RCKT / Rocket Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Rocket Pharmaceuticals, Inc.
US ˙ NasdaqGM ˙ US77313F1066

Azioni in circolazione 109,193,549 shares
Azioni degli insider34.287.518 shares
Proprietà degli insider31,40 %
Numero totale di insider44
Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

-4 ( )
10476 out of 10948

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

-0.096% ( )
10096 out of 10786

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di Rocket Pharmaceuticals, Inc.. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Kamran Alam 3.000
Timothy J Barberich 45.000
Carsten Boess Director - [D] 30.000 30.000
Rudolf A Baumgartner 175.000
Elisabeth Bjork Director - [D] 50.000 50.000
Care Capital Ii Llc 10% Owner - [10%] 2.277.139 2.277.139
J Martin Carroll Director - [D] 10.000 10.000
Sarbani Chaudhuri See Remarks - [O] 267.510 267.510
Devon Park Bioventures Lp 10% Owner - [10%] 0 0
Mikael Dolsten Director - [D] 44.220 44.220
Peter Fong Director - [D] 53.333 53.333
Pedro P Granadillo Director - [D] 54.734 54.734
Carlos Garcia-Parada 17.322
Paul G Howes 45.000
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Ittai Harel 21.857
Argeris N Karabelas Director, 10% Owner - [D] [10%] 2.277.139 2.277.139
Mark Leschly 10% Owner - [10%] 2.870.584 2.870.584
Patrick Machado 45.000
Gotham Makker Director - [D] 1.036.846 1.036.846
Fady Ibraham Malik Director - [D] 30.000 30.000
McVicar William K. 135.000
MedImmune Ventures, Inc. 10% Owner - [10%] 1.917.906 1.917.906
John Militello See Remarks - [O] 89.780 89.780
Aaron Ondrey Chief Financial Officer - [O] 128.173 128.173
Kinnari Patel See Remarks - [O] 441.927 441.927
Isai Peimer 21.857
Phillips Gary M. 45.000
Pitango Venture Capital Principals Fund IV, L.P. 10% Owner - [10%] 1.292.584 1.292.584
Piratip Pratumsuwan Director - [D] 30.000 30.000
Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario
Rho Ventures Iv Qp Lp 10% Owner - [10%] 2.870.584 2.870.584
Dale Ritter Vice President, Finance - [O] 19.827 19.827
Rtw Investments, Lp Director, 10% Owner - [D] [10%] 18.236.124 18.236.124
Rho Ventures IV Holdings LLC 10% Owner - [10%] 0 0
Syed Ali-aamir Rizvi Chief Medical Officer - [O] 407.874 407.874
David P Southwell Director - [D] 144.784 144.784
Jonathan David Schwartz See Remarks - [O] 299.064 299.064
Gaurav Shah CEO - [O] 1.061.724 1.061.724
Spivey Richard N. 45.000
Christopher James Stevens Chief Operating Officer - [O] 469.129 469.129
Martin Vogelbaum 21.857
Roderick Wong Director, 10% Owner - [D] [10%] 18.236.124 18.236.124
Mark Andrew White See Remarks - [O] 69.140 69.140
Martin Wilson General Counsel - [O] 677.977 677.977
Naveen Yalamanchi Director - [D] 16.272.635 16.272.635

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in RCKT / Rocket Pharmaceuticals, Inc.. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
massimo
Prezzo al
massimo
Profitto
massimo ($)
Rendimento massimo (%)
2026-01-02 Bjork Elisabeth 10.000 3,4400 10.000 3,4400 34.400 67 5.3000 18.600 54,07
2025-08-27 Bjork Elisabeth 10.000 3,4100 10.000 3,4100 34.100
2025-04-10 Shah Gaurav 20.000 5,0800 20.000 5,0800 101.600
2025-04-09 Patel Kinnari 21.099 4,7000 21.099 4,7000 99.165
2022-10-06 RTW INVESTMENTS, LP 1.355.932 14,7500 1.355.932 14,7500 19.999.997
2022-02-07 Shah Gaurav 22.000 17,3415 22.000 17,3415 381.513
2020-12-10 RTW INVESTMENTS, LP 247.720 56,0000 247.720 56,0000 13.872.320
2020-03-18 Patel Kinnari 1.000 9,5000 1.000 9,5000 9.500
2019-12-10 RTW INVESTMENTS, LP 225.000 22,2500 225.000 22,2500 5.006.250

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

RCKT / Rocket Pharmaceuticals, Inc. Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in RCKT / Rocket Pharmaceuticals, Inc.. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
minimo
Prezzo al
minimo
Perdita massima
evitata ($)
Perdita massima
evitata (%)
2026-05-21 Shah Gaurav 55.684 3,0860 55.684 3,0860 171.841 12 2.8900 -10.913 -6,35
2026-05-19 Wilson Martin 662 3,0140 662 3,0140 1.995
2026-05-19 Shah Gaurav 2.409 3,0140 2.409 3,0140 7.261
2026-05-19 Militello John 384 3,0140 384 3,0140 1.157
2026-05-13 Shah Gaurav 2.728 3,6060 2.728 3,6060 9.837
2026-05-13 Wilson Martin 3.361 3,6060 3.361 3,6060 12.120
2026-05-13 Militello John 855 3,6060 855 3,6060 3.083
2026-05-07 Chaudhuri Sarbani 17.650 3,8380 17.650 3,8380 67.741
2026-02-18 Wilson Martin 1.376 3,3380 1.376 3,3380 4.593

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

RCKT / Rocket Pharmaceuticals, Inc. Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito
Data dell'
operazione
Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio
Prezzo
unitario
Unità
modificate
Valore
modificato (1K)
Opzioni
rimanenti
Azioni
rimanenti
2026-05-26 2026-05-21 4 Shah Gaurav RCKT Common Stock S - Sale D 3,0860 -55.684 -172 1.061.724
2026-05-26 2026-05-21 4 Shah Gaurav RCKT Common Stock M - Exercise D 1,6910 76.490 129 1.117.408
2026-05-21 2026-05-19 4 Militello John RCKT Common Stock S - Sale D 3,0140 -384 -1 89.780
2026-05-21 2026-05-19 4 Wilson Martin RCKT Common Stock S - Sale D 3,0140 -662 -2 677.977
2026-05-21 2026-05-19 4 Shah Gaurav RCKT Common Stock S - Sale D 3,0140 -2.409 -7 1.040.918
2026-05-14 2026-05-13 4 Wilson Martin RCKT Common Stock S - Sale D 3,6060 -3.361 -12 678.639
2026-05-14 2026-05-13 4 Shah Gaurav RCKT Common Stock S - Sale D 3,6060 -2.728 -10 1.043.327
2026-05-14 2026-05-13 4 Militello John RCKT Common Stock S - Sale D 3,6060 -855 -3 90.164
2026-05-11 2026-05-07 4 Chaudhuri Sarbani RCKT Common Stock S - Sale D 3,8380 -17.650 -68 267.510
2026-02-20 2026-02-18 4 Militello John RCKT Common Stock S - Sale D 3,3380 -1.157 -4 91.019
2026-02-20 2026-02-18 4 Shah Gaurav RCKT Common Stock S - Sale D 3,3380 -5.990 -20 1.046.055
2026-02-20 2026-02-18 4 Wilson Martin RCKT Common Stock S - Sale D 3,3380 -1.376 -5 682.000
2026-02-18 2026-02-13 4 Wilson Martin RCKT Common Stock S - Sale D 3,3120 -12.253 -41 683.376
2026-02-18 2026-02-13 4 Militello John RCKT Common Stock S - Sale D 3,3120 -3.726 -12 92.176
2026-02-18 2026-02-13 4 Shah Gaurav RCKT Common Stock S - Sale D 3,3120 -12.279 -41 1.052.045
2026-02-13 2026-02-11 4 Shah Gaurav RCKT Common Stock A - Award D 286.028 1.064.324
2026-02-13 2026-02-11 4 Chaudhuri Sarbani RCKT Common Stock A - Award D 125.924 285.160
2026-02-13 2026-02-11 4 Stevens Christopher James RCKT Common Stock A - Award D 61.963 469.129
2026-02-13 2026-02-11 4 Rizvi Syed Ali-aamir RCKT Common Stock A - Award D 61.963 407.874
2026-02-13 2026-02-11 4 Wilson Martin RCKT Common Stock A - Award D 311.813 695.629
2026-02-13 2026-02-11 4 Militello John RCKT Common Stock A - Award D 29.982 95.902
2026-01-06 2026-01-02 4 Bjork Elisabeth RCKT Common Stock P - Purchase D 3,4400 10.000 34 50.000
2025-11-20 2025-11-18 4 Wilson Martin RCKT Common Stock S - Sale D 2,9830 -1.646 -5 383.816
2025-11-20 2025-11-18 4 Shah Gaurav RCKT Common Stock S - Sale D 2,9830 -6.276 -19 778.296
2025-11-20 2025-11-18 4 Militello John RCKT Common Stock S - Sale D 2,9830 -1.086 -3 65.920
2025-11-20 2025-11-18 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 2,9830 -2.545 -8 299.064
2025-11-10 2025-11-03 4 Wilson Martin RCKT Common Stock A - Award D 100.000 385.462
2025-10-16 2025-10-14 4 Militello John RCKT Common Stock S - Sale D 3,9750 -558 -2 67.006
2025-10-16 2025-10-14 4 Militello John RCKT Common Stock S - Sale D 3,9700 -3.005 -12 67.564
2025-10-16 2025-10-14 4 Militello John RCKT Common Stock S - Sale D 3,9650 -5.514 -22 70.569
2025-10-16 2025-10-14 4 Militello John RCKT Common Stock S - Sale D 3,9600 -19.841 -79 76.083
2025-10-08 2025-10-06 4 Rizvi Syed Ali-aamir RCKT Common Stock A - Award D 62.893 345.911
2025-10-08 2025-10-06 4 Rizvi Syed Ali-aamir RCKT Common Stock A - Award D 283.018 283.018
2025-10-03 2025-09-24 4 Fong Peter RCKT Common Stock A - Award D 30.000 53.333
2025-10-03 2025-09-24 4 Fong Peter RCKT Common Stock A - Award D 23.333 23.333
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 3,1050 -59.000 -183 18.188.457
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock X - Other I 17,8112 59.000 1.051 18.247.457
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 3,1050 -41.000 -127 18.188.457
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock X - Other I 19,0916 41.000 783 18.229.457
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 3,1050 -1.000.000 -3.105 18.188.457
2025-09-23 2025-09-19 4 RTW INVESTMENTS, LP RCKT Common Stock X - Other I 40,0324 1.000.000 40.032 19.188.457
2025-09-09 2025-09-08 4 Militello John RCKT Common Stock A - Award D 40.000 95.924
2025-09-09 2025-09-08 4 Wilson Martin RCKT Common Stock A - Award D 150.000 285.462
2025-09-09 2025-09-08 4 Schwartz Jonathan David RCKT Common Stock A - Award D 80.000 301.609
2025-08-27 2025-08-27 4 Bjork Elisabeth RCKT Common Stock P - Purchase D 3,4100 10.000 34 40.000
2025-08-20 2025-08-18 4 Shah Gaurav RCKT Common Stock F - Taxes D 3,0500 -2.234 -7 784.572
2025-08-20 2025-08-19 4 Wilson Martin RCKT Common Stock S - Sale D 2,9960 -588 -2 135.462
2025-08-20 2025-08-18 4 Wilson Martin RCKT Common Stock S - Sale D 3,0650 -1.004 -3 136.050
2025-08-20 2025-08-19 4 Militello John RCKT Common Stock S - Sale D 2,9960 -361 -1 55.924
2025-08-20 2025-08-18 4 Militello John RCKT Common Stock S - Sale D 3,0650 -699 -2 56.285
2025-08-20 2025-08-19 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 2,9960 -805 -2 221.609
2025-08-20 2025-08-18 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 3,0650 -1.680 -5 222.414
2025-08-18 2025-08-14 4 Wilson Martin RCKT Common Stock S - Sale D 3,0190 -12.109 -37 137.054
2025-08-18 2025-08-14 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 3,0190 -11.161 -34 224.094
2025-08-18 2025-08-14 4 Militello John RCKT Common Stock S - Sale D 3,0190 -7.043 -21 56.984
2025-08-06 2025-08-04 4 Stevens Christopher James RCKT Common Stock A - Award D 407.166 407.166
2025-07-18 2025-06-18 4 SOUTHWELL DAVID P RCKT Common Stock A - Award D 30.000 31.660
2025-07-18 2025-06-18 4 BOESS CARSTEN RCKT Common Stock A - Award D 30.000 30.000
2025-07-18 2025-06-18 4 Bjork Elisabeth RCKT Common Stock A - Award D 30.000 30.000
2025-07-18 2025-06-18 4 Malik Fady Ibraham RCKT Common Stock A - Award D 30.000 30.000
2025-07-18 2025-06-18 4 Makker Gotham By Simran Investment Group RCKT Common Stock A - Award I 19.434 415.346
2025-07-18 2025-06-18 4 Makker Gotham By Simran Investment Group RCKT Common Stock A - Award I 30.000 395.912
2025-07-18 2025-06-18 4 WONG RODERICK RCKT Common Stock A - Award D 17.667 47.667
2025-07-18 2025-06-18 4 WONG RODERICK RCKT Common Stock A - Award D 30.000 30.000
2025-07-18 2025-06-18 4 Dolsten Mikael RCKT Common Stock A - Award D 30.000 44.220
2025-07-18 2025-06-18 4 GRANADILLO PEDRO P RCKT Common Stock A - Award D 24.734 54.734
2025-07-18 2025-06-18 4 GRANADILLO PEDRO P RCKT Common Stock A - Award D 30.000 30.000
2025-07-18 2025-06-18 4 Pratumsuwan Piratip RCKT Common Stock A - Award D 30.000 30.000
2025-07-08 2025-07-03 4 Ondrey Aaron RCKT Common Stock S - Sale D 2,8820 -1.477 -4 128.173
2025-05-22 2025-05-20 4 Wilson Martin RCKT Common Stock S - Sale D 6,4460 -587 -4 149.163
2025-05-22 2025-05-20 4 Shah Gaurav RCKT Common Stock S - Sale D 6,4460 -2.253 -15 786.806
2025-05-22 2025-05-20 4 Patel Kinnari RCKT Common Stock S - Sale D 6,4460 -767 -5 441.927
2025-05-22 2025-05-20 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 6,4460 -801 -5 235.255
2025-05-22 2025-05-20 4 Militello John RCKT Common Stock S - Sale D 6,4460 -357 -2 64.027
2025-05-20 2025-05-16 4 Patel Kinnari RCKT Common Stock S - Sale D 6,5280 -1.409 -9 442.694
2025-05-20 2025-05-16 4 Militello John RCKT Common Stock S - Sale D 6,5280 -655 -4 64.384
2025-05-20 2025-05-16 4 Wilson Martin RCKT Common Stock S - Sale D 6,5280 -946 -6 149.750
2025-05-20 2025-05-16 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 6,5280 -1.582 -10 236.056
2025-05-20 2025-05-16 4 Shah Gaurav RCKT Common Stock S - Sale D 6,5280 -3.621 -24 789.059
2025-04-24 2025-03-05 4 Dolsten Mikael RCKT Common Stock J - Other D 14.220 14.220
2025-04-24 2025-04-22 4 Militello John RCKT Common Stock S - Sale D 7,1580 -718 -5 65.039
2025-04-14 2025-04-10 4 Shah Gaurav RCKT Common Stock P - Purchase D 5,0800 20.000 102 792.680
2025-04-10 2025-04-09 4 Patel Kinnari By Spouse RCKT Common Stock P - Purchase I 4,7000 21.099 99 26.774
2025-04-08 2025-04-04 4 Ondrey Aaron RCKT Common Stock S - Sale D 5,2940 -7.489 -40 129.650
2025-02-27 2025-02-25 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 10,5800 -6.532 -69 237.638
2025-02-27 2024-11-21 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 13,0500 -3.097 -40 163.852
2025-02-27 2024-08-16 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 18,5000 -2.710 -50 166.949
2025-02-27 2024-05-17 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 23,3500 -2.754 -64 169.659
2025-02-25 2025-02-21 4 Militello John RCKT Common Stock S - Sale D 10,5800 -2.737 -29 65.757
2025-02-25 2025-02-21 4 Shah Gaurav RCKT Common Stock S - Sale D 10,5800 -16.303 -172 772.680
2025-02-25 2025-02-21 4 Wilson Martin RCKT Common Stock S - Sale D 10,5800 -3.222 -34 150.696
2025-02-25 2025-02-21 4 Patel Kinnari RCKT Common Stock S - Sale D 10,5800 -6.078 -64 444.103
2025-02-13 2025-02-11 4 Wilson Martin RCKT Common Stock A - Award D 90.358 153.918
2025-02-13 2025-02-11 4 Militello John RCKT Common Stock A - Award D 20.080 68.494
2025-02-13 2025-02-11 4 Ondrey Aaron RCKT Common Stock A - Award D 90.358 137.139
2025-02-13 2025-02-11 4 Patel Kinnari RCKT Common Stock A - Award D 57.786 450.181
2025-02-13 2025-02-11 4 Schwartz Jonathan David RCKT Common Stock A - Award D 80.318 252.731
2025-02-13 2025-02-11 4 Shah Gaurav RCKT Common Stock A - Award D 81.655 788.983
2025-01-27 2025-01-23 4 Militello John RCKT Common Stock S - Sale D 10,3800 -896 -9 48.414
2024-11-25 2024-11-21 4 Wilson Martin RCKT Common Stock S - Sale D 13,0540 -1.175 -15 63.560
2024-11-25 2024-11-21 4 Militello John RCKT Common Stock S - Sale D 13,0540 -1.224 -16 49.310
2024-11-25 2024-11-21 4 Shah Gaurav RCKT Common Stock S - Sale D 13,0540 -11.091 -145 707.328
2024-11-25 2024-11-21 4 Patel Kinnari RCKT Common Stock S - Sale D 13,0540 -4.588 -60 392.395
2024-11-04 2024-10-31 4 Militello John RCKT Common Stock S - Sale D 16,6250 -917 -15 50.534
2024-11-04 2024-10-31 4 White Mark Andrew RCKT Common Stock S - Sale D 16,6250 -3.080 -51 69.140
2024-08-20 2024-08-16 4 Wilson Martin RCKT Common Stock S - Sale D 18,5040 -1.027 -19 64.735
2024-08-20 2024-08-16 4 Shah Gaurav RCKT Common Stock S - Sale D 18,5040 -9.650 -179 718.419
2024-08-20 2024-08-16 4 Patel Kinnari RCKT Common Stock S - Sale D 18,5040 -3.989 -74 396.983
2024-08-20 2024-08-16 4 Militello John RCKT Common Stock S - Sale D 18,5040 -1.064 -20 51.451
2024-07-24 2024-07-22 4 Militello John RCKT Common Stock S - Sale D 23,0150 -812 -19 52.515
2024-07-09 2024-07-08 4 White Mark Andrew RCKT Common Stock S - Sale D 20,3950 -3.026 -62 72.220
2024-06-10 2024-03-21 4/A Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 28,4341 -274.000 -7.791 365.912
2024-05-20 2024-05-02 4 SOUTHWELL DAVID P By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 RCKT Common Stock G - Gift I -59.716 113.124
2024-05-20 2024-05-02 4 SOUTHWELL DAVID P RCKT Common Stock G - Gift D -113.124 1.660
2024-05-20 2024-05-16 4 Militello John RCKT Common Stock S - Sale D 23,3500 -1.079 -25 53.327
2024-05-20 2024-05-16 4 Shah Gaurav RCKT Common Stock S - Sale D 23,3500 -9.790 -229 728.069
2024-05-20 2024-05-14 4 Shah Gaurav RCKT Common Stock M - Exercise D 9.683 646.134
2024-05-20 2024-05-14 4 Shah Gaurav RCKT Common Stock M - Exercise D 7.979 636.451
2024-05-20 2023-02-14 4 Shah Gaurav RCKT Common Stock J - Other D 67.785 737.859
2024-05-20 2022-02-14 4 Shah Gaurav RCKT Common Stock J - Other D 23.940 670.074
2024-05-20 2024-05-16 4 Wilson Martin RCKT Common Stock S - Sale D 23,3500 -1.048 -24 65.762
2024-05-20 2024-05-14 4 Wilson Martin RCKT Common Stock M - Exercise D 2.420 21.100
2024-05-20 2023-02-14 4 Wilson Martin RCKT Common Stock J - Other D 16.947 66.810
2024-05-20 2022-08-12 4 Wilson Martin RCKT Common Stock J - Other D 28.763 49.863
2024-05-20 2024-05-16 4 Patel Kinnari RCKT Common Stock S - Sale D 23,3500 -4.046 -94 400.972
2024-05-20 2024-05-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 5.553 301.824
2024-05-20 2024-05-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 3.990 296.291
2024-05-20 2023-02-14 4 Patel Kinnari RCKT Common Stock J - Other D 38.735 405.018
2024-05-20 2022-08-12 4 Patel Kinnari RCKT Common Stock J - Other D 52.489 366.283
2024-05-20 2022-02-14 4 Patel Kinnari RCKT Common Stock J - Other D 11.970 313.794
2024-04-24 2024-04-22 4 Militello John RCKT Common Stock S - Sale D 22,8700 -833 -19 54.406
2024-04-16 2024-04-15 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 24,0520 -10.000 -241 114.784
2024-04-16 2024-04-15 4 SOUTHWELL DAVID P RCKT Common Stock M - Exercise D 4,3420 29.624 129 124.784
2024-04-16 2024-04-12 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 25,1560 -10.284 -259 95.160
2024-04-16 2024-04-12 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 24,2240 -59.716 -1.447 105.444
2024-04-16 2024-04-12 4 SOUTHWELL DAVID P RCKT Common Stock M - Exercise D 4,3420 70.000 304 165.160
2024-04-10 2024-04-08 4 White Mark Andrew RCKT Common Stock S - Sale D 24,6380 -12.532 -309 75.226
2024-04-03 3 Schwartz Jonathan David RCKT Common Stock D 172.413
2024-04-03 2024-04-01 4 Ondrey Aaron RCKT Common Stock A - Award D 46.781 46.781
2024-03-25 2024-03-21 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 28,4341 -274.000 -7.791 365.912
2024-03-25 2024-03-21 4 Militello John RCKT Common Stock S - Sale D 28,1040 -2.490 -70 55.239
2024-03-25 2023-02-14 4 Militello John RCKT Common Stock J - Other D 11.067 57.729
2024-03-25 2022-08-12 4 Militello John RCKT Common Stock J - Other D 14.310 46.662
2024-03-25 2022-04-18 4 Militello John RCKT Common Stock J - Other D 7.932 32.352
2024-03-25 2022-02-14 4 Militello John RCKT Common Stock J - Other D 2.903 24.420
2024-03-04 2024-02-29 4 Militello John RCKT Common Stock S - Sale D 29,8450 -10.000 -298 21.517
2024-03-04 2024-02-29 4 Militello John RCKT Common Stock M - Exercise D 12,5500 10.000 126 31.517
2024-03-04 2024-02-29 4 Wilson Martin RCKT Common Stock S - Sale D 29,3310 -4.100 -120 18.680
2024-02-21 2024-02-16 4 Shah Gaurav RCKT Common Stock A - Award D 66.577 621.339
2024-02-21 2024-02-16 4 Shah Gaurav RCKT Common Stock S - Sale D 29,8380 -20.272 -605 554.762
2024-02-21 2024-02-16 4 White Mark Andrew RCKT Common Stock A - Award D 11.096 87.758
2024-02-21 2024-02-16 4 Militello John RCKT Common Stock A - Award D 8.322 21.517
2024-02-21 2024-02-16 4 Militello John RCKT Common Stock S - Sale D 29,8380 -3.238 -97 13.195
2024-02-21 2024-02-16 4 Patel Kinnari RCKT Common Stock A - Award D 33.288 271.634
2024-02-21 2024-02-16 4 Patel Kinnari RCKT Common Stock S - Sale D 29,8380 -7.132 -213 238.346
2024-02-21 2024-02-16 4 Wilson Martin RCKT Common Stock A - Award D 16.644 22.780
2024-02-21 2024-02-16 4 Wilson Martin RCKT Common Stock S - Sale D 29,8380 -3.576 -107 6.136
2024-02-16 2024-02-14 4 Militello John RCKT Common Stock M - Exercise D 6.274 16.433
2024-02-16 2024-02-14 4 Wilson Martin RCKT Common Stock M - Exercise D -9.712 9.712
2024-02-16 2024-02-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 26.189 245.478
2024-02-16 2024-02-14 4 Shah Gaurav RCKT Common Stock M - Exercise D -46.828 575.034
2024-01-23 2024-01-22 4 Militello John RCKT Common Stock S - Sale D 27,2030 -638 -17 10.159
2024-01-22 2024-01-18 4 Militello John RCKT Common Stock M - Exercise D 1.586 10.797
2023-11-16 2023-11-15 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 22,5323 -20.000 -451 1.296.497
2023-11-16 2023-11-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 3.989 220.437
2023-11-16 2023-11-14 4 Shah Gaurav RCKT Common Stock M - Exercise D -7.979 532.833
2023-11-16 2023-11-14 4 Militello John RCKT Common Stock M - Exercise D 725 9.485
2023-10-25 2023-10-20 4 Militello John RCKT Common Stock S - Sale D 17,0620 -564 -10 8.760
2023-10-20 2023-10-18 4/A Militello John RCKT Common Stock M - Exercise D 1.586 9.324
2023-10-20 2023-02-17 4/A Militello John RCKT Common Stock S - Sale D 19,0600 -1.076 -21 1.782
2023-10-10 2023-10-05 4 Patel Kinnari By Adaptive Technology LLC RCKT Common Stock M - Exercise I 3.333 101.594
2023-10-02 2023-09-29 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 21,1383 -4.677 -99 1.316.497
2023-10-02 2023-09-28 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 21,0318 -10.312 -217 1.321.174
2023-08-30 2023-08-28 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 15,8700 500.000 7.935 18.157.605
2023-08-30 2023-08-28 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 22,0500 -500.000 -11.025 17.657.605
2023-08-30 2023-08-28 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I 15,8700 -500.000 -7.935 18.157.605
2023-08-30 2023-08-28 4 RTW INVESTMENTS, LP RCKT Common Stock, $0.01 par value ("Common Stock") J - Other I 22,0500 500.000 11.025 18.657.605
2023-08-21 2023-08-17 4 Militello John RCKT Common Stock S - Sale D 15,4710 -284 -4 5.570
2023-08-21 2023-08-17 4 Shah Gaurav RCKT Common Stock S - Sale D 15,4710 -4.767 -74 524.854
2023-08-21 2023-08-17 4 Patel Kinnari RCKT Common Stock S - Sale D 15,4710 -1.534 -24 216.448
2023-08-15 2023-08-14 4 Militello John RCKT Common Stock M - Exercise D 725 7.854
2023-08-15 2023-08-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 3.989 217.982
2023-08-15 2023-08-14 4 Shah Gaurav RCKT Common Stock M - Exercise D 7.979 529.621
2023-07-24 2023-07-20 4 Militello John RCKT Common Stock S - Sale D 19,0330 -573 -11 7.129
2023-07-20 2023-07-18 4 Militello John RCKT Common Stock M - Exercise D 1.586 7.702
2023-05-19 2023-05-17 4 Militello John RCKT Common Stock S - Sale D 21,3750 -245 -5 6.116
2023-05-19 2023-05-17 4 Shah Gaurav RCKT Common Stock S - Sale D 21,3750 -4.122 -88 521.642
2023-05-19 2023-05-17 4 Patel Kinnari RCKT Common Stock S - Sale D 21,3750 -1.330 -28 213.993
2023-05-16 2023-05-14 4 Shah Gaurav RCKT Common Stock M - Exercise D 7.979 525.764
2023-05-16 2023-05-14 4 Militello John RCKT Common Stock M - Exercise D 725 6.361
2023-05-16 2023-05-14 4 Patel Kinnari RCKT Common Stock M - Exercise D 3.989 215.323
2023-04-25 2023-04-21 4 Militello John RCKT Common Stock S - Sale D 18,6500 -2.342 -44 5.636
2023-04-20 2023-04-18 4 Militello John RCKT Common Stock M - Exercise D 6.364 7.978
2023-04-12 2023-04-04 4 White Mark Andrew RCKT Common Stock, par value $0.01 A - Award D 76.662 76.662
2023-04-05 2022-12-01 4 RTW INVESTMENTS, LP RCKT Common stock, $0.01 par value ("Common Stock") J - Other I 529.038 18.157.605
2023-02-22 2023-02-14 4/A Militello John RCKT Common Stock M - Exercise D 2.858 2.858
2023-02-22 2023-02-17 4 Militello John RCKT Common Stock S - Sale D 19,0600 -1.244 -24 1.614
2023-02-22 2023-02-14 4/A Patel Kinnari RCKT Common Stock M - Exercise D 15.720 166.566
2023-02-22 2023-02-17 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 19,0600 -3.557 -68 94.546
2023-02-22 2023-02-14 4/A Schwartz Jonathan David RCKT Common Stock M - Exercise D 8.574 98.103
2023-02-22 2023-02-17 4 Shah Gaurav RCKT Common Stock S - Sale D 19,0600 -12.194 -232 536.885
2023-02-22 2023-02-14 4/A Shah Gaurav RCKT Common Stock M - Exercise D 31.440 549.079
2022-10-11 2022-10-06 4 RTW INVESTMENTS, LP RCKT Common Stock, $0.01 par value ("Common Stock") P - Purchase I 14,7500 1.355.932 20.000 17.628.567
2022-04-20 2022-04-18 4 Militello John RCKT Restricted Stock Units A - Award D 19.054 19.054
2022-04-20 2022-04-18 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 13,12 28.910 28.910
2022-04-04 2022-04-01 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 16,2000 -32.026 -519 89.529
2022-04-04 2022-04-01 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 15,8600 -12.974 -206 121.555
2022-04-04 2022-03-31 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 16,1500 -35.998 -581 134.529
2022-04-04 2022-03-31 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 15,9000 -9.002 -143 170.527
2022-04-04 2022-03-30 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 16,5600 -34.438 -570 179.529
2022-04-04 2022-03-30 4/A Schwartz Jonathan David RCKT Common Stock S - Sale D 15,9400 -10.562 -168 213.967
2022-04-01 2022-03-30 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 16,5600 -34.438 -570 179.529
2022-04-01 2022-03-30 4 Schwartz Jonathan David RCKT Common Stock S - Sale D 15,9400 -10.562 -168 213.967
2022-03-11 2022-03-10 4 Malik Fady Ibraham RCKT Stock Option (Right to Buy) A - Award D 16,65 8.641 8.641
2022-03-11 2022-03-10 4 Malik Fady Ibraham RCKT Stock Option (Right to Buy) A - Award D 16,65 33.199 33.199
2022-03-09 2021-07-27 4 Makker Gotham By Simran Investment Group RCKT Common Stock G - Gift I -621.500 674.901
2022-02-16 2022-02-14 4 Garcia-Parada Carlos RCKT Restricted Stock Units A - Award D 17.322 17.322
2022-02-16 2022-02-14 4 Garcia-Parada Carlos RCKT Stock Option (Right to Buy) A - Award D 20,00 54.006 54.006
2022-02-16 2022-02-14 4 Schwartz Jonathan David RCKT Restricted Stock Units A - Award D 25.984 25.984
2022-02-16 2022-02-14 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 20,00 81.010 81.010
2022-02-16 2022-02-14 4 Patel Kinnari RCKT Restricted Stock Units A - Award D 47.637 47.637
2022-02-16 2022-02-14 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 20,00 148.518 148.518
2022-02-16 2022-02-14 4 Shah Gaurav RCKT Restricted Stock Units A - Award D 95.275 95.275
2022-02-16 2022-02-14 4 Shah Gaurav RCKT Stock Option (Right to Buy) A - Award D 20,00 297.037 297.037
2022-02-16 2022-02-14 4 Militello John RCKT Restricted Stock Units A - Award D 8.661 8.661
2022-02-16 2022-02-14 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 20,00 27.003 27.003
2022-02-08 2022-02-07 4 Shah Gaurav RCKT Common Stock P - Purchase D 17,3415 22.000 382 517.639
2021-12-08 2021-12-06 4 Wilson Martin RCKT Stock Option (Right to Buy) A - Award D 23,04 100.000 100.000
2021-09-15 2021-09-13 4 Garcia-Parada Carlos RCKT Stock Option (Right to Buy) A - Award D 35,60 40.000 40.000
2021-08-31 2021-08-27 4 WONG RODERICK By RTW RCKT Common Stock A - Award I 32,4800 812.516 26.391 16.272.635
2021-06-21 2021-06-17 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 47,1250 -400 -19 1.296.401
2021-06-21 2021-06-16 4 Makker Gotham By Simran Investment Group RCKT Common Stock S - Sale I 46,8457 -34.685 -1.625 1.296.801
2021-06-16 2021-06-14 4 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) A - Award D 47,25 29,4200 2.379 70 2.379
2021-06-16 2021-06-14 4 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-06-16 2021-06-14 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 47,25 29,4200 1.529 45 1.529
2021-06-16 2021-06-14 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-06-16 2021-06-14 4 BOESS CARSTEN RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-06-16 2021-06-14 4 WONG RODERICK RCKT Stock Option (Right to Buy) A - Award D 47,25 15.295 15.295
2021-06-16 2021-06-14 4 SOUTHWELL DAVID P RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-06-16 2021-06-14 4 Bjork Elisabeth RCKT Stock Option (Right to Buy) A - Award D 47,25 29,4200 1.699 50 1.699
2021-06-16 2021-06-14 4 Bjork Elisabeth RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-06-16 2021-06-14 4 Yalamanchi Naveen RCKT Stock Option (Right to Buy) A - Award D 47,25 12.236 12.236
2021-05-13 2021-05-11 4 RTW INVESTMENTS, LP By RTW RCKT Equity Swap (Obligation to Buy) 1) J - Other I 40,03 1 1.000.000
2021-05-13 2021-05-11 4 RTW INVESTMENTS, LP By RTW RCKT Common Stock S - Sale I 40,0324 -725.000 -29.023 15.460.119
2021-04-01 2021-04-01 4 Shah Gaurav RCKT Common Stock F - Taxes D 47,2111 -7.475 -353 495.639
2021-04-01 2021-04-01 4 Shah Gaurav RCKT Common Stock F - Taxes D 46,4467 -8.872 -412 503.114
2021-04-01 2021-04-01 4 Shah Gaurav RCKT Common Stock F - Taxes D 45,2063 -5.919 -268 511.986
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Common Stock F - Taxes D 45,9409 -7.493 -344 517.905
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Stock Option (Right to Buy) M - Exercise D 1,69 -75.880 0
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Common Stock F - Taxes D 45,0618 -23.003 -1.037 525.398
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Common Stock F - Taxes D 44,2432 -61.350 -2.714 548.401
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Common Stock F - Taxes D 45,5900 -3.000 -137 609.751
2021-04-01 2021-03-31 4 Shah Gaurav RCKT Common Stock M - Exercise D 1,6900 75.880 128 612.751
2021-04-01 2021-03-30 4 Shah Gaurav RCKT Common Stock F - Taxes D 44,3392 -8.505 -377 536.871
2021-04-01 2021-03-30 4 Shah Gaurav RCKT Common Stock F - Taxes D 43,8552 -48.732 -2.137 545.376
2021-04-01 2021-03-30 4 Shah Gaurav RCKT Common Stock F - Taxes D 42,7952 -8.667 -371 594.108
2021-04-01 2021-03-30 4 Shah Gaurav RCKT Common Stock F - Taxes D 41,7999 -19.984 -835 614.092
2021-03-29 2021-03-24 4 RTW INVESTMENTS, LP RCKT Common Stock J - Other I -1.344.925 16.185.119
2021-03-26 2021-03-24 4 Patel Kinnari RCKT Stock Option (Right to Buy) M - Exercise D 1,69 -38.093 0
2021-03-26 2021-03-24 4 Patel Kinnari RCKT Stock Option (Right to Buy) M - Exercise D 1,21 -55.869 0
2021-03-26 2021-03-24 4 Patel Kinnari RCKT Common Stock M - Exercise D 1,6900 38.093 64 188.939
2021-03-26 2021-03-24 4 Patel Kinnari RCKT Common Stock M - Exercise D 1,2100 55.869 68 150.846
2021-02-16 2020-12-02 5 Yalamanchi Naveen The Naveen Yalmanchi Revocable Living Trust, February 9, 2016 RCKT Common Stock G - Gift I -31.250 82.391
2021-02-16 2020-12-31 5 Shah Gaurav By: Gaurav D. Shah Irrevocable Trust RCKT Common Stock G - Gift I 72.000 198.341
2021-02-16 2020-12-31 5 Shah Gaurav RCKT Common Stock G - Gift D -72.000 622.759
2021-02-16 2020-12-18 5 Shah Gaurav By: Gaurav D. Shah Irrevocable Trust RCKT Common Stock G - Gift I 126.341 126.341
2021-02-16 2020-12-18 5 Shah Gaurav RCKT Common Stock G - Gift D -126.341 694.759
2021-02-16 2020-12-09 5 Shah Gaurav By Spouse RCKT Common Stock G - Gift I 207.897 207.897
2021-02-16 2020-12-09 5 Shah Gaurav RCKT Common Stock G - Gift D -207.897 821.100
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P By Paul Andrew Granadillo 2020 Irrevocable Trust dated 12/28/2020 RCKT Stock Option (Right to Buy) G - Gift I 19,90 20.000 20.000
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) G - Gift D 19,90 -20.000 0
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 RCKT Stock Option (Right to Buy) G - Gift I 18,75 40.000 40.000
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) G - Gift D 18,75 -40.000 0
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 RCKT Stock Option (Right to Buy) G - Gift I 14,56 30.000 30.000
2021-02-16 2020-12-28 5 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) G - Gift D 14,56 -30.000 0
2021-02-08 2021-02-04 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 62,32 120.000 120.000
2021-02-08 2021-02-04 4 Militello John RCKT Stock Option (Right to Buy) D - Sale to Issuer D 62,32 18.000 18.000
2021-02-08 2021-02-04 4 Shah Gaurav RCKT Stock Option (Right to Buy) A - Award D 62,32 185.000 185.000
2021-02-08 2021-02-04 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) D - Sale to Issuer D 62,32 35.000 35.000
2021-02-03 2021-02-01 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) D - Sale to Issuer D 1,69 -11.428 0
2021-02-03 2021-02-01 4 Schwartz Jonathan David RCKT Common Stock M - Exercise D 1,2100 213.101 258 224.529
2021-02-03 2021-02-01 4 Schwartz Jonathan David RCKT Common Stock M - Exercise D 1,6900 11.428 19 11.428
2021-02-03 2020-02-10 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) D - Sale to Issuer D 1,21 -213.101 38.309
2021-01-06 2021-01-04 4 Garcia-Parada Carlos RCKT Stock Option (Right to Buy) A - Award D 56,49 125.000 125.000
2020-12-30 2020-12-28 4 Patel Kinnari RCKT Common Stock S - Sale D 57,1656 -5.427 -310 94.977
2020-12-30 2020-12-28 4 Patel Kinnari RCKT Common Stock S - Sale D 56,5120 -11.334 -641 100.404
2020-12-14 2020-12-10 4 RTW INVESTMENTS, LP By RTW RCKT Common Stock P - Purchase I 56,0000 247.720 13.872 17.530.044
2020-10-07 2020-10-05 4 Patel Kinnari By Spouse RCKT Restricted Stock Units A - Award I 10.000 10.000
2020-09-10 2020-09-08 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 23,05 50.000 50.000
2020-08-05 2020-08-03 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 24,82 18.000 18.000
2020-06-18 2020-06-16 4 Yalamanchi Naveen RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-06-18 2020-06-16 4 Bjork Elisabeth RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-06-18 2020-06-16 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 19,90 12,1600 3.206 39 3.206
2020-06-18 2020-06-16 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 19,90 12,1600 9.784 119 9.784
2020-06-18 2020-06-16 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-06-18 2020-06-16 4 WONG RODERICK RCKT Stock Option (Right to Buy) A - Award D 19,90 27.000 27.000
2020-06-18 2020-06-16 4 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-06-18 2020-06-16 4 SOUTHWELL DAVID P RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-06-18 2020-06-16 4 BOESS CARSTEN RCKT Stock Option (Right to Buy) A - Award D 19,90 20.000 20.000
2020-04-22 2020-04-20 4 Bjork Elisabeth RCKT Stock Option (Right to Buy) A - Award D 17,50 40.000 40.000
2020-03-26 2020-03-24 4 Shah Gaurav RCKT Stock Option (Right to Buy) M - Exercise D 0,44 -90.925 0
2020-03-26 2020-03-24 4 Shah Gaurav RCKT Common Stock F - Taxes D 13,7800 -32.645 -450 1.028.997
2020-03-26 2020-03-24 4 Shah Gaurav RCKT Common Stock M - Exercise D 0,4300 90.925 39 1.061.642
2020-03-19 2020-03-18 4 Patel Kinnari By Spouse RCKT Common Stock P - Purchase I 9,5000 1.000 10 6.675
2020-02-27 2020-02-25 4 Shah Gaurav RCKT Stock Option (Right to Buy) M - Exercise D 0,44 -290.000 90.925
2020-02-27 2020-02-25 4 Shah Gaurav RCKT Common Stock F - Taxes D 20,1500 -6.233 -126 970.717
2020-02-27 2020-02-25 4 Shah Gaurav RCKT Common Stock M - Exercise D 0,4332 290.000 126 976.950
2020-02-10 2020-02-10 4 Alam Kamran RCKT Stock Option (Right to Buy) A - Award D 23,89 3.000 3.000
2020-02-10 2020-02-06 4 Alam Kamran RCKT Stock Option (Right to Buy) A - Award D 22,72 25.000 25.000
2020-02-10 2020-02-10 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 23,89 2.000 2.000
2020-02-10 2020-02-06 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 22,72 20.000 20.000
2020-02-10 2020-02-10 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 23,89 15.000 15.000
2020-02-10 2020-02-06 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 22,72 150.000 150.000
2020-02-10 2020-02-10 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 23,89 7.000 7.000
2020-02-10 2020-02-06 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 22,72 75.000 75.000
2020-02-10 2020-02-06 4 Shah Gaurav RCKT Stock Option (Right to Buy) A - Award D 22,72 383.306 383.306
2019-12-12 2019-12-10 4 RTW INVESTMENTS, LP By RTW RCKT Common Stock P - Purchase I 22,2500 225.000 5.006 17.282.324
2019-11-06 2019-11-04 4 Alam Kamran RCKT Stock Option (Right to Buy) A - Award D 14,25 200.000 200.000
2019-09-04 2019-09-02 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 10,85 10.000 10.000
2019-09-04 2019-09-02 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 10,85 50.000 50.000
2019-09-04 2019-09-02 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 10,85 30.000 30.000
2019-04-26 2018-08-17 5 Patel Kinnari RCKT Stock Option (Right to Buy) M - Exercise D 1,21 -55.869 111.738
2019-04-26 2018-08-17 5 Patel Kinnari RCKT Common Stock M - Exercise D 1,2100 55.869 68 111.738
2019-04-18 2019-04-16 4 RTW INVESTMENTS, LP By RTW RCKT Common Stock P - Purchase I 17,5000 550.005 9.625 17.057.324
2019-03-05 2019-03-05 4 Shah Gaurav RCKT Common Stock S - Sale D 16,9000 -25.000 -422 686.950
2019-03-05 2019-03-04 4 Shah Gaurav RCKT Common Stock S - Sale D 17,2800 -24.900 -430 711.950
2019-03-05 2019-03-01 4 Shah Gaurav RCKT Common Stock S - Sale D 17,3400 -25.000 -434 736.850
2019-01-30 2019-01-28 4 SOUTHWELL DAVID P RCKT Stock Option (Right to Buy) A - Award D 14,56 30.000 30.000
2019-01-30 2019-01-28 4 BOESS CARSTEN RCKT Stock Option (Right to Buy) A - Award D 14,56 30.000 30.000
2019-01-30 2019-01-28 4 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) A - Award D 14,56 30.000 30.000
2019-01-30 2019-01-28 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 14,56 75.000 75.000
2019-01-30 2019-01-28 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 14,56 180.000 180.000
2019-01-30 2019-01-28 4 Shah Gaurav RCKT Stock Option (Right to Buy) A - Award D 14,56 315.700 315.700
2019-01-30 2019-01-28 4 WONG RODERICK RCKT Stock Option (Right to Buy) A - Award D 14,56 40.500 40.500
2019-01-30 2019-01-28 4 Yalamanchi Naveen RCKT Stock Option (Right to Buy) A - Award D 14,56 30.000 30.000
2019-01-30 2019-01-28 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 14,56 20.000 20.000
2019-01-30 2019-01-28 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 14,56 9,9600 4.666 46 4.666
2019-01-30 2019-01-28 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 14,56 30.000 30.000
2018-12-28 2018-12-28 4 WONG RODERICK By RTW RCKT Common Stock A - Award I 13,9300 100.000 1.393 16.507.319
2018-12-21 2018-12-20 4 Patel Kinnari RCKT Stock Option (Right to Buy) M - Exercise D 1,21 55.869 111.738
2018-12-21 2018-12-20 4 Patel Kinnari RCKT Common Stock M - Exercise D 1,2100 55.869 68 55.869
2018-12-14 2018-12-13 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 15,1900 -38.768 -589 95.160
2018-12-10 2018-12-07 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 14,9100 -4.923 -73 133.928
2018-12-10 2018-12-06 4 SOUTHWELL DAVID P RCKT Common Stock S - Sale D 15,1500 -52.809 -800 138.851
2018-12-10 2018-11-28 4 SOUTHWELL DAVID P RCKT Restricted Stock Units M - Exercise D -65.625 0
2018-12-10 2018-11-28 4 SOUTHWELL DAVID P RCKT Common Stock M - Exercise D 153.125 191.660
2018-12-10 2018-12-06 4 Patel Kinnari By spouse RCKT Common Stock P - Purchase I 14,9800 5.675 85 5.675
2018-11-29 2018-11-27 4 WONG RODERICK By RTW RCKT Common Stock A - Award I 15,5000 967.742 15.000 16.407.319
2018-08-29 2018-08-27 4 RTW INVESTMENTS, LP See footnotes RCKT Equity Swap (Obligation to Sell) J - Other I 22,05 1 1
2018-08-29 2018-08-27 4 RTW INVESTMENTS, LP See footnotes RCKT Equity Swap (Obligation to Buy) J - Other I 22,05 1 1
2018-08-03 2018-08-01 4 Yalamanchi Naveen Through the Naveen Yalamanchi Revocable Living Trust, February 9, 2016 RCKT Common Stock S - Sale I 22,0000 -637 -14 113.641
2018-06-28 2018-06-25 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 20,61 10.000 10.000
2018-04-02 2018-03-29 4 WONG RODERICK RCKT Stock Option (Right to Buy) A - Award D 18,75 47.000 47.000
2018-04-02 2018-03-29 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 18,75 14,0900 3.300 46 3.300
2018-04-02 2018-03-29 4 Makker Gotham RCKT Stock Option (Right to Buy) A - Award D 18,75 40.000 40.000
2018-04-02 2018-03-29 4 Shah Gaurav RCKT Stock Option (Right to Buy) A - Award D 18,75 395.000 395.000
2018-04-02 2018-03-29 4 BOESS CARSTEN RCKT Stock Option (Right to Buy) A - Award D 18,75 40.000 40.000
2018-04-02 2018-03-29 4 GRANADILLO PEDRO P RCKT Stock Option (Right to Buy) A - Award D 18,75 40.000 40.000
2018-04-02 2018-03-29 4 Yalamanchi Naveen RCKT Stock Option (Right to Buy) A - Award D 18,75 40.000 40.000
2018-04-02 2018-04-02 4 SOUTHWELL DAVID P RCKT Restricted Stock Units M - Exercise D 21.875 65.625
2018-04-02 2018-04-02 4 SOUTHWELL DAVID P RCKT Common Stock M - Exercise D 21.875 38.535
2018-04-02 2018-03-29 4 SOUTHWELL DAVID P RCKT Stock Option (Right to Buy) A - Award D 18,75 40.000 40.000
2018-04-02 2018-03-29 4 Schwartz Jonathan David RCKT Stock Option (Right to Buy) A - Award D 18,75 60.000 60.000
2018-04-02 2018-03-29 4 Militello John RCKT Stock Option (Right to Buy) A - Award D 18,75 10.000 10.000
2018-04-02 2018-03-29 4 Patel Kinnari RCKT Stock Option (Right to Buy) A - Award D 18,75 175.000 175.000
2018-01-16 3 Makker Gotham By Simran Investment Group RCKT Common Stock I 2.662.972
2018-01-16 3 Makker Gotham By Simran Investment Group RCKT Common Stock I 2.662.972
2018-01-16 3 Patel Kinnari By Adaptive Technology, LLC RCKT Common Stock I 189.854
2018-01-16 3 Patel Kinnari By Adaptive Technology, LLC RCKT Common Stock I 189.854
2018-01-16 3 Shah Gaurav RCKT Common Stock D 1.523.700
2018-01-16 3 Shah Gaurav RCKT Common Stock D 1.523.700
2018-01-16 3 RTW INVESTMENTS, LP By RTW RCKT Common Stock I 31.107.710
2018-01-16 3 RTW INVESTMENTS, LP By RTW RCKT Common Stock I 31.107.710
2018-01-16 3 RTW INVESTMENTS, LP By RTW RCKT Common Stock I 31.107.710
2018-01-16 3 RTW INVESTMENTS, LP By RTW RCKT Common Stock I 31.107.710
2017-09-18 2017-09-14 4 RITTER DALE ITEK Common Stock M - Exercise D 12.500 19.827
2017-09-18 2017-01-17 4 RITTER DALE ITEK Restricted Stock Units M - Exercise D -12.500 37.500
2017-06-21 2017-06-20 4 BOESS CARSTEN ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 BARBERICH TIMOTHY J ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 Spivey Richard N. ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 Machado Patrick ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 CARROLL J MARTIN ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 Phillips Gary M. ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-06-21 2017-06-20 4 HOWES PAUL G ITEK Stock Options (Right to Buy) A - Award D 1,80 45.000 45.000
2017-01-24 2017-01-23 4 SOUTHWELL DAVID P ITEK Restricted Stock Units A - Award D 350.000 350.000
2017-01-24 2017-01-23 4 SOUTHWELL DAVID P ITEK Restricted Stock Units A - Award D 350.000 350.000
2017-01-24 2017-01-23 4 Baumgartner Rudolf A ITEK Restricted Stock Units A - Award D 175.000 175.000
2017-01-24 2017-01-23 4 Baumgartner Rudolf A ITEK Restricted Stock Units A - Award D 120.000 120.000
2017-01-19 2017-01-17 4 RITTER DALE ITEK Restricted Stock Units A - Award D 50.000 50.000
2017-01-09 2017-01-06 4 SOUTHWELL DAVID P ITEK Common Stock P - Purchase D 1,7500 60.000 105 62.765
2017-01-06 2017-01-04 4 DEVON PARK BIOVENTURES LP ITEK Common Stock J - Other I -9.857 0
2017-01-06 2017-01-04 4 DEVON PARK BIOVENTURES LP ITEK Common Stock J - Other I -3.243.709 9.857
2016-09-29 2016-09-28 4 BARBERICH TIMOTHY J ITEK Stock Options (Right to Buy) A - Award D 9,49 24.000 24.000
2016-08-18 2016-08-17 4 Machado Patrick ITEK Stock Options (Right to Buy) A - Award D 6,91 24.000 24.000
2016-06-27 2016-06-23 4 HOWES PAUL G ITEK Stock Options (Right to Buy) A - Award D 7,61 12.000 12.000
2016-06-27 2016-06-23 4 CARROLL J MARTIN ITEK Stock Options (Right to Buy) A - Award D 7,61 51.000 51.000
2016-06-27 2016-06-23 4 CARROLL J MARTIN ITEK Stock Options (Right to Buy) A - Award D 7,61 12.000 12.000
2016-06-27 2016-06-23 4 BOESS CARSTEN ITEK Stock Options (Right to Buy) A - Award D 7,61 12.000 12.000
2016-06-27 2016-06-23 4 Phillips Gary M. ITEK Stock Options (Right to Buy) A - Award D 7,61 12.000 12.000
2016-06-27 2016-06-23 4 Spivey Richard N. ITEK Stock Options (Right to Buy) A - Award D 7,61 12.000 12.000
2016-05-17 2016-05-13 4 CARROLL J MARTIN ITEK Common Stock P - Purchase D 9,0294 10.000 90 10.000
2016-04-04 2016-04-01 4 CARROLL J MARTIN ITEK Stock Options (Right to Buy) A - Award D 7,63 24.000 24.000
2016-03-24 2016-03-22 4 SOUTHWELL DAVID P ITEK Stock Options (Right to Buy) A - Award D 7,56 215.000 215.000
2016-03-24 2016-03-22 4 RITTER DALE ITEK Stock Options (Right to Buy) A - Award D 7,56 40.000 40.000
2016-03-24 2016-03-22 4 Baumgartner Rudolf A ITEK Stock Options (Right to Buy) A - Award D 7,56 165.000 165.000
2016-03-24 2016-03-22 4 McVicar William K. ITEK Stock Options (Right to Buy) A - Award D 7,56 135.000 135.000
2016-01-12 2016-01-11 4 BOESS CARSTEN ITEK Stock Options (Right to Buy) A - Award D 8,89 24.000 24.000
2015-11-18 2015-11-16 4 Rho Ventures IV Holdings LLC ITEK Common Stock J - Other D -127.711 0
2015-11-18 2015-11-16 4 Rho Ventures IV Holdings LLC ITEK Common Stock J - Other D -115.083 636.496
2015-10-13 2015-10-13 4 Phillips Gary M. ITEK Stock Options (Right to Buy) A - Award D 9,50 24.000 24.000
2015-07-20 2015-07-16 4 Spivey Richard N. ITEK Stock Options (Right to Buy) A - Award D 5,32 24.000 24.000
2015-07-16 2015-07-14 4 Devon Park Associates, L.P. ITEK Stock Options (Right to Buy) M - Exercise I 4,34 -9.857 0
2015-07-16 2015-07-14 4 Devon Park Associates, L.P. ITEK Common Stock M - Exercise D 4,3420 9.857 43 3.253.566
2015-06-26 2015-06-24 4 HOWES PAUL G ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 12.000 60 28.017
2015-06-26 2015-06-24 4 KARABELAS ARGERIS N ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 12.000 60 21.857
2015-06-26 2015-06-24 4 RITTER DALE ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 25.000 126 68.982
2015-06-26 2015-06-24 4 VOGELBAUM MARTIN ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 12.000 60 21.857
2015-06-26 2015-06-24 4 SOUTHWELL DAVID P ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 150.000 754 548.497
2015-06-26 2015-06-24 4 Peimer Isai ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 12.000 60 21.857
2015-06-26 2015-06-24 4 CARE CAPITAL II LLC ITEK Stock Options (Right to Buy) A - Award I 5,03 5,0300 12.000 60 21.857
2015-06-26 2015-06-24 4 Harel Ittai ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 12.000 60 21.857
2015-06-26 2015-06-24 4 Baumgartner Rudolf A ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 75.000 377 276.615
2015-06-26 2015-06-24 4 McVicar William K. ITEK Stock Options (Right to Buy) A - Award D 5,03 5,0300 75.000 377 276.094
2015-02-25 2015-02-23 4 MedImmune Ventures, Inc. ITEK Convertible Promissory Notes C - Conversion I -338.551 0
2015-02-25 2015-02-23 4 MedImmune Ventures, Inc. ITEK Series AA Convertible Preferred Stock C - Conversion I -4.013.692 0
2015-02-25 2015-02-23 4 MedImmune Ventures, Inc. See Footnotes ITEK Common Stock P - Purchase I 6,0000 416.667 2.500 1.917.906
2015-02-25 2015-02-23 4 MedImmune Ventures, Inc. See Footnotes ITEK Common Stock C - Conversion I 57.204 1.501.239
2015-02-25 2015-02-23 4 MedImmune Ventures, Inc. See Footnotes ITEK Common Stock C - Conversion I 1.255.123 1.444.035
2015-02-25 2015-02-23 4 CARE CAPITAL II LLC See Footnotes ITEK Series AA Convertible Preferred Stock C - Conversion I -4.459.658 0
2015-02-25 2015-02-23 4 CARE CAPITAL II LLC See Footnotes ITEK Convertible Promissory Notes C - Conversion I 0
2015-02-25 2015-02-23 4 CARE CAPITAL II LLC See Footnotes ITEK Common Stock P - Purchase I 6,0000 603.832 3.623 2.277.139
2015-02-25 2015-02-23 4 CARE CAPITAL II LLC See Footnotes ITEK Common Stock C - Conversion I 63.560 1.673.307
2015-02-25 2015-02-23 4 CARE CAPITAL II LLC See Footnotes ITEK Common Stock C - Conversion I 1.394.645 1.609.747
2015-02-25 2015-02-23 4 DEVON PARK BIOVENTURES LP ITEK Convertible Promissory Notes C - Conversion I -626.943 0
2015-02-25 2015-02-23 4 DEVON PARK BIOVENTURES LP ITEK Series AA Convertible Preferred Stock C - Conversion I -7.432.720 0
2015-02-25 2015-02-23 4 DEVON PARK BIOVENTURES LP See Footnotes ITEK Common Stock P - Purchase I 6,0000 814.166 4.885 3.243.709
2015-02-25 2015-02-23 4 DEVON PARK BIOVENTURES LP See Footnotes ITEK Common Stock C - Conversion I 105.933 2.429.543
2015-02-25 2015-02-23 4 DEVON PARK BIOVENTURES LP See Footnotes ITEK Common Stock C - Conversion I 2.323.610 2.323.610
2015-02-25 2015-02-23 4 Kantesaria Devang ITEK Convertible Promissory Notes C - Conversion I -626.943 0
2015-02-25 2015-02-23 4 Kantesaria Devang ITEK Series AA Convertible Preferred Stock C - Conversion I -7.432.720 0
2015-02-25 2015-02-23 4 Kantesaria Devang See Footnotes ITEK Common Stock P - Purchase I 6,0000 814.166 4.885 3.243.709
2015-02-25 2015-02-23 4 Kantesaria Devang See Footnotes ITEK Common Stock C - Conversion I 105.933 2.429.543
2015-02-25 2015-02-23 4 Kantesaria Devang See Footnotes ITEK Common Stock C - Conversion I 2.323.610 2.323.610
2015-02-25 2015-02-23 4 Pitango Venture Capital Principals Fund IV, L.P. ITEK Convertible Promissory Notes C - Conversion I -225.747 0
2015-02-25 2015-02-23 4 Pitango Venture Capital Principals Fund IV, L.P. ITEK Series AA Convertible Preferred Stock C - Conversion I -2.676.348 0
2015-02-25 2015-02-23 4 Pitango Venture Capital Principals Fund IV, L.P. See Footnotes ITEK Common Stock P - Purchase I 6,0000 212.375 1.274 1.292.584
2015-02-25 2015-02-23 4 Pitango Venture Capital Principals Fund IV, L.P. See Footnotes ITEK Common Stock C - Conversion I 38.143 1.080.209
2015-02-25 2015-02-23 4 Pitango Venture Capital Principals Fund IV, L.P. See Footnotes ITEK Common Stock C - Conversion I 847.424 1.042.066
2015-02-25 2015-02-23 4 KARABELAS ARGERIS N See Footnotes ITEK Convertible Promissory Notes C - Conversion I 0
2015-02-25 2015-02-23 4 KARABELAS ARGERIS N See Footnotes ITEK Series AA Convertible Preferred Stock C - Conversion I -4.459.658 0
2015-02-25 2015-02-23 4 KARABELAS ARGERIS N See Footnotes ITEK Common Stock P - Purchase I 6,0000 603.832 3.623 2.277.139
2015-02-25 2015-02-23 4 KARABELAS ARGERIS N See Footnotes ITEK Common Stock C - Conversion I 63.560 1.673.307
2015-02-25 2015-02-23 4 KARABELAS ARGERIS N See Footnotes ITEK Common Stock C - Conversion I 1.394.645 1.609.747
2015-02-25 2015-02-23 4 RHO VENTURES IV QP LP ITEK Convertible Promissory Notes C - Conversion I -432.591 0
2015-02-25 2015-02-23 4 RHO VENTURES IV QP LP ITEK Series AA Convertible Preferred Stock C - Conversion I -5.128.577 0
2015-02-25 2015-02-23 4 RHO VENTURES IV QP LP See Footnotes ITEK Common Stock P - Purchase I 6,0000 958.226 5.749 2.870.584
2015-02-25 2015-02-23 4 RHO VENTURES IV QP LP See Footnotes ITEK Common Stock C - Conversion I 73.092 1.912.358
2015-02-25 2015-02-23 4 RHO VENTURES IV QP LP See Footnotes ITEK Common Stock C - Conversion I 1.606.230 1.839.266
2015-02-18 3/A KARABELAS ARGERIS N See Footnotes ITEK Common Stock I 215.102
2015-02-17 3 Pitango G.C. Capital Holdings Ltd. See Footnotes ITEK Common Stock I 389.284
2015-02-17 3 Pitango G.C. Capital Holdings Ltd. See Footnotes ITEK Common Stock I 389.284
2015-02-17 3 Pitango G.C. Capital Holdings Ltd. See Footnotes ITEK Common Stock I 389.284
2015-02-17 3 Pitango G.C. Capital Holdings Ltd. See Footnotes ITEK Common Stock I 389.284
2015-02-17 3 Pitango G.C. Capital Holdings Ltd. See Footnotes ITEK Common Stock I 389.284
2015-02-17 3 MedImmune Ventures, Inc. ITEK Common Stock D 377.824
2015-02-17 3 MedImmune Ventures, Inc. ITEK Common Stock D 377.824
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 Care Capital Offshore Investments III LP See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 KARABELAS ARGERIS N See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 KARABELAS ARGERIS N See Footnotes ITEK Common Stock I 430.204
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
2015-02-17 3 LESCHLY MARK See Footnotes ITEK Common Stock I 466.072
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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