RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RiverNorth Opportunities Fund, Inc. - Equity Right
US ˙ NYSE

Numero totale di insider39
Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Vedi i titoli più quotati
Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Vedi i titoli più quotati
Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

N/A

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

N/A

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di RiverNorth Opportunities Fund, Inc. - Equity Right. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute		 Rettificato
per il frazionamento azionario
Alps Advisors Inc - 0 0
Alps Holdings Inc 0
Edmund J Burke 0
Patrick D Buchanan 0
Kathryn Burns 0
John K Carter 0
Thomas Anthony Carter 0
Marcus L Collins 0
Dst Systems Inc 0
Troy Anthony Duran 0
Allen French 0
Galley Patrick W. Director - [D] 282.018 282.018
John Wayne Hutchens Director - [D] 7.763 7.763
Insider Utile medio (%) Azioni
possedute		 Rettificato
per il frazionamento azionario
Aisha Hunt 0
Jill Kerschen 0
Sareena Khwaja-Dixon 0
Andrea E Kuchli 0
Jeremy O May 0
Andrew P Meloni 0
Mohrhardt Jonathan M. 0
Christopher Moore 0
Lisa Bruckert Mougin Director - [D] 0 0
Abigail J Murray 0
Erin Douglas Nelson 0
Richard Craig Noyes 0
Stephen Andrew O'Neill - 71.227 71.227
Insider Utile medio (%) Azioni
possedute		 Rettificato
per il frazionamento azionario
Oakes John S. Director - [D] 1.967 1.967
William R Jr Parmentier 0
Rivernorth Capital Management, Llc - 0 0
Jerry Raio Director - [D] 4.000 4.000
RiverNorth Strategic Holdings, LLC - 76.796 76.796
Valerie Lynn Ruppel 0
SS&C Technologies Holdings Inc 0
Brian H Schmucker - 0 0
Michael Sleightholme 0
Laton Spahr 0
Matthew Sutula 0
David Swanson Director - [D] 1.376 1.376
Bradley J Swenson 0

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate		 Prezzo
dichiarato		 Azioni
rettificate		 Prezzo
rettificato		 Base di costo Giorni fino al
massimo		 Prezzo al
massimo		 Profitto
massimo ($)		 Rendimento massimo (%)
2023-10-27 Raio Jerry 2.500 9,7400 2.500 9,7400 24.350 342 12.9500 8.025 32,96
2023-04-10 Raio Jerry 1.500 11,5500 1.500 11,5500 17.325
2022-11-15 Galley Patrick W. 41.899 0,0000 41.899 0,0000 0
2022-11-08 HUTCHENS JOHN WAYNE 2.773 11,9300 2.773 11,9300 33.082
2022-01-24 O'Neill Stephen Andrew 1.200 14,9200 1.200 14,9200 17.904
2022-01-24 O'Neill Stephen Andrew 200 14,9700 200 14,9700 2.994
2022-01-24 O'Neill Stephen Andrew 1.198 14,9200 1.198 14,9200 17.874
2022-01-24 O'Neill Stephen Andrew 200 14,9500 200 14,9500 2.990
2022-01-24 O'Neill Stephen Andrew 500 14,9400 500 14,9400 7.470

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate		 Prezzo
dichiarato		 Azioni
rettificate		 Prezzo
rettificato		 Base di costo Giorni fino al
minimo		 Prezzo al
minimo		 Perdita massima
evitata ($)		 Perdita massima
evitata (%)
2021-06-04 Schmucker Brian H 4.000 17,8800 4.000 17,8800 71.520 342 12.9000 -19.920 -27,85
2021-05-10 RIVERNORTH CAPITAL MANAGEMENT, LLC 4.917 18,0400 4.917 18,0400 88.703
2021-05-07 RIVERNORTH CAPITAL MANAGEMENT, LLC 8.800 18,0900 8.800 18,0900 159.192
2021-04-30 RIVERNORTH CAPITAL MANAGEMENT, LLC 5.302 17,6800 5.302 17,6800 93.739
2021-04-23 RIVERNORTH CAPITAL MANAGEMENT, LLC 5.000 17,4700 5.000 17,4700 87.350
2021-04-13 RIVERNORTH CAPITAL MANAGEMENT, LLC 7.114 17,7700 7.114 17,7700 126.416
2021-04-05 RIVERNORTH CAPITAL MANAGEMENT, LLC 4.000 17,6000 4.000 17,6000 70.400
2021-04-01 Schmucker Brian H 7.616 17,5400 7.616 17,5400 133.585
2021-03-31 Schmucker Brian H 15.000 17,3800 15.000 17,3800 260.700

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito		 Data dell'
operazione		 Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio		 Prezzo
unitario		 Unità
modificate		 Valore
modificato (1K)		 Opzioni
rimanenti		 Azioni
rimanenti
2025-07-10 3/A RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 76.796
2024-11-29 3 RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 953.038
2024-11-27 2024-11-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest J - Other D -76.796 0
2023-12-28 2023-12-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1200 12.608 140 89.368
2023-12-15 2023-12-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,0630 8.674 96 76.760
2023-12-11 2023-12-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,8300 600 6 68.086
2023-12-07 2023-12-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,7700 292 3 67.486
2023-12-06 2023-12-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,6800 1.053 11 67.194
2023-12-04 2023-12-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,6500 47 1 66.141
2023-11-22 2023-11-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,5000 12.400 130 66.094
2023-11-21 2023-11-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,4926 15.245 160 53.694
2023-11-20 2023-11-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,4703 18.094 189 38.449
2023-10-27 2023-10-27 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 9,7400 2.500 24 4.000
2023-06-05 2023-06-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,2000 916 10 20.355
2023-05-15 2023-05-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10,9800 4.539 50 19.439
2023-05-12 2023-05-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1345 728 8 14.900
2023-05-11 2023-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11,1275 1.600 18 14.172
2023-04-11 2023-04-10 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 11,5500 1.500 17 1.500
2022-12-06 2022-11-15 4 Galley Patrick W. RIV Common Shares of Beneficial Interest P - Purchase D 41.899 282.018
2022-11-22 2022-11-08 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 11,9300 2.773 33 7.763
2022-11-10 3 Mougin Lisa Bruckert RIV No securities beneficially owned D 0
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9200 1.200 18 71.227
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9700 200 3 70.027
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9200 1.198 18 69.827
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9500 200 3 68.629
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9400 500 7 68.429
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14,9800 1.702 25 67.929
2021-11-17 2021-11-16 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,8100 1.664 28 6.654
2021-11-17 2021-11-15 4/A O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16,8100 16.557 278 66.227
2021-11-16 2021-11-15 4 O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16,8100 16.557 278 82.784
2021-11-15 2021-11-15 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16,8100 344 6 1.376
2021-06-08 2021-06-04 4 Schmucker Brian H RIV Common Stock S - Sale D 17,8800 -4.000 -72 0
2021-05-11 2021-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18,0400 -4.917 -89 12.572
2021-05-11 2021-05-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18,0900 -8.800 -159 17.489
2021-05-05 2021-04-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6800 -5.302 -94 26.289
2021-04-28 2021-04-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4700 -5.000 -87 31.591
2021-04-15 2021-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,7700 -7.114 -126 36.591
2021-04-06 2021-04-01 4 Schmucker Brian H RIV Common Stock S - Sale D 17,5400 -7.616 -134 4.000
2021-04-06 2021-03-31 4 Schmucker Brian H RIV Common Stock S - Sale D 17,3800 -15.000 -261 11.616
2021-04-06 2021-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6000 -4.000 -70 43.705
2021-03-24 2021-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3600 -6.279 -109 47.705
2021-03-19 2021-03-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6800 -5.000 -88 53.984
2021-03-17 2021-03-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,7200 -5.510 -98 58.984
2021-03-17 2021-03-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6000 -5.000 -88 64.494
2021-03-17 2021-03-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0200 -8.500 -145 69.494
2021-03-04 2021-03-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3700 -7.635 -133 77.994
2021-02-12 2021-02-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,5000 -9.450 -165 85.629
2021-02-12 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3400 -8.792 -152 95.079
2021-02-09 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3400 -8.792 -152 103.871
2021-02-09 2021-02-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1700 -2.000 -34 112.663
2021-02-04 2021-02-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0100 -7.459 -127 114.663
2021-02-04 2021-02-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0100 -2.000 -34 122.122
2020-11-09 2020-11-09 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 14,0800 258 4 1.032
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9,3500 500 5 47.722
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9,3900 2.000 19 47.222
2020-03-16 2020-03-12 4 Schmucker Brian H RIV Common Stock S - Sale D 11,1700 -29.050 -324 26.616
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12,4800 1.000 12 140.571
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12,4500 1.876 23 139.571
2019-11-13 2019-11-12 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16,2000 429 7 1.967
2019-11-12 2019-11-07 4 Galley Patrick W. RIV Common Stock P - Purchase D 16,2000 33.168 537 137.695
2019-11-12 2019-11-07 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 16,2000 5.000 81 43.792
2019-11-12 2019-11-12 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,2000 1.247 20 4.990
2019-10-28 2019-10-25 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16,6000 194 3 774
2019-10-24 2019-10-01 4 Schmucker Brian H RIV RT Transferable Subscription Rights (RIV RT) A - Award D 55.668 55.668
2019-10-24 2019-10-24 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0533 -23.793 -1 15.000
2019-10-24 2019-10-01 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) A - Award D 38.793 38.793
2019-10-24 2019-10-01 4 Galley Patrick W. RIV RT Transferable Subscription Rights (RIV RT) A - Award D 96.597 96.597
2019-10-24 2019-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0600 -10.290 -1 0
2019-10-24 2019-10-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0401 -51.429 -2 10.290
2019-10-22 2019-10-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0359 -47.938 -2 61.719
2019-10-22 2019-10-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0,0601 -14.465 -1 109.657
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,7000 -1.522 -25 115.171
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,6700 -2.000 -33 116.693
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,6300 -2.000 -33 118.693
2019-10-18 2019-10-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Transferable Subscription Rights (RIV RT) A - Award D 124.122 124.122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -1.429 -24 120.693
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8800 -1.000 -17 122.122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8900 -1.000 -17 123.122
2019-09-27 2019-09-26 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1200 -5.000 -86 124.122
2019-09-27 2019-09-25 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2400 -2.700 -47 129.122
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1800 -570 -10 131.822
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1900 -109 -2 132.392
2019-08-29 2019-08-28 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -624 -11 132.501
2019-08-29 2019-08-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -3.000 -51 133.125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4500 -3.300 -58 136.125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4000 -3.000 -52 139.425
2019-07-17 2019-07-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4000 -1.755 -31 142.425
2019-07-17 2019-07-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6500 -4.018 -71 144.180
2019-07-17 2019-07-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,6200 -5.500 -97 148.198
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,5000 -2.372 -42 153.698
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4500 -3.000 -52 156.070
2019-07-11 2019-07-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,4200 -400 -7 159.070
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3100 -4.500 -78 159.470
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,3600 -738 -13 163.970
2019-07-08 2019-07-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2600 -3.400 -59 164.708
2019-07-08 2019-07-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2600 -370 -6 168.108
2019-07-03 2019-07-02 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 17,1953 580 10 580
2019-06-24 2019-06-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1000 -581 -10 168.478
2019-06-24 2019-06-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0700 -2.000 -34 169.059
2019-06-20 2019-06-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0700 -513 -9 171.059
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0200 -1.000 -17 171.572
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9700 -4.000 -68 172.572
2019-06-17 2019-06-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,1000 -200 -3 176.572
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9500 -1.191 -20 176.772
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -1.329 -22 177.963
2019-06-06 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -671 -11 179.265
2019-06-06 2019-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9200 -2.000 -34 179.936
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,8800 -800 -14 181.963
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16,9000 -2.000 -34 182.763
2019-05-13 2019-05-09 4 Schmucker Brian H RIV Common Stock S - Sale D 16,7900 -5.500 -92 55.666
2019-05-08 2019-05-08 4 Schmucker Brian H RIV Common Stock S - Sale D 16,9100 -5.500 -93 61.166
2019-05-08 2019-05-07 4 Schmucker Brian H RIV Common Stock S - Sale D 17,2000 -5.500 -95 66.666
2019-05-08 2019-05-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,2200 -5.500 -95 184.763
2019-05-06 2019-05-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17,0600 -5.500 -94 190.263
2018-12-26 2018-12-21 4 Galley Patrick W. RIV Common Stock P - Purchase D 14,5325 2.000 29 89.974
2018-12-21 2018-12-20 4 Galley Patrick W. RIV Common Stock A - Award D 14,8425 2.000 30 87.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0025 2.000 30 85.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0348 1.000 15 83.974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15,0225 2.000 30 82.974
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14,4400 3.000 43 72.166
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14,9100 5.000 75 69.166
2018-12-17 2018-11-07 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16,9300 369 6 1.475
2018-11-26 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16,2000 3.000 49 64.166
2018-11-20 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16,3800 2.000 33 61.166
2018-11-20 2018-11-19 4 Schmucker Brian H RIV Common Stock A - Award D 16,2000 5.000 81 59.166
2018-11-13 2018-11-07 4 Schmucker Brian H RIV Common Stock A - Award D 16,9300 8.833 150 54.166
2018-11-09 2018-11-07 4 Galley Patrick W. RIV Common Stock A - Award D 16,9300 30.659 519 80.974
2018-11-09 2018-11-07 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 16,9300 8.000 135 35.639
2018-11-09 2018-11-07 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16,9300 1.311 22 3.743
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5500 -678 -15 195.763
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5000 -3.500 -75 196.441
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5100 -300 -6 199.941
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4500 -3.000 -64 200.241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,5000 -17 -0 203.241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4900 -2.500 -54 203.258
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4600 -3.000 -64 205.758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4200 -618 -13 208.758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -2.500 -54 209.376
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4700 -453 -10 211.876
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4500 -3.500 -75 212.329
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -3.500 -75 215.829
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3600 -4.000 -85 219.329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,4000 -2.437 -52 223.329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3700 -2.000 -43 225.766
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3500 -3.000 -64 227.766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3500 -2.000 -43 230.766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3700 -1.008 -22 232.766
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,3100 -3.000 -64 233.774
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2900 -2.000 -43 236.774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2700 -2.500 -53 238.774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2500 -3.000 -64 241.274
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,2300 -2.000 -42 244.274
2018-01-12 2018-01-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7400 -7.400 -153 246.274
2018-01-10 2018-01-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7500 -7.000 -145 253.674
2018-01-10 2018-01-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,5900 -7.000 -144 260.674
2018-01-05 2018-01-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,2800 -5.300 -107 272.674
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,1200 -5.000 -101 272.974
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0800 -8.000 -161 277.974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7900 -4.442 -88 285.974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7400 -4.000 -79 290.416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7300 -3.000 -59 294.416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7100 -2.000 -39 297.416
2017-11-21 2017-11-15 4 Galley Patrick W. RIV Common Stock A - Award D 19,5400 18.676 365 44.710
2017-11-21 2017-11-15 4 Schmucker Brian H RIV Common Stock A - Award D 19,5400 11.333 221 45.333
2017-11-21 2017-11-15 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 19,5400 2.000 39 27.000
2017-11-17 2017-11-15 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest A - Award D 19,5400 1.332 26 2.432
2017-11-17 2017-11-15 4 Oakes John S. RIV Common Shares of Beneficial Interest A - Award D 19,5400 667 13 1.167
2017-11-02 2017-10-04 4 Galley Patrick W. RIV Common Stock P - Purchase D 20,4800 100 2 26.034
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2300 -10.000 -2 261.867
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2400 -7.860 -2 271.867
2017-10-25 2017-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0,2200 -19.691 -4 279.727
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0500 -4.374 -92 299.416
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,9700 -3.000 -63 303.790
2017-10-13 2017-10-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0000 -7.000 -147 306.790
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7100 -3.000 -62 62.136
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,7200 -4.000 -83 82.881
2017-09-20 2017-09-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0900 -3.700 -78 320.790
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1100 -180 -4 324.490
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1200 -620 -13 324.670
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0000 -2.100 -44 325.290
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0500 -700 -15 327.390
2017-09-07 2017-09-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,0300 -1.000 -21 328.090
2017-09-07 2017-09-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21,1000 -7.300 -154 329.090
2017-05-22 2017-05-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8524 -1.300 -26 336.390
2017-05-18 2017-05-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9800 -415 -8 337.690
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9500 -1.000 -20 338.105
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9900 -1.000 -20 339.105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0000 -500 -10 340.105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9300 -1.500 -30 340.605
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8300 -600 -12 342.105
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8010 -1.000 -20 342.705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -100 -2 343.705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7900 -1.000 -20 343.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7860 -1.000 -20 344.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8000 -1.000 -20 345.805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8500 -1.200 -24 346.805
2017-04-13 2017-04-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0000 -1.000 -20 348.005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9500 -1.200 -24 349.005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9100 -1.000 -20 350.205
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8900 -1.000 -20 351.205
2017-04-11 2017-04-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8500 -1.000 -20 352.205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8200 -136 -3 353.205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8000 -1.000 -20 353.341
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7600 -1.000 -20 354.341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7100 -1.000 -20 355.341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7101 -1.000 -20 356.341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7500 -100 -2 357.341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7508 -1.000 -20 357.441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6500 -1.000 -20 358.441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6500 -500 -10 359.441
2017-04-03 2017-03-31 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7200 -1.500 -30 359.941
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -898 -18 361.441
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -1.000 -20 362.339
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6000 -1.000 -20 363
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6001 -1.000 -20 364
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,7000 -100 -2 365.339
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6208 -1.300 -26 365.439
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6700 -1.800 -35 366.739
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6741 -1.500 -30 368.539
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,6487 -1.500 -29 370.039
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -500 -10 371.539
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8501 -1.000 -20 372.039
2017-02-22 2017-02-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8100 -499 -10 373.039
2017-02-14 2017-02-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20,0500 -200 -4 373.538
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,9000 -262 -5 373.738
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8700 -500 -10 374.000
2017-02-08 2017-02-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19,8300 -500 -10 374.500
2017-01-12 2017-01-10 4 ALPS ADVISORS INC RIV Common Shares of Beneficial Interest D - Sale to Issuer D 19,0067 -5.848 -111 0
2016-11-07 2016-11-02 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18,7000 3.000 56 34.000
2016-05-03 2016-05-02 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 19,4000 1.100 21 1.100
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19,2500 1.678 32 31.000
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19,0000 322 6 29.322
2016-04-08 2016-04-07 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18,0000 2.000 36 29.000
2016-02-19 2016-02-18 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 16,4500 2.000 33 27.000
2016-01-06 2016-01-05 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 19,8500 500 10 500
2015-12-30 2015-12-29 4 Galley Patrick W. RIV Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 O'Neill Stephen Andrew (RIV) Common Stock P - Purchase D 20,0000 25.000 500 25.000
2015-12-30 2015-12-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock P - Purchase D 20,0000 375.000 7.500 375.000
2015-12-24 3/A ALPS ADVISORS INC RIV RiverNorth Opportunities Fund, Inc. D 5.155
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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