OLE / Merrill Lynch & Co., Inc. - Preferred Stock - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Merrill Lynch & Co., Inc. - Preferred Stock
US ˙ ARCA

Numero totale di insider26
Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

N/A

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

N/A

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di Merrill Lynch & Co., Inc. - Preferred Stock. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Rodney E Bennett Director - [D] 80.643 80.643
Walter T Beach Director - [D] 124.962 124.962
Lester Raymond Brafman Chief Executive Officer - [O] 315.702 315.702
Daniel G Cohen Executive Chairman, Director, 10% Owner - [D] [O] [10%] 24.757 24.757
Edward E Cohen 10% Owner - [10%] 1.890.791 1.890.791
Marc Chayette Director - [D] 11.471 1.147
John P Costas Named Executive Officer - [O] 0 0
Thomas Costello Director - [D] 238.485 238.485
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
G Steven Dawson Director - [D] 2.300 2.300
Jack DiMaio Director - [D] 20.933 20.933
DiMaio Jack J. Jr. Director - [D] 23.233 23.233
Joseph M Donovan Director - [D] 179.746 179.746
EBC 2013 Family Trust 10% Owner - [10%] 800.000 800.000
Jack Haraburda Director - [D] 13.884 13.884
Diana Louise Liberto Director - [D] 17.938 17.938
Douglas Listman Chief Accounting Officer - [O] 28.934 28.934
John Longino CFO and Treasurer - [O] 48.006 48.006
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
James Mcentee Director - [D] 0 0
Mead Park Capital Partners LLC 10% Owner - [10%] 487.291 487.291
Shami Patel COO and CIO - [O] 78.793 78.793
Pooler Joseph W. Jr. EVP, CFO and Treasurer - [O] 69.073 69.073
Christopher Ricciardi 10% Owner - [10%] 112.480 112.480
Stephanie Ricciardi 10% Owner - [10%] 75.000 75.000
Neil S Subin Director - [D] 299.190 299.190
Lance Ullom Director - [D] 82.603 82.603
Charles W Wolcott Director - [D] 84.893 84.893

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in OLE / Merrill Lynch & Co., Inc. - Preferred Stock. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
massimo
Prezzo al
massimo
Profitto
massimo ($)
Rendimento massimo (%)
2020-12-04 COHEN DANIEL G 10.000 16,6400 10.000 16,6400 166.400 89 41 243.600 146,39
2020-08-14 COHEN DANIEL G 2.500 19,6190 2.500 19,6190 49.048
2020-08-13 Brafman Lester Raymond 1.000 20,0100 1.000 20,0100 20.010
2019-10-02 COHEN DANIEL G 76.240 76.240
2019-10-02 COHEN DANIEL G 268.445 268.445
2018-01-04 Ricciardi Christopher 20.000 15,0000 20.000 15,0000 300.000
2018-01-04 Ricciardi Stephanie 20.000 15,0000 20.000 15,0000 300.000
2015-11-06 Ricciardi Christopher 31.200 2,0000 31.200 2,0000 62.400
2015-11-05 Ricciardi Christopher 56.500 2,0000 56.500 2,0000 113.000

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

OLE / Merrill Lynch & Co., Inc. - Preferred Stock Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in OLE / Merrill Lynch & Co., Inc. - Preferred Stock. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
minimo
Prezzo al
minimo
Perdita massima
evitata ($)
Perdita massima
evitata (%)
2026-03-20 Pooler Joseph W. Jr. 705 15,5800 705 15,5800 10.984 59 10.5000 -3.580 -32,60
2026-03-19 Pooler Joseph W. Jr. 6.113 17,1500 6.113 17,1500 104.838
2024-06-07 Pooler Joseph W. Jr. 10.000 11,6400 10.000 11,6400 116.400
2023-03-14 Listman Douglas 2.332 8,7637 2.332 8,7637 20.437
2022-11-28 DAWSON G STEVEN 254 8,5400 254 8,5400 2.169
2022-03-14 Listman Douglas 1.379 16,3760 1.379 16,3760 22.583
2021-05-21 Listman Douglas 7.200 24,5300 7.200 24,5300 176.616
2021-05-21 Listman Douglas 1.307 25,5600 1.307 25,5600 33.407
2020-08-13 DAWSON G STEVEN 278 20,1520 278 20,1520 5.602

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

OLE / Merrill Lynch & Co., Inc. - Preferred Stock Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito
Data dell'
operazione
Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio
Prezzo
unitario
Unità
modificate
Valore
modificato (1K)
Opzioni
rimanenti
Azioni
rimanenti
2026-04-24 2026-04-23 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -8.000 24.757
2026-03-31 2026-03-30 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.000 32.757
2026-03-23 2026-03-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 15,5800 -705 -11 69.073
2026-03-23 2026-03-19 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 17,1500 -6.113 -105 69.778
2026-02-05 2026-02-03 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 18,6900 -3.252 -61 28.934
2026-02-05 2026-02-03 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 18,6900 -7.051 -132 75.891
2026-01-29 2025-12-19 4 DiMaio Jack J. Jr. COHN Common Stock, par value $0.01 per share A - Award D 2.300 23.233
2025-12-31 2025-12-30 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -30.000 52.757
2025-12-19 2025-12-19 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 2.300 2.300
2025-12-19 2025-12-19 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 2.300 17.938
2025-12-19 2025-12-19 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 12.000 32.186
2025-12-19 2025-12-19 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 82.942
2025-12-19 2025-12-19 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 2.300 13.884
2025-02-05 2025-02-04 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 9,7400 -1.811 -18 20.186
2025-02-05 2025-02-04 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 9,7400 -6.843 -67 67.442
2024-12-20 2024-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 74.285
2024-12-20 2024-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 10.000 21.997
2024-12-20 2024-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 15.638
2024-12-20 2024-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 11.584
2024-12-20 2024-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 20.933
2024-12-20 2024-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2024-07-02 2024-07-01 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.000 4.017
2024-06-10 2024-06-07 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 11,6400 -10.000 -116 58.785
2024-02-02 2024-02-01 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 7,2300 -1.337 -10 11.997
2024-02-02 2024-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 7,2300 -4.352 -31 68.785
2023-12-21 2023-12-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 73.137
2023-12-21 2023-12-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 13.334
2023-12-21 2023-12-21 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 14.538
2023-12-21 2023-12-21 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 10.484
2023-12-21 2023-12-21 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2023-12-21 2023-12-21 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 19.833
2023-03-14 2023-03-14 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 8,7637 -2.332 -20 8.334
2023-02-03 2023-02-01 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 8,8300 -1.834 -16 10.666
2023-02-03 2023-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 8,8300 -4.379 -39 57.637
2022-12-20 2022-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 18.733
2022-12-20 2022-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2022-12-20 2022-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 62.016
2022-12-20 2022-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 9.384
2022-12-20 2022-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 12.500
2022-12-20 2022-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 13.438
2022-11-29 2022-11-28 4 DAWSON G STEVEN By Regents Gate Associates LLC COHN Common Stock, par value $0.01 per share S - Sale I 8,5400 -254 -2 26.716
2022-03-14 2022-03-14 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 16,3760 -1.379 -23 7.500
2022-02-02 2022-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 15,2000 -6.479 -98 46.516
2022-02-02 2022-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 15,2000 -1.121 -17 8.879
2021-12-20 2021-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.000 1.000
2021-12-20 2021-12-20 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 211.000 23.265.355
2021-12-20 2021-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 8.274
2021-12-20 2021-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 17.633
2021-12-20 2021-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 10.000
2021-12-20 2021-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 52.995
2021-12-20 2021-12-20 4 Brafman Lester Raymond COHN Cohen & Company, LLC Membership Units A - Award D 211.000 2.211.000
2021-12-20 2021-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.000 12.338
2021-10-29 2021-10-28 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 23.054.355
2021-10-29 2021-10-28 4 Brafman Lester Raymond COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 2.000.000
2021-10-28 2021-10-27 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -15.000 24.017
2021-05-25 2021-05-24 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 24,6300 -2.248 -55 37.495
2021-05-25 2021-05-24 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 23,9000 -7.752 -185 39.743
2021-05-25 2021-05-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 25,7300 -10.000 -257 47.495
2021-05-21 2021-05-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 25,5600 -1.307 -33 5.000
2021-05-21 2021-05-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 24,5300 -7.200 -177 6.307
2021-03-17 2021-03-17 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -15.000 39.017
2021-02-16 2021-02-03 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 13.507
2021-02-04 2021-02-03 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.000 11.338
2021-02-04 2021-02-03 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 16.633
2021-02-04 2021-02-03 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 7.274
2021-02-04 2021-02-03 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.000 1.000
2021-02-04 2021-02-03 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 10.000 57.495
2021-02-04 2021-02-03 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 195.000 21.054.355
2021-02-04 2021-02-03 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 19.500 315.702
2021-02-03 2021-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 17,2500 -5.954 -103 47.495
2021-02-03 2021-02-01 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 17,2500 -14.891 -257 296.202
2020-12-04 2020-12-04 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share P - Purchase D 16,6400 -10.000 -166 54.017
2020-11-18 2020-11-17 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.096 44.017
2020-10-23 2020-10-22 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 200.000 311.093
2020-10-23 2020-10-22 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 20.859.355
2020-08-17 2020-08-14 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Common Stock, par value $0.01 per share P - Purchase I 19,6190 2.500 49 78.740
2020-08-17 2020-08-13 4 DAWSON G STEVEN Corriente Private Trust COHN Common Stock, par value $0.01 per share S - Sale I 20,1520 -278 -6 24.970
2020-08-17 2020-08-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share P - Purchase D 20,0100 1.000 20 111.093
2020-02-13 2020-02-13 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 508.080 18.859.355
2020-02-13 2020-02-13 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 17.321 53.449
2020-02-13 2020-02-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 50.808 110.093
2020-02-03 2020-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 3,5000 -2.948 -10 36.128
2020-02-03 2020-01-31 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 3,5000 -10.252 -36 59.285
2020-01-02 2019-12-30 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 12.549.273 17.801.275
2019-11-08 2019-11-07 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 4,5000 -1.000 -4 39.076
2019-10-04 2019-10-02 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Cohen & Company, LLC Membership Units P - Purchase I 268.445 5.252.002
2019-10-04 2019-10-02 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Common Stock, par value $0.01 per share P - Purchase I 76.240 76.240
2019-02-15 2019-02-13 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 550.000 5.533.557
2019-02-14 2019-02-13 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 9.375 40.076
2019-02-14 2019-02-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 27.500 69.537
2019-02-05 2019-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -3.036 -25 41.415
2019-02-05 2019-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -491 -4 8.507
2019-02-05 2019-01-31 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -7.119 -58 42.037
2018-09-06 2018-08-29 4 Haraburda Jack COHN Common Stock, par value $0.01 per share D - Sale to Issuer D 10,0000 -17.555 -176 6.274
2018-02-23 2018-02-21 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share A - Award D 40.191 64.113
2018-02-23 2018-02-21 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 19.139 349.156
2018-02-23 2018-02-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 4.785 44.451
2018-02-16 2018-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 9,9189 -4.233 -42 39.666
2018-02-16 2018-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 9,9189 -444 -4 8.998
2018-01-05 3 Ricciardi Stephanie COHN Common Stock, par value $0.01 D 111.240
2018-01-05 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.01 I 57.480
2018-01-05 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.01 I 57.480
2018-01-05 3 Ricciardi Stephanie COHN Common Stock, par value $0.01 D 111.240
2018-01-05 3 Ricciardi Christopher COHN Common Stock, par value $0.01 D 112.480
2018-01-05 3 Ricciardi Christopher COHN Common Stock, par value $0.01 D 112.480
2018-01-05 2018-01-04 4 Ricciardi Stephanie COHN Common Stock, par value $0.01 P - Purchase D 15,0000 20.000 300 75.000
2018-01-05 2018-01-04 4 Ricciardi Christopher COHN Common Stock, par value $0.01 P - Purchase D 15,0000 20.000 300 76.240
2017-12-20 2017-12-19 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share S - Sale D 8,0000 -15.881 -127 23.922
2017-12-19 2017-12-18 4 MCENTEE JAMES COHN Common Stock, par value $0.01 per share D - Sale to Issuer D 10,0000 -27.346 -273 0
2017-02-21 2017-02-17 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 41.667 156.332
2017-02-21 2017-02-17 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 41.667 238.285
2017-02-21 2017-02-17 4 Liberto Diana Louise IFMI Common Stock, $0.001 par value per share A - Award D 41.667 103.395
2017-02-21 2017-02-17 4 MCENTEE JAMES IFMI Common Stock, $0.001 par value per share A - Award D 41.667 273.461
2017-02-21 2017-02-17 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 136.364 3.300.171
2017-02-21 2017-02-17 4 Listman Douglas IFMI Common Stock, par value $0.001 A - Award D -25.000 94.420
2017-02-21 2017-02-17 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share A - Award D 79.545 439.004
2017-02-21 2017-02-17 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 41.667 299.190
2017-02-21 2017-02-17 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 41.667 238.485
2017-02-21 2017-02-17 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 41.667 103.395
2017-02-02 2017-01-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -27.396 -35 359.459
2017-02-02 2017-01-31 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -49.595 -63 3.163.807
2016-02-16 2016-02-12 4 MCENTEE JAMES IFMI Common Stock, $0.001 par value per share A - Award D 61.728 231.794
2016-02-16 2016-02-12 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 61.728 257.523
2016-02-16 2016-02-12 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 61.728 61.728
2016-02-16 2016-02-12 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 61.728 196.818
2016-02-16 2016-02-12 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 61.728 196.618
2016-02-16 2016-02-12 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 61.728 114.665
2016-02-16 2016-02-12 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share A - Award D 92.593 279.712
2016-02-16 2016-02-12 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 154.321 213.402
2016-02-16 2016-02-12 4 Liberto Diana Louise IFMI Common Stock, $0.001 par value per share A - Award D 61.728 61.728
2016-02-05 3 MCENTEE JAMES IFMI Common Stock, par value $0.001 per share D 340.132
2016-02-05 3 MCENTEE JAMES IFMI Common Stock, par value $0.001 per share D 340.132
2016-02-03 2016-01-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share F - Taxes D 1,1100 -9.024 -10 187.119
2016-02-03 2016-01-31 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 per share F - Taxes D 1,1100 -16.677 -19 59.081
2015-11-06 2015-11-06 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 31.200 62 262.403
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 56.500 113 231.203
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 80.300 161 174.703
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 82.000 164 94.403
2015-10-19 2015-10-16 4 Ricciardi Stephanie By Spouse IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -487.291 -975 0
2015-10-19 2015-10-16 4 Ricciardi Stephanie IFMI Common Stock, par value $0.001 D - Sale to Issuer D 2,0000 -1.400.169 -2.800 0
2015-10-19 2015-10-16 4 Ricciardi Christopher By Spouse IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -48.448 -97 0
2015-10-19 2015-10-16 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -487.291 -975 0
2015-10-19 2015-10-16 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 D - Sale to Issuer D 2,0000 -1.399.286 -2.799 12.403
2015-09-08 3 COHEN EDWARD E By Spouse IFMI Common Stock I 2.550.011
2015-09-08 3 COHEN EDWARD E IFMI Common Stock D 2.768.902
2015-09-08 3 COHEN EDWARD E By Partnership IFMI Common Stock I 1.890.791
2015-09-08 3 COHEN EDWARD E IFMI Common Stock D 2.768.902
2015-09-08 3 COHEN EDWARD E By Spouse IFMI Common Stock I 2.550.011
2015-09-08 3 COHEN EDWARD E By Partnership IFMI Common Stock I 1.890.791
2015-08-28 2015-08-28 4 Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Notes S - Sale D 3,00 5.421.797,7000
2015-08-28 2015-08-28 4 Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 S - Sale D 1,3300 -1.461.876 -1.944 487.291
2015-08-28 2015-08-28 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note S - Sale I 3,00 3.614.535,5100 0
2015-08-28 2015-08-28 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Common Stock, Par Value $0.001 S - Sale I 1,3300 -974.585 -1.296 0
2015-02-17 2015-02-12 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 75.758 75.758
2015-02-17 2015-02-12 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 45.455 196.143
2015-02-06 2015-02-04 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 30.303 195.795
2015-02-06 2015-02-04 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 30.303 135.090
2015-02-06 2015-02-04 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 30.303 134.890
2015-02-06 2015-02-04 4 Ricciardi Christopher IFMI Common Stock, $0.001 par value per share A - Award D 30.303 1.411.689
2015-02-06 2015-02-04 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 30.303 52.937
2015-02-06 2015-02-04 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 30.303 179.746
2015-02-06 2015-02-04 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 30.303 72.168
2015-02-02 2014-04-10 5 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 G - Gift D -75.000 398.039
2015-01-05 2014-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,6500 -6.022 -10 150.688
2014-11-17 2014-11-13 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 D - Sale to Issuer D 1,7700 -100.000 -177 398.039
2014-08-28 2014-08-26 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 D - Sale to Issuer D 2,0700 -100.000 -207 498.039
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 5,00 1.000.000 1.000.000
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy A - Award D 4,00 1.000.000 1.000.000
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 3,00 500.000 1.000.000
2014-02-18 2014-02-13 4 Pooler Joseph W. Jr. IFMI Employee Stock Option (Right to Buy) A - Award D 4,00 -107.143 107.143
2014-02-14 2014-02-12 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 22.634 165.492
2014-02-14 2014-02-12 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 22.634 41.865
2014-02-14 2014-02-12 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 22.634 104.787
2014-02-14 2014-02-12 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 22.634 104.587
2014-02-14 2014-02-12 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 A - Award D 22.634 1.381.386
2014-02-14 2014-02-12 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 22.634 22.634
2014-02-14 2014-02-12 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 22.634 149.443
2014-01-03 2013-12-31 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 F - Taxes D 1,9300 -30.103 -58 673.039
2014-01-03 2013-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,9300 -11.185 -22 156.710
2013-12-03 2013-11-30 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 3,00 -500.000 500.000
2013-10-02 2013-10-01 4 Listman Douglas IFMI Common Stock, par value $0.001 F - Taxes D 2,3200 -10.196 -24 69.420
2013-09-26 2013-09-25 4 COHEN DANIEL G By EBC 2013 Family Trust IFMI Convertible Senior Promissory Note A - Award I 3,00 2.400.000,0000
2013-09-26 2013-09-25 4 COHEN DANIEL G By EBC 2013 Family Trust IFMI Common Stock, par value $0.001 A - Award I 2,0000 800.000 1.600 800.000
2013-09-26 2013-09-25 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note A - Award I 3,00 1.461.873,0000
2013-09-26 2013-09-25 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 A - Award I 2,0000 487.291 975 487.291
2013-09-26 3 DiMaio Jack IFMI No securities are beneficially owned D 0
2013-09-26 2013-09-25 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note A - Award I 3,00 2.923.755,0000
2013-09-26 2013-09-25 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 A - Award I 2,0000 974.585 1.949 974.585
2013-09-26 2013-09-25 4 Ricciardi Stephanie By Spouse IFMI Convertible Senior Promissory Note A - Award I 3,00 1.461.873,0000
2013-09-26 2013-09-25 4 Ricciardi Stephanie By Spouse IFMI Common Stock, par value $0.001 A - Award I 2,0000 487.291 975 494.322
2013-09-26 3 Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 D 1.949.167
2013-09-26 3 EBC 2013 Family Trust IFMI Common Stock, par value $0.001 D 800.000
2013-05-16 2013-05-15 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share P - Purchase D 2,1600 9.800 21 126.809
2013-05-16 2013-05-14 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share P - Purchase D 2,2100 40.200 89 117.009
2013-05-14 2013-05-09 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series E Voting Non-Convertible Preferred Stock A - Award I 4.983.557 4.983.557
2013-05-14 2013-05-09 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series D Voting Non-Convertible Preferred Stock D - Sale to Issuer I -4.983.557 0
2013-03-06 2013-03-04 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 19.231 142.858
2013-03-06 2013-03-04 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 19.231 68.499
2013-03-06 2013-03-04 4 BENNETT RODNEY E IFMI Common Stock, $0.001 par value per share A - Award D 19.231 80.643
2013-03-06 2013-03-04 4 Beach Walter T IFMI Common Stock, $0.001 par value per share A - Award D 19.231 124.962
2013-03-06 2013-03-04 4 Wolcott Charles W IFMI Common Stock, $0.001 par value per share A - Award D 19.231 84.893
2013-03-06 2013-03-04 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 19.231 81.953
2013-03-06 2013-03-04 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 19.231 82.153
2013-03-06 2013-03-04 4 Ullom Lance IFMI Common Stock, $0.001 par value per share A - Award D 19.231 82.603
2013-03-06 2013-03-04 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 19.231 76.809
2013-01-17 2013-01-15 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 A - Award D 200.000 703.142
2013-01-17 2013-01-15 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 35.000 167.895
2013-01-03 2012-12-31 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 F - Taxes D 1,2000 -99.074 -119 503.142
2013-01-03 2012-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,2000 -30.511 -37 132.895
2012-12-28 2012-12-28 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series D Voting Non-Convertible Preferred Stock A - Award I 4.983.557 4.983.557
2012-12-28 2012-12-28 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series B Voting Non-Convertible Preferred Stock D - Sale to Issuer I -4.983.557 0
2012-12-28 2012-12-26 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 D - Sale to Issuer D -116.595 602.216
2012-07-23 2012-07-19 4 Costas John P IFMI Common Stock, par value $0.001 D - Sale to Issuer D -424.371 0
2012-05-02 2012-05-01 4 Listman Douglas IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -690 -1 79.616
2012-03-13 2012-03-09 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 37.414 49.268
2012-03-13 2012-03-09 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 37.414 123.627
2012-03-13 2012-03-09 4 BENNETT RODNEY E IFMI Common Stock, $0.001 par value per share A - Award D 37.414 61.412
2012-03-13 2012-03-09 4 Beach Walter T IFMI Common Stock, $0.001 par value per share A - Award D 37.414 105.731
2012-03-13 2012-03-09 4 Wolcott Charles W IFMI Common Stock, $0.001 par value per share A - Award D 37.414 65.662
2012-03-13 2012-03-09 4 Ullom Lance IFMI Common Stock, $0.001 par value per share A - Award D 37.414 63.372
2012-03-13 2012-03-09 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 37.414 62.922
2012-03-13 2012-03-09 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 37.414 62.722
2012-03-13 2012-03-09 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 37.414 57.578
2012-03-13 2012-03-09 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 30.000 163.406
2012-02-03 2012-02-01 4 Listman Douglas IFMI Common Stock, par value $0.001 per share F - Taxes D 1,8600 -1.090 -2 80.306
2010-03-29 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.001 I 1.099.496
2010-03-29 3 Ricciardi Stephanie COHN Common Stock, par value $0.001 D 357.638
2010-03-29 3 Ricciardi Stephanie By GRAT COHN Common Stock, par value $0.001 I 11.291
2010-03-11 2010-03-09 4 BENNETT RODNEY E COHN Common Stock, $0.001 par value per share A - Award D 8.487 12.321
2010-03-11 2010-03-09 4 Chayette Marc COHN Common Stock, $0.001 par value per share A - Award D 8.487 11.471
2010-03-11 2010-03-09 4 Costello Thomas COHN Common Stock, $0.001 par value per share A - Award D 8.487 13.831
2010-03-11 2010-03-09 4 DAWSON G STEVEN COHN Common Stock, $0.001 par value per share A - Award D 8.487 9.418
2010-03-11 2010-03-09 4 Haraburda Jack COHN Common Stock, $0.001 par value per share A - Award D 8.487 13.631
2010-03-11 2010-03-09 4 Ullom Lance See footnote (3) COHN Common Stock, $0.001 par value per share P - Purchase I 6,3800 10.000 64 18.000
2010-03-11 2010-03-09 4 Ullom Lance COHN Common Stock, $0.001 par value per share A - Award D 8.487 14.281
2010-03-11 2010-03-09 4 Wolcott Charles W COHN Common Stock, $0.001 par value per share A - Award D 8.487 16.571
2009-12-18 3 Ricciardi Christopher By Spouse COHN Common Stock, par value $0.001 I 37.157
2009-12-18 3 Ricciardi Christopher COHN Common Stock, par value $0.001 D 337.356
2006-11-28 2006-11-27 4 Chayette Marc AFN Common Stock, $0.001 par value per share P - Purchase D 13.500,0000 1.500 20.250 1.500
2006-11-28 2006-11-27 4 Costello Thomas AFN Common Stock, $0.001 par value per share P - Purchase D 45.000,0000 5.000 225.000 17.600
2006-11-28 2006-11-27 4 BENNETT RODNEY E AFN Common Stock, $0.001 par value per share P - Purchase D 18.000,0000 2.000 36.000 4.000
2006-11-28 2006-11-27 4 Haraburda Jack AFN Common Stock, $0.001 par value per share P - Purchase D 36.000,0000 4.000 144.000 16.600
2006-11-28 2006-11-27 4 Wolcott Charles W AFN Common Stock, $0.001 par value per share P - Purchase D 90.000,0000 10.000 900.000 15.000
2006-11-28 2006-11-27 4 DAWSON G STEVEN AFN Common Stock, $0.001 par value per share P - Purchase D 450.000,0000 50.000 22.500.000 52.000
2006-11-28 2006-11-27 4 Longino John AFN Common Stock, $0.001 par value per share P - Purchase D 49.995,0000 5.555 277.722 48.006
2006-11-28 2006-11-27 4 Patel Shami AFN Common Stock, $0.001 par value per share P - Purchase D 150.003,0000 16.667 2.500.100 78.793
2006-11-01 2006-10-31 4 MCENTEE JAMES AFN Common Stock, $0.001 par value per share J - Other D -113.204 25.326
2006-11-01 2006-10-31 4 COHEN DANIEL G AFN Common Stock, $0.001 par value per share J - Other D -113.204 604.800
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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