CEM / ClearBridge MLP and Midstream Fund Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ClearBridge MLP and Midstream Fund Inc
US ˙ NYSE ˙ US1846922003
QUESTO SIMBOLO NON E' PIU' ATTIVO

Indice del sentiment degli insider

L'indice del sentiment degli insider identifica le società le cui azioni vengono acquistate dagli insider aziendali.

È il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di insider. Il modello di punteggio utilizza una combinazione del numero netto di acquisti degli insider negli ultimi 90 giorni, delle azioni totali acquistate in percentuale del flottante e delle azioni totali possedute dagli insider. Il punteggio varia da 0 a 100: i numeri più alti indicano un livello di accumulo superiore ad altre società, mentre 50 rappresenta la media.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto accumulo di insider.

Indice del sentiment dei dirigenti

L'indice del sentiment dei dirigenti identifica le società le cui azioni vengono acquistate dai dirigenti aziendali.

Per definizione, i dirigenti aziendali sono insider della società, ma a differenza di altri insider (azionisti al 10% e membri del consiglio di amministrazione), i dirigenti lavorano quotidianamente per la società e utilizzano il proprio denaro quando fanno trading (gli azionisti al 10% e i membri del consiglio di amministrazione sono spesso gestori di fondi che gestiscono il denaro di altre persone). Pertanto, le operazioni di insider trading effettuate dai dirigenti sono molto più significative e devono essere trattate in modo appropriato.

Come l'indice del sentiment degli insider, l'indice del sentiment dei dirigenti è il risultato di un sofisticato modello quantitativo multi-fattore che identifica le società con i più alti livelli di accumulo di dirigenti.

Frequenza di aggiornamento: giornaliera

Vedi I preferiti degli insider, per accedere all'elenco delle società con il più alto sentiment degli insider.

Principali indicatori per gli insider

Questa scheda mostra il posizionamento della società in base a diversi indicatori di insider. Il grado percentile mostra come la società si colloca rispetto alle altre società dei mercati statunitensi. Posizioni più alte indicano situazioni migliori.

Ad esempio, è generalmente accettato che gli acquisti di insider siano un indicatore positivo, per cui le società con un maggior numero di acquisti di insider si classificherebbero più in alto rispetto a quelle con un minor numero di acquisti di insider (o addirittura di vendite di insider).

Numero netto di acquisti di insider (classifica)

N/A

Il numero netto di acquisti di insider è il numero totale di acquisti di insider meno il numero totale di vendite di insider negli ultimi 90 giorni. Il grado percentile è mostrato qui (intervallo da 0 a 100%).

Percentuale del flottante acquistato dagli insider (classifica)

N/A

La percentuale del flottante acquistato dagli insider è data dal numero totale di azioni acquistate dagli insider meno il numero totale di azioni vendute dagli insider negli ultimi 90 giorni, divisa per il flottante totale e moltiplicata per 100.

Grafico sull'insider trading

Il grafico seguente mostra le operazioni di insider trading di ClearBridge MLP and Midstream Fund Inc. Gli insider sono funzionari, direttori o investitori importanti di una società. In generale, è illegale per gli insider effettuare operazioni di compravendita nelle loro aziende sulla base di informazioni materiali non pubbliche. Ciò non significa che sia illegale per loro effettuare qualsiasi operazioni di trading nelle proprie aziende. Tuttavia, devono segnalare tutte le operazioni alla SEC tramite un modulo 4.

Lista degli insider e indicatori di redditività

Questa tabella mostra la lista degli insider noti ed è generata automaticamente a partire dai depositi effettuati presso la SEC. Oltre ai nomi, al titolo più recente e alla designazione di amministratore, funzionario o proprietario al 10%, forniamo le ultime partecipazioni divulgate. Inoltre, quando possibile, forniamo la performance storica delle transazioni dell'insider. La performance storica delle transazioni è una media ponderata della performance delle operazioni di acquisto sul mercato aperto effettuate dall'insider. Per maggiori informazioni su come viene calcolata, guarda questo webinar su YouTube.

See our leaderboard of most profitable insider traders.

Insider Utile medio (%) Azioni
possedute
Rettificato
per il frazionamento azionario

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Storico degli acquisti di insider - Analisi degli utili a breve termine

In questa sezione analizziamo la redditività di ogni acquisto non pianificato di insider effettuato sul mercato aperto in CEM / ClearBridge MLP and Midstream Fund Inc. Questa analisi aiuta a capire se l'insider genera costantemente rendimenti anomali e se vale la pena seguirlo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra gli acquisti più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
massimo
Prezzo al
massimo
Profitto
massimo ($)
Rendimento massimo (%)
2023-12-06 Saba Capital Management, L.P. 300 38,3400 300 38,3400 11.502 166 48.5500 3.063 26,63
2023-12-05 Saba Capital Management, L.P. 22.986 38,6300 22.986 38,6300 887.949
2023-12-04 Saba Capital Management, L.P. 17.378 38,6600 17.378 38,6600 671.833
2023-12-01 Saba Capital Management, L.P. 13.440 38,7800 13.440 38,7800 521.203
2023-11-30 Saba Capital Management, L.P. 19.348 38,3600 19.348 38,3600 742.189
2023-11-29 Saba Capital Management, L.P. 26.440 37,3900 26.440 37,3900 988.592
2023-11-28 Saba Capital Management, L.P. 28.533 36,7900 28.533 36,7900 1.049.729
2023-11-10 Saba Capital Management, L.P. 4.893 35,9500 4.893 35,9500 175.903
2023-11-09 Saba Capital Management, L.P. 44.315 35,5000 44.315 35,5000 1.573.182

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades
Storico delle vendite di insider - Analisi delle perdite a breve termine

In questa sezione, analizziamo l'evitamento delle perdite a breve termine di ogni vendita di insider non pianificata ed effettuata sul mercato aperto in CEM / ClearBridge MLP and Midstream Fund Inc. Un modello coerente di evitamento delle perdite può suggerire che future transazioni di vendita potrebbero predire cali di prezzo. L'analisi riguarda l'anno successivo a ciascuna operazione, e i risultati sono teorici .

La tabella seguente mostra le vendite più recenti sul mercato aperto che non facevano parte di un piano di trading automatico.

Data dell'operazione Insider Azioni
dichiarate
Prezzo
dichiarato
Azioni
rettificate
Prezzo
rettificato
Base di costo Giorni fino al
minimo
Prezzo al
minimo
Perdita massima
evitata ($)
Perdita massima
evitata (%)
2022-10-05 CRONIN DANIEL P 2.476 32,5092 2.476 32,5092 80.481 169 29.9500 -6.354 -7,89
2020-12-04 HUTCHINSON WILLIAM R 1.400 18,7700 1.400 18,7700 26.278
2019-12-19 Agdern Robert D 3.095 11,5000 619 57,5000 35.592
2019-11-21 COHEN HARRY D 7.234 9,9139 1.447 49,5695 71.719
2019-10-28 COHEN HARRY D 1.738 10,7017 348 53,5085 18.600
2018-12-31 Glasser Scott 24.584 10,2997 4.917 51,4985 253.207
2018-12-28 Freeman Richard A 31.421 10,1196 6.284 50,5980 317.966
2018-12-26 Freeman Richard A 26.611 9,8322 5.322 49,1610 261.645

Il prezzo rettificato è il prezzo rettificato per il frazionamento azionario. Le azioni rettificate sono le azioni rettificate per il frazionamento azionario.

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades
Storico delle transazioni

Clicca sull'icona del link per visualizzare la cronologia completa delle transazioni. Le transazioni segnalate come parte di un piano di trading automatico 10b5-1 saranno contrassegnate con una X nella colonna contrassegnata con 10b-5.

Data di
deposito
Data dell'
operazione
Modulo Insider Ticker Titolo Codice 10b5-1 Diretto Prezzo
di esercizio
Prezzo
unitario
Unità
modificate
Valore
modificato (1K)
Opzioni
rimanenti
Azioni
rimanenti
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson CEM Series M Mandatory Redeemable Preferred Stock (CEM) J - Other I 35,0000 -285.715 -10.000 0
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series I Mandatory Redeemable Preferred Stock (CEM) J - Other I 100.000,0000 -160 -16.000 0
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 J - Other I -2.051.904
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 J - Other I -1.492.294
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 J - Other I -559.610
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I -82 0
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I -44 0
2024-06-25 2024-06-21 4 Saba Capital Management, L.P. - CEM Common Stock U - Other I 49,6000 -2.189.802 -108.614 0
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock I 82
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock I 44
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I -56 26
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I -30 14
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due June 11, 2030 J - Other I -2.051.904
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due June 11, 2027 J - Other I -1.492.294
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due June 11, 2025 J - Other I -559.610
2024-04-10 3 Tarallo Nicole CEM Common Stock D 0
2024-01-03 3 Hinkle Matthew T. CEM Common Stock D 0
2024-01-02 3 McElroy Patrick CEM Common Stock D 0
2023-12-07 2023-12-06 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,3400 300 12 2.189.802
2023-12-07 2023-12-05 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,6300 22.986 888 2.189.502
2023-12-05 2023-12-04 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,6600 17.378 672 2.166.516
2023-12-05 2023-12-01 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,7800 13.440 521 2.149.138
2023-12-01 2023-11-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 38,3600 19.348 742 2.135.698
2023-12-01 2023-11-29 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,3900 26.440 989 2.116.350
2023-11-28 2023-11-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,7900 28.533 1.050 2.089.910
2023-11-13 2023-11-10 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,9500 4.893 176 2.061.377
2023-11-13 2023-11-09 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,5000 44.315 1.573 2.056.484
2023-11-09 2023-11-08 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,4700 59.909 2.125 2.012.169
2023-11-09 2023-11-07 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,8300 38.868 1.393 1.952.260
2023-11-06 2023-11-06 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5100 9.103 332 1.913.392
2023-11-06 2023-11-03 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5800 3.613 132 1.904.289
2023-11-03 2023-11-02 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,4100 87.614 3.190 1.900.676
2023-11-03 2023-11-01 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,2200 518 18 1.813.062
2023-10-31 2023-10-31 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,3200 4.578 157 1.812.544
2023-10-31 2023-10-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,0800 14.764 503 1.807.966
2023-10-30 2023-10-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,4000 44.184 1.520 1.793.202
2023-10-30 2023-10-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,7800 24.076 837 1.749.018
2023-10-25 2023-10-25 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0300 14.113 494 1.724.942
2023-10-03 2023-10-02 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,6800 30.772 1.067 1.710.829
2023-08-21 2023-08-18 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,1400 30.622 1.137 1.680.057
2023-08-21 2023-08-17 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,9300 4.975 184 1.649.435
2023-08-02 2023-07-31 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 37,1900 2.668 99 1.644.460
2023-07-31 2023-07-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,7700 24.216 890 1.641.792
2023-07-31 2023-07-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5500 6.701 245 1.617.576
2023-07-26 2023-07-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 36,5900 11.885 435 1.610.875
2023-07-25 2023-07-21 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,9800 26.288 946 1.598.990
2023-07-21 2023-07-20 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,8800 35.598 1.277 1.572.702
2023-07-21 2023-07-19 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,6000 11.677 416 1.537.104
2023-07-19 2023-07-18 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,4500 20.962 743 1.525.427
2023-07-19 2023-07-17 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,9400 44.435 1.553 1.504.465
2023-07-11 2023-07-11 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0800 4.635 163 1.460.030
2023-07-07 2023-07-05 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,7700 9.396 327 1.455.395
2023-07-05 2023-07-03 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 35,0800 14.536 510 1.445.999
2023-07-05 2023-06-30 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,8700 18.897 659 1.431.463
2023-06-30 2023-06-29 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,1300 336 11 1.412.566
2023-06-30 2023-06-28 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,3400 2.166 72 1.412.230
2023-06-28 2023-06-27 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9900 4 0 1.410.064
2023-06-28 2023-06-26 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9100 13.202 434 1.410.060
2023-06-26 2023-06-23 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,4700 7.771 252 1.396.858
2023-06-26 2023-06-22 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 32,9000 1.620 53 1.389.087
2023-06-22 2023-06-20 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,9600 7.685 261 1.387.467
2023-06-20 2023-06-16 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 34,1000 9.364 319 1.379.782
2023-06-20 2023-06-15 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,8400 3.477 118 1.370.418
2023-06-15 2023-06-14 4 Saba Capital Management, L.P. - CEM Common Stock P - Purchase I 33,4900 18.702 626 1.366.941
2023-06-14 3 Weinstein Boaz - CEM Common Stock I 1.348.239
2023-04-10 2023-01-08 4 GUARDIAN LIFE INSURANCE CO OF AMERICA 184692 6@5 Mandatory Redeemable Preferred Stock S - Sale D 100.000,0000 -42 -4.200 200.000
2023-02-14 3 GUARDIAN LIFE INSURANCE CO OF AMERICA 184692 6@5 Mandatory Redeemable Preferred Stock D 200.000
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series K Mandatory Redeemable Preferred Stock J - Other I 82 82
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock J - Other I -82 0
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series J Mandatory Redeemable Preferred Stock J - Other I 44 44
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock J - Other I -44 0
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series M Mandatory Redeemable Preferred Stock P - Purchase I 35,0000 285.715 10.000 285.715
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series I Mandatory Redeemable Preferred Stock J - Other I 100.000,0000 160 16.000 160
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock J - Other I 100.000,0000 -160 -16.000 0
2022-11-18 3 UNITED OF OMAHA LIFE INSURANCE CO acquired by United of Omaha Life Insurance Company a subsidiary CEM ClearBridge MLP and Midstream Fund Inc. I 157.143
2022-11-18 3 UNITED OF OMAHA LIFE INSURANCE CO CEM ClearBridge MLP and Midstream Fund Inc. D 71.429
2022-10-07 2022-10-05 4 CRONIN DANIEL P CEM Common Stock S - Sale D 32,5092 -2.476 -80 0
2020-12-07 2020-12-04 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale D 18,7700 -1.400 -26 0
2020-11-18 2020-11-16 4 Eades Chris CEM Common Stock P - Purchase D 15,6542 6.550 103 9.292
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 1.472.794,9700 -1.442.402 -2.124.362.351 0
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 1.070.505,8600 -1.049.020 -1.122.981.640 0
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 401.323,8600 -393.382 -157.873.723 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 972.749,8900 -943.627 -917.913.498 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 707.057,9400 -686.275 -485.235.841 0
2020-03-26 2020-03-25 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 265.072,3800 -257.353 -68.217.156 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 4.584.891,6600 -4.448.529 -20.396.025.391 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 3.332.633,3300 -3.235.294 -10.782.049.017 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 1.249.393,7500 -1.213.235 -1.515.808.589 0
2020-03-13 2020-03-13 4 Clarfeld Michael CEM Common Stock P - Purchase D 3,1158 5.000 16 7.000
2020-03-12 2020-03-12 4 CRONIN DANIEL P CEM Common Stock P - Purchase D 3,6036 5.000 18 10.066
2019-12-23 2019-12-19 4 Agdern Robert D CEM Common Stock S - Sale D 11,5000 -3.095 -36 0
2019-12-02 2019-11-21 4 COHEN HARRY D Children and Grandchildren's accounts CEM Common Stock S - Sale I 9,9139 -7.234 -72 7.215
2019-10-30 2019-10-28 4 COHEN HARRY D CEM Common Stock S - Sale D 10,7017 -1.738 -19 0
2019-09-30 3 Berarducci Christopher CEM Common Stock D 0
2019-01-09 3 Kumar Nisha CEM Common Stock D 0
2019-01-03 2018-12-31 4 Glasser Scott CEM Common Stock S - Sale D 10,2997 -24.584 -253 0
2019-01-02 3/A Glasser Scott CEM Common Stock D 13.000
2019-01-02 2018-12-28 4 Freeman Richard A CEM Common Stock S - Sale D 10,1196 -31.421 -318 0
2018-12-28 2018-12-26 4 Freeman Richard A CEM Common Stock S - Sale D 9,8322 -26.611 -262 31.421
2018-12-14 2018-12-12 4 Murphy Terrence CEM Common Stock S - Sale D 11,3929 -6.479 -74 0
2018-12-12 2018-12-10 4/A COHEN HARRY D CEM Common Stock S - Sale D 11,2534 -58.784 -662 1.738
2018-12-12 2018-12-10 4 COHEN HARRY D CEM Common Stock S - Sale D 11,2534 -58.784 -662 1.738
2018-12-06 2018-12-04 4 MANNING BARBARA BROOKE CEM Common Stock S - Sale D 12,1205 -1.608 -19 0
2018-10-16 2016-02-25 5 KNIGHTS OF COLUMBUS CEM 4.21% due 7/10/2024 J - Other D 1.000,0000 -9.607 -9.607 40.393.013
2018-05-15 2018-05-14 4 HUTCHINSON WILLIAM R CEM Common Stock P - Purchase D 14,7580 7.000 103 7.000
2018-03-12 2018-03-12 4 COLMAN CAROL L CEM Common Stock P - Purchase D 14,4800 2.000 29 8.120
2018-03-12 2018-03-08 4 COLMAN CAROL L CEM Common Stock P - Purchase D 14,1456 5.000 71 6.120
2017-12-12 2017-12-11 4 Eades Chris CEM Common Stock P - Purchase D 13,7105 1.830 25 6.430
2017-12-08 2017-12-07 4 Vanderlee Peter CEM Common Stock S - Sale D 12,8800 -500 -6 2.800
2017-09-14 2017-09-13 4 Eades Chris CEM Common Stock P - Purchase D 14,9590 1.000 15 4.600
2017-06-02 3 Cashman Frances CEM Common Stock D 0
2017-06-01 2017-05-31 4 Eades Chris CEM Common Stock P - Purchase D 15,6833 1.600 25 3.600
2017-05-16 3 Kuehl Todd F CEM Common Stock D 0
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 I
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 I
2017-04-28 3/A AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 I
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.76% Senior Secured Notes Series K due 6/11/2030 J - Other I 2.155.807,8600 -2.113.537 -4.556.379.936 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.56% Senior Secured Notes Series J due 6/11/2027 J - Other I 1.567.860,2600 -1.537.118 -2.409.986.070 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM 3.46% Senior Secured Notes Series I due 6/11/2025 J - Other I 587.947,6000 -576.419 -338.904.297 0
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock J - Other I 102.000,0000 -218 -22.236 82
2017-04-28 2016-02-12 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock J - Other I 102.000,0000 -116 -11.832 44
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-5) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-3) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-2) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-7) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-6) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-4) D 0
2017-02-27 3 METROPOLITAN LIFE INSURANCE CO/NY CEM ClearBridge Energy MLP Fund Inc. (Exh 99-1) D 0
2016-12-22 2016-12-20 4 Vanderlee Peter CEM Common Stock P - Purchase D 15,2900 300 5 3.300
2016-12-21 2016-12-19 4 Freeman Richard A CEM Common Stock S - Sale D 15,0550 -6.601 -99 47.877
2016-09-19 2016-09-16 4 KAMERICK EILEEN A CEM Common Stock P - Purchase D 15,3848 1.382 21 1.382
2016-07-25 2016-07-21 4 Agdern Robert D CEM Common Stock P - Purchase D 16,0668 3.095 50 3.095
2016-03-29 3 Eakes Brian CEM Common Stock D 0
2016-03-29 3 Johnson Terence CEM Common Stock D 0
2016-03-29 3 Kenney John CEM Common Stock D 0
2016-03-29 3 Eede Justin CEM Common Stock D 0
2016-02-26 2016-02-24 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock J - Other I 103.132,0000 -420 -43.315 160
2016-02-26 2016-02-24 4 PRUDENTIAL FINANCIAL INC By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock J - Other I 102.958,0000 -152 -15.650 58
2015-12-09 2015-12-07 4 COHEN HARRY D CEM Common Stock P - Purchase D 13,9720 10.000 140 57.479
2015-12-03 2015-12-01 4 COHEN HARRY D CEM Common Stock P - Purchase D 18,5200 15.000 278 46.666
2015-09-29 2015-09-25 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale D 19,2679 -3.499 -67 0
2015-09-29 2015-09-25 4 HUTCHINSON WILLIAM R CEM Common Stock S - Sale I 19,2671 -2.501 -48 0
2015-09-14 2015-09-10 4 COLMAN CAROL L CEM Common Stock S - Sale D 21,0600 -2.000 -42 1.120
2015-07-29 2015-07-28 4 Vanderlee Peter CEM Common Stock P - Purchase D 21,8500 500 11 3.000
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock I 760
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock I 620
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series G Mandatory Redeemable Preferred Stock I 760
2015-06-22 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries CEM Series F Mandatory Redeemable Preferred Stock I 620
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1.000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1.000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1.370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1.000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1.370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P CEM Series C Mandatory Redeemable Preferred Stock I 1.000
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1.370
2015-06-22 3 Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person CEM Series D Mandatory Redeemable Preferred Stock I 1.370
2015-04-24 3 Trust Jane CEM Common Stock D 0
2015-03-05 2015-03-03 4 Fuller Kenneth CEM Common Stock P - Purchase D 26,6500 300 8 300
2015-01-16 3 GUARDIAN LIFE INSURANCE CO OF AMERICA CEM Series B Mandatory Redeemable Pref. Stock par value $0.001 D 300
2015-01-16 3 GUARDIAN LIFE INSURANCE CO OF AMERICA CEM Series B Mandatory Redeemable Pref. Stock par value $0.001 D 300
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC See Footnote 1. CEM 3.85% Series A Mandatory Redeemable Preferred Stock I 450
2015-01-14 3 SUN LIFE FINANCIAL INC CEM 3.85% Series A Mandatory Redeemable Preferred Stock D 450
2015-01-09 3 Agdern Robert D CEM Common Stock D 0
2014-10-09 3 Clearbridge Investments, LLC CEM Common Stock D 0
2014-09-23 3 Glasser Scott CEM Common Stock D 0
2014-09-23 3 Olmert Amy CEM Common Stock D 0
2014-09-23 3 Nachtwey Peter CEM Common Stock D 0
2014-09-23 3 List Cynthia CEM Common Stock D 0
2014-09-23 3 Nattans Jeffrey Allen CEM Common Stock D 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO CEM 4.06% Senior Secured Notes, Series C, due July 2022 D 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO By Northwestern Long Term Care Insurance Company CEM 4.06% Senior Secured Notes, Series C, due July 2022 I 0
2014-05-07 3 NORTHWESTERN MUTUAL LIFE INSURANCE CO CEM 4.20% Senior Secured Notes, Series A, due April 2026 D 0
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 3.600.000 3.600 3.600.000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 1.150.000 1.150 1.150.000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By Babson Capital Management LLC CEM Senior Secured Notes Series A Due 2026 P - Purchase I 1,0000 2.500.000 2.500 2.500.000
2014-05-02 2014-04-30 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series A Due 2026 P - Purchase D 1,0000 17.750.000 17.750 17.750.000
2013-06-28 2013-06-26 4 Eades Chris CEM Common Stock P - Purchase D 27,0080 1.000 27 2.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series A D 45.000.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited CEM Senior Secured Notes Series D I 2.900.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series B D 45.000.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO CEM Senior Secured Notes Series D D 37.100.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series A I 5.000.000
2013-06-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company CEM Senior Secured Notes Series B I 5.000.000
2013-06-05 3 Fuller Kenneth CEM Common Stock D 0
2013-02-07 3 KAMERICK EILEEN A CEM Common Stock D 0
2013-01-04 2013-01-02 4 COHEN HARRY D CEM Common Stock P - Purchase I 23,7881 2.000 48 2.000
2013-01-04 2013-01-02 4 COHEN HARRY D CEM Common Stock P - Purchase I 23,7825 2.000 48 4.138
2011-12-02 3 Sennett Richard CEM Common Stock D 0
P
Acquisto sul mercato aperto o privato di un titolo non derivato o derivato
S
Vendita sul mercato aperto o privato di un titolo non derivato o derivato
A
Concessione, assegnazione o altra acquisizione di titoli dall'azienda (ad esempio un'opzione)
C
Conversione di un derivato
D
Vendita o trasferimento di titoli alla società
F
Pagamento del prezzo di esercizio o del debito fiscale con la quota di titoli ricevuta dalla società
G
Regalo di titoli da parte o a favore dell'insider
K
Equity swap e operazioni di copertura analoghe
M
Esercizio o conversione di un titolo derivato ricevuto dall'azienda (ad esempio un'opzione)
V
Una transazione dichiarata volontariamente sul modulo 4
J
Altro (accompagnato da una nota a piè di pagina che descriva l'operazione)
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