Statistiche di base
| LEI | 549300U656GZMTWR1T03 |
| CIK | 1606268 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Via Renewables, Inc. - Preferred Stock
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex |
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| July 16, 2025 |
Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 319,216 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / July 16, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 319,216 shares of its 8.75% Series |
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| July 16, 2025 |
Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 319,216 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit |
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| June 3, 2025 |
Press release issued by Via Renewables, Inc. on March 31, 2025. EXHIBIT (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESS Newswire / March 31, 2025 / Via Renewables, Inc. |
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| May 9, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 9, 2025 |
EXHIBIT 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 168,008 shares, approximately 5%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemabl |
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| May 9, 2025 |
EXHIBIT 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 168,008 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / May 9, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 168,008 shares of its 8.75% Series A |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Ren |
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| March 31, 2025 |
Press release issued by Via Renewables, Inc. on March 31, 2025. EXHIBIT (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESS Newswire / March 31, 2025 / Via Renewables, Inc. |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa |
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| March 6, 2025 |
List of Subsidiaries of Via Renewables, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai |
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| February 27, 2025 |
Exhibit 107 Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc. |
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| February 27, 2025 |
Exhibit (a)(1)(E) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, MARCH 28, 2025 UNLESS THE OFFER IS EXTENDED |
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| February 27, 2025 |
EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24.00 Per Share in Cash HOUSTON, TX / ACCESS Newswire / February 27, 2025 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec |
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| February 27, 2025 |
Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, MARCH 28, 2025 UNLESS THE OFFER IS EXTENDED |
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| February 27, 2025 |
Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24. |
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| February 27, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 27, 2025 |
TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase for Cash by VIA RENEWABLES, INC. |
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| February 27, 2025 |
Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8. |
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| February 27, 2025 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $24.00 per share The undersigned represents that I (we) have full authority to surrender without restriction the sh |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit |
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| February 19, 2025 |
Press release issued by Via Renewables, Inc. on February 19, 2025. EX-99.A5 FORM/SECRTY 2 viaexa5b.htm EXHIBIT A5B EXHIBIT (A)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESSWIRE / February 19, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today the final results of its tender offer to purchase up to 200,000 shares of its 8.75% Series A |
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| January 16, 2025 |
Exhibit (a)(1)(A) Offer to Purchase for Cash by VIA RENEWABLES, INC. of Up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS |
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| January 16, 2025 |
Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8. |
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| January 16, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| January 16, 2025 |
Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS EXTENDE |
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| January 16, 2025 |
Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22. |
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| January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec |
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| January 16, 2025 |
EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash HOUSTON, TX / ACCESSWIRE / January 16, 2025 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up to 20 |
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| January 16, 2025 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $22.50 per share The undersigned represents that I (we) have full authority to surrender without restriction the |
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| January 16, 2025 |
Exhibit 107 Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc. |
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| January 16, 2025 |
Exhibit (a)(1)(E) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS EXTENDE |
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| December 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit |
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| December 18, 2024 |
VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER Exhibit (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESSWIRE / December 18, 2024 / Via Renewables, Inc. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 21, 2024 |
Via Renewables, Inc. Names David Bill III to Board of Directors EXHIBIT 99.1 Via Renewables, Inc. Names David Bill III to Board of Directors HOUSTON, TX / ACCESSWIRE / November 18, 2024 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIASP), an independent retail energy services company, announced today that David Bill III has been appointed to the Company’s Board of Directors, effective November 18, 2024, 5 p.m. CST as an independent direc |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No.1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporat |
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| November 15, 2024 |
Exhibit 107 Calculation of Filing Fee Table SC TO-I (Form Type) Via Renewables, Inc. |
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| November 15, 2024 |
Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8. |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec |
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| November 15, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 15, 2024 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $22.50 per share The undersigned represents that I (we) have full authority to surrender without restriction the |
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| November 15, 2024 |
Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22. |
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| November 15, 2024 |
TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase for Cash by VIA RENEWABLES, INC. |
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| November 15, 2024 |
EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash HOUSTON, TX / ACCESSWIRE / November 15, 2024 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up to 8 |
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| November 15, 2024 |
Exhibit (a)(1)(E) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, DECEMBER 17, 2024 UNLESS THE OFFER IS EXTENDE |
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| November 15, 2024 |
Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, DECEMBER 17, 2024 UNLESS THE OFFER IS EXTENDE |
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| October 31, 2024 |
AMENDMENT NO. 3 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF SPARK HOLDCO, LLC This AMENDMENT NO. 3 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (this “Amendment”), and the Third Amended and Restated Limited Liability Company Agreement (the “Third Restated LLC Agreement”), as amended or restated from time to time, including by this Amendment, is effecti |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc |
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| October 25, 2024 |
EXHIBIT 2.1 |
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| October 25, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex |
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| August 1, 2024 |
Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT OF 1934 The following summary of the terms of the capital stock of Via Renewables, Inc. (the “Company” or “we,” “us,” or “our”) is not meant to be complete and is qualified by reference to the relevant provisions of the General Corporation Law of the State of Delaware (the “DGCL”) and the complete text of our ame |
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| June 28, 2024 |
EXHIBIT 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), entered into on, and effective as of June 28, 2024 (the “Effective Date”), is made by and among SPARK HOLDCO, LLC (“HoldCo”), a Delaware limited liability company, SPARK ENERGY, LLC (“Spark”), a Texas limited liability company, SPARK ENERGY GAS, LLC (“SEG”), a Texas limited liability compa |
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| June 28, 2024 |
EXHIBIT 10.2 NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF EITHER VRI OR SPARK HOLDCO THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED ONLY (A) TO EITHER VRI OR SPARK HOLDCO, (B) PURSUANT TO A |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 27, 2024 |
EXHIBIT 99.1 Via Renewables, Inc. Announces Optional Conversion Rights for Series A Preferred Stock for $8.07 Per Share in Cash HOUSTON, June 27, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIASP), an independent retail energy services company, announced today that it has provided notice (the “Notice”) to holders of its 8.75% Series A Fixed-to-Floating Rate Cumulative |
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| June 27, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 27, 2024 |
EXHIBIT 99.2 NOTICE OF LIMITED OPTIONAL CONVERSION RIGHTS UPON CHANGE OF CONTROL OF SERIES A PREFERRED STOCK FOR $8.07 PER SHARE IN CASH June 27, 2024 THIS CHANGE OF CONTROL CONVERSION RIGHT IS OPTIONAL AT YOUR ELECTION. YOU MAY CHOOSE TO EXERCISE YOUR CHANGE OF CONTROL CONVERSION RIGHT IN WHOLE OR IN PART, OR MAY ELECT NOT TO EXERCISE YOUR CHANGE OF CONTROL CONVERSION RIGHT AT ALL, IN WHICH CASE |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36559 Via Renewables, Inc. (Exact name of registrant as specified in its |
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| June 17, 2024 |
VIA / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment SC 13D/A CUSIP No. 92556D 304 Page 1 of 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A FINAL AMENDMENT Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Casey Marcin 12140 Wickchester Ln., Ste 100 Houston, Texas 77079 (713 |
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| June 13, 2024 |
As filed with the Securities and Exchange Commission on June 13, 2024 As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No. |
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| June 13, 2024 |
Exhibit 99.1 Via Renewables, Inc. Announces Completion of Merger Exhibit 99.1 Via Renewables, Inc. Announces Completion of Merger HOUSTON, June 13, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today the completion of the merger (the “Merger”) contemplated by the previously announced Agreement and Plan of Merger, dated as of December 29, 2023 (the “Merger Agreement” |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36559 (Commission File Number) 46 |
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| June 13, 2024 |
As filed with the Securities and Exchange Commission on June 13, 2024 As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No. |
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| June 13, 2024 |
As filed with the Securities and Exchange Commission on June 13, 2024 As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No. |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 5) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDevco Retail, LLC |
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| June 10, 2024 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 10, 2024 |
Via Renewables, Inc. Shareholders Vote to Approve Merger and Related Matters at Special Meeting EXHIBIT 99.1 Via Renewables, Inc. Shareholders Vote to Approve Merger and Related Matters at Special Meeting HOUSTON, June 7, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that at its special meeting of shareholders held earlier today, the Company’s shareholders voted, among other things, in favo |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 4) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDev |
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| May 24, 2024 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 24, 2024 |
EXHIBIT 99.1 VIA Announces Adjournment of Special Meeting of Shareholders to June 7, 2024 at 10:00 AM Central Time to Allow Additional Time for Shareholders to Vote “FOR” the Merger HOUSTON, May 23, 2024 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that it convened its Special Meeting of |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| May 2, 2024 |
Via Renewables, Inc. Reports First Quarter 2024 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports First Quarter 2024 Financial Results HOUSTON, May 1, 2024 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2024. Key Highlights · Achieved $19.1 million in Net Income and $15.1 million in Adjusted EBIT |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| March 28, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 3 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Ren |
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| March 21, 2024 |
March 21, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N. |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 2 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe |
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| March 19, 2024 |
March 19, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N. |
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| March 19, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe |
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| March 12, 2024 |
March 12, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N. |
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| March 12, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| March 12, 2024 |
Project Bluebonnet Go-Shop Outreach Update As of 1/26/2024 Exhibit (c)(6) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/26/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 0 NDAs Executed / VDR Access Sent 2 Passed / Declined (Pre-NDA) 8 Passed / Declined (Post-NDA) 1 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co. |
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| March 12, 2024 |
Project Bluebonnet Go-Shop Outreach Update As of 1/18/2024 Exhibit (c)(5) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/18/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 0 NDAs Executed / VDR Access Sent 3 Passed / Declined (Pre-NDA) 8 Passed / Declined (Post-NDA) 0 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co. |
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| March 12, 2024 |
Project Bluebonnet Go-Shop Outreach Update As of 1/10/2024 Exhibit (c)(4) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/10/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 1 NDAs Executed / VDR Access Sent 2 Passed / Declined (Pre-NDA) 3 Passed / Declined (Post-NDA) 0 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co. |
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| February 29, 2024 |
List of Subsidiaries of Via Renewables, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai |
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| February 29, 2024 |
Incentive-Based Compensation Recovery Policy VIA RENEWABLES, INC. Incentive-Based Compensation Recovery Policy The Board of Directors (the “Board”) of Via Renewables, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive-Based Compensation Recovery Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting R |
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| February 29, 2024 |
Exhibit 3.1 COMPOSITE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the “DGCL”), hereby certifies as follows: 1. The original Certificate of Incorporation of the Corporation (the “Original |
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| February 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 29, 2024 |
Via Renewables, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results HOUSTON, February 28, 2024 (ACCESSWIRE) - Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2023. Key Business Highlights · Recorded $(0.9) million in Net Loss and $ |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa |
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| February 13, 2024 |
US92556D3044 / Via Renewables, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0141-viarenewablesincclass.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Via Renewables, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 92556D304 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule |
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| February 12, 2024 |
Exhibit (c)(2) INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 2023 Project Bluebonnet Preliminary Valuation Discussion Materials Via Stock Performance Via 6-Month Stock Price Source: Capital IQ. |
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| February 12, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Via Renewables, Inc. |
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| February 12, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm |
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| February 12, 2024 |
Exhibit (b)(1) Execution Version CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 among RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO and WOODFOREST NATIONAL BANK, as Administrative Agent WOODFOREST NATIONAL BANK, as the Lead Arranger and Sole Bookrunner and ORIGIN BANK, as the Syndication Agent TABLE OF CONTENTS Page ARTICLE 1. |
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| February 12, 2024 |
Exhibit (c)(3) INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 29, 2023 Project Bluebonnet Discussion Materials for the Special Committee of the Board of Directors Legal Disclaimers & Disclosures These materials are provided solely for the information of the Special Committee of the Board of Directors (the “Special Committee”) of Via Renewables, Inc. |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC (Name of Persons Filing Statement) Class A common stock, par value $0.01 per share (T |
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| February 12, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Via Renewables, Inc. |
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| January 4, 2024 |
US92556D3044 / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment SC 13D/A 1 d828708dsc13da.htm SC 13D/A CUSIP No. 92556D 304 Page 1 of 17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Casey Marcin 12140 Wickchester Ln., S |
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| January 4, 2024 |
Amended and Restated Joint Filing Agreement EX-99.25 5 d828708dex9925.htm EX-99.25 Exhibit 25 Amended and Restated Joint Filing Agreement This will confirm the agreement by and among all the undersigned that the Statement on Schedule 13D filed on or about this date and any further amendments thereto with respect to the beneficial ownership by the undersigned of the shares of Class A Common Stock, par value $0.01, of Via Renewables, Inc., In |
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| January 4, 2024 |
EX-99.23 3 d828708dex9923.htm EX-99.23 Exhibit 23 Execution Version SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of December 29, 2023, is entered into by and among Retailco, LLC, a Texas limited liability company (“Parent”), and each undersigned stockholder (each, a “Subject Stockholder” and, collectively, the “Subject Stockholders” and, together with Parent, each a “Party |
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| January 4, 2024 |
EX-99.22 2 d828708dex9922.htm EX-99.22 Exhibit 22 Execution Version AGREEMENT AND PLAN OF MERGER among Retailco, LLC NuRetailco LLC and Via Renewables, Inc. Dated as of December 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 1 ARTICLE II THE MERGER 2.1 The Merger 12 2.2 Closing 12 2.3 Effect of the Merger 12 2.4 Organizational Documents 12 2.5 Directors and O |
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| January 4, 2024 |
EX-99.24 4 d828708dex9924.htm EX-99.24 Exhibit 24 Execution Version CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 among RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO and WOODFOREST NATIONAL BANK, as Administrat |
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| January 2, 2024 |
EXHIBIT 99.1 Via Renewables, Inc. Enters into Agreement for all of its Class A Common Stock to be Acquired at $11.00 Per Share in Cash HOUSTON, TX / January 2, 2024 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that it has signed a merger agreement (the “Agreement”) whereby all of Via Renewables’ Clas |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 2, 2024 |
EXHIBIT 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among Retailco, LLC NuRetailco LLC and Via Renewables, Inc. Dated as of December 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions. 1 ARTICLE II THE MERGER 2.1 The Merger. 12 2.2 Closing. 12 2.3 Effect of the Merger. 12 2.4 Organizational Documents. 12 2.5 Directors and Officers of the Surviving Corporat |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 2, 2023 |
Via Renewables, Inc. Reports Third Quarter 2023 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports Third Quarter 2023 Financial Results HOUSTON, November 1, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2023. Key Highlights · Achieved $14.7 million in Net Income and $12.8 million in Adju |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex |
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| August 3, 2023 |
Via Renewables, Inc. Reports Second Quarter 2023 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports Second Quarter 2023 Financial Results HOUSTON, August 2, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2023. Key Highlights · Reported $19.1 million in Net Income and $12.0 million in Adjusted E |
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| July 6, 2023 |
EXHIBIT 10.1 Good Counsel July 5, 2023 Via Email: [email protected] Mr. Paul Konikowski Chief Operating Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment No. 3 to Good Counsel Consulting Agreement Dear Mr. Konikowski: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated Au |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 12, 2023 |
EXHIBIT 10.1 Execution Copy INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of June 7, 2023, by and between Via Renewables, Inc., a Delaware corporation (the “Corporation”), and A. Stephen Kennedy (“Indemnitee”). RECITALS: WHEREAS, directors, officers and other persons in service to corporations or business enterprises are subjected to expensive and time-consuming |
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| June 12, 2023 |
Via Renewables, Inc. Names Stephen Kennedy to Board of Directors EXHIBIT 99.1 Via Renewables, Inc. Names Stephen Kennedy to Board of Directors HOUSTON, June 12, 2023 (ACCESSWIRE) – Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, announced today that Stephen (Steve) Kennedy has been appointed to the Company's Board of Directors, effective June 7, 2023, as an independent director. He will serv |
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| June 1, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 23, 2023 |
US92556D3044 / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Barbara Clay 12140 Wickchester Ln., Ste 100 Houston, Texas 77079 (713) 600-2600 (Name, Address and Telephone N |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E |
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| May 4, 2023 |
Good Counsel November 28, 2022 Mr. Paul Konikowski Chief Operating Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment No. 2 to Good Counsel Consulting Agreement Dear Mr. Konikowski: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated August 27, 2020 ("Agreement") and serves, for good |
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| May 4, 2023 |
Via Renewables, Inc. Reports First Quarter 2023 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports First Quarter 2023 Financial Results HOUSTON, May 3, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2023. Key Highlights · Reported $(6.8) million in Net Loss and $18.8 million in Adjusted EBITD |
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| April 20, 2023 |
EXHIBIT 99.1 Via Renewables, Inc. Announces Dividend Actions HOUSTON, April 19, 2023 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that its Board of Directors has elected to temporarily suspend the quarterly cash dividend on its common stock. The decision comes as the Company seeks to enh |
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| April 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 17, 2023 |
2022 AnnualReport2020 AnnualReport Looking back on 2022, Via Renewables demonstrated impressive resilience in the face of one of the highest sustained commodity price increases in recent times. |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 17, 2023 | ||
| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 29, 2023 |
Via Renewables, Inc. Reports Fourth Quarter and Full Year 2022 Financial Results EXHIBIT 99.1 Via Renewables, Inc. Reports Fourth Quarter and Full Year 2022 Financial Results HOUSTON, March 29, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2022. Key Business Highlights · Recorded $(27.5) million in Net Loss and $12 |
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| March 29, 2023 |
List of Subsidiaries of Via Renewables, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa |
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| March 29, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 20, 2023 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Company. EX-3.1 2 viaex31.htm EX-3.1 EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the “DGCL”), hereby certifies as follows: 1. This Certificate of Amendment |
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| March 20, 2023 |
Via Renewables, Inc. Announces 1 for 5 Reverse Stock Split EXHIBIT 99.1 Via Renewables, Inc. Announces 1 for 5 Reverse Stock Split HOUSTON, March 20, 2023 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA, VIASP), an independent retail energy services company, announced that its shareholders overwhelmingly approved a proposal by the Company’s Board of Directors to consummate a reverse stock split of the Company’s Class A |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-365559 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 16, 2023 |
EXHIBIT 99.1 Via Renewables, Inc. Reports Preliminary Fourth Quarter and Full Year 2022 Financial Results Expects to File Notification of Late Filing on Form 12b-25 with the SEC and plans to file Form 10-K for the fiscal year ended December 31, 2022, within 15-day grace period HOUSTON, March 16, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an i |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 2, 2023 |
Via Renewables, Inc. Reschedules Fourth Quarter and Full Year 2022 Financial Results Release Via Renewables, Inc. Reschedules Fourth Quarter and Full Year 2022 Financial Results Release HOUSTON, March 1, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today announced that it has rescheduled its fourth quarter and full year 2022 earnings conference call. The Company will announce its earnings |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule14AInformation Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| November 3, 2022 |
Via Renewables, Inc. Reports Third Quarter 2022 Financial Results Via Renewables, Inc. Reports Third Quarter 2022 Financial Results HOUSTON, November 2, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2022. Key Highlights ?Reported $(4.9) million in Net Loss and $15.1 million in Adjusted EBITDA for |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc |
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| August 16, 2022 |
PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-266615 Via Renewables, Inc. $200,000,000 Class A Common Stock Preferred Stock Depositary Shares Warrants Units 20,800,000 Shares of Class A Common Stock Offered by the Selling Stockholders We may from time to time, in one or more offerings, offer and sell: ?Shares of Class A common stock ?Shares of Preferred Stock ?Deposita |
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| August 12, 2022 |
August 12, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 5, 2022 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Via Renewables, Inc. |
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| August 5, 2022 |
As filed with the Securities and Exchange Commission on August 5, 2022 As filed with the Securities and Exchange Commission on August 5, 2022 Registration Statement No. |
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| August 4, 2022 |
Via Renewables, Inc. Reports Second Quarter 2022 Financial Results Via Renewables, Inc. Reports Second Quarter 2022 Financial Results HOUSTON, August 3, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2022. Key Highlights ?Achieved $12.5 million in Net Income and $13.3 million in Adjusted EBITDA for the |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex |
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| July 7, 2022 |
Exhibit 10.1 CREDIT AGREEMENT among VIA RENEWABLES, INC. (fka SPARK ENERGY, INC.), as Parent, SPARK HOLDCO, LLC, SPARK ENERGY, LLC, SPARK ENERGY GAS, LLC, CENSTAR ENERGY CORP, CENSTAR OPERATING COMPANY, LLC, OASIS POWER, LLC, OASIS POWER HOLDINGS, LLC, ELECTRICITY MAINE, LLC, ELECTRICITY N.H., LLC, PROVIDER POWER MASS, LLC, MAJOR ENERGY SERVICES LLC, MAJOR ENERGY ELECTRIC SERVICES LLC, RESPOND POW |
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| July 7, 2022 |
Via Renewables, Inc. Announces New $195 Million Credit Facility Via Renewables, Inc. Announces New $195 Million Credit Facility HOUSTON, July 5, 2022 (ACCESSWIRE) ? Via Renewables, Inc. (?Via Renewables? or the ?Company?) (NASDAQ: VIA, VIASP), an independent retail energy services company, announced today the closing of a new three-year $195.0 million senior secured borrowing base credit facility (the ?Senior Credit Facility?) to replace its existing senior se |
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| July 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 7, 2022 |
EX-10.2 3 exhibit102-7722.htm EX-10.2 Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF EITHER VRI OR SPARK HOLDCO THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED ONLY (A) TO EITHER |
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| July 6, 2022 |
July 6, 2022 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N. |
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| May 19, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 5, 2022 |
Via Renewables, Inc. Reports First Quarter 2022 Financial Results Via Renewables, Inc. Reports First Quarter 2022 Financial Results HOUSTON, May 4, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2022. Key Highlights ?Achieved $10.8 million in Adjusted EBITDA, $28.8 million in Retail Gross Margin and $ |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| April 5, 2022 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 31, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 31, 2022 |
Letter from Ernst & Young LLP, dated March 31, 2022 Ernst & Young LLP 5 Houston Center Suite 2400 1401 McKinney Houston, TX 77010 Tel: +1 713 750 1500 Fax: +1 713 750 1501 March 31, 2022 Securities and Exchange Commission 100 F Street, N. |
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| March 4, 2022 |
Via Renewables, Inc. Fourth Quarter 2021 Earnings Conference Call Via Renewables, Inc. Fourth Quarter 2021 Earnings Conference Call March 3, 2022 Presenters Stephen Rabalais - Senior Manager, Financial Planning and Analysis W. Keith Maxwell III - Chief Executive Officer Mike Barajas - Chief Financial Officer Operator Good morning, ladies and gentlemen. Welcome to the Via Renewables, Inc., Fourth Quarter 2021 Earnings Conference Call. My name is Donna, and I?ll b |
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| March 4, 2022 |
Via Renewables, Inc. Reports Fourth Quarter and Full Year 2021 Financial Results Via Renewables, Inc. Reports Fourth Quarter and Full Year 2021 Financial Results HOUSTON, March 2, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2021. Key Business Highlights ?Recorded $11.6 million in Adjusted EBITDA, $25.2 million in |
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| March 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 3, 2022 |
[Execution Version] AMENDMENT NO. 5 THIS AMENDMENT NO. 5 (this ?Amendment?), entered into on, and effective as of October 15, 2021 (the ?Effective Date?), is made by and among SPARK HOLDCO, LLC (?HoldCo?), a Delaware limited liability company, SPARK ENERGY, LLC (?Spark?), a Texas limited liability company, SPARK ENERGY GAS, LLC (?SEG?), a Texas limited liability company, CENSTAR ENERGY CORP., a Ne |
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| March 3, 2022 |
List of Subsidiaries of Via Renewables, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF SPARK ENERGY, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Maine |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 3 (a) Title of the Class of Securities To Be Sold (b |
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| November 9, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* Via Renewables, Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 92556D106 (CUSIP Number) October 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 8, 2021 |
Employment Agreement Via Renewables, Inc. This Employment Agreement (this ?Agreement?) dated November 4, 2021 is between Paul Konikowski (?Employee?) and Via Renewables, Inc. (the ?Company?). Capitalized terms that are not otherwise defined are defined in Exhibit B to this Agreement. 1.Employment. The Company will employ Employee in accordance with the terms and conditions set forth in this Agreem |
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| November 4, 2021 |
TRANSITION AND RESIGNATION AGREEMENT AND MUTUAL RELEASE OF CLAIMS This Transition and Resignation Agreement and Mutual Release of Claims (this ?Agreement?) is entered into by and between James Jones (?Employee?) and Spark Energy, Inc. |
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| November 4, 2021 |
Exhibit 3.1 COMPOSITE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the ?DGCL?), hereby certifies as follows: 1. The original Certificate of Incorporation of the Corporation (the ?Original |
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| November 4, 2021 |
Via Renewables, Inc. Reports Third Quarter 2021 Financial Results Via Renewables, Inc. Reports Third Quarter 2021 Financial Results HOUSTON, November 3, 2021 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2021. Key Highlights ?Achieved $22.0 million in Adjusted EBITDA, and $30.9 million in Retail Gross Margin |
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| November 4, 2021 |
Good Counsel August 1, 2021 Mr. Jim Jones Chief Financial Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment to Good Counsel Consulting Agreement Dear Mr. Jones: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated August 27, 2020 (?Agreement?) and serves, for good and valuable consid |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 4, 2021 |
Employment Agreement Via Renewables, Inc. This Employment Agreement (this ?Agreement?) dated November 4, 2021 is between Miguel ?Mike? Barajas (?Employee?) and Via Renewables, Inc. (the ?Company?). Capitalized terms that are not otherwise defined are defined in Exhibit B to this Agreement. 1.Employment. The Company will employ Employee in accordance with the terms and conditions set forth in this |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 21, 2021 |
EX-99.1 4 a2021-q3xdividendcreditfac.htm EX-99.1 Via Renewables, Inc. Announces Dividend on Common and Preferred Stock; Amendment and Extension of Credit Facilities HOUSTON, October 20, 2021 (ACCESSWIRE) – Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, announced today that its Board of Directors has declared a quarterly cash d |
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| October 21, 2021 |
NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). |
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| October 21, 2021 |
[Execution Version] AMENDMENT NO. 5 THIS AMENDMENT NO. 5 (this ?Amendment?), entered into on, and effective as of October 15, 2021 (the ?Effective Date?), is made by and among SPARK HOLDCO, LLC (?HoldCo?), a Delaware limited liability company, SPARK ENERGY, LLC (?Spark?), a Texas limited liability company, SPARK ENERGY GAS, LLC (?SEG?), a Texas limited liability company, CENSTAR ENERGY CORP., a Ne |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 9, 2021 |
Second Amended and Restated Bylaws of Via Renewables, Inc SECOND AMENDED AND RESTATED BYLAWS OF VIA RENEWABLES, INC. Incorporated under the Laws of the State of Delaware Date of Adoption: August 6, 2021 ARTICLE I OFFICES AND RECORDS SECTION I.1.Registered Office. The registered office of Via Renewables, Inc. (the ?Corporation?) in the State of Delaware shall be located at 2711 Centerville Road, Suite 400, City of Wilmington, County of New Castle, and the |
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| August 9, 2021 |
EX-99.1 4 a2021-q3xviaprxfinal.htm EX-99.1 PRESS RELEASE Spark Energy, Inc. Announces New Strategic Initiatives as Via Renewables HOUSTON, TX / ACCESSWIRE / August 9, 2021 / Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, is proud to announce that its shareholders overwhelmingly approved a proposal by the Company’s Board of Directors to |
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| August 9, 2021 |
Second Amended and Restated Bylaws of Via Renewables, Inc CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SPARK ENERGY, INC. Spark Energy, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1.This Certificate of Amendment (the ?Certificate of Amendment?) amends the provisions of the Corporation?s Amended and Restated Certificate of Incorporati |
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| August 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 6, 2021 |
InComm Conferencing Page 1 of 3 www.incommconferencing.com Spark Energy Q2 Earnings Call August 5, 2021 Presenters Mike Barajas ? CPA Keith Maxwell ? CEO Jim Jones ? CFO Operator Good morning, ladies and gentlemen, and welcome to the Spark Energy Inc. second quarter 2021 earnings conference call. My name is Devin (sp), and I will be your operator today. If anyone should require operator assistance |
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| August 6, 2021 |
Spark Energy, Inc. Reports Second Quarter 2021 Financial Results Spark Energy, Inc. Reports Second Quarter 2021 Financial Results HOUSTON, August 4, 2021 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2021. Key Highlights ?Achieved $14.4 million in Adjusted EBITDA, and $26.4 million in Retail Gross Margin, and $24.8 millio |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Spark Energy, Inc. (Exac |
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| July 28, 2021 |
SPKE / Spark Energy Inc / Spark Energy, Inc. - SC 13D/A Activist Investment CUSIP No. 846511 103 Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 Spark Energy, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 846511 103 (CUSIP Number) Barbara Clay 12140 Wickchester Ln., Ste 100 Houston, Texas 77079 (Name, Addres |
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| July 8, 2021 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-233863 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated October 10, 2019) SPARK ENERGY, INC. Primary Offering of $200,000,000 of Class A Common Stock, Preferred Stock, Depositary Shares and Warrants Secondary Offering of 20,800,000 Shares of Class A Common Stock The following information amends and supplements information contained in the prosp |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| May 20, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 11, 2021 |
EX-99.1 2 a2021-q1xprfinal.htm EX-99.1 PRESS RELEASE Spark Energy, Inc. Reports First Quarter 2021 Financial Results HOUSTON, May 5, 2021 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2021. Key Highlights • Reported a Net Loss of $(27.6) million for the fir |
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| May 11, 2021 |
InComm Conferencing Page 1 of 3 www.incommconferencing.com Spark Energy Q1 Earnings Call May 6, 2021 Presenters Mike Barajas ? CPA Keith Maxwell ? CEO Jim Jones ? CFO Operator Good morning, ladies and gentlemen, and welcome to the Spark Energy Inc. first quarter 2021 earnings conference call. My name is Donna (sp), and I'll be operator for today. All participants are on a listen only mode. If anyo |
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| May 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 6, 2021 |
NEW BANK AGREEMENT THIS NEW BANK AGREEMENT, dated as of January 19, 2021 (this ?New Bank Agreement?) is made by and among SPARK HOLDCO, LLC, a Delaware limited liability company, SPARK ENERGY, LLC, a Texas limited liability company, SPARK ENERGY GAS, LLC, a Texas limited liability company, CENSTAR ENERGY CORP, a New York corporation, CENSTAR OPERATING COMPANY, LLC, a Texas limited liability company, Oasis Power, LLC, a Texas limited liability company (?Oasis?), Oasis Power Holdings, LLC, a Texas limited liability company (?Oasis Holdings?), ELECTRICITY MAINE, LLC, a Maine limited liability company (?Maine?), ELECTRICITY N. |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Spark Energy, Inc. (Exa |
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| April 8, 2021 |
TRANSITION AND RESIGNATION AGREEMENT AND MUTUAL RELEASE OF CLAIMS This Transition and Resignation Agreement and Mutual Release of Claims (this ?Agreement?) is entered into by and between Kevin McMinn (?Employee?) and Spark Energy, Inc. |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| March 4, 2021 |
List of Subsidiaries of Spark Energy, Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF SPARK ENERGY, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Maine |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Spark Energy, Inc. (Exact |
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| March 4, 2021 |
NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). |
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| March 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 4, 2021 |
Spark Energy, Inc. Reports Fourth Quarter and Full Year 2020 Financial Results Spark Energy, Inc. Reports Fourth Quarter and Full Year 2020 Financial Results HOUSTON, March 3, 2021 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the year ended December 31, 2020. Key Business Highlights •Recorded $24.7 million in Adjusted EBITDA, $49.0 million in Retail Gross Margi |
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| March 4, 2021 |
Good Counsel 111 Farms Road Stamford, Connecticut 06903 Barbara Clay, Esq. (203) 560-4477 [email protected] Admitted NY and CT TX pending Via Electronic Mail August 27, 2020 Messrs. Jim Jones and Kevin McMinn 12140 Wickchester Lane Suite 100 Houston, Texas 77079 Re: Legal Engagement Dear Jim and Kevin: Thank you for requesting Good Counsel Legal Services, LLC (?Good Counsel?) to represent S |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Spark Energy Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 846511103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) |
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| January 29, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* Spark Energy, Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 846511103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| November 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2020 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 4, 2020 |
EXECUTION VERSION NEW BANK AGREEMENT THIS NEW BANK AGREEMENT, dated as of October 30, 2020 (this “New Bank Agreement”) is made by and among SPARK HOLDCO, LLC, a Delaware limited liability company, SPARK ENERGY, LLC, a Texas limited liability company, SPARK ENERGY GAS, LLC, a Texas limited liability company, CENSTAR ENERGY CORP, a New York corporation, CENSTAR OPERATING COMPANY, LLC, a Texas limited liability company, Oasis Power, LLC, a Texas limited liability company (“Oasis”), Oasis Power Holdings, LLC, a Texas limited liability company (“Oasis Holdings”), ELECTRICITY MAINE, LLC, a Maine limited liability company (“Maine”), ELECTRICITY N. |
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| November 4, 2020 |
Spark Energy, Inc. Reports Third Quarter 2020 Financial Results EX-99.1 2 a2020-q3xprfinal.htm PRESS RELEASE Spark Energy, Inc. Reports Third Quarter 2020 Financial Results HOUSTON, November 3, 2020 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2020. Key Highlights •Achieved $27.7 million in Adjusted EBITDA, $47.0 m |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Spark Energy, Inc. |
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| October 13, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2020 (May 20, 2020) Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation |
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| August 19, 2020 |
Spark Energy, Inc. Announces Class A Common Stock Share Buyback Program Spark Energy, Inc. Announces Class A Common Stock Share Buyback Program HOUSTON, August 18, 2020 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, announced today that its Board of Directors has authorized a share buyback program of up to $20 million of Spark’s Class A common stock, par value $0.01 per share (the “Class A co |
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| August 19, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2020 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 5, 2020 |
[Execution Form] AMENDMENT NO. 4 THIS AMENDMENT NO. 4 (this “Amendment”), entered into on, and effective as of July 31, 2020 (the “Effective Date”), is made by and among SPARK HOLDCO, LLC (“HoldCo”), a Delaware limited liability company, SPARK ENERGY, LLC (“Spark”), a Texas limited liability company, SPARK ENERGY GAS, LLC (“SEG”), a Texas limited liability company, CENSTAR ENERGY CORP., a New York |
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| August 5, 2020 |
Quarterly Report - 10-Q Q2 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Spark Energy, Inc. (Exac |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2020 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 5, 2020 |
Exhibit 2.9 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This First Amendment to Asset Purchase Agreement (this “Amendment”), effective as of the 1st day of May, 2020 (the “Effective Date”), is by and among Spark Holdco, LLC, a Delaware limited liability company; Starion Energy Inc., a Delaware corporation; Starion Energy NY Inc., a Delaware corporation; Starion Energy PA Inc., a Delaware corporati |
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| August 5, 2020 |
Form of Restricted Stock Unit Agreement (Second A&R LTIP). SPARK ENERGY, INC. SECOND AMENDED AND RESTATED LONG TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this “Agreement”) is made and entered into as of the Date of Grant set forth in the Notice of Grant of Restricted Stock Units (“Notice of Grant”) by and between Spark Energy, Inc., a Delaware corporation (the “Company”) and you. WHEREAS, the Company adopted |
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| August 5, 2020 |
Spark Energy, Inc. Reports Second Quarter 2020 Financial Resultss EX-99.1 2 a2020-q2xprv6.htm EX-99.1 EARNINGS RELEASE Spark Energy, Inc. Reports Second Quarter 2020 Financial Resultss HOUSTON, August 5, 2020 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2020. Key Highlights •Achieved $23.8 million in Adjusted EBITDA, $45. |
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| August 5, 2020 |
Form of Notice of Grant of Restricted Stock Unit (Second A&R LTIP). [To Be Placed on Spark Energy, Inc. Letterhead] NOTICE OF GRANT OF RESTRICTED STOCK UNITS I am very pleased to inform you that pursuant to the terms and conditions of the Spark Energy, Inc. Second Amended and Restated Long Term Incentive Plan, attached as Appendix A (the “Plan”), and the associated Restricted Stock Unit Agreement, attached as Appendix B (the “Agreement”), you are hereby granted an |
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| June 19, 2020 |
- SCHEDULE TO-I/A CLOSING AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) Spark Energy, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title |
