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| CIK | 1828376 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to William Penn Bancorporation
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 12, 2025 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-40255 WILLIAM PENN BANCORPORATION (Exact name of registrant as spe |
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| May 1, 2025 |
As filed with the Securities and Exchange Commission on May 1, 2025 S-8 POS As filed with the Securities and Exchange Commission on May 1, 2025 Registration Nos. |
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| May 1, 2025 |
As filed with the Securities and Exchange Commission on May 1, 2025 S-8 POS As filed with the Securities and Exchange Commission on May 1, 2025 Registration Nos. |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| April 3, 2025 |
Exhibit 99.1 NEWS RELEASE Contact: Mid Penn Bancorp, Inc. Jennifer Trautlein [email protected] 717-914-6577 William Penn Bancorporation Kenneth J. Stephon 856-656-2201, ext. 1009 FOR IMMEDIATE RELEASE Mid Penn Bancorp, Inc. and William Penn Bancorporation Receive Shareholder Approvals for Merger HARRISBURG, Pa., (April 2, 2025) – Mid Penn Bancorp, Inc. (“Mid Penn”) (NASDAQ: MPB) and W |
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| April 3, 2025 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 28, 2025 |
Exhibit 99.1 NEWS RELEASE Contact: Mid Penn Bancorp, Inc. Jennifer Trautlein [email protected] 717-914-6577 William Penn Bancorporation Kenneth J. Stephon 856-656-2201, ext. 1009 FOR IMMEDIATE RELEASE Mid Penn Bancorp, Inc. and William Penn Bancorporation Receive Regulatory Approvals for Merger HARRISBURG, Pa., (March 28, 2025) – Mid Penn Bancorp, Inc. (“Mid Penn”) (NASDAQ: MPB) and Wi |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 28, 2025 |
Exhibit 99.1 NEWS RELEASE Contact: Mid Penn Bancorp, Inc. Jennifer Trautlein [email protected] 717-914-6577 William Penn Bancorporation Kenneth J. Stephon 856-656-2201, ext. 1009 FOR IMMEDIATE RELEASE Mid Penn Bancorp, Inc. and William Penn Bancorporation Receive Regulatory Approvals for Merger HARRISBURG, Pa., (March 28, 2025) – Mid Penn Bancorp, Inc. (“Mid Penn”) (NASDAQ: MPB) and Wi |
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| February 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 6, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made as of this 31st day of October, 2024, between MID PENN BANCORP, INC., a Pennsylvania business corporation (the “Corporation”), MID PENN BANK, a state-chartered commercial bank (the “Bank”), WILLIAM PENN BANCORPORATION, a Maryland business corporation (“William Penn”), WILLIAM PENN BANK, a state-chartered stock saving |
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| January 15, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:January 15, 2025 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, January 15, 2025 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank ( |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| December 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| December 11, 2024 |
Exhibit 99.1 1 Pro Forma 09 December 11, 2024 Virtual Bank Conference Presentation + 2 Pro Forma Cautionary Note Regarding Forward-Looking Statements Statements included in this presentation which are not historical in nature or do not relate to current facts are intended to be, and are hereby identified as, forward-looking statements for purposes of the safe harbor provided by Section 27A of the |
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| November 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| November 1, 2024 |
MID PENN BANCORP, INC. TO ACQUIRE WILLIAM PENN BANCORPORATION Exhibit 99.1 MID PENN BANCORP, INC. TO ACQUIRE WILLIAM PENN BANCORPORATION HARRISBURG, PENNSYLVANIA (November 1, 2024) - Mid Penn Bancorp, Inc. (NASDAQ: MPB) (“Mid Penn”) and William Penn Bancorporation (“William Penn”) (NASDAQ: WMPN) jointly announced today that they have entered into a definitive agreement and plan of merger, pursuant to which William Penn will merge with and into Mid Penn (the |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 1, 2024 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 MID PENN BANCORP, INC. |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 MID PENN BANCORP, INC. |
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| November 1, 2024 |
MID PENN BANCORP, INC. TO ACQUIRE WILLIAM PENN BANCORPORATION Exhibit 99.1 MID PENN BANCORP, INC. TO ACQUIRE WILLIAM PENN BANCORPORATION HARRISBURG, PENNSYLVANIA (November 1, 2024) - Mid Penn Bancorp, Inc. (NASDAQ: MPB) (“Mid Penn”) and William Penn Bancorporation (“William Penn”) (NASDAQ: WMPN) jointly announced today that they have entered into a definitive agreement and plan of merger, pursuant to which William Penn will merge with and into Mid Penn (the |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 1, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN MID PENN BANCORP, INC. AND WILLIAM PENN BANCORPORATION dated as of October 31, 2024 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1. Certain Definitions 2 ARTICLE II THE MERGER 11 2.1. Merger 11 2.2. Effective Time; Closing 11 2.3. Articles of Incorporation and |
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| November 1, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND BETWEEN MID PENN BANCORP, INC. AND WILLIAM PENN BANCORPORATION dated as of October 31, 2024 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1. Certain Definitions 2 ARTICLE II THE MERGER 11 2.1. Merger 11 2.2. Effective Time; Closing 11 2.3. Articles of Incorporation and |
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| October 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| October 16, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:October 16, 2024 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, October 16, 2024 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank ( |
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| October 11, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 11, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 5, 2024 |
Exhibit 21.0 Subsidiaries of the Registrant Subsidiaries of William Penn Bancorporation Name Percentage Owned State of Incorporation William Penn Bank 100% Pennsylvania Subsidiaries of William Penn Bank Name Percentage Owned State of Incorporation WPSLA Investment Corporation 100% Delaware |
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| September 5, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 5, 2024 |
EX-4.2 2 wmpn-20240630xex4d2.htm EX-4.2 Exhibit 4.2 DESCRIPTION OF WILLIAM PENN BANCORPORATION’S COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 William Penn Bancorporation is incorporated in the State of Maryland. The rights of our shareholders are generally covered by Maryland law and our articles of incorporation and bylaws (each as amended and in effect on the d |
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| July 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| July 17, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:July 17, 2024 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER AND YEAR END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, July 17, 2024 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Ban |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K/A (Mark One) {X}ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR { }TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40255 A. Full title o |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) {X}ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR { }TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40255 A. Full title of |
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| May 3, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 17, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:April 17, 2024 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, April 17, 2024 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* William Penn Bancorporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 96927A 105 (CUSIP Number) |
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| February 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| January 17, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:January 17, 2024 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, January 17, 2024 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank ( |
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| January 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 15, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 15, 2023 |
Exhibit 99.1 Shareholder Presentation November 15, 2023 Safe Harbor Statement • THIS PRESENTATION CONTAINS FORWARD-LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 REGARDING WILLIAM PENN BANCORPORATION’S EXPECTATIONS OR PREDICTIONS OF FUTURE FINANCIAL OR BUSINESS PERFORMANCE OR CONDITIONS. FORWARD-LOOKING STATEMENTS ARE TYPICALLY IDENTIFIED BY WORDS SUC |
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| November 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 18, 2023 |
WILLIAM PENN BANCORPORATION ANNOUNCES SEVENTH STOCK REPURCHASE PROGRAM Exhibit 99.2 FOR IMMEDIATE RELEASE CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES SEVENTH STOCK REPURCHASE PROGRAM BRISTOL, PENNSYLVANIA, October 18, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the “Bank”), today announced that the Company’s |
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| October 18, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| October 18, 2023 |
EX-99.1 2 wmpn-20231018xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:October 18, 2023 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, October 18, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN) |
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| October 6, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 6, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 7, 2023 |
Exhibit 21.0 Subsidiaries of the Registrant Subsidiaries of William Penn Bancorporation Name Percentage Owned State of Incorporation William Penn Bank 100% Pennsylvania Subsidiaries of William Penn Bank Name Percentage Owned State of Incorporation WPSLA Investment Corporation 100% Delaware |
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| September 7, 2023 |
Exhibit 4.2 DESCRIPTION OF WILLIAM PENN BANCORPORATION’S COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 William Penn Bancorporation is incorporated in the State of Maryland. The rights of our shareholders are generally covered by Maryland law and our articles of incorporation and bylaws (each as amended and in effect on the date hereof). The terms of our common sto |
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| September 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| August 29, 2023 |
WILLIAM PENN BANCORPORATION ANNOUNCES SIXTH STOCK REPURCHASE PROGRAM Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES SIXTH STOCK REPURCHASE PROGRAM BRISTOL, PENNSYLVANIA, August 29, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the “Bank”), today announced that the Company’s Boa |
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| July 19, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:July 19, 2023 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER AND YEAR END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, July 19, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Ban |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) {X}ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR { }TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40255 A. Full title of |
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| May 5, 2023 |
WILLIAM PENN BANCORPORATION ANNOUNCES FIFTH STOCK REPURCHASE PROGRAM Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES FIFTH STOCK REPURCHASE PROGRAM BRISTOL, PENNSYLVANIA, May 5, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the “Bank”), today announced that the Company’s Board o |
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| May 5, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| May 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| April 19, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:April 19, 2023 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, April 19, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| February 17, 2023 |
WILLIAM PENN BANCORPORATION ANNOUNCES FOURTH STOCK REPURCHASE PROGRAM Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES FOURTH STOCK REPURCHASE PROGRAM BRISTOL, PENNSYLVANIA, February 17, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the “Bank”), today announced that the Company’s |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* William Penn Bancorporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 96927A 105 (CUSIP Number) |
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| February 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| January 18, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| January 18, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:January 18, 2023 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, January 18, 2023 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank ( |
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| November 16, 2022 |
Exhibit 99.1 Shareholder Presentation November 16, 2022 Exhibit 99.1 Safe Harbor Statement ? THIS PRESENTATION CONTAINS FORWARD - LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 REGARDING WILLIAM PENN BANCORPORATION?S EXPECTATIONS OR PREDICTIONS OF FUTURE FINANCIAL OR BUSINESS PERFORMANCE OR CONDITIONS. FORWARD - LOOKING STATEMENTS ARE TYPICALLY IDENTI |
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| November 16, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 16, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 16, 2022 |
Submission of Matters to a Vote of Security Holders ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 16, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 3, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): October 19, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| October 20, 2022 |
? Exhibit 99.1 ? FOR IMMEDIATE RELEASE ? DATE:October 19, 2022 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS ? BRISTOL, PENNSYLVANIA, October 19, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William P |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2022 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| October 7, 2022 |
? ? ? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 7, 2022 |
? ? ? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 8, 2022 |
Exhibit 10.3 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this ?Agreement?) is made effective as of July 1, 2022 (the ?Effective Date?) by and between William Penn Bancorporation (the ?Company?), William Penn Bank (the ?Bank?) and Amy J. Hannigan (the ?Executive?). The Company and the Bank are collectively referred to herein as the ?Employer.? Background A.To encourage the Executi |
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| September 8, 2022 |
Exhibit 21.0 ? Subsidiaries of the Registrant ? Subsidiaries of William Penn Bancorporation ? Name Percentage Owned State of Incorporation William Penn Bank 100% Pennsylvania ? Subsidiaries of William Penn Bank ? Name Percentage Owned State of Incorporation WPSLA Investment Corporation 100% Delaware ? |
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| September 8, 2022 |
Exhibit 10.1 CHIEF EXECUTIVE OFFICER EMPLOYMENT AGREEMENT As Amended and Restated Effective July 1, 2022 ? This Employment Agreement (the ?Agreement?) by and among William Penn Bancorporation (the ?Company?), William Penn Bank (the ?Bank?) and Kenneth J. Stephon (the ?Executive?) is effective July 1, 2022 (the ?Effective Date?). The Company and the Bank are together referred to herein as the ?Empl |
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| September 8, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 8, 2022 |
Exhibit 10.5 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this ?Agreement?) is made effective as of July 1, 2022 (the ?Effective Date?) by and between William Penn Bancorporation (the ?Company?), William Penn Bank (the ?Bank?) and Alan B. Turner (the ?Executive?). The Company and the Bank are collectively referred to herein as the ?Employer.? Background A.To encourage the Executiv |
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| September 8, 2022 |
Exhibit 10.2 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this ?Agreement?) is made effective as of July 1, 2022 (the ?Effective Date?) by and between William Penn Bancorporation (the ?Company?), William Penn Bank (the ?Bank?) and Jeannine Cimino (the ?Executive?). The Company and the Bank are collectively referred to herein as the ?Employer.? Background A.To encourage the Executi |
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| September 8, 2022 |
Exhibit 4.2 ? ? DESCRIPTION OF WILLIAM PENN BANCORPORATION?S COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? William Penn Bancorporation is incorporated in the State of Maryland. The rights of our shareholders are generally covered by Maryland law and our articles of incorporation and bylaws (each as amended and in effect on the date hereof). The terms of our comm |
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| September 8, 2022 |
Exhibit 10.4 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this ?Agreement?) is made effective as of July 1, 2022 (the ?Effective Date?) by and between William Penn Bancorporation (the ?Company?), William Penn Bank (the ?Bank?) and Jonathan T. Logan (the ?Executive?). The Company and the Bank are collectively referred to herein as the ?Employer.? Background A.To encourage the Execu |
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| August 18, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 18, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| August 18, 2022 |
WILLIAM PENN BANCORPORATION ANNOUNCES THIRD STOCK REPURCHASE PROGRAM ?Exhibit 99.1 FOR IMMEDIATE RELEASE ? CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 ? ? WILLIAM PENN BANCORPORATION ANNOUNCES THIRD STOCK REPURCHASE PROGRAM ? BRISTOL, PENNSYLVANIA, August 18, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the ?Bank?), today announced that the Compa |
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| July 20, 2022 |
? Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? DATE:July 20, 2022 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER AND YEAR END RESULTS AND CASH DIVIDEND TO SHAREHOLDERS ? BRISTOL, PENNSYLVANIA, July 20, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of Will |
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| July 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 20, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 11-K ? ? (Mark One) ? {X}ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2021 ? OR ? { }TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 001-40255 |
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| June 21, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 15, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response . . . . . . . . . 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this form c |
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| June 9, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 9, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| June 9, 2022 |
WILLIAM PENN BANCORPORATION ANNOUNCES SECOND STOCK REPURCHASE PROGRAM ?Exhibit 99.1 FOR IMMEDIATE RELEASE ? CONTACT:Kenneth J. Stephon Chairman, President and CEO (856) 656-2201, ext. 1009 ? ? WILLIAM PENN BANCORPORATION ANNOUNCES SECOND STOCK REPURCHASE PROGRAM ? BRISTOL, PENNSYLVANIA, June 9, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the ?Bank?), today announced that the Company |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| May 10, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 10, 2022 As filed with the U.S. Securities and Exchange Commission on May 10, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WILLIAM PENN BANCORPORATION (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation or organization) 85-3898797 (IR |
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| May 10, 2022 |
Form of Performance-Based Restricted Stock Award Agreement Exhibit 10.3 PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT We are pleased to advise you that the Compensation Committee (the ?Committee?) of the Board of Directors of William Penn Bancorporation (the ?Company?) has granted you a restricted stock award (the ?Award?) pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan (the ?Plan?) on [DATE] (the ?Grant Date?). Capitalized ter |
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| May 10, 2022 |
Form of Time-Based Restricted Stock Award Agreement Exhibit 10.4 TIME-BASED RESTRICTED STOCK AWARD AGREEMENT We are pleased to advise you that the Compensation Committee (the ?Committee?) of the Board of Directors of William Penn Bancorporation (the ?Company?) has granted you a restricted stock award (the ?Award?) pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan (the ?Plan?) on [DATE] (the ?Grant Date?). Capitalized terms used |
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| May 10, 2022 |
Form of Non-qualified Stock Option Award Agreement Exhibit 10.2 NON-QUALIFIED STOCK OPTION AWARD AGREEMENT We are pleased to advise you that the Compensation Committee (the ?Committee?) of the Board of Directors of William Penn Bancorporation (the ?Company?) has granted you a non-qualified stock option award pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan (the ?Plan?) on [DATE] (the ?Grant Date?). Capitalized terms used but |
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| May 10, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) William Penn Bancorporation (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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| May 10, 2022 |
Form of Time-Based Restricted Stock Unit Award Agreement Exhibit 10.5 TIME-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT We are pleased to advise you that the Compensation Committee (the ?Committee?) of the Board of Directors of William Penn Bancorporation (the ?Company?) has granted you a restricted stock unit award (the ?Award?) pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan (the ?Plan?) on [DATE] (the ?Grant Date?). Capitalized |
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| May 5, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 20, 2022 |
? Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? DATE:April 20, 2022 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES THIRD QUARTER RESULTS AND CASH DIVIDEND TO SHAREHOLDERS ? BRISTOL, PENNSYLVANIA, April 20, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William P |
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| April 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 20, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 25, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 11, 2022 |
Exhibit 99.1 ? ? ? FOR IMMEDIATE RELEASE ? DATE:March 11, 2022 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES STOCK REPURCHASE PROGRAM ? BRISTOL, PENNSYLVANIA, March 11, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the ?Bank?), announce |
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| March 11, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 11, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 7, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. )* William Penn Bancorporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 96927A 105 (CUSIP Number) |
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| February 3, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| January 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 19, 2022 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| January 19, 2022 |
? Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? DATE:January 19, 2022 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES SECOND QUARTER RESULTS AND CASH DIVIDEND TO SHAREHOLDERS ? BRISTOL, PENNSYLVANIA, January 19, 2022 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of Will |
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| November 18, 2021 |
Submission of Matters to a Vote of Security Holders ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 17, 2021 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 17, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 17, 2021 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| November 17, 2021 |
Exhibit 99.1 Shareholder Presentation November 17, 2021 Exhibit 99.1 Safe Harbor Statement ? THIS PRESENTATION CONTAINS FORWARD-LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 REGARDING WILLIAM PENN BANCORPORATION?S EXPECTATIONS OR PREDICTIONS OF FUTURE FINANCIAL OR BUSINESS PERFORMANCE OR CONDITIONS. FORWARD-LOOKING STATEMENTS ARE TYPICALLY IDENTIFIED |
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| November 4, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| October 21, 2021 |
? Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? DATE:October 21, 2021 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 ? WILLIAM PENN BANCORPORATION ANNOUNCES FIRST QUARTER RESULTS ? BRISTOL, PENNSYLVANIA, October 21, 2021 ? William Penn Bancorporation (?William Penn? or the ?Company?) (NASDAQ CM: WMPN), the parent company of William Penn Bank (the ?Bank?), today a |
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| October 8, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 8, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 15, 2021 |
Exhibit 10.5 JILL M. ROSS CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE THIS CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (this ?Agreement?) is entered into as of May 10, 2021, by and between William Penn Bank (the ?Bank?), William Penn Bancorporation, as successor by merger to William Penn Bancorp, Inc. (the ?Bancorporation? and, together with the Bank, ?William Penn?), and Jill |
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| September 15, 2021 |
?Exhibit 10.6 ? GREGORY S. GARCIA CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT THIS CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT (this ?Agreement?) is entered into as of May 19, 2021, by and between William Penn Bank (the ?Bank?), William Penn Bancorporation, as successor by merger to William Penn Bancorp, Inc. (the ?Bancorporation? and, together with the Bank, ?William Penn?), and Gregory S. Ga |
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| September 15, 2021 |
Exhibit 4.2 ? ? DESCRIPTION OF WILLIAM PENN BANCORPORATION?S COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? William Penn Bancorporation is incorporated in the State of Maryland. The rights of our shareholders are generally covered by Maryland law and our articles of incorporation and bylaws (each as amended and in effect on the date hereof). The terms of our comm |
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| September 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 15, 2021 |
Exhibit 21.0 ? Subsidiaries of the Registrant ? Subsidiaries of William Penn Bancorporation ? Name Percentage Owned State of Incorporation William Penn Bank 100% Pennsylvania ? Subsidiaries of William Penn Bank ? Name Percentage Owned State of Incorporation WPSLA Investment Corporation 100% Delaware ? |
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| July 23, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 21, 2021 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| July 23, 2021 |
EX-99.1 2 wmpn-20210721ex991ad558f.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE DATE:July 22, 2021 CONTACT:Kenneth J. Stephon Chairman, President and CEO PHONE:(856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES QUARTER AND YEAR END RESULTS AND SPECIAL CASH DIVIDEND TO SHAREHOLDERS BRISTOL, PENNSYLVANIA, July 22, 2021 — William Penn Bancorporation (“William Penn” or the “Company”) (N |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40255 A. Full title of the plan |
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| June 8, 2021 |
EX-99.1 2 tmb-20210608xex99d1.htm EX-99.1 Exhibit 99.1 Investor Presentation June 8, 2021 Safe Harbor Statement • THIS PRESENTATION CONTAINS FORWARD‐LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 REGARDING WILLIAM PENN BANCORPORATION’S EXPECTATIONS OR PREDICTIONS OF FUTURE FINANCIAL OR BUSINESS PERFORMANCE OR CONDITIONS. FORWARD‐LOOKING STATEMENTS ARE |
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| June 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): June 8, 2021 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of(Commission(IRS Employer incorporation or organization)File Number)Identification No. |
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| May 24, 2021 |
8-K 1 tm2117327d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdicti |
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| May 14, 2021 |
8-K 1 tm2116405d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdicti |
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| May 6, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 30, 2021 |
WILLIAM PENN BANCORPORATION HIRES AMY HANNIGAN AS DIRECTOR OF CORPORATE DEVELOPMENT EX-99.1 2 tm2114748d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WILLIAM PENN BANCORPORATION HIRES AMY HANNIGAN AS DIRECTOR OF CORPORATE DEVELOPMENT Bristol, Pennsylvania, April 30, 2021 — William Penn Bancorporation (Nasdaq: WMPN) (“Company”), parent company of William Penn Bank (“Bank” and, together with the Company, “William Penn”), announced today that Amy Hannigan will join the Company and the Bank |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| April 23, 2021 |
EX-99.1 2 tmb-20210422xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: April 22, 2021 CONTACT: Kenneth J. Stephon President and CEO PHONE: (856) 656-2201, ext. 1009 WILLIAM PENN BANCORPORATION ANNOUNCES THIRD QUARTER RESULTS BRISTOL, PENNSYLVANIA, April 22, 2021 — William Penn Bancorporation (“William Penn” or the “Company”) (NASDAQ CM: WMPN), the parent company of William Penn Bank (t |
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| April 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 22, 2021 ? WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) ? Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| April 9, 2021 |
As filed with the U.S. Securities and Exchange Commission on April 9, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WILLIAM PENN BANCORPORATION (Exact name of registrant as specified in its charter) Maryland 85-3898797 (State or other jurisdiction of incorporation or organization) (I |
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| April 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 26, 2021 |
WILLIAM PENN BANCORPORATION ANNOUNCES COMPLETION OF SECOND-STEP CONVERSION AND SUBSCRIPTION OFFERING Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: March 24, 2021 CONTACT: Kenneth J. Stephon President and Chief Executive Officer PHONE: 267-540-8500 WILLIAM PENN BANCORPORATION ANNOUNCES COMPLETION OF SECOND-STEP CONVERSION AND SUBSCRIPTION OFFERING Bristol, Pennsylvania, March 24, 2021 — William Penn Bancorporation, a Maryland corporation (the “Company”) (NasdaqCM: WMPN), announced today that it has com |
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| March 26, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 24, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: March 23, 2021 CONTACT: Kenneth J. Stephon President and Chief Executive Officer PHONE: 267-540-8500 WILLIAM PENN BANCORP, INC. ANNOUNCES SECOND-STEP CONVERSION OFFERING RESULTS AND EXPECTED CLOSING DATE AND PRELIMINARY QUARTERLY RESULTS OF OPERATIONS Bristol, Pennsylvania, March 23, 2021 ? William Penn Bancorp, Inc. (OTC Pink: WMPN) (the ?Company?), the pa |
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| March 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| March 22, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2110472d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 001-40255 85-3898797 (State or other jurisdic |
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| March 22, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: March 22, 2021 CONTACT: Kenneth J. Stephon President and Chief Executive Officer PHONE: 267-540-8500 WILLIAM PENN BANK ANNOUNCES THE APPOINTMENT OF ALAN B. TURNER AS EXECUTIVE VICE PRESIDENT & CHIEF LENDING OFFICER BRISTOL, PA ? March 22, 2021 ? William Penn Bank (the ?Bank?), a community bank headquartered in Bristol, Bucks County, PA, is pleased to announ |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 William Penn Bancorporation (Exact name of registrant as specified in its charter) Maryland 85-3898797 (State of incorporation or organization) (I. |
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| March 1, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ?QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 12, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: February 12, 2021 CONTACT: Kenneth J. Stephon President and Chief Executive Officer PHONE: 267-540-8500 WILLIAM PENN BANCORP, INC. ANNOUNCES EXTENSION OF WILLIAM PENN BANCORPORATION SUBSCRIPTION AND COMMUNITY OFFERING Bristol, Pennsylvania, February 12, 2021 ? William Penn Bancorp, Inc. (OTC Pink: WMPN) (the ?Company?), the parent company for William Penn B |
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| February 12, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-249492 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| January 25, 2021 |
(Proposed New Holding Company for William Penn Bank) Up to 12,650,000 Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration File No. 333-249492 PROSPECTUS (Proposed New Holding Company for William Penn Bank) Up to 12,650,000 Shares of Common Stock William Penn Bancorporation, a newly formed Maryland corporation, is offering common stock for sale in connection with the conversion of William Penn, MHC from the mutual holding company form of organization t |
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| January 25, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration File No. 333-249492 Prospectus Supplement Interests in Offering of Participation Interests in up to 657,300 Shares of WILLIAM PENN BANCORPORATION Common Stock In connection with the conversion of William Penn, MHC from the mutual holding company form of organization to the stock form of organization, William Penn Bancorporation, a |
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| January 25, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-249492 William Penn Bancorp, Inc. Dear Stockholder: William Penn Bancorp, Inc. a Pennsylvania corporation that is referred to as “William Penn Bancorp” throughout this document, is soliciting stockholder votes regarding the conversion of William Penn Bank from the partially public mutual holding company form of organization |
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| January 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2021 WILLIAM PENN BANCORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-249492 85-3898797 (State or other jurisdiction of (Commission (IRS Employer incorporation or organization) File Number) Identification No. |
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| January 22, 2021 |
EX-1.1 2 tm213867d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Up to 12,650,000 Shares William Penn Bancorporation (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT January 15, 2021 Piper Sandler & Co. 1251 Avenue of the Americas 6th Floor New York, New York 10020 Ladies and Gentlemen: William Penn Bancorporation, a newly formed Maryland corporation (the “Company”), William |
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| January 15, 2021 |
Opinion of Kilpatrick Townsend & Stockton LLP re: Legality of Shares Exhibit 5.0 Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 January 15, 2021 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] Board of Directors William Penn Bancorporation 10 Canal Street, Suite 104 Bristol, Pennsylvania 19007 Ladies and Gentlemen: We have acted as counsel to William Penn Bancorporation, a Maryland corporati |
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| January 15, 2021 |
Suite 900 607 14th St., NW Washington DC 20005-2018 t 202 508 5800 f 202 508 5858 January 15, 2021 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: William Penn Bancorporation Pre-Effective Amendment No. 2 to Registratio |
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| January 15, 2021 |
As filed with the Securities and Exchange Commission on January 15, 2021 Registration No. |
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| January 13, 2021 |
[LETTERHEAD OF PIPER SANDLER & CO.] January 13, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: William Penn Bancorporation Registration Statement on Form S-1 Request for Acceleration of Effectiveness File No. 333-249492 Ladies and Gentlemen: In accordance with Rule 461 of the Rules and Regulations of the Securities |
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| January 13, 2021 |
Opinion of Kilpatrick Townsend & Stockton LLP re: Legality of Shares Exhibit 5.0 Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 January 13, 2021 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] Board of Directors William Penn Bancorporation 10 Canal Street, Suite 104 Bristol, Pennsylvania 19007 Ladies and Gentlemen: We have acted as counsel to William Penn Bancorporation, a Maryland corporati |
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| January 13, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 13, 2021 Registration No. |
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| January 13, 2021 |
CORRESP 1 filename1.htm [LETTERHEAD OF WILLIAM PENN BANCORPORATION] January 13, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: William Penn Bancorporation Registration Statement on Form S-1 Request for Acceleration of Effectiveness File No. 333-249492 Ladies and Gentlemen: Pursuant to Rule 461 of Regulation C, and in |
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| December 9, 2020 |
Draft of Subscription Order Form and Instructions EX-99.3 15 tm2032852d6ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 Exhibit 99.3 A properly completed original stock order form must be used to subscribe for common stock. Please read the Stock Ownership Guide Instructions as you complete this form. William Penn Bancorporation Subscription & Community Offering Stock Order Form STOCK ORDER DEADLINE day, [Expiration Date] at :00 p.m. Eastern Time (Received n |
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| December 9, 2020 |
William Penn Bank 401(k) Retirement Savings Plan+ EX-10.2 8 tm2032852d6ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 '"' NONSTANDARDIZED PROTOTYPE PROFIT SHARING/401(k) PLAN ADOPTION AGREEMENT By executing this Prototype Profit Sharingl401(k) Plan Adoption Agreement (the "Agreement"), the undersigned Employer agrees to establish or continue a Profit Sharingi40I(k) Plan. The Profit Sharingl401(k) Plan adopted by the Employer consists of the Defined Contrib |
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| December 9, 2020 |
As filed with the Securities and Exchange Commission on December 9, 2020 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 9, 2020 Registration No. |
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| December 9, 2020 |
Form of Proxy for William Penn Bancorp, Inc. Special Meeting of Shareholders EX-99.4 16 tm2032852d6ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 MMMMMMMMMMMM MMMMMMMMMMMMMM C123456789 000004 ENDORSEMENTLINE SACKPACK 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 Your vote matters – here’s how to vote! You may vote online or by phone ins |
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| December 9, 2020 |
EX-99.1 13 tm2032852d6ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Dated as of November 4, 2020 1311-A Dolley Madison Boulevard Suite 2A McLean, Virginia 22101 703.528.1700 rpfinancial.com November 4, 2020 Boards of Directors William Penn, MHC William Penn Bancorp, Inc. William Penn Bancorporation William Penn Bank 10 Canal Street Bristol, Pennsylvania 19007 Members of the Boards of Directors: We have com |
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| December 9, 2020 |
EX-1.2 2 tm2032852d6ex1-2.htm EXHIBIT 1.2 Exhibit 1.2 Up to [12,650,000 Shares] William Penn Bancorporation (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT [·] [·], 20[·] Piper Sandler & Co. 1251 Avenue of the Americas 6th Floor New York, New York 10020 Ladies and Gentlemen: William Penn Bancorporation, a newly formed Maryland corporation (the “Company”), William |
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| December 9, 2020 |
Form of Employee Stock Ownership Plan Loan Documents+ EX-10.1 7 tm2032852d6ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 PROPOSED LOAN AGREEMENT THIS LOAN AGREEMENT (“Loan Agreement”) is made and entered into as of the day of , 202 by and between the WILLIAM PENN BANK EMPLOYEE STOCK OWNERSHIP PLAN TRUST (“Borrower”), a trust for the William Penn Bank Employee Stock Ownership Plan, as amended and restated (“ESOP”); and WILLIAM PENN BANCORPORATION (the “Lender” |
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| December 9, 2020 |
Exhibit 99.2 William Penn Bank William Penn Bancorporation PROPOSED MAILING AND INFORMATIONAL MATERIALS INDEX Produced by the Financial Printer 1. Dear Member Letter* 2. Dear Member Letter for Non Eligible Jurisdictions 3. Dear Friend Letter - Eligible Account Holders who are no longer Depositors* 4. Dear Potential Investor Letter* 5. Dear Prospective Investor Letter - Cover Letter for States Requ |
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| December 9, 2020 |
Suite 900 607 14th St., NW Washington DC 20005-2018 t 202 508 5800 f 202 508 5858 December 9, 2020 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] VIA EDGAR Mr. John Stickel Attorney Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: William Penn Bancorporation Registration State |
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| December 9, 2020 |
Bylaws of William Penn Bancorporation EX-3.2 3 tm2032852d6ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 BYLAWS OF WILLIAM PENN BANCORPORATION ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of William Penn Bancorporation (the “Corporation”) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall incl |
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| December 9, 2020 |
Opinion of Kilpatrick Townsend & Stockton LLP re: Legality of Shares Exhibit 5.0 Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 December 9, 2020 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] Board of Directors William Penn Bancorporation 10 Canal Street, Suite 104 Bristol, Pennsylvania 19007 Ladies and Gentlemen: We have acted as counsel to William Penn Bancorporation, a Maryland corporati |
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| October 15, 2020 |
Exhibit 99.1 William Penn Bancorporation │Bristol, Pennsylvania PROPOSED HOLDING COMPANY FOR: William Penn Bank │ Bristol, Pennsylvania Dated as of September 2, 2020 1311-A Dolley Madison Boulevard Suite 2A McLean, Virginia 22101 703.528.1700 rpfinancial.com September 2, 2020 Boards of Directors William Penn, MHC William Penn Bancorp, Inc. William Penn Bancorporation William Penn Bank 10 Canal Str |
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| October 15, 2020 |
EX-10.5 11 tm2032852d2ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made effective as of July 1, 2020 by and between William Penn Bancorp, Inc. (“Bancorp”), William Penn Bank (the “Bank”) and Gregory S. Garcia (the “Executive”). Bancorp and the Bank are collectively referred to herein as the “William Penn Entities.” The William Penn Entit |
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| October 15, 2020 |
EX-1.1 2 tm2032852d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 1251 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10020 P 212 466-7800 | TF 800 635-6851 Piper Sandler & Co. Since 1895. Member SIPC and NYSE. August 14, 2020 Attention: Mr. Kenneth J. Stephon Chief Executive Officer and President Boards of Directors William Penn, MHC William Penn Bancorp, Inc. (MHC) William Penn Bank, (MHC) 10 Canal Street, |
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| October 15, 2020 |
Exhibit 3.2 BYLAWS OF WILLIAM PENN BANCORPORATION ARTICLE I - STOCKHOLDERS Section 1. ANNUAL MEETING The annual meeting of the stockholders of William Penn Bancorporation (the “Corporation”) shall be held each year at such date and time as the Board of Directors shall, in their discretion, fix. The business to be transacted at the annual meeting shall include the election of directors and any othe |
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| October 15, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 15, 2020 Registration No. |
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| October 15, 2020 |
Plan of Conversion and Reorganization EX-2.0 3 tm2032852d1ex2-0.htm EXHIBIT 2.0 Exhibit 2.0 PLAN OF CONVERSION AND REORGANIZATION of WILLIAM PENN, MHC, WILLIAM PENN BANCORP, INC. and WILLIAM PENN BANK As Adopted on September 16, 2020 and Amended and Restated on October 6, 2020 TABLE OF CONTENTS PAGE 1. Introduction 1 2. Definitions 2 3. General Procedure for the Conversion and Reorganization 8 4. Total Number of Shares and Purchase Pr |
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| October 15, 2020 |
Employment Agreement by and between William Penn Bancorp, Inc., William Penn Bank and Jill M. Ross+ Exhibit 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made effective as of July 1, 2020 by and between William Penn Bancorp, Inc. (“Bancorp”), William Penn Bank (the “Bank”) and Jill M. Ross (the “Executive”). Bancorp and the Bank are collectively referred to herein as the “William Penn Entities.” The William Penn Entities and William Penn, MHC (the “MHC”) are collectiv |
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| October 15, 2020 |
William Penn Bank Deferred Compensation Plan for Directors+ EX-10.6 12 tm2032852d1ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 WILLIAM PENN BANK, FSB DEFERRED COMPENSATION PLAN FOR DIRECTORS AND ADVISORY DIRECTORS As amended and restated WHEREAS, William Penn Bank, FSB (the “Bank”) through its Board of Directors (the “Board”) adopted a Deferred Compensation Plan for Directors and Advisory Directors (the “Plan”) on December 19,1984 which plan has remained in effect |
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| October 15, 2020 |
William Penn Bank Directors Consultation and Retirement Plan+ EX-10.7 13 tm2032852d1ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 *Effective January 1, 2009 Including 2013 Amendment Including 2017 Amendment* William Penn Bank Levittown, Pennsylvania DIRECTORS CONSULTATION AND RETIREMENT PLAN As Amended and Restated WHEREAS, William Penn Bank, Levittown, Pennsylvania (the "Bank") has previously implemented the William Penn Bank Directors Consultation and Retirement Pl |
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| October 15, 2020 |
Exhibit 10.8 AGREEMENT THIS AGREEMENT (the “Agreement”), dated this 4th day of August 2020, is by and among William Penn Bancorp, Inc. (the “Company”), William Penn, MHC (the “MHC”), WPH Holding Company, a newly formed Maryland corporation (“WPH”), and William Penn Bank (the “Bank” and, together with the Company, WPH and the MHC, “William Penn”), on the one hand, and Tyndall Capital Partners LP (“ |
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| October 15, 2020 |
Specimen Stock Certificate of William Penn Bancorporation EX-4.0 6 tm2032852d1ex4-0.htm EXHIBIT 4.0 Exhibit 4.0 COMMON STOCK COMMON STOCK CERTIFICATE NO. SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP WILLIAM PENN BANCORPORATION INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND THIS CERTIFIES THAT [SPECIMEN] is the owner of: FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF WILLIAM PENN BANCORPORATION The shares represented |
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| October 15, 2020 |
Opinion of Kilpatrick Townsend & Stockton LLP re: Legality of Shares Exhibit 5.0 Suite 900, 607 14th Street, NW Washington, DC 20005-2018 t 202 508 5800 f 202 508 5858 October 15, 2020 direct dial 202 508 5893 direct fax 202 204 5616 [email protected] Board of Directors William Penn Bancorporation 10 Canal Street, Suite 104 Bristol, Pennsylvania 19007 Ladies and Gentlemen: We have acted as counsel to William Penn Bancorporation, a Maryland corporati |
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| October 15, 2020 |
Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF WILLIAM PENN BANCORPORATION FIRST: The undersigned, Kenneth J. Stephon, whose address is 10 Canal Street, Suite 104, Bristol, Pennsylvania 19007, being at least eighteen (18) years of age, acting as incorporator, has formed the corporation under the general laws of the State of Maryland. SECOND: The name of the corporation (hereinafter |
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| October 15, 2020 |
EX-10.3 9 tm2032852d2ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Chief EXECUTIVE OFFICER EMPLOYMENT AGREEMENT This Employment Agreement was originally entered into on December 6, 2017 by and among William Penn Bancorp, Inc. (“Bancorp”), William Penn Bank (the “Bank”) and Kenneth J. Stephon (the “Executive”) and is hereby amended and restated in its entirety effective July 1, 2020 (this “Agreement”). Banc |
