Statistiche di base
| CIK | 1602508 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to FundX Investment Trust - FundX ETF
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| June 6, 2025 |
As filed with the Securities and Exchange Commission on June 6, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 26, 2024 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 December 26, 2024 VIA EDGAR TRANSMISSION Mr. |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: oPreliminary Proxy Statement. oConfidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). xDefini |
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| November 26, 2024 |
FundX Investment Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 November 26, 2024 VIA EDGAR TRANSMISSION Mr. Daniel Greenspan U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: FundX Investment Trust (the “Trust”) File Nos.: 333-194652 and 811-22951 FundX ETF (S000077552) FundX F |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: xPreliminary Proxy Statement. oConfidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). oDefini |
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| August 8, 2024 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 August 8, 2024 VIA EDGAR TRANSMISSION Mr. |
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| October 5, 2023 |
As filed with the Securities and Exchange Commission on October 5, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 25, 2023 |
DRAFT [Closing Date] FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Company1, on behalf of each Target Fund, and (ii) the Acquiring Company, on behalf of each Acquiring Fund in connection with the Agreement providing for the acquisition by the Acquiring Fund of all of the assets and the assumption by the Acquiring Funds of all of the liabilities of each Target Fund, in exchange for shares of the corresponding Acquiring Fund (the "Reorganization"), as set forth in the Agreement. |
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| August 25, 2023 |
FIRST AMENDMENT TO THE ETF TRANSFER AGENT SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF TRANSFER AGENT SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Transfer Agent Servicing Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) U. |
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| August 25, 2023 |
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 28, 2022, by and between FundX Investment Trust and Quasar Distributors, LLC (together, the “Parties”) is effective as of , 2023. |
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| August 25, 2023 |
POWER OF ATTORNEY Each undersigned Trustee of FundX Investment Trust (the ''Trust") hereby appoints William McDonnell, Sean McKeon, and Jeff Smith, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an "Attorney-in-Fact") with the power and authority to do any and all acts and things and to execute a |
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| August 25, 2023 |
FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENT FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Custody Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust, (the “Trust”), and U. |
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| August 25, 2023 |
Filed with the U.S. Securities and Exchange Commission on August 24, 2023 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) (Check appropriate box or boxes.) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 East Fin |
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| August 25, 2023 |
Date Filed Submission Type Accession Number August 15, 2023 N-14 0000894189-23-005621 FundX Investment Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 VIA EDGAR TRANSMISSION August 24, 2023 U.S. Securities and Exchange Commission (the “Commission”) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: FundX Investment Trust (the “Trust”) SEC File Number: 333-273993 To the Commission: Pursuant to Rule 477 under the S |
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| August 25, 2023 |
FIRST AMENDMENT TO THE ETF FUND ADMINISTRATION SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF FUND ADMINISTRATION SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Fund Administration Servicing Agreement, dated as of August 29, 2022 (the “Agreement”), is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| August 25, 2023 |
FIRST AMENDMENT TO THE ETF FUND ACCOUNTING SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF FUND ACCOUNTING SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Fund Accounting Servicing Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust, (the “Trust”) and U. |
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| August 25, 2023 |
FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 31st day of August 2022, by and between FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Funds”), and One Capital Management LLC (the “Advisor”). |
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| August 25, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of FundX Investment Trust with respect to the FundX Flexible Income Fund and the FundX Conservative Upgrader Fund, each a series of shares of FundX Investment Trust, and to the use of our report dated November 23, 2022 on the financial statements and financial highlights included in the 2022 Annual Report. |
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| August 25, 2023 |
August , 2023 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 91101 Re: Registration Statement on Form N-14 as it relates to FundX Conservative Upgrader Fund and FundX Flexible Income Fund in connection with their respective reorganizations into FundX Conservative ETF and FundX Flexible ETF Ladies and Gentlemen: We have acted as counsel to FundX Investment Trust, a Delaware statutory trust (the “Trust”), in connection with the filing with the Securities and Exchange Commission (the “SEC”) of the Trust’s Registration Statement on Form N-14 (File Nos. |
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| August 15, 2023 |
FIRST AMENDMENT TO THE ETF FUND ACCOUNTING SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF FUND ACCOUNTING SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Fund Accounting Servicing Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust, (the “Trust”) and U. |
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| August 15, 2023 |
FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 31st day of August 2022, by and between FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Funds”), and One Capital Management LLC (the “Advisor”). |
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| August 15, 2023 |
POWER OF ATTORNEY Each undersigned Trustee of FundX Investment Trust (the ''Trust") hereby appoints William McDonnell, Sean McKeon, and Jeff Smith, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an "Attorney-in-Fact") with the power and authority to do any and all acts and things and to execute a |
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| August 15, 2023 |
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 28, 2022, by and between FundX Investment Trust and Quasar Distributors, LLC (together, the “Parties”) is effective as of , 2023. |
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| August 15, 2023 |
DRAFT [Closing Date] FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Company1, on behalf of each Target Fund, and (ii) the Acquiring Company, on behalf of each Acquiring Fund in connection with the Agreement providing for the acquisition by the Acquiring Fund of all of the assets and the assumption by the Acquiring Funds of all of the liabilities of each Target Fund, in exchange for shares of the corresponding Acquiring Fund (the "Reorganization"), as set forth in the Agreement. |
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| August 15, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of FundX Investment Trust with respect to the FundX Flexible Income Fund and the FundX Conservative Upgrader Fund, each a series of shares of FundX Investment Trust, and to the use of our report dated November 23, 2022 on the financial statements and financial highlights included in the 2022 Annual Report. |
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| August 15, 2023 |
FIRST AMENDMENT TO THE ETF TRANSFER AGENT SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF TRANSFER AGENT SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Transfer Agent Servicing Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) U. |
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| August 15, 2023 |
August , 2023 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 91101 Re: Registration Statement on Form N-14 as it relates to FundX Conservative Upgrader Fund and FundX Flexible Income Fund in connection with their respective reorganizations into FundX Conservative ETF and FundX Flexible ETF Ladies and Gentlemen: We have acted as counsel to FundX Investment Trust, a Delaware statutory trust (the “Trust”), in connection with the filing with the Securities and Exchange Commission (the “SEC”) of the Trust’s Registration Statement on Form N-14 (File Nos. |
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| August 15, 2023 |
Filed with the U.S. Securities and Exchange Commission on August 15, 2023 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) (Check appropriate box or boxes.) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 East Fin |
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| August 15, 2023 |
FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENT FIRST AMENDMENT TO THE ETF CUSTODY AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Custody Agreement (the “Agreement”), dated as of August 29, 2022, is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust, (the “Trust”), and U. |
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| August 15, 2023 |
FIRST AMENDMENT TO THE ETF FUND ADMINISTRATION SERVICING AGREEMENT FIRST AMENDMENT TO THE ETF FUND ADMINISTRATION SERVICING AGREEMENT THIS FIRST AMENDMENT (this “Amendment”) to the ETF Fund Administration Servicing Agreement, dated as of August 29, 2022 (the “Agreement”), is made and entered into by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| August 14, 2023 |
FundX Investment Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 VIA EDGAR TRANSMISSION August 11, 2023 U.S. Securities and Exchange Commission (the “Commission”) Division of Investment Management 100 F Street NE Washington, DC 20549 Re: FundX Investment Trust (the “Trust”) SEC File Numbers: 333-194652; 811-22951 To the Commission: Pursuant to Rule 477 |
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| December 2, 2022 |
EX-99.(9) 4 exhibit9fundxetfcustodyagr.htm EX-99.(9) CUSTODY AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. ETF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between FUNDX INVESTMENT TRUST, a Delaware statutory |
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| December 2, 2022 |
ETF FUND ADMINISTRATION SERVICING AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| December 2, 2022 |
Filed with the U.S. Securities and Exchange Commission on December 2, 2022 1933 Act Registration File No. 333-267121 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 East Fi |
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| December 2, 2022 |
October 17, 2022 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Company1, on behalf of each Target Fund, and (ii) the Acquiring Company, on behalf of each Acquiring Fund in connection with the Agreement providing for the acquisition by the Acquiring Fund of all of the assets and the assumption by the Acquiring Funds of all of the liabilities of each Target Fund, in exchange for shares of the corresponding Acquiring Fund (the "Reorganization"), as set forth in the Agreement. |
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| December 2, 2022 |
EX-99.(7) 3 fundxit-qdetfdaxnonxotxexe.htm EX-99.(7) DISTRIBUTION AGREEMENT ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 28 day of September 2022, by and between FundX Investment Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 101 Montgomery Street, Suite 2400, San Francisco, CA 94104, and Quasar Distributors, LLC, |
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| December 2, 2022 |
FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (the ?Agreement?) is made as of the day of 2022, by and between FundX Investment Trust, a Delaware statutory trust (the ?Trust?), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the ?Funds?), and One Capital Management LLC (the ?Advisor?). |
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| December 2, 2022 |
ETF FUND ACCOUNTING SERVICING AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| December 2, 2022 |
ETF TRANSFER AGENT SERVICING AGREEMENT Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| October 12, 2022 |
As filed with the Securities and Exchange Commission on October 12, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 27, 2022 |
CORRESP 1 filename1.htm FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104-3008 September 27, 2022 VIA EDGAR TRANSMISSION Mr. Chad Eskildsen United States Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Number: 333-267121 Dear Mr. Eskildsen: This correspondence is being filed in response |
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| September 26, 2022 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(14) 2 consentn-14filingfundx9x26.htm EX-99.(14) CONSENT IND PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Fund X Investment Trust with respect to FundX Upgrader Fund and FundX Aggressive Upgrader Fund, each a series of FundX Investment Trust, and to the use of our report |
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| September 26, 2022 |
Filed with the U.S. Securities and Exchange Commission on September 26, 2022 Registration No. 333-267121 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 Pre-Effective Amendment No. 1 [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) (Check appropriate box or boxes.) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 |
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| September 22, 2022 |
CORRESP 1 filename1.htm FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104-3008 September 22, 2022 VIA EDGAR TRANSMISSION Ms. Valerie Lithotomos United States Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Number: 333-194652 Dear Ms. Lithotomos: This correspondence is being filed in resp |
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| September 19, 2022 |
FundX Investment Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 September 19, 2022 VIA EDGAR SUBMISSION ? FORM DEL AM Mr. Daniel Greenspan and Ms. Valerie Lithotomos U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Delaying Amendment for the FundX Upgrader Fund and FundX Aggressive Upgrader Fund (the ?Targ |
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| August 26, 2022 |
POWER OF ATTORNEY Each undersigned Trustee of FundX Investment Trust (the ''Trust") hereby appoints William McDonnell, Sean McKeon, and Jeff Smith, each an officer of the Trust, each individually with power of substitution or resubstitution, his true and lawful attorneys-in-fact and agents (each, an "Attorney-in-Fact") with the power and authority to do any and all acts and things and to execute a |
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| August 26, 2022 |
Consent of Independent Registered Public Accounting Firm Tait, Weller & Baker LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Fund X Investment Trust with respect to FundX Upgrader Fund and FundX Aggressive Upgrader Fund, each a series of FundX Investment Trust, and to the use of our report dated November 19, 2021 on the financial statements and financial highlights included in the 2021 Annual Report. |
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| August 26, 2022 |
Form of Fund Accounting Servicing Agreement Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 26, 2022 |
Opinion and Consent of Cravath & Associates, LLC regarding the validity of shares to be issued Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, MD 20879 Phone: 240. |
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| August 26, 2022 |
Form of Opinion and Consent of Practus, LLP regarding certain tax matters DRAFT FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Company1, on behalf of each Target Fund, and (ii) the Acquiring Company, on behalf of each Acquiring Fund in connection with the Agreement providing for the acquisition by the Acquiring Fund of all of the assets and the assumption by the Acquiring Funds of all of the liabilities of each Target Fund, in exchange for shares of the corresponding Acquiring Fund (the "Reorganization"), as set forth in the Agreement. |
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| August 26, 2022 |
Filed with the U.S. Securities and Exchange Commission on August 26, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) (Check appropriate box or boxes.) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 East Financ |
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| August 26, 2022 |
Form of Fund Administration Servicing Agreement Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 26, 2022 |
Form of Investment Advisory Agreement between the Trust and One Capital Management LLC FUNDX INVESTMENT TRUST FORM OF INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (the ?Agreement?) is made as of the day of 2022, by and between FundX Investment Trust, a Delaware statutory trust (the ?Trust?), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the ?Funds?), and One Capital Management LLC (the ?Advisor?). |
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| August 26, 2022 |
Form of Fund Transfer Agent Servicing Agreement Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 26, 2022 |
Form of Custody Agreement between the Trust and U.S. Bank National Association Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. |
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| August 26, 2022 |
Form of Distribution Agreement between the Trust and Foreside Fund Services, LLC FORM OF ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) is made this day of 2022, by and between FundX Investment Trust, a Delaware statutory trust (the ?Trust?) having its principal place of business at 101 Montgomery Street, Suite 2400, San Francisco, CA 94104, and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor?) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101. |
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| August 24, 2022 |
FUNDX SUSTAINABLE IMPACT FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2022 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 24, 2022 |
FUNDX FLEXIBLE INCOME FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2022 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 24, 2022 |
FUNDX AGGRESSIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2022 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 24, 2022 |
FUNDX CONSERVATIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2022 (UNAUDITED) Shares Value Investment Companies: 100. |
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| August 24, 2022 |
FUNDX UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2022 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 18, 2022 |
FUNDX AGGRESSIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 18, 2022 |
FUNDX FLEXIBLE INCOME FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 18, 2022 |
FUNDX SUSTAINABLE IMPACT FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2021 (UNAUDITED) Shares Value Investment Companies: 98. |
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| February 18, 2022 |
FUNDX CONSERVATIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 18, 2022 |
FUNDX UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 18, 2021 |
FUNDX SUSTAINABLE IMPACT FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 18, 2021 |
FUNDX UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 18, 2021 |
FUNDX AGGRESSIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 18, 2021 |
FUNDX CONSERVATIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 18, 2021 |
FUNDX FLEXIBLE INCOME FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2021 (UNAUDITED) Shares Value Investment Companies: 99. |
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| July 8, 2021 |
FundX Investment Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 July 8, 2021 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Numbers: 333-194652; 811-22951 Dear Sir or Madam: On behalf of the T |
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| July 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| July 7, 2021 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104-3008 July 7, 2021 VIA EDGAR TRANSMISSION Mr. |
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| June 25, 2021 |
FundX Investment Trust c/o U.S. Bank Global Fund Services 2020 East Financial Way, Suite 100 Glendora, California 91741 June 25, 2021 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Numbers: 333-194652; 811-22951 Dear Sir or Madam: On behalf of the |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement. o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| February 11, 2021 |
FUNDX AGGRESSIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 11, 2021 |
FUNDX CONSERVATIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 11, 2021 |
FUNDX FLEXIBLE INCOME FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 11, 2021 |
FUNDX SUSTAINABLE IMPACT FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| February 11, 2021 |
FUNDX UPGRADER FUND SCHEDULE OF INVESTMENTS AT DECEMBER 31, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| November 27, 2020 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104 November 27, 2020 VIA EDGAR TRANSMISSION Mr. |
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| August 6, 2020 |
FUNDX CONSERVATIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 6, 2020 |
FUNDX UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 6, 2020 |
FUNDX FLEXIBLE INCOME FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 6, 2020 |
FUNDX SUSTAINABLE IMPACT FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2020 (UNAUDITED) Shares Value Investment Companies: 99. |
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| August 6, 2020 |
FUNDX AGGRESSIVE UPGRADER FUND SCHEDULE OF INVESTMENTS AT JUNE 30, 2020 (UNAUDITED) Shares Value Investment Companies: 100. |
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| February 7, 2020 |
CERTIFICATION I, Jeff Smith, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
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| February 7, 2020 |
As filed with the Securities and Exchange Commission on February 7, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 24, 2020 |
HOTFX / FundX Aggressive Upgrader Fund CORRESP - - FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104 January 24, 2020 VIA EDGAR TRANSMISSION Mr. |
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| November 26, 2019 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 November 26, 2019 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street, N. |
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| August 5, 2019 |
As filed with the Securities and Exchange Commission on August 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 5, 2019 |
CERTIFICATION I, Jeff Smith, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
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| June 26, 2019 |
Fundx Investment Trust CORRESP - - CORRESP 1 filename1.htm FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 June 26, 2019 VIA EDGAR TRANSMISSION Ms. Megan Miller Ms. Lauren Hamilton United States Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Number: 333-231756 Re: FundX Tactical Upgrader Fund FundX Conserv |
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| June 21, 2019 |
Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, MD 20879 (240) 338-2220 June 21, 2019 The Board of Trustees FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Ladies and Gentlemen: We have acted as counsel to FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its separate investment series the FundX Conservative Upgrader Fund |
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| June 21, 2019 |
Fundx Investment Trust CORRESP - - FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 June 21, 2019 VIA EDGAR TRANSMISSION Ms. |
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| June 21, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of FundX Investment Trust with respect to the FundX Tactical Upgrader Fund and FundX Conservative Upgrader Fund, and to the use of our report dated November 27, 2018 on the financial statements and financial highlights included in the 2018 Annual Report. |
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| June 21, 2019 |
FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, California 94104-3008 June 21, 2019 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 ?F? Street, N. |
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| June 21, 2019 |
N-14/A 1 fundxn14.htm N-14/A As filed with the Securities and Exchange Commission on June 21, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter |
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| June 21, 2019 |
Fundx Investment Trust CORRESP - - FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 June 21, 2019 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 ?F? Street, N. |
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| May 24, 2019 |
Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, MD 20879 (240) 338-2220 May 23, 2019 EX-11 2 fundxtacticalconservativer.htm EXHIBIT 11 Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, MD 20879 (240) 338-2220 May 23, 2019 The Board of Trustees FundX Investment Trust 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 Ladies and Gentlemen: We have acted as counsel to FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its separate invest |
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| May 24, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of FundX Investment Trust with respect to the FundX Tactical Upgrader Fund and FundX Conservative Upgrader Fund, and to the use of our report dated November 27, 2018 on the financial statements and financial highlights included in the 2018 Annual Report. |
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| May 24, 2019 |
As filed with the Securities and Exchange Commission on May 24, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) FUNDX INVESTMENT TRUST (Exact Name of Registrant as Specified in Charter) 2020 East Financial Way, Suite |
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| May 24, 2019 |
May , 2019 DRAFT FundX Tactical Upgrader Fund c/o U.S. Bancorp Fund Services, LLC P.O. Box 701 Milwaukee, WI 53201 FundX Conservative Upgrader Fund c/o U.S. Bancorp Fund Services, LLC P.O. Box 701 Milwaukee, WI 53201 Dear Ladies and Gentlemen: You have requested our opinion regarding certain federal income tax consequences to the FundX Tactical Upgrader Fund (the “Acquired Fund”), a series of Fund |
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| May 24, 2019 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 May 24, 2019 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street, N. |
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| February 7, 2019 |
CERTIFICATION I, Jeff Smith, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
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| February 7, 2019 |
N-Q 1 fundxnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 101 Montgomery Street, Suite 2400 San Francisco, CA 9410 |
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| August 21, 2018 |
N-Q 1 fundxnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 101 Montgomery Street, Suite 2400 San Francisco, CA 9410 |
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| August 21, 2018 |
EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Jeff Smith, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| February 20, 2018 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 101 Montgomery Street, Suite 2400 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) Jef |
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| February 20, 2018 |
CERTIFICATION I, Jeff Smith, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cover |
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| November 24, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees FundX Investment Trust San Francisco, CA In planning and performing our audits of the financial statements of FundX Upgrader Fund, FundX Aggressive Upgrader Fund, FundX Conservative Upgrader Fund, Fund X Flexible Income Fund, FundX Tactical Upgrader Fund, and FundX Sustainable Impact Fund (collectively the ? |
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| August 8, 2017 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| August 8, 2017 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 fundxnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 101 Montgomery Street, Suite 2400 San Francisco, CA 9410 |
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| March 6, 2017 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 March 6, 2017 VIA EDGAR TRANSMISSION Ms. |
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| February 14, 2017 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 February 14, 2017 VIA EDGAR TRANSMISSION Ms. |
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| February 9, 2017 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| February 9, 2017 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 fundxnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 235 Montgomery Street, Suite 1049 San Francisco, CA 9410 |
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| January 26, 2017 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 January 26, 2017 VIA EDGAR TRANSMISSION Ms. |
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| November 22, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees FundX Investment Trust San Francisco, CA In planning and performing our audits of the financial statements of FundX Upgrader Fund, FundX Aggressive Upgrader Fund, FundX Conservative Upgrader Fund, Fund X Flexible Income Fund, FundX Tactical Upgrader Fund, and FundX Flexible Total Return Fund (collectively th |
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| November 15, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 November 15, 2016 VIA EDGAR TRANSMISSION Ms. |
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| November 14, 2016 |
Fundx Investment Trust CORRESP - - CORRESP 1 filename1.htm FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 November 14, 2016 VIA EDGAR TRANSMISSION Ms. Lisa Larkin Division of Investment Management United States Securities and Exchange Commission 100 “F” Street, N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the “Trust”) SEC File Numbers: 333-194652; 811-22951 Dear Ms. Larkin: |
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| September 27, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 September 27, 2016 VIA EDGAR TRANSMISSION Ms. |
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| September 20, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 September 20, 2016 VIA EDGAR TRANSMISSION Ms. |
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| August 8, 2016 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| August 8, 2016 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 235 Montgomery Street, Suite 1049 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) Jas |
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| July 15, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 July 15, 2016 VIA EDGAR TRANSMISSION Division of Investment Management United States Securities and Exchange Commission 100 “F” Street, N. |
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| March 18, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 March 18, 2016 VIA EDGAR TRANSMISSION Megan Miller Staff Accountant United States Securities and Exchange Commission Division of Investment Management 100 "F" Street N. |
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| March 4, 2016 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 March 4, 2016 VIA EDGAR TRANSMISSION Megan Miller Staff Accountant United States Securities and Exchange Commission Division of Investment Management 100 "F" Street N. |
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| February 9, 2016 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| February 9, 2016 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 235 Montgomery Street, Suite 1049 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) Jas |
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| November 25, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees FundX Investment Trust San Francisco, CA In planning and performing our audits of the financial statements of FundX Upgrader Fund, FundX Aggressive Upgrader Fund, FundX Conservative Upgrader Fund, Fund X Flexible Income Fund, FundX Tactical Upgrader Fund, and FundX Flexible Total Return Fund (collectively th |
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| August 27, 2015 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| August 27, 2015 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 fundxnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 235 Montgomery Street, Suite 1049 San Francisco, CA 9410 |
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| February 17, 2015 |
I, Jason Browne, certify that: CERTIFICATION I, Jason Browne, certify that: 1. I have reviewed this report on Form N-Q of The FundX Investment Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| February 17, 2015 |
Fundx Investment Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-22951) FundX Investment Trust (Exact name of registrant as specified in charter) 235 Montgomery Street, Suite 1049 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) Jas |
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| November 26, 2014 |
FUNDX UPGRADER FUNDS RESULTS OF SPECIAL MEETINGS OF SHAREHOLDERS (UNAUDITED) The Funds held special meetings of shareholders on April 25, 2014 and August 1, 2014, relating to the approvals of the Agreement and Plan of Reorganization of behalf of the FundX ETF Upgrader Fund and the FundX ETF Aggressive Upgrader Fund as well as the Agreement and Plan of Reorganization of the Funds into the new Trust. |
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| November 26, 2014 |
EX-99.77B ACCT LTTR 3 fundxn-sarltr93014final.htm EX-99.77B ACCT LTTR REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees FundX Investment Trust San Francisco, CA In planning and performing our audits of the financial statements of FundX Upgrader Fund, FundX Aggressive Upgrader Fund, FundX Conservative Upgrader Fund, Fund X Flexible Income Fund, FundX Tactica |
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| May 29, 2014 |
EX-99.E 3 distagmnt.htm FORM OF DISTRIBUTION AGREEMENT DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2014, by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). FUNDX INVESTMENT GROUP, a (insert state of registered entity) and the investment advisor |
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| May 29, 2014 |
FundX Investment Group 235 Montgomery St., Ste. 1049 San Francisco, CA 94104 May , 2014 FundX Investment Trust 235 Montgomery St., Ste. 1049 San Francisco, CA 94104 Gentlemen: We hereby agree to acquire 10,000 shares of beneficial interest (the “Shares”) of the FundX Investment Trust (the “Trust”), at a purchase price $10.00 per share for a total of $100,000, to be allocated to the Upgrader Fund a |
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| May 29, 2014 |
FundX Investment Trust And FundX Investment Group LLC 1 Code of Conduct As officers and employees of FundX Investment Group, LLC (“FundX” or the “Adviser”), we are retained by our clients to manage parts of their financial affairs and to represent their interests in many matters. |
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| May 29, 2014 |
FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104-3008 May 29, 2014 VIA EDGAR TRANSMISSION Mr. |
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| May 29, 2014 |
Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, Maryland 20879 May 16, 2014 EX-99.I 10 legal-ltr.htm LEGAL OPINION AND CONSENT Cravath & Associates, LLC 19809 Shady Brook Way Gaithersburg, Maryland 20879 May 16, 2014 FundX Investment Trust 235 Montgomery Street, Suite 1049 San Francisco, California 94104 Ladies and Gentlemen: We have acted as counsel for FundX Investment Trust (the “Registrant”) and each of its investment series, FundX Upgrader Fund, FundX Flexible Income |
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| May 29, 2014 |
FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT EX-99.D 2 invest-advsryagmnt.htm FORM OF INVESTMENT ADVISORY AGREEMENT FUNDX INVESTMENT TRUST INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the 4th day of August, 2014, by and between FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Funds”), and |
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| May 29, 2014 |
- AMENDED INITIAL REGISTRATION STATEMENT N-1A/A 1 fundxn1a-a.htm AMENDED INITIAL REGISTRATION STATEMENT Filed with the Securities and Exchange Commission on May 29, 2014 1933 Act Registration File No. 333-194652 1940 Act File No. 811- 22951 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. 1 [ X ] Post-Effective Amendment No. [ ] and |
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| May 29, 2014 |
TRANSFER AGENT SERVICING AGREEMENT TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2014, by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the "Trust") and U. |
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| May 29, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Pre-Effective Amendment to the Registration Statement on Form N-1A of FundX Investment Trust, to the use of our report dated May 28, 2014 on the financial statement of FundX Upgrader Fund, a series of FundX Investment Trust, and to the use of our report dated November 27, 2013 on the financial statements and financial highlights of FundX Upgrader Fund, FundX Flexible Income Fund, FundX Conservative Upgrader Fund, FundX Aggressive Upgrader Fund, FundX Tactical Upgrader Fund, and FundX Tactical Total Return Fund, each a series of Professionally Managed Portfolios. |
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| May 29, 2014 |
FUND ACCOUNTING SERVICING AGREEMENT EX-99.H.III 7 fnd-acctgagmnt.htm FORM OF FUND ACCOUNTING SERVICING AGREEMENT FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2014, by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). WHEREAS, the Trust is registered under the Investment Co |
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| May 29, 2014 |
POWER OF ATTORNEY Janet Brown, whose signature appears below, does hereby constitute and appoint Jason Browne and Sean McKeon, each an officer of FundX Investment Trust (hereafter the “Trust”), each individually with power of substitution or resubstitution, his true and lawful attorneys in fact and agents (each, an “Attorney-in-Fact”) with the power and authority to do any and all acts and things |
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| May 29, 2014 |
CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2014, by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the ?Trust?), and U. |
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| May 29, 2014 |
Code of Ethics for Access Persons Quasar Distributors, LLC Code of Ethics For Access Persons Effective March 17, 2014 Pursuant to Rule 17j-1 of the Investment Company Act of 1940, as amended (the “1940 Act”), the Board of Directors/Trustees of an investment company registered under the 1940 Act (hereafter, “Fund” or “Funds”), including a majority of Directors/Trustees who are not interested persons, must approve the code of ethics of the Fund, the code of ethics of each investment adviser to the Fund, and the code of ethics of the principal underwriter of the Fund, as well as any material changes to these codes of ethics. |
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| May 29, 2014 |
FUNDX INVESTMENT TRUST OPERATING EXPENSES LIMITATION AGREEMENT EX-99.H.IV 8 op-expenseagmnt.htm FORM OF OPERATING EXPENSES LIMITATION AGREEMENT FUNDX INVESTMENT TRUST OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 4th day of August 2014, by and between FundX Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which |
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| May 29, 2014 |
FUND ADMINISTRATION SERVICING AGREEMENT FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2014, by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the ?Trust?) and U. |
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| May 15, 2014 |
Please note that this letter and other documents are in draft form, and in no way reflect the Registrant’s or Fund management’s final intent with respect to the filing discussed herein. |
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| March 18, 2014 |
BY-LAWS of FundX Investment Trust (a Delaware Statutory Trust) Effective March 18, 2014 TABLE OF CONTENTS BY-LAWS Page ARTICLE I Introduction 1 Section 1. |
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| March 18, 2014 |
DECLARATION OF TRUST of FundX Investment Trust (a Delaware Statutory Trust) Dated as of March 18, 2014 TABLE OF CONTENTS DECLARATION OF TRUST Page ARTICLE I Name and Definitions 1 Section 1. |
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| March 18, 2014 |
- NOTIFICATION OF REGISTRATION N-8A 1 fundxn-8a.htm NOTIFICATION OF REGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the U.S. Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of t |
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| March 18, 2014 |
- INITIAL REGISTRATION STATEMENT FOR OPEN-END INVESTMENT COMPANIES Filed with the Securities and Exchange Commission on March 18, 2014 1933 Act Registration File No. |
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| March 18, 2014 |
CERTIFICATE OF TRUST FundX Investment Trust This Certificate of Trust is filed in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. |
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| March 18, 2014 |
FundX Investment Trust c/o U.S. Bancorp Fund Services, LLC 2020 East Financial Way, Suite 100 Glendora, California 91746 March 18, 2014 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 ?F? Street N.E. Washington, D.C. 20549 Re: FundX Investment Trust (the ?Trust?) Ladies and Gentlemen: Pursuant to Section 8(b) of the Investment Company A |
