Statistiche di base
| LEI | 549300GKFOINCHIYU666 |
| CIK | 1166928 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to West Bancorporation, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 24, 2025 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| July 24, 2025 |
Second Quarter 2025 Financial Highlights Exhibit 99.1 Press Release July 24, 2025 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER 2025 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| July 24, 2025 |
wtba-20250724exhibit992 1 NASDAQ: WTBA Q2 2025 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| June 26, 2025 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2024 Contents Reports of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2024 and 2023 3 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2024 4 Notes to Fina |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2025 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| June 12, 2025 |
wtba-20250612exhibit991 West Bancorporation, Inc. Investor Presentation June 12, 2025 Forward Looking Statements Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-lo |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2025 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| April 24, 2025 |
First Quarter 2025 Financial Highlights Exhibit 99.1 Press Release April 24, 2025 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FIRST QUARTER 2025 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| April 24, 2025 |
1 NASDAQ: WTBA Q1 2025 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2025 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 4, 2025 |
a2025noticeandaccesscard Your Vote Counts! *Please check the meeting materials for any special requirements for meeting attendance. |
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| March 4, 2025 |
Dear Stockholders: 2024 was a challenging year which began with headwinds that included macroeconomic uncertainty and an inverted yield curve. |
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| February 20, 2025 |
EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| February 20, 2025 |
West Bancorporation, Inc. Deferred Compensation Plan Exhibit 10.6 West Bancorporation, Inc. Deferred Compensation Plan (as Amended and Restated November 20, 2024) 1.Purpose. The purpose of the West Bancorporation, Inc. Deferred Compensation Plan, as amended from time to time, is to enable directors and selected key officers of West Bancorporation, Inc. and its Subsidiaries to elect to defer all or a portion of the fees and compensation payable in ca |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 20, 2025 |
West Bancorporation, Inc. Clawback Policy Exhibit 97.1 WEST BANCORPORATION, INC. CLAWBACK POLICY 1.Introduction. The Board of Directors (the “Board”) of West Bancorporation, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined bel |
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| February 20, 2025 |
Exhibit 19 WEST BANCORPORATION, INC. INSIDER TRADING POLICY Background The Board of Directors of West Bancorporation, Inc. (the “Company”) has adopted this Insider Trading Policy for our directors, officers, employees and consultants with respect to the trading of the Company’s securities, as well as the securities of publicly traded companies with whom we have a business relationship. Federal and |
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| January 23, 2025 |
1 NASDAQ: WTBA Q4 2024 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2025 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 23, 2025 |
Fourth Quarter and Year Ended 2024 Financial Highlights Exhibit 99.1 Press Release January 23, 2025 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FOURTH QUARTER AND YEAR END 2024 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company o |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| October 24, 2024 |
Third Quarter 2024 Financial Highlights Exhibit 99.1 Press Release October 24, 2024 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES THIRD QUARTER 2024 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, t |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 24, 2024 |
1 NASDAQ: WTBA Q3 2024 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 19, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| July 25, 2024 |
1 NASDAQ: WTBA Q2 2024 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| July 25, 2024 |
Second Quarter 2024 Financial Highlights Exhibit 99.1 Press Release July 25, 2024 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER 2024 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 27, 2024 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2023 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2023 and 2022 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2023 3 Notes to Finan |
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| April 26, 2024 |
As filed with the Securities and Exchange Commission on April 26, 2024 As filed with the Securities and Exchange Commission on April 26, 2024 Registration No. |
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| April 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) West Bancorporation, Inc. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 25, 2024 |
1 NASDAQ: WTBA Q1 2024 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| April 25, 2024 |
First Quarter 2024 Financial Highlights Exhibit 99.1 Press Release April 25, 2024 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FIRST QUARTER 2024 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 5, 2024 |
Your Vote Counts! *Please check the meeting materials for any special requirements for meeting attendance. |
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| March 5, 2024 |
wtbaannualreport2023xfi IN TH E M AK IN G 2 0 2 3 A N N U A L R E P O R T YEARS W E S T B A N C O R P O R A T I O N I N C . |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49 |
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| February 23, 2024 |
West Bancorporation, Inc. Clawback Policy Exhibit 97.1 WEST BANCORPORATION, INC. CLAWBACK POLICY 1.Introduction. The Board of Directors (the “Board”) of West Bancorporation, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined bel |
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| February 23, 2024 |
EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| February 22, 2024 |
West Bancorporation, Inc. Clawback Policy Exhibit 97.1 WEST BANCORPORATION, INC. CLAWBACK POLICY 1.Introduction. The Board of Directors (the “Board”) of West Bancorporation, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined bel |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 22, 2024 |
EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| January 25, 2024 |
Fourth Quarter and Year Ended 2023 Financial Highlights Exhibit 99.1 Press Release January 25, 2024 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FOURTH QUARTER AND YEAR END 2023 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company o |
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| January 25, 2024 |
1 NASDAQ: WTBA Q4 2023 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 25, 2024 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 26, 2023 |
Third Quarter 2023 Financial Highlights Exhibit 99.1 Press Release October 26, 2023 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES THIRD QUARTER 2023 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, t |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| October 26, 2023 |
1 NASDAQ: WTBA Q3 2023 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| July 27, 2023 |
wtba-20230727exhibit992 1 NASDAQ: WTBA Q2 2023 | Earnings Highlights 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 27, 2023 |
Second Quarter 2023 Financial Highlights Exhibit 99.1 Press Release July 27, 2023 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER 2023 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 27, 2023 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2022 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2022 and 2021 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2022 3 Notes to Finan |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 27, 2023 |
First Quarter 2023 Financial Highlights Exhibit 99.1 Press Release April 27, 2023 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS AND DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, tod |
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| April 27, 2023 |
wtba-20230427exhibit992a 1 First Quarter 2023 Earnings Highlights April 27, 2023 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| March 27, 2023 |
March 27, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. |
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| March 7, 2023 |
wtban-acard Your Vote Counts! WEST BANCORPORATION, INC. 1601 22ND STREET WEST DES MOINES, IA 50266 WEST BANCORPORATION, INC. You invested in WEST BANCORPORATION, INC. and it’s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the stockholder meeting to be held on April 27, 2023. |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 7, 2023 |
a2022wtbaxannualreportx 2 0 2 2 A N N U A L R E P O R T STRONG FUTURES 2022 FINANCIAL PERFORMANCE W E S T B A N C O R P O R A T I O N , I N C . |
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| February 24, 2023 |
Exhibit 107.1 Calculation of Filing Fee Table S-3 (Form Type) West Bancorporation, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (a) Proposed Maximum Offering Price Per Unit (a) Maximum Aggregate Offering Price (a) Fee Rate Amount of Registration Fee (b) Car |
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| February 24, 2023 |
As filed with the Securities and Exchange Commission on February 24, 2023 As filed with the Securities and Exchange Commission on February 24, 2023 Registration No. |
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| February 24, 2023 |
Exhibit 4.6 WEST BANCORPORATION, INC., as Issuer and , as Trustee INDENTURE Dated as of , 20 CROSS REFERENCE SHEET* Provisions of Trust Indenture Act of 1939, as amended, and Indenture to be dated as of , 20 by and between West Bancorporation, Inc. and , as Trustee: Section of the Trust Indenture Act Section of Indenture 310(a)(1), (2) and (5) 6.09 310(a)(3) and (4) Inapplicable 310(b) 6.08 and 6. |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission F |
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| February 23, 2023 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| February 23, 2023 |
ADDENDUM TO TRANSITIONAL EMPLOYMENT AGREEMENT It is acknowledged and agreed by the parties that Douglas R. |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2023 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 26, 2023 |
1 Fourth Quarter 2022 Earnings Highlights January 26, 2023 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company’s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| January 26, 2023 |
Fourth Quarter and Year Ended 2022 Financial Highlights Exhibit 99.1 Press Release January 26, 2023 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES FOURTH QUARTER AND YEAR END 2022 FINANCIAL RESULTS, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of W |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| October 27, 2022 |
1 Third Quarter 2022 Earnings Highlights October 27, 2022 2 Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company?s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are ?forward-looking statements? within the meanings of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 27, 2022 |
Third Quarter 2022 Financial Highlights Exhibit 99.1 Press Release October 27, 2022 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES NET INCOME FOR THE THIRD QUARTER OF 2022, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, |
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| July 28, 2022 |
Exhibit 99.1 Press Release July 28, 2022 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, today reported sec |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| June 28, 2022 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2021 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2021 and 2020 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2021 3 Notes to Finan |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 14, 2022 |
Exhibit 4.2 WEST BANCORPORATION, INC., Company, AND WILMINGTON TRUST, NATIONAL ASSOCIATION, Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of June 14, 2022 TO INDENTURE Dated as of June 14, 2022 5.25% FIXED-TO-FLOATING RATE SUBORDINATED NOTES DUE 2032 TABLE OF CONTENTS Article I DEFINITIONS 2 Section 101. Definitions 2 Article II GENERAL TERMS AND CONDITIONS OF THE NOTES 8 Section 201. Designation |
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| June 14, 2022 |
Exhibit 4.1 West bancorporation, Inc. Issuer and Wilmington Trust, National Association Trustee Indenture Dated as of June 14, 2022 SUBORDINATED DEBT SECURITIES WEST BANCORPORATION, INC. CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section ?310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable |
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| June 14, 2022 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2022 West Bancorporation, Inc. |
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| June 10, 2022 |
Exhibit 107 The prospectus to which this Exhibit 107 is attached is a final prospectus for the related offering. The maximum aggregate offering price for such offering is $60,000,000. |
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| June 10, 2022 |
Exhibit 1.1 Execution Version West Bancorporation, Inc. $60,000,000 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENT June 9, 2022 Piper Sandler & Co. 1251 Avenue of the Americas, 6th Floor New York, New York 10020 Ladies and Gentlemen: West Bancorporation, Inc., an Iowa corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue |
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| June 10, 2022 |
Exhibit 99.1 Press Release June 10, 2022 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES PRICING OF SUBORDINATED NOTES OFFERING West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, announced today the pricing of its |
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| June 10, 2022 |
$60,000,000 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ??Registration No. 333-236740? PROSPECTUS SUPPLEMENT (To Prospectus dated February 28, 2020) $60,000,000 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 We are offering $60,000,000 aggregate principal amount of 5.25% fixed-to-floating rate subordinated notes due 2032 (the ?Notes?) pursuant to this prospectus supplement and the accompany |
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| June 10, 2022 |
West Bancorporation, Inc. 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 Term Sheet Free Writing Prospectus Filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated June 6, 2022 Registration No. |
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| June 10, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2022 West Bancorporation, Inc. |
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| June 6, 2022 |
1 Subordinated Notes Offering Investor Presentation June 6, 2022 DRAFT ? 6/03 Dated June 6, 2022 Filed Pursuant to Rule 433 Registration No. |
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| June 6, 2022 |
United States Securities And Exchange Commission Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported):December 15, 2021 West Bancorporation, Inc. |
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| June 6, 2022 |
$ % Fixed-to-Floating Rate Subordinated Notes due 2032 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| June 6, 2022 |
Exhibit 10.3 COMMERCIAL PLEDGE AGREEMENT Grantor: WEST BANCORPORATION, INC. Lender: NATIONAL EXCHANGE BANK AND TRUST 1601 22nd St SOUTH MAIN West Des Moines, IA 50266-1409 130 S MAIN ST PO BOX 988 FOND DU LAC, WI 54936-0988 THIS COMMERCIAL PLEDGE AGREEMENT dated December 15, 2021, is made and executed between WEST BANCORPORATION, INC. (?Grantor?) and NATIONAL EXCHANGE BANK AND TRUST (?Lender?). GR |
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| June 6, 2022 |
Exhibit 10.1 CREDIT AGREEMENT THIS CREDIT AGREEMENT (?this Agreement?), dated as of December 15, 2021, is by and between WEST BANCORPORATION, INC., an Iowa corporation organized as a financial holding company (the ?Borrower?), and NATIONAL EXCHANGE BANK & TRUST, a national banking association (the ?Bank?). ARTICLE 1 DEFINITIONS AND ACCOUNTING TERMS Section 1.1 Defined Terms. As used in this Agreem |
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| June 6, 2022 |
Exhibit 10.2 PROMISSORY NOTE Borrower: WEST BANCORPORATION, INC. Lender: NATIONAL EXCHANGE BANK AND TRUST 1601 22nd St SOUTH MAIN West Des Moines, IA 50266-1409 130 S MAIN ST PO BOX 988 FOND DU LAC, WI 54936-0988 Principal Amount: $40,000,000.00 Date of Note: December 15, 2021 LOAN NUMBER. 780136504-00703. PROMISE TO PAY. WEST BANCORPORATION, INC. (?Borrower?) promises to pay to NATIONAL EXCHANGE |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 28, 2022 |
Exhibit 99.1 Press Release April 28, 2022 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES RECORD FIRST QUARTER NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, today repor |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 21, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 10, 2022 |
Your Vote Counts! WEST BANCORPORATION, INC. 1601 22ND STREET WEST DES MOINES, IA 50266 WEST BANCORPORATION, INC. You invested in WEST BANCORPORATION, INC. and it?s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy material for the stockholder meeting to be held on April 28, 2022. Get informed |
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| March 10, 2022 | ||
| March 10, 2022 |
Definitive Proxy Statement on Schedule 14A, filed with the SEC on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 24, 2022 |
EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| January 27, 2022 |
Exhibit 99.1 Press Release January 27, 2022 FOR IMMEDIATE RELEASE For more information contact: Jane Funk, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-5766 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES INCREASED QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, today reporte |
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| January 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 28, 2021 |
Exhibit 99.1 Press Release October 28, 2021 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES NET INCOME FOR THE THIRD QUARTER OF 2021, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Ban |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 29, 2021 |
Exhibit 99.1 Press Release July 29, 2021 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME FOR THE SECOND QUARTER OF 2021, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of Wes |
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| June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 15, 2021 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2020 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2020 and 2019 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2020 3 Notes to Finan |
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| June 4, 2021 |
Credit Update As of May 31, 2021 Exhibit 99.1 Credit Update As of May 31, 2021 Disclaimer - Caution regarding forward-looking statements Certain statements in this presentation, other than purely historical information, including estimates, projections, statements relating to the Company?s business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are ?forward-looking sta |
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| June 4, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 4, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File N |
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| May 27, 2021 |
Employment Agreement dated May 27, 2021, between West Bancorporation, Inc. and Jane M. Funk. Exhibit 10.2 West Bancorporation, Inc. Employment Agreement This Employment Agreement is made and entered into as of May 27, 2021, by and between West Bancorporation, Inc. and Jane M. Funk. As used in this Agreement, capitalized terms have the meanings set forth in Section 21. Recitals A.Executive is currently employed by the Company. B.The Bank is a wholly owned subsidiary of the Company. C.The C |
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| May 27, 2021 |
Exhibit 10.1 West Bancorporation, Inc. Transitional Employment Agreement This Transitional Employment Agreement is made and entered into as of May 27, 2021, by and between West Bancorporation, Inc. and Douglas R. Gulling. As used in this Agreement, capitalized terms have the meanings set forth in Section 23. Recitals A.Executive is currently employed by the Company pursuant to the terms of that ce |
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| May 27, 2021 |
Exhibit 99.1 Press Release May 27, 2021 FOR IMMEDIATE RELEASE For more information contact: David Nelson, President and Chief Executive Officer (515) 222-2308 WEST BANCORPORATION, INC. ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the ?Company?), parent company of West Bank, today announced that Douglas R. Gulling will be retiring as Execu |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File N |
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| April 30, 2021 |
EX-4.7 6 exhibit-47.htm EX-4.7 EXHIBIT 4.7 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN CASH-SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by WEST BANCORPORATION, INC., an Iowa corporation (the “Company”), under the WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN (the “Plan”). The Award shall |
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| April 30, 2021 |
EX-4.4 3 exhibit-44.htm EX-4.4 EXHIBIT 4.4 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by WEST BANCORPORATION, INC., an Iowa corporation (the “Company”), under the WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN (the “Plan”). The Award shall be subject t |
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| April 30, 2021 |
EXHIBIT 4.8 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the ?Award?) by WEST BANCORPORATION, INC., an Iowa corporation (the ?Company?), under the WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN (the ?Plan?). The Award shall be subject to the terms of the Plan and the |
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| April 30, 2021 |
West Bancorporation, Inc. 2021 Equity Incentive Plan EXHIBIT 4.3 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN Article 1 INTRODUCTION Section 1.1 Purpose, Effective Date and Term. The purpose of this West Bancorporation, Inc. 2021 Equity Incentive Plan is to: (a) promote the growth, profitability and long-term financial success of West Bancorporation, Inc. and its Subsidiaries; (b) incentivize officers, other employees, and non-employee direc |
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| April 30, 2021 |
EX-4.5 4 exhibit-45.htm EX-4.5 EXHIBIT 4.5 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by WEST BANCORPORATION, INC., an Iowa corporation (the “Company”), under the WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN (the “Plan”). The Award shall be subject t |
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| April 30, 2021 |
EXHIBIT 4.6 WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by WEST BANCORPORATION, INC., an Iowa corporation (the “Company”), under the WEST BANCORPORATION, INC. 2021 EQUITY INCENTIVE PLAN (the “Plan”). The Award shall be subject to the terms o |
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| April 30, 2021 |
As filed with the Securities and Exchange Commission on April 30, 2021 Registration No. |
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| April 30, 2021 |
2021, between West Bancorporation, Inc. and Bradley P. Peters. Exhibit 10.2 West Bancorporation, Inc. Employment Agreement This Employment Agreement is made and entered into as of April 29, 2021, by and between West Bancorporation, Inc. and Bradley P. Peters. As used in this Agreement, capitalized terms have the meanings set forth in Section 21. Recitals A.Executive is currently employed by the Company. B.West Bank is a wholly owned subsidiary of the Company. |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 29, 2021 |
EX-99.1 2 wtba-20210429exhibit991.htm EX-99.1 Exhibit 99.1 Press Release April 29, 2021 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME FOR THE FIRST QUARTER OF 2021, DECLARES INCREASED AND RECORD QUARTERLY DIVIDEND West Des Moines, IA - West Bancor |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 1, 2021 |
Award Agreement under the West Bancorporation, Inc. 2017 Equity Incentive Plan Exhibit 10.19 WEST BANCORPORATION, INC. 2017 Equity Incentive Plan Restricted Stock Unit Award Agreement The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by West Bancorporation, Inc., an Iowa corporation (the “Company”), under the West Bancorporation, Inc. 2017 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and t |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT of 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| March 1, 2021 |
Award Agreement under the West Bancorporation, Inc. 2017 Equity Incentive Plan EX-10.20 3 wtba-20201231x10kex1020.htm EX-10.20 Exhibit 10.20 WEST BANCORPORATION, INC. 2017 Equity Incentive Plan Performance-based Restricted Stock Unit Award Agreement The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by West Bancorporation, Inc., an Iowa corporation (the “Company”), under the West Bancorporation, Inc. 2017 Equity Incentive Plan (the |
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| March 1, 2021 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| January 28, 2021 |
EX-99.1 2 wtba-2021128exhibit991.htm EX-99.1 Exhibit 99.1 Press Release January 28, 2021 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES INCREASED QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Compa |
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| January 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 28, 2021 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 29, 2020 |
Exhibit 99.1 Press Release October 29, 2020 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES THIRD QUARTER 2020 NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today re |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| October 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| August 11, 2020 |
exhibit102-401kamendment AMENDMENT NO. 2 WEST BANCORPORATION, INC. EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN The Plan named above gives the Employer the right to amend it at any time. According to that right, the Plan is amended effective January 1, 2016, as follows: By adding the following as the 10th paragraph under subparagraph (a) of the EMPLOYER CONTRIBUTIONS SECTION of Article III (as previo |
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| August 11, 2020 |
exhibit101-401kamendment AMENDMENT NO. 1 WEST BANCORPORATION, INC. EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN The Plan named above gives the Employer the right to amend it at any time. According to that right, the Plan is amended effective January 1, 2015, as follows: By striking the 7th paragraph from subparagraph (a) of the EMPLOYER CONTRIBUTIONS SECTION of Article III and substituting the follow |
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| August 11, 2020 |
exhibit104-401kamendment |
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| August 11, 2020 |
exhibit103-401kamendment |
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| July 23, 2020 |
Exhibit 99.1 Press Release July 23, 2020 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER 2020 NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today repo |
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| July 23, 2020 |
exhibit102-401kamendment AMENDMENT NO. 2 WEST BANCORPORATION, INC. EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN The Plan named above gives the Employer the right to amend it at any time. According to that right, the Plan is amended effective January 1, 2016, as follows: By adding the following as the 10th paragraph under subparagraph (a) of the EMPLOYER CONTRIBUTIONS SECTION of Article III (as previo |
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| July 23, 2020 |
exhibit104-401kamendment |
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| July 23, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 23, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 23, 2020 |
exhibit103-401kamendment |
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| July 23, 2020 |
exhibit101-401kamendment AMENDMENT NO. 1 WEST BANCORPORATION, INC. EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN The Plan named above gives the Employer the right to amend it at any time. According to that right, the Plan is amended effective January 1, 2015, as follows: By striking the 7th paragraph from subparagraph (a) of the EMPLOYER CONTRIBUTIONS SECTION of Article III and substituting the follow |
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| July 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| June 23, 2020 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2019 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2019 and 2018 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2019 3 Notes to Finan |
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| June 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| April 24, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| April 23, 2020 |
EX-99.1 2 wtba-2020423exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Press Release April 23, 2020 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES NET INCOME FOR THE FIRST QUARTER OF 2020, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: |
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| April 23, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 23, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 9, 2020 |
WTBA / West Bancorporation, Inc. CORRESP - - March 9, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission F |
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| February 28, 2020 |
As filed with the Securities and Exchange Commission on February 28, 2020 As filed with the Securities and Exchange Commission on February 28, 2020 Registration No. |
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| February 28, 2020 |
Exhibit 4.5 WEST BANCORPORATION, INC., as Issuer and , as Trustee INDENTURE Dated as of , 20 1 CROSS REFERENCE SHEET* Provisions of Trust Indenture Act of 1939, as amended, and Indenture to be dated as of , 20 by and between West Bancorporation, Inc. and , as Trustee: Section of the Trust Indenture Act Section of Indenture 310(a)(1), (2) and (5) 6.09 310(a)(3) and (4) Inapplicable 310(b) 6.08 and |
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| February 27, 2020 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| February 27, 2020 |
WTBA / West Bancorporation, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| February 27, 2020 |
WTBA / West Bancorporation, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT of 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 27, 2020 |
EXHIBIT 4 Description of Capital Stock The following is a summary of information concerning capital stock of West Bancorporation, Inc. |
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| January 23, 2020 |
Exhibit 99.1 Press Release January 23, 2020 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today reported 2019 |
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| January 23, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2020 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 24, 2019 |
Exhibit 99.1 Press Release October 24, 2019 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD QUARTERLY NET INCOME, DECLARES QUARTERLY DIVIDEND, APPOINTS NEW DIRECTOR West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company o |
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| October 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 23, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 24, 2019 |
WTBA / West Bancorporation, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| July 25, 2019 |
Exhibit 99.1 Press Release July 25, 2019 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES SECOND QUARTER NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today reported |
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| July 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 25, 2019 |
WTBA / West Bancorporation, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| June 27, 2019 |
EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2018 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, as of December 31, 2018 and 2017 2 Statement of Changes in Net Assets Available for Benefits, For the Year Ended December 31, 2018 3 Notes to Finan |
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| June 27, 2019 |
WTBA / West Bancorporation, Inc. 11-K - - 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 24, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 26, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 25, 2019 |
Exhibit 99.1 Press Release April 25, 2019 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES NET INCOME, DECLARES INCREASED AND RECORD QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today re |
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| April 25, 2019 |
WTBA / West Bancorporation, Inc. 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| March 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| March 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 4, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| February 28, 2019 |
WTBA / West Bancorporation, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| February 28, 2019 |
WTBA / West Bancorporation, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT of 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| February 28, 2019 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| January 24, 2019 |
Amended and Restated Bylaws of West Bancorporation, Inc. as of January 23, 2019 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF WEST BANCORPORATION, INC. ADOPTED JANUARY 23, 2019 ARTICLE I. OFFICES OF CORPORATION. Section 1. Principal Office. The principal office of West Bancorporation, Inc. (the "Corporation") shall be located at any place, either within or without the State of Iowa, as designated in the Corporation's most current Biennial Report filed with the Iowa Secretary of |
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| January 24, 2019 |
Exhibit 99.1 Press Release January 24, 2019 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today reported 2018 |
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| January 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2019 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 31, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission F |
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| October 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 25, 2018 |
Exhibit 99.1 Press Release October 25, 2018 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD THIRD QUARTER NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today |
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| October 25, 2018 |
WTBA / West Bancorporation, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| July 26, 2018 |
Exhibit 99.1 Press Release July 26, 2018 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA; the “Company”), parent company of West Bank, today reported that second qua |
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| July 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| July 26, 2018 |
WTBA / West Bancorporation, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| June 15, 2018 |
WTBA / West Bancorporation, Inc. 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of the plan an |
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| June 15, 2018 |
EX-99.1 3 wtba-20171231xform11xkex991.htm EXHIBIT 99.1 EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2017 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, December 31, 2017 and 2016 2 Statement of Changes in Net Assets Available for Benefits, Year |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 26, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 26, 2018 |
Exhibit 99.1 Press Release April 26, 2018 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES INCREASED AND RECORD QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA), parent company of West Bank, today reported t |
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| April 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 26, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commission File |
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| April 26, 2018 |
WTBA / West Bancorporation, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| March 1, 2018 |
WTBA / West Bancorporation, Inc. DEF 14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pr |
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| March 1, 2018 |
First Amendment to the West Bancorporation, Inc. 2012 Equity Incentive Plan dated April 26, 2017 EXHIBIT 10.15 FIRST AMENDMENT TO THE WEST BANCORPORATION, INC. 2012 EQUITY INCENTIVE PLAN WHEREAS, West Bancorporation, Inc. (the “Company”) maintains the West Bancorporation, Inc. 2012 Equity Incentive Plan (the “Plan”); WHEREAS, pursuant to Article 6 of the Plan, the Board of Directors (the “Board”) of the Company has reserved to itself the power, authority and discretion to amend the Plan from |
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| March 1, 2018 |
WTBA / West Bancorporation, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT of 1934 For the fiscal year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-49677 WEST BANCORPORAT |
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| March 1, 2018 |
Youâve Exceeded the SECâs Traffic Limit EXHIBIT 21 SUBSIDIARIES Name Operating Name Ownership % State of Incorporation West Bank West Bank 100% Iowa West Bancorporation Capital Trust I West Bancorporation Capital Trust I 100% Delaware |
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| March 1, 2018 |
Amended and Restated Lease Agreement Dated February 20, 2018 EXHIBIT 10.16 AMENDED AND RESTATED LEASE AGREEMENT 1. THIS AMENDED AND RESTATED LEASE AGREEMENT (“Lease”) is entered into on February 20th, 2018 by Maggi Moss, Joan Thaler, A. Terry Moss, Richard Margulies, and their spouses ("Landlord") whose address is 1603 22nd Street, Suite 103, West Des Moines, Iowa 50266 and West Bank ("Tenant") whose address is 1601 22nd Street, West Des Moines, Iowa 50266. |
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| January 25, 2018 |
Exhibit Exhibit 99.1 Press Release January 25, 2018 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President, Treasurer and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (Nasdaq: WTBA), parent company of West Bank, today reported 2017 net inc |
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| January 25, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 24, 2018 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Comm |
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| December 29, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Com |
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| December 21, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 20, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Com |
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| October 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Comm |
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| October 26, 2017 |
Exhibit Exhibit 99.1 Press Release October 26, 2017 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES 13TH RECORD QUARTERLY NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (NASDAQ: WTBA), parent company of West Bank, is pleased to report th |
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| October 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BA |
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| July 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commiss |
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| July 27, 2017 |
Exhibit Exhibit 99.1 Press Release July 27, 2017 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD SECOND QUARTER NET INCOME, DECLARES QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (NASDAQ: WTBA), parent company of West Bank, is pleased to report that |
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| July 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCORP |
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| June 26, 2017 |
Youâve Exceeded the SECâs Traffic Limit Exhibit EXHIBIT 99.1 West Bancorporation, Inc. Employee Savings and Stock Ownership Plan Financial Report December 31, 2016 Contents Report of Independent Registered Public Accounting Firm 1 Financial Statements Statements of Net Assets Available for Benefits, December 31, 201 6 and 2015 2 Statement of Changes in Net Assets Available for Benefits, Year Ended December 31, 201 6 3 Notes to Financial |
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| June 26, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 A. Full title of th |
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| May 30, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 25, 2017 WEST BANCORPORATION, INC. (Exact Name of Registrant as Specified in its Charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commissi |
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| April 28, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commis |
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| April 28, 2017 |
Document As filed with the Securities and Exchange Commission on April 28, 2017 Registration No. |
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| April 28, 2017 |
Exhibit EXHIBIT 4.5 WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN INCENTIVE STOCK OPTION AWARD AGREEMENT The Participant specified below is hereby granted an incentive stock option (the ? Option ?) by WEST BANCORPORATION, INC. , an Iowa corporation (the ? Company ?), under the WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN (the ? Plan ?). The Option shall be subject to the terms of th |
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| April 28, 2017 |
Exhibit EXHIBIT 4.2 WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the ? Award ?) by WEST BANCORPORATION, INC. , an Iowa corporation (the ? Company ?), under the WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN (the ? Plan ?). The Award shall be subject to the terms of t |
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| April 28, 2017 |
Exhibit EXHIBIT 4.6 WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHT AWARD AGREEMENT The Participant specified below has been granted a stock appreciation right (the ? SAR ?) by WEST BANCORPORATION, INC. , an Iowa corporation (the ? Company ?), under the WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN (the ? Plan ?). The SAR shall be subject to the terms of the Pl |
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| April 28, 2017 |
Exhibit EXHIBIT 4.3 WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock award (the ? Award ?) by WEST BANCORPORATION, INC. , an Iowa corporation (the ? Company ?), under the WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN (the ? Plan ?). The Award shall be subject to the terms of the Plan an |
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| April 28, 2017 |
Exhibit EXHIBIT 4.4 WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN NONQUALIFIED STOCK OPTION AWARD AGREEMENT The Participant specified below is hereby granted a nonqualified stock option (the “ Option ”) by WEST BANCORPORATION, INC. , an Iowa corporation (the “ Company ”), under the WEST BANCORPORATION, INC. 2017 EQUITY INCENTIVE PLAN (the “ Plan ”). The Option shall be subject to the terms |
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| April 27, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2017 WEST BANCORPORATION, INC. (Exact name of registrant as specified in its charter) Iowa 0-49677 42-1230603 (State or other jurisdiction of incorporation) (Commis |
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| April 27, 2017 |
Exhibit Exhibit 99.1 Press Release April 27, 2017 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Executive Vice President and Chief Financial Officer (515) 222-2309 WEST BANCORPORATION, INC. ANNOUNCES RECORD NET INCOME, DECLARES RECORD QUARTERLY DIVIDEND West Des Moines, IA - West Bancorporation, Inc. (NASDAQ: WTBA), parent company of West Bank, is pleased to report that first q |
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| April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-49677 WEST BANCOR |
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| March 13, 2017 |
Document March 13, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| March 2, 2017 |
As filed with the Securities and Exchange Commission on March 2, 2017 As filed with the Securities and Exchange Commission on March 2, 2017 Registration No. |
