Aperio Group, LLC reports 18.80% increase in ownership of PSEC / Prospect Capital Corporation

Prospect Capital Corporation

US ˙ NasdaqGS ˙ US74348T1025

Security	PSEC / Prospect Capital Corporation
Institution	Aperio Group, LLC
Latest Disclosed Ownership	130,884 shares
Latest Disclosed Value	$ 708,000

On February 5, 2021 - Aperio Group, LLC filed a 13F-HR form disclosing ownership of 130,884 shares of Prospect Capital Corporation (US:PSEC) valued at $708,082 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 6, 2020 disclosing 110,175 shares of Prospect Capital Corporation. This represents a change in shares of 18.80% during the quarter. The current value of the position is $291,871 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel Premium Registration Required .

Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2021-02-05	2020-12-31	13F	PROSPECT CAPITAL	COM	74348T102	130,884	20,709	18.80	708	27.80	0.0021
2020-11-06	2020-09-30	13F	PROSPECT CAPITAL	COM	74348T102	110,175	-15,317	-12.21	554	-13.57	0.0019
2020-08-13	2020-06-30	13F	PROSPECT CAP	COM	74348T102	125,492	29,975	31.38	641	57.88	0.0024
2020-05-05	2020-03-31	13F	PROSPECT CAPITAL	COM	74348T102	95,517	57,603	151.93	406	66.39	0.0018
2020-02-13	2019-12-31	13F	PROSPECT CAPITAL	COM	74348T102	37,914	-8,527	-18.36	244	-20.26	0.0009
2019-11-06	2019-09-30	13F	PROSPECT CAPITAL	COM	74348T102	46,441	-57,204	-55.19	306	-54.80	0.0012
2019-07-30	2019-06-30	13F	PROSPECT CAPITAL	COM	74348T102	103,645	45,688	78.83	677	79.10	0.0028
2019-05-13	2019-03-31	13F	PROSPECT CAPITAL	COM	74348T102	57,957	-31,191	-34.99	378	-32.86	0.0016
2019-05-06	2018-12-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	89,148	12,170	15.81	563	-0.18	0.0028
2019-02-14	2018-12-31	13F	PROSPECT CAPITAL	COM	74348T102	88,890	11,912		561
2019-05-06	2018-09-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	76,978	15,271	24.75	564	36.23	0.0025
2018-10-17	2018-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	76,978	15,271		564
2019-05-06	2018-06-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	61,707	13,011	26.72	414	29.78	0.0020
2018-07-30	2018-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	61,707	13,011		414
2019-05-01	2018-03-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	48,696	-14,045	-22.39	319	-24.59	0.0016
2018-05-08	2018-03-31	13F	PROSPECT ENERGY	COMMON	74348T102	48,696	-14,045		319
2019-05-01	2017-12-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	62,741	21,357	51.61	423	52.16	0.0022
2018-02-02	2017-12-31	13F	PROSPECT ENERGY	COMMON	74348T102	62,741	21,357		423
2019-05-01	2017-09-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	41,384	-15,864	-27.71	278	-40.22	0.0016
2017-10-25	2017-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	41,384	-15,864		278
2019-04-22	2017-06-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	57,248	1,285	2.30	465	-8.10	0.0028
2017-07-18	2017-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	57,248	1,285		465
2019-04-22	2017-03-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	55,963	21,726	63.46	506	76.92	0.0035
2017-05-05	2017-03-31	13F	PROSPECT ENERGY	COMMON	74348T102	55,963	21,726		506
2019-04-22	2016-12-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	34,237	-20,728	-37.71	286	-35.73	0.0022
2017-02-14	2016-12-31	13F	PROSPECT ENERGY	COMMON	74348T102	34,237	-20,728		286
2019-04-12	2016-09-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	54,965	8,353	17.92	445	21.92	0.0032
2016-11-01	2016-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	54,965	8,353		445
2019-04-12	2016-06-30	13F/A-1	PROSPECT CAPITAL	COM	74348T102	46,612	-1,218	-2.55	365	4.89	0.0029
2016-08-12	2016-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	46,612	-1,218		365
2019-04-12	2016-03-31	13F/A-1	PROSPECT CAPITAL	COM	74348T102	47,830	-44,404	-48.14	348	-45.96	0.0030
2016-04-28	2016-03-31	13F	PROSPECT ENERGY	COMMON	74348T102	47,830	-44,404		348
2016-01-21	2015-12-31	13F	PROSPECT ENERGY	COMMON	74348T102	92,234	18,826	25.65	644	23.14	0.0059
2015-10-19	2015-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	73,408	1,214	1.68	523	-1.69	0.0053
2015-07-29	2015-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	72,194	28,259	64.32	532	43.40	0.0055
2015-04-29	2015-03-31	13F	PROSPECT ENERGY	COMMON	74348T102	43,935	43,935	0.00	371		0.0042
2015-01-30	2014-12-31	13F	PROSPECT ENERGY	COMMON	74348T102	0	-20,816	-100.00	0	-100.00
2014-10-21	2014-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	20,816	1,153	5.86	206	-1.44	0.0028
2014-07-23	2014-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	19,663	-12,901	-39.62	209	-40.62	0.0030
2014-04-25	2014-03-31	13F	PROSPECT ENERGY	COMMON	74348T102	32,564			352	8.98	0.0049
2014-01-30	2013-12-31	13F	PROSPECT ENERGY	COMMON	74348T102				323	25.19	0.0050
2013-10-24	2013-09-30	13F	PROSPECT ENERGY	COMMON	74348T102	23,094	10,556	84.19	258	91.11	0.0050
2013-07-19	2013-06-30	13F	PROSPECT ENERGY	COMMON	74348T102	12,538			135

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.