SUND / Sundance Strategies, Inc. - Depositi SEC, Relazione annuale, dichiarazione di delega

Sundance Strategies, Inc.
US ˙ OTCPK

Statistiche di base
CIK 1171838
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sundance Strategies, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
August 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

June 30, 2025 EX-10.51

Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated January 24, 2025*

Exhibit 10.51

June 30, 2025 EX-10.50

Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated January 3, 2025*

Exhibit 10.50

June 30, 2025 EX-4.1

Description of Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles

June 30, 2025 EX-10.52

Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated January 26, 2025*

Exhibit 10.52

June 30, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

February 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

February 14, 2025 EX-4.1

Description of Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles

November 8, 2024 EX-4.1

Description of Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles

November 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 13, 2024 EX-4.1

Description of Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Articles

August 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

July 1, 2024 EX-10.48

Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated January 26, 2024*

Exhibit 10.48

July 1, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

July 1, 2024 EX-10.47

Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated January 26, 2024*

Exhibit 10.47

July 1, 2024 EX-10.49

Extension to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated February 1, 2024*

Exhibit 10.49

February 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 14, 2023 EX-10.46

Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated June 9, 2023

Exhibit 10.46

August 14, 2023 EX-10.45

Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated June 12, 2023

Exhibit 10.45

August 14, 2023 EX-10.40

Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated June 5, 2023

Exhibit 10.40

June 29, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

June 29, 2023 EX-10.40

Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated June 5, 2023 (incorporated by reference to Exhibit 10.40 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.40

June 29, 2023 EX-10.45

Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated June 12, 2023 (incorporated by reference to Exhibit 10.45 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.45

June 29, 2023 EX-10.43

Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated February 2, 2023 (incorporated by reference to Exhibit 10.43 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.43

June 29, 2023 EX-10.46

Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated June 9, 2023 (incorporated by reference to Exhibit 10.46 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.46

June 29, 2023 EX-10.42

Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated February 2, 2023 (incorporated by reference to Exhibit 10.42 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.42

June 29, 2023 EX-10.41

Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated February 2, 2023 (incorporated by reference to Exhibit 10.41 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.41

June 29, 2023 EX-10.44

Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated February 9, 2023 (incorporated by reference to Exhibit 10.44 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No. 000-50547)

Exhibit 10.44

February 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

June 29, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

June 29, 2022 EX-10.38

Agreement between Sundance Strategies, Inc. and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.38

February 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

February 14, 2022 EX-10.4

Private Placement Memorandum, effective November 5, 2022 (incorporated by reference to Exhibit 10.37 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.4

November 15, 2021 EX-10.3

Promissory Note between Sundance Strategies, Inc. and Radiant Life, LLC, dated July 29, 2021 (incorporated by reference to Exhibit 10.36 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.3 2 ex10-3.htm Exhibit 10.3

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 16, 2021 EX-10.36

Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated August 9, 2021 (incorporated by reference to Exhibit 10.36 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.36

August 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

June 29, 2021 EX-10.35

Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated April 6, 2021 (incorporated by reference to Exhibit 10.35 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.35 2 ex10-35.htm Exhibit 10.35 Promissory Note $300,000.00 April 6, 2021 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to SATCO International Limited of 30 N Gould St Suite 2489 Sheridan, WY 82801 USA (“Lender”), the principal sum of $300,000.00, to be calculated at 8% per annum for 90 days. Interest will be calculated from the date funds ar

June 29, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5

April 15, 2021 EX-99.1

Sundance Strategies Acting as Lead Advisor in US Capital Global Securities’ Launch of $500 Million Rated Life Insurance-Linked Bond Offering

EX-99.1 2 ex99-1.htm Exhibit 99.1 Sundance Strategies Acting as Lead Advisor in US Capital Global Securities’ Launch of $500 Million Rated Life Insurance-Linked Bond Offering PROVO, UTAH, APRIL 13, 2021 - Sundance Strategies, Inc. (OTCQB: SUND) (“Sundance Strategies”) is acting as lead advisor in originating specific portfolios of life insurance policies that are tailored to meet the needs of life

April 15, 2021 8-K

Other Events, Financial Statements and Exhibits

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 15, 2021 Date of Report (Date of earliest event reported) SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-50547 88-0515333 (State or other jurisdiction of incorporat

February 16, 2021 EX-10.37

Private Placement Memorandum

EX-10.37 2 ex10-37.htm SUNDANCE STRATEGIES, INC. (a Nevada corporation) 4626 North 300 West, Suite 365 Provo, Utah 84604 Telephone: (801) 717-3935 $500,000.00-$1,000,000.00 500,000 - 1,000,000 “Restricted” Shares of Common Stock at $1.00 per Share PRIVATE OFFERING OF $0.001 PAR VALUE COMMON STOCK THAT ARE “RESTRICTED SECURITIES” FOR ACCREDITED INVESTORS ONLY November 10, 2020 SUBSCRIPTION DOCUMENT

February 16, 2021 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

November 16, 2020 EX-10.35

Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated October 1, 2020

Exhibit 10.34 First Amendment to the Note Payable and Line of Credit Agreement with Radiant Life This First Amendment to the Note Payable and Line of Credit Agreement (“First Amendment”) shall be deemed made, entered into and effective as of October 1, 2020 by and between Radiant Life and Sundance Strategies, Inc. (“the Company”). The Company and Radiant Life are collectively referred to as “the P

November 16, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

November 16, 2020 EX-10.36

Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated October 27, 2020

EX-10.36 3 ex10-36.htm EXTENSION TO KRAIG T. HIGGINSON PROMISSORY NOTE/LOC Exhibit 10.35 Extension To Kraig T. Higginson Promissory Note/LOC Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to August 31, 2021. Be it known, that for good consideration the

September 2, 2020 10-K/A

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No.

August 19, 2020 EX-10.2

Small Business Administration Paycheck Protection Program Loan Between Anew Life, Inc. and Capital Community Bank, dated June 16, 2020.

EX-10.2 2 ex10-2.htm Exhibit 10.2

August 19, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

August 14, 2020 NT 10-Q

-

NT 10-Q 1 formnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0001171838 CUSIP Number: 86726Q104 (Check one:) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2020 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 20-F

August 11, 2020 EX-10.28

Promissory Note between Sundance Strategies, Inc. and Glenn S. Dickman, dated November 5, 2019 (incorporated by reference to Exhibit 10.28 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.28 4 ex10-28.htm Exhibit 10.28 Promissory Note $61,000.00 November 5, 2019 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $61,000.00, to be calculated at 8% per annum for 180 days. Interest will be calculated from the date funds are received by Sundance Strategies. There is no

August 11, 2020 EX-10.27

Promissory Note between Sundance Strategies, Inc. and Glenn S. Dickman, dated April 10, 2019. (incorporated by reference to Exhibit 10.27 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547).

Exhibit 10.27 Promissory Note $85,000.00 April 10, 2019 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $85,000.00, to be calculated at 8% per annum for 180 days. Interest will be calculated from the date funds are received by Sundance Strategies. There is no penalty for prepayment of

August 11, 2020 EX-10.32

Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated November 5, 2019 (incorporated by reference to Exhibit 10.32 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.32 8 ex10-32.htm Exhibit 10.32 Extension to Glenn S. Dickman promissory notes Reference is made to the Promissory note by and between the undersigned parties Glenn S. Dickman and Sundance Strategies, Inc. dated December 4, 2018, October 9, 2018 and July 25, 2018 and August 4, 2019. Be it known, that for good consideration the parties made the following additions or changes to the promissory

August 11, 2020 10-K

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

August 11, 2020 EX-10.30

Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated January 8, 2020 (incorporated by reference to Exhibit 10.30 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.30 6 ex10-30.htm   Exhibit 10.30 Extension To Kraig T. Higginson Promissory Note/LOC Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to August 31, 2021. Be it known, that for good consideration the parties made the following additions or changes t

August 11, 2020 EX-4.10

Description of Securities Registered Under Section 12 of the Exchange Act

EXHIBIT 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Article

August 11, 2020 EX-10.33

Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated July 13, 2020 (incorporated by reference to Exhibit 10.33 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

EX-10.33 9 ex10-33.htm Exhibit 10.33 Amendment to $3,000,000 Convertible Debenture Agreement Dated June 2, 2015 Sundance Strategies, Inc. ( the “Company”) and Satco International, Limited (“Satco”) entered into a Convertible Debenture Agreement (“the Agreement”) dated June 2, 2015. RECITALS A. The Company and Satco entered into the First Amendment to the Agreement effective on or about February 1,

August 11, 2020 EX-10.29

Promissory Note between Sundance Strategies, Inc. and Glenn S. Dickman, dated February 4, 2020(incorporated by reference to Exhibit 10.29 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.29 Promissory Note $230,000.00 February 4, 2020 FOR VALUE RECEIVED, SUNDANCE STRATEGIES, INC., a Nevada Corporation (“Sundance”) promises to pay to Glenn S. Dickman (collectively “Lender”), the principal sum of $230,000.00, to be calculated at 8% per annum for twelve months. Interest will be calculated from the date funds are received by Sundance Strategies. Sundance agrees to provide t

August 11, 2020 EX-10.34

Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated December 19, 2019 (incorporated by reference to Exhibit 10.34 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.34 Extension Agreement to Radiant Life Promissory Note Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Radiant Life dated November 3, 2014. Be it known, that for good consideration the parties made the following additions or changes to the contract as if contained therein: 1. Due date for this note is extended to the earlier

August 11, 2020 EX-10.31

First Amendment to the Note Payable and Line of Credit Agreement between Sundance Strategies, Inc. and Kraig Higginson, dated April 3, 2020 (incorporated by reference to Exhibit 10.31 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)

Exhibit 10.31 First Amendment to the Note Payable and Line of Credit Agreement with Kraig Higginson Regardless of the date of execution, this First Amendment to the Note Payable and Line of Credit Agreement (“First Amendment”) shall be deemed made, entered into and effective as of April 3, 2020 for modification #1, below (“First Amendment Effective Date for Item #1”) and January 8, 2020 for modifi

June 30, 2020 8-K

Other Events

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 29, 2020 Date of Report (Date of earliest event reported) SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-50547 88-0515333 (State or other jurisdiction of incorporati

February 19, 2020 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054

February 19, 2020 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUN

February 19, 2020 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

February 19, 2020 EX-10.27

Extension to Glenn S. Dickman Promissory Notes dated November 5, 2019

Exhibit 10.27 Extension to Glenn S. Dickman promissory notes Reference is made to the Promissory note by and between the undersigned parties Glenn S. Dickman and Sundance Strategies, Inc. dated December 4, 2018, October 9, 2018 and July 25, 2018 and August 4, 2019. Be it known, that for good consideration the parties made the following additions or changes to the promissory notes as if contained t

February 14, 2020 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 formnt10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 0001171838 CUSIP Number: 86726Q104 (Check one:) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Fo

January 16, 2020 EX-4.10

Description of Securities Registered Under Section 12 of the Exchange Act

EXHIBIT 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Sundance Strategies, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is based upon our Restated Article

January 16, 2020 10-K

SUND / Sundance Strategies Inc. 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGIES, INC.

November 25, 2019 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547

November 15, 2019 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054

October 24, 2019 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

October 16, 2019 10-K

SUND / Sundance Strategies Inc. 10-K - Annual Report -

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5

April 25, 2019 10-Q

SUND / Sundance Strategies Inc. (Quarterly Report)

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547

April 25, 2019 10-Q

SUND / Sundance Strategies Inc. 10-Q (Quarterly Report)

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-5054

April 8, 2019 10-Q

SUND / Sundance Strategies Inc. FORM 10-Q (Quarterly Report)

10-Q 1 e463110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-505

December 10, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities

8-K 1 sundance8k121018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction o

June 11, 2018 EX-99

STRICT FORECLOSURE AND FORBEARANCE AGREEMENT

STRICT FORECLOSURE AND FORBEARANCE AGREEMENT THIS STRICT FORECLOSURE AND FORBEARANCE AGREEMENT (this “Agreement”) is made as of this 25th day of May, 2018 (the “Effective Date”) by and among the parties listed on the signature pages to this Agreement under the heading of “Obligors” (hereafter, each a “Obligor” and, collectively, the “Obligors”), the Lender Parties (as defined below) and Wells Fargo Bank, N.

June 11, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R

June 5, 2018 8-K

Material Impairments

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 29, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R

April 18, 2018 EX-16.1

Letter of BDO USA, LLP dated April 18, 2018

Exhibit 16.1 April 18, 2018 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on April 12, 2018, to be filed by our former client, Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. /s/BDO USA, LLP

April 18, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 sundance8k41318.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 12, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdic

April 12, 2018 10-K

SUND / Sundance Strategies Inc. FORM 10-K (Annual Report)

10-K 1 sundance10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu

January 22, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number)

January 22, 2018 EX-16.1

Letter of BDO USA, LLP dated January 22, 2018

EXHIBIT 16.1 January 22, 2018 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on January 16, 2018, to be filed by Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. /s/BDO USA, LLP

January 12, 2018 EX-10.1

EX-10.1

EX-10.1 2 ex101.htm AGREEMENT BETWEEN SUNDANCE STRATEGIES, INC. AND CFO INTERNATIONAL, P.C., DATED JANUARY 8, 2018 EXHIBIT 10.1

January 12, 2018 EX-99.1

Sundance Strategies, Inc. Announces new CFO

EXHIBIT 99.1 Sundance Strategies, Inc. Announces new CFO Provo, Utah- January 11, 2018-Sundance Strategies, Inc. (OTCQB: SUND), an innovative company engaged in acquiring related insurance contracts, policies and obligations into secure, reinsured Net Insurance Benefits known as (NIBs), today announces the appointment of Karl Farnsworth as Chief Financial Officer. Karl Farnsworth is a licensed CPA

January 12, 2018 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 sundance8k011118.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2018 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of

June 30, 2017 NT 10-K

Sundance Strategies NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-50547 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form 20-F ☐ Transition Report on Form N-SAR ☐ Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

April 17, 2017 10-Q

SUND / Sundance Strategies Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

February 9, 2017 NT 10-Q

Sundance Strategies NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-50547 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

November 9, 2016 EX-10.1

Exhibit 10.1

Exhibit 10.1 Third Amendment to $3,000,000 Convertible Debenture Agreement Dated June 2, 2015 Sundance Strategies, Inc. ( the “Company”) and Satco International, Limited (“Satco”) entered into a Convertible Debenture Agreement (“the Agreement”) dated June 2, 2015. RECITALS A. The Company and Satco entered into the First Amendment to the Agreement effective on or about February 1, 2016 (“First Amen

November 9, 2016 10-Q

Sundance Strategies FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

September 23, 2016 8-K

Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number

August 9, 2016 10-Q

Sundance Strategies FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

July 29, 2016 DEF 14A

Sundance Strategies 14A

DEF 14A 1 sundancedef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission

July 27, 2016 EX-16.1

July 26, 2016

ex161.htm EXHIBIT 16.1 July 26, 2016 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on July 21, 2016, to be filed by our former client, Sundance Strategies, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly

July 27, 2016 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

sundance8k072616.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 21, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commis

June 14, 2016 10-K

Sundance Strategies FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50547 SUNDANCE STRATEGI

May 5, 2016 EX-99.1

·

Unassociated Document Exhibit 99.1 Sundance Strategies, Inc., to Present at the 3rd Annual Growth Capital Expo MicroCap Investor Conference in Las Vegas, NV [04-May-2016] PROVO, Utah, May 4, 2016 /PRNewswire/ - Sundance Strategies, Inc., will present at the 3rd annual Growth Capital Expo MicroCap Investor Conference, held on May 3rd ? 5th, 2016 at Caesars Palace in Las Vegas, NV. The company will

May 5, 2016 8-K

Regulation FD Disclosure

sundance8k05042016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2016 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commis

February 9, 2016 EX-10.2

Amendment to the Convertible Debenture Agreement, dated February 2, 2016, between the Company and Sactco International, Limited (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file no. 000-50547)

EXHIBIT 10.2 February 1, 2016 Regarding: Debenture agreement between Sundance Strategies, Inc. and Satco Internationat Limited. I agree to extend the Debenture Agreement between Satco and Sundance Strategies, Inc. from the original due date of June 2, 2016 to May 31, 2017. All other terms and conditions remain the same. /s/ Stephen H. Smoot February 1, 2016 Stephen H. Smoot Date Satco Internationa

February 9, 2016 EX-10.1

Amendment to the notes payable and lines-of-credit agreements, dated February 4, 2016, between the Company, Kraig Higginson and Radiant Life, LLC (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file no. 000-50547)

EXHIBIT 10.1 Additions To Kraig T. Higginson Promissory Note Reference is made to the Promissory note by and between the undersigned parties, Sundance Strategies, Inc. and Kraig T. Higginson, said note originally dated July 22, 2015, subsequently extended to June 30,2017. Be it known, that for good consideration the parties made the following additions or changes to said contract as if contained t

February 9, 2016 10-Q

SUND / Sundance Strategies Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-50547 SUNDANCE STRATEGIES, INC.

December 1, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 1, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

December 1, 2015 EX-99

Sundance Strategies to Present at the LD Micro Main Event

Sundance Strategies to Present at the LD Micro Main Event Sundance Strategies to Present at the LD Micro Main Event LOS ANGELES, CA / ACCESSWIRE / December 1, 2015 / Sundance Strategies ("Sundance", or the "Company") (OTC QB:SUND), an innovative company engaged in structuring related insurance contracts, policies and obligations into secure, reinsured Net Insurance Benefits known as (NIBs), today announced that it will be presenting at the 8th annual LD Micro Main Event on Thursday, December 3rd at 1:30PM PST / 4:30PM EST.

November 10, 2015 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d

10-Q 1 qtr2093015lwbclean4110915mmc.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED SEPTEMBER 30, 2015 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition

November 9, 2015 NT 10-Q

Sundance Strategies REQUEST FOR AN EXTENSION OF TIME TO FILE OUR QUARTERLY REPORT ON FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2015

12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended September 30, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report

September 28, 2015 EX-99

Sundance Strategies Shareholder Update

Converted by EDGARwiz Sundance Strategies Shareholder Update PROVO, Utah, Sept. 28, 2015 /PRNewswire/ - We are pleased with the many accomplishments achieved by Sundance Strategies (OTC QB: SUND) during 2015. For those of you who have been with Sundance for some time, we believe you will be impressed with the execution of our business plan and the positive developments to date this year. We would

September 28, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

August 10, 2015 EX-10.4

March 31, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies,Inc. as Buyer Amendment No.1 to Asset Purchase Agreement

March 31, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies,Inc. as Buyer Amendment No.1 to Asset Purchase Agreement THIS AMENDMENT NO.1 TO ASSET PURCHASE AGREEMENT (the "Amendment") is made effective as of the 31st day of March, 2015 (the "Effective Date") amending that certain Asset Purchase Agreement (the "Agreement") dated the 26th day of February, 2015 between HFII Assets Solu

August 10, 2015 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF

10-Q 1 qtr1063015lwbredlined7081015.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED JUNE 30, 2015 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fr

August 10, 2015 EX-10.6

8% Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August 10, 2015, file no. 000-50547)

Exhibit A Debenture Date: June 2, 2015 Amount: $700,000,000 (U.S.) CONVERTIBLE DEBENTURE BEARING INTEREST AT 8% PER ANNUM THIS DEBENTURE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE TRANSFERRED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGIS

August 10, 2015 EX-10.3

March 2, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Asset Purchase Agreement

March 2, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Asset Purchase Agreement 1 THIS ASSET PURCHASE AGREEMENT (the "Agreement") is made effective as of the 2nd day of March, 2015 (the "Effective Date"): BETWEEN HFII Assets Solutions, LLC, a Delaware limited liability company, having its registered office at 1209 Orange Street, Wilmington, DE 19801 (the "Seller'

August 10, 2015 EX-10.7

Line-of-Credit Agreement (incorporated by reference to Exhibit 10.7 to the Company’s Quarterly Report on Form 10-Q filed August 10, 2015, file no. 000-50547)

August 10, 2015 EX-10.5

Debenture Agreement Dated June 2, 2015 (incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q filed August 10, 2015, file no. 000-50547)

DEBENTURE AGREEMENT THIS DEBENTURE AGREEMENT (this “Agreement”) is made and entered into this 2nd day of June, 2015, by and among Sundance Strategies, Inc, a Nevada corporation (hereinafter referred to as the “Company”) and Satco International, Limited, an individual residing in Hong Kong, (hereinafter referred to as the “Lender”), on the following: Premises A.

June 24, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

June 24, 2015 EX-99

Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase

Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase Sundance Strategies Redeems Shares as part of $124 Million Face Value Portfolio Purchase Sundance redeems First Put Option Held by Hyperion Capital for 93,750 Shares at $8 per Share.

June 15, 2015 EX-10.1

HFII Asset Transfer Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Annual Report on Form 10-K filed June 15, 2015, file no. 000-50547)

March 2, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Asset Purchase Agreement 1 THIS ASSET PURCHASE AGREEMENT (the “Agreement”) is made effective as of the 2nd day of March, 2015 (the “Effective Date”): BETWEEN HFII Assets Solutions, LLC, a Delaware limited liability company, having its registered office at 1209 Orange Street, Wilmington, DE 19801 (the “Seller”

June 15, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2015 [ ] TRANSITION REPORT PURSUANT TO SEC

10-K 1 sundancestrategies10kannualr.htm ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT

June 15, 2015 EX-10.2

Amendment No. 1 to HFII Asset Transfer Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Annual Report on Form 10-K filed June 15, 2015, file no. 000-50547)

March 31, 2015 HFII Assets Solutions, LLC as Seller and Sundance Strategies, Inc. as Buyer Amendment No. 1 to Asset Purchase Agreement THIS AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (the “Amendment”) is made effective as of the 31st day of March, 2015 (the “Effective Date”) amending that certain Asset Purchase Agreement (the “Agreement”) dated the 26th day of February, 2015 between HFII Assets S

April 7, 2015 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

March 10, 2015 EX-99

SUNDANCE STRATEGIES CLOSES ON HYPERION $124 MILLION PORTFOLIO

Converted by EDGARwiz SUNDANCE STRATEGIES CLOSES ON HYPERION $124 MILLION PORTFOLIO Provo, UT, March 10, 2015 - Sundance Strategies, Inc.

March 10, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 10, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.)

March 6, 2015 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

February 17, 2015 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d)

10-Q 1 qtr3123114lwbclean8wredlinev.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED DECEMBER 31, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition p

February 13, 2015 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identificatio

February 11, 2015 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K/A 1 f8ka1currentreportdickmanres.htm AMENDED CURRENT REPORT ON FORM 8-K/A-1 DATED DECEMBER 31, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-

January 15, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8kcurrentreporthigginsonapp.htm CURRENT REPORT ON FORM 8-K DATED JANUARY 12, 2015 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 January 12, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (St

January 12, 2015 EX-99

SUNDANCE STRATEGIES APPOINTS KRAIG HIGGINSON EXECUTIVE CHAIRMAN OF THE BOARD Seasoned Management with High Growth Public Market Expertise

Converted by EDGARwiz SUNDANCE STRATEGIES APPOINTS KRAIG HIGGINSON EXECUTIVE CHAIRMAN OF THE BOARD Seasoned Management with High Growth Public Market Expertise PROVO, Utah, January 12, 2015 - Sundance Strategies, Inc.

January 12, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 January 12, 2015 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

January 6, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8kcurrentreportdickmanresig.htm CURRENT REPORT ON FORM 8-K DATED DECEMBER 31, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 31, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (

December 8, 2014 EX-99

SUNDANCE STRATEGIES SIGNS BINDING LETTER OF INTENT TO ACQUIRE PORTFOLIO OF LIFE INSURANCE POLICIES WITH FACE VALUE OF APPROXIMATELY $124 MILLION

EX-99 3 hyperionloipressreleasev10fi.htm PRESS RELEASE DATED DECEMBER 8, 2014 SUNDANCE STRATEGIES SIGNS BINDING LETTER OF INTENT TO ACQUIRE PORTFOLIO OF LIFE INSURANCE POLICIES WITH FACE VALUE OF APPROXIMATELY $124 MILLION PROVO, Utah, December 8, 2014 - Sundance Strategies, Inc. (OTCBB: SUND), an innovative company engaged in acquiring life insurance settlements and related insurance contracts, p

December 8, 2014 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8kcurrentreporthfiiloiprlwb.htm CURRENT REPORT ON FORM 8-K DATED DECEMBER 5, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 December 5, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (St

December 8, 2014 EX-10

HFII Letter of Intent (incorporated by reference to Exhibit 10 to the Company’s Current Report on Form 8-K filed December 8, 2014, file no. 000-50547)

December 05, 2014 Sundance Strategies, Inc. Attn: Mr. Randy Pearson 4626 North 300 West Provo, Utah 84604 Re: Letter of Intent re Asset Purchase Dear Sirs, This fully binding letter of intent is being provided to memorialize the intent of HFII Assets Solutions, LLC, a Delaware limited liability company (the “Seller”), to enter into an asset purchase agreement (“Agreement”) with Sundance Strategies

November 14, 2014 EX-10

Form of Extension Agreement to Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed November 14, 2014, file no. 000-50547)

AGREEMENT THIS AGREEMENT is made between Sundance Strategies, Inc., a Nevada corporation (the “Company”) and (“” or the “Shareholder”); RECITALS: WHEREAS, on or about March 28, 2013, executed a Lock-Up/Leak-Out Agreement with ANEW LIFE, INC., the predecessor of the Company, a copy of which is attached hereto as Exhibit A and incorporated herein by reference; and WHEREAS, the Company and the Shareh

November 14, 2014 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d

10-Q 1 qtr2093014lwbclean6withallco.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED SEPTEMBER 30, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition

August 14, 2014 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF

10-Q 1 qt1063014secomments3081214se.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED JUNE 30, 2014 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fr

July 21, 2014 EX-99

Sundance Strategies Releases update to Shareholders

Sundance Strategies Releases update to Shareholders July 21, 2014-Provo, Utah-(BUSINESS WIRE)-Sundance Strategies (OTCBB:SUND) releases the following update to shareholders: We are excited about the many great things that have been happening with Sundance Strategies over the past several months.

July 21, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 July 21, 2014 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) I

July 21, 2014 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A-1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO

10-K/A 1 f10kaannualreportmarch312014.htm AMENDED ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A-1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIE

July 16, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 [ ] TRANSITION REPORT PURSUANT TO SEC

10-K 1 f10kannualreportmarch312014l.htm ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT

July 16, 2014 EX-99

TEMPORARY HARDSHIP EXEMPTION

EX-99 5 temporaryhardshipexemptionex.htm TEMPORARY HARDSHIP EXEMPTION Exhibit 99 TEMPORARY HARDSHIP EXEMPTION In accordance with the Temporary Hardship Exemption provided by Rule 201 of Regulation S-T, the date by which the interactive data file is required to be submitted has been extended by six business days.

July 10, 2014 EX-10

Amendment No. 3 to Europa Settlement Advisors Ltd. Structuring and Consulting Agreement (incorporated by reference to Exhibit 10.11 to the Company’s Current Report on Form 8-KA-4 filed July 10, 2014, file no. 000-50547)

AMENDMENT NO. 3 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 3 to the Structuring and Consulting Agreement (the “Amendment No. 3”) is entered into effective as of April 1, 2014, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA”) and acknowledged and agreed upon by Del Mar Financial S.a.r.l. as the “Seller” under the DMF Agreement, defined be

July 10, 2014 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-5 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

June 30, 2014 NT 10-K

SUND / Sundance Strategies Inc. NT 10-K - - REQUEST FOR AN EXTENSION OF TIME TO FILE OUR ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2014

12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended March 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on F

May 27, 2014 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - AMENDED CURRENT REPORT ON FORM 8-K/A-3 DATED JUNE 7, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-4 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

May 8, 2014 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - AMENDED CURRENT REPORT ON FORM 8-K/A-3 DATED JUNE 7, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-3 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

May 5, 2014 EX-99

Sundance Strategies to Attend Drexel Hamilton Microcap Investor Forum Forum Scheduled for May 15, 2014, New York City

Sundance Strategies to Attend Drexel Hamilton Microcap Investor Forum Forum Scheduled for May 15, 2014, New York City PROVO, Utah, May 5, 2014 - Sundance Strategies, Inc.

May 5, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ON FORM 8-K DATED JANUARY 14, 2014

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

February 14, 2014 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d)

10-Q 1 qtr31231138lwbclean.htm QUARTERLY REPORT ON FORM 10Q FOR THE QUARTER ENDED DECEMBER 31, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period fro

January 27, 2014 CORRESP

-

Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] January 27, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Ame

January 14, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ON FORM 8-K DATED JANUARY 14, 2014

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

January 14, 2014 EX-99

Sundance Strategies, Inc. Structures and Books $90 Million of Qualified Net Insurance Benefits $90 Million Completed of the $400 Million of Assets Acquired in June 2013; Company Now Has a Total of $219 Million of Net Insurance Benefits Structured and

Sundance Strategies, Inc. Structures and Books $90 Million of Qualified Net Insurance Benefits $90 Million Completed of the $400 Million of Assets Acquired in June 2013; Company Now Has a Total of $219 Million of Net Insurance Benefits Structured and Booked PROVO, Utah, January 14, 2014 - Sundance Strategies, Inc. (OTC BB: SUND), an innovative company engaged in acquiring life insurance settlement

November 27, 2013 8-K/A

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Change in Shell Company Status, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDED CURRENT REPORT ON FORM 8-K/A-4 DATED MARCH 29, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A- 4 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification

November 27, 2013 CORRESP

-

Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] November 27, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Am

November 14, 2013 EX-10

Brown Exclusivity Agreement (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

EX-10 5 brownexclusivityagreementlfc.htm BROWN EXCLUSIVITY AGREEMENT EXCLUSIVITY AND CONSULTING AGREEMENT This Exclusivity and Consulting Agreement (the “Agreement”) is entered into this 29th day of October 2013, by and between Sundance Strategies, Inc. (“SSI”), and Michael D. Brown, individually and as the consultant under the ESA Agreement, defined below (“Brown”). Each of SSI and Brown may be r

November 14, 2013 EX-10

Assignment of Buyback Rights of Amended and Restated Secured Promissory Note by DMF to the Company (incorporated by reference to Exhibit 10.10 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

ASSIGNMENT OF BUYBACK RIGHTS ASSIGNMENT OF BUYBACK RIGHTS This Assignment of Buyback Rights (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between DEL MAR FINANCIAL S.

November 14, 2013 EX-10

Collateral Release Agreement from PCH to the Company (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

Collateral Release Agreement Effective as of October 3, 2013, this Collateral Agreement (“Agreement”) is accepted and acknowledged by PCH Financial S.

November 14, 2013 EX-10

Amendment No. 2 to Europa Settlement Advisors Ltd. Structuring and Consulting Agreement (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

AMENDMENT NO. 2 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 2 to the Structuring and Consulting Agreement (the “Amendment No. 2”) is entered into this 29th day of October 2013, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA”) and acknowledged and agreed upon by Del Mar Financial S.a.r.l. as the “Seller” under the DMF Agreement, defined be

November 14, 2013 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File No. 000-50547 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified

November 14, 2013 EX-10

Amendment No. 1 to Europa Settlement Advisors Ltd. Structuring and Consulting Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

AMENDMENT NO. 1 TO STRUCTURING AND CONSULTING AGREEMENT This Amendment No. 1 to the Structuring and Consulting Agreement (the “Amendment”) is entered into this 28th day of August 2013, by and between Sundance Strategies, Inc. (“SSI”), and Europa Settlement Advisors Ltd. (“ESA” or “Consultant”). Each of SSI and ESA may be individually referred to herein as a “Party” or collectively as the “Parties.

November 14, 2013 EX-10

Amended and Restated Secured Promissory Note of ANEW LIFE, INC. to DMF (incorporated by reference to Exhibit 10.7 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

THIS NOTE HAS NOT BEEN REGISTERED PURSUANT TO THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED PURSUANT TO ANY APPLICABLE STATE SECURITIES LAW.

November 14, 2013 EX-10

Assignment Agreement of Amended and Restated Secured Promissory Note from the Company to DMF (incorporated by reference to Exhibit 10.8 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

ASSIGNMENT AGREEMENT ASSIGNMENT AGREEMENT This Assignment Agreement (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between SUNDANCE STRATEGIES, INC.

November 14, 2013 EX-10

Amended and Restated Assignment Agreement from DMF to Hyperion (incorporated by reference to Exhibit 10.9 to the Company’s Current Report on Form 8-KA-2 filed November 14, 2013, file no. 000-50547)

AMENDED AND RESTATED ASSIGNMENT AGREEMENT This Amended and Restated Assignment Agreement (this “Agreement”) is made effective as of November 5, 2013 (the “Effective Date”), by and between DEL MAR FINANCIAL S.

November 14, 2013 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - AMENDED CURRENT REPORT ON FORM 8-K/A-2 DATED JUNE 7, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

November 14, 2013 EX-10

EX-10

EX-10 2 mpearsonssiemploymentagreeme.htm EMPLOYMENT AGREEMENT

November 12, 2013 EX-99

Sundance Strategies, Inc. Completes $15 Million Equity Financing -- Proceeds to be Used to Increase Portfolio Value of Policies Currently Owned and Bring Current Portfolio Value of Sundance Net Insurance Benefits to over $500 Million --

Sundance Strategies, Inc. Completes $15 Million Equity Financing - Proceeds to be Used to Increase Portfolio Value of Policies Currently Owned and Bring Current Portfolio Value of Sundance Net Insurance Benefits to over $500 Million - PROVO, Utah, November 12, 2013 - Sundance Strategies Inc. (OTC BB: SUND), an innovative company engaged in acquiring life settlements and related insurance contracts

November 12, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ON FORM 8-K DATED NOVEMBER 12, 2013

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

October 24, 2013 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits -

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

October 24, 2013 EX-99

Sundance Strategies, Inc. Announces Appointment of Matthew G. Pearson as Chief Operating Officer

Sundance Strategies, Inc Sundance Strategies, Inc. Announces Appointment of Matthew G. Pearson as Chief Operating Officer PROVO, Utah, October 24, 2013 - Sundance Strategies Inc. (OTC BB: SUND) an innovative company engaged in acquiring life insurance settlements and related insurance contracts, policies and obligations, today announced the appointment of Mr. Matthew G. Pearson as Chief Operating

September 19, 2013 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.

September 19, 2013 EX-10

5 June 2013 Del Mar Financial S.à r.l. as Seller Sundance Strategies, INC. as Buyer Asset Transfer Agreement

5 June 2013 Del Mar Financial S.à r.l. as Seller and Sundance Strategies, INC. as Buyer Asset Transfer Agreement 1 THIS ASSET TRANSFER AGREEMENT (the “Agreement”) is made on the 5th day of June, 2013 (the “Effective Date”): BETWEEN Del Mar Financial S.à.r.l., a société à responsabilité limitée incorporated and existing under the laws of the Grand Duchy of Luxembourg, registered with the Luxembourg

September 12, 2013 8-K/A

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Change in Shell Company Status, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDED CURRENT REPORT ON FORM 8-K/A-3 DATED MARCH 29, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A- 3 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification

September 12, 2013 CORRESP

-

Oak Ridge Micro-Energy, Inc Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 September 12, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Amendment No. 2 to Form 8-K Filed July 12, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the

September 12, 2013 CORRESP

-

Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] September 12, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. A

August 12, 2013 EX-19

August 9, 2013

EX-19 2 stockholderletterlwbclean208.htm LETTER TO SHAREHOLDERS August 9, 2013 Dear Stockholder: You are receiving this communication because you are a stockholder of record of Sundance Strategies, Inc., a Nevada corporation, formerly known as “Java Express, Inc.” (the “Company”). The Company acquired ANEW LIFE, INC., a Utah corporation (“ANEW LIFE”), in a merger with its newly formed wholly-owned

August 12, 2013 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File No. 000-50547 SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in

July 16, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2013 [X] TRANSITION REPORT PURSUANT TO SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: March 31, 2013 or [X] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-50547 SUNDANCE STRATEGIES, INC. (Exact Name of Registrant as sp

July 12, 2013 CORRESP

-

Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] July 12, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Amendm

July 12, 2013 CORRESP

-

Oak Ridge Micro-Energy, Inc Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 July 12, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Amendment No. 1 to Form 8-K Filed May 24, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the Compa

July 12, 2013 8-K/A

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Change in Shell Company Status, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDED CURRENT REPORT ON FORM 8-K/A-2 DATED MARCH 29, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/A-2 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification N

July 1, 2013 NT 10-K

- REQUEST FOR AN EXTENSION OF TIME TO FILE OUR ANNUAL REPORT ON FORM 10K FOR THE YEAR ENDED MARCH 31, 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50547 CUSIP NUMBER 86726Q 104 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended March 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-

June 20, 2013 EX-10

Del Mar Financial, S.a.r..l. Asset Transfer Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed June 20, 2013, file no. 000-50547)

5 June 2013 Del Mar Financial S.à r.l. as Seller and Sundance Strategies, INC. as Buyer Asset Transfer Agreement 1 THIS ASSET TRANSFER AGREEMENT (the “Agreement”) is made on the 5th day of June, 2013 (the “Effective Date”): BETWEEN Del Mar Financial S.à.r.l., a société à responsabilité limitée incorporated and existing under the laws of the Grand Duchy of Luxembourg, registered with the Luxembourg

June 20, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - CURRENT REPORT ON FORM 8-K DATED JUNE 7, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 June 7, 2013 Date of Report SUNDANCE STRATEGIES, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) In

June 20, 2013 EX-10

Europa Settlement Advisors Ltd. Structuring and Consulting Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed June 20, 2013, file no. 000-50547)

STRUCTURING AND CONSULTING AGREEMENT This Structuring and Consulting Agreement (the “Agreement”) is entered into this 5th day of June 2013, by and between Sundance Strategies, Inc.

June 10, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ON FORM 8-K DATED JUNE 10, 2013

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

June 10, 2013 EX-99

Sundance Strategies, Inc. Agrees to Purchase $400 Million in Face-Value of Net Insurance Benefits

Sundance Strategies, Inc. Agrees to Purchase $400 Million in Face-Value of Net Insurance Benefits Company Agrees to Purchase $400 Million Face Value in Its Second Phase Purchase PROVO, Utah, June 10, 2013 /PRNewswire/ - Sundance Strategies Inc. (OTC BB: SUND) an innovative company engaged in acquiring life insurance settlements and related insurance contracts, policies and obligations, today annou

May 24, 2013 EX-3

Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(b) to the Company’s Current Report on Form 8-KA-1 filed May 24, 2013, file no. 000-50547)

Ross Miller Ross Miller Filed in the office of Document Number Secretary of State /s/Ross Miller 20130242507-36 204 North Carson Street, Suite 1 Ross Miller Filing Date and Time Carson City, Nevada 89701-4520 Secretary of State 04/11/2013 9:11 AM (775) 684-5708 State of Nevada Entity Number C33319-2001 CERTIFICATE OF AMENDMENT (Pursuant to NRS 78.

May 24, 2013 CORRESP

-

Sundance Strategies, Inc. 4626 North 300 West Suite 365 Provo, Utah 84604 May 23, 2013 Securities and Exchange Commission Via EDGAR Re: Sundance Strategies, Inc. (the “Company,” “we,” “our” or “us”) Form 8-K Filed April 5, 2013 File No. 000-50547 Dear Ms. Nguyen: We would appreciate your consideration of the foregoing. We acknowledge that: · the Company is responsible for the adequacy and accuracy

May 24, 2013 CORRESP

-

Leonard W. Burningham Lawyer Hermes Building - Suite 205 455 East Fifth South Salt Lake City, Utah 84111-3323 Of Counsel Telephone (801) 363-7411 Branden T. Burningham, Esq. Fax (801)355-7126 Bradley C. Burningham, Esq. email [email protected] May 23, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 Attention: Loan Lauren P. Nguyen Re: Sundance Strategies, Inc. Form 8-

May 24, 2013 EX-10

NIBs Asset Transfer Agreement (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-KA-1 filed May 24, 2013, file no. 000-50547)

11 March 2013 PCH Financial S.à r.l. as Seller and ANEW LIFE, INC. as Buyer in the presence of TW Life V S.à r.l., TW Life VI S.à r.l., TW Life VII S.à r.l., and TW Life VIII S.à r.l. as the Companies NIBs Transfer Agreement 1 THIS TRANSFER AGREEMENT (the “Agreement”) is made on the 11th day of March, 2013: BETWEEN (1) PCH Financial S.à r.l., a société à responsabilité limitée incorporated and exi

May 24, 2013 8-K/A

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Change in Shell Company Status, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDED CURRENT REPORT ON FORM 8-K/A-1 DATED MARCH 29, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K/ A-1 CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report SUNDANCE STRATEGIES , INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification

April 17, 2013 EX-99

Java Express Changes Name to Sundance Strategies, Inc., Begins Trading Under New Ticker Symbol: SUND Innovative Life Insurance Settlement Company Announces New Corporate Identity

EX-99 2 javaexpresschangesnametosund.htm PRESS RELEASE DATED APRIL 17, 2013 Java Express Changes Name to Sundance Strategies, Inc., Begins Trading Under New Ticker Symbol: SUND Innovative Life Insurance Settlement Company Announces New Corporate Identity PROVO, UT - April 17, 2013 - Sundance Strategies Inc. formerly Java Express, Inc. today announced a new corporate identity, and also announced th

April 17, 2013 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

Converted by EDGARwiz United States Securities and Exchange Commission Washington, D.

April 16, 2013 SC 13G

SUND / Sundance Strategies Inc. / Smartrade Consulting INC. - SCHEDULE 13G SMARTRADE CONSULTING INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) March 29, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d

April 11, 2013 SC 13D

SUND / Sundance Strategies Inc. / Mattingly Ty D. - SCHEDULE 13D FOR TY MATTINGLY Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Notic

April 9, 2013 SC 13D

SUND / Sundance Strategies Inc. / Burton Mitchell D. - SCHEDULE 13D FOR MITCHELL D. BURTON Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Notic

April 8, 2013 SC 13D/A

SUND / Sundance Strategies Inc. / Sansom Mark - SCHEDULE 13D/A FOR MARK SANSOM Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D/A (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Not

April 8, 2013 SC 13D/A

SUND / Sundance Strategies Inc. / Trimble Kelly - SCHEDULE 13D/A FOR KELLEY TRIMBLE Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D/A (Under the Securities Exchange Act of 1934) JAVA EXPRESS, INC. (Name of Issuer) Common Voting Stock (Title of Class of Securities) 471905 208 (CUSIP Number) Leonard W. Burningham, Esq. 455 East 500 South, Suite 205 Salt Lake City, UT 84111 (801)-363-7411 (Name, Address and Telephone Number of Person Authorized to Receive Not

April 5, 2013 EX-10

11 March 2013 PCH Financial S.à r.l. as Seller ANEW LIFE, INC. as Buyer in the presence of TW Life V S.à r.l., TW Life VI S.à r.l., TW Life VII S.à r.l., and TW Life VIII S.à r.l. as the Companies NIBs Transfer Agreement

11 March 2013 PCH Financial S.à r.l. as Seller and ANEW LIFE, INC. as Buyer in the presence of TW Life V S.à r.l., TW Life VI S.à r.l., TW Life VII S.à r.l., and TW Life VIII S.à r.l. as the Companies NIBs Transfer Agreement 1 THIS TRANSFER AGREEMENT (the “Agreement”) is made on the 11th day of March, 2013: BETWEEN (1) PCH Financial S.à r.l., a société à responsabilité limitée incorporated and exi

April 5, 2013 EX-10

Form of MRI Agreement (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

EXHIBIT 1 (Revised 9/18/03) EXECUTION COPY NOTICE: THIS INSURANCE IS ISSUED PURSUANT TO THE INSURANCE LAW (2008 REVISION) OF THE CAYMAN ISLANDS.

April 5, 2013 EX-10

STRUCTURING AND CONSULTING AGREEMENT

STRUCTURING AND CONSULTING AGREEMENT This Structuring and Consulting Agreement (“Agreement”) is entered into this 14thday of March 2013 by and between Anew Life, Inc.

April 5, 2013 EX-10

Agreement and Plan of Merger (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”) is made as of March 29, 2013, by and among Java Express, Inc.

April 5, 2013 EX-10

Form of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

LOCK-UP/LEAK-OUT AGREEMENT THIS LOCK-UP/LEAK-OUT AGREEMENT (the “Agreement”) is between ANEW LIFE, INC.

April 5, 2013 EX-3

Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(a) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

CERTIFICATE OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF JAVA EXPRESS, INC. We, the undersigned, Jonathan Craig Moffitt, President, and Del Higginson, Secretary, of Java Express, Inc., a Nevada corporation (the “Company”), do hereby certify: Pursuant to Section 78.390 of the Nevada Revised Statutes, the Articles of Incorporation of the Company shall be amended as follows: ARTICLE IV - CAPITALI

April 5, 2013 EX-16

April 3, 2013

Converted by EDGARwiz April 3, 2013 Securities and Exchange Commission 450 Fifth Street, N.

April 5, 2013 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Change in Shell Company Status, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K CURRENT REPORT DATED MARCH 29, 2013

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15[d] of the Securities Exchange Act of 1934 March 29, 2013 Date of Report JAVA EXPRESS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-50547 88-0515333 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identification No.) Incorpo

April 5, 2013 EX-10

Form of Senior Loan Agreement (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

EXECUTION COPY LOAN AND SECURITY AGREEMENT as the Lender AND as the Luxembourg Borrower AND as the German Borrower Dated: TABLE OF CONTENTS Page SECTION 1 DEFINITIONS AND CONSTRUCTION 1 1.

April 5, 2013 EX-3

Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3(i) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF JAVA EXPRESS , INC. ARTICLE I - NAME The name of the corporation (hereinafter called the “Corporation”) is “Java Express, Inc.” ARTICLE II - DURATION The Corporation shall have perpetual existence. ARTICLE III - PURPOSES AND POWERS The nature of the business of the Corporation and the objects or purposes to be transacted, promoted or carried on by

April 5, 2013 EX-3

Amended Bylaws (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

BYLAWS OF JAVA EXPRESS, INC. ARTICLE I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporation shall be at the address of the registered office of the corporation as so designate

April 5, 2013 EX-14

Code of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)

Exhibit 14 Exhibit 14 JAVA EXPRESS INC. CODE OF ETHICS Introduction This Code of Ethics (the "Code") embodies the commitment of Java Express, Inc. to conduct our business in accordance with all applicable laws, rules and regulations and the highest ethical standards. All Senior Financial Officers (as hereinafter defined) are expected to adhere to the principles and procedures set forth in this Cod

March 29, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT ON FORM 8-K DATED MARCH 29, 2013

United States Securities and Exchange Commission United States Securities and Exchange Commission Washington, D.

March 29, 2013 EX-35

Java Express Acquires ANEW LIFE, INC.

Ceragenix Pharmaceuticals, Inc Java Express Acquires ANEW LIFE, INC. Provo, Utah - March 29, 2013 – Java Express, Inc. (OTC BB: JVEX) announces the acquisition of ANEW LIFE, INC., a Utah corporation. ANEW LIFE, INC. was organized on January 31, 2013, and is engaged in the business of purchasing or otherwise acquiring or settling notes, drafts, acceptances, open accounts receivable and other obliga

February 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

November 27, 2012 8-K

Other Events

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act November 12, 2012 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation) (Commission File No.) (IRS Employer I.D

November 15, 2012 8-K

Submission of Matters to a Vote of Security Holders - CURRENT REPORT ON FORM 8-K DATED NOVEMBER 12, 2012

SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 13, 2012 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in i

November 9, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

October 30, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Section 240.

October 18, 2012 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDED CURRENT REPORT ON FORM 8-K/A DATED OCTOBER 15, 2012

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act October 15, 2012 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I.

October 18, 2012 EX-16

October 18, 2012

Cordovano and Harvey, P Exhibit 16.1 October 18, 2012 Securities and Exchange Commission 100 F Street, NW Washington, D.C. 20549 Re: Java Express Inc. We have read the statements included under Item 4.01 of Form 8-K/A to be filed by Java Express Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ Madsen & Associates CPA's, Inc.

October 17, 2012 PRE 14A

- PRELIMINARY PROXY STATEMENT

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under Section 240.

October 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - CURRENT REPORT ON FORM 8-K DATED OCTOBER 15, 2012

SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 17, 2012 EX-16

October 15, 2012

EX-16 2 java8kex161.htm LETTER OF MADSEN & ASSOCIATES CPAS, INC. DATED OCTOBER 15, 2012 Exhibit 16.1 October 15, 2012 Securities and Exchange Commission 100 F Street, NW Washington, D.C. 20549 Re: Java Express Inc. We have read the statements included under Item 4.01 of Form 8-K to be filed by Java Express Inc. We agree with the statements made in response to that Item insofar as they relate to ou

August 10, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000-

July 16, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. – 000-50547 JAVA EXPRESS, INC (Name of Small

June 29, 2012 NT 10-K

- 03/31/12 10-K EXTENSION

03/31/12 10-K Extension U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-50547 X Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended: March 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Repo

February 9, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

December 31, 2011 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2011 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

August 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50

June 28, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: MARCH 31, 2011 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-0515333

February 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

December 8, 2010 EX-3

AMENDED AND RESTATED ARTICLES OF INCORPORATION JAVA EXPRESS , INC. ARTICLE I - NAME

EX-3 2 amendedandrestatedarticlesof.htm AMENDED AND RESTATED ARTILCES OF INCORPORATION AMENDED AND RESTATED ARTICLES OF INCORPORATION OF JAVA EXPRESS , INC. ARTICLE I - NAME The name of the corporation (hereinafter called the “Corporation”) is “Java Express, Inc.” ARTICLE II - DURATION The Corporation shall have perpetual existence. ARTICLE III - PURPOSES AND POWERS The nature of the business of t

December 8, 2010 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act December 8, 2010 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I.D.

December 8, 2010 EX-3

1

EX-3 3 amendedbylawssherylfinal4120.htm AMENDED BYLAWS BYLAWS OF JAVA EXPRESS, INC. ARTICLE I OFFICES Section 1.01 Location of Offices. The corporation may maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate or require. Section 1.02 Principal Office. The address of the principal office of the corporation shall be at the address of t

November 10, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

October 18, 2010 DEF 14C

SCHEDULE 14C INFORMATION

SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) x Definitive Information Statement JAVA EXPRESS, INC.

October 4, 2010 PRER14C

SCHEDULE 14C INFORMATION

SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) o Definitive Information Statement JAVA EXPRESS, INC.

August 11, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUA NT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: JUNE 30, 2010 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000-

August 3, 2010 PRE 14C

SCHEDULE 14C INFORMATION

Converted by EDGARwiz SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2)) o Definitive Information Statement JAVA EXPRESS, INC.

August 3, 2010 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20509 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act July 28, 2010 Date of Report (Date of Earliest Event Reported) JAVA EXPRESS, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 000-50547 88-0515333 (State or other jurisdiction of incorporation( (Commission File No.) (IRS Employer I.D. No

June 23, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year end ed: MARCH 31, 2010 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-051533

February 5, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

FORM 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2009 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter)

October 26, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30 , 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada

August 11, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30 , 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Exact name of registrant as specified in its charter) Nevada 000-

June 29, 2009 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: MARCH 31, 2009 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 JAVA EXPRESS, INC. (Name of Small Business Issuer in its Charter) Nevada 000-50547 88-0515333

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista