SMXT / SolarMax Technology, Inc. - Depositi SEC, Relazione annuale, dichiarazione di delega

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 (August 14, 2025)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 (August 14, 2025) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorpor

SolarMax Technology Reports Second Quarter 2025 Financial Results

EXHIBIT 99.1 SolarMax Technology Reports Second Quarter 2025 Financial Results RIVERSIDE, CA – August 14, 2025 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the quarter ended June 30, 2025. Second Quarter 2025 Financial Highlights · Revenue: $6.9 million, up 53% from $4.5 million in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-41959 SolarMax Technology, Inc. (Exact name of regi

Letter agreement dated August 7, 2025 between the Company and David Hsu deferring payment of deferred compensation

EXHIBIT 10.1 August 7, 2025 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Compensation and Cash Payment on Exchange of Restricted Stock Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter August 7, 2025, I have deferred a total of $1,8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 (July 31, 2025)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 (July 31, 2025) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporati

ENGINEERING, PROCUREMENT AND CONSTRUCTION AGREEMENT By and between LONGFELLOW BESS I LLC as Owner SOLARMAX RENEWABLE ENERGY PROVIDER, INC. As Contractor Contractor’s License No. 972048 July 31, 2025

EXHIBIT 99.1 Execution Version ENGINEERING, PROCUREMENT AND CONSTRUCTION AGREEMENT By and between LONGFELLOW BESS I LLC as Owner and SOLARMAX RENEWABLE ENERGY PROVIDER, INC. As Contractor Contractor’s License No. 972048 Dated July 31, 2025 ARTICLE 1 DEFINITIONS; INTERPRETATION 5 1.1 Capitalized Terms. 5 1.2 Rules of Interpretation. 15 1.3 Exhibits. 16 ARTICLE 2 SCOPE OF WORK 16 2.1 Work and Materi

SolarMax Technology Awarded $127.3 Million EPC Contract for 430 MWh Battery Storage Project in Texas

EXHIBIT 99.2 SolarMax Technology Awarded $127.3 Million EPC Contract for 430 MWh Battery Storage Project in Texas RIVERSIDE, CA – August 5, 2025 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today announced that its wholly owned subsidiary, SolarMax Renewable Energy Provider, Inc., has entered into an engineering, proc

SolarMax Technology Reports First Quarter 2025 Financial Results

EXHIBIT 99.1 SolarMax Technology Reports First Quarter 2025 Financial Results RIVERSIDE, CA – May 16, 2025 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the quarter ended March 31, 2025. First Quarter 2025 Financial Highlights · Revenue: $6.9 million, compared with $5.8 million in t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 (May 16, 2025) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-41959 SolarMax Technology, Inc. (Exact name of reg

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-41959 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10

Letter to the Securities and Exchange Commission from Marcum LLP dated May 5, 2025

EXHIBIT 16.1 May 5, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by SolarMax Technology, Inc. under Item 4.01 of its Form 8-K dated May 5, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of SolarMax Technology, Inc. containe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 (April 29, 2025)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 (April 29, 2025) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation

SolarMax Technology Reports 2024 Financial Results

EXHIBIT 99.1 SolarMax Technology Reports 2024 Financial Results RIVERSIDE, CA – March 31, 2025 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the year ended December 31, 2024. 2024 Financial Highlights · Revenue: $23.0 million, compared with $54.1 million in 2023. · Gross profit: $2.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 (March 31, 2025) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporat

List of Subsidiaries.3

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from January 1, 2024 to December 31, 2024 Commission fil

Letter agreement dated March 27, 2025 between the Company and David Hsu deferring payment of deferred compensation3.

EXHIBIT 10.18 March 27, 2025 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Compensation and Cash Payment on Exchange of Restricted Stock Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter March 27, 2025, I have deferred a total of $1,

Description of Securities of the Registrant3

EXHIBIT 4.1 DESCRIPTION OF SECURITIES Our authorized capital stock consists of 15,000,000 shares of preferred stock, par value $0.001 per share, and 297,225,000 shares of common stock, par value $0.001 per share. As of March 31, 2025, there were no shares of preferred stock and 45,832,658 shares of common stock outstanding. The following summary of the capital stock and our amended and restated ar

Form of stock purchase used in March 2025 stock placement3.

EXHIBIT 10.19 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: David Hsu, CEO Re: Subscription Agreement Ladies and Gentlemen: The undersigned (the “Purchaser”) hereby agrees to purchase the number of shares (the “Shares”) of common stock, par value $0.001 per share (“Common Stock”) of SolarMax Technology, Inc., a Nevada corporation (the “Company”) at a purchase price o

Form of exchange agreement among CEF II, LED, the Company and the limited partners of CEF II3

EXHIBIT 10.13 AGREEMENT THIS AGREEMENT (the “Agreement”) is made as of , 2024 (the “Effective Date”) by and between , an individual residing at (“Limited Partner”), Clean Energy Funding II, LP, a California limited partnership having its principal place of business at 3080 12th Street, Riverside, CA 92507 (the “Partnership”), SolarMax LED, Inc., a California corporation having a principal place of

Form of 4% secured subordinated convertible note issued by the Company and LED to limited partners of CEFII pursuant to the exchange agreement (Exhibit 10.13)3

EXHIBIT 10.14 NEITHER THIS NOTE NOR THE SHARES OF COMMON STOCK INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN AVAILABLE EXEMPTION

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 (December 10, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of inco

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 (December 4, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorp

SolarMax Technology Reports Third Quarter 2024 Financial Results

EXHIBIT 99.1 SolarMax Technology Reports Third Quarter 2024 Financial Results RIVERSIDE, CA – November 15, 2024 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the quarter ended September 30, 2024. Third Quarter Highlights · Revenue: $6.3 million, compared with $14.3 million in Q3 202

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024(November 15, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-41959 SolarMax Technology, Inc. (Exact name of

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 (October 24, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorp

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 (October 22, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 (August 14, 2024)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 (August 14, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorpor

SolarMax Technology Reports Second Quarter 2024 Financial Results

EXHIBIT 99.1 SolarMax Technology Reports Second Quarter 2024 Financial Results RIVERSIDE, CA – August 14, 2024 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the quarter ended June 30, 2024. Second Quarter Highlights · Revenue: $4.5 million, compared to $14.8 million in Q2 2023. · Gr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-41959 SolarMax Technology, Inc. (Exact name of regi

SolarMax Technology, Inc. Reports First Quarter 2024 Financial Results

EXHIBIT 99.1 SolarMax Technology, Inc. Reports First Quarter 2024 Financial Results RIVERSIDE, CA – May 16, 2024 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for the quarter ended March 31, 2024. First Quarter Highlights · Revenues were $5.8 million, compared to $12.9 million in the fi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): (May 16, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation or organizati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from March 1, 2023 to March 31, 2024 Commission fil

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): (April 16, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation or organiza

SolarMax Technology, Inc. Reports Fiscal Year 2023 Financial Results

EXHIBIT 99.1 SolarMax Technology, Inc. Reports Fiscal Year 2023 Financial Results RIVERSIDE, CA – April 16, 2024 (GLOBE NEWSWIRE) – SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today reported financial results for its fiscal year ended December 31, 2023. Fiscal Year 2023 Financial Highlights · Revenue increased to $54.1 million, up 21%

Letter agreement dated March 13, 2024 between the Company and David Hsu deferring payment of deferred compensation2.

Exhibit 10.23 March 13, 2024 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Compensation and Cash Payment on Exchange of Restricted Stock Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter March 13, 2024, I have deferred a total of $1,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from January 1, 2023 to December 31, 2023 Commission fil

Code of Ethics2

EXHIBIT 14.1 SOLARMAX TECHNOLOGY, INC. CODE OF BUSINESS CONDUCT AND ETHICS 1.0 Introduction A. Purpose. This Code of Business Conduct and Ethics (the “Code”) contains general guidelines for conducting the business of SolarMax Technology, Inc., a Nevada corporation (the “Company” or “we,” “us” or similar terminology) consistent with the highest standards of business ethics. To the extent this Code

Clawback policy2

EXHIBIT 97.1 SOLARMAX TECHNOLOGY, INC. EXECUTIVE COMPENSATION CLAWBACK POLICY The Board of Directors (the “Board”) of SolarMax Technology, Inc. (the “Company”) has adopted the following executive compensation clawback policy (this “Policy”). This Policy shall supplement any other clawback or compensation recovery policy or policies adopted by the Company or included in any agreement between the Co

Insider Trading Policy2

EXHIBIT 19.1 SOLARMAX TECHNOLOCY, INC. INSIDER TRADING COMPLIANCE MANUAL As adopted on March 26, 2024 In order to take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, attorneys, advisors and other related individuals, the Board of Directors (the “Board”) of SolarMax Technology, Inc., a Nevada corporation (the “Company”), has adopte

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-41959 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): (March 5, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of incorporation or organizat

SolarMax Technology, Inc. Announces Exercise of Overallotment Option from Initial Public Offering

EXHIBIT 99.1 SolarMax Technology, Inc. Announces Exercise of Overallotment Option from Initial Public Offering Riverside, CA, March 5, 2024 –SolarMax Technology, Inc. (“SolarMax” or the “Company”) (Nasdaq SMXT), an integrated solar energy company, announced today that the underwriters of its recently completed initial public offering (“IPO”) of common stock have purchased 539,950 shares of common

Form of Representative’s Warrant

EXHIBIT 4.1 Form of Representative’s Warrant to Purchase Common Stock THE REGISTERED HOLDER OF THIS PURCHASE WARRANT (DEFINED BELOW) BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT O

SolarMax Technology, Inc. Announces Closing of Initial Public Offering

EXHIBIT 99.2 SolarMax Technology, Inc. Announces Closing of Initial Public Offering Riverside, CA, February 29, 2024 –SolarMax Technology, Inc. (“SolarMax” or the “Company”) (Nasdaq SMXT), an integrated solar energy company, today announced the closing of its initial public offering of 4,500,000 shares of common stock at an initial public offering price of $4.00 per share. Gross proceeds were $18

Underwriting agreement dated February 27, 2024 between SolarMax Technology, Inc., and Kingswood, a division of Kingswood Capital Partners, LLC

EXHIBIT 1.1 UNDERWRITING AGREEMENT February 27, 2024 Kingswood, a division of Kingswood Capital Partners, LLC 7280 W Palmetto Park Rd. Suite 301 Boca Raton, FL 33433 Attention: Brian Herman Email: [email protected] As Representative of the Underwriters named on Annex A hereto Ladies and Gentlemen: The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confir

SolarMax Technology, Inc. Announces Pricing of Initial Public Offering and listing on Nasdaq

EXHIBIT 99.1 SolarMax Technology, Inc. Announces Pricing of Initial Public Offering and listing on Nasdaq Riverside, CA, February 27, 2024 –SolarMax Technology, Inc. (“SolarMax” or the “Company”) (Nasdaq SMXT), an integrated solar energy company, today announced the pricing of its initial public offering of common stock for gross proceeds of $18 million, prior to deducting the underwriting discoun

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 (February 27, 2024) SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41959 26-2028786 (State or other jurisdiction of inco

4,500,000 Shares SolarMax Technology, Inc. Common Stock

Prospectus Filed pursuant to Rule 424(b)(4) Registration No. 333-266206 4,500,000 Shares SolarMax Technology, Inc. Common Stock This is the initial public offering of 4,500,000 shares of common stock of SolarMax Technology, Inc. on a firm commitment basis. Prior to this offering, there has been no public market for our common stock. The initial public offering price per share is $4.00. Our common

SolarMax Technology, Inc. Company Presentation – February 2024 © 2024 SolarMax Technology, Inc. Issuer Free Writing Prospectus Dated February 16, 2024 Filed Pursuant to Rule 433 Relating to Preliminary Prospectus dated February 9, 2024 Registration S

SolarMax Technology, Inc. Company Presentation – February 2024 © 2024 SolarMax Technology, Inc. Issuer Free Writing Prospectus Dated February 16, 2024 Filed Pursuant to Rule 433 Relating to Preliminary Prospectus dated February 9, 2024 Registration Statement No. 333-266206 © 2024 SolarMax Technology, Inc. 1 Disclaimers This Presentation has been prepared by SolarMax Technology, Inc. (the “Company,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SolarMax Technology, Inc. (Exact name of registrant as specified in its charter) Nevada 26-2028786 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N

[Signature Page Follows]

February 9, 2024 VIA EDGAR United States Securities and Exchange Commission 100 F.

As filed with the Securities and Exchange Commission on February 9, 2024 .

As filed with the Securities and Exchange Commission on February 9, 2024 . Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 11 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdicti

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 February 9, 2024

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 February 9, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: SolarMax Technology, Inc. Registration Statement on Form S-1 File No. 333-266206 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, SolarMax Technol

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 December 19, 2023

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 December 19, 2023 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Pam Howell Ameen Hamady Jennifer Monick Re: SolarMax Technology, Inc. Amendment No. 10 to Registration Statement on Form S-1 Filed Decem

As filed with the Securities and Exchange Commission on December 4, 2023.

As filed with the Securities and Exchange Commission on December 4, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 10 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdictio

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 November 13, 2023

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 November 13, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: SolarMax Technology, Inc. Registration Statement on Form S-1 File No. 333-266206 Ladies and Gentlemen: SolarMax Technology, Inc., hereby withdraws its prior letter request dated Novembe

[Signature Page Follows]

November 13, 2023 VIA EDGAR United States Securities and Exchange Commission 100 F.

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 November 9, 2023

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 November 9, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: SolarMax Technology, Inc. Registration Statement on Form S-1 File No. 333-266206 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, SolarMax Technol

Form of underwriting agreement5

EXHIBIT 1.1 UNDERWRITING AGREEMENT [●], 2023 Kingswood, a division of Kingswood Capital Partners, LLC 7280 W Palmetto Park Rd. Suite 301 Boca Raton, FL 33433 Attention: Brian Herman Email: [email protected] As Representative of the Underwriters named on Annex A hereto Ladies and Gentlemen: The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its a

As filed with the Securities and Exchange Commission on November 9, 2023.

As filed with the Securities and Exchange Commission on November 9, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 9 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction

[Signature Page Follows]

November 9, 2023 VIA EDGAR United States Securities and Exchange Commission 100 F.

Form of underwriter warrant 5

EXHIBIT 4.2 Form of Representative’s Warrant to Purchase Common Stock THE REGISTERED HOLDER OF THIS PURCHASE WARRANT (DEFINED BELOW) BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT O

List of Subsidiaries.5

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

FORM FWP

FWP

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 29, 2023

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 29, 2023 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Pam Howell Ameen Hamady Jennifer Monick Re: SolarMax Technology, Inc. Amendment No. 8 to Registration Statement on Form S-1 Filed Septe

As filed with the Securities and Exchange Commission on September 8, 2023.

As filed with the Securities and Exchange Commission on September 8, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 8 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdictio

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 8, 2023

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 8, 2023 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Re: SolarMax Technology, Inc. Amendment No. 7 to Registration Statement on Form S-1 Filed August 7, 2023 File No. 333-266206 Ladies and

As filed with the Securities and Exchange Commission on August 7, 2023.

As filed with the Securities and Exchange Commission on August 7, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 7 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction o

As filed with the Securities and Exchange Commission on July 6, 2023.

As filed with the Securities and Exchange Commission on July 6, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 6 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction of

Letter agreement with David Hsu dated June 29, 2023 relating to his deferred compensation.1

EXHIBIT 10.25 David Hsu June 29, 2023 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Salary Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter, January 17, 2023, I have deferred a total of $1,530,279 (the “Deferred Compensation”) in sa

Letter agreement from Ching Liu dated June 29, 2023 to extend the cash payment due on the exchange of shares of restricted stock1

EXHIBIT 10.24 Ching Liu June 29, 2023 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Cash payment due on exchange of shares of restricted stock Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 998,676 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Techn

Letter agreement from David Hsu dated June 29, 2023 to extend the cash payment due on the exchange of shares of restricted stock1

EXHIBIT 10.23 David Hsu June 29, 2023 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Cash payment due on exchange of shares of restricted stock Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 1,348,213 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Tec

Filing Fee Table1

EXHIBIT 107 Calculation of Filing Fee Table Form S-1 SolarMax Technology, Inc. Table 1. Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Security (1) Proposed Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, par val

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 July 6, 2023

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 July 6, 2023 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Re: SolarMax Technology, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed May 2, 2023 File No. 333-266206 Ladies and Gentleme

FWP

As filed with the Securities and Exchange Commission on May 1, 2023.

As filed with the Securities and Exchange Commission on May 1, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction of i

As filed with the Securities and Exchange Commission on January 19, 2023.

S-1/A 1 solarmaxs1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on January 19, 2023. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2

Form of underwriter warrant1

EXHIBIT 4.2 Form of Representative’s Warrant to Purchase Common Stock THE REGISTERED HOLDER OF THIS PURCHASE WARRANT (DEFINED BELOW) BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT O

Letter agreement dated January 17,2023 between the Company and David Hsu deferring payment of deferred compensation1.

EXHIBIT 10.30 David Hsu January 17, 2023 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Salary Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter, January 17, 2023, I have deferred a total of $1,364,379 (the “Deferred Compensation”) in

Form of underwriting agreement1

EXHIBIT 1.1 UNDERWRITING AGREEMENT [●], 2023 Kingswood, a division of Kingswood Capital Partners, LLC 7280 W Palmetto Park Rd. Suite 301 Boca Raton, FL 33433 Attention: Brian Herman Email: [email protected] As Representative of the Underwriters named on Annex A hereto Ladies and Gentlemen: The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its a

As filed with the Securities and Exchange Commission on December 23, 2022.

As filed with the Securities and Exchange Commission on December 23, 2022. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdictio

Form of extension agreement of payment due pursuant to exchange agreement1

EX-10.14 2 solarmaxex1014.htm EX-10.14 EXHIBIT 10.14 August 4, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 998,676 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represen

List of Subsidiaries.1

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

Filing Fee Table1

EX-FILING FEES 5 solarmaxex107.htm FILING FEE EXHIBIT 107 Calculation of Filing Fee Table Form S-1 SolarMax Technology, Inc. Table 1. Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Security (1) Proposed Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fe

Filing Fee Table2

EXHIBIT 107 Calculation of Filing Fee Table Form S-1 SolarMax Technology, Inc. Table 1. Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Security (1) Proposed Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, par val

As filed with the Securities and Exchange Commission on October 28, 2022.

As filed with the Securities and Exchange Commission on October 28, 2022. Registration Statement No. 333-266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction

Amended and Restated Articles of Incorporation, as amended.1

EX-3.1 2 solarmaxex31.htm EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF SOLARMAX TECHNOLOGY, INC. Pursuant to NRS Chapter 78 1.The name of the corporation (the “Corporation”) is SolarMax Technology, Inc. 2.The registered agent for services of process is Corporate Creations Network Inc. The address of the registered agent is 8275 South Eastern Avenue, No. 200, Las Vegas, Neva

Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $944,076.88.1

EX-10.27 8 solarmaxex1027.htm EX-10.27 EXHIBIT 10.27 PROMISSORY NOTE THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR STATE SECURITIES LAWS, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT THERETO UNDER SUCH ACT AND APPLICABLE LAWS OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS O

Lease agreement dated October 13, 2022 between the Company and 3080 12th Street, LLC.1

EXHIBIT 10.26 LEASE AGREEMENT BETWEEN 3080 12th STREET, LLC, AS LANDLORD, AND SOLARMAX TECHNOLOGY, INC., a Nevada corporation AS TENANT 3080 12th Street RIVERSIDE, CALIFORNIA, 92507 LEASE AGREEMENT (California Net Lease) THIS LEASE AGREEMENT (“Lease”) is dated as of October , 2022 (the "Effective Date"), by and between 3080 12th Street, LLC (“Landlord”) and Solarmax Technology, Inc., a California

Letter agreement from Ching Liu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock1

EXHIBIT 10.24 August 4, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 998,676 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by a Stock Grant for (i) an option

Letter agreement dated August 30, 2022 between the Company and Yue Lian Liang extending maturity date of note.1

EX-10.29 10 solarmaxex1029.htm EX-10.29 EXHIBIT 10.29 Letter Agreement August 30, 2022 Yue Lian Liang #9-00, Hai Ding West Xia Hai Ding District Beijing City, China VIA EMAIL: [email protected] Dear Yue Lian Liang: This letter will confirm our agreement to extend the maturity date of the Amended and Restated Promissory Note (the “Note”) dated May 4, 2020 in the principal amount of $2,000,000 f

Letter agreement with David Hsu relating to his deferred compensation.1

EXHIBIT 10.25 David Hsu August 12, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Salary Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter, August 12, 2022, I have deferred a total of $1,190,585 (the “Deferred Compensation”) in s

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 October 28, 2022

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 October 28, 2022 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Re: SolarMax Technology, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed August 12, 2022 File No. 333-266206 Ladies and

Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $414,580.65.1

EXHIBIT 10.28 PROMISSORY NOTE THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR STATE SECURITIES LAWS, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT THERETO UNDER SUCH ACT AND APPLICABLE LAWS OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND APPLICABLE LAWS AND AN O

Letter agreement from David Hsu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock1

EXHIBIT 10.23 August 4, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 1,348,213 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by a Stock Grant for (i) an optio

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 14, 2022

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 September 14, 2022 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Re: SolarMax Technology, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed August 12, 2022 File No. 333-266206 Ladies an

Filing Fee Table2

EXHIBIT 107 Calculation of Filing Fee Table Form S-1 SolarMax Technology, Inc. Table 1. Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Security (1) Proposed Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, par val

As filed with the Securities and Exchange Commission on August 12, 2022.

As filed with the Securities and Exchange Commission on August 12, 2022. Registration Statement No. 333- -266206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdictio

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 August 12, 2022

SolarMax Technology, Inc. 1080 12th Street Riverside, California 92507 August 12, 2022 Division of Corporation Finance Office of Real Estate & Construction U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attn: Ronald (Ron) Alper Re: SolarMax Technology, Inc. Registration Statement on Form S-1 Filed July 19, 2022 File No. 333-266206 Ladies and Gentlemen: This letter

Letter agreement from Ching Liu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock 1

EXHIBIT 10.24 August 4, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 998,676 shares of common stock, par value $0.001 per share (?Common Stock?), of SolarMax Technology, Inc., a Nevada corporation (the ?Company?) represented by a Stock Grant for (i) an option

Letter agreement with David Hsu relating to his deferred compensation. 1

EX-10.25 5 solarmaxex1025.htm EX-10.25 EXHIBIT 10.25 David Hsu August 12, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Attn: Stephen Brown, CFO Re: Salary Deferral Ladies and Gentlemen: In order to aid SolarMax Technology, Inc., I have, since 2019, deferred a portion of my compensation. As of the date of this letter, August 12, 2022, I have deferred a total of $1,190

Letter agreement from David Hsu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock 1

EXHIBIT 10.23 August 4, 2022 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 1,348,213 shares of common stock, par value $0.001 per share (?Common Stock?), of SolarMax Technology, Inc., a Nevada corporation (the ?Company?) represented by a Stock Grant for (i) an optio

Amended and Restated Articles of Incorporation.1

EX-3.1 2 solarmaxex31.htm EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF SOLARMAX TECHNOLOGY, INC. Pursuant to NRS Chapter 78 1.The name of the corporation (the “Corporation”) is SolarMax Technology, Inc. 2.The registered agent for services of process is Corporate Creations Network Inc. The address of the registered agent is 8275 South Eastern Avenue, No. 200, Las Vegas, Neva

Employment agreement dated October 7, 2016 between the Company and Ching Liu.1†

EX-10.3 9 solarmaxex103.htm EX-10.3 EXHIBIT 10.3 EXECUTIVE EMPLOYMENT AGREEMENT AGREEMENT dated as the 7th day of October, 2016, by and between SolarMax Technology, Inc., a Nevada corporation with its principal office at 3080 12th Street, Riverside, California 92507 (the “Company”), and Ching Liu, (the “Executive”), whose address is . W I T N E S S E T H: WHEREAS, the Company has engaged Executive

Form of restricted stock exchange agreement for option and cash1

EXHIBIT 10.13 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear : Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Stock

Client Service Agreement dated October 14, 2019 between SolarMax Renewable Energy Provider, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EXHIBIT 10.15

Form of 4% secured subordinated convertible note issued by the issuer and SREP to limited partners of CEF pursuant to the exchange agreement (Exhibit 10.71)1

EXHIBIT 10.20 NEITHER THIS NOTE NOR THE SHARES OF COMMON STOCK INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN AVAILABLE EXEMPTION

Certificate of Change1

EXHIBIT 3.2

Form of common stock certificate1

EXHIBIT 4.1

Separation and Release Agreement dated October 1, 2020, by and between the Company and Ching Liu1

EX-10.4 10 solarmaxex104.htm EX-10.4 EXHIBIT 10.4 SEPARATION AND RELEASE AGREEMENT THIS SEPARATION AND RELEASE AGREEMENT (this “Agreement”) dated October 1, 2020, by and between SolarMax Technology, Inc., a Nevada corporation (the “Company”), and Ching Liu (“Liu,” and, together with the Company, the “Parties” and each, a “Party”). WHEREAS, prior to February 24, 2020, Liu served as a director and e

Loan agreement dated August 26, 2014, between Clean Energy Funding II, LP and SolarMax LED, Inc.1

EXHIBIT 10.7 LOAN AGREEMENT THIS LOAN AGREEMENT (?Agreement?) is entered into as of the 26th day of August, 2014, by and between Solarmax LED, Inc., a California corporation, (?Borrower?) and Clean Energy Funding II, LP, a limited partnership organized in California, (?Lender?), with reference to the following facts: Borrower is a provider of LED system for commercial and residential customers. Le

2016 Long-term incentive plan. 1†

EX-10.6 12 solarmaxex106.htm EX-10.6 EXHIBIT 10.6 SOLARMAX TECHNOLOGY, INC. 2016 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the SolarMax Technology, Inc. 2016 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, managers, employees, consultants and advisors of the Comp

Exchange agreement dated March 27, 2019 between and Company and David Hsu1

EXHIBIT 10.21 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 David Hsu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,350,000 shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear David: Reference is made to the Stock Grant which was granted to you on Octob

Lease dated as of September 1, 2016 between Fallow Field, LLC and SolarMax LED, Inc. (U.S.A.).1

EXHIBIT 10.11 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 8 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation 9 Section 14. Indemnificati

Form of exchange agreement among CEF, SREP, the issuer and the limited partners of CEF1

EXHIBIT 10.19 AGREEMENT THIS AGREEMENT (the ?Agreement?) is made as of , 20 (the ?Effective Date?) by and between , an individual residing at (?Limited Partner?), Clean Energy Funding, LP, a California limited partnership having its principal place of business at 3080 12th Street, Riverside, CA 92507 (the ?Partnership?), Solarmax Renewable Energy Provider, Inc., a California corporation having a p

Form of restricted stock exchange agreement for option1

EXHIBIT 10.12 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement A Dear [ ]: Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Sto

As filed with the Securities and Exchange Commission on July 18, 2022.

As filed with the Securities and Exchange Commission on July 18, 2022. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 26-2028786 (State or other jurisdiction of incorporation or organiz

Exchange agreement dated March 27, 2019 between the Company and Ching Lui1

EXHIBIT 10.22 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 Ching Liu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,000,000 shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement B Dear Ching: Reference is made to the Stock Grant which was granted to you on Octob

Form of restricted stock agreement.1†

EXHIBIT 10.5 SOLARMAX TECHNOLOGY, INC. 2016 LONG-TERM INCENTIVE PLAN Restricted Stock Agreement This Restricted Stock Award Agreement evidences a grant of Restricted Stock pursuant to the provisions of the 2016 Long-Term Incentive Plan (the “Plan”) of SolarMax Technology, Inc., a Nevada corporation (the “Company”) to the individual whose name appears below (the “Participant”), pursuant to the prov

Amended and Restated Bylaws.1

EX-3.3 4 solarmaxex33.htm EX-3.3 EXHIBIT 3.3 AMENDED AND RESTATED BYLAWS OF SOLARMAX TECHNOLOGY, INC. (a Nevada Corporation) (adopted effective as of July 11, 2022) These Restated Bylaws of SolarMax Technology, Inc., a Nevada corporation (the “Corporation”) are adopted pursuant to Section 12.2 of the Corporation’s existing Bylaws (the “Original Bylaws”), and are intended to amend, restate and repl

Filing Fee Table

EXHIBIT 107 Filing Fee Table CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be Registered Proposed Maximum Offering Price Per Security (1) Proposed Maximum Aggregate Offering Price (1) Amount of Registration Fee Common Stock, par value $0.

Employment agreement dated October 7, 2016 between the Company and David Hsu.1†

EXHIBIT 10.2 EXECUTIVE EMPLOYMENT AGREEMENT AGREEMENT dated as the 7th day of October, 2016, by and between SolarMax Technology, Inc., a Nevada corporation with its principal office at 3080 12th Street, Riverside, California 92507 (the “Company”), and David Hsu, (the “Executive”), whose address is . W I T N E S S E T H: WHEREAS, the Company has engaged Executive as its chief executive officer and

Client Service Agreement dated October 14, 2019 between SolarMax LED, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EX-10.17 22 solarmaxex1017.htm EX-10.17 EXHIBIT 10.17

Client Service Agreement dated October 14, 2019 between SMX Capital, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EXHIBIT 10.16

Lease dated September 1, 2016 between Fallow Field, LLC and the Company.1

EXHIBIT 10.10 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 8 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation 9 Section 14. Indemnificati

Channel agreement dated January 21, 2015 between Sunrun, Inc. and SolarMax Renewable Energy Provider, Inc.1

EXHIBIT 10.1 CHANNEL AGREEMENT between Sunrun Inc. and Solarmax Renewable Energy Provider, Inc. dated January 21, 2015 TABLEOFCONTENTS Page ARTICLE 1 ? KEY DEFINITIONS 1 1.1 Definitions 1 ARTICLE 2 ? RELATIONSHIP 4 2.1 Appointment 4 2.2 Exclusivity 4 2.3 Status of Contractor 5 2.4 Subcontractors 5 ARTICLE 3 ? RESPONSIBILITIES 6 3.1 Sunrun Responsibilities 6 3.2 Contractor Responsibilities 6 3.3 Re

Loan agreement dated January 3, 2012, between Clean Energy Funding, LP (“CEF”) and SolarMax Renewable Energy Provider, Inc. (“SREP”)1

EXHIBIT 10.8 LOAN AGREEMENT THIS LOAN AGREEMENT (?Agreement?) is entered into as of the 3rd day of January, 2012, by and between Solarmax Renewable Energy Provider, Inc., a California corporation, (?Borrower?) and Clean Energy Funding, LP, a limited partnership organized in California, (?Lender?), with reference to the following facts: Borrower is a provider of solar energy system for commercial a

Promissory note dated October 24, 2019 payable to SMX Property, LLC1

EXHIBIT 10.18 PROMISSORY NOTE (this ?Note?) Borrower: SolarMax Technology, Inc., 3080 12th Street, Riverside, California 92507 (the ?Borrower?) Lender: SMX Property, LLC 3230 Fallow Field Dr., Diamond Bar, California 91765 (the ?Lender?) Principal Amount: $250,000.00 USD 1. FOR VALUE RECEIVED, the Borrower promises to pay to the Lender at such address as may be provided in writing to the Borrower,

Lease dated September 16, 2016 between SMX Property, LLC, and the Company.1

EXHIBIT 10.9 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 7 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation 8 Section 14. Indemnificatio

CHANNEL AGREEMENT Sunrun Inc. Solarmax Renewable Energy Provider, Inc. January 21, 2015

EX-10.1 5 filename5.htm EXHIBIT 10.1 CHANNEL AGREEMENT between Sunrun Inc. and Solarmax Renewable Energy Provider, Inc. dated January 21, 2015 TABLEOFCONTENTS Page ARTICLE 1 – KEY DEFINITIONS 1 1.1 Definitions 1 ARTICLE 2 – RELATIONSHIP 4 2.1 Appointment 4 2.2 Exclusivity 4 2.3 Status of Contractor 5 2.4 Subcontractors 5 ARTICLE 3 – RESPONSIBILITIES 6 3.1 Sunrun Responsibilities 6 3.2 Contractor R

ANNEX A NOTICE OF CONVERSION

EX-10.24 23 filename23.htm EXHIBIT 10.24 NEITHER THIS NOTE NOR THE SHARES OF COMMON STOCK INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT

R E C I T A L S

EXHIBIT 10.23 AGREEMENT THIS AGREEMENT (the ?Agreement?) is made as of , 20 (the ?Effective Date?) by and between , an individual residing at (?Limited Partner?), Clean Energy Funding, LP, a California limited partnership having its principal place of business at 3080 12th Street, Riverside, CA 92507 (the ?Partnership?), Solarmax Renewable Energy Provider, Inc., a California corporation having a p

EXECUTIVE EMPLOYMENT AGREEMENT

EXHIBIT 10.2 EXECUTIVE EMPLOYMENT AGREEMENT AGREEMENT dated as the 7th day of October, 2016, by and between SolarMax Technology, Inc., a Nevada corporation with its principal office at 3080 12th Street, Riverside, California 92507 (the ?Company?), and David Hsu, (the ?Executive?), whose address is . W I T N E S S E T H: WHEREAS, the Company has engaged Executive as its chief executive officer and

December 26, 2020

EX-10.28 27 filename27.htm EXHIBIT 10.28 December 26, 2020 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 1,680,000 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by

SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019

EXHIBIT 10.26 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 Ching Liu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,000,000 shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear Ching: Reference is made to the Stock Grant which was granted to you on Octob

PROMISSORY NOTE (this “Note”)

EXHIBIT 10.22 PROMISSORY NOTE (this ?Note?) Borrower: SolarMax Technology, Inc., 3080 12th Street, Riverside, California 92507 (the ?Borrower?) Lender: SMX Property, LLC 3230 Fallow Field Dr., Diamond Bar, California 91765 (the ?Lender?) Principal Amount: $250,000.00 USD 1. FOR VALUE RECEIVED, the Borrower promises to pay to the Lender at such address as may be provided in writing to the Borrower,

OFFICE LEASE TABLE OF CONTENTS

EX-10.13 13 filename13.htm EXHIBIT 10.13 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 8 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation

EX-10.20

EXHIBIT 10.20

EX-10.19

EXHIBIT 10.19

OFFICE LEASE TABLE OF CONTENTS

EX-10.14 14 filename14.htm EXHIBIT 10.14 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 8 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation

EXECUTIVE EMPLOYMENT AGREEMENT

EX-10.3 7 filename7.htm EXHIBIT 10.3 EXECUTIVE EMPLOYMENT AGREEMENT AGREEMENT dated as the 7th day of October, 2016, by and between SolarMax Technology, Inc., a Nevada corporation with its principal office at 3080 12th Street, Riverside, California 92507 (the “Company”), and Ching Liu, (the “Executive”), whose address is . W I T N E S S E T H: WHEREAS, the Company has engaged Executive as its exec

OFFICE LEASE TABLE OF CONTENTS

EXHIBIT 10.12 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 7 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13. Subrogation 8 Section 14. Indemnificati

As confidentially submitted to the U.S. Securities and Exchange Commission on May 13, 2022 pursuant to the Jumpstart Our Business Startups Act of 2012

As confidentially submitted to the U.S. Securities and Exchange Commission on May 13, 2022 pursuant to the Jumpstart Our Business Startups Act of 2012 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter)

SOLARMAX TECHNOLOGY, INC. 2016 LONG-TERM INCENTIVE PLAN Restricted Stock Agreement

EXHIBIT 10.7 SOLARMAX TECHNOLOGY, INC. 2016 LONG-TERM INCENTIVE PLAN Restricted Stock Agreement This Restricted Stock Award Agreement evidences a grant of Restricted Stock pursuant to the provisions of the 2016 Long-Term Incentive Plan (the ?Plan?) of SolarMax Technology, Inc., a Nevada corporation (the ?Company?) to the individual whose name appears below (the ?Participant?), pursuant to the prov

SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019

EXHIBIT 10.25 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 David Hsu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,350,000 shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear David: Reference is made to the Stock Grant which was granted to you on Octob

SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019

EX-10.16 16 filename16.htm EXHIBIT 10.16 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement A Dear [ ]: Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating

LOAN AGREEMENT

EXHIBIT 10.11 LOAN AGREEMENT THIS LOAN AGREEMENT (?Agreement?) is entered into as of the 3rd day of January, 2012, by and between Solarmax Renewable Energy Provider, Inc., a California corporation, (?Borrower?) and Clean Energy Funding, LP, a limited partnership organized in California, (?Lender?), with reference to the following facts: Borrower is a provider of solar energy system for commercial

AMENDED AND RESTATED BYLAWS OF SOLARMAX TECHNOLOGY, INC. (a Nevada Corporation) (adopted effective as of December 14, 2016)

EX-3.2 3 filename3.htm EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF SOLARMAX TECHNOLOGY, INC. (a Nevada Corporation) (adopted effective as of December 14, 2016) These Restated Bylaws of SolarMax Technology, Inc., a Nevada corporation (the “Corporation”) are adopted pursuant to Section 12.2 of the Corporation’s existing Bylaws (the “Original Bylaws”), and are intended to amend, restate and replace, i

AMENDED AND RESTATED ARTICLES OF INCORPORATION SOLARMAX TECHNOLOGY, INC. Pursuant to NRS Chapter 78

EX-3.1 2 filename2.htm EXHIBIT 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF SOLARMAX TECHNOLOGY, INC. Pursuant to NRS Chapter 78 1.The name of the corporation (the “Corporation”) is SolarMax Technology, Inc. 2.The registered agent for services of process is Corporate Creations Network Inc. The address of the registered agent is 8275 South Eastern Avenue, No. 200, Las Vegas, Nevada 89123.

EX-4.1

EX-4.1 4 filename4.htm EXHIBIT 4.1

SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019

EXHIBIT 10.17 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear : Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Stock

EX-10.21

EXHIBIT 10.21

LOAN AGREEMENT

EX-10.10 10 filename10.htm EXHIBIT 10.10 LOAN AGREEMENT THIS LOAN AGREEMENT (“Agreement”) is entered into as of the 26th day of August, 2014, by and between Solarmax LED, Inc., a California corporation, (“Borrower”) and Clean Energy Funding II, LP, a limited partnership organized in California, (“Lender”), with reference to the following facts: Borrower is a provider of LED system for commercial a

SOLARMAX TECHNOLOGY, INC. 2016 EQUITY INCENTIVE PLAN

EXHIBIT 10.9 SOLARMAX TECHNOLOGY, INC. 2016 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the SolarMax Technology, Inc. 2016 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, managers, employees, consultants and advisors of the Company and its Affiliates can acquire an

SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019

EXHIBIT 10.17 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the ?Stock Grant?) - Exchange Agreement B Dear : Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Stock

Re: Stock Purchase Agreement

EXHIBIT 10.15 Dated: , 2016 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Re: Stock Purchase Agreement Ladies and Gentlemen: The undersigned (the ?Purchaser?) hereby agrees to purchase the number of shares (the ?Shares?) of common stock, par value $0.001 per share (?Common Stock?) of SolarMax Technology, Inc., a Nevada corporation (the ?Company?), as is set forth on the si

December 26, 2020

EX-10.27 26 filename26.htm EXHIBIT 10.27 December 26, 2020 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 2,268,000 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by

- CORRESP

SOLARMAX TECHNOLOGY, INC. 3080 12th Street Riverside, California 92507 October 28, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: SolarMax Technology, Inc. Registration Statement on Form S-1 (File No. 333-229005) Request for Withdrawal Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of

Loanpal solar/storage financing program agreement executed on January 9 , 2020 by and between Loanpal and Solarmax Technology, Inc. , replacing Exhibit 2 ,3

EXHIBIT 10.88 LOANPAL SOLAR / STORAGE FINANCING PROGRAM AGREEMENT dated as of 1/9/2020 by and between LOANPAL and INSTALLER: SOLARMAX RENEWABLE ENERGY PROVIDERS, A CA CORPORATION Loanpal Program Agreement (Dec 2019)Milestone CONFIDENTIAL LOANPAL SOLAR / STORAGE FINANCING PROGRAM AGREEMENT Preliminary Statement This SOLAR / STORAGE FINANCING PROGRAM AGREEMENT (this “Agreement”) is made as of Octobe

English translation of equity pledge contract dated December 13, 2019 among State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. (Pledgee), Jiangsu Zhonghong Photovoltaic Electric Co., Ltd. (Pledger), and Nanjing Qingchangyang New Energy Co., Ltd. 2

EXHIBIT 10.79 Equity pledge contract Party A Pledgee: State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Legal representative: Zheng Fasong Domicile: Weishuang Avenue, Caohai Town, Weining County, Guizhou Province Party B Pledger：Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Legal representative: Xu Aojun Domicile: Room 1108, Chengxin Building, No. 885 Chengxin Avenue,

Purchase and sale agreement dated December 31, 2019 by and between Solarmax Technology Inc.(Seller) and Optimal Solar LLC (Buyer).

EXHIBIT 10.87

English translation of notification of project MA initiation dated December 28, 2019 issued by Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd.

EXHIBIT 10.81 Notification of project MA initiation To: Nanjing Qingchangyang New Energy Co.,Ltd Xingren Almaden New Energy Co., Ltd On September 19, 2019, the parties signed the agreement SMX-JSZH-2019-055 " Xinren 30MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement", as of December 2019, the above cooperation projects have basically met the prerequisites for merge

Form of underwriter warrant2

EXHIBIT 4.2 Form of Representative’s Warrant to Purchase Common Stock THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT OR CAUSE IT TO BE

English translation of asset collateral contract dated December 8, 2019 between Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. and State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. 2

EXHIBIT 10.76 Asset collateral contract Party A: Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. Legal representative: Zhou feng Domicile: Benke Village, Xinqiao Town, Anlong County, Southwest Guizhou Autonomous Prefecture, Guizhou Party B: State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Legal representative: Zheng Fasong Domicile: Weishu

English translation of loan extension contract dated December 28, 2019 between Wang Qingyuan (Lender) and Solarmax Technology (Shanghai) Co., Ltd. (Borrower) 2

EXHIBIT 10.82 Loan extension contract Lender (Party A) Wang Qingyuan Borrower (Party B) Solarmax Technology (Shanghai) Co.,Ltd Now Party B has applied to Party A for extension of the loan period due to the expansion of production and operation. Both Party A and Party B have reached the following supplementary agreement through negotiation: 1. The funds that Party B should borrow from Party A in ac

Pledge agreement dated December 26, 2019 by and between Tritec Americas, LLC (as Grantor) and Solarmax Renewable Energy Provider, Inc. (as Creditor).

EXHIBIT 10.86

English translation of equity pledge contract dated December 13, 2019 among State Power Investment Corporation Guizhou Jinyuan Weining Energy Co. Ltd. (Pledgee), Jiangsu Zhonghong Photovoltaic Electric Co., Ltd. (Pledger), and Jiangsu Hongci New Energy Co., Ltd 2 .

EXHIBIT 10.78 Equity pledge contract Party A Pledgee: State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Legal representative: Zheng Fasong Domicile: Weishuang Avenue, Caohai Town, Weining County, Guizhou Province Party B Pledger：Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Legal representative: Xu Aojun Domicile: Room 1108, Chengxin Building, No. 885 Chengxin Avenue,

Letter agreement from Ching Liu dated December 18, 2019 to extend the cash payment due on the exchange of shares of restricted stock 2

EXHIBIT 10.84 December 18, 2019 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 1,680,000 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by a Stock Grant for (i) an op

List of Subsidiaries.1

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

Form of underwriting agreement2

EXHIBIT 1.1 UNDERWRITING AGREEMENT [●], 2020 ViewTrade Securities, Inc. 7280 W. Palmetto Park Road Suite 310 Boca Raton, Florida 33433 As Representative of the Underwriters named on Annex A hereto Ladies and Gentlemen: The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters,

Letter agreement from David Hsu dated December 18, 2019 to extend the cash payment due on the exchange of shares of restricted stock 2

EXHIBIT 10.83 December 18, 2019 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March 27, 2019, pursuant to which I exchanged 2,268,000 shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by a Stock Grant for (i) an op

As filed with the Securities and Exchange Commission on January 16, 2020

As filed with the Securities and Exchange Commission on January 16, 2020 Registration Statement No.

Asset purchase agreement dated December 26, 2019 between Solarmax Renewable Energy Provider, Inc. and TA Energy XX LLC.1

EXHIBIT 10.85 ASSET PURCHASE AGREEMENT BETWEEN SOLARMAX RENEWABLE ENERGY PROVIDER, INC. AND TA ENERGY XX LLC DATED AS OF DECEMBER 26, 2019 TABLE OF CONTENTS Page ARTICLE I. Purchase and Sale 1 1.1 The Purchased Assets 1 1.2 Purchase Price 2 1.3 Closing 2 1.4 Tax Treatment of Transaction 4 ARTICLE II. Representations and Warranties of Seller 5 2.1 Organization; Authority 5 2.2 Conflicts 5 2.3 Conse

English translation of asset collateral contract dated December 8, 2019 between Xingren Almaden New Energy Co., Ltd. and State Power Investment Coporation Guizhou Jinyuan Weining Energy Co., Ltd. 2

EXHIBIT 10.77 Asset collateral contract Party A: Xingren Almaden New Energy Co.,Ltd Legal representative: Zhou Feng Domicile: Unit 3-4, unit 20, renhejiayuan, Xingren County, buyi and miao autonomous prefecture, southwest Guizhou province Party B: State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Legal representative: Zheng Fasong Domicile: Weishuang Avenue, Caohai Town,

English translation of notification of project MA initiation dated December 28, 2019 issued by Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd.

EXHIBIT 10.80 Notification of project MA initiation To: Jiangsu Hongci New Energy Co., Ltd. Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. On September 19, 2019, the parties signed the agreement, SMX-JSZH-2019-056 “Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement”, as of December 2019, the abo

Supplemental agreement

EXHIBIT 10.70 Supplemental agreement Party A : Xingren Almaden New Energy Co.,Ltd Party B: Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Through friendly negotiation, both parties agree to make the following supplementary agreement regarding the project contract of 30MWp agricultural photovoltaic power station project of xinren signed in July 2019 (contract no. : smx-jszh-2019-035) : 1. The tot

As filed with the Securities and Exchange Commission on December 19 , 2019

As filed with the Securities and Exchange Commission on December 19 , 2019 Registration Statement No.

Form of 4% secured subordinated convertible note issued by the issuer and SREP to limited partners of CEF pursuant to the exchange agreement1

EXHIBIT 10.72 NEITHER THIS NOTE NOR THE SHARES OF COMMON STOCK INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN AVAILABLE EXEMPTION

Form of common stock certificate1

EXHIBIT 4.1

Form of exchange agreement among CEF, SREP, the issuer and the limited partners of CEF

EXHIBIT 10.71 AGREEMENT THIS AGREEMENT (the “Agreement”) is made as of , 20 (the “Effective Date”) by and between , an individual residing at (“Limited Partner”), Clean Energy Funding, LP, a California limited partnership having its principal place of business at 3080 12th Street, Riverside, CA 92507 (the “Partnership”), Solarmax Renewable Energy Provider, Inc., a California corporation having a p

Form of extension agreement of payment due pursuant to exchange agreement (Exhibit 10.35)1

EXHIBIT 10.75 December 17, 2019 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 Ladies and Gentlemen: Reference is made to the agreement dated March , 2019, pursuant to which I exchanged the shares of common stock, par value $0.001 per share (“Common Stock”), of SolarMax Technology, Inc., a Nevada corporation (the “Company”) represented by a Stock Grant for (i) an option to

Exchange agreement dated March 27, 2019 between SolarMax and David Hsu1

EX-10.73 7 solarmaxex1073.htm EX-10.73 EXHIBIT 10.73 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 David Hsu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,350,000 shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement B Dear David: Reference is made to the Stock

English translation of notification of project MA initiation dated December 28, 2019 issued by Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd.

EXHIBIT 10.74 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March 27, 2019 Ching Liu 3080 12th Street Riverside, CA 92507 Via Email: [email protected] Re: Restricted stock grant for 1,000,000 shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement B Dear Ching: Reference is made to the Stock Grant which was granted to you on Octob

English translation of supplemental agreement dated September 30, 2019 to Xingren 35MW photovoltaic energy generation project construction contract.

EXHIBIT 10.70 Supplemental agreement Party A : Xingren Almaden New Energy Co.,Ltd Party B: Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Through friendly negotiation, both parties agree to make the following supplementary agreement regarding the project contract of 30MWp agricultural photovoltaic power station project of xinren signed in July 2019 (contract no. : smx-jszh-2019-035) : 1. The tot

As filed with the Securities and Exchange Commission on December 4, 2019

As filed with the Securities and Exchange Commission on December 4, 2019 Registration Statement No.

English translation of Yilong Xinqiao 70 MW photovoltaic energy generation project construction contract dated July 2019 between Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Limited Company 1

EXHIBIT 10.67 Contract Number：SMX-JSZH-[ 2019 ]-[034 ] [Yilong Xinqiao 70MW mega-watt] Photovoltaic Energy Generation Project Construction contract Commercial Part [7 ]Month [ 2019 ]Year Contract Number: SMX-JSZH-[ 2019 ]-[ 034 ] Contents Part 1 Agreement 7 Project overview 7 Origins of Main Technologies 8 Main dates 8 Engineering quality standards 8 Composition, price and paying currency of Contr

English translation of financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd . 1

EXHIBIT 10.61 Contract No.: Financial Leasing Contract (direct leasing) Lessor: Huaxia Financial Leasing Co., Ltd. (hereinafter referred to as “Lessor”) Legal representative: Ren Yongguang Address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Lessee: Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. (h

English translation of financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd 1

EXHIBIT 10.62 Contract No.: HXZL-ZZ-2019166 Financial Leasing Contract (direct leasing) Lessor: Huaxia Financial Leasing Co., Ltd. (hereinafter referred to as “Lessor”) Legal representative: Ren Yongguang Address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Lessee: Xingren County Almaden New Energy Co., Ltd. (hereinafter

English translation of Xingren 35MW photovoltaic energy generation project construction contract dated July 2019 beween Xingren Almaden New Energy Co. Ltd and Jiangsu Zhonghong Photovoltaic Engineering Technology Limited Company.

EXHIBIT 10.68 Contract Number：SMX-JSZH- [ 2019 ] - [ 035 ] [ Xinren 35MW mega-watt ] Photovoltaic Energy Generation Project Construction contract Commercial Part [ 7 ] Month [ 2019 ] Year 1 Contract Number: SMX-JSZH - [ 2019 ] - [ 035 ] Contents Part 1 Agreement 8 Project overview 8 Origins of Main Technologies 9 Main dates 9 Engineering quality standards 9 Composition, price and paying currency o

English translation of supplemental agreement dated September 30, 2019 to Yilong Xinqiao 70 MW photovoltaic energy generation project construction contract.

EXHIBIT 10.69 Supplemental agreement Party A : Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. Party B: Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Through friendly negotiation, both parties agree to make the following supplementary agreement regarding the project contract of 70MWp agricultural photovoltaic power station project of xinqiao, yalong signed in Jul

English translation of electricity fee charging right and accounts receivable pledge registration agreement dated October 2019, between Huaxia Financial Leasing Co., Ltd. and Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. 1

EXHIBIT 10.63 Electricity Fee Charging Right and Accounts Receivable Pledge Registration Agreement Contract No.: HXZL-ZZ-2019166-002 Pledgee: Huaxia Financial Leasing Co., Ltd. Legal representative: Ren Yongguang Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Unified social credit code: 91530100067126820

English translation of lease schedule to financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd 1

EXHIBIT 10.66 Lease Schedule No.: HXZL-ZZ-2019166 The Lessor and the Lessee have signed this Lease Schedule in accordance with the “Financial Leasing Contract” (No.: HXZL-Z-2019166) (“Financial Leasing Contract”) signed by the two parties. This Lease Schedule is an integral part of the Financial Leasing Contract and constitutes a relatively independent Lease Agreement for the Lease Items listed in

English translation of electricity fee charging right and accounts receivable pledge registration agreement dated October , 2019, between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd.2

EXHIBIT 10.64 Electricity Fee Charging Right and Accounts Receivable Pledge Registration Agreement Contract No.: HXZL-ZZ-2019166-002 Pledgee: Huaxia Financial Leasing Co., Ltd. Legal representative: Ren Yongguang Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Unified social credit code: 91530100067126820

English translation of lease schedule to financing leasing contract dated October , 2019, between Huaxia Financial Leasing Co., Ltd. and Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd 1

EXHIBIT 10.65 Lease Schedule No.: HXZL-ZZ-2019166 The Lessor and the Lessee have signed this Lease Schedule in accordance with the “Financial Leasing Contract” (No.: HXZL-Z-2019166) (“Financial Leasing Contract”) signed by the two parties. This Lease Schedule is an integral part of the Financial Leasing Contract and constitutes a relatively independent Lease Agreement for the Lease Items listed in

English translation of agreement on the transfer of rights and obligations dated October , 2019, among Huaxia Financial Leasing Co., Ltd., Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Co. Ltd. 1

EXHIBIT 10.56 Contract No. Agreement on the Transfer of Rights and Obligations Transferee: Huaxia Financial Leasing Co., Ltd. (hereinafter referred to as “Lessor”) Legal representative: Ren Yongguang Address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Transferer: Guizhou Autonomous Prefecture Yilong Zhonghong Green Ener

English translation of equity pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Nanjing Hongci New Energy Co., Ltd. 1

EXHIBIT 10.59 Equity Pledge Contract Pledgee: Huaxia Financial Leasing Co., Ltd. Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Contact address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng District, Beijing Legal representative: Ren Yongguang Pledgor: Nanjing Qingy

English translation of Claims Repurchase Agreement dated October , 2019 among Huaxia Financial Leasing Co. Ltd., State Power Investment Corporation Guizhou Jinyan Weining Energy Co., Ltd. and Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. 1

EXHIBIT 10.52 Claims Repurchase Agreement No.: HXZL-Zz-【20191661-003 Party A (Lessor): Huaxia Financial Leasing Co., Ltd. (seal) Address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng District, Beijing Legal representative: Ren Yongguang Contact: Tian Jun Contact number: 010-88091443 Party B (Repurchaser): State Power Investment Corporation Guizhou Jinyuan Wei

English translation of electricity fee charging right and accounts receivable pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and : Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. 1

EXHIBIT 10.55 Electricity Fee Charging Right and Accounts Receivable Pledge Agreement No.: HXZL-ZZ-2019166-001 Party A/Pledgee: Huaxia Financial Leasing Co., Ltd. Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng Di

English translation of agreement on the transfer of rights and obligations dated October , 2019, among Huaxia Financial Leasing Co., Ltd., Xingren County Yamadun New Energy Co., Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Co. Ltd. 1

EX-10.57 9 solarmaxex1057.htm EX-10.57 EXHIBIT 10.57 Contract No.: HXZL-ZZ-2019166-006 Agreement on the Transfer of Rights and Obligations Transferee: Huaxia Financial Leasing Co., Ltd. (hereinafter referred to as “Lessor”) Legal representative: Ren Yongguang Address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Transfere

Promissory note dated October 24, 2019 payable to SMX Property, LLC 1

EXHIBIT 10.60 PROMISSORY NOTE (this “Note”) Borrower: SolarMax Technology, Inc., 3080 12th Street, Riverside, California 92507 (the “Borrower”) Lender: SMX Property, LLC 3230 Fallow Field Dr., Diamond Bar, California 91765 (the “Lender”) Principal Amount: $250,000.00 USD 1. FOR VALUE RECEIVED, the Borrower promises to pay to the Lender at such address as may be provided in writing to the Borrower,

English translation of equity pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Nanjing Qingyangi New Energy Co., Ltd. 1

EX-10.58 10 solarmaxex1058.htm EX-10.58 EXHIBIT 10.58 Equity Pledge Contract Pledgee: Huaxia Financial Leasing Co., Ltd. Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Contact address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng District, Beijing Legal representati

As filed with the Securities and Exchange Commission on November 4, 2019

As filed with the Securities and Exchange Commission on November 4, 2019 Registration Statement No.

English translation of Claims Repurchase Agreement dated October , 2019 among Huaxia Financial Leasing Co. Ltd., State Power Investment Corporation Guizhou Jinyan Weining Energy Co., Ltd. and Xingren County Almaden New Energy Co., Ltd. 1

EXHIBIT 10.53 Claims Repurchase Agreement No.: HXZL-Zz-【20191661-003 Party A (Lessor): Huaxia Financial Leasing Co., Ltd. (seal) Address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng District, Beijing Legal representative: Ren Yongguang Contact: Tian Jun Contact number: 010-88091443 Party B (Repurchaser): State Power Investment Corporation Guizhou Jinyuan Wei

English translation of Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated July 2019 with State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. etal.

EXHIBIT 10.42 State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Solarmax Technology (Jiangsu) Co., Ltd. Jiangsu Hongci New Energy Co., Ltd. Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd. Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A

English translation of electricity fee charging right and accounts receivable pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd. 1

EXHIBIT 10.54 Electricity Fee Charging Right and Accounts Receivable Pledge Agreement No.: HXZL-ZZ-2019166-001 Party A/Pledgee: Huaxia Financial Leasing Co., Ltd. Registered address: Room A-413, Financial Center, No. 36 Changhong Road, Kunming Economic and Technological Development Zone, Yunnan Province Address: 15/F, Tower A, International Enterprise Building, No. 35, Financial Street, Xicheng Di

English translation of Xingren 30MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated August 2019 with State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. etal.

EXHIBIT 10.43 State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Nanjing Qingchangyang New Energy Co.,Ltd Xingren Almaden New Energy Co.,Ltd Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd. Xinren 30MWp Agricultural PV Power Station Project Project M&A (Cooperative Development) Agreement Guiyang, China Au

English translation of Xinren 30MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated August 2019 with State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. etal2

EXHIBIT 10.43 State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Jiangsu Zhonghong Photovoltaic Electric Co., Ltd Nanjing Qingchangyang New Energy Co.,Ltd Xingren Almaden New Energy Co.,Ltd Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd. Xinren 30MWp Agricultural PV Power Station Project Project M&A (Cooperative Development) Agreement Guiyang, China Au

English translation of Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated July 2019 with State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. etal2

EXHIBIT 10.42 State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. Solarmax Technology (Jiangsu) Co., Ltd. Jiangsu Hongci New Energy Co., Ltd. Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd. Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A

Amendment dated March 5, 2019 to agreement dated March 5, 2019 between Solarmax Renewable Energy Provider, Inc. and Woodcrest Christian School System1

EXHIBIT 10.46

Yilong 30MW Photovoltaic Energy Generation Product construction contract dated December 2017 between Yilong AMD New Energy Co. Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Limited Company1

EXHIBIT 10.47 Contract Number：SMX-JSZH- 2017 -060 Yilong 30MW mega-watt Photovoltaic Energy Generation Project Construction contract Commercial Part 12 Month 2017 Year Contract Number：SMX-JSZH-[ ]-[ ] Contents Part 1 Agreement 7 Project overview 7 Origins of Main Technologies 7 Main dates 7 Engineering quality standards 8 Composition, price and paying currency of Contract 8 Contractor Assurance 8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada 4931 2

As filed with the Securities and Exchange Commission on October 15, 2019 Registration Statement No.

Purchase agreement dated December 2017 between Yilong AMD New Energy Co. Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Limited Company1

EXHIBIT 10.48 Purchase Agreement Agreement Number.: SMX-[ SHZZ ]-[ 2017]-[ 028 ] Signing Time:[ December 2017 ] Signing Site:[ Shanghai] Party A（purchasing）: Yilong AMD new energy co., Ltd Registration Number: Party B（selling）: Zhongzhao Technology Development (Shanghai) Ltd Registration Number: Whereas，Party A Agreements for the Project [ Yilong ], Party B, in responding to the requirement of Par

Client Service Agreement dated October 14, 2019 between SMX Capital, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EXHIBIT 10.50

Loanpal Solar/Storage Financing Program Agreement dated as of April 3, 2018, between Paramount Equity Mortgage, LLC and Solarmax Renewal Energy Provider, Inc.1

EXHIBIT 10.41

List of Subsidiaries.1

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

Solar Power Purchase Agreement dated March 5, 2019 between Solarmax Renewable Energy Provider, Inc. and Woodcrest Christian School System1

EX-10.45 6 solarmaxex1045.htm EX-10.45 EXHIBIT 10.45

Client Service Agreement dated October 14, 2019 between SolarMax LED, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EXHIBIT 10.51

Loan agreement dated September 29, 2019 between Solarmax Technology (Shanghai) Co., Ltd. and Qing Yuan Wang1

EX-10.44 5 solarmaxex1044.htm EX-10.44 EXHIBIT 10.44 Loan Agreement Lender: Qing Yuan Wang Borrower: Solarmax Technology (Shanghai) Co.,Ltd 1. Purpose of loan：Used for company business operating activities 2. Loan Amounts: RMB five million 3. The interest on the loan is fixed interest, loan rate: 10%/year. 4. Term of borrowing: From 01/October/2019 to 31/December/2019. Lender shall make the paymen

Client Service Agreement dated October 14, 2019 between SolarMax Renewable Energy Provider, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1

EXHIBIT 10.49

English translation of supplemental agreement for Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou

EXHIBIT 10.39 Contract No.: SMX-JSZH-2018-014 Supplemental Agreement to EPC Contract for Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou 总承包合同补充协议 Employer: Changzhou Almaden Co.,Ltd. Contractor: Solarmax Technology (Jiangsu) Co., Ltd. In accordance with the "Contract Law of the People's Republic of China", "Construction Law of the People's Republic of China" and relevant laws and ad

English translation of supplemental agreement for the Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou (modifying Exhibit 10.39.

EXHIBIT 10.40 Contract No.: [SMX-JSZH-2018-021] Supplemental Agreement to "Supplemental Agreement to EPC Contract for Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou" " Employer: Changzhou Almaden Co.,Ltd. Contractor: Solarmax Technology (Jiangsu) Co., Ltd. The Contractor and the Employer have signed the "Supplemental Agreement to EPC Contract for Xingyi Qingshuihe 70MW PV Power Gene

List of Subsidiaries.2

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

English translation of Agreement for Offsetting Mutual Debt among Cooperated Projects (Qingshuihe 10 MW Project) among Changzhou Almaden Co.,Ltd., Solarmax Technology (Jiangsu) Co., Ltd, and . Zhongzhao Technology Development (Shanghai) Ltd

EXHIBIT 10.38 Contract No.: SMX-JSZH-2019-030 Agreement for Offsetting Mutual Debt among Cooperated Projects (Qingshuihe 10 MW Project) Party A: Changzhou Almaden Co.,Ltd. Party B: Solarmax Technology (Jiangsu) Co., Ltd. Party C: Zhongzhao Technology Development (Shanghai) Ltd. Upon friendly negotiation, Party A, Party B and Party C have made the following agreement in respect of offsetting mutual

English translation of Agreement for Offsetting Mutual Debt among Cooperated Projects (Xingyi Project, Pu’an Project and Ningxia Project) among Changzhou Almaden Co.,Ltd., Solarmax Technology (Jiangsu) Co., Ltd, and Zhongzhao Technology Development (Shanghai) Ltd.1

EXHIBIT 10.37 Contract No.: SMX-JSZH-2019-029 Agreement for Offsetting Mutual Debt among Cooperated Projects (Xingyi Project, Pu'an Project and Ningxia Project) Party A: Changzhou Almaden Co.,Ltd. Party B: Solarmax Technology (Jiangsu) Co., Ltd. Party C: Zhongzhao Technology Development (Shanghai) Ltd. Upon friendly negotiation, Party A, Party B and Party C have made the following agreement in res

As filed with the Securities and Exchange Commission on July 10, 2019

As filed with the Securities and Exchange Commission on July 10, 2019 Registration Statement No.

Amended and Restated Bylaws. 2

EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF SOLARMAX TECHNOLOGY, INC. (a Nevada Corporation) (adopted effective as of June 14, 2019) These Restated Bylaws of SolarMax Technology, Inc., a Nevada corporation (the “Corporation”) are adopted pursuant to Section 12.2 of the Corporation’s existing Bylaws (the “Original Bylaws”), and are intended to amend, restate and replace, in their entirety, the Origi

As filed with the Securities and Exchange Commission on June 14, 2019

As filed with the Securities and Exchange Commission on June 14, 2019 Registration Statement No.

Letter agreement dated March 13, 2019 between the Company and SunSpark Technology2

EXHIBIT 10.33 SolarMax Technology, Inc. March 13, 2019 SunSpark Technology Inc. 3080 12th Street Riverside, CA 92507 Attention: Jie Zhang Dear Mr. Zhang: Reference is made to the Solar Module Supply Agreement dated as of June 1, 2016 between SunSpark Technology Inc. (“SunSpark”) and SolarMax Technology, Inc. (“SolarMax”), as amended (the “Agreement”). This letter will confirm our agreement and und

Promissory Note dated January 29, 2019 from the Company to Lijun Pan1

EXHIBIT 10.36 PROMISSORY NOTE (this “Note”) Borrower: SolarMax Technology, Inc., 3080 12th Street, Riverside, California 92507 (the “Borrower”) Lender: Lijun Pan (the “Lender”) Principal Amount: $2,000,000.00 USD 1. FOR VALUE RECEIVED, the Borrower promises to pay to the Lender at such address as may be provided in writing to the Borrower, the principal sum of $2,000,000.00 USD (two million U.S. d

List of Subsidiaries. 1

EXHIBIT 21.1 Subsidiaries Entity Name in English Jurisdiction of Incorporation Parent Solarmax Technology, Inc. Nevada N/A Solarmax Renewable Energy Provider, Inc. California Solarmax Technology, Inc. Solarmax Financial, Inc. California Solarmax Technology, Inc. SMX Capital, Inc. New Jersey Solarmax Technology, Inc. (93.75% owned) Solarmax LED, Inc. California Solarmax Technology, Inc. Solarmax Te

As filed with the Securities and Exchange Commission on May 1, 2019

S-1/A 1 solarmaxs1a1.htm FORM S-1 AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on May 1, 2019 Registration Statement No. 333-229005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOLARMAX TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Nevada

Letter agreement dated March 13, 2019 between the Company and SunSpark Technology1

EXHIBIT 10.33 SolarMax Technology, Inc. March 13, 2019 SunSpark Technology Inc. 3080 12th Street Riverside, CA 92507 Attention: Jie Zhang Dear Mr. Zhang: Reference is made to the Solar Module Supply Agreement dated as of June 1, 2016 between SunSpark Technology Inc. (“SunSpark”) and SolarMax Technology, Inc. (“SolarMax”), as amended (the “Agreement”). This letter will confirm our agreement and und

Form of restricted stock exchange agreement for option.

EXHIBIT 10.34 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement A Dear [ ]: Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Sto

Form of restricted stock exchange agreement for option and cash

EXHIBIT 10.35 SolarMax Technology, Inc. 3080 12th Street Riverside, California 92507 March , 2019 [Name and Address] Re: Restricted stock grant for [ ] shares of Common Stock of SolarMax Technology, Inc. (the “Stock Grant”) - Exchange Agreement B Dear : Reference is made to the Stock Grant which was granted to you on October 7, 2016. Pursuant to the agreement relating to the issuance of the Stock

English translation of employment agreement for a two-year period commencing June 22, 2016, between Shanghai SolarMax Technology Co. Ltd. and Gu Yu-Min.1†

EXHIBIT 10.6 Employment contract Shanghai Solarmax Technology Co. Ltd. ( Party A hereby employ GU YU-MIN (Party B) as a contract employee. According to , ( as Regulations), and the relative Chinese laws, regulations, Party A and Party B reach the agreement and sign this contract, and comply with this contract: Clause one: Contract period, probation period 1. The contract period started at 2016/6/2

Distribution agreement dated effective June 9, 2016 between Li-Max Technology, Inc. and the Company.1

EX-10.10 16 solarmaxex1010.htm EX-10.10 EXHIBIT 10.10 DISTRIBUTION AGREEMENT between LI-MAX TECHNOLOGY, INC. and SOLARMAX TECHNOLOGY, INC. This MASTER DISTRIBUTION AGREEMENT (“Agreement”) is made effective June 9, 2016 by and between LI-MAX TECHNOLOGY, INC., a California corporation (“Li-Max”), and SOLARMAX TECHNOLOGY, INC., a Nevada corporation (“Solarmax”). RECITALS WHEREAS, Li-Max is engaged in

Amended and Restated Articles of Incorporation.1

EX-3.1 5 solarmaxex31.htm EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF SOLARMAX TECHNOLOGY, INC. Pursuant to NRS Chapter 78 1. The name of the corporation (the “Corporation”) is SolarMax Technology, Inc. 2. The registered agent for services of process is Corporate Creations Network Inc. The address of the registered agent is 8275 South Eastern Avenue, No. 200, Las Vegas, Ne

Share exchange agreement dated April 28, 2015, among the entities listed as CZH Holders, the persons listed as CSH. Transferors, the Company and its subsidiary Shanghai Hongguam Solar Technology Limited.1

EXHIBIT 2.3 SHARE EXCHANGE AGREEMENT by and among EACH ENTITY LISTED UNDER THE CAPTION “CZH HOLDER” ON EXHIBIT A, EACH PERSON LISTED UNDER THE CAPTION “CZH TRANSFEROR” ON EXHIBIT B, SOLARMAX TECHNOLOGY, INC., and SHANGHAI HONGGUAN SOLAR TECHNOLOGY LIMITED COMPANY Dated as of April 28, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS Section 1.1 Definitions 1 Article II SHARE EXCHANGE; CERTAIN RES

English translation of liquidity loan contract dated October 11, 2018 between the Company and China Everbright Bank1

EXHIBIT 10.31 Liquidity Loans Contract (2016 version) No.: 3672022018036 Liquidity Loans Contract China Everbright Bank Contents Chapter 1 General rules Chapter 2 Intended use of the loan Chapter 3 The loan currency, amount, term and remit money Chapter 4 The loan interest rate and interest method Chapter 5 The grand, payment and use of the loan fund Chapter 6 Repayment method Chapter 8 Undertakin

Amendment dated October 8, 2018 to Li-Max distribution agreement1

EXHIBIT 10.29 [Letterhead of] SolarMax Technology, Inc. October , 2018 Li-Max Technology, Inc. [address] Attention: Re: Master Distribution Agreement Ladies and Gentlemen: Reference is made to the master distribution agreement (the “Agreement”) dated June 9, 2016, by and between Li-Max Technology, Inc. (“Li-Max”) and SolarMax Technology, Inc. (“SolarMax” and, together with Li-Max, the “Parties”).

Amendment No. 1 to Sunrun Channel Agreement1

EXHIBIT 10.27 Amendment No. 1 to Channel Agreement This Amendment No. 1 (the “Amendment No. 1”) to the Channel Agreement between Sunrun Inc., a Delaware corporation (“Sunrun”) and Solarmax Renewable Energy Provider, Inc., a California corporation (“Contractor”) (Contractor and Sunrun are each hereinafter referred to as “Party”, and together as “Parties”) is effective as of the date the last Party

Loan agreement dated January 3, 2012, between Clean Energy Funding, LP (“CEF”) and SolarMax Renewable Energy Provider, Inc. (“SREP”)

EXHIBIT 10.12 LOAN AGREEMENT THIS LOAN AGREEMENT (“Agreement”) is entered into as of the 3rd day of January, 2012, by and between Solarmax Renewable Energy Provider, Inc., a California corporation, (“Borrower”) and Clean Energy Funding, LP, a limited partnership organized in California, (“Lender”), with reference to the following facts: Borrower is a provider of solar energy system for commercial

Lease dated as of September 1, 2016 between Fallow Field, LLC and SolarMax LED, Inc. (U.S.A.).

EX-10.16 22 solarmaxex1016.htm EX-10.16 EXHIBIT 10.16 OFFICE LEASE TABLE OF CONTENTS Section 1. Definitions 2 Section 2. Premises 4 Section 3. Term; Condition of Premises 4 Section 4. Rental 4 Section 5. Escalation Rent 5 Section 6. Use 5 Section 7. Services 5 Section 8. Impositions 6 Section 9. Alterations 7 Section 10. Liens 8 Section 11. Repairs 8 Section 12. Damage or Destruction 8 Section 13.

English translation of loan agreement dated October 24, 2016 between the Company and Shanghai Putuo Subbranch of China Everbright Bank.1

EXHIBIT 10.20 Liquidity Loans Contract (2015 version) No.: 3672022016005 Liquidity Loans Contract China Everbright Bank Contents Chapter 1 General rules Chapter 2 Intended use of the loan Chapter 3 The loan currency, amount, term and remit money Chapter 4 The loan interest rate and interest method Chapter 5 The grand, payment and use of the loan fund Chapter 6 Repayment method Chapter 8 Undertakin

English summary of loan agreement dated October 24, 2016 between the Company and China Everbright Bank.1

EX-10.13 19 solarmaxex1013.htm EX-10.13 EXHIBIT 10.13 Loan Agreement THIS LOAN AGREEMENT, made 24th of October, 2016, by and between Solarmax Technology, Inc. ("Borrower") and China Everbright Bank ("Lender"). Lender shall lend to Borrower the amount of RMB 38.5million (RMB 38,500,000.00) (the "Loan"). The Loan shall be funded immediately upon the full execution hereof, by wire transfer, certified

Master Solar Facility Turnkey Contract with Sunrun1

EXHIBIT 10.23 MASTER SOLAR FACILITY TURNKEY CONTRACT between Sunrun Inc. and Solarmax Renewable Energy Provider, Inc. dated January 21, 2015 TABLE OF CONTENTS Page ARTICLE 1-KEY DEFINITIONS 1 1.1 Definitions 1 1.2 Rules of Usage 7 ARTICLE 2 - RELATIONSHIP BETWEEN THE PARTIES 8 2.1 Status of Contractor. 8 2.2 Subcontracts and Subcontractors 8 2.3 Communication 9 ARTICLE 3 -CONTRACTOR’S TURNKEY OBLI