Statistiche di base
CIK | 1171838 |
SEC Filings
SEC Filings (Chronological Order)
August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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June 30, 2025 |
Exhibit 10.51 |
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June 30, 2025 |
Exhibit 10.50 |
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June 30, 2025 |
Description of Securities Registered Under Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles |
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June 30, 2025 |
Exhibit 10.52 |
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June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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February 14, 2025 |
Description of Securities Registered Under Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles |
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November 8, 2024 |
Description of Securities Registered Under Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 13, 2024 |
Description of Securities Registered Under Section 12 of the Exchange Act Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles |
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August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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July 1, 2024 |
Exhibit 10.48 |
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July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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July 1, 2024 |
Exhibit 10.47 |
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July 1, 2024 |
Exhibit 10.49 |
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February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 14, 2023 |
Exhibit 10.46 |
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August 14, 2023 |
Exhibit 10.45 |
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August 14, 2023 |
Exhibit 10.40 |
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June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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June 29, 2023 |
Exhibit 10.40 |
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June 29, 2023 |
Exhibit 10.45 |
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June 29, 2023 |
Exhibit 10.43 |
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June 29, 2023 |
Exhibit 10.46 |
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June 29, 2023 |
Exhibit 10.42 |
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June 29, 2023 |
Exhibit 10.41 |
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June 29, 2023 |
Exhibit 10.44 |
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February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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June 29, 2022 |
Exhibit 10.38 |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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February 14, 2022 |
Exhibit 10.4 |
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November 15, 2021 |
EX-10.3 2 ex10-3.htm Exhibit 10.3 |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 16, 2021 |
Exhibit 10.36 |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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June 29, 2021 |
EX-10.35 2 ex10-35.htm Exhibit 10.35 Promissory Note $300,000.00 April 6, 2021 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to SATCO International Limited of 30 N Gould St Suite 2489 Sheridan, WY 82801 USA (“Lender”), the principal sum of $300,000.00, to be calculated at 8% per annum for 90 days. Interest will be calculated from the date funds ar |
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June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K 10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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April 15, 2021 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 Sundance Strategies Acting as Lead Advisor in US Capital Global Securities’ Launch of $500 Million Rated Life Insurance-Linked Bond Offering PROVO, UTAH, APRIL 13, 2021 - Sundance Strategies, Inc. (OTCQB: SUND) (“Sundance Strategies”) is acting as lead advisor in originating specific portfolios of life insurance policies that are tailored to meet the needs of life |
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April 15, 2021 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 15, 2021 Date of Report (Date of earliest event reported) SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-50547 88-0515333 (State or other jurisdiction of incorporat |
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February 16, 2021 |
EX-10.37 2 ex10-37.htm SUNDANCE STRATEGIES, INC. (a Nevada corporation) 4626 North 300 West, Suite 365 Provo, Utah 84604 Telephone: (801) 717-3935 $500,000.00-$1,000,000.00 500,000 - 1,000,000 “Restricted” Shares of Common Stock at $1.00 per Share PRIVATE OFFERING OF $0.001 PAR VALUE COMMON STOCK THAT ARE “RESTRICTED SECURITIES” FOR ACCREDITED INVESTORS ONLY November 10, 2020 SUBSCRIPTION DOCUMENT |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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November 16, 2020 |
Exhibit 10.34 First Amendment to the Note Payable and Line of Credit Agreement with Radiant Life This First Amendment to the Note Payable and Line of Credit Agreement (“First Amendment”) shall be deemed made, entered into and effective as of October 1, 2020 by and between Radiant Life and Sundance Strategies, Inc. (“the Company”). The Company and Radiant Life are collectively referred to as “the P |
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November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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November 16, 2020 |
EX-10.36 3 ex10-36.htm EXTENSION TO KRAIG T. HIGGINSON PROMISSORY NOTE/LOC Exhibit 10.35 Extension To Kraig T. Higginson Promissory Note/LOC Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to August 31, 2021. Be it known, that for good consideration the |
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September 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. |
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August 19, 2020 |
EX-10.2 2 ex10-2.htm Exhibit 10.2 |
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August 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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August 14, 2020 |
NT 10-Q 1 formnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0001171838 CUSIP Number: 86726Q104 (Check one:) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2020 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 20-F |
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August 11, 2020 |
EX-10.28 4 ex10-28.htm Exhibit 10.28 Promissory Note $61,000.00 November 5, 2019 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $61,000.00, to be calculated at 8% per annum for 180 days. Interest will be calculated from the date funds are received by Sundance Strategies. There is no |
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August 11, 2020 |
Exhibit 10.27 Promissory Note $85,000.00 April 10, 2019 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $85,000.00, to be calculated at 8% per annum for 180 days. Interest will be calculated from the date funds are received by Sundance Strategies. There is no penalty for prepayment of |
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August 11, 2020 |
EX-10.32 8 ex10-32.htm Exhibit 10.32 Extension to Glenn S. Dickman promissory notes Reference is made to the Promissory note by and between the undersigned parties Glenn S. Dickman and Sundance Strategies, Inc. dated December 4, 2018, October 9, 2018 and July 25, 2018 and August 4, 2019. Be it known, that for good consideration the parties made the following additions or changes to the promissory |
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August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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August 11, 2020 |
EX-10.30 6 ex10-30.htm Exhibit 10.30 Extension To Kraig T. Higginson Promissory Note/LOC Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to August 31, 2021. Be it known, that for good consideration the parties made the following additions or changes t |
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August 11, 2020 |
Description of Securities Registered Under Section 12 of the Exchange Act EXHIBIT 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Article |
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August 11, 2020 |
EX-10.33 9 ex10-33.htm Exhibit 10.33 Amendment to $3,000,000 Convertible Debenture Agreement Dated June 2, 2015 Sundance Strategies, Inc. ( the “Company”) and Satco International, Limited (“Satco”) entered into a Convertible Debenture Agreement (“the Agreement”) dated June 2, 2015. RECITALS A. The Company and Satco entered into the First Amendment to the Agreement effective on or about February 1, |
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August 11, 2020 |
Exhibit 10.29 Promissory Note $230,000.00 February 4, 2020 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $230,000.00, to be calculated at 8% per annum for twelve months. Interest will be calculated from the date funds are received by Sundance Strategies. Sundance agrees to provide t |
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August 11, 2020 |
Exhibit 10.34 Extension Agreement to Radiant Life Promissory Note Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Radiant Life dated November 3, 2014. Be it known, that for good consideration the parties made the following additions or changes to the contract as if contained therein: 1. Due date for this note is extended to the earlier |
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August 11, 2020 |
Exhibit 10.31 First Amendment to the Note Payable and Line of Credit Agreement with Kraig Higginson Regardless of the date of execution, this First Amendment to the Note Payable and Line of Credit Agreement (“First Amendment”) shall be deemed made, entered into and effective as of April 3, 2020 for modification #1, below (“First Amendment Effective Date for Item #1”) and January 8, 2020 for modifi |
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June 30, 2020 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 29, 2020 Date of Report (Date of earliest event reported) SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-50547 88-0515333 (State or other jurisdiction of incorporati |
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February 19, 2020 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054 |
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February 19, 2020 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUN |
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February 19, 2020 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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February 19, 2020 |
Extension to Glenn S. Dickman Promissory Notes dated November 5, 2019 Exhibit 10.27 Extension to Glenn S. Dickman promissory notes Reference is made to the Promissory note by and between the undersigned parties Glenn S. Dickman and Sundance Strategies, Inc. dated December 4, 2018, October 9, 2018 and July 25, 2018 and August 4, 2019. Be it known, that for good consideration the parties made the following additions or changes to the promissory notes as if contained t |
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February 14, 2020 |
NT 10-Q 1 formnt10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0001171838 CUSIP Number: 86726Q104 (Check one:) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Fo |
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January 16, 2020 |
Description of Securities Registered Under Section 12 of the Exchange Act EXHIBIT 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Article |
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January 16, 2020 |
SUND / Sundance Strategies Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC. |
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November 25, 2019 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 |
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November 15, 2019 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054 |
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October 24, 2019 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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October 16, 2019 |
SUND / Sundance Strategies Inc. 10-K - Annual Report - 10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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April 25, 2019 |
SUND / Sundance Strategies Inc. (Quarterly Report) 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 |
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April 25, 2019 |
SUND / Sundance Strategies Inc. 10-Q (Quarterly Report) 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054 |
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April 8, 2019 |
SUND / Sundance Strategies Inc. FORM 10-Q (Quarterly Report) 10-Q 1 e463110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-505 |
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December 10, 2018 |
8-K 1 sundance8k121018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction o |
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June 11, 2018 |
STRICT FORECLOSURE AND FORBEARANCE AGREEMENT STRICT FORECLOSURE AND FORBEARANCE AGREEMENT THIS STRICT FORECLOSURE AND FORBEARANCE AGREEMENT (this “Agreement”) is made as of this 25th day of May, 2018 (the “Effective Date”) by and among the parties listed on the signature pages to this Agreement under the heading of “Obligors” (hereafter, each a “Obligor” and, collectively, the “Obligors”), the Lender Parties (as defined below) and Wells Fargo Bank, N. |
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June 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R |
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June 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 29, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R |
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April 18, 2018 |
Letter of BDO USA, LLP dated April 18, 2018 Exhibit 16.1 April 18, 2018 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on April 12, 2018, to be filed by our former client, Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. /s/BDO USA, LLP |
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April 18, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 sundance8k41318.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 12, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdic |
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April 12, 2018 |
SUND / Sundance Strategies Inc. FORM 10-K (Annual Report) 10-K 1 sundance10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
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January 22, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) |
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January 22, 2018 |
Letter of BDO USA, LLP dated January 22, 2018 EXHIBIT 16.1 January 22, 2018 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on January 16, 2018, to be filed by Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. /s/BDO USA, LLP |
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January 12, 2018 |
EX-10.1 2 ex101.htm AGREEMENT BETWEEN SUNDANCE STRATEGIES, INC. AND CFO INTERNATIONAL, P.C., DATED JANUARY 8, 2018 EXHIBIT 10.1 |
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January 12, 2018 |
Sundance Strategies, Inc. Announces new CFO EXHIBIT 99.1 Sundance Strategies, Inc. Announces new CFO Provo, Utah- January 11, 2018-Sundance Strategies, Inc. (OTCQB: SUND), an innovative company engaged in acquiring related insurance contracts, policies and obligations into secure, reinsured Net Insurance Benefits known as (NIBs), today announces the appointment of Karl Farnsworth as Chief Financial Officer. Karl Farnsworth is a licensed CPA |
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January 12, 2018 |
8-K 1 sundance8k011118.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of |
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June 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-50547 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form 20-F ☐ Transition Report on Form N-SAR ☐ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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April 17, 2017 |
SUND / Sundance Strategies Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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February 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-50547 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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November 9, 2016 |
Exhibit 10.1 Third Amendment to $3,000,000 Convertible Debenture Agreement Dated June 2, 2015 Sundance Strategies, Inc. ( the “Company”) and Satco International, Limited (“Satco”) entered into a Convertible Debenture Agreement (“the Agreement”) dated June 2, 2015. RECITALS A. The Company and Satco entered into the First Amendment to the Agreement effective on or about February 1, 2016 (“First Amen |
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November 9, 2016 |
Sundance Strategies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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September 23, 2016 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number |
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August 9, 2016 |
Sundance Strategies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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July 29, 2016 |
DEF 14A 1 sundancedef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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July 27, 2016 |
ex161.htm EXHIBIT 16.1 July 26, 2016 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on July 21, 2016, to be filed by our former client, Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly |
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July 27, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant sundance8k072616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 21, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commis |
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June 14, 2016 |
Sundance Strategies FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGI |
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May 5, 2016 |
Unassociated Document Exhibit 99.1 Sundance Strategies, Inc., to Present at the 3rd Annual Growth Capital Expo MicroCap Investor Conference in Las Vegas, NV [04-May-2016] PROVO, Utah, May 4, 2016 /PRNewswire/ - Sundance Strategies, Inc., will present at the 3rd annual Growth Capital Expo MicroCap Investor Conference, held on May 3rd ? 5th, 2016 at Caesars Palace in Las Vegas, NV. The company will |
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May 5, 2016 |
sundance8k05042016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commis |
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February 9, 2016 |
EXHIBIT 10.2 February 1, 2016 Regarding: Debenture agreement between Sundance Strategies, Inc. and Satco Internationat Limited. I agree to extend the Debenture Agreement between Satco and Sundance Strategies, Inc. from the original due date of June 2, 2016 to May 31, 2017. All other terms and conditions remain the same. /s/ Stephen H. Smoot February 1, 2016 Stephen H. Smoot Date Satco Internationa |
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February 9, 2016 |
EXHIBIT 10.1 Additions To Kraig T. Higginson Promissory Note Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to June 30,2017. Be it known, that for good consideration the parties made the following additions or changes to said contract as if contained t |
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February 9, 2016 |
SUND / Sundance Strategies Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC. |
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December 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 1, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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December 1, 2015 |
Sundance Strategies to Present at the LD Micro Main Event Sundance Strategies to Present at the LD Micro Main Event Sundance Strategies to Present at the LD Micro Main Event LOS ANGELES, CA / ACCESSWIRE / December 1, 2015 / Sundance Strategies ("Sundance", or the "Company") (OTC QB:SUND), an innovative company engaged in structuring related insurance contracts, policies and obligations into secure, reinsured Net Insurance Benefits known as (NIBs), today announced that it will be presenting at the 8th annual LD Micro Main Event on Thursday, December 3rd at 1:30PM PST / 4:30PM EST. |
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November 10, 2015 |
10-Q 1 qtr2093015lwbclean4110915mmc.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED SEPTEMBER 30, 2015 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition |
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November 9, 2015 |
12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended September 30, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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September 28, 2015 |
Sundance Strategies Shareholder Update Converted by EDGARwiz Sundance Strategies Shareholder Update PROVO, Utah, Sept. 28, 2015 /PRNewswire/ - We are pleased with the many accomplishments achieved by Sundance Strategies (OTC QB: SUND) during 2015. For those of you who have been with Sundance for some time, we believe you will be impressed with the execution of our business plan and the positive developments to date this year. We would |
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September 28, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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August 10, 2015 |
March 31, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies,Inc. as Buyer Amendment No.1 to Asset Purchase Agreement THIS AMENDMENT NO.1 TO ASSET PURCHASE AGREEMENT (the "Amendment") is made effective as of the 31st day of March, 2015 (the "Effective Date") amending that certain Asset Purchase Agreement (the "Agreement") dated the 26th day of February, 2015 between HFII Assets Solu |
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August 10, 2015 |
10-Q 1 qtr1063015lwbredlined7081015.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED JUNE 30, 2015 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fr |
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August 10, 2015 |
Exhibit A Debenture Date: June 2, 2015 Amount: $700,000,000 (U.S.) CONVERTIBLE DEBENTURE BEARING INTEREST AT 8% PER ANNUM THIS DEBENTURE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE TRANSFERRED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGIS |
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August 10, 2015 |
March 2, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Asset Purchase Agreement 1 THIS ASSET PURCHASE AGREEMENT (the "Agreement") is made effective as of the 2nd day of March, 2015 (the "Effective Date"): BETWEEN HFII Assets Solutions, LLC, a Delaware limited liability company, having its registered office at 1209 Orange Street, Wilmington, DE 19801 (the "Seller' |
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August 10, 2015 | ||
August 10, 2015 |
DEBENTURE AGREEMENT THIS DEBENTURE AGREEMENT (this “Agreement”) is made and entered into this 2nd day of June, 2015, by and among Sundance Strategies, Inc, a Nevada corporation (hereinafter referred to as the “Company”) and Satco International, Limited, an individual residing in Hong Kong, (hereinafter referred to as the “Lender”), on the following: Premises A. |
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June 24, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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June 24, 2015 |
Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase Sundance redeems First Put Option Held by Hyperion Capital for 93,750 Shares at $8 per Share. |
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June 15, 2015 |
March 2, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Asset Purchase Agreement 1 THIS ASSET PURCHASE AGREEMENT (the “Agreement”) is made effective as of the 2nd day of March, 2015 (the “Effective Date”): BETWEEN HFII Assets Solutions, LLC, a Delaware limited liability company, having its registered office at 1209 Orange Street, Wilmington, DE 19801 (the “Seller” |
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June 15, 2015 |
10-K 1 sundancestrategies10kannualr.htm ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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June 15, 2015 |
March 31, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Amendment No. 1 to Asset Purchase Agreement THIS AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (the “Amendment”) is made effective as of the 31st day of March, 2015 (the “Effective Date”) amending that certain Asset Purchase Agreement (the “Agreement”) dated the 26th day of February, 2015 between HFII Assets S |
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April 7, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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March 10, 2015 |
SUNDANCE STRATEGIES CLOSES ON HYPERION $124 MILLION PORTFOLIO Converted by EDGARwiz SUNDANCE STRATEGIES CLOSES ON HYPERION $124 MILLION PORTFOLIO Provo, UT, March 10, 2015 - Sundance Strategies, Inc. |
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March 10, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 10, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) |
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March 6, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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February 17, 2015 |
10-Q 1 qtr3123114lwbclean8wredlinev.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED DECEMBER 31, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition p |
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February 13, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identificatio |
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February 11, 2015 |
8-K/A 1 f8ka1currentreportdickmanres.htm AMENDED CURRENT REPORT ON FORM 8-K/A-1 DATED DECEMBER 31, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000- |
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January 15, 2015 |
8-K 1 f8kcurrentreporthigginsonapp.htm CURRENT REPORT ON FORM 8-K DATED JANUARY 12, 2015 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 January 12, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (St |
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January 12, 2015 |
Converted by EDGARwiz SUNDANCE STRATEGIES APPOINTS KRAIG HIGGINSON EXECUTIVE CHAIRMAN OF THE BOARD Seasoned Management with High Growth Public Market Expertise PROVO, Utah, January 12, 2015 - Sundance Strategies, Inc. |
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January 12, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 January 12, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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January 6, 2015 |
8-K 1 f8kcurrentreportdickmanresig.htm CURRENT REPORT ON FORM 8-K DATED DECEMBER 31, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 ( |
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December 8, 2014 |
EX-99 3 hyperionloipressreleasev10fi.htm PRESS RELEASE DATED DECEMBER 8, 2014 SUNDANCE STRATEGIES SIGNS BINDING LETTER OF INTENT TO ACQUIRE PORTFOLIO OF LIFE INSURANCE POLICIES WITH FACE VALUE OF APPROXIMATELY $124 MILLION PROVO, Utah, December 8, 2014 - Sundance Strategies, Inc. (OTCBB: SUND), an innovative company engaged in acquiring life insurance settlements and related insurance contracts, p |
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December 8, 2014 |
8-K 1 f8kcurrentreporthfiiloiprlwb.htm CURRENT REPORT ON FORM 8-K DATED DECEMBER 5, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 5, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (St |
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December 8, 2014 |
December 05, 2014 Sundance Strategies, Inc. Attn: Mr. Randy Pearson 4626 North 300 West Provo, Utah 84604 Re: Letter of Intent re Asset Purchase Dear Sirs, This fully binding letter of intent is being provided to memorialize the intent of HFII Assets Solutions, LLC, a Delaware limited liability company (the “Seller”), to enter into an asset purchase agreement (“Agreement”) with Sundance Strategies |
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November 14, 2014 |
AGREEMENT THIS AGREEMENT is made between Sundance Strategies, Inc., a Nevada corporation (the “Company”) and (“” or the “Shareholder”); RECITALS: WHEREAS, on or about March 28, 2013, executed a Lock-Up/Leak-Out Agreement with ANEW LIFE, INC., the predecessor of the Company, a copy of which is attached hereto as Exhibit A and incorporated herein by reference; and WHEREAS, the Company and the Shareh |
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November 14, 2014 |
10-Q 1 qtr2093014lwbclean6withallco.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED SEPTEMBER 30, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition |
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August 14, 2014 |
10-Q 1 qt1063014secomments3081214se.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED JUNE 30, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fr |
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July 21, 2014 |
Sundance Strategies Releases update to Shareholders Sundance Strategies Releases update to Shareholders July 21, 2014-Provo, Utah-(BUSINESS WIRE)-Sundance Strategies (OTCBB:SUND) releases the following update to shareholders: We are excited about the many great things that have been happening with Sundance Strategies over the past several months. |
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July 21, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 July 21, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) I |
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July 21, 2014 |
10-K/A 1 f10kaannualreportmarch312014.htm AMENDED ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A-1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIE |
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July 16, 2014 |
10-K 1 f10kannualreportmarch312014l.htm ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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July 16, 2014 |
EX-99 5 temporaryhardshipexemptionex.htm TEMPORARY HARDSHIP EXEMPTION Exhibit 99 TEMPORARY HARDSHIP EXEMPTION In accordance with the Temporary Hardship Exemption provided by Rule 201 of Regulation S-T, the date by which the interactive data file is required to be submitted has been extended by six business days. |
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July 10, 2014 |
AMENDMENT NO. 3 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 3 to the Structuring and Consulting Agreement (the “Amendment No. 3”) is entered into effective as of April 1, 2014, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA”) and acknowledged and agreed upon by Del Mar Financial S.a.r.l. as the “Seller” under the DMF Agreement, defined be |
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July 10, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-5 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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June 30, 2014 |
12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended March 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on F |
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May 27, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-4 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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May 8, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-3 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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May 5, 2014 |
Sundance Strategies to Attend Drexel Hamilton Microcap Investor Forum Forum Scheduled for May 15, 2014, New York City PROVO, Utah, May 5, 2014 - Sundance Strategies, Inc. |
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May 5, 2014 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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February 14, 2014 |
10-Q 1 qtr31231138lwbclean.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED DECEMBER 31, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fro |
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January 27, 2014 |
Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] January 27, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Ame |
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January 14, 2014 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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January 14, 2014 |
Sundance Strategies, Inc. Structures and Books $90 Million of Qualified Net Insurance Benefits $90 Million Completed of the $400 Million of Assets Acquired in June 2013; Company Now Has a Total of $219 Million of Net Insurance Benefits Structured and Booked PROVO, Utah, January 14, 2014 - Sundance Strategies, Inc. (OTC BB: SUND), an innovative company engaged in acquiring life insurance settlement |
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November 27, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A- 4 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification |
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November 27, 2013 |
Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] November 27, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Am |
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November 14, 2013 |
EX-10 5 brownexclusivityagreementlfc.htm BROWN EXCLUSIVITY AGREEMENT EXCLUSIVITY AND CONSULTING AGREEMENT This Exclusivity and Consulting Agreement (the “Agreement”) is entered into this 29th day of October 2013, by and between Sundance Strategies, Inc. (“SSI”), and Michael D. Brown, individually and as the consultant under the ESA Agreement, defined below (“Brown”). Each of SSI and Brown may be r |
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November 14, 2013 |
ASSIGNMENT OF BUYBACK RIGHTS ASSIGNMENT OF BUYBACK RIGHTS This Assignment of Buyback Rights (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between DEL MAR FINANCIAL S. |
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November 14, 2013 |
Collateral Release Agreement Effective as of October 3, 2013, this Collateral Agreement (“Agreement”) is accepted and acknowledged by PCH Financial S. |
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November 14, 2013 |
AMENDMENT NO. 2 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 2 to the Structuring and Consulting Agreement (the “Amendment No. 2”) is entered into this 29th day of October 2013, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA”) and acknowledged and agreed upon by Del Mar Financial S.a.r.l. as the “Seller” under the DMF Agreement, defined be |
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November 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File No. 000-50547 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified |
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November 14, 2013 |
AMENDMENT NO. 1 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 1 to the Structuring and Consulting Agreement (the “Amendment”) is entered into this 28th day of August 2013, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA” or “Consultant”). Each of SSI and ESA may be individually referred to herein as a “Party” or collectively as the “Parties. |
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November 14, 2013 |
THIS NOTE HAS NOT BEEN REGISTERED PURSUANT TO THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED PURSUANT TO ANY APPLICABLE STATE SECURITIES LAW. |
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November 14, 2013 |
ASSIGNMENT AGREEMENT ASSIGNMENT AGREEMENT This Assignment Agreement (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between SUNDANCE STRATEGIES, INC. |
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November 14, 2013 |
AMENDED AND RESTATED ASSIGNMENT AGREEMENT This Amended and Restated Assignment Agreement (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between DEL MAR FINANCIAL S. |
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November 14, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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November 14, 2013 |
EX-10 2 mpearsonssiemploymentagreeme.htm EMPLOYMENT AGREEMENT |
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November 12, 2013 |
Sundance Strategies, Inc. Completes $15 Million Equity Financing - Proceeds to be Used to Increase Portfolio Value of Policies Currently Owned and Bring Current Portfolio Value of Sundance Net Insurance Benefits to over $500 Million - PROVO, Utah, November 12, 2013 - Sundance Strategies Inc. (OTC BB: SUND), an innovative company engaged in acquiring life settlements and related insurance contracts |
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November 12, 2013 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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October 24, 2013 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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October 24, 2013 |
Sundance Strategies, Inc. Announces Appointment of Matthew G. Pearson as Chief Operating Officer Sundance Strategies, Inc Sundance Strategies, Inc. Announces Appointment of Matthew G. Pearson as Chief Operating Officer PROVO, Utah, October 24, 2013 - Sundance Strategies Inc. (OTC BB: SUND) an innovative company engaged in acquiring life insurance settlements and related insurance contracts, policies and obligations, today announced the appointment of Mr. Matthew G. Pearson as Chief Operating |
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September 19, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No. |
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September 19, 2013 |
5 June 2013 Del Mar Financial S.à r.l. as Seller and Sundance Strategies, INC. as Buyer Asset Transfer Agreement 1 THIS ASSET TRANSFER AGREEMENT (the “Agreement”) is made on the 5th day of June, 2013 (the “Effective Date”): BETWEEN Del Mar Financial S.à.r.l., a société à responsabilité limitée incorporated and existing under the laws of the Grand Duchy of Luxembourg, registered with the Luxembourg |
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September 12, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A- 3 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification |
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September 12, 2013 |
Oak Ridge Micro-Energy, Inc Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 September 12, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Amendment No. 2 to Form 8-K Filed July 12, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the |
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September 12, 2013 |
Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] September 12, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. A |
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August 12, 2013 |
EX-19 2 stockholderletterlwbclean208.htm LETTER TO SHAREHOLDERS August 9, 2013 Dear Stockholder: You are receiving this communication because you are a stockholder of record of Sundance Strategies, Inc., a Nevada corporation, formerly known as “Java Express, Inc.” (the “Company”). The Company acquired ANEW LIFE, INC., a Utah corporation (“ANEW LIFE”), in a merger with its newly formed wholly-owned |
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August 12, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File No. 000-50547 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in |
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July 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2013 or [X] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-50547 SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as sp |
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July 12, 2013 |
Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] July 12, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Amendm |
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July 12, 2013 |
Oak Ridge Micro-Energy, Inc Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 July 12, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Amendment No. 1 to Form 8-K Filed May 24, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the Compa |
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July 12, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification N |
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July 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended March 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11- |
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June 20, 2013 |
5 June 2013 Del Mar Financial S.à r.l. as Seller and Sundance Strategies, INC. as Buyer Asset Transfer Agreement 1 THIS ASSET TRANSFER AGREEMENT (the “Agreement”) is made on the 5th day of June, 2013 (the “Effective Date”): BETWEEN Del Mar Financial S.à.r.l., a société à responsabilité limitée incorporated and existing under the laws of the Grand Duchy of Luxembourg, registered with the Luxembourg |
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June 20, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) In |
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June 20, 2013 |
STRUCTURING AND CONSULTING AGREEMENT This Structuring and Consulting Agreement (the “Agreement”) is entered into this 5th day of June 2013, by and between Sundance Strategies, Inc. |
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June 10, 2013 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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June 10, 2013 |
Sundance Strategies, Inc. Agrees to Purchase $400 Million in Face-Value of Net Insurance Benefits Sundance Strategies, Inc. Agrees to Purchase $400 Million in Face-Value of Net Insurance Benefits Company Agrees to Purchase $400 Million Face Value in Its Second Phase Purchase PROVO, Utah, June 10, 2013 /PRNewswire/ - Sundance Strategies Inc. (OTC BB: SUND) an innovative company engaged in acquiring life insurance settlements and related insurance contracts, policies and obligations, today annou |
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May 24, 2013 |
Ross Miller Ross Miller Filed in the office of Document Number Secretary of State /s/Ross Miller 20130242507-36 204 North Carson Street, Suite 1 Ross Miller Filing Date and Time Carson City, Nevada 89701-4520 Secretary of State 04/11/2013 9:11 AM (775) 684-5708 State of Nevada Entity Number C33319-2001 CERTIFICATE OF AMENDMENT (Pursuant to NRS 78. |
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May 24, 2013 |
Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 May 23, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Form 8-K Filed April 5, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the Company is responsible for the adequacy and accuracy |
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May 24, 2013 |
Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] May 23, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Form 8- |
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May 24, 2013 |
11 March 2013 PCH Financial S.à r.l. as Seller and ANEW LIFE, INC. as Buyer in the presence of TW Life V S.à r.l., TW Life VI S.à r.l., TW Life VII S.à r.l., and TW Life VIII S.à r.l. as the Companies NIBs Transfer Agreement 1 THIS TRANSFER AGREEMENT (the “Agreement”) is made on the 11th day of March, 2013: BETWEEN (1) PCH Financial S.à r.l., a société à responsabilité limitée incorporated and exi |
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May 24, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/ A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES , INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification |
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April 17, 2013 |
EX-99 2 javaexpresschangesnametosund.htm PRESS RELEASE DATED APRIL 17, 2013 Java Express Changes Name to Sundance Strategies, Inc., Begins Trading Under New Ticker Symbol: SUND Innovative Life Insurance Settlement Company Announces New Corporate Identity PROVO, UT - April 17, 2013 - Sundance Strategies Inc. formerly Java Express, Inc. today announced a new corporate identity, and also announced th |
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April 17, 2013 |
Converted by EDGARwiz United States Securities and Exchange Commission Washington, D. |
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April 16, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) March 29, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d |
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April 11, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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April 9, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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April 8, 2013 |
SUND / Sundance Strategies Inc. / Sansom Mark - SCHEDULE 13D/A FOR MARK SANSOM Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D/A (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Not |
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April 8, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D/A (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Not |
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April 5, 2013 |
11 March 2013 PCH Financial S.à r.l. as Seller and ANEW LIFE, INC. as Buyer in the presence of TW Life V S.à r.l., TW Life VI S.à r.l., TW Life VII S.à r.l., and TW Life VIII S.à r.l. as the Companies NIBs Transfer Agreement 1 THIS TRANSFER AGREEMENT (the “Agreement”) is made on the 11th day of March, 2013: BETWEEN (1) PCH Financial S.à r.l., a société à responsabilité limitée incorporated and exi |
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April 5, 2013 |
EXHIBIT 1 (Revised 9/18/03) EXECUTION COPY NOTICE: THIS INSURANCE IS ISSUED PURSUANT TO THE INSURANCE LAW (2008 REVISION) OF THE CAYMAN ISLANDS. |
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April 5, 2013 |
STRUCTURING AND CONSULTING AGREEMENT STRUCTURING AND CONSULTING AGREEMENT This Structuring and Consulting Agreement (“Agreement”) is entered into this 14thday of March 2013 by and between Anew Life, Inc. |
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April 5, 2013 |
AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”) is made as of March 29, 2013, by and among Java Express, Inc. |
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April 5, 2013 |
LOCK-UP/LEAK-OUT AGREEMENT THIS LOCK-UP/LEAK-OUT AGREEMENT (the “Agreement”) is between ANEW LIFE, INC. |
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April 5, 2013 |
CERTIFICATE OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF JAVA EXPRESS, INC. We, the undersigned, Jonathan Craig Moffitt, President, and Del Higginson, Secretary, of Java Express, Inc., a Nevada corporation (the “Company”), do hereby certify: Pursuant to Section 78.390 of the Nevada Revised Statutes, the Articles of Incorporation of the Company shall be amended as follows: ARTICLE IV - CAPITALI |
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April 5, 2013 |
Converted by EDGARwiz April 3, 2013 Securities and Exchange Commission 450 Fifth Street, N. |
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April 5, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report JAVA EXPRESS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) Incorpo |
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April 5, 2013 |
EXECUTION COPY LOAN AND SECURITY AGREEMENT as the Lender AND as the Luxembourg Borrower AND as the German Borrower Dated: TABLE OF CONTENTS Page SECTION 1 DEFINITIONS AND CONSTRUCTION 1 1. |
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April 5, 2013 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF JAVA EXPRESS , INC. ARTICLE I - NAME The name of the corporation (hereinafter called the “Corporation”) is “Java Express, Inc.” ARTICLE II - DURATION The Corporation shall have perpetual existence. ARTICLE III - PURPOSES AND POWERS The nature of the business of the Corporation and the objects or purposes to be transacted, promoted or carried on by |
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April 5, 2013 |
BYLAWS OF JAVA EXPRESS, INC. ARTICLE I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporation shall be at the address of the registered office of the corporation as so designate |
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April 5, 2013 |
Exhibit 14 Exhibit 14 JAVA EXPRESS INC. CODE OF ETHICS Introduction This Code of Ethics (the "Code") embodies the commitment of Java Express, Inc. to conduct our business in accordance with all applicable laws, rules and regulations and the highest ethical standards. All Senior Financial Officers (as hereinafter defined) are expected to adhere to the principles and procedures set forth in this Cod |
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March 29, 2013 |
United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D. |
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March 29, 2013 |
Java Express Acquires ANEW LIFE, INC. Ceragenix Pharmaceuticals, Inc Java Express Acquires ANEW LIFE, INC. Provo, Utah - March 29, 2013 – Java Express, Inc. (OTC BB: JVEX) announces the acquisition of ANEW LIFE, INC., a Utah corporation. ANEW LIFE, INC. was organized on January 31, 2013, and is engaged in the business of purchasing or otherwise acquiring or settling notes, drafts, acceptances, open accounts receivable and other obliga |
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February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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November 27, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act November 12, 2012 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Employer I.D |
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November 15, 2012 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in i |
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November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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October 30, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Section 240. |
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October 18, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act October 15, 2012 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I. |
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October 18, 2012 |
Cordovano and Harvey, P Exhibit 16.1 October 18, 2012 Securities and Exchange Commission 100 F Street, NW Washington, D.C. 20549 Re: Java Express Inc. We have read the statements included under Item 4.01 of Form 8-K/A to be filed by Java Express Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ Madsen & Associates CPA's, Inc. |
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October 17, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Section 240. |
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October 17, 2012 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 17, 2012 |
EX-16 2 java8kex161.htm LETTER OF MADSEN & ASSOCIATES CPAS, INC. DATED OCTOBER 15, 2012 Exhibit 16.1 October 15, 2012 Securities and Exchange Commission 100 F Street, NW Washington, D.C. 20549 Re: Java Express Inc. We have read the statements included under Item 4.01 of Form 8-K to be filed by Java Express Inc. We agree with the statements made in response to that Item insofar as they relate to ou |
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August 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000- |
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July 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. – 000-50547 JAVA EXPRESS, INC (Name of Small |
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June 29, 2012 |
03/31/12 10-K Extension U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-50547 X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended: March 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Repo |
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February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q December 31, 2011 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2011 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50 |
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June 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: MARCH 31, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-0515333 |
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February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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December 8, 2010 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION JAVA EXPRESS , INC. ARTICLE I - NAME EX-3 2 amendedandrestatedarticlesof.htm AMENDED AND RESTATED ARTILCES OF INCORPORATION AMENDED AND RESTATED ARTICLES OF INCORPORATION OF JAVA EXPRESS , INC. ARTICLE I - NAME The name of the corporation (hereinafter called the “Corporation”) is “Java Express, Inc.” ARTICLE II - DURATION The Corporation shall have perpetual existence. ARTICLE III - PURPOSES AND POWERS The nature of the business of t |
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December 8, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 8, 2010 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I.D. |
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December 8, 2010 |
EX-3 3 amendedbylawssherylfinal4120.htm AMENDED BYLAWS BYLAWS OF JAVA EXPRESS, INC. ARTICLE I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporation shall be at the address of t |
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November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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October 18, 2010 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) x Definitive Information Statement JAVA EXPRESS, INC. |
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October 4, 2010 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) o Definitive Information Statement JAVA EXPRESS, INC. |
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August 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: JUNE 30, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000- |
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August 3, 2010 |
Converted by EDGARwiz SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) o Definitive Information Statement JAVA EXPRESS, INC. |
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August 3, 2010 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act July 28, 2010 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I.D. No |
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June 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year end ed: MARCH 31, 2010 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-051533 |
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February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q FORM 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2009 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) |
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October 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30 , 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada |
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August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30 , 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000- |
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June 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: MARCH 31, 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-0515333 |