SORL / SORL Auto Parts, Inc. - Depositi SEC, Relazione annuale, dichiarazione di delega

SORL Auto Parts, Inc.
US ˙ NASDAQ ˙ US78461U1016
QUESTO SIMBOLO NON E' PIU' ATTIVO

Statistiche di base
LEI 529900EBSZNZ1UM9RK51
CIK 714284
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SORL Auto Parts, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
June 8, 2020 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 000-11991 SORL AUTO PARTS, INC. (Name

May 26, 2020 15-12G

- FORM 15

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: May 31, 2021 Estimated average burden hours per response 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF

May 15, 2020 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

8-K 1 ea121876-8ksorlautoparts.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or oth

May 15, 2020 SC 13E3/A

- AMENDMENT NO. 4 TO SCHEDULE 13E-3

SC 13E3/A 1 ea121918-sc13e3a4sorlauto.htm AMENDMENT NO. 4 TO SCHEDULE 13E-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 4) (Rule 13E-100) RULE 13E-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 SORL AUTO PARTS, INC. (Name of Issuer) SORL AUTO PARTS, INC. Ruili Group Co., Ltd. Ruili International Inc. Ruil

May 15, 2020 SC 13D/A

SORL / SORL Auto Parts, Inc. / Zhang Xiao Ping - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* SORL AUTO PARTS, INC. (Name of Issuer) Common Stock, $0.002 par value per share (Title of Class of Securities) 291511805 (CUSIP Number) Xiaoping Zhang Shuping Chi Xiaofeng Zhang Ruili International Inc. No. 2666 Kaifaqu Avenue Ruian Economic Developmen

May 15, 2020 EX-3.1

Amended and Restated Certificate of Incorporation, effective as of May 15, 2020

EX-3.1 2 ea121876ex3-1sorlautoparts.htm AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, EFFECTIVE AS OF MAY 15, 2020 Exhibit 3.1 Exhibit A Amended And Restated Certificate of Incorporation of SORL Auto Parts, Inc. ARTICLE 1 The name of this Corporation is SORL Auto Parts, Inc. ARTICLE 2 The address of the Corporation's registered office in the State of Delaware is 251 Little Falls Drive, in the

May 15, 2020 EX-3.2

Amended and Restated Bylaws, effective as of May 15, 2020

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF SORL Auto Parts, Inc., a Delaware corporation TABLE OF CONTENTS Page Article I. OFFICES 1 Section 1. Registered Office 1 Section 2. Principal Office 1 Section 3. Other Offices 1 Article II. MEETINGS OF STOCKHOLDERS 1 Section 1. Annual Meeting 1 Section 2. Notice of Annual Meeting 1 Section 3. Voting List 1 Section 4. Special Meetings 2 Section 5. Notice o

May 15, 2020 EX-99.1

SORL Auto Parts Announces Completion of Merger

Exhibit 99.1 SORL Auto Parts Announces Completion of Merger ZHEJIANG, China, May 15, 2020 — SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced the completion of the merger (the “Merger”) of the Company with Ruili International Merger Sub Inc. (“Me

May 13, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 13, 2020 NT 10-K

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

May 8, 2020 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of inc

May 8, 2020 EX-99.1

SORL Auto Parts Announces Results of Special Meeting of Stockholders and Target Closing Date

Exhibit 99.1 SORL Auto Parts Announces Results of Special Meeting of Stockholders and Target Closing Date ZHEJIANG, China, May 8, 2020 — SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that at the Company’s special meeting of stockholders earli

April 27, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

April 27, 2020 EX-99.1

Leading Proxy Advisory Firm ISS Recommends SORL Stockholders Vote “FOR” Proposed Going-Private Transaction and Parent Announces its Receipt of PRC Regulatory Approvals

EX-99.1 2 ea0121109ex99-1sorlauto.htm PRESS RELEASE, DATED APRIL 27, 2020. Exhibit 99.1 Leading Proxy Advisory Firm ISS Recommends SORL Stockholders Vote “FOR” Proposed Going-Private Transaction and Parent Announces its Receipt of PRC Regulatory Approvals ZHEJIANG, China, April 27, 2020 — SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of auto

April 6, 2020 DEF 14A

Agreement and Plan of Merger, dated November 29, 2019, among the Company, Parent and Merger Sub, incorporated herein by reference to Annex A to the Proxy Statement.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 6, 2020 SC 13E3/A

SORL / SORL Auto Parts, Inc. SC 13E3/A - - AMENDMENT NO. 3 TO SCHEDULE 13E-3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) (Rule 13E-100) RULE 13E-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 SORL AUTO PARTS, INC. (Name of Issuer) SORL AUTO PARTS, INC. Ruili Group Co., Ltd. Ruili International Inc. Ruili International Merger Sub Inc. XiaoPING Zhang Shuping Chi Xiaofeng Zhang (N

March 24, 2020 8-K

Other Events

8-K 1 ea119912-8ksorlauto.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other

March 23, 2020 EX-99.1

SORL Auto Parts Announces Record Date and Meeting Date for Special Meeting of Stockholders

Exhibit 99.1 SORL Auto Parts Announces Record Date and Meeting Date for Special Meeting of Stockholders ZHEJIANG, China, March 23, 2020 — SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that it would hold its special meeting of stockholders (th

March 23, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

March 3, 2020 PRER14A

SORL / SORL Auto Parts, Inc. PRER14A - - PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 3, 2020 CORRESP

-

Fang Xue, Esq. Direct: +86 10 6502 8687 Fax: +86 10 6502 8510 [email protected] March 3, 2020 Daniel F. Duchovny Special Counsel Office of Mergers and Acquisitions Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. Amended Schedule 13E-3 Filed on February 11, 2020 Filed by SORL Auto Parts, Inc. et.al. File No. 00

March 3, 2020 SC 13E3/A

SORL / SORL Auto Parts, Inc. SC 13E3/A - - AMENDMENT NO. 2 TO SCHEDULE 13E-3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) (Rule 13E-100) RULE 13E-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 SORL AUTO PARTS, INC. (Name of Issuer) SORL AUTO PARTS, INC. Ruili Group Co., Ltd. Ruili International Inc. Ruili International Merger Sub Inc. XiaoPING Zhang Shuping Chi Xiaofeng Zhang (N

February 28, 2020 EX-99.3

Consortium Agreement, dated April 25, 2019, by and among the Reporting Persons and Ruili Group Co., Ltd.

Exhibit 99.3 CONSORTIUM AGREEMENT THIS CONSORTIUM AGREEMENT, dated as of April 25, 2019 (this “Agreement”), is made by and among Mr. Xiaoping Zhang, Ms. Shuping Chi, Mr. Xiaofeng Zhang and Ruili Group Co., Ltd., a limited liability company formed under the laws of the PRC (the “ Sponsor”, and together with Mr. Xiaoping Zhang, Ms. Shuping Chi and Mr. Xiaofeng Zhang, the “Consortium Members”, each o

February 28, 2020 SC 13D/A

SORL / SORL Auto Parts, Inc. / Zhang Xiao Ping - AMENDMENT NO. 3 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* SORL AUTO PARTS, INC. (Name of Issuer) Common Stock, $0.002 par value per share (Title of Class of Securities) 291511805 (CUSIP Number) Xiaoping Zhang Shuping Chi Xiaofeng Zhang Ruili International Inc. No. 2666 Kaifaqu Avenue Ruian Economic Developmen

February 11, 2020 SC 13E3/A

SORL / SORL Auto Parts, Inc. SC 13E3/A - - AMENDMENT NO. 1 TO SCHEDULE 13E3

SC 13E3/A 1 sc13e30120a1sorlautoparts.htm AMENDMENT NO. 1 TO SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) (Rule 13E-100) RULE 13E-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 SORL AUTO PARTS, INC. (Name of Issuer) SORL AUTO PARTS, INC. Ruili Group Co., Ltd. Ruili International Inc. Ruili

February 11, 2020 PRER14A

SORL / SORL Auto Parts, Inc. PRER14A - - PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

February 11, 2020 CORRESP

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Fang Xue, Esq. Direct: +86 10 6502 8687 Fax: +86 10 6502 8510 [email protected] February 11, 2020 Daniel F. Duchovny Special Counsel Office of Mergers and Acquisitions Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. Schedule 13E-3 Filed on January 2, 2020 Filed by SORL Auto Parts, Inc., Ruili Group Co., Ltd.,

January 6, 2020 PRER14A

SORL / SORL Auto Parts, Inc. PRER14A - - PRELIMINARY REVISED PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 2, 2020 PREM14A

Appraisal Rights, incorporated herein by reference to the Section entitled “Appraisal Rights” in the Proxy Statement.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 2, 2020 EX-99.C2

Discussion Materials prepared by Duff & Phelps, LLC for discussion with the special committee of the board of directors of the Company, dated November 29, 2019.

Exhibit (C)(2)

January 2, 2020 SC 13E3

SORL / SORL Auto Parts, Inc. SC 13E3 - - SCHEDULE 13E-3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13E-100) RULE 13E-3 TRANSACTION STATEMENT Under Section 13(e) of the Securities Exchange Act of 1934 SORL AUTO PARTS, INC. (Name of Issuer) SORL AUTO PARTS, INC. Ruili Group Co., Ltd. Ruili International Inc. Ruili International Merger Sub Inc. XiaoPING Zhang Shuping Chi Xiaofeng Zhang (Name of Persons Fil

December 3, 2019 EX-99.9

Joint Filing Agreement by and between the Reporting Persons, dated as of November 29, 2019.

Exhibit 99.9 JOINT FILING AGREEMENT The parties listed below agree that the Schedule 13D to which this agreement is attached as an exhibit, and all further amendments thereto, shall be filed on behalf of each of them without the necessity of filing additional joint filing agreements. This Agreement is intended to satisfy Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. This

December 3, 2019 SC 13D/A

SORL / SORL Auto Parts, Inc. / Zhang Xiao Ping - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* SORL AUTO PARTS, INC. (Name of Issuer) Common Stock, $0.002 par value per share (Title of Class of Securities) 291511805 (CUSIP Number) Xiaoping Zhang Shuping Chi Xiaofeng Zhang Ruili International Inc. No. 2666 Kaifaqu Avenue Ruian Economic Developmen

December 3, 2019 EX-99.6

Equity Contribution and Voting Agreement by and among Parent and the Rollover Stockholders, dated as of November 29, 2019.

EX-99.6 2 sc13d1119a2zhangex99-6sorl.htm EQUITY CONTRIBUTION AND VOTING AGREEMENT BY AND AMONG PARENT AND THE ROLLOVER STOCKHOLDERS, DATED AS OF NOVEMBER 29, 2019 Exhibit 99.6 EQUITY CONTRIBUTION and voting AGREEMENT This EQUITY CONTRIBUTION AND VOTING AGREEMENT (this “Agreement”), is made and entered into as of November 29, 2019 by and among Ruili International Inc., a Delaware corporation (“Pare

December 3, 2019 EX-99.8

Undertaking by and among Ruili Group, Parent, Merger Sub, Rollover Shareholders, the Company, Fairford and Ruian, dated as of November 29, 2019.

Exhibit 99.8 UNDERTAKING THIS UNDERTAKING (this “Undertaking”), dated as of November 29, 2019, is made by each of Ruili Group Co., Ltd. (“Ruili Group”), Ruili International Inc., a Delaware corporation (“Parent”), Ruili International Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), Mr. Xiaoping Zhang, Ms. Shuping Chi and Mr. Xiaofeng Zhang (each, an “

December 3, 2019 EX-99.7

Equity Commitment Letter by and between Ruili Group and Parent, dated as of November 29, 2019.

Exhibit 99.7 Ruili Group Co., Ltd. No. 2666 Kaifaqu Avenue, Ruian City, Zhejiang Province 325200, PRC November 29, 2019 Ruili International Inc. 1209 Orange Street, Wilmington, Delaware 19801 Re: Equity Commitment Letter Ladies and Gentlemen: Ruili Group Co., Ltd. (including its successors or permitted assigns, the “Sponsor”) is pleased to offer this commitment, subject to the terms and conditions

December 2, 2019 EX-10.2

Equity Contribution and Voting Agreement, dated November 29, 2019, among Parent and the Rollover Stockholders, incorporated herein by reference to Exhibit 10.2 to the Report on Form 8-K furnished by the Company to the SEC on December 2, 2019.

EX-10.2 4 f8k1119ex10-2sorlautopart.htm EQUITY CONTRIBUTION AND VOTING AGREEMENT DATED NOVEMBER 29, 2019. Exhibit 10.2 EXECUTION VERSION EQUITY CONTRIBUTION and voting AGREEMENT This EQUITY CONTRIBUTION AND VOTING AGREEMENT (this “Agreement”), is made and entered into as of November 29, 2019 by and among Ruili International Inc., a Delaware corporation (“Parent”), and certain stockholders of SORL

December 2, 2019 EX-2.1

Agreement and Plan of Merger by and among the Company, Parent and Merger Sub, dated as of November 29, 2019 (incorporated herein by reference to Exhibit 2.1 to Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission on December 2, 2019).

EX-2.1 2 f8k1119ex2-1sorlautopart.htm AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 29, 2019. Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among Ruili International Inc. Ruili International Merger Sub Inc. and SORL AUTO PARTS, INC. Dated as of November 29, 2019 TABLE OF CONTENTS Article I DEFINITIONS AND TERMS 2 Section 1.1 Definitions 2 Section 1.2 Other Definitional Provision

December 2, 2019 EX-10.1

Equity Commitment Letter, dated November 29, 2019, between Ruili Group and Parent, incorporated herein by reference to Exhibit 10.1 to the Report on Form 8-K furnished by the Company to the SEC on December 2, 2019.

EX-10.1 3 f8k1119ex10-1sorlautopart.htm EQUITY COMMITMENT LETTER, DATED NOVEMBER 29, 2019. Exhibit 10.1 EXECUTION VERSION Ruili Group Co., Ltd. No. 2666 Kaifaqu Avenue, Ruian City, Zhejiang Province 325200, PRC November 29, 2019 Ruili International Inc. 1209 Orange Street, Wilmington, Delaware 19801 Re: Equity Commitment Letter Ladies and Gentlemen: Ruili Group Co., Ltd. (including its successors

December 2, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 f8k112919sorlautoparts.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or

December 2, 2019 EX-99.1

2

Exhibit 99.1 SORL Auto Parts Enters Into Definitive Merger Agreement for “Going Private” Transaction ZHEJIANG, China, Nov. 29, 2019 (GLOBE NEWSWIRE) - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that it has entered into an Agreement and Pla

December 2, 2019 EX-10.3

Undertaking, dated November 29, 2019, among Ruili Group, Parent, Merger Sub, the Rollover Stockholders, the Company and certain other parties thereto, incorporated herein by reference to Exhibit 10.3 to the Report on Form 8-K furnished by the Company to the SEC on December 2, 2019.

Exhibit 10.3 EXECUTION VERSION UNDERTAKING THIS UNDERTAKING (this “Undertaking”), dated as of November 29, 2019, is made by each of Ruili Group Co., Ltd. (“Ruili Group”), Ruili International Inc., a Delaware corporation (“Parent”), Ruili International Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), Mr. Xiaoping Zhang, Ms. Shuping Chi and Mr. Xiaofeng

November 15, 2019 8-K

Current Report

8-K 1 f8k111419sorlauto.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other juris

November 15, 2019 EX-99.1

SORL Auto Parts Announces Third Quarter Record High Sales in 2019

Exhibit 99.1 SORL Auto Parts Announces Third Quarter Record High Sales in 2019 ZHEJIANG, China, November 14, 2019 - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the third quarter and nine-month periods end

November 14, 2019 10-Q

SORL / SORL Auto Parts, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT

10-Q 1 f10q0919sorlautoparts.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission f

September 10, 2019 10-Q/A

SORL / SORL Auto Parts, Inc. 10-Q/A - Quarterly Report - AMENDMENT TO NO. 1 FORM 10-Q

10-Q/A 1 f10q0619a1sorlautoparts.htm AMENDMENT TO NO. 1 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to

September 10, 2019 CORRESP

SORL / SORL Auto Parts, Inc. CORRESP - -

Attorneys & Counselors Terminus 200, 3333 Piedmont Road NE, Suite 1200 Atlanta, GA 30305 Telephone: 404-870-4600 Fax: 404-872-5547 www.

August 15, 2019 EX-99.1

SORL Auto Parts Reports Financial Results for the Second Quarter of 2019

EX-99.1 2 f8k081419ex99-1sorlauto.htm PRESS RELEASE Exhibit 99.1 SORL Auto Parts Reports Financial Results for the Second Quarter of 2019 ZHEJIANG, China, August 14, 2019- SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced its unaudited financial

August 15, 2019 8-K

Current Report

8-K 1 f8k081419sorlauto.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other j

August 14, 2019 10-Q

SORL / SORL Auto Parts, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT

10-Q 1 f10q0619sorlautoparts.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file n

July 16, 2019 DEF 14C

SORL / SORL Auto Parts, Inc. DEF 14C - - DEFINITIVE INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement SORL AUTO PARTS, INC. (Nam

July 9, 2019 EX-99.1

SORL Auto Parts Special Committee Retains Financial and Legal Advisors

Exhibit 99.1 SORL Auto Parts Special Committee Retains Financial and Legal Advisors ZHEJIANG, China, July 8, 2019 - SORL Auto Parts, Inc. (SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that, on July 1, 2019, the Special Committee of independent directors of the Company has

July 9, 2019 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

July 3, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

July 3, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

June 26, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

May 24, 2019 EX-99.2

SORL Auto Parts Announces Board Changes

EX-99.2 3 f8k052319ex99-2sorlauto.htm PRESS RELEASE, DATED MAY 24, 2019. Exhibit 99.2 SORL Auto Parts Announces Board Changes ZHEJIANG, China, May 24, 2019 - SORL Auto Parts, Inc. (NASDAQ:SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced that it has increased the size of its board o

May 24, 2019 EX-99.1

SORL Auto Parts Announces Formation of a Special Committee to Evaluate Non-Binding Proposal

Exhibit 99.1 SORL Auto Parts Announces Formation of a Special Committee to Evaluate Non-Binding Proposal ZHEJIANG, China, May 23, 2019 - SORL Auto Parts, Inc. (SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that, in response to a preliminary non-binding proposal letter (the

May 24, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 98-0536589 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2019 EX-99.1

SORL Auto Parts Reports 26.5% Net Sales Increase in the First Quarter of 2019

EX-99.1 2 f8k051519ex99-1sorlauto.htm PRESS RELEASE ISSUED ON MAY 15, 2019 Exhibit 99.1 SORL Auto Parts Reports 26.5% Net Sales Increase in the First Quarter of 2019 ZHEJIANG, China, May 15, 2019 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced toda

May 15, 2019 10-Q

SORL / SORL Auto Parts, Inc. 10-Q Quarterly Report QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

April 29, 2019 EX-99.1

[signatures page follows]

Exhibit 99.1 SORL Auto Parts Announces Receipt of Preliminary Non-Binding "Going Private" Proposal ZHEJIANG, China, April 26, 2019 (GLOBE NEWSWIRE) - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today that its Board of Directors (the "Board") has

April 29, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k042519sorlautoparts.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 SORL Auto Parts, Inc. ‎(Exact name of registrant as specified in its charter) Delaware ‎000-11991 ‎98-0536589 (State or

April 25, 2019 EX-99.3

Consortium Agreement, dated April 25, 2019, by and among the Reporting Persons and Ruili Group Co., Ltd.

EX-99.3 2 sc13d0419a1ex99-3sorlauto.htm CONSORTIUM AGREEMENT, DATED APRIL 25, 2019, BY AND AMONG THE REPORTING PERSONS AND RUILI GROUP CO., LTD Exhibit 99.3 CONSORTIUM AGREEMENT THIS CONSORTIUM AGREEMENT, dated as of April 25, 2019 (this “Agreement”), is made by and among Mr. Xiaoping Zhang, Ms. Shuping Chi, Mr. Xiaofeng Zhang and Ruili Group Co., Ltd., a limited liability company formed under the

April 25, 2019 SC 13D/A

SORL / SORL Auto Parts, Inc. / Zhang Xiao Ping - AMENDMENT NO.1 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* SORL AUTO PARTS, INC. (Name of Issuer) Common Stock, $0.002 par value per share (Title of Class of Securities) 291511805 (CUSIP Number) Xiaoping Zhang Shuping Chi Xiaofeng Zhang c/o SORL Auto Parts, Inc. No. 1169 Yumeng Road Ruian Economic Development

April 25, 2019 EX-99.4

Proposal Letter from the Reporting Persons to the Board of Directors of SORL Auto Parts, Inc., dated April 25, 2019.

EX-99.4 3 sc13d0419a1ex99-4sorlauto.htm PROPOSAL LETTER FROM THE REPORTING PERSONS TO THE BOARD OF DIRECTORS OF SORL AUTO PARTS, INC., DATED APRIL 25, 2019 Exhibit 99.4 April 25, 2019 The Board of Directors SORL Auto Parts, Inc. NO. 2666 Kaifaqu Avenue, Ruian Economic Development District, Ruian City, Zhejiang Province 325200 People’s Republic of China Dear Members of the Board of Directors: Mr. X

April 3, 2019 EX-99.1

SORL Auto Parts Reports Record 20% Annual Net Sales Increase in 2018

Exhibit 99.1 SORL Auto Parts Reports Record 20% Annual Net Sales Increase in 2018 ZHEJIANG, China, April 1, 2019 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the fourth quarter of 2018 and the year ended December

April 3, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission File Number) (I.R.S.

April 1, 2019 10-K

SORL / SORL Auto Parts, Inc. ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 000-11991 SORL AUTO PARTS, INC. (Name

November 15, 2018 EX-99.1

SORL Auto Parts Announces Third Quarter Record High Sales in 2018

EX-99.1 2 tv507444ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Announces Third Quarter Record High Sales in 2018 ZHEJIANG, China, November 14, 2018 - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for th

November 15, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 14, 2018 10-Q

SORL / SORL Auto Parts, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact

August 15, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2018 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 15, 2018 EX-99.1

SORL Auto Parts Reports 40% Top Line Growth in the Second Quarter and Diluted Earnings Per Share of $0.78 for the First Six Months of 2018

Exhibit 99.1 SORL Auto Parts Reports 40% Top Line Growth in the Second Quarter and Diluted Earnings Per Share of $0.78 for the First Six Months of 2018 ZHEJIANG, China, August 14, 2018- SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced its unaudi

August 14, 2018 10-Q

SORL / SORL Auto Parts, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

May 17, 2018 EX-99.1

SORL Auto Parts, Inc. and Subsidiaries Consolidated Balance Sheets March 31, 2018 and December 31, 20176

EX-99.1 2 tv494538ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports a 44.1% Sales Increase in the First Quarter of 2018 ZHEJIANG, China, May 15, 2018 /PRNewswire/ - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financ

May 17, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2018 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 15, 2018 10-Q

SORL / SORL Auto Parts, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

April 27, 2018 DEF 14A

SORL / SORL Auto Parts, Inc. DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to 240.

April 27, 2018 ARS

SORL / SORL Auto Parts, Inc. ARS

ARS 1 tv492255ars.htm ARS SORL Auto Parts, Inc. 2017 Annual Report to Stockholders This Page left for blank Dear Investors, SORL Auto Parts, Inc. develops, manufactures and distributes automotive brake systems and other key safety related auto parts for sale to automotive original equipment manufacturers, or OEMs, and to the related aftermarket both in China and aboard. Our products are primarily

April 3, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2018 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

April 3, 2018 EX-99.1

SORL Auto Parts Reports Record Annual Net Sales With a 40.1% Increase in the 2017 Year

Exhibit 99.1 SORL Auto Parts Reports Record Annual Net Sales With a 40.1% Increase in the 2017 Year ZHEJIANG, China, April 2, 2018 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the fourth quarter of 2017 and the ye

April 2, 2018 10-K

SORL / SORL Auto Parts, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 000-11991 SORL AUTO PARTS, INC. (Name

November 15, 2017 EX-99.1

SORL Auto Parts Increases Earnings Per Share by 158.8% on a 59.0% Rise in Net Sales in the 2017 Third Quarter Results - Full Year Top Line Guidance Increased to $370 Million with EPS Guidance of $1.58 -

Exhibit 99.1 SORL Auto Parts Increases Earnings Per Share by 158.8% on a 59.0% Rise in Net Sales in the 2017 Third Quarter Results - Full Year Top Line Guidance Increased to $370 Million with EPS Guidance of $1.58 - ZHEJIANG, China, November 15, 2017 - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other

November 15, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2017 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 14, 2017 10-Q

SORL / SORL Auto Parts, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact

August 14, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 14, 2017 EX-99.1

SORL Auto Parts Reports 14.6% Increase in Income From Operations in the 2017 Second Quarter

Exhibit 99.1 SORL Auto Parts Reports 14.6% Increase in Income From Operations in the 2017 Second Quarter ZHEJIANG, China, August 14, 2017- SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced its unaudited financial results for the second quarter of

August 14, 2017 10-Q

SORL / SORL Auto Parts, Inc. 10-Q (Quarterly Report)

10-Q 1 v47303710q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AU

July 18, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2017 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2017 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2017 EX-99.1

SORL Auto Parts Reports a 37.4% Increase in Sales and a Significant Increase in EPS for the First Quarter of 2017

EX-99.1 2 v467160ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports a 37.4% Increase in Sales and a Significant Increase in EPS for the First Quarter of 2017 ZHEJIANG, China, May 15, 2017 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced to

May 15, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

May 1, 2017 ARS

SORL Auto Parts ARS

SORL Auto Parts, Inc. 2016 Annual Report to Stockholders This Page left for blank Dear Investors, SORL Auto Parts, Inc. develops, manufactures and distributes automotive brake systems and other key safety related auto parts for sale to automotive original equipment manufacturers, or OEMs, and to the related aftermarket both in China and aboard. Our products are primarily used in different types of

May 1, 2017 DEF 14A

SORL Auto Parts DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to 240.

April 3, 2017 EX-99.1

SORL Auto Parts Reports Approximately 40% Rise in Net Income in the Fourth Quarter of 2016

EX-99.1 2 v463333ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports Approximately 40% Rise in Net Income in the Fourth Quarter of 2016 ZHEJIANG, China, March 31, 2017 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial res

April 3, 2017 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

March 31, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 000-11991 SORL AUTO PARTS, INC. (Name

November 18, 2016 CORRESP

SORL Auto Parts ESP

Terminus 200, 3333 Piedmont Road NE, Suite 1200 Atlanta, GA 30305 Telephone: 404-870-4600 Fax: 404-872-5547 www.

November 18, 2016 CORRESP

SORL Auto Parts ESP

CORRESP 1 filename1.htm November 18, 2016 VIA EDGAR Cecilia Blye, Chief Office of Global Security Risk Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Re: SORL Auto Parts, Inc. Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 30, 2016 File No. 0-11991 Dear Ms. Blye: In connection with the letter of the Securities and Exchange Commission (the “Commission”) relat

November 15, 2016 EX-99.1

SORL Auto Parts Reports Increases in Earnings per Share and Net Sales in the Third Quarter Results of 2016

Exhibit 99.1 SORL Auto Parts Reports Increases in Earnings per Share and Net Sales in the Third Quarter Results of 2016 ZHEJIANG, China, November 14, 2016 - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the

November 15, 2016 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact

September 13, 2016 CORRESP

SORL Auto Parts ESP

Terminus 200, 3333 Piedmont Road NE, Suite 1200 Atlanta, GA 30305 Telephone: 404-870-4600 Fax: 404-872-5547 www.

August 16, 2016 EX-99.1

SORL Auto Parts Reports 24% Sales Increase and Higher Earnings in the 2016 Second Quarter

Exhibit 99.1 SORL Auto Parts Reports 24% Sales Increase and Higher Earnings in the 2016 Second Quarter ZHEJIANG, China, August 15, 2016- SORL Auto Parts, Inc. (NASDAQ:SORL) (?SORL? or the ?Company?), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced its unaudited financial results for the second quarter of 20

August 16, 2016 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

May 16, 2016 EX-99.1

SORL Auto Parts Reports Higher Sales for the First Quarter of 2016

Exhibit 99.1 SORL Auto Parts Reports Higher Sales for the First Quarter of 2016 ZHEJIANG, China, May 16, 2016 - SORL Auto Parts, Inc. (NASDAQ: SORL) (?SORL? or the ?Company?), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the first quarter of 2016 ended March 31, 2016.

May 16, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name

May 16, 2016 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 6, 2016 8-K

SORL Auto Parts FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction of incorporation) (Commission File

May 6, 2016 EX-10.1

Purchase Agreement Land Use Right and Factory Facilities

EX-10.1 2 v439080ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Purchase Agreement for Land Use Right and Factory Facilities This agreement is entered into between Ruili Group Co., Ltd. (hereinafter as “Party A” or “Assignor”) and Ruili Group Ruian Auto Parts Co., Ltd. (hereinafter as “Party B” or “Assignee”) on the date as shown on the signature page below. Party A’s Entity Registration No. is 330381000002

April 29, 2016 ARS

SORL Auto Parts ARS

ARS 1 v438325ars.htm ARS SORL Auto Parts, Inc. 2015 Annual Report to Stockholders Dear Investors, SORL Auto Parts, Inc. develops, manufactures and distributes automotive brake systems and other key safety related auto parts for sale to automotive original equipment manufacturers, or OEMs, and to the related aftermarket both in China and aboard. Our products are primarily used in different types of

April 29, 2016 DEF 14A

SORL Auto Parts DEF 14A

DEF 14A 1 v438324def14a.htm DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additi

April 1, 2016 EX-99.1

SORL Auto Parts Reports the Fourth Quarter and Fiscal Year 2015 Results

EX-99.1 2 v435930ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports the Fourth Quarter and Fiscal Year 2015 Results ZHEJIANG, China, March 31, 2016 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the fourth

April 1, 2016 8-K

Current Report

8-K 1 v4359308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Co

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

January 8, 2016 EX-99.1

SORL Auto Parts Announces Withdrawal of Non-Binding Going Private Proposal

EX-99.1 2 v428649ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Announces Withdrawal of Non-Binding Going Private Proposal ZHEJIANG, China, Jan. 8, 2016 /PRNewswire/ - SORL Auto Parts, Inc. (SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced that the Special Committee of

January 8, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2016 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

December 22, 2015 EX-99.1

THIS DRAFT CONTAINS ATTORNEY WORK PRODUCT AND IS ATTORNEY-CLIENT PRIVILEGED

Exhibit 99.1 THIS DRAFT CONTAINS ATTORNEY WORK PRODUCT AND IS ATTORNEY-CLIENT PRIVILEGED SORL Auto Parts Announces Formation of a Special Committee to Evaluate Non-Binding Proposal ZHEJIANG, China, December 22, 2015 - SORL Auto Parts, Inc. (SORL) ("SORL" or the ?Company?), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, to

December 22, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 23, 2015 EX-99.1

SORL Auto Parts, Inc. and Subsidiaries Consolidated Balance Sheets September 30, 2015 and December 31, 2014

EX-99.1 2 v42538899-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports Third-Quarter 2015 Financial Results ZHEJIANG, China, Nov. 16, 2015 - SORL Auto Parts, Inc. (SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the third quarter and

November 23, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction of incorporation) (Commission

November 23, 2015 EX-99.2

SORL Auto Parts, Inc.

Exhibit 99.2 SORL Auto Parts, Inc. 3rd Quarter FY2015 Financial Results Conference Call Event Date/Time: Nov 16, 2015 / 08:00AM EST Participants Jin Rui Yu, Chief Operating Officer Min Con Lin, Accounting Manager Raymond Lin, Investor Relations Phyllis Huang, Investor Relations Rachel Levine, US Investor Relations Presentation Operator Greetings and welcome to the SORL Auto Parts third quarter 201

November 16, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2015 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC.

October 30, 2015 EX-99.2

PROPOSAL LETTER

EXHIBIT 99.2 PROPOSAL LETTER October 30, 2015 Board of Directors SORL Auto Parts, Inc. No. 1169 Yumeng Road Ruian Economic Development District Ruian City, Zhejiang Province, Zip 325200 People’s Republic of China Dear Members of the Board: We, Xiaoping Zhang, Shuping Chi and Xiaofeng Zhang (collectively, the “Consortium Members”) are pleased to submit this preliminary non-binding proposal (the “Pr

October 30, 2015 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned parties hereby agrees to file jointly the statement on Schedule 13D (including any amendments thereto) with respect to the Common Stock, $0.002 par value per share, of SORL Auto Parts, Inc. It is understood and agreed that each of the parties hereto

October 30, 2015 SC 13D

SORL / SORL Auto Parts, Inc. / Zhang Xiao Ping - FORM SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 SORL AUTO PARTS, inc. (Name of Issuer) Common Stock, $0.002 par value per share (Title of Class of Securities) 291511805 (CUSIP Number) Xiaoping Zhang Shuping Chi Xiaofeng Zhang c/o SORL Auto Parts, Inc. No. 1169 Yumeng Road Ruian Economic Development District Ruian City,

September 16, 2015 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction of incorporation) (Commission

September 16, 2015 EX-99.2

SORL Auto Parts, Inc.

EX-99.2 2 v420351ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 SORL Auto Parts, Inc. 2ndQuarter FY2015 Financial Results Conference Call Event Date/Time: Aug 14, 2015 / 08:00AM EDT Participants Jin Rui Yu, Chief Operating Officer Min Con Lin, Accounting Manager Raymond Lin, IR Phyllis Huang, IR Kevin Theiss, Investor Relations Presentation Operator Greetings and welcome to the SORL Auto Parts 2015 second q

August 24, 2015 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 24, 2015 EX-99.1

SORL Auto Parts Reports Second-Quarter Financial Results

EX-99.1 2 v419011ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SORL Auto Parts Reports Second-Quarter Financial Results ZHEJIANG, China, August 14, 2015- SORL Auto Parts, Inc. (NASDAQ:SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, today announced its unaudited financial results for the second quart

August 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registra

June 30, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

May 15, 2015 EX-99.1

SORL Auto Parts Reports Increased Sales and Net Income in the First Quarter of 2015

Exhibit 99.1 SORL Auto Parts Reports Increased Sales and Net Income in the First Quarter of 2015 ZHEJIANG, China, May 15, 2015 - SORL Auto Parts, Inc. (NASDAQ: SORL) (?SORL? or the ?Company?), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the first quarter ended March 3

May 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Ex

May 15, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

April 30, 2015 DEF 14A

SORL Auto Parts DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to 240.

April 30, 2015 DEFA14A

SORL Auto Parts DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to 240.

April 30, 2015 ARS

SORL Auto Parts ARS

SORL Auto Parts, Inc. 2014 Annual Report to Stockholders Dear Investors, SORL Auto Parts, Inc. develops, manufactures and distributes automotive brake systems and other key safety related auto parts for sale to automotive original equipment manufacturers, or OEMs, and to the related aftermarket both in China and aboard. Our products are primarily used in different types of commercial vehicles, suc

April 2, 2015 EX-99.1

SORL Auto Parts Reports Record Sales For the 2014 Fourth Quarter and Year

Exhibit 99.1 SORL Auto Parts Reports Record Sales For the 2014 Fourth Quarter and Year ZHEJIANG, China, March 31, 2015 - SORL Auto Parts, Inc. (NASDAQ: SORL) (?SORL? or the ?Company?), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the fourth quarter of 2014 and the year ended Dec

April 2, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

March 31, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

November 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC.

November 14, 2014 EX-99.1

SORL Auto Parts Reports Higher Third-Quarter Net Sales In 2014

Exhibit 99.1 SORL Auto Parts Reports Higher Third-Quarter Net Sales In 2014 ZHEJIANG, China, November 14, 2014 — SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the third quarter of 2014 and the first nine mo

November 14, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

September 11, 2014 CORRESP

SORL / SORL Auto Parts, Inc. CORRESP - -

CORRESP 2 filename2.htm September 11, 2014 VIA EDGAR United States Securities and Exchange Commission Attn: Ms. Linda Cvrkel Branch Chief, Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. Form 10-K for the year ended December 31, 2013 Filed March 31, 2014 Form 10-Q for the quarter ended March 31, 2014 Filed May 15, 2014 File No. 000-11991 Dear Ms

September 11, 2014 CORRESP

SORL / SORL Auto Parts, Inc. CORRESP - -

September 11, 2014 VIA EDGAR United States Securities and Exchange Commission Attn: Ms.

August 20, 2014 CORRESP

SORL / SORL Auto Parts, Inc. CORRESP - -

August 20, 2014 VIA EDGAR United States Securities and Exchange Commission Attn: Ms.

August 20, 2014 CORRESP

SORL / SORL Auto Parts, Inc. CORRESP - -

August 20, 2014 VIA EDGAR United States Securities and Exchange Commission Attn: Ms.

August 15, 2014 EX-99.1

SORL Auto Parts Reports Record High Second-Quarter Sales In 2014

Exhibit 99.1 SORL Auto Parts Reports Record High Second-Quarter Sales In 2014 ZHEJIANG, China, August 14, 2014 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its unaudited financial results for the second quarter of 2014 and the first six mo

August 15, 2014 8-K

8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registra

June 26, 2014 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

May 16, 2014 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2014 EX-99

SORL Auto Parts Reports Net Income Increased by 124.6% in the First Quarter of 2014 - Revenues Increased by 21.1% with Gross Margin Rising to 30.8%

EX-99 2 v379049ex99.htm EXHIBIT 99 SORL Auto Parts Reports Net Income Increased by 124.6% in the First Quarter of 2014 - Revenues Increased by 21.1% with Gross Margin Rising to 30.8% ZHEJIANG, China, May 16, 2014 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in Chin

May 15, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registr

April 30, 2014 ARS

- ARS

SORL Auto Parts, Inc. 2013 Annual Report to Stockholders 2013 Highlights l Annual net sales increased by 8.5% to $208.6 million; l Gross margin increased by 28.1%; l Net income attributable to stockholders for fiscal year 2013 was $9.4 million, or $0.49 per diluted share. Dear Investors, SORL Auto Parts, Inc. develops, manufactures and distributes automotive brake systems and other key safety rela

April 30, 2014 DEF 14A

- DEF 14A

DEF 14A 1 v376481def14a.htm DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additi

April 4, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v3740038k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commissi

April 4, 2014 EX-99.1

SORL ANNOUNCES New Executive Board Member

SORL ANNOUNCES New Executive Board Member ZHEJIANG, China, April 1, 2014 - SORL Auto Parts, Inc.

March 31, 2014 EX-21

SUBSIDIARIES OF THE REGISTRANT

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT The following is a list that includes our significant subsidiaries as of March 31, 2014. Entity Name Jurisdiction Ruili Group Ruian Auto Parts Co., Ltd. China Fairford Holdings Limited Hong Kong SORL International Holding, Ltd. Hong Kong

March 31, 2014 EX-99.1

SORL Auto Parts Reports Financial Results For the 2013 Fourth Quarter and Year

EXHIBIT 99.1 SORL Auto Parts Reports Financial Results For the 2013 Fourth Quarter and Year ZHEJIANG, China, March 31, 2014 /PRNewswire/ - SORL Auto Parts, Inc. (SORL) ("SORL" or the "Company"), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the fourth quarter of 2013 and year end

March 31, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

10-K 1 v37189310k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024

March 31, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

November 15, 2013 EX-99.1

SORL Auto Parts Reports Third-Quarter Record High Sales In 2013

SORL Auto Parts Reports Third-Quarter Record High Sales In 2013 ZHEJIANG, China, November 14, 2013 - SORL Auto Parts, Inc.

November 15, 2013 8-K

Regulation FD Disclosure - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of reg

August 16, 2013 EX-99.1

SORL Auto Parts Reports Financial Results For The 2013 Second Quarter - Regain top line growth; Gross Margin increased to 28.3%; Net Income Rose 34.7% -

SORL Auto Parts Reports Financial Results For The 2013 Second Quarter - Regain top line growth; Gross Margin increased to 28.

August 16, 2013 8-K

Regulation FD Disclosure - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registra

July 22, 2013 EX-99.1

SORL Auto Parts Announces New Independent Registered Accounting Firm

SORL Auto Parts Announces New Independent Registered Accounting Firm Published: July 22, 2013 By SORL Auto Parts, Inc.

July 22, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July18, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

July 8, 2013 EX-16.1

280 Kenneth Drive, Suite 100 | Rochester, NY 14623 | P 585.427.8900 | TF 800.546.7556 | F 585.427.8947 | E [email protected] | EFPRotenberg.com

July 1, 2013 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on July 1, 2013, to be filed by our former client, Sorl Auto Parts, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, EFP Rotenberg, LLP /g

July 8, 2013 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

June 21, 2013 CORRESP

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June 21, 2013 VIA EDGAR Cecilia Blye, Chief Office of Global Security Risk Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Re: SORL Auto Parts, Inc.

June 21, 2013 CORRESP

-

June 21, 2013 VIA EDGAR Cecilia Blye, Chief Office of Global Security Risk Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Heath D.

May 21, 2013 8-K

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 21, 2013 EX-99.1

SORL Auto Parts Reports Financial Results For The 2013 First Quarter - Gross Margin at 27.1% with Cash flow From Operating Activities of $2.9 Million -

SORL Auto Parts Reports Financial Results For The 2013 First Quarter - Gross Margin at 27.

May 21, 2013 EX-99.2

/C O R R E C T I O N -- SORL Auto Parts, Inc.

/C O R R E C T I O N - SORL Auto Parts, Inc./ In the news release, SORL Auto Parts Reports Financial Results for The 2013 First Quarter, issued 15-May-2013 by SORL Auto Parts, Inc. over PR Newswire, we are advised by the company that in the Condensed Consolidated Statements of Cash Flows (Unaudited), Net Income Attributable to Stockholders, 2013, should read "1,233,379" rather than "2,625,882"; In

May 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2013 £ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registr

April 26, 2013 DEFA14A

- DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to 240.

April 25, 2013 ARS

- FORM ARS

SORL Auto Parts, Inc. 2012 Annual Report to Stockholders 2012 Highlights Here are some financial highlights: Ÿ Annual net sales of approximately $192.2 million; Ÿ Gross margin was approximately 27.3%; Ÿ Net income attributable to stockholders for fiscal 2012 was approximately $12.8 million; Ÿ EPS was approximately $0.66 per diluted share; Ÿ Cash flow from operating activities was approximately $31

April 25, 2013 DEF 14A

- FORM DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to 240.

April 3, 2013 EX-99.1

SORL Auto Parts Reports Financial Results for the 2012 Fourth Quarter and Year - Gross margin 26.5% and EPS 0.21 in Q4, Strong Free Cashflow of $29M in 2012 -

SORL Auto Parts Reports Financial Results for the 2012 Fourth Quarter and Year - Gross margin 26.

April 3, 2013 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2013 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of i

April 1, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

November 16, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2012 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 16, 2012 EX-99.1

SORL Auto Parts Reports Financial Results For the Third Quarter of 2012 - Free Cash Flow of $16.6 Million in First Nine Months -

EX-99.1 2 v328592ex99-1.htm EXHIBIT 99.1 SORL Auto Parts Reports Financial Results For the Third Quarter of 2012 - Free Cash Flow of $16.6 Million in First Nine Months - ZHEJIANG, China, November 14, 2012 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, annou

November 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2012 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of reg

September 13, 2012 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registrant as spe

August 16, 2012 EX-99.1

SORL Auto Parts Reports Financial Results For the Second Quarter of 2012 - Free Cash Flow of $9.8 Million in First Six Months -

EX-99.1 2 v321763ex99-1.htm EX-99.1 SORL Auto Parts Reports Financial Results For the Second Quarter of 2012 - Free Cash Flow of $9.8 Million in First Six Months - ZHEJIANG, China, August 14, 2012 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced tod

August 16, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2012 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registra

June 12, 2012 8-K

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 17, 2012 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 17, 2012 EX-99.1

SORL Auto Parts Reports Financial Results For the First Quarter of 2012

Exhibit 99.1 SORL Auto Parts Reports Financial Results For the First Quarter of 2012 ZHEJIANG, China, May 15, 2012 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or the “Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today its financial results for the first quarter ended March 31, 2012. First Quarter

May 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2012 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registr

April 20, 2012 ARS

-

SORL Auto Parts, Inc. 2011 Annual Report to Stockholders 2011 Highlights Here are some financial highlights: · Record annual net sales of $216.8 million; · Aftermarket and international market revenues increased 33.1% and 17.7%, respectively, · Gross margin was 27.7%; · Net income attributable to stockholders was $16.7 million; · EPS was $0.86 per diluted share; · Cash and cash equivalents were $1

April 20, 2012 DEF 14A

- DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to 240.

April 20, 2012 DEFA14A

- DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to 240.

April 2, 2012 8-K

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2012 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

April 2, 2012 EX-99.1

SORL Auto Parts, Inc. and Subsidiaries Consolidated Balance Sheets December 31, 2011 and December 31, 2010

Exhibit 99.1 SORL Reports Record Revenues for the 2011 Fourth Quarter and Year - FOURTH QUARTER EPS $0.17 AND FULL YEAR EPS 0.86 - - TELECONFERENCE HELD TODAY AT 8A.M. ET/8P.M. BEIJING - ZHEJIANG, China, March 29, 2012 /PRNewswire-Asia-FirstCall/ — SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or "the Company"), a leading supplier of brake and control systems to the global commercial vehicle indust

March 30, 2012 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2011 ¨ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Nam

March 30, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2011 ¨ TRANSITION REPORT PURSUANT TO SEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

March 7, 2012 EX-99.1

SORL ANNOUNCES New Chief Operating Officer

EXHIBIT 99.1 SORL ANNOUNCES New Chief Operating Officer ZHEJIANG, China, March 7, 2012 - SORL Auto Parts, Inc. (NASDAQ: SORL) ("SORL" or "the Company"), a leading supplier of brake and control systems to the global commercial vehicle industry, today announced the appointment of Ms. Jinrui Yu as the Company’s Chief Operating Officer, effective March 3, 2012. Mr. Baojian Tao, who served as the Compa

March 7, 2012 EX-10.1

Employment Agreement—Jin Rui Yu (6)

Exhibit 10.1 Employment Agreement* Employer (Party A): Ruili Group Ruian Auto Parts Co., Ltd. Address: 1169 Yumeng Road, Ruian Economic Development District, Ruian City, Zhejiang Province, China Tel: 0086-0577-65817721 Legal Representative: Xiao Ping Zhang Employee (Party B): Jin Rui Yu Gender: Female Date of Birth: February 2, 1975 Education: Bachelor degree Home Address: 24 Xin Jie, Yu Hai Ban S

March 7, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2012 SORL AUTO PARTS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-11991 30-0091294 (State or other jurisdiction of incorporation or organization)

November 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of reg

September 27, 2011 CORRESP

September 27, 2011

September 27, 2011 VIA EDGAR and U.S. Mail United States Securities and Exchange Commission Attn: Ms. Linda Cvrkel Branch Chief, Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. (the?Company?) Form 10-K for the year ended December 31, 2010 Filed March 29, 2011 Form 10-Q for the quarter ended June 30, 2011 Filed August 15, 2011 File No. 000-11991

September 1, 2011 CORRESP

September 1, 2011

September 1, 2011 VIA EDGAR and U.S. Mail United States Securities and Exchange Commission Attn: Ms. Linda Cvrkel Branch Chief, Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. (the”Company”) Form 10-K for the year ended December 31, 2010 Filed March 29, 2011 Form 10-Q for the quarter ended March 31, 2011 Filed May 16, 2011 File No. 000-11991 Dea

August 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registran

June 6, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2011 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2011 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2011 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 16, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registr

May 16, 2011 EX-99.1

SORL Auto Parts Reports 34.6% Increase in Revenue and 34.0% Increase in Net Income for the 2011 First Quarter

SORL Auto Parts Reports 34.6% Increase in Revenue and 34.0% Increase in Net Income for the 2011 First Quarter ZHEJIANG, China, May 16, 2011 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or “The Company”), a leading manufacturer and distributor of automotive brake systems as well as other key safety-related auto parts in China, announced today financial results for the first quarter ended March 31

May 2, 2011 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Nam

April 21, 2011 DEFA14A

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to 240.

April 21, 2011 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to 240.

March 29, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2011 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

March 29, 2011 EX-99.1

SORL Auto Parts Reports Fourth Quarter and Annual Results for 2010

SORL Auto Parts Reports Fourth Quarter and Annual Results for 2010 ZHEJIANG, China, March 29, 2011 - SORL Auto Parts, Inc.

March 29, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

November 19, 2010 EX-99.1

SORL Auto Parts Files 10-Q Amendment With Additional Income Statement

SORL Auto Parts Files 10-Q Amendment With Additional Income Statement ZHEJIANG, China, November 19, 2010 — SORL Auto Parts, Inc.

November 19, 2010 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 18, 2010 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 to (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, IN

November 16, 2010 EX-99.1

SORL Auto Parts Reports Third Quarter 2010 Financial Results

SORL Auto Parts Reports Third Quarter 2010 Financial Results ZHEJIANG, China, November 15, 2010 - SORL Auto Parts, Inc.

November 16, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2010

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer

November 15, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of reg

September 14, 2010 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Nam

September 14, 2010 CORRESP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A

September 13, 2010 VIA EDGAR AND EMAIL United States Securities and Exchange Commission Attn: Ms.

September 1, 2010 8-K

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

September 1, 2010 EX-10.1

13

IN WITNESS WHEREOF, the Parties hereto have executed this Agreement on the date first above written. RUILI GROUP RUIAN AUTO PARTS CO., LTD. By: /s/ Baojian Tao Name: Baojian Tao Title: General Manager RUILI GROUP CO., LTD. By: /s/ Xiao Ping Zhang Name: Xiao Ping Zhang Title: Chairman 13

September 1, 2010 EX-99.1

SORL AUTO PARTS ENHANCES ITS PRODUCT LINE THROUGH ACQUISITION

SORL AUTO PARTS ENHANCES ITS PRODUCT LINE THROUGH ACQUISITION ZHEJIANG, China, September 1, 2010 - SORL Auto Parts, Inc.

August 27, 2010 CORRESP

Name Age Position Xiao Ping Zhang 47 Chief Executive Officer and Chairman Xiao Feng Zhang 42 Director Jung Kang Chang 44 Vice President of International Sales and Director Li Min Zhang 54 Director Zhi Zhong Wang 65 Director Yi Guang Huo 67 Director J

August 27, 2010 VIA EDGAR AND U.S. MAIL United States Securities and Exchange Commission Attn: Ms. Chanda DeLong Staff Attorney, Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: SORL Auto Parts, Inc. Form 10-K Filed March 29, 2010 File No. 001-13409 Definitive Proxy Statement on Schedule 14A Filed April 9, 2010 Dear Ms. DeLong: This letter contains our response to com

August 12, 2010 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

August 12, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registra

August 12, 2010 EX-99.1

SORL Auto Parts Reports Record Quarterly Revenue and Net Income for the Second Quarter of 2010 – Revenue up 67.8%, Net income up 79.7%, and EPS at $0.28 –

SORL Auto Parts Reports Record Quarterly Revenue and Net Income for the Second Quarter of 2010 ? Revenue up 67.

June 1, 2010 EX-3.1

Amended and Restated Articles of Incorporation, as further amended (approved May 27, 2010). (1)

SORL AUTO PARTS, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Pursuant to the General Corporation Law of the State of Delaware (the “DGCL”), SORL AUTO PARTS, INC., a Delaware corporation (the “Corporation”), hereby certifies that: FIRST: The name of the corporation is SORL Auto Parts, Inc. The name under which the Corporation was originally incorporated is The Enchanted Village, Inc. The

June 1, 2010 EX-3.2

SORL AUTO PARTS, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Pursuant to the General Corporation Law of the State of Delaware (the ?DGCL?), SORL AUTO PARTS, INC., a Delaware corporation (the ?Corporation?), hereby certifies that: FIRST: Th

SORL AUTO PARTS, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Pursuant to the General Corporation Law of the State of Delaware (the ?DGCL?), SORL AUTO PARTS, INC., a Delaware corporation (the ?Corporation?), hereby certifies that: FIRST: The name of the corporation is SORL Auto Parts, Inc. The name under which the Corporation was originally incorporated is The Enchanted Village, Inc. The

June 1, 2010 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 14, 2010 EX-99.1

SORL Auto Parts Reports 68.5% Increase in Revenue and 234.1% Increase in Net Income for the 2010 First Quarter

SORL Auto Parts Reports 68.5% Increase in Revenue and 234.1% Increase in Net Income for the 2010 First Quarter ZHEJIANG, China, May 14, 2010 - SORL Auto Parts, Inc. (NASDAQ: SORL) (“SORL” or “The Company”), a leading manufacturer and distributor of commercial vehicle air brake systems as well as related auto parts in China, announced financial results for the first quarter ended March 31, 2010. Fi

May 14, 2010 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of in

May 14, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number 000-11991 SORL AUTO PARTS, INC. (Exact name of registr

April 9, 2010 DEF 14A

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to 240.

March 29, 2010 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2010 SORL Auto Parts, Inc. (Exact name of registrant as specified in its charter) Delaware 000-11991 30-0091294 (State or other jurisdiction (Commission (I.R.S. Employer of

March 29, 2010 PRE 14A

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to 240.

March 29, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended - DECEMBER 31, 2009 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from Commission file number 0-024828 SORL AUTO PARTS, INC. (Name

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