Statistiche di base
| CIK | 1403256 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sculptor Capital Management Inc - Class A
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| March 21, 2024 |
SC 13D/A 1 d726405dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street |
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| November 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33805 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact name of registrant as spe |
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| November 21, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Levin James S - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 811246107 (CUSIP Number) James S. Levin c/o Sculptor Capital Management, Inc 9 West 57th Street New York, NY 10019 |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Rithm Capital Corp. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) Philip Sivin c/o Rithm Capital Corp. 799 Broadway New York, New York 10003 (212) 850-7770 (Name, Address and Tele |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 28, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF SCULPTOR CAPITAL MANAGEMENT, INC. A Delaware Corporation Effective November 17, 2023 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 2 Section 4. Notice 2 Section 5. Adjournments and |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
Rithm Capital Corp. Completes Acquisition of Sculptor Capital Management Exhibit 99.1 CONFIDENTIAL DRAFT Page 1 of 2 Rithm Capital Corp. Completes Acquisition of Sculptor Capital Management NEW YORK, November 17, 2023 – Rithm Capital Corp. (NYSE: RITM; “Rithm”) today completed its previously announced acquisition of Sculptor Capital Management Inc. (“Sculptor”) for $12.70 per Class A share in a transaction valued at approximately $719.8 million. In connection with the |
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| November 17, 2023 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SCULPTOR CAPITAL MANAGEMENT, INC. November 17, 2023 First: The name of the Corporation is Sculptor Capital Management, Inc. (the “Corporation”). Second: The address of the registered office of the Corporation in the State of Delaware is 1209 Orange Street, Wilmington, County of New Castle, 19801. The name of its registered agent at t |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| November 8, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SCULPTOR CAPITAL MANAGEMENT, INC. A Delaware Corporation Effective September 12, 2019, as amended July 23, 2023 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office, Registered Agent and Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 2 Section 4. |
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| November 8, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG RITHM CAPITAL CORP., CALDER SUB, INC., CALDER SUB I, LP, CALDER SUB II, LP, CALDER SUB III, LP, SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP, SCULPTOR CAPITAL ADVISORS II LP AND SCULPTOR CAPITAL MANAGEMENT, INC. JULY 23, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 3 Section 1.01 Definitions 3 Section 1.02 Definitional and Interpretat |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2023 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL |
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| November 8, 2023 |
Sculptor Reports Third Quarter 2023 Financial Results November 8, 2023 |2 New York - November 8, 2023 - Sculptor Capital Management, Inc. |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 27, 2023 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2, dated as of October 26, 2023 (this “Amendment”), to the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended by that certain Amendment No. 1, dated as of October 12, 2023, the “Merger Agreement”), by and among Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), Sculptor Capital L |
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| October 27, 2023 |
Exhibit 99.1 Rithm Capital Corp. Enters into Amended Merger Agreement to Acquire Sculptor Capital Management For $12.70 Per Sculptor Class A Share Daniel S. Och and Other Former EMDs Have Entered into Binding Agreement to Vote Shares in Support of the Rithm Transaction and Dismiss their Pending Litigation Transaction Expected to Close Shortly After Sculptor Stockholders’ Meeting Scheduled on Novem |
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| October 27, 2023 |
Exhibit 99.1 Rithm Capital Corp. Enters into Amended Merger Agreement to Acquire Sculptor Capital Management For $12.70 Per Sculptor Class A Share Daniel S. Och and Other Former EMDs Have Entered into Binding Agreement to Vote Shares in Support of the Rithm Transaction and Dismiss their Pending Litigation Transaction Expected to Close Shortly After Sculptor Stockholders’ Meeting Scheduled on Novem |
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| October 27, 2023 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2, dated as of October 26, 2023 (this “Amendment”), to the Agreement and Plan of Merger, dated as of July 23, 2023 (as amended by that certain Amendment No. 1, dated as of October 12, 2023, the “Merger Agreement”), by and among Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), Sculptor Capital L |
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| October 27, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Rithm Capital Corp. - SC 13D/A Activist Investment SC 13D/A 1 ef20013514sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) Philip Sivin c/o Rithm Capital Corp. 799 Broadway New York, New York 100 |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 25, 2023 |
Exhibit 99.1 Rithm’s Acquisition of Sculptor As of October 24, 2023 Important Notice This presentation does not constitute an offer to sell nor a solicitation of any offer to buy any securities of Sculptor Capital Management, Inc. and its consolidated subsidiaries (the “Company” or “Firm”) or any securities in any fund managed by the Company or its affiliates. Nothing contained herein shall form t |
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| October 25, 2023 |
Exhibit 99.1 Rithm’s Acquisition of Sculptor As of October 24, 2023 Important Notice This presentation does not constitute an offer to sell nor a solicitation of any offer to buy any securities of Sculptor Capital Management, Inc. and its consolidated subsidiaries (the “Company” or “Firm”) or any securities in any fund managed by the Company or its affiliates. Nothing contained herein shall form t |
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| October 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| October 13, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Rithm Capital Corp. - SC 13D Activist Investment SC 13D 1 ef20012588sc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) Philip Sivin c/o Rithm Capital Corp. 799 Broadway New York, New York 10003 (21 |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 12, 2023 |
Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1, dated as of October 12, 2023 (this “Amendment”), to the Agreement and Plan of Merger, dated as of July 23, 2023 (the “Merger Agreement”), by and among Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), Sculptor Capital LP, a Delaware limited partnership and Subsidiary of the Company (“Capital |
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| October 12, 2023 |
Exhibit 99.1 Rithm Capital Corp. Enters into Amended Definitive Merger Agreement to Acquire Sculptor Capital Management for $12.00 Per Sculptor Class A Share Special Meeting to be Held on November 16, 2023 Sculptor Files Definitive Proxy Materials with SEC NEW YORK— October 12, 2023 — Rithm Capital Corp. (NYSE: RITM) (“Rithm”) and Sculptor Capital Management Inc. (NYSE: SCU) (“Sculptor”) today ann |
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| October 12, 2023 |
Exhibit 99.1 Rithm Capital Corp. Enters into Amended Definitive Merger Agreement to Acquire Sculptor Capital Management for $12.00 Per Sculptor Class A Share Special Meeting to be Held on November 16, 2023 Sculptor Files Definitive Proxy Materials with SEC NEW YORK— October 12, 2023 — Rithm Capital Corp. (NYSE: RITM) (“Rithm”) and Sculptor Capital Management Inc. (NYSE: SCU) (“Sculptor”) today ann |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) |
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| October 12, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| October 12, 2023 |
Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1, dated as of October 12, 2023 (this “Amendment”), to the Agreement and Plan of Merger, dated as of July 23, 2023 (the “Merger Agreement”), by and among Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), Sculptor Capital LP, a Delaware limited partnership and Subsidiary of the Company (“Capital |
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| October 5, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 27, 2023 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 27, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, DC 20549-3628 Attention: Madeleine Mateo, Christian Windsor Re: Sculptor Capital Management, Inc. Revised Preliminary Proxy on Schedule 14A Filed September |
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| September 14, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 14, 2023 |
VIA EDGAR 767 Fifth Avenue New York, NY 10153-0119 +1 212 310 8000 tel +1 212 310 8007 fax September 14, 2023 Harvey Eisenberg +1 (212) 310-8663 Harvey. |
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| September 7, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 30, 2023 |
quinn emanuel trial lawyers | new york EX-99.1 Exhibit 99.1 quinn emanuel trial lawyers | new york 51 Madison Avenue, 22nd Floor, New York, New York 10010-1601 | TEL (212) 849-7000 FAX (212) 849-7100 WRITER’S DIRECT DIAL NO. (212) 849-7115 WRITER’S EMAIL ADDRESS [email protected] August 29, 2023 VIA EMAIL Daniel S. Och Harold Kelly Richard Lyon James O’Connor Zoltan Varga c/o Andrew J. Levander, Esq. Dechert LLP Three Bryan |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) ( |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023 Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of incorporation) ( |
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| August 30, 2023 |
Exhibit 99.2 quinn emanuel trial lawyers | new york 51 Madison Avenue, 22nd Floor, New York, New York 10010-1601 | TEL (212) 849-7000 FAX (212) 849-7100 WRITER’S DIRECT DIAL NO. (212) 849-7115 WRITER’S EMAIL ADDRESS [email protected] August 29, 2023 VIA EMAIL Andrew J. Levander, Esq. Dechert LLP Three Bryant Park 1095 Avenue of the Americas New York, NY 10036 [email protected] |
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| August 29, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Och Daniel - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 25) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 (212) 655-2678 (Name, a |
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| August 29, 2023 |
EX-99.30 EXHIBIT 30 Daniel S. Och Harold Kelly Richard Lyon James O’Connor Zoltan Varga c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, New York 10065 August 29, 2023 Special Committee of the Board of Directors Sculptor Capital Management, Inc. 9 West 57th Street 39th Floor New York, New York 10019 Dear Special Committee Members, We write in response to the Special Commi |
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| August 22, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Och Daniel - SC 13D/A Activist Investment SC 13D/A 1 d509648dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 24) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY |
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| August 22, 2023 |
EX-99.28 2 d509648dex9928.htm EX-28 EXHIBIT 28 Daniel S. Och Harold Kelly Richard Lyon James O’Connor Zoltan Varga c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, New York 10065 August 22, 2023 Special Committee of the Board of Directors Sculptor Capital Management, Inc. 9 West 57th Street 39th Floor New York, New York 10019 Dear Special Committee Members, We write in re |
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| August 22, 2023 |
EX-99.29 3 d509648dex9929.htm EX-29 Exhibit 29 Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.dechert.com ANDREW J. LEVANDER [email protected] +1 212 698 3683 Direct +1 212 698 0483 Fax August 22, 2023 VIA EMAIL AND OVERNIGHT COURIER Marcy Engel, Chairperson of the Board of Directors Sculptor Capital Management Attention |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 21, 2023 |
Exhibit 107 Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) Sculptor Capital Management, Inc. |
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| August 21, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| August 16, 2023 |
EX-27 Exhibit 27 Daniel S. Och Harold Kelly Richard Lyon James O’Connor Zoltan Varga c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, New York 10065 August 16, 2023 Special Committee of the Board of Directors Sculptor Capital Management, Inc. 9 West 57th Street 39th Floor New York, New York 10019 Dear Special Committee Members, We write to express our concerns with the sa |
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| August 16, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Och Daniel - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 23) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 (212) 655-2678 (Name, a |
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| August 8, 2023 |
exhibit991-scuearningsre Sculptor Reports Second Quarter 2023 Financial Results August 8, 2023 |2 New York - August 8, 2023 - Sculptor Capital Management, Inc. |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MANA |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2023 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| July 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 (July 23, 2023) Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdicti |
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| July 24, 2023 |
SCU / Sculptor Capital Management Inc - Class A / Levin James S - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) James S. Levin c/o Sculptor Capital Management, Inc. 9 West 57th Street New York, NY 100 |
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| July 24, 2023 |
EX-99.1 Exhibit 99.1 Rithm Capital Corp. to Acquire Sculptor Capital Management Together, Rithm and Sculptor form a strong partnership offering global investors best in class investment capabilities across multiple asset classes. Rithm Capital to host a conference call today at 8:00 AM ET. NEW YORK - (BUSINESS WIRE) — Rithm Capital Corp. (NYSE: RITM; “Rithm”), an asset manager focused on the real |
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| July 24, 2023 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG RITHM CAPITAL CORP., CALDER SUB, INC., CALDER SUB I, LP, CALDER SUB II, LP, CALDER SUB III, LP, SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP, SCULPTOR CAPITAL ADVISORS II LP AND SCULPTOR CAPITAL MANAGEMENT, INC. JULY 23, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 3 Section 1.01 Definitions 3 Section 1.02 Definitional and Inte |
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| July 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 24, 2023 |
EX-3.1 Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF SCULPTOR CAPITAL MANAGEMENT, INC., a Delaware corporation THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS of Sculptor Capital Management, Inc., a Delaware corporation (the “Bylaws”), is made as of this 23rd day of July, 2023. Capitalized terms used but not defined herein shall have the meaning given to such terms in |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 (July 23, 2023) Sculptor Capital Management, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33805 26-0354783 (State or other jurisdiction of in |
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| July 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 23, 2023 (June 22, 2023) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of In |
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| June 15, 2023 |
SCULPTOR CAPITAL MANAGEMENT, INC. 9 West 57th Street New York, New York 10019 CORRESP SCULPTOR CAPITAL MANAGEMENT, INC. 9 West 57th Street New York, New York 10019 June 15, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Sculptor Capital Management, Inc. Registration Statement on Form S-3 (File No. 333- 272549) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 under the Se |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023. S-3 Table of Contents As filed with the Securities and Exchange Commission on June 9, 2023. |
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| June 9, 2023 |
SCULPTOR CAPITAL MANAGEMENT, INC. [ ] as Trustee Dated as of _______, EX-4.7 Exhibit 4.7 SCULPTOR CAPITAL MANAGEMENT, INC. And [ ] as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 Definitions 1 1.2 Other Definitions 5 1.3 Incorporation by Reference of Trust Indenture Act 5 1.4 Rules of Construction Unless the context otherwise requires: 6 ARTICLE 2 THE SECURITIES 6 2.1 Issuable in Series 6 2.2 Establishm |
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| June 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) Sculptor Capital Management, Inc. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MAN |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 4, 2023 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 4, 2023 |
a1q23exhibit991 Sculptor Reports First Quarter 2023 Financial Results May 4, 2023 |2 New York - May 4, 2023 - Sculptor Capital Management, Inc. |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| March 3, 2023 |
HTML Exhibit 10.89.1 FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of December 20, 2022 (this “Amendment”), is entered into in connection with the Credit and Guaranty Agreement, dated as of September 25, 2020 (as amended, supplemented or otherwise modified prior to the date hereof, the “Credit Agreement”, and as further amended by this Amendment, the “Amend |
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| March 3, 2023 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of the Registrant* The following were significant subsidiaries of the Registrant as of December 31, 2022: Name Jurisdiction of Incorporation or Organization Sculptor Capital Holding Corporation Delaware Sculptor Capital LP Delaware Sculptor Capital Advisors LP Delaware Sculptor Capital Advisors II LP Delaware Sculptor Capital II LP Delaware Sculptor CFO Investor LLC Delaw |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33805 SCULPTOR CAPITAL MANAGEMEN |
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| February 28, 2023 |
exhibit991-scuearningsre Sculptor Reports Fourth Quarter and Full Year 2022 Financial Results February 28, 2023 |2 New York - February 28, 2023 - Sculptor Capital Management, Inc. |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2023 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| February 1, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790- |
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| January 27, 2023 |
SCU / Sculptor Capital Management Inc / Och Daniel - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 22) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 (212) 655-2678 (Name, a |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 Copy |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 Copy |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL |
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| November 8, 2022 |
exhibit991-scuearningsre Sculptor Reports Third Quarter 2022 Financial Results November 8, 2022 |2 New York - November 8, 2022 - Sculptor Capital Management, Inc. |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 3, 2022 |
Exhibit 26 Exhibit 26 Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, New York 10065 November 3, 2022 Board of Directors Sculptor Capital Management, Inc. 9 West 57th Street 39th Floor New York, New York 10019 Dear Sculptor Board Members, On August 24, 2022, I and a group of founding partners of Sculptor Capital Management, Inc. (the “Company”) brought a bo |
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| November 3, 2022 |
SCU / Sculptor Capital Management Inc / Och Daniel - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 (212) 655-2678 (Name, a |
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| October 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 4, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) ( |
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| October 4, 2022 |
Exhibit 99.1 October 4, 2022 Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue, Floor 23 New York, NY 10065 Mr. Och, We are in receipt of your letter of today. We believe the Board has at all times acted in a manner that adheres to the highest fiduciary standards. In that vein, the Board is and always has been open to any avenue that enhances shareholder value. Accordingly, we |
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| October 4, 2022 |
SCU / Sculptor Capital Management Inc / Och Daniel - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 20) Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 (212) 655-2678 (Name, address an |
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| October 4, 2022 |
Exhibit 25 Daniel S. Och c/o Willoughby Capital Holdings, LLC 667 Madison Avenue Floor 23 New York, NY 10065 October 4, 2022 Board of Directors Sculptor Capital Management, Inc. 9 West 57th Street 39th Floor New York, New York 10019 Dear Sculptor Board Members, As a founder and a substantial stockholder of, and investor with, Sculptor Capital Management, Inc. (the ?Company?), I care deeply about t |
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| August 5, 2022 |
The Sculptor Capital Management, Inc. 2022 Incentive Plan Exhibit 10.4 SCULPTOR CAPITAL MANAGEMENT, INC. 2022 INCENTIVE PLAN (effective as of June 22, 2022) 1. Purpose of the Plan. This Sculptor Capital Management, Inc. 2022 Incentive Plan was adopted by the Board of Directors (the ?Board?) of Sculptor Capital Management, Inc. (the ?Company?) on April 27, 2022 and shall become effective upon the approval of the shareholders of the Company (the date of su |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MANA |
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| August 3, 2022 |
SCULPTOR CAPITAL MANAGEMENT REPORTS SECOND QUARTER 2022 RESULTS NEW YORK, August 3, 2022 - Sculptor Capital Management, Inc. |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 3, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| August 1, 2022 |
As filed with the Securities and Exchange Commission on August 1, 2022 As filed with the Securities and Exchange Commission on August 1, 2022 Registration No. |
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| August 1, 2022 |
Sculptor Capital Management, Inc. 2022 Incentive Plan Exhibit 10.1 SCULPTOR CAPITAL MANAGEMENT, INC. 2022 INCENTIVE PLAN (effective as of June 22, 2022) 1. Purpose of the Plan. This Sculptor Capital Management, Inc. 2022 Incentive Plan was adopted by the Board of Directors (the ?Board?) of Sculptor Capital Management, Inc. (the ?Company?) on April 27, 2022 and shall become effective upon the approval of the shareholders of the Company (the date of su |
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| August 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Sculptor Capital Management, Inc. |
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| July 21, 2022 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 Copy to: Craig |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Grove Collaborative Holdings, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 39957D102 (CUSIP Number) Wayne Cohen Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 Copy to: Craig Marcus |
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| June 27, 2022 |
JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13D-1(k)(1) Exhibit 4 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13D-1(k)(1) In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this Schedule 13D (including additional amendments thereto) with respect to the shares of common stock of Grove Collaborative Holdings, Inc. |
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| June 24, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 24, 2022 (June 22, 2022) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of In |
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| May 6, 2022 |
Exhibit 10.3 Partner Agreement Between Sculptor Capital Advisors II LP and Hap Pollard This Partner Agreement (as amended, modified, supplemented or restated from time to time, this "Agreement") dated as of December 15, 2021 (the "Promotion Date") reflects the agreement of Sculptor Capital Advisors II LP (the "Partnership") and Hap Pollard (the "Limited Partner") with respect to certain matters co |
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| May 6, 2022 |
Exhibit 10.1 Partner Agreement Between Sculptor Capital LP and Hap Pollard This Partner Agreement (as amended, modified, supplemented or restated from time to time, this "Agreement") dated as of December 15, 2021 (the "Promotion Date") reflects the agreement of Sculptor Capital LP (the "Partnership") and Hap Pollard (the "Limited Partner") with respect to certain matters concerning (i) the admissi |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MAN |
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| May 6, 2022 |
Exhibit 10.2 Partner Agreement Between Sculptor Capital Advisors LP and Hap Pollard This Partner Agreement (as amended, modified, supplemented or restated from time to time, this "Agreement") dated as of December 15, 2021 (the "Promotion Date") reflects the agreement of Sculptor Capital Advisors LP (the "Partnership") and Hap Pollard (the "Limited Partner") with respect to certain matters concerni |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 5, 2022 |
SCULPTOR CAPITAL MANAGEMENT REPORTS FIRST QUARTER 2022 RESULTS NEW YORK, May 5, 2022 - Sculptor Capital Management, Inc. |
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| May 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 3, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Definitive Proxy Statement ? Definitive Additio |
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| April 4, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 4, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Co |
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| March 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 2, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Co |
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| February 25, 2022 |
Exhibit 10.105 Re: Election re Class P Common Unit Dear Mr. James Levin, Reference is made to the Amended and Restated Partner Agreement between Sculptor Capital LP and the James Levin (the ?Limited Partner?), dated as of February 16, 2018, the Amended and Restated Partner Agreement between Sculptor Capital Advisors LP and the Limited Partner, dated as of February 16, 2018, and the Amended and Res |
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| February 25, 2022 |
Exhibit 10.102 THIRD AMENDMENT TO PARTNER AGREEMENT BETWEEN EACH OF SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP AND SCULPTOR CAPITAL ADVISORS II LP, AND JAMES LEVIN This Amendment (this ?Amendment?) is entered into as of December 17, 2021 (the ?Effective Date?), by and among James Levin (the ?Limited Partner?) and each of Sculptor Capital LP (f/k/a OZ Management LP), Sculptor Capital Advisor |
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| February 25, 2022 |
Exhibit 10.106 Sculptor Capital Management, Inc. Clawback Policy If any ?covered person? is found by a majority of the Board of Directors to have either (1) engaged in willful misconduct (by act or omission) or (2) failed to take action with respect to willful misconduct of others of which they were or reasonably should have been aware, that resulted in a level of achievement of a performance-base |
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| February 25, 2022 |
Exhibit 10.104 Class P-4 Common Unit Award Agreement December 17, 2021 To James Levin: Dear James: We are pleased to confirm that you have been awarded a conditional grant of Class P-4 Common Units (the ?Class P-4 Units?) in each of Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and together with SC and SCA, the ?Partnerships?), in |
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| February 25, 2022 |
Exhibit 10.103 MANAGEMENT SHAREHOLDER VALUE CREATION PLAN PERFORMANCE-BASED RESTRICTED SHARE AWARD AGREEMENT This CLASS A PERFORMANCE-BASED RESTRICTED SHARE AWARD AGREEMENT (this ?Award Agreement?), dated as of December 17, 2021 (the ?Date of Grant?), is made by and between Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and together |
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| February 25, 2022 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of the Registrant* The following were significant subsidiaries of the Registrant as of December 31, 2021: Name Jurisdiction of Incorporation or Organization Sculptor Capital Holding Corporation Delaware Sculptor Capital LP Delaware Sculptor Capital Advisors LP Delaware Sculptor Capital Advisors II LP Delaware Sculptor Capital II LP Delaware Sculptor Credit Opportunities O |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33805 SCULPTOR CAPITAL MANAGEMEN |
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| February 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 16, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| February 16, 2022 |
SCULPTOR CAPITAL MANAGEMENT REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS NEW YORK, February 16, 2022 - Sculptor Capital Management, Inc. |
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| February 14, 2022 |
SCU / Sculptor Capital Management Inc / SAMLYN CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 4, 2022 |
SCU / Sculptor Capital Management Inc / Levin James S - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) James Levin c/o Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 (Na |
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| February 4, 2022 |
Letter from J. Morgan Rutman, dated February 4, 2022. Exhibit 17.2 J. MORGAN RUTMAN P.O. BOX 525, RYE, NH 03870 February 4, 2022 BY FIRST-CLASS MAIL AND EMAIL Ms. Marcy Engel, Chairperson of the Board Mr. Bharath Srikrishnan, Director Mr. Charmel Maynard, Director Mr. David Bonanno, Director Mr. Wayne Cohen, Director Mr. James Levin, CEO Mr. David Levine, Chief Legal Officer & Corporate Secretary Sculptor Capital Management 9 West 57th Street New Yor |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation |
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| February 3, 2022 |
Resignation Letter of J. Morgan Rutman. Exhibit 17.1 J. MORGAN RUTMAN P.O. BOX 525, RYE, NH 03870 February 2, 2022 BY FIRST-CLASS MAIL AND EMAIL Ms. Marcy Engel, Chairperson of the Board Mr. Bharath Srikrishnan, Director Mr. Charmel Maynard, Director Mr. David Bonanno, Director Mr. Wayne Cohen, Director Mr. James Levin, CEO Mr. David Levine, Chief Legal Officer & Corporate Secretary Sculptor Capital Management 9 West 57th Street New Yor |
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| February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| February 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 2, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| January 4, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 4, 2022 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) ( |
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| December 27, 2021 |
SCU / Sculptor Capital Management Inc / Levin James S - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) James Levin c/o Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 (Name, address and te |
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| December 22, 2021 |
Exhibit 10.1 MANAGEMENT SHAREHOLDER VALUE CREATION PLAN FORM OF PERFORMANCE-BASED RESTRICTED SHARE AWARD AGREEMENT This CLASS A PERFORMANCE-BASED RESTRICTED SHARE AWARD AGREEMENT (this ?Award Agreement?), dated as of [?] (the ?Date of Grant?), is made by and between Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and together with SC |
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| December 22, 2021 |
Exhibit 10.2 FORM OF SERVICE-BASED RESTRICTED SHARE AWARD AGREEMENT This CLASS A SERVICE-BASED RESTRICTED SHARE AWARD AGREEMENT (this ?Award Agreement?), dated as of [?], is made by and between Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and together with SC and SCA, the ?Operating Partnerships?), and [?] (the ?Participant?). Cap |
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| December 22, 2021 |
Exhibit 10.4 Form of Class P-4 Common Units Class P-4 Common Unit Award Agreement To: [?] Dear [?]: We are pleased to confirm that you have been awarded a conditional grant of Class P-4 Common Units (the ?Class P-4 Units?) in each of Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and together with SC and SCA, the ?Partnerships?), in |
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| December 22, 2021 |
Exhibit 10.3 FORM OF CASH-SETTLED RSU AWARD AGREEMENT This CLASS A CASH-SETTLED RESTRICTED SHARE UNIT AWARD AGREEMENT (this ?Award Agreement?), dated as of [?], is made by and between Sculptor Capital, LP (?SC?), Sculptor Capital Advisors LP (?SCA?), and Sculptor Capital Advisors II LP (?SCAII,? and, together with SC and SCA, the ?Operating Partnerships?), and [?] (the ?Participant?). Capitalized |
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| December 22, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 21, 2021 (December 17, 2021) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdicti |
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| December 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2021 (November 6, 2021) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdictio |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL |
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| November 3, 2021 |
SCULPTOR CAPITAL MANAGEMENT REPORTS THIRD QUARTER 2021 RESULTS NEW YORK, November 3, 2021 - Sculptor Capital Management, Inc. |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| October 27, 2021 |
SCU / Sculptor Capital Management Inc / Dubai Holding LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares (Title of Class of Securities) 811246107 (CUSIP Number) Nasser Abdulkarim Mohammad S. Alawadhi Dubai Holding LLC Dubai Holding Corporate Office Umm Suqeim Road P.O. Box 66000 Dubai, United |
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| October 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 4, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) ( |
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| September 30, 2021 |
SCU / Sculptor Capital Management Inc / Shafir Robert Scott - AMENDMENT NO. 3 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) Robert Scott Shafir 150 Charles Street New York, NY 10014 (201) 390-9415 (Name, address and telephon |
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| September 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| August 24, 2021 |
SCU / Sculptor Capital Management Inc / Shafir Robert Scott - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107 (CUSIP Number) Robert Scott Shafir 150 Charles Street New York, NY 10014 (201) 390-9415 (Name, address and telephon |
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| August 5, 2021 |
Exhibit 10.1 June 21, 2021 DELAWARE LIFE INSURANCE COMPANY 1601 Trapelo Road, Suite 30 Waltham, Massachusetts 02451 Ladies and Gentlemen: Reference is made to the Credit and Guaranty Agreement, dated as of September 25, 2020, among Sculptor Capital LP, as Borrower, Sculptor Capital Advisors LP, as Guarantor, Sculptor Capital Advisors II LP, as Guarantor, certain other guarantors party thereto, the |
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| August 5, 2021 |
Exhibit 10.2 THE 2021 SCULPTOR DEFERRED CASH INTEREST PLAN FOR EMPLOYEES AND DIRECTORS The Partnerships have established the 2021 Sculptor Deferred Cash Interest Plan for Employees and Directors, as may be amended from time to time (the ?Plan?), for the purpose of compensating and incentivizing certain key personnel for their service to the Sculptor Group and further aligning their interests with |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MANA |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| August 4, 2021 |
SCULPTOR CAPITAL MANAGEMENT REPORTS SECOND QUARTER 2021 RESULTS NEW YORK, August 4, 2021 - Sculptor Capital Management, Inc. |
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| August 3, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 3, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| July 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Com |
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| June 25, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 25, 2021 (June 24, 2021) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of In |
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| June 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Com |
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| May 6, 2021 |
Exhibit 10.4 Partner Agreement Between Sculptor Capital Advisors LP and Robert Shafir This Partner Agreement dated as of March 26, 2021 (this "Agreement") reflects the agreement of Sculptor Capital Advisors LP ("Sculptor") and Robert Shafir (the "Limited Partner") with respect to the Withdrawal by the Limited Partner from Sculptor and its Affiliates and certain other arrangements relating to Sculp |
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| May 6, 2021 |
Exhibit 10.2 AMENDMENT TO PARTNER AGREEMENT BETWEEN EACH OF SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP AND SCULPTOR CAPITAL ADVISORS II LP, AND ROBERT SHAFIR This Amendment (?this Amendment?) is entered into as of January 29, 2021 (the ?Effective Date?), by and among Robert Shafir (the ?Limited Partner?), and each of Sculptor Capital LP (f/k/a OZ Management LP), Sculptor Capital Advisors LP |
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| May 6, 2021 |
Exhibit 10.5 Partner Agreement Between Sculptor Capital Advisors II LP and Robert Shafir This Partner Agreement dated as of March 26, 2021 (this "Agreement") reflects the agreement of Sculptor Capital Advisors II LP ("Sculptor") and Robert Shafir (the "Limited Partner") with respect to the Withdrawal by the Limited Partner from Sculptor and its Affiliates and certain other arrangements relating to |
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| May 6, 2021 |
Exhibit 10.3 Partner Agreement Between Sculptor Capital LP and Robert Shafir This Partner Agreement dated as of March 26, 2021 (this "Agreement") reflects the agreement of Sculptor Capital LP ("Sculptor") and Robert Shafir (the "Limited Partner") with respect to the Withdrawal by the Limited Partner from Sculptor and its Affiliates and certain other arrangements relating to Sculptor, Sculptor Capi |
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| May 6, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO PARTNER AGREEMENT BETWEEN EACH OF SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP AND SCULPTOR CAPITAL ADVISORS II LP, AND JAMES LEVIN This Amendment (?this Amendment?) is entered into as of January 29, 2021 (the ?Effective Date?), by and among James Levin (the ?Limited Partner?), and each of Sculptor Capital LP (f/k/a OZ Management LP), Sculptor Capital Advisors |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MAN |
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| May 5, 2021 |
Sculptor Capital Management: 1Q 2021 Earnings Presentation May 5, 2021 | Sculptor Capital Management Reports First Quarter of 2021 Results NEW YORK, May 5, 2021 - Sculptor Capital Management, Inc. |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 4, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as |
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| April 7, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107(CUSIP Number) Robert Scott Shafir 150 Charles Street New York, NY 10014 (201) 390-9415 (Name, address and |
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| April 5, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 5, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Co |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2021 (March 26, 2021) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of I |
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| March 9, 2021 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Sculptor Capital Management, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 811246107(CUSIP Number) Robert Scott Shafir c/o Sculptor Capital Management 9 West 57th Street New York, NY 10019 (212) 790-0000 (Name, |
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| March 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Co |
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| February 23, 2021 |
Exhibit 10.86 Partner Agreement Between Sculptor Capital Advisors II LP and Dava Ritchea This Partner Agreement (as amended, modified, supplemented or restated from time to time, this ?Agreement?) dated on or aboutFebruary 1, 2021 (the ?Admission Date?) reflects the agreement of Sculptor Capital Advisors II LP (the ?Partnership?) and Dava Ritchea(the ?Limited Partner?) with respect to certain matt |
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| February 23, 2021 |
Partner Agreement Between Sculptor Capital LP and Thomas Sipp dated as of November 8, 2020 Exhibit 10.81 Partner Agreement Between Sculptor Capital LP and Thomas Sipp This Partner Agreement dated as of November 8, 2020 (this ?Agreement?) reflects the agreement of Sculptor Capital LP (?Sculptor?) and Thomas Sipp (the ?Limited Partner?) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certain other arrangements re |
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| February 23, 2021 |
Exhibit 10.83 Partner Agreement Between Sculptor Capital Advisors II LP and Thomas Sipp This Partner Agreement dated as of November 8, 2020 (this ?Agreement?) reflects the agreement of Sculptor Capital Advisors II LP (?Sculptor?) and Thomas Sipp (the ?Limited Partner?) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certa |
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| February 23, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of the Registrant* The following were significant subsidiaries of the Registrant as of December 31, 2020: Name Jurisdiction of Incorporation or Organization Sculptor Capital Holding Corporation Delaware Sculptor Capital LP Delaware Sculptor Capital Advisors LP Delaware Sculptor Capital Advisors II LP Delaware Sculptor SC GP, LP Delaware OZ Africa Management GP, LLC Delawa |
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| February 23, 2021 |
Partner Agreement Between Sculptor Capital LP and Dava Ritchea, effective January 11, 2021 Exhibit 10.84 Partner Agreement Between Sculptor Capital LP and Dava Ritchea This Partner Agreement (as amended, modified, supplemented or restated from time to time, this ?Agreement?) dated on or about February 1, 2021 (the ?Admission Date?) reflects the agreement of Sculptor Capital LP (the ?Partnership?) and Dava Ritchea (the ?Limited Partner?) with respect to certain matters concerning (i) the |
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| February 23, 2021 |
Partner Agreement Between Sculptor Capital Advisors LP and Thomas Sipp dated as of November 8,2020 Exhibit 10.82 Partner Agreement Between Sculptor Capital Advisors LP and Thomas Sipp This Partner Agreement dated as of November 8, 2020 (this ?Agreement?) reflects the agreement of Sculptor Capital Advisors LP (?Sculptor?) and Thomas Sipp (the ?Limited Partner?) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certain oth |
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| February 23, 2021 |
Partner Agreement Between Sculptor Capital Advisors LP and Dava Ritchea, effective January 11, 2021 Exhibit 10.85 Partner Agreement Between Sculptor Capital Advisors LP and Dava Ritchea This Partner Agreement (as amended, modified, supplemented or restated from time to time, this ?Agreement?) dated on or about February 1, 2021 (the ?Admission Date?) reflects the agreement of Sculptor Capital Advisors LP (the ?Partnership?) and Dava Ritchea (the ?Limited Partner?) with respect to certain matters |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33805 SCULPTOR CAPITAL MANAGEMEN |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 11, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| February 11, 2021 |
exhibit991-scuearnginsre Sculptor Capital Management Reports Fourth Quarter and Full Year 2020 Results Dividend of $2. |
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| February 2, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 2, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| January 5, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2021 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) ( |
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| December 29, 2020 |
December 29, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-4546 Attn: Lory Empie and Robert Klein Re: Sculptor Capital Management, Inc. Form 10-K/A for the Fiscal Year Ended December 31, 2019 Filed February 25, 2020 File No. 001-33805 Ladies and Gentlemen: On behalf of Sculptor Capital Management, Inc (the ?Registra |
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| December 2, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 2, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 20, 2020 |
SCULPTOR CAPITAL APPOINTS DAVA RITCHEA AS CHIEF FINANCIAL OFFICER Exhibit 99.1 SCULPTOR CAPITAL APPOINTS DAVA RITCHEA AS CHIEF FINANCIAL OFFICER NEW YORK, November 20, 2020 – Sculptor Capital Management, Inc. (NYSE: SCU) (“Sculptor” or the “Company”) has appointed Dava Ritchea as an Executive Managing Director and its Chief Financial Officer. Ms. Ritchea will join the Company in January 2021 when the Company’s current Chief Financial Officer, Thomas Sipp, retire |
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| November 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 20, 2020 (November 19, 2020) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdicti |
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| November 20, 2020 |
SCU / SCANA Corp. / ABRAMS CAPITAL MANAGEMENT, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Sculptor Capital Management, Inc. (Name of Issuer) Class A Shares, no par value (Title of Class of Securities) 811246107 (CUSIP Number) November 18, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| November 13, 2020 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| November 13, 2020 |
EX-10.1 Exhibit 10.1 BOARD REPRESENTATION AGREEMENT THIS Board Representation AGREEMENT is dated as of November 13, 2020 (this “Agreement”), by and among Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), and Delaware Life Insurance Company (“Delaware Life”). WHEREAS, Sculptor Capital LP, a Delaware limited partnership, (the “Borrower”), Sculptor Capital Advisors LP, a Dela |
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| November 13, 2020 |
EX-4.2 Exhibit 4.2 SCULPTOR CAPITAL MANAGEMENT, INC. WARRANT TO PURCHASE CLASS A COMMON STOCK OR RECEIVE CASH EQUIVALENT AMOUNTS Warrant No.: A-2 Number of Shares of Class A Common Stock: 3,174,530 Date of Issuance: November 13, 2020 (“Issuance Date”) Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt a |
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| November 13, 2020 |
SCULPTOR CAPITAL CLOSES REFINANCING CREDIT FACILITY WITH DELAWARE LIFE INSURANCE COMPANY EX-99.1 5 d798665dex991.htm EX-99.1 Exhibit 99.1 SCULPTOR CAPITAL CLOSES REFINANCING CREDIT FACILITY WITH DELAWARE LIFE INSURANCE COMPANY NEW YORK, November 13, 2020 - Sculptor Capital Management, Inc. (NYSE: SCU) (the “Company” or “Sculptor Capital”) announced today the closing of a credit agreement comprised of a $320 million senior secured term loan facility and a $25 million senior secured rev |
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| November 13, 2020 |
EX-4.1 Exhibit 4.1 SCULPTOR CAPITAL MANAGEMENT, INC. WARRANT TO PURCHASE CLASS A COMMON STOCK Warrant No.: A-1 Number of Shares of Class A Common Stock: 1,163,485 Date of Issuance: November 13, 2020 (“Issuance Date”) Sculptor Capital Management, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby |
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| November 9, 2020 |
exhibit991-scuearnginsre Sculptor Capital Management Reports Third Quarter 2020 Results NEW YORK, November 9, 2020 - Sculptor Capital Management, Inc. |
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| November 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 9, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL |
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| November 9, 2020 |
Exhibit 10.3 AES:DCP/JPM/JPL/GMM F. #2012R01893 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK - X UNITED STATES OF AMERICA - against - SECOND AMENDMENT TO THE DEFERRED PROSECUTION AGREEMENT OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, Cr. No. 16-516 (NGG) also known as ?Sculptor Capital Management,? Defendant. - X The Defendant Och-Ziff Capital Management Group LLC, also known as Sculptor Ca |
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| November 3, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| October 2, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 2, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) ( |
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| September 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 30, 2020 (September 25, 2020) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdic |
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| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. |
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| September 25, 2020 |
EX-99.1 Exhibit 99.1 SCULPTOR CAPITAL ANNOUNCES SIGNING OF $320 MILLION SENIOR SECURED CREDIT FACILITY AND $25 MILLION REVOLVING CREDIT FACILITY NEW YORK, September 25, 2020 - Sculptor Capital Management, Inc. (NYSE: SCU) (the “Company,” or “Sculptor Capital”) announced today the signing of a credit agreement (the “Credit Agreement”) comprised of a $320 million senior secured term loan facility (t |
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| September 25, 2020 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION CREDIT AND GUARANTY AGREEMENT dated as of September 25, 2020 among SCULPTOR CAPITAL LP, as Borrower, SCULPTOR CAPITAL ADVISORS LP, as a Guarantor, SCULPTOR CAPITAL ADVISORS II LP, as a Guarantor, CERTAIN OTHER GUARANTORS PARTY HERETO FROM TIME TO TIME, as Guarantors, VARIOUS LENDERS, and DELAWARE LIFE INSURANCE COMPANY, as Administrative Agent $320,000,000 Se |
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| September 23, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 23, 2020 (September 17, 2020) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdic |
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| September 23, 2020 |
Exhibit 10.1 EFFECTIVE DATE: SEPTEMBER 17, 2020 Settlement Agreement and Full and Final Release of All Claims This Settlement Agreement and Full And Final Release of All Claims (the “Agreement”) is entered into between (1) certain clients of Wilson Sonsini Goodrich & Rosati (“WSGR”), who, along with their respective shareholdings of Africo Resources Limited, are listed in Exhibit A hereto and are |
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| September 2, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 2, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) |
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| August 6, 2020 |
exhibit991-scuearnginsre Sculptor Capital Management Reports Second Quarter 2020 Results NEW YORK, August 6, 2020 - Sculptor Capital Management, Inc. |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MANA |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 6, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| August 4, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (C |
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| July 24, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Co |
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| July 2, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 2, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Com |
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| June 25, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 25, 2020 (June 24, 2020) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of In |
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| June 10, 2020 |
EX-10.1 Exhibit 10.1 Execution Version AMENDMENT TO PARTNER AGREEMENT BETWEEN EACH OF SCULPTOR CAPITAL LP, SCULPTOR CAPITAL ADVISORS LP AND SCULPTOR CAPITAL ADVISORS II LP, AND JAMES LEVIN This Amendment (“this Amendment”) is entered into as of June 9, 2020 (the “Effective Date”), by and among James Levin (the “Limited Partner”), and each of Sculptor Capital LP (f/k/a OZ Management LP), Sculptor C |
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| June 10, 2020 |
EX-99.1 Exhibit 99.1 JIMMY LEVIN TO BECOME CHIEF EXECUTIVE OFFICER OF SCULPTOR CAPITAL Will Succeed Robert Shafir in April 2021 NEW YORK, June 10, 2020 - Sculptor Capital Management, Inc. (NYSE: SCU) (the “Company” or “Sculptor Capital”) announced today that Jimmy Levin will succeed Robert Shafir as Chief Executive Officer, effective April 1, 2021. Mr. Levin is also expected to be elected to Sculp |
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| June 10, 2020 |
CORRESP SCULPTOR CAPITAL MANAGEMENT, INC. 9 West 57th Street New York, New York 10019 June 10, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Sculptor Capital Management, Inc. Registration Statement on Form S-3 (File No. 333-238477) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 under the Sec |
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| June 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2020 (June 9, 2020) SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Inc |
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| June 10, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 2, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 2, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Com |
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| May 18, 2020 |
EX-4.7 Exhibit 4.7 SCULPTOR CAPITAL MANAGEMENT, INC. And [ ] as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 Definitions 1 1.2 Other Definitions 5 1.3 Incorporation by Reference of Trust Indenture Act 5 1.4 Rules of Construction Unless the context otherwise requires: 6 ARTICLE 2 THE SECURITIES 6 2.1 Issuable in Series 6 2.2 Establishm |
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| May 18, 2020 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on May 18, 2020. |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33805 SCULPTOR CAPITAL MAN |
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| May 7, 2020 |
Amended and Restated Partner Agreement Between OZ Advisors II LP and David Levine This Amended and Restated Partner Agreement dated as of June 2, 2017 (as amended, modified, supplemented or restated from time to time, this “Agreement”) reflects the agreement of OZ Advisors II LP (the “Partnership”) and David Levine (the “Limited Partner”) with respect to certain matters concerning (i) the admissio |
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| May 7, 2020 |
Amended and Restated Partner Agreement Between OZ Advisors LP and David Levine This Amended and Restated Partner Agreement dated as of June 2, 2017 (as amended, modified, supplemented or restated from time to time, this “Agreement”) reflects the agreement of OZ Advisors LP (the “Partnership”) and David Levine (the “Limited Partner”) with respect to certain matters concerning (i) the admission of t |
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| May 7, 2020 |
Amended and Restated Partner Agreement Between OZ Management LP and David Levine This Amended and Restated Partner Agreement dated as of June 2, 2017 (as amended, modified, supplemented or restated from time to time, this “Agreement”) reflects the agreement of OZ Management LP (the “Partnership”) and David Levine (the “Limited Partner”) with respect to certain matters concerning (i) the admission |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| May 6, 2020 |
exhibit991-scuearnginsre Sculptor Capital Management Reports First Quarter of 2020 Results NEW YORK, May 6, 2020 - Sculptor Capital Management, Inc. |
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| May 4, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 4, 2020 SCULPTOR CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33805 26-0354783 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
