TY Depositi SEC - Tri-Continental Corporation- Relazione annuale, dichiarazione di delega, prospetto informativo

Statistiche di base

LEI	6QVMFZKY1QSOOIHD7Y77
CIK	99614

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tri-Continental Corporation

SEC Filings (Chronological Order)

Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.

September 5, 2025	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Meghan Shields [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 5, 2025 - Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter ordinary income distribution of $0.2654 per share of Common Stock and $0.6250 per share of P
September 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 Tri-Continental UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
June 24, 2025	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 95th ANNUAL MEETING OF STOCKHOLDERS Exhibit 99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Meghan Shields [email protected] TRI-CONTINENTAL CORPORATION HOLDS 95th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, June 24, 2025 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 95th Annual Meeting of Stockholders (the “Meeting”) in Minneapolis, Minnesota. Stockholders vote
June 24, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
May 22, 2025	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Meghan Shields [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 22nd, 2025 - Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2900 per share of Common Stock and $0.6250 per share of Preferred
May 22, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissio
May 5, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defini
March 31, 2025	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 95th ANNUAL MEETING OF STOCKHOLDERS Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 95th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 31, 2025 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today announced that the Corporation’s 95th Annual Meeting of Stockholders
March 31, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commiss
March 7, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
March 7, 2025	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 7, 2025—Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a first quarter ordinary income distribution of $0.2766 per share of Common Stock and $0.6250 per share of Preferred Stock
November 19, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
November 19, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
October 15, 2024	424B3	Supplement dated October 15, 2024 to the Prospectus dated May 1, 2024 for Tri-Continental Corporation (the Fund) Supplement dated October 15, 2024 to the Prospectus dated May 1, 2024 for Tri-Continental Corporation (the Fund) Effective on December 1, 2024 (the Effective Date), the Fund's overnight mail address is changing.
September 3, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) Maryland 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
September 3, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
June 25, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
June 25, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 94th ANNUAL MEETING OF STOCKHOLDERS Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
May 16, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
May 16, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissio
April 25, 2024	EX-99.(Q)(11)	Page 1 of 5 Part 2 Transfer Instructions: (continued) Tri-Continental Corporation Transfer of Ownership Request Form Use this form to change the ownership of your account, which may include changing, adding, or deleting the name(s) on your non- retirement account.
April 25, 2024	EX-99.(Q)(8)	Page 1 of 3 Part 3 Beneficiary Designation (continued) Select Primary or Contingent Status* (Select one) ☐ Primary ☐ Contingent Whole Percentage* Date of Birth or Trust Date Beneficiary Name* Provide full name of Person, Trust, or Entity (MM/DD/YYY Tri-Continental Corporation IRA Beneficiary Designation Form Complete this form to update your beneficiary elections on your Tri-Continental Corporation IRA, Roth IRA, SEP IRA, SAR-SEP IRA, or SIMPLE IRA.
April 25, 2024	N-2ASR	As filed with the Securities and Exchange Commission on April 25, 2024. As filed with the Securities and Exchange Commission on April 25, 2024. Registration Nos. 333-255533 811-00266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 3 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 67
April 25, 2024	EX-99.(Q)(10)	Page 1 of 9 Part 4 Inherited Roth IRA Information (continued) COLUMBIA THREADNEEDLE INVESTMENTS Instructions for opening your account New accounts If you are opening a Roth IRA review this booklet and complete the Columbia Threadneedle Investments Roth IRA Application.
April 25, 2024	EX-99.(Q)(7)	Page 1 of 3 Part 3 Reason for Change in Trustee(s) Tri-Continental Corporation Trustee Certification Form Use this form to change trustee information on an existing trust account.
April 25, 2024	EX-99.(N)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Tri-Continental Corporation of our report dated February 22, 2024, relating to the financial statements and financial highlights, which appears in Tri-Continental Corporation’s Annual Report on Form N-CSR for the year ended December 31, 2023.
April 25, 2024	EX-99.(Q)(1)	P.O. Box 219104, Kansas City, MO 64121-9104, 800.345.6611 X / / Print Name of Participant Signature of Participant Date CT-FR/232890 AA (01/24) This page left blank intentionally. CT-FR/232890 AA (01/24) COLUMBIA THREADNEEDLE INVESTMENTS SIMLPE IRA FOR EMPLOYEES UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account Employee Instructions for Opening Your SIMPLE IRA IMPORTANT: These Instructions and the forms and materials with the Instructions are suitable ONLY for establishing a SIMPLE IRA to receive contributions under an employer SIMPLE IRA plan or a rollover or transfer of assets direct
April 25, 2024	EX-99.(Q)(2)	Page 1 of 9 Part 4 Inherited Traditional IRA Information (continued) COLUMBIA THREADNEEDLE INVESTMENTS YOUR GUIDE TO IRAS COLUMBIA THREADNEEDLE INVESTMENTS TRADITIONAL IRA CUSTODIAL AGREEMENT AND DISCLOSURE STATEMENT.
April 25, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form N-2 (Form Type) Tri-Continental Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Exhibit (s) EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Tri-Continental Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price
April 25, 2024	EX-99.(Q)(9)	Date of Birth or Trust Date Tri-Continental Corporation Transfer on Death (TOD) Registration Request Form Complete this form to establish or change a Transfer on Death designation for your non-retirement Columbia Threadneedle Investments account(s) pursuant to the Massachusetts Uniform TOD Security Registration Act.
April 25, 2024	EX-99.(Q)(6)	Page 1 of 3 Part 5 Signature & Certification Tri-Continental Corporation Name Change Authorization Form Please complete this form to update a name on your account.
April 25, 2024	EX-99.(Q)(5)	Page 1 of 6 Part 5 Payment Instructions: (Please choose one election in either section A or B and complete section C if applicable.) Tri-Continental Corporation IRA Distribution Request Form Use this form when requesting a distribution from an Individual Retirement Account (IRA).
April 25, 2024	EX-99.(Q)(4)	Corporation Address Tri-Continental Corporation Address Change Form Please complete this form to change the address on your Tri-Continental Corporation account.
April 25, 2024	EX-99.(Q)(3)	Page 1 of 6 Part 3 Automatic Dividend Investment Plan Tri-Continental Corporation Authorization Form Systematic Withdrawal Plan Automatic Dividend Investment Plan Cash Change Distribution Payment Options Change • Purchase Plan • Cost Basis Election Cash Purchases • Add / Change Bank Instructions Automatic Investment of non Tri-Continental Distributions • Automated Clearing House Service Part 1 Stockholder Information: (Please type or print.
April 25, 2024	EX-99.(K)(1)(I)	Schedule A As of July 1, 2023 FEE SCHEDULE Schedule A As of July 1, 2023 FEE SCHEDULE Effective July 1, 2023, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $33.
April 22, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Prox
March 14, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commiss
March 14, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 94th ANNUAL MEETING OF STOCKHOLDERS Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
March 1, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
March 1, 2024	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
November 16, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
November 16, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
September 1, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
September 1, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION Exhibit 99 Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 lisa.
June 20, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Carlos Melville 617-897-9384 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, June 20, 2023 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 93rd Annual Meeting of Stockholders (the “Meeting”) in Minneapolis, Minnesota. Stockho
June 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Tri-Continental Cor UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
May 18, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION EX-99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Carlos Melville 617-897-9384 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 18, 2023 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2864 per share of Common Stock and $0.6250 pe
May 18, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 Tri-Continental Corp UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissio
April 17, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive P
March 10, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 93rd ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 93rd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 10, 2023 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today announced that the Corporation’s 93rd Annual Me
March 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Tri-Continental Co UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commiss
March 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 Tri-Continental Cor UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
March 3, 2023	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 Stockholder contact: 800-345-6611, option 3 Media contact: Lisa Feuerbach 617-897-9344 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 3, 2023 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a first quarter ordinary income distribution of $0.2900 per share of Common Stock and $0.6250 per s
November 25, 2022	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, September 30, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 69.
November 17, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
November 17, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION Exhibit 99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Lisa Feuerbach 617-897-9344 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 17, 2022 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.2651 per sha
September 2, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) Maryland 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
September 2, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION Exhibit 99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 2, 2022 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a third quarter ordinary income distribution of $0.2695 per share
June 21, 2022	8-K	Regulation FD Disclosure 8-K 1 d591449d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of
June 21, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 92nd ANNUAL MEETING OF STOCKHOLDERS EX-99.1 2 d591449dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 92nd ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, June 21, 2022 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 92nd Annual Meeting of Stockholders
June 2, 2022	EX-99.(K)(4)	Fund of Funds Investment Agreement, dated January 24, 2022, between First Trust CEF Income Opportunity ETF and Tri-Continental Corporation and Columbia Seligman Premium Technology Growth Fund RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENT This Agreement, dated as of January 24, 2022, between First Trust CEF Income Opportunity ETF (the ?Acquiring Fund?) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?1940 Act?) advised by Columbia Management Investment Advisers, LLC (the ?Adviser?), severally and not jointly (each an ?Acquired Fund?).
June 2, 2022	EX-99.(K)(3)	Fund of Funds Investment Agreement, dated January 24, 2022, between First Trust Portfolios L.P. and Tri-Continental Corporation and Columbia Seligman Premium Technology Growth Fund RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENT This Agreement, dated as of January 24, 2022, between FT Series (the ?Trust?) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an ?Acquiring Fund?), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?1940 Act?) advised by Columbia Management Investment Advisers, LLC (the ?Adviser?), severally and not jointly (each an ?Acquired Fund?).
June 2, 2022	EX-99.(K)(1)(I)	Schedule A, dated July 1, 2021, and Schedule B to the Stockholder Service Agent Agreement, dated March 1, 2016, between the Registrant and Columbia Management Investment Services Corp. Schedule A As of July 1, 2021 FEE SCHEDULE Effective July 1, 2021, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $30.
June 2, 2022	POS EX	As filed with the Securities and Exchange Commission on June 2, 2022. As filed with the Securities and Exchange Commission on June 2, 2022. Registration Nos. 333-255533 811-00266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 2 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendment No. 66 ☒
May 25, 2022	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, March 31, 2022 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 71.
May 19, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 19, 2022 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2782 per share of Common Stock
May 19, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissio
April 18, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 d257047ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule
March 28, 2022	424B3	Supplement dated March 28, 2022 to the Prospectus dated May 1, 2021 for Tri-Continental Corporation (the Fund) Filed pursuant to Rule 424(b)(3) Registration Statement Nos. 333-255533 Supplement dated March 28, 2022 to the Prospectus dated May 1, 2021 for Tri-Continental Corporation (the Fund) The tables under the caption ?Financial Highlights? in the Prospectus are hereby superseded and replaced with the following for the purpose of adding fiscal year-ended December 31, 2021 financial highlights to the tab
March 11, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commiss
March 11, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 92nd ANNUAL MEETING OF STOCKHOLDERS Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 92nd ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 11, 2022 ? The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today announced that the Corporation
March 4, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d311378d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2022 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of
March 4, 2022	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 4, 2022 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a first quarter ordinary income distribution of $0.2700 per share of Common Stock
November 23, 2021	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, September 30, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 69.
November 19, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
November 19, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 19, 2021 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.2996 per share of Common
September 3, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 3, 2021 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a third quarter ordinary income distribution of $0.2986 per share of Common St
September 3, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
July 8, 2021	424B3	Supplement dated July 8, 2021 to the Prospectus and Statement of Additional Information (SAI), each as supplemented, each dated May 1, 2021 for Tri-Continental Corporation (the Fund) Filed pursuant to Rule 424(b)(3); Registration Statement No. 333-255533 Supplement dated July 8, 2021 to the Prospectus and Statement of Additional Information (SAI), each as supplemented, each dated May 1, 2021 for Tri-Continental Corporation (the Fund) Information about the portfolio managers primarily responsible for overseeing the Fund?s investments is shown below. The SAI provides additional
June 11, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
June 11, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 91st ANNUAL MEETING OF STOCKHOLDERS EX-99.1 2 d43394dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 91st ANNUAL MEETING OF STOCKHOLDERS Boston, MA, June 11, 2021 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today virtually held its 91st Annual Meeting of Stockhol
June 4, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta
May 25, 2021	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, March 31, 2021 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 69.
May 21, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION Exhibit 99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 21, 2021 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2388 per share of
May 21, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissio
April 27, 2021	EX-99.(A)(7)	Director’s Power of Attorney for Sandra Yeager, dated June 1, 2020 Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a ?Registrant?) POWER OF ATTORNEY The undersigned, as director of the above listed investment companies that previously have filed registration statements and amendments thereto pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940 with the Securities and Exchange
April 27, 2021	EX-99.(Q)(5)	Tri-Continental Corporation IRA Distribution Request Form Tri-Continental Corporation IRA Distribution Request Form Use this form when requesting a distribution from an Individual Retirement Account (IRA).
April 27, 2021	EX-99.(A)(2)	Power of Attorney for Christopher O. Petersen, dated February 2, 2021 EX-99.(A)(2) 10 d114157dex99a2.htm (A)(2) POA - CHRISTOPHER PETERSEN (2-2-2021) Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a “Registrant”) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Michael G. Clarke, Joseph D’Alessandro, Paul B. Goucher, Ryan C. Larrenaga, Michael E. DeFao and Megan E. Garcy, each individually, his true and l
April 27, 2021	EX-99.(Q)(4)	Tri-Continental Corporation Address Change Form Tri-Continental Corporation Address Change Form Please complete this form to change the address on your Tri-Continental Corporation account.
April 27, 2021	N-2ASR	- N-2ASR As filed with the Securities and Exchange Commission on April 27, 2021. Registration Nos. 333-236947 811-00266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. 65
April 27, 2021	EX-99.(Q)(3)	Tri-Continental Corporation Authorization Form Tri-Continental Corporation Authorization Form Systematic Withdrawal Plan Automatic Dividend Investment Plan ???Change Distribution Payment Options ???Cash Purchase Plan ???Change Cost Basis Election ???Cash Purchases ???Add / Change Bank Instructions ???Automatic Investment of non Tri-Continental Distributions Automated Clearing House Service Part 1 Stockholder Information: (Please type or print.
April 27, 2021	EX-99.(Q)(2)	The Columbia Threadneedle Investments Traditional IRA, Roth IRA and SEP IRA Kit YOUR GUIDE TO IRAS Columbia Threadneedle Investments IRA Disclosure Statement and Custodial Agreement.
April 27, 2021	EX-99.(K)(1)(I)	Schedule A, dated July 1, 2020, and Schedule B to the Stockholder Service Agent Agreement, dated March 1, 2016, between the Registrant and Columbia Management Investment Services Corp. Tri-Con TA Schedule A As of July 1, 2020 FEE SCHEDULE Effective July 1, 2020, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $28.
April 27, 2021	EX-99.(Q)(1)	The Columbia Threadneedle Investments SIMPLE Individual Retirement Custodial Account Kit UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account Employee Instructions for Opening Your SIMPLE IRA IMPORTANT: These Instructions and the forms and materials with the Instructions are suitable ONLY for establishing a SIMPLE IRA to receive contributions under an employer SIMPLE IRA plan or a rollover or transfer of assets directly from another SIMPLE IRA. They are not suitable for estab
April 27, 2021	EX-99.(Q)(6)	Tri-Continental Corporation Name Change Authorization Form EX-99.(Q)(6) 9 d114157dex99q6.htm (Q)(6) TRI-CON NAME CHANGE AUTHORIZATION FORM Tri-Continental Corporation Name Change Authorization Form Please complete this form to update a name on your account. For example, submit this form if your name has changed as a result of marriage or divorce. Please note: This form may not be submitted to change an account registration in any way other than altering a
April 27, 2021	EX-99.(A)(3)	Power of Attorney for Michael G. Clarke, dated February 1, 2021 Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a ?Registrant?) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Joseph D?Alessandro, Paul B. Goucher, Ryan C. Larrenaga, Christopher O. Petersen, Michael E. DeFao and Megan E. Garcy, each individually, his true and lawful attorney-in-fact and agent (each an ?Attorney-in-Fact?) with power o
April 27, 2021	EX-99.(N)	Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 22, 2021, relating to the financial statements and financial highlights, which appears in Tri-Continental Corporation?s Annual Report on Form N-CSR for the year ended December 31, 2020, and to the use of our report dated April 26, 2021 relating to the ?Senior Securities?$2.
April 23, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta
March 22, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 91st ANNUAL MEETING OF STOCKHOLDERS Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 91st ANNUAL MEETING OF STOCKHOLDERS Boston, MA, March 22, 2021 ? The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today announced that the Corporation
March 22, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commiss
March 5, 2021	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION Exhibit 99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 5, 2021 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a first quarter ordinary income distribution of $0.2455 per share of
March 5, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2021 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commissi
November 24, 2020	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, September 30, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 68.
November 20, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (
November 20, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 20, 2020 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.2679 per share of Common
September 4, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 04, 2020 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter ordinary income distribution of $0.2622 per share of
September 4, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (
June 15, 2020	8-K	Regulation FD Disclosure 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
June 15, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 90th ANNUAL MEETING OF STOCKHOLDERS AND ANNOUNCES NEW DIRECTOR EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 90th ANNUAL MEETING OF STOCKHOLDERS AND ANNOUNCES NEW DIRECTOR Minneapolis, MN, June 15, 2020 — Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 90th Annual Meeting of Stockholders
May 28, 2020	NPORT-EX	Portfolio of Investments Portfolio of Investments Tri-Continental Corporation, March 31, 2020 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 68.
May 22, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commi
May 22, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION EX-99.1 2 d935622dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 22, 2020 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a second quarter ordinary income distribution
April 29, 2020	CORRESP	- TRI-CONTINENTAL CORPORATION 225 Franklin Street Boston, MA 02110 April 29, 2020 VIA EDGAR Mr.
April 14, 2020	CORRESP	- TRI-CONTINENTAL CORPORATION 225 Franklin Street Boston, MA 02110 April 14, 2020 VIA EDGAR Mr.
April 7, 2020	DEFA14A	TY / Tri-Continental Corp. DEFA14A - - DEFA14A DEFA14A 1 f3204d1.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant xFiled by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e
April 7, 2020	8-K	Other Events 8-K 1 d901739d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction (C
April 7, 2020	EX-99.1	Kevin Howley EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCES POSTPONEMENT OF 90th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, April 7, 2020 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) announced today that, in li
March 6, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 2 d889199dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 06, 2020 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a first quarter ordinary income distribution
March 6, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
March 6, 2020	DEF 14A	TY / Tri-Continental Corp. DEF 14A - - DEF 14A DEF 14A 1 d892196ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule
February 5, 2020	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 90th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 90th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, February 5, 2020 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today announced that at th
February 5, 2020	8-K	Regulation FD Disclosure 8-K 1 d875818d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2020 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction
December 12, 2019	8-K	Regulation FD Disclosure 8-K 1 d768398d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdictio
December 12, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCES NEW DIRECTOR AND RECORD AND MEETING DATES FOR 90th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCES NEW DIRECTOR AND RECORD AND MEETING DATES FOR 90th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, December 12, 2019 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYS
November 26, 2019	NPORT-EX	TY / Tri-Continental Corp. NPORT-EX - - Portfolio of Investments Tri-Continental Corporation, September 30, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 69.
November 22, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 22, 2019 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.2512 per share of
November 22, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d761290d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdictio
September 6, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 2 d794455dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 06, 2019 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter ordinary income distribut
September 6, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d794455d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdictio
May 28, 2019	NPORT-EX	TY / Tri-Continental Corp. NPORT-EX - - TRI-CONTINENTAL CORPORATION NPORT-EX 1 d734904dnportex.htm TRI-CONTINENTAL CORPORATION Portfolio of Investments Tri-Continental Corporation, March 31, 2019 (Unaudited) (Percentages represent value of investments compared to net assets) Investments in securities Common Stocks 67.8% Issuer Shares Value ($) Communication Services 5.9% Diversified Telecommunication Services 2.2% AT&T, Inc. 190,000 5,958,400 Verizon Communication
May 24, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commi
May 24, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 24, 2019 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2650 per share of Comm
April 25, 2019	EX-99.A.4	Director’s Power of Attorney for Anthony Santomero, dated April 16, 2019 EX-99.A.4 2 d626368dex99a4.htm EX-99.A.4 Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a “Registrant”) POWER OF ATTORNEY The undersigned, as director of the above listed investment companies that previously have filed registration statements and amendments thereto pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act
April 25, 2019	POS 8C	TY / Tri-Continental Corp. POS 8C POS 8C 1 d626368dpos8c.htm POS 8C Table of Contents As filed with the Securities and Exchange Commission on April 25, 2019. Registration Nos. 333-104669 811-00266 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 27 ☒ and/or REGISTRATION STATEMENT UNDER
April 25, 2019	EX-99.N	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 21, 2019, relating to the financial statements and financial highlights, which appear in the December 31, 2018 Annual Report to Stockholders of Tri-Continental Corporation, and to the use of our report dated Apr
April 16, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 89th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 2 d696734dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 89th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, April 16, 2019 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 89th Annual Meeting of Stockholder
April 16, 2019	8-K	Regulation FD Disclosure 8-K 1 d696734d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction o
March 8, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
March 8, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 2 d719335dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 08, 2019 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a first quarter ordinary income distribution
March 7, 2019	POS 8C	TY / Tri-Continental Corp. POS 8C POS 8C Table of Contents As filed with the Securities and Exchange Commission on March 7, 2019.
March 7, 2019	EX-99.(K)(1)(I)	Schedule A As of July 1, 2018 FEE SCHEDULE (k)(1)(i) Schedule A (7-1-18),Schedule B - Stockholder Service Agent Agreement Schedule A As of July 1, 2018 FEE SCHEDULE Effective July 1, 2018, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $39.
March 7, 2019	EX-99.(A)(3)	COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST II COLUMBIA FUNDS VARIABLE SERIES TRUST II COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. TRI-CONTINENTAL CORPORATION (each a “Registrant”) POWER OF ATTORNEY (a)(3) PoA - Beranek 2-1-19. COLUMBIA FUNDS SERIES TRUST COLUMBIA FUNDS SERIES TRUST II COLUMBIA FUNDS VARIABLE SERIES TRUST II COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. TRI-CONTINENTAL CORPORATION (each a “Registrant”) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Michael G. Clarke, Marybeth Pilat, Joseph D’Alessandro, Paul B. Goucher, Ryan C. Larrenaga, Christ
March 1, 2019	DEF 14A	TY / Tri-Continental Corp. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Sta
January 30, 2019	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 89th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 89th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, January 30, 2019 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) today held a meeting at wh
January 30, 2019	8-K	Regulation FD Disclosure 8-K 1 d640643d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction
December 13, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCES RECORD AND MEETING DATES FOR 89th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCES RECORD AND MEETING DATES FOR 89th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, December 13, 2018 — The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation) (NYSE: TY) announced
December 13, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (
November 28, 2018	EX-99.CERT	I, Michael G. Clarke, certify that: EX-99.CERT 2 d542433dex99cert.htm SECTION 302 CERTIFICATION I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were
November 28, 2018	N-Q	TY / Tri-Continental Corp. TRI-CONTINENTAL CORP (Quarterly Schedule of Portfolio Holdings) TRI-CONTINENTAL CORP OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10.
November 23, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 23, 2018 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.2515 per share of
November 23, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d658849d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdictio
September 7, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (
September 7, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 07, 2018 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter ordinary income distribution of $0.2385 per share of
May 25, 2018	N-Q	Tri-continental Corp - TRI-CONTINENTAL CORP TRI-CONTINENTAL CORP OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10.
May 25, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Commi
May 25, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, May 25, 2018 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2236 per share of Comm
May 25, 2018	EX-99.CERT	I, Michael G. Clarke, certify that: Section 302 Certification I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect
April 27, 2018	EX-99.Q.7	This page left blank intentionally. EX-99.Q.7 3 d540744dex99q7.htm EX-99.Q.7 SIMPLE IRA for Employees UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account Employee Instructions for Opening Your SIMPLE IRA IMPORTANT: These Instructions and the forms and materials with the Instructions are suitable ONLY for establishing a SIMPLE IRA to receive contributions under an employer SIMPLE IRA plan or a rollover or transfer of assets
April 27, 2018	EX-99.Q.8	Page 1 of 9 EX-99.Q.8 4 d540744dex99q8.htm EX-99.Q.8 YOUR GUIDE TO IRAS Columbia Threadneedle Investments IRA Disclosure Statement and Custodial Agreement. Instructions for opening your account New accounts If you are opening a Traditional IRA, Roth IRA or SEP IRA, review this booklet and complete the Columbia Threadneedle Investments IRA Application. Note: If your Traditional IRA is to receive a mandatory ro
April 27, 2018	EX-99.N	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 2 d540744dex99n.htm EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 21, 2018, relating to the financial statements and financial highlights, which appear in the December 31, 2017 Annual Report to Stockholders of Tri-Continental Corporation, and to the
April 27, 2018	EX-99.Q.9	For assistance completing this form, please contact a representative at 800.345.6611, option 3, Monday through Friday, 9:00 a.m. to 6:00 p.m. ET. EX-99.Q.9 5 d540744dex99q9.htm EX-99.Q.9 Tri-Continental Corporation Authorization Form: Systematic Withdrawal Plan Automatic Dividend Investment Plan • Cash Purchase Plan • Change Distribution Payment • Options Change Cost Basis Election • Add / Change Bank Instructions Cash Purchases • Automatic Investment of non Tri-Continental Distributions • Automated Clearing House Service Part 1 Stock
April 27, 2018	POS 8C	TY / Tri-Continental Corp. POS 8C POS 8C Table of Contents As filed with the Securities and Exchange Commission on April 27, 2018.
April 27, 2018	EX-99.Q.9	The Tri-Continental Corporation Automatic Dividend Investment Plan Authorization Form EX-99.Q.9 Tri-Continental Corporation Authorization Form: Systematic Withdrawal Plan Automatic Dividend Investment Plan • Cash Purchase Plan • Change Distribution Payment • Options Change Cost Basis Election • Add / Change Bank Instructions Cash Purchases • Automatic Investment of non Tri-Continental Distributions • Automated Clearing House Service Part 1 Stockholder Information: Please type
April 27, 2018	EX-99.Q.8	The Columbia Threadneedle Investments Traditional Roth IRA Kit EX-99.Q.8 YOUR GUIDE TO IRAS Columbia Threadneedle Investments IRA Disclosure Statement and Custodial Agreement. Instructions for opening your account New accounts If you are opening a Traditional IRA, Roth IRA or SEP IRA, review this booklet and complete the Columbia Threadneedle Investments IRA Application. Note: If your Traditional IRA is to receive a mandatory rollover transfer from an employe
April 27, 2018	EX-99.Q.7	The Columbia Threadneedle Investments SIMPLE Individual Retirement Custodial Account Kit EX-99.Q.7 SIMPLE IRA for Employees UMB Bank, n.a. SIMPLE Individual Retirement Custodial Account Employee Instructions for Opening Your SIMPLE IRA IMPORTANT: These Instructions and the forms and materials with the Instructions are suitable ONLY for establishing a SIMPLE IRA to receive contributions under an employer SIMPLE IRA plan or a rollover or transfer of assets directly from another SIMPLE I
April 27, 2018	EX-99.N	Report of Independent Registered Public Accounting Firm on Financial Statement Schedule EX-99.N Report of Independent Registered Public Accounting Firm on Financial Statement Schedule To the Board of Directors and Stockholders of Tri-Continental Corporation Our audit of the financial statements as of December 31, 2017 referred to in our report dated February 21, 2018 appearing in the accompanying registration statement on Form N-2 of Tri- Continental Corporation also included an audi
April 27, 2018	POS 8C	TY / Tri-Continental Corp. POS 8C POS 8C Table of Contents As filed with the Securities and Exchange Commission on April 27, 2018.
April 27, 2018	CORRESP	TY / Tri-Continental Corp. CORRESP CORRESP April 27, 2018 Ms. Kathy Cherko Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Tri-Continental Corporation (the “Fund”) File No. 333-104669/811-00266 Post-Effective Amendment to a Registration Statement on Form N-2 Dear Ms. Cherko: This letter responds to comments received by telephone on April 26, 2018 for the above-refer
April 16, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 88th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 88th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, April 16, 2018 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today held its 88th Annual Meeting of Stockholders (the “Meeting”) in Minneap
April 16, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Com
March 19, 2018	EX-99.A1	Directors Power of Attorney to sign Amendments to this Registration Statement, dated February 1, 2018 EX-99.A1 Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a “Registrant”) POWER OF ATTORNEY Each of the undersigned, as directors of the above listed investment companies that previously have filed registration statements and amendments thereto pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940 with the Secur
March 19, 2018	POS 8C	As filed with the Securities and Exchange Commission on March 19, 2018. POS 8C Table of Contents As filed with the Securities and Exchange Commission on March 19, 2018.
March 19, 2018	EX-99.K1	Schedule A As of July 1, 2017 FEE SCHEDULE EX-99.K1 Schedule A As of July 1, 2017 FEE SCHEDULE The Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $38.50 per account fee for the period from July 1, 2017 through December 31, 2017 and $40.50 for the period from January 1, 2018 through June 30, 2018, accrued daily and payable monthly. Schedule B As of April 12, 2012 OUT-OF-POCKET EX
March 19, 2018	CORRESP	Tri-Continental Corporation Corresp Tri-Continental Corporation March 19, 2018 Securities and Exchange Commission Division of Investment Management 100 F.
March 13, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION REVISES RECORD AND PAYABLE DATES FOR FIRST QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION REVISES RECORD AND PAYABLE DATES FOR FIRST QUARTER DISTRIBUTION BOSTON, MA, March 13, 2018 – On March 9, 2018, Tri-Continental Corporation (the “Corporation”) (NYSE: TY) issued a press release relating to its fir
March 13, 2018	8-K/A	Regulation FD Disclosure, Financial Statements and Exhibits 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation)
March 9, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
March 9, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 9, 2018 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a first quarter ordinary income distribution of $0.2301 per share of Commo
March 5, 2018	DEF 14A	TY / Tri-Continental Corp. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive P
February 27, 2018	EX-99.77E	77E. Information regarding pending and settled legal proceedings EXHIBIT 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financia
February 27, 2018	EX-99.77B	Report of Independent Registered Public Accounting Firm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Tri-Continental Corporation In planning and performing our audit of the financial statements of Tri-Continental Corporation (hereafter referred to as the ?Fund?) as of and for the year ended December 31, 2017, in accordance with the standards of the Public Company Accounting Oversight
February 26, 2018	EX-24.1	POWER OF ATTORNEY Form 8-K POWER OF ATTORNEY City of Boston Commonwealth of Massachusetts With respect to each of Columbia Seligman Premium Technology Growth Fund, Inc.
February 2, 2018	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 88th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 88th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, February 2, 2018 ? The Board of Directors (the ?Board?) of Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today announced that a
February 2, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2018 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (C
January 5, 2018	EX-24.1	POWER OF ATTORNEY FOR VALIDATION PURPOSES ONLY - [509523.TXB] POWER OF ATTORNEY With respect to each of Columbia Seligman Premium Technology Growth Fund, Inc., Tri-Continental Corporation, and any other closed-end investment company for which Columbia Management Investment Advisers, LLC now or hereafter serves as investment adviser, the undersigned hereby appoints Paul B. Goucher, Christopher O. Petersen, Joseph D?
January 5, 2018	EX-24.1	POWER OF ATTORNEY FOR VALIDATION PURPOSES ONLY - [509523.TXA] POWER OF ATTORNEY With respect to each of Columbia Seligman Premium Technology Growth Fund, Inc., Tri-Continental Corporation, and any other closed-end investment company for which Columbia Management Investment Advisers, LLC now or hereafter serves as investment adviser, the undersigned hereby appoints Paul B. Goucher, Christopher O. Petersen, Joseph D?
December 19, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCES TWO NEW DIRECTORS AND RECORD AND MEETING DATES FOR 88th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCES TWO NEW DIRECTORS AND RECORD AND MEETING DATES FOR 88th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, December 19, 2017 ? The Board of Directors (the Board) of Tri-Continental Corporation (the Corporation)
December 19, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2017 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (
December 6, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION ADDITIONAL INFORMATION ABOUT FOURTH QUARTER CAPITAL GAIN DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ADDITIONAL INFORMATION ABOUT FOURTH QUARTER CAPITAL GAIN DISTRIBUTION BOSTON, MA, December 6, 2017 ? On November 24, 2017, Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) declared a fourth quarter ordi
December 6, 2017	8-K/A	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Com
November 28, 2017	N-Q	Tri-continental Corp - TRI-CONTINENTAL CORP OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10.
November 28, 2017	EX-99.CERT	I, Michael G. Clarke, certify that: EX-99.CERT 2 d492004dex99cert.htm SECTION 302 CERTIFICATION I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were
November 24, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d498312d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2017 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdictio
November 24, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, November 24, 2017 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a fourth quarter ordinary income distribution of $0.3094 per share of
September 11, 2017	8-K/A	Tri-Continental 8-K/A (Current Report/Significant Event) 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2017 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporati
September 11, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 08, 2017 Tri-Continental Corporation (the Corporation) (NYSE: TY) today declared a third quarter distribution of $0.2614 per share of Common Stock and $0.6250
September 8, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 2 d447979dex991.htm EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 08, 2017 – Tri-Continental Corporation (the “Corporation”) (NYSE: TY) today declared a third quarter distribution of $0.2614 p
September 8, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2017 Tri-Continental Corporation (Exact name of registrant as specified in its charter) MARYLAND 811-00266 13-5441850 (State or other jurisdiction of incorporation) (Comm
August 28, 2017	EX-99.77E	77E. Information regarding pending and settled legal proceedings Exhibit 77E 77E. Information regarding pending and settled legal proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financia
August 28, 2017	EX-99.77C	ITEM 77C – MATTERS SUBMITTED TO A VOTE OF SECURITY HOLDERS EX-99.77C 2 d447862dex9977c.htm EXHIBIT 77C ITEM 77C – MATTERS SUBMITTED TO A VOTE OF SECURITY HOLDERS Tri-Continental Corporation Results of Meeting of Stockholders The 87th Annual Meeting of Stockholders of Tri-Continental Corporation (the Fund) was held on April 19, 2017. Stockholders voted in favor of two Board proposals. The description of each proposal and number of shares voted are as follo
June 9, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, June 09, 2017 Tri-Continental Corporation (the Corporation) (NYSE: TY) today declared a second quarter distribution of $0.2509 per share of Common Stock and $0.6250 pe
June 9, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 9, 2017 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COMMI
May 26, 2017	EX-99.CERT	I, Michael G. Clarke, certify that: Section 302 Certification I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect
May 26, 2017	N-Q	Tri-continental Corp - TRI-CONTINENTAL CORP TRI-CONTINENTAL CORP OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 Estimated average burden hours per response 10.
April 26, 2017	POS 8C	As filed with the Securities and Exchange Commission on April 26, 2017. Table of Contents As filed with the Securities and Exchange Commission on April 26, 2017.
April 26, 2017	EX-99.N	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 21, 2017, relating to the financial statements and financial highlights, which appear in the December 31, 2016 Annual Report to Stockholders of Tri-Continental Corporation, which is also incorporated by reference into the Registration Statement, and to the use of our report dated February 21, 2017 relating to the ?Senior Securities?$2.
April 19, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 87th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 87th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, MN, April 19, 2017 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today held its 87th Annual Meeting of Stockholders (the ?Meeting?) in Minneap
April 19, 2017	8-K	Regulation FD Disclosure 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 19, 2017 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COM
March 10, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 10, 2017 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COMMISS
March 10, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 10, 2017 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a first quarter distribution of $0.2507 per share of Common Stock and $0.
March 8, 2017	DEF 14A	Tri-Continental DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 8, 2017	POS 8C	As filed with the Securities and Exchange Commission on March 8, 2017. POS 8C Table of Contents As filed with the Securities and Exchange Commission on March 8, 2017.
March 8, 2017	EX-99.K1	Schedule A As of January 1, 2017 FEE SCHEDULE EX-99.K1 3 d350752dex99k1.htm EX-99.K1 Tri-Con TA Schedule A As of January 1, 2017 FEE SCHEDULE Effective January 1, 2017, the Service Agent shall receive for services under this Agreement, with respect to Fund common share accounts, a $38.55 per account fee, accrued daily and payable monthly. Tri-Con TA Schedule B As of April 12, 2012 OUT-OF-POCKET EXPENSES The Fund shall reimburse the Service Ag
March 8, 2017	EX-99.A2	Power of Attorney for Christopher O. Petersen, dated March 8, 2017 Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a ?Registrant?) POWER OF ATTORNEY The undersigned does hereby constitute and appoint Joseph D?Alessandro, Paul B. Goucher, Ryan C. Larrenaga, Scott R. Plummer, Michael E. DeFao, and Megan E. Garcy, each individually, his true and lawful attorney-in-fact and agent (each an ?Attorney-in-Fact?) with power of subs
February 27, 2017	EX-99.77B	Report of Independent Registered Public Accounting Firm EXHIBIT 77B Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Tri-Continental Corporation In planning and performing our audit of the financial statements of Tri-Continental Corporation (the ?Fund?) as of and for the year ended December 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we
February 27, 2017	EX-99.77E	77E. Information Regarding Pending EXHIBIT 77E 77E. Information Regarding Pending and Settled Legal Proceedings Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financia
February 27, 2017	EX-99.77Q2	ITEM 77Q2 – SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE: EXHIBIT 77Q2 ITEM 77Q2 ? SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE: Tri-Continental Corp. Due to administrative oversight, a Form 3 for Mr. Anthony Haugen (Vice President and Chief Financial Officer of the Manager) required to be filed in December 2016 was filed late.
February 15, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 87th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCEMENTS REGARDING 87th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, February 15, 2017 ? The Board of Directors (the ?Board?) of Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today announced that
February 15, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 15, 2017 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (
January 30, 2017	EX-99.1	TRI-CONTINENTAL CORPORATION ANNOUNCES RECORD AND MEETING DATES FOR 87th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION ANNOUNCES RECORD AND MEETING DATES FOR 87th ANNUAL MEETING OF STOCKHOLDERS Boston, MA, January 30, 2017 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today announced that it will hold its 87th Annu
January 30, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 30, 2017 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (C
December 9, 2016	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FOURTH QUARTER DISTRIBUTION BOSTON, MA, December 09, 2016 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a fourth quarter distribution of $0.2400 per share of Common Stock an
December 9, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): December 9, 2016 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (C
November 28, 2016	N-Q	Tri-Continental N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a16-200972nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 UNITED STATES Estimated average burden hours per response . . . . . . . . . . 10.5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-00266 Tri-Continental Corporation (Exact
November 28, 2016	EX-99.CERT	I, Michael G. Clarke, certify that: Exhibit 99.CERT I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe
September 9, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d256978d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 9, 2016 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTIO
September 9, 2016	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION EX-99.1 Exhibit 99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES THIRD QUARTER DISTRIBUTION BOSTON, MA, September 09, 2016 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a third quarter distribution of $0.2336 per share of Com
August 29, 2016	EX-99.77C	For EX-99.77C 2 d245715dex9977c.htm EXHIBIT 77C ITEM 77C – MATTERS SUBMITTED TO A VOTE OF SECURITY HOLDERS Tri-Continental Corporation Results of Meeting of Stockholders (Unaudited) The 86th Annual Meeting of Stockholders of Tri-Continental Corporation (the Corporation) was held on April 18, 2016. Stockholders voted in favor of two Board proposals. The description of each proposal and number of shares
August 29, 2016	EX-99.77E	77E. Information Regarding Pending and Settled Legal Proceedings Exhibit 77E 77E. Information Regarding Pending and Settled Legal Proceedings In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to
June 10, 2016	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES SECOND QUARTER DISTRIBUTION BOSTON, MA, June 10, 2016 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a second quarter distribution of $0.2201 per share of Common Stock and $0
June 10, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 10, 2016 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COMM
May 27, 2016	EX-99.CERT	I, Michael G. Clarke, certify that: EX-99.CERT 2 a16-87582ex99dcert.htm EX-99.CERT Exhibit 99.CERT I, Michael G. Clarke, certify that: 1. I have reviewed this report on Form N-Q of Tri-Continental Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w
May 27, 2016	N-Q	Tri-Continental N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a16-87582nq.htm N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: March 31, 2019 UNITED STATES Estimated average burden hours per response . . . . . . . . . . 10.5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-00266 Tri-Continental Corporation (Exact
April 28, 2016	EX-99.25.G.2	Management Agreement between the Registrant and Columbia Management Investment Advisers, LLC EX-99.25.G.2 MANAGEMENT AGREEMENT This Management Agreement (“Agreement”), dated as of May 1, 2016, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and Tri-Continental Corporation (the “Fund”), a Maryland corporation. 1. Services. (a) The Fund hereby retains the Investment Manager, and the Investment Manager hereby a
April 28, 2016	POS 8C	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 20 x ¨ x REGISTRATION STATEMENT THE INVESTMENT COMPANY ACT OF 1940 Amendmen POS 8C Table of Contents 1933 Act File No.: 333-104669 1940 Act File No.: 811-00266 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 20 x ¨ x and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 54 x x Exact Name of Registrant as Specif
April 28, 2016	CORRESP	Tri-Continental ESP CORRESP April 28, 2016 Mr. James O?Connor Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Tri-Continental Corporation (the ?Fund?) File No. 333-104669/811-00266 Post-Effective Amendment to a Registration Statement on Form N-2 Dear Mr. O?Connor: This letter responds to comments received by telephone on April 27, 2016 for the above-r
April 28, 2016	EX-99.A	Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a “Registrant”) Power of attorney EX-99.A 2 d138413dex99a.htm EX-99.A Columbia Seligman Premium Technology Growth Fund, Inc. Tri-Continental Corporation (each a “Registrant”) Power of attorney Each of the undersigned, as directors of the above listed investment companies that previously have filed registration statements and amendments thereto pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company
April 28, 2016	CORRESP	Tri-Continental Corporation Corresp Tri-Continental Corporation April 28, 2016 Securities and Exchange Commission Division of Investment Management 100 F.
April 28, 2016	EX-99.25.N	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.25.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 22, 2016, relating to the financial statements and financial highlights, which appear in the December 31, 2015 Annual Report to Stockholders of Tri-Continental Corporation, which are also incorporated by refe
April 18, 2016	8-K	Tri-Continental 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 18, 2016 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COM
April 18, 2016	EX-99.1	TRI-CONTINENTAL CORPORATION HOLDS 86th ANNUAL MEETING OF STOCKHOLDERS EX-99.1 News Release Contact: Shareholders: Kevin Howley 617.385.9517 [email protected] Media: Liz Kennedy 617.897.9394 [email protected] TRI-CONTINENTAL CORPORATION HOLDS 86th ANNUAL MEETING OF STOCKHOLDERS MINNEAPOLIS, Minn., April 18, 2016 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today held its 86th Annual Meeting of Stockholders (the ?Meeting?) in Min
March 15, 2016	DEF 14A	Tri-Continental DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
March 14, 2016	POS 8C	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 19 x ¨ x REGISTRATION STATEMENT THE INVESTMENT COMPANY ACT OF 1940 Amendmen POS 8C 1 d138413dpos8c.htm POS 8C Table of Contents 1933 Act File No.: 333-104669 1940 Act File No.: 811-00266 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 19 x ¨ x and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 53 x x Exact N
March 14, 2016	CORRESP	Tri-Continental Corporation Corresp Tri-Continental Corporation March 14, 2016 Securities and Exchange Commission Division of Investment Management 100 F.
March 14, 2016	EX-99.25.B	Amended and Restated By-laws of the Registrant TRI-CONTINENTAL CORPORATION AMENDED AND RESTATED BYLAWS As adopted November 17, 2005 As amended February 10, 2016 TRI-CONTINENTAL CORPORATION AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES SECTION 1.
March 14, 2016	EX-99.25.K.2	Stockholder Service Agent Agreement, dated March 1, 2016, between the Registrant and Columbia Management Investment Services, Corp. EX-99.25.K.2 STOCKHOLDER SERVICE AGENT AGREEMENT This Stockholder Service Agent Agreement, effective as of March 1, 2016 (“Agreement”), is by and between Columbia Management Investment Services Corp. (“Service Agent”), a Minnesota corporation, and Tri-Continental Corporation, a Maryland corporation (the “Fund”) and amends and restates the Stockholder Service Agent Agreement dated September 7, 2010
March 4, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 4, 2016 TRI-CONTINENTAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 811-00266 13-5441850 (STATE OR OTHER JURISDICTION OF INCORPORATION) (COMMISSI
March 4, 2016	EX-99.1	TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION EX-99.1 Stockholder contact: Kevin Howley 617-385-9517 [email protected] Media contact: Elizabeth Kennedy 617-897-9394 [email protected] TRI-CONTINENTAL CORPORATION DECLARES FIRST QUARTER DISTRIBUTION BOSTON, MA, March 4, 2016 ? Tri-Continental Corporation (the ?Corporation?) (NYSE: TY) today declared a first quarter distribution of $0.2155 per share of Common Stock and $0.6
February 25, 2016	EX-99.77E	77E Information Regarding Pending and Settled Legal Proceedings EX-99.77E 3 d147429dex9977e.htm EXHIBIT 77E 77E Information Regarding Pending and Settled Legal Proceedings In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department
February 25, 2016	EX-99.77B	Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Tri-Continental Corporation In planning and performing our audit of the financial statements of the Tri-Continental Corporation (the ?Fund?) as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we conside

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