28, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

February 9, 2023 SC 13G/A

CVGW / Calavo Growers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0492-calavogrowersinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Calavo Growers Inc. Title of Class of Securities: Common Stock CUSIP Number: 128246105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designat

February 8, 2023 SC 13G/A

CVGW / Calavo Growers, Inc. / NUANCE INVESTMENTS, LLC - NUANCE INVESTMENTS LLC Passive Investment

SC 13G/A 1 cvgwa220823.htm NUANCE INVESTMENTS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CALAVO GROWERS INC (Name of Issuer) COMMON (Title of Class of Securities) 128246105 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de

January 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 27, 2023 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 27, 2023 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation) (Commission

January 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 17, 2023 CALAVO GROWERS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 17, 2023 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

December 20, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-K ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended October 31, 2022 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number: 000-33385 ? CALAVO GROWERS, INC. (Exact name of registrant

December 20, 2022 EX-99.1

Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2022 Financial Results Delivered fourth quarter and full year earnings improvement, led by Prepared segment recovery

? ? ? ? ? ? ? Exhibit 99.1 ? Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2022 Financial Results ? Delivered fourth quarter and full year earnings improvement, led by Prepared segment recovery SANTA PAULA, Calif., Dec. 20, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of convenient, ready-to-eat fresh food, today reported its financial resul

December 20, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

November 2, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT to Section 13 or 15(D) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 CALAVO GROWERS, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(D) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission

November 2, 2022 EX-10.1

Seventh Amendment to Credit Agreement (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Registrant on November 2, 2022).

Exhibit 10.1 EXECUTION VERSION SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of November 1, 2022, and is entered into by and among CALAVO GROWERS, INC., a California corporation (the “Borrower”), RENAISSANCE FOOD GROUP, LLC, a Delaware limited liability company (“Renaissance”), Calavo de Mexico, S.A. de C.V., a sociedad anónima de c

October 27, 2022 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 27, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

September 1, 2022 EX-3.1

Amended and Restated Bylaws, effective as of September 25, 2014 *

Exhibit 3.1 ? ? ? ? ? ? ? ? ? AMENDED AND RESTATED BYLAWS OF CALAVO GROWERS, INC., a California corporation ? ? As of September 25, 2014 ? TABLE OF CONTENTS Page ARTICLE I ? OFFICES?1 Section 1.01 Principal Office?1 Section 1.02 Other Offices?1 ARTICLE II ? MEETINGS OF SHAREHOLDERS?1 Section 2.01 Place of Meetings?1 Section 2.02 Annual Meetings?1 Section 2.03 Special Meetings?2 Section 2.04 Adjour

September 1, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended July 31, 2022 ? or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? ? Commission Fi

September 1, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 1, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

September 1, 2022 EX-99.1

Calavo Growers, Inc. Announces Third Quarter 2022 Financial Results Prepared segment delivers continued, sequential quarterly improvement

? ? ? ? ? ? ? Exhibit 99.1 ? ? Calavo Growers, Inc. Announces Third Quarter 2022 Financial Results Prepared segment delivers continued, sequential quarterly improvement SANTA PAULA, Calif., Sept. 1, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the fiscal third quarter ended July 31, 20

August 9, 2022 EX-99.1

Calavo Growers, Inc. Names Helen Kurtz to Lead Prepared Segment

? Exhibit 99.1 ? Calavo Growers, Inc. Names Helen Kurtz to Lead Prepared Segment SANTA PAULA, Calif., August 09, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Helen Kurtz has been named Senior Vice President & General Manager of Calavo Prepared, the company?s prepared foods segment. Ms. Kurtz is a veteran

August 9, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2022 CALAVO GROWERS, INC. (Exact name of registrant as specified in charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or other jurisdiction of incorporation) ? (

August 9, 2022 EX-99.2

EMPLOYMENT AGREEMENT

Exhibit 99.2 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of August 8th, 2022, by and between Calavo Growers, Inc., a California corporation (the "Employer"), and Helen Kurtz (the "Employee"). RECITAL The Employer desires to employ the Employee as the Employer's General Manager, Prepared, and the Employee desires to accept such employment, upon the terms set

June 22, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 20, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in its Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

June 22, 2022 EX-99.1

Calavo Growers, Inc. Names Danny Dumas to Lead Grown Segment Robert Wedin to Retire Following Outstanding Career in Avocado Industry

? Exhibit 99.1 Calavo Growers, Inc. Names Danny Dumas to Lead Grown Segment Robert Wedin to Retire Following Outstanding Career in Avocado Industry SANTA PAULA, Calif., June 21, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Danny Dumas has been named Senior Vice President & General Manager Calavo Grown, fi

June 22, 2022 EX-99.2

EMPLOYMENT AGREEMENT

Exhibit 99.2 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of June 7, 2022, by and between Calavo Growers, Inc., a California corporation (the "Employer"), and Danny Dumas (the "Employee"). ? RECITAL ? The Employer desires to employ the Employee as the Employer's General Manager, Calavo Grown, and the Employee desires to accept such employment, upon the terms

June 10, 2022 EX-99.2

EMPLOYMENT AGREEMENT

Exhibit 99.2 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is entered into as of June 9 2022, by and between Calavo Growers, Inc., a California corporation (the ?Employer?), and Shawn Munsell (the ?Employee?). RECITAL The Employer desires to employ the Employee as the Employer?s Chief Financial Officer and Secretary, and the Employee desires to accept such employment, upon the

June 10, 2022 EX-99.1

Calavo Growers, Inc. Names Shawn Munsell CFO

Exhibit 99.1 Calavo Growers, Inc. Names Shawn Munsell CFO SANTA PAULA, Calif., June 9, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Shawn Munsell has been appointed Chief Financial Officer effective June 20. Prior to joining Calavo, Mr. Munsell led the finance and accounting functions for Tyson Foods? chi

June 10, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 9, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (Co

June 2, 2022 EX-10.2

Form of Indemnification Agreement between with each of its directors and executive officers (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed by the Registrant on September 1, 2022).

Exhibit 10.2 UNANIMOUS WRITTEN CONSENT OF THE BOARD OF DIRECTORS OF CALAVO GROWERS, INC. ? May 27, 2022 ? The undersigned, constituting all the directors of Calavo Growers, Inc., a California corporation (?Calavo?), acting pursuant to authority granted by the California Corporations Code and Calavo?s Amended and Restated Bylaws, hereby take the following actions, approve and adopt the following re

June 2, 2022 EX-10.1

Form of Indemnification Agreement between the Company and each of its directors and executive officers (1)

? Exhibit 10.1 Execution Version SIXTH AMENDMENT, LIMITED WAIVER AND LIMITED CONSENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT, LIMITED WAIVER AND LIMITED CONSENT TO CREDIT AGREEMENT (this ?Amendment?) is dated as of March 14, 2022, and is entered into by and among CALAVO GROWERS, INC., a California corporation (the ?Borrower?), RENAISSANCE FOOD GROUP, LLC, a Delaware limited liability company (?Re

June 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended April 30, 2022 ? or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? ? Commission F

June 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (Co

June 2, 2022 EX-99.1

Calavo Growers, Inc. Announces Second Quarter 2022 Financial Results

Exhibit 99.1 ? ? ? ? Calavo Growers, Inc. Announces Second Quarter 2022 Financial Results ? SANTA PAULA, Calif., June 2, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the fiscal second quarter ended April 30, 2022. ? Second Quarter Financial Overview ? Delivered sequential improvement f

May 4, 2022 EX-99.1

Calavo Growers, Inc. Announces Departure of Chief Financial Officer

Exhibit 99.1 ? Calavo Growers, Inc. Announces Departure of Chief Financial Officer ? SANTA PAULA, Calif., May 3, 2022?Calavo Growers, Inc. (?Calavo?) (?Company?) (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Chief Financial Officer Mariela Matute will be leaving Calavo for a CFO role at another company. She will remain with Calavo

May 4, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (Com

April 29, 2022 8-K

Submission of Matters to a Vote of Security Holders

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 27, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (

April 14, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 cvgw-20220414xdefa14a.htm DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of

April 13, 2022 EX-99.1

Calavo Growers, Inc. Announces Business Reorganization

Exhibit 99.1 ? ? Calavo Growers, Inc. Announces Business Reorganization ? SANTA PAULA, Calif., April 13, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW) (?Calavo? or the ?Company?), a global avocado-industry leader and provider of value-added fresh food, today announced plans to reorganize its business to execute Project Uno integration efforts and better serve customers while improving efficiencies a

April 13, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of report (Date of earliest event reported): April 7, 2022 ? CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of I

March 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 14, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (

March 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended January 31, 2022 ? or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? ? Commission

March 14, 2022 EX-99.1

Calavo Growers, Inc. Announces First Quarter 2022 Financial Results

Exhibit 99.1 Calavo Growers, Inc. Announces First Quarter 2022 Financial Results SANTA PAULA, Calif., March 14, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the first quarter ended January 31, 2022. First Quarter Financial Overview ? Total revenue of $274.1 million, a 24% increase from

March 14, 2022 EX-10.1

Form of Notice of Restricted Stock Award (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed by the Registrant on March 14, 2022).

Exhibit10.1 RESTRICTED STOCK AWARD GRANT NOTICE ? CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN ? Calavo Growers, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants to the Participant named below a Restricted Stock Award (the ?Award?) for the number of shares of the Company?s Common Stock (the ?Shares?) set forth below. The Award is subject to all of the

March 14, 2022 EX-10.2

Form of Notice of Stock Option Award (incorporated by reference to Exhibit 10.2 to the Quarterly Report on Form 10-Q filed by the Registrant on March 14, 2022).

Exhibit 10.2 STOCK OPTION GRANT NOTICE CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN Calavo Growers, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants to the Optionholder an option (the ?Option?) to purchase the number of shares of the Company?s Common Stock set forth below. All capitalized terms not defined in this Stock Option Grant Notice shall have

February 28, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 cvgw-20220427xdef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of t

February 10, 2022 SC 13G/A

CVGW / Calavo Growers, Inc. / NUANCE INVESTMENTS, LLC - NUANCE INVESTMENTS LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CALAVO GROWERS INC (Name of Issuer) COMMON (Title of Class of Securities) 128246105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 9, 2022 SC 13G/A

CVGW / Calavo Growers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Calavo Growers Inc. Title of Class of Securities: Common Stock CUSIP Number: 128246105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒

February 1, 2022 EX-99.1

Hollister Named Chairman of Calavo Growers, Inc.

Exhibit 99.1 Hollister Named Chairman of Calavo Growers, Inc. SANTA PAULA, Calif., Feb. 1, 2022? The Board of Directors of Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today named Steven Hollister as Chairman of the Board of Directors effective immediately. Hollister served as Calavo?s Interim Chief Executive Officer from Sept. 8

February 1, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 6, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 3, 2022 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

January 6, 2022 EX-99.1

Calavo Growers, Inc. Announces Board Member’s Retirement

Exhibit 99.1 ? ? Calavo Growers, Inc. Announces Board Member?s Retirement ? SANTA PAULA, Calif., Jan. 6, 2022?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Harold S. Edwards, a member of the Board of Directors since 2006, has decided to retire from the board effective Feb. 1, 2022, to devote more time to his du

December 22, 2021 EX-99.3

SEVERANCE AND RELEASE AGREEMENT

? Exhibit 99.3 ? SEVERANCE AND RELEASE AGREEMENT THIS SEVERANCE AND RELEASE AGREEMENT (?Agreement?) is made and entered into by and between Calavo Growers, Inc. (?Calavo?) and Brian Kocher (?Employee?). WHEREAS, Calavo and Employee are parties to an Employment Agreement dated December 20, 2021 (the ?Employment Agreement?); WHEREAS, The Company and the Employee acknowledge that the Employee?s emplo

December 22, 2021 EX-99.1

Calavo Growers, Inc. Appoints Brian W. Kocher President and CEO

Exhibit 99.1 ? Calavo Growers, Inc. Appoints Brian W. Kocher President and CEO SANTA PAULA, Calif., Dec. 22, 2021?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced it has appointed Brian W. Kocher as President and Chief Executive Officer of the company effective Feb. 1, 2022. ?After conducting a thorough search, includi

December 22, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

December 22, 2021 EX-99.2

EMPLOYMENT AGREEMENT

? Exhibit 99.2 ? EMPLOYMENT AGREEMENT ? This Employment Agreement (this "Agreement") is entered into as of December 20, 2021, by and between Calavo Growers, Inc., a California corporation (the "Employer" or "Calavo"), and Brian Kocher (the "Employee"). ? RECITAL ? The Employer desires to employ the Employee as the Employer's President and Chief Executive Officer, and the Employee desires to accept

December 21, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-K ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended October 31, 2021 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number: 000-33385 ? CALAVO GROWERS, INC. (Exact name of registrant

December 20, 2021 EX-99.1

Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2021 Financial Results

? Exhibit 99.1 Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2021 Financial Results SANTA PAULA, Calif., Dec. 20, 2021?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the fourth quarter and fiscal year ended October 31, 2021. Fourth Quarter Financial Overview ? Total revenue of $273

December 20, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

December 6, 2021 EX-10.2

Fifth Amendment to Credit Agreement 35

? Exhibit 10.2 ? FIFTH AMENDMENT TO CREDIT AGREEMENT ? THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) is dated as of December 1, 2021, and is entered into by and between CALAVO GROWERS, INC., a California corporation (the ?Borrower?), the Lenders identified on the signature pages hereto and BANK OF AMERICA, N.A., as administrative agent for the Lenders (in such capacity, the ?Administ

December 6, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

December 6, 2021 EX-10.1

Fourth Amendment to Credit Agreement 35

? Exhibit 10.1 ? FOURTH AMENDMENT, JOINDER, LIMITED WAIVER AND LIMITED CONSENT TO CREDIT AGREEMENT ? THIS FOURTH AMENDMENT, JOINDER, LIMITED WAIVER AND LIMITED CONSENT TO CREDIT AGREEMENT (this ?Amendment?) is dated as of December 1, 2021, and is entered into by and between CALAVO GROWERS, INC., a California corporation (the ?Borrower?), RENAISSANCE FOOD GROUP, LLC, a Delaware limited liability co

November 17, 2021 EX-99.1

Calavo Growers Announces Changes to its Board of Directors Adriana G. Mendizabal to Join as Independent Director; Scott Van Der Kar to Step Down

EX-99.1 2 cvgw-20211111xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers Announces Changes to its Board of Directors Adriana G. Mendizabal to Join as Independent Director; Scott Van Der Kar to Step Down SANTA PAULA, Calif., Nov. 17, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW) (“Calavo” “Company”), a global avocado-industry leader and provider of value-added fresh food, today announced the appointmen

November 17, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 11, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

October 29, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

October 29, 2021 EX-99.1

Calavo Growers, Inc. Declares Annual Dividend of $1.15 Per Share

EX-99.1 2 cvgw-20211029xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Declares Annual Dividend of $1.15 Per Share SANTA PAULA, Calif. October 29, 2021—Calavo Growers, Inc. (“Calavo”) (“Company”) (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that its board of directors has declared an annual cash dividend on its common stock of $1

October 21, 2021 8-K

Material Impairments, Costs Associated with Exit or Disposal Activities

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 18, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

September 17, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 13, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission F

September 17, 2021 EX-99.2

EMPLOYMENT AGREEMENT

Exhibit 99.2 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of , 2021, by and between Calavo Growers, Inc., a California corporation (the "Employer"), and Mariela Matute (the "Employee"). RECITAL The Employer desires to employ the Employee as the Employer's Chief Financial Officer and Secretary, and the Employee desires to accept such employment, upon the term

September 17, 2021 EX-99.1

Calavo Growers Appoints Amazon Executive Mariela Matute as CFO

EX-99.1 2 cvgw-20210913xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers Appoints Amazon Executive Mariela Matute as CFO SANTA PAULA, Calif., Sept. 15, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado and value-added fresh food industries, today announced that Mariela Matute has been appointed Chief Financial Officer, effective October 11, 2021. “We are excited to welcome

September 8, 2021 EX-10.1

Separation and Release Agreement dated September 8, 2021.

EX-10.1 2 cvgw-20210907xex10d1.htm EX-10.1 Exhibit 10.1 SEPARATION AND RELEASE AGREEMENT THIS SEPARATION AND RELEASE AGREEMENT (“Agreement”) is made and entered into by and between Calavo Growers, Inc. (“Calavo” or the “Company”) and James E. Gibson (“Employee”) as of September 8, 2021 (the “Effective Date”). WHEREAS, Calavo and Employee are parties to an Employment Agreement dated June 17, 2020 (

September 8, 2021 EX-99.1

Calavo Growers, Inc. Announces Third Quarter 2021 Financial Results

? Exhibit 99.1 ? Calavo Growers, Inc. Announces Third Quarter 2021 Financial Results SANTA PAULA, Calif., Sept. 8, 2021?Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the third quarter ended July 31, 2021. Third Quarter Highlights ? Total revenue of $285.0 million, a 5% increase from the year

September 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended July 31, 2021 ? or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? ? Commission fi

September 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation)

September 8, 2021 EX-99.2

Calavo Growers Announces Retirement of James Gibson and Appointment of Steven Hollister as Interim CEO

EX-99.2 4 cvgw-20210907xex99d2.htm EX-99.2 Exhibit 99.2 Calavo Growers Announces Retirement of James Gibson and Appointment of Steven Hollister as Interim CEO SANTA PAULA, Calif., Sept. 8, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado and value-added fresh food industries, today announced that James Gibson will retire as Chief Executive Officer, effective September 9,

August 4, 2021 EX-99.1

Calavo Growers, Inc. Announces Preliminary Third Quarter 2021 Results Third Quarter Earnings Call Scheduled for September 8, 2021

EX-99.1 2 cvgw-20210804xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces Preliminary Third Quarter 2021 Results Third Quarter Earnings Call Scheduled for September 8, 2021 SANTA PAULA, Calif., August 4, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, announced today that after an initial review of its third quarter

August 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (

June 22, 2021 EX-10.2

Separation Agreement dated June 16th, 2021.

Exhibit 10.2 ? SEPARATION, CONSULTING AND RELEASE AGREEMENT THIS SEPARATION, CONSULTING AND RELEASE AGREEMENT (?Agreement?) is made and entered into by and between Calavo Growers, Inc. (?Calavo? or the ?Company?), Kevin Manion (?Employee?), and Manion Consulting, Inc. (?Manion Consulting?) as of June 16, 2021 (the ?Effective Date?). WHEREAS, Calavo and Employee are parties to an Employment Agreeme

June 22, 2021 EX-10.3

Independent Contractor Agreement dated June 17, 2021.

EX-10.3 4 cvgw-20210616xex10d3.htm EX-10.3 Exhibit 10.3 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (the “Agreement”) is made and entered into as of June 17, 2021 (the “Effective Date”), by and between Calavo Growers, Inc. (the “Company”) and Farha Aslam (“Contractor”). The Company and Contractor are referred to herein individually as a “Party” and collectively “Parties.

June 22, 2021 EX-10.1

Press Release dated June 17th, 2021.

EX-10.1 2 cvgw-20210616xex10d1.htm EX-10.1 Exhibit10.1 Calavo Growers Announces Departure of CFO and Appointment of Interim CFO Company Commences Search for Successor SANTA PAULA, Calif., June 17, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global leader in the avocado and value-added fresh food industries, today announced that Kevin Manion, Chief Financial Officer (CFO), will be departing the

June 22, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 16, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File N

June 10, 2021 S-8

As filed with the Securities and Exchange Commission on June 10, 2021

? ? As filed with the Securities and Exchange Commission on June 10, 2021 Registration No.

June 10, 2021 EX-4.1(A)

Articles of Incorporation of Calavo Growers, Inc.

Exhibit 4.1(a) ARTICLES OF INCORPORATION OF CALAVO GROWERS, INC. ARTICLE I The name of this corporation is Calavo Growers, Inc. (the “Corporation”). ARTICLE II The purpose of the Corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business or the practice o

June 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended April 30, 2021 ? or ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? ? Commission f

June 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 8, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (Co

June 8, 2021 EX-99.1

Calavo Growers, Inc. Announces Second Quarter 2021 Financial Results

EX-99.1 2 cvgw-20210608xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces Second Quarter 2021 Financial Results SANTA PAULA, Calif., June 8, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the second quarter ended April 30, 2021. Second Quarter Highlights · Total revenue of $

June 8, 2021 EX-10.1

2020 Equity Incentive Plan (incorporated by reference to Exhibit 4.3(a) to the Registration Statement on Form S-8 filed by the Registrant on June 10, 2021).

Exhibit 10.1 CALAVO GROWERS, INC. 2020 EQUITY INCENTIVE PLAN Adopted by the Board of Directors on December 9, 2020 1. GENERAL. (a) Award Recipients. The persons eligible to receive Awards are Employees, Directors and Consultants. (b) Available Awards. The Plan provides for the grant of the following Awards: (i) Incentive Stock Options; (ii) Nonstatutory Stock Options; (iii) Stock Appreciation Righ

April 26, 2021 8-K

Submission of Matters to a Vote of Security Holders

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 21, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ? (

April 12, 2021 DEFA14A

- DEFA14A

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2

March 10, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 10-Q ? ? ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended January 31, 2021 ? OR ? ? ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission file number: 000-33385 ? CALAVO GROWE

March 10, 2021 EX-99.1

Calavo Growers, Inc. Announces First Quarter 2021 Financial Results

EX-99.1 2 cvgw-20210310xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces First Quarter 2021 Financial Results SANTA PAULA, Calif., March 10, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the first quarter ended January 31, 2021. First Quarter Highlights · Total revenue of

March 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) ?

March 1, 2021 DEF 14A

- DEF 14A

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

March 1, 2021 DEFA14A

- DEFA14A

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Calavo Growers Inc. Title of Class of Securities: Common Stock CUSIP Number: 128246105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒

February 9, 2021 EX-10.1

Limited Liability Company Member Member Separation and Release Agreement 39

EX-10.1 2 cvgw-20210203xex10d1.htm EX-10.1 Exhibit 10.1 LIMITED LIABILITY COMPANY MEMBER SEPARATION AND RELEASE AGREEMENT This LIMITED LIABILITY COMPANY MEMBER SEPARATION AND RELEASE AGREEMENT ("Agreement") is made and entered into as of February 3, 2021 (the "Effective Date") by and between FreshRealm, LLC ("FreshRealm") and Calavo Growers, Inc. ("Calavo"), who may be referred to herein collectiv

February 9, 2021 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 3, 2021 CALAVO GROWERS, INC. (Exact name of registrant as specified in its charter) California 000-33385 33-0945304 (State or other jurisdiction of incorporation or organizat

February 9, 2021 EX-10.4

Warrant Agreement, dated February 3, 2021, by and between FreshRealm LLC and Calavo Growers, Inc.

EX-10.4 5 cvgw-20210203xex10d4.htm EX-10.4 Exhibit 10.4 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED, QUALIFIED, APPROVED OR DISAPPROVED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICA

February 9, 2021 EX-10.3

Secured Promissory Note, dated February 3, 2021, by and between FreshRealm LLC and Calavo Growers, Inc.

EX-10.3 4 cvgw-20210203xex10d3.htm EX-10.3 Exhibit 10.3 SECURED PROMISSORY NOTE $4,950,000.00 February 3, 2021 THIS SECURED PROMISSORY NOTE ("Second Note") is entered into and made effective as of February 3, 2021 ("Effective Date"), by and between CALAVO GROWERS, INC., a California corporation ("Calavo"), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delaware limi

February 9, 2021 EX-10.2

Amended and Restated Senior Secured Loan Agreement and Promissory Note, dated February 3, 2021, by and between FreshRealm LLC and Calavo Growers, Inc.

EX-10.2 3 cvgw-20210203xex10d2.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED SENIOR SECURED LOAN AGREEMENT AND PROMISSORY NOTE $34,744,521.62 February 3, 2021 THIS AMENDED AND RESTATED SENIOR SECURED LOAN AGREEMENT AND PROMISSORY NOTE ("Senior Amended Note") is entered into and made effective as of February 3, 2021 ("Effective Date"), by and between CALAVO GROWERS, INC., a California corporation (

February 9, 2021 EX-10.5

Third Amended and Restated Security Agreement, dated February 3, 2021, by and between FreshRealm LLC and Calavo Growers, Inc.

EX-10.5 6 cvgw-20210203xex10d5.htm EX-10.5 Exhibit 10.5 THIRD AMENDED AND RESTATED SECURITY AGREEMENT THIS THIRD AMENDED AND RESTATED SECURITY AGREEMENT ("Agreement"), is entered into and effective as of February 3, 2021 ("Effective Date"), made by FreshRealm, LLC, a Delaware limited liability company, with offices at 34 N01ih Palm Street, Suite 100, Ventura, California 93001 ("Grantor"), for the

February 2, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2021 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 2, 2021 EX-10.1

Third Amendment to Credit Agreement dated August 29, 2016

EX-10.1 2 cvgw-20210129xex10d1.htm EX-10.1 Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is dated as of January 29, 2021, and is entered into by and between CALAVO GROWERS, INC., a California corporation (the “Borrower”), the Lenders identified on the signature pages hereto and BANK OF AMERICA, N.A., as administrative agent for the Len

January 28, 2021 EX-99.1

Retired Chairman and CEO Lecil E. Cole Steps Down from Calavo Growers Board of Directors

EX-99.1 2 cvgw-20210126xex99d1.htm EX-99.1 Exhibit 99.1 Retired Chairman and CEO Lecil E. Cole Steps Down from Calavo Growers Board of Directors SANTA PAULA, Calif., January 28, 2021—Calavo Growers, Inc. (Nasdaq-GS: CVGW) (“Calavo” “Company”), a global leader in the avocado and value-added fresh food industries, today announced that Lecil E. Cole has notified the Company of his decision to step do

January 28, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of report (Date of earliest event reported): January 26, 2021 ? CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? California 000-33385 33-0945304 (State or Other Jurisdiction of Incorp

December 22, 2020 EX-99.1

Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2020 Financial Results

EX-99.1 2 cvgw-20201221xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces Fourth Quarter and Fiscal 2020 Financial Results SANTA PAULA, Calif., December 21, 2020—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the fourth quarter and fiscal year ended October 31, 2020. Fourth Quart

December 22, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 21, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

December 21, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of registrant as specified

November 17, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 17, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

November 17, 2020 EX-99.1

CALAVO GROWERS, INC. INVESTOR PRESENTATION NASDAQ GS: CVGWNOVEMBER 2020

EX-99.1 2 cvgw-20201117xex99d1.htm EX-99.1 Exhibit 99.1 CALAVO GROWERS, INC. INVESTOR PRESENTATION NASDAQ GS: CVGWNOVEMBER 2020 SAFE HARBOR STATEMENT This presentation contains statements relating to future events and results of Calavo (including certain projections and business trends) that are "forward-looking statements," as defined in the Private Securities Litigation Reform Act of 1995, that

October 26, 2020 EX-99.1

Calavo Growers, Inc. Increases Annual Dividend to $1.15 Per Share, or 4.5% over Prior Year

EX-99.1 2 cvgw-20201026xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Increases Annual Dividend to $1.15 Per Share, or 4.5% over Prior Year SANTA PAULA, Calif. October 26, 2020—Calavo Growers, Inc. (“Calavo”) (“Company”) (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that its board of directors has declared an annual cash dividend

October 26, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 26, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

September 9, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of r

September 8, 2020 EX-99.2

Calavo Growers Announces Changes to its Board of Directors Farha Aslam to Join as Independent Director; Egidio Carbone, Jr. and Dorcas Thille to Step Down Effective January 3, 2021

Exhibit 99.2 Calavo Growers Announces Changes to its Board of Directors Farha Aslam to Join as Independent Director; Egidio Carbone, Jr. and Dorcas Thille to Step Down Effective January 3, 2021 SANTA PAULA, Calif., September 8, 2020—Calavo Growers, Inc. (Nasdaq-GS: CVGW) (“Calavo” “Company”), a global avocado-industry leader and provider of value-added fresh food, today announced the appointment o

September 8, 2020 EX-99.1

Calavo Growers, Inc. Announces Third Quarter 2020 Financial Results

EX-99.1 2 cvgw-20200907xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces Third Quarter 2020 Financial Results SANTA PAULA, Calif., September 8, 2020—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today reported its financial results for the third quarter ended July 31, 2020. Third Quarter Highlights ● Total revenue of

September 8, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 13, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 10, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

August 13, 2020 EX-10.1

Employment Agreement dated as of August 10, 2020 between Mark Lodge and Calavo Growers, Inc.

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of August 10, 2020, by and between Calavo Growers, Inc., a California corporation (the "Employer"), and Mark Lodge (the "Employee"). RECITAL The Employer desires to employ the Employee as the Employer's Chief Operations Officer, and the Employee desires to accept such employment, upon the terms set fo

June 18, 2020 EX-10.1

Employment agreement dated June 17, 2020

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of June 17, 2020, by and between Calavo Growers, Inc., a California corporation (the “Employer”), and James E. Gibson (the “Employee”). RECITAL The Employer desires to employ the Employee as the Employer’s Chief Executive Officer, and the Employee desires to accept such employment, upon the terms set

June 18, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 17, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in its Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

June 9, 2020 EX-10.4

Eighth Amendment to Senior Promissory Note, dated as of November 25, 2019, between Calavo Growers, Inc. and FreshRealm, LLC.

EX-10.4 5 cvgw-20200430xex10d4.htm EX-10.4 Exhibit 10.4 EIGHTH AMENDMENT TO SENIOR PROMISSORY NOTE THIS EIGHTH AMENDMENT TO SENIOR PROMISSORY NOTE (“Eighth Amendment” or “Amendment”) is entered into and effective as of November 25, 2019, by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delaware

June 9, 2020 EX-10.3

Seventh Amendment to Senior Promissory Note, dated as of October 8, 2019, between Calavo Growers, Inc. and FreshRealm, LLC.

Exhibit 10.3 SEVENTH AMENDMENT TO SENIOR PROMISSORY NOTE THIS SEVENTH AMENDMENT TO SENIOR PROMISSORY NOTE (“Seventh Amendment” or “Amendment”) is entered into and effective as of October 8, 2019, by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delaware limited liability company (“Borrower”), lo

June 9, 2020 EX-10.2

Sixth Amended and Restated Senior Promissory Note, dated as of September 18, 2019, between Calavo Growers, Inc. and FreshRealm, LLC.

Exhibit 10.2 SIXTH AMENDED AND RESTATED SENIOR PROMISSORY NOTE $33,742,013.70 September 18, 2019 THIS SIXTH AMENDED AND RESTATED SENIOR PROMISSORY NOTE (“Note”) is entered into and made effective as of September 18, 2019 (“Effective Date”), by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delawa

June 9, 2020 EX-10.1

Seventh Amended and Restated Limited Liability Agreement, dated February 27, 2019.

EXHIBIT 10.1 FRESHREALM, LLC SEVENTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Effective as of February 27, 2019 THE MEMBERSHIP INTERESTS OF FRESHREALM, LLC, AND THE UNITS THEREOF REPRESENTED BY THIS LIMITED LIABILITY COMPANY AGREEMENT, HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. SUCH MEMBERSHIP

June 9, 2020 EX-10.5

FreshRealm Ninth Amendment to Senior Promissory Note 32

EX-10.5 6 cvgw-20200430xex10d5.htm EX-10.5 Exhibit 10.5 NINTH AMENDMENT TO SENIOR PROMISSORY NOTE THIS NINTH AMENDMENT TO SENIOR PROMISSORY NOTE (“Ninth Amendment”) is entered into and effective as of December 17, 2019, by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delaware limited liability

June 9, 2020 EX-10.6

FreshRealm Tenth Amendment to Senior Promissory Note 32

Exhibit 10.6 TENTH AMENDMENT TO SENIOR PROMISSORY NOTE THIS TENTH AMENDMENT TO SENIOR PROMISSORY NOTE (“Tenth Amendment”) is entered into and effective as of April 1, 2020 (the “Tenth Amendment Effective Date”), by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, and FRESHREALM, LLC, a Delaware limited liability company

June 9, 2020 EX-10.7

Eleventh Amendment to Senior Promissory Note, dated as of April 17, 2020, between Calavo Growers, Inc. and FreshRealm, LLC.

EX-10.7 8 cvgw-20200430xex10d7.htm EX-10.7 Exhibit 10.7 ELEVENTH AMENDMENT TO SENIOR PROMISSORY NOTE THIS ELEVENTH AMENDMENT TO SENIOR PROMISSORY NOTE (“Eleventh Amendment”) is entered into and effective as of April 17, 2020 (the “Eleventh Amendment Effective Date”), by and between CALAVO GROWERS, INC., a California corporation (“Lender”), located at 1141-A Cummings Road, Santa Paula, CA 93060, an

June 9, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of

June 8, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 8, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File Nu

June 8, 2020 EX-99.1

Calavo Growers, Inc. Announces Second Quarter 2020 Financial Results

EX-99.1 2 cvgw-20200608xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers, Inc. Announces Second Quarter 2020 Financial Results SANTA PAULA, Calif., June 8, 2020—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and growing provider of value-added fresh food, today reported its financial results for the second quarter ended April 30, 2020. Second Quarter Highlights · Total reve

May 11, 2020 EX-99.1

Calavo Growers Appoints Kevin Manion as Chief Financial Officer

EX-99.1 3 cvgw-20200511xex99d1.htm EX-99.1 Exhibit 99.1 Calavo Growers Appoints Kevin Manion as Chief Financial Officer SANTA PAULA, Calif. May 11, 2020—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and provider of value-added fresh food, today announced that Kevin Manion, a veteran finance executive, has been appointed Chief Financial Officer. “We are delighted to welco

May 11, 2020 EX-10.1

Employment agreement dated May 2, 2020

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this "Agreement") is entered into as of May 2, 2020, by and between Calavo Growers, Inc., a California corporation (the "Employer"), and Kevin Manion (the "Employee"). RECITAL The Employer desires to employ the Employee as the Employer's Chief Financial Officer, and the Employee desires to accept such employment, upon the terms set forth

May 11, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File Nu

April 27, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 22, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

April 13, 2020 DEFA14A

CNZ9 / CAN 10YR BOND FUT Dec19 Dec 19 Future DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ◻ Defin

April 10, 2020 DEFA14A

CNZ9 / CAN 10YR BOND FUT Dec19 Dec 19 Future DEFA14A - - DEFA14A

DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitte

March 30, 2020 EX-4.1

Description of the Securities of Calavo Growers, Inc. Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. (incorporated by reference to Exhibit 4.1 to the Annual Report on Form 10-K/A filed by the Registrant on March 30, 2020).

EX-4.1 2 ex-4d1.htm EX-4.1 Exhibit 4.1 DESCRIPTION OF THE SECURITIES OF CALAVO GROWERS, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Calavo Growers, Inc. (“Calavo,” “we,” “our,” and “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.001 per share (the “common stock”). The

March 30, 2020 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of regi

March 30, 2020 EX-99.1

Financial Statements of FreshRealm LLC *

Table of Contents PAGE Report of Independent Auditors 1–2 Financial Statements Balance sheets 3 Statements of operations 4 Statements of members’ equity (deficit) 5 Statements of cash flows 6 Notes to financial statements 7–20 Report of Independent Auditors To the Members and Board of Managers FreshRealm, LLC Report on Financial Statements We have audited the accompanying financial statements of FreshRealm, LLC, which comprise the balance sheets as of December 28, 2019 and December 31, 2018, and the related statements of operations, members’ equity (deficit), and cash flows for the years then ended, and the related notes to the financial statements.

March 13, 2020 EX-99.2

CALAVO GROWERS, INC. ANNOUNCES BOARD AND EXECUTIVE APPOINTMENTS Longtime Director Leavens Becomes Board Chair; Silva Appointed Corporate Controller and Chief Accounting Officer

Exhibit 99.2 For: Calavo Growers, Inc. Contact: James E. Gibson Chief Executive Officer (805) 525-1245 CALAVO GROWERS, INC. ANNOUNCES BOARD AND EXECUTIVE APPOINTMENTS - Longtime Director Leavens Becomes Board Chair; Silva Appointed Corporate Controller and Chief Accounting Officer SANTA PAULA, Calif. (March 10, 2020)—Calavo Growers, Inc. (Nasdaq-GS: CVGW), a global avocado-industry leader and expa

March 13, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

March 13, 2020 EX-99.1

CALAVO GROWERS, INC. ANNOUNCES FISCAL 2020 FIRST QUARTER RESULTS

Exhibit 99.1 For: Calavo Growers, Inc. Contact: Financial Profiles, Inc. Lisa Mueller, Senior Vice President (310) 622-8231 [email protected] CALAVO GROWERS, INC. ANNOUNCES FISCAL 2020 FIRST QUARTER RESULTS - First Quarter Highlights Include: · 15 Percent Increase in Fresh Avocado Unit Volume over Last Year · Revenues Rose to a Record $273.3 Million from $258.0 Million · Gross Profit Register

March 10, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name o

March 10, 2020 CORRESP

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March 9, 2020 Via EDGAR and Federal Express Ms. Christine Torney and Mary Mast Division of Corporation Finance Office of Life Sciences United States Securities and Exchange Commission Washington, D.C. 20549 Re: Calavo Growers, Inc. – Form 10-K for the Fiscal Year Ended October 31, 2019 – Filed December 19, 2019 Form – 8-K Filed December 20, 2019 – File No. 000-33385 Dear Ms. Torney and Ms. Mast: W

February 28, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 24, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

February 28, 2020 DEF 14A

CNZ9 / CAN 10YR BOND FUT Dec19 Dec 19 Future DEF 14A - - DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14

February 27, 2020 CORRESP

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CORRESP 1 filename1.htm February 27, 2020 Ms. Christine Torney and Ms. Mast Division of Corporate Finance Office of Life Sciences Securities and Exchange Commission Washington, D.C. 20549 RE: REQUEST FOR EXTENSION OF TIME TO RESPOND TO COMMENT LETTER DATED 2/12/20 Dear Ms. Torney and Ms. Mast: We are in receipt of your letter dated February 12, 2020 regarding our Form 8-K Filed December 20, 2019 (

February 21, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 14, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

February 12, 2020 SC 13G/A

CVGW / Calavo Growers, Inc. / Neuberger Berman Group LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CALAVO GROWERS INC (Name of Issuer) Common (Title of Class of Securities) 128246105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th

February 12, 2020 SC 13G/A

CVGW / Calavo Growers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Calavo Growers Inc Title of Class of Securities: Common Stock CUSIP Number: 128246105 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

January 22, 2020 EX-99.1

CALAVO GROWERS, INC. TO ACQUIRE SIMPLY FRESH FRUIT

EX-99.1 Exhibit 99.1 For: Calavo Growers, Inc. Contact: Lee E. Cole Chairman, President and CEO (805) 525-1245 CALAVO GROWERS, INC. TO ACQUIRE SIMPLY FRESH FRUIT Transaction Highlights: • ‘Pure-Play’ Producer and Supplier of Fresh-Cut Fruit Will Be Integrated into Company’s Renaissance Food Group (RFG) Segment • Simply Fresh Fruit’s Existing Relationships in Foodservice and Hospitality Industries

January 22, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 21, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 2, 2020 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

December 20, 2019 EX-99.1

Calavo Growers, Inc. Announces Fiscal 2019 FOURTH Quarter AND FULL-YEAR Results

Exhibit 99.1 For:Calavo Growers, Inc. Contact:Lee E. Cole Chairman, President and CEO (805) 525-1245 Calavo Growers, Inc. Announces Fiscal 2019 FOURTH Quarter AND FULL-YEAR Results - Fourth Quarter Highlights Include: · Net Income Increased to $5.2 Million; Adjusted Net Income(1) Rose 59 Percent to $8.0 Million · Diluted EPS Totaled 30 Cents; Adjusted Diluted EPS(1) Equaled 45 Cents · Gross Profit

December 20, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 19, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

December 19, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of registrant as specified

October 28, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 1, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 1, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File

October 1, 2019 EX-99.1

CALAVO GROWERS, INC. DECLARES $1.10 PER SHARE ANNUAL CASH DIVIDEND Ten Percent Increase from Last Year Reflects Company’s Growing Profitability, Continued Commitment to Delivering Shareholder Returns

EX-99.1 Exhibit 99.1 For: Calavo Growers, Inc. (Nasdaq-GS: CVGW) Contact: Lee Cole, Chairman, President and Chief Executive Officer Calavo Growers, Inc., (805) 525-1245 CALAVO GROWERS, INC. DECLARES $1.10 PER SHARE ANNUAL CASH DIVIDEND Ten Percent Increase from Last Year Reflects Company’s Growing Profitability, Continued Commitment to Delivering Shareholder Returns SANTA PAULA, Calif. (Oct. 1, 20

September 25, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report: September 20, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identifi

September 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 5, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fi

September 6, 2019 EX-99.1

CALAVO GROWERS, INC. ANNOUNCES FISCAL 2019 THIRD QUARTER RESULTS

Exhibit 99.1 For: Calavo Growers, Inc. Contact: Lee E. Cole Chairman, President and CEO (805) 525-1245 CALAVO GROWERS, INC. ANNOUNCES FISCAL 2019 THIRD QUARTER RESULTS - Third Quarter Highlights Include: · Net Income Equaled $10.6 Million; Adjusted Net Income(1) Rose to $16.0 Million · Diluted EPS Totaled 60 Cents; Adjusted Diluted EPS(1) Equaled 91 Cents · Gross Profit Increased 8 Percent to $35.

September 5, 2019 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of r

June 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorporation) (Commission Fil

June 7, 2019 EX-99.1

CALAVO GROWERS, INC. ANNOUNCES RECORD FISCAL 2019 SECOND QUARTER RESULTS

EX-99.1 2 d760987dex991.htm EX-99.1 Exhibit 99.1 For: Calavo Growers, Inc. Contact: Lee E. Cole Chairman, President and CEO (805) 525-1245 CALAVO GROWERS, INC. ANNOUNCES RECORD FISCAL 2019 SECOND QUARTER RESULTS Second Quarter Highlights Include: • Net Income Equaled $16.3 Million; Adjusted Net Income(1) Rose 15 Percent to $16.2 Million • Diluted EPS Totaled 93 Cents; Adjusted Diluted EPS(1) Total

June 6, 2019 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of

April 26, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 d719148d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 24, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Incorpo

April 1, 2019 10-K/A

CVGW / Calavo Growers, Inc. 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-33385 CALAVO GROWERS, INC. (Exact name of

April 1, 2019 EX-99.1

Financial Statements of FreshRealm LLC *

Table of Contents Exhibit 99.1 FreshRealm LLC Financial Statements As of December 31, 2018, and 2017 and For the Years Ended December 31, 2018, 2017 and 2016 Table of Contents PAGE Report of Independent Auditors 1-2 Financial Statements Balance sheets 3 Statements of operations 4 Statements of members’ equity (deficit) 5 Statements of cash flows 6 Notes to financial statements 7-19 Table of Conten

March 13, 2019 EX-99.1

CALAVO GROWERS, INC. ANNOUNCES FISCAL 2019 FIRST QUARTER RESULTS

EX-99.1 Exhibit 99.1 For: Calavo Growers, Inc. Contact: Lee E. Cole Chairman, President and CEO (805) 525-1245 CALAVO GROWERS, INC. ANNOUNCES FISCAL 2019 FIRST QUARTER RESULTS First Quarter Highlights Include: • Net Income Equaled $4.5 Million; Adjusted Net Income(1) Grew 36 Percent to $13.0 Million • Diluted EPS Totaled 26 Cents; Adjusted Diluted EPS(1) Registered 74 Cents • Operating Income Incr

March 13, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d691569d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 7, 2019 CALAVO GROWERS, INC. (Exact Name of Registrant as Specified in Charter) California 000-33385 33-0945304 (State or Other Jurisdiction of Inc

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