Statistiche di base
| LEI | 5PRBRS5FEH7NREC8OR45 |
| CIK | 1137774 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Prudential Financial, Inc. - Corporate Bond/Note
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| September 3, 2025 |
Calculation of Filing Fee Tables S-3 PRUDENTIAL FINANCIAL INC Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Senior Unsecured Notes 457(r) 7,861,000 $ 7,861,000. |
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| September 3, 2025 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| September 2, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 26, 2025 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| August 26, 2025 |
Calculation of Filing Fee Tables S-3 PRUDENTIAL FINANCIAL INC Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Senior Unsecured Notes 457(r) 14,952,000 $ 1. |
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| August 25, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 20, 2025 |
Calculation of Filing Fee Tables S-3 PRUDENTIAL FINANCIAL INC Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Senior Unsecured Notes 457(r) 4,673,000 $ 1. |
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| August 20, 2025 |
Prudential Financial InterNotes®, Due Six Months or More from Date of Issue 424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| August 18, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 13, 2025 |
Calculation of Filing Fee Tables S-3 PRUDENTIAL FINANCIAL INC Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Senior Unsecured Notes 457(r) 18,772,000 $ 1. |
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| August 13, 2025 |
424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| August 11, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 4, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 Prud |
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| July 30, 2025 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Second Quarter 2025 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| July 30, 2025 |
Prudential Financial, Inc. Announces Second Quarter 2025 Results Exhibit 99.1 July 30, 2025 Prudential Financial, Inc. Announces Second Quarter 2025 Results •Net income attributable to Prudential Financial, Inc. of $533 million or $1.48 per Common share versus net income of $1.198 billion or $3.28 per share for the year-ago quarter. The current quarter included a net after-tax charge from our annual assumption update and other refinements of $134 million or $0. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
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| June 30, 2025 |
Prudential Financial elects Tom Stoddard to Board of Directors Exhibit 99.1 Prudential Financial elects Tom Stoddard to Board of Directors NEWARK, N.J., June 30, 2025 – (BUSINESS WIRE) – Prudential Financial, Inc. (NYSE: PRU) announced today that Tom Stoddard has been elected to the Board of Directors as an independent director, effective June 30, 2025. He will serve on the Board’s Audit and Investment Committees. Stoddard brings to Prudential 35 years of exp |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-16707 Full title of the plan and the address |
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| June 24, 2025 |
Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| June 24, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| June 18, 2025 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| June 18, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| June 16, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| June 10, 2025 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| June 10, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| June 9, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| June 4, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| June 4, 2025 |
424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| June 2, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| May 28, 2025 |
424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| May 28, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| May 27, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| May 20, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| May 20, 2025 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| May 19, 2025 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Commissi |
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| May 13, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| May 13, 2025 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| May 12, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| May 5, 2025 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 Pru |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employer |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| April 30, 2025 |
Prudential Financial, Inc. Announces First Quarter 2025 Results Exhibit 99.1 April 30, 2025 Prudential Financial, Inc. Announces First Quarter 2025 Results •Net income attributable to Prudential Financial, Inc. of $707 million or $1.96 per Common share versus net income of $1.138 billion or $3.12 per share for the year-ago quarter. •After-tax adjusted operating income of $1.188 billion or $3.29 per Common share versus $1.115 billion or $3.05 per share for the |
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| April 30, 2025 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement First Quarter 2025 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| April 14, 2025 |
Exhibit 99.1 HERMAN JONES LLP SERINA M. VASH 153 Central Avenue #131 Westfield, NJ 07090 [email protected] Telephone: (404) 504-6516 Facsimile: (404) 504-6501 Liaison Counsel for Plaintiffs UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY IN RE PRUDENTIAL FINANCIAL, INC. DERIVATIVE LITIGATION Civil Action No. 2:20-cv-12772- SRC-CLW (Consolidated with Civil Action No. 2:20-cv-16231-SRC-CLW) |
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| April 14, 2025 |
Case 2:20-cv-12772-SRC-CLW Document 135-3 Filed 03/21/25 Page 2 of 72 Page ID: 2324 Exhibit 99.2 Case 2:20-cv-12772-SRC-CLW Document 135-3 Filed 03/21/25 Page 2 of 72 Page ID: 2324 HERMAN JONES LLP SERINA M. VASH 153 Central Avenue #131 Westfield, NJ 07090 [email protected] Telephone: (404) 504-6516 Facsimile: (404) 504-6501 [Additional Counsel on Signature Page] Liaison Counsel for Plaintiffs UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY IN RE PRUDENTIAL FINANCIA |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Commiss |
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| March 27, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 26, 2025 |
Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| March 26, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| March 17, 2025 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| March 12, 2025 |
Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 Pricing Supplement No. 1, dated March 11, 2025, to the Prospectus, dated March 1, 2024, and the Prospectus Supplement, dated March 1, 2024. $750,000,000 PRUDENTIAL FINANCIAL, INC. 5.200% MEDIUM-TERM NOTES, SERIES E DUE MARCH 14, 2035 UNDERWRITER AND PRINCIPAL AMOUNT: J.P. Morgan Securities LLC $ 127,500,000 BNP Paribas Securities Corp. $ |
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| March 12, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Prudential Financial, Inc. |
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| March 11, 2025 |
Subject to Completion Preliminary Pricing Supplement Dated March 11, 2025 Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 THE INFORMATION IN THIS PRELIMINARY PRICING SUPPLEMENT IS NOT COMPLETE AND MAY BE CHANGED. THIS PRELIMINARY PRICING SUPPLEMENT AND THE ACCOMPANYING PROSPECTUS AND PROSPECTUS SUPPLEMENT ARE NOT AN OFFER TO SELL THESE SECURITIES AND WE ARE NOT SOLICITING AN OFFER TO BUY THESE SECURITIES IN ANY JURISDICTION WHERE THE OFFER OR SALE IS NOT PE |
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| March 11, 2025 |
Filed pursuant to Rule 433 Registration No. 333-277590 Prudential Financial, Inc. $750,000,000 5.200% Medium-Term Notes, Series E Due March 14, 2035 Final Term Sheet, March 11, 2025 Issuer: Prudential Financial, Inc. Ratings*: A3 (Moody’s) / A (S&P) / A- (Fitch) Security: Medium-Term Notes, Series E Trade Date: March 11, 2025 Settlement Date**: March 14, 2025 (T+3 days) Maturity Date: March 14, 20 |
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| March 11, 2025 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| March 11, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| March 4, 2025 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| March 4, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| March 3, 2025 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| February 25, 2025 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| February 25, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| February 24, 2025 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| February 18, 2025 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-16707 Prudenti |
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| February 13, 2025 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that the person whose signature appears below constitutes and appoints Charles F. Lowrey, Robert M. Falzon, Yanela C. Frias, Robert D. Axel and Margaret M. Foran, and each of them severally, his or her true and lawful attorney-in-fact with power of substitution and resubstitution to sign in his or her name, place and stead, in any a |
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| February 13, 2025 |
Prudential Global Insider Trading Policy. Exhibit 19 Global Insider Trading Policy Table of Contents 1.Policy Statement.........................................................................................................................................................….3 2.Persons Subject to the Policy....................................................................................................................................... |
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| February 13, 2025 |
Exhibit 10.2 IMPORTANT NOTICE This document is intended to help you understand the main features of the 2025 Long-Term Incentive Program (the Program) under the Prudential Financial, Inc. 2021 Omnibus Incentive Plan (the Plan). Unless otherwise indicated, you should refer to this document only for grants made in 2025, because terms may change from year to year. The Parts of this document (other th |
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| February 13, 2025 |
Annual Incentive Payment Criteria for Executive Officers effective for awards in 202 Exhibit 10.1 Annual Incentive Payment Criteria for Executive Officers (Effective for Awards in 2025 in Respect of 2024) Annual incentive awards for executive officers, including the CEO, are based on an assessment of Company performance relative to key financial and operational objectives. Each senior executive has an annual incentive target. A performance factor is applied to each of their target |
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| February 13, 2025 |
Exhibit 10.5 SECOND AMENDMENT TO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA DEFERRED COMPENSATION PLAN (As amended and restated effective as of December 1, 2015) (Amending to add the PESP Principal Protection Fund and remove the PESP Fixed Rate Fund from the notional investment options available under the Plan) Purpose and Background: A.The Prudential Insurance Company of America Deferred Compens |
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| February 13, 2025 |
Exhibit 10.4 FIRST AMENDMENT TO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA DEFERRED COMPENSATION PLAN (As amended and restated effective as of December 1, 2015) (Amending to modify small balance distribution provisions, clarify that elections under special transition rules under IRC Section 409 may no longer be made, and provide the Committee with the discretion to determine how account balances |
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| February 13, 2025 |
Subsidiaries of Prudential Financial, Inc. Exhibit 21.1 Subsidiary Jurisdiction 210-220 E. 22nd Street SSGA Owner, LLC Delaware Adlerwerke CB Investment LLC Delaware Administradora Americana de Inversiones S.A. Chile Administradora de Fondos de Pensiones Habitat, S.A. Chile Administradora de Inversiones Previsionales SpA Chile Alexander Forbes Group Holdings Limited South Africa Amber Five (GP) Limited Guernsey Amber VII GP Limited Guernse |
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| February 13, 2025 |
Exhibit 10.44 NINTH AMENDMENT TO THE PRUDENTIAL SUPPLEMENTAL EMPLOYEE SAVINGS PLAN (Effective as of January 1, 2006) (Amending to provide for the distribution of small account balances as permitted under IRC 409A) Purpose and Background: A.Pursuant to Section 7.1(b) of the Prudential Supplemental Employee Savings Plan (the “Plan”), the Executive Vice President and Chief Human Resources Officer (or |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| February 13, 2025 |
Exhibit 10.6 THIRD AMENDMENT TO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA DEFERRED COMPENSATION PLAN (As amended and restated effective as of December 1, 2015) (Amending to allow previously eligible Employees to continue participation in the Plan following transition to the Prudential Compensation Plan) Purpose and Background: A.The Prudential Insurance Company of America Deferred Compensation P |
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| February 13, 2025 |
Exhibit 10.45 TENTH AMENDMENT TO THE PRUDENTIAL SUPPLEMENTAL EMPLOYEE SAVINGS PLAN (Effective as of January 1, 2006) (Amending to update the investment fund to be used for computing the interest credits to be allocated to participants’ accounts) Purpose and Background: A.Pursuant to Section 7.1(b) of the Prudential Supplemental Employee Savings Plan (“SESP” or the “Plan”), the Executive Vice Presi |
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| February 4, 2025 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Fourth Quarter 2024 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| February 4, 2025 |
Prudential Financial, Inc. Announces 2024 Results Exhibit 99.1 February 4, 2025 Prudential Financial, Inc. Announces 2024 Results •2024 net income attributable to Prudential Financial, Inc. of $2.727 billion or $7.50 per Common share versus $2.488 billion or $6.74 per share for 2023. •2024 after-tax adjusted operating income of $4.588 billion or $12.62 per Common share versus $4.380 billion or $11.88 per share for 2023. •Fourth quarter 2024 net l |
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| January 22, 2025 |
Prudential Financial to Reinsure $7B Japanese Whole Life Block with Prismic Life Exhibit 99.1 Prudential Financial to Reinsure $7B Japanese Whole Life Block with Prismic Life Second transaction expands Prismic’s AUM to estimated $17 billion NEWARK, N.J., Jan. 22, 2025 – (BUSINESS WIRE) – Prudential Financial, Inc. (NYSE: PRU) announced today an agreement to reinsure a portion of its recently originated Japanese whole life policies with a subsidiary of Prismic Life (Prismic), a |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Comm |
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| January 15, 2025 |
Table of Contents Exhibit 99.1 Prudential Financial, Inc. (PRU) Adjusted as of January 15, 2025 Quarterly Financial Supplement Third Quarter 2024 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prude |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| December 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| December 26, 2024 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| December 17, 2024 |
Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| December 17, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| December 16, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| December 11, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| December 11, 2024 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| December 9, 2024 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| December 5, 2024 |
CABA / Cabaletta Bio, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 caba2.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: CABALETTA BIO INC Title of Class of Securities: Common Stock CUSIP Number: 12674W109 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) |
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| December 3, 2024 |
Prudential Financial Board of Directors Elects Andrew Sullivan as Next CEO Exhibit 99.1 Prudential Financial Board of Directors Elects Andrew Sullivan as Next CEO • Andrew Sullivan appointed CEO effective March 31, 2025 • Caroline Feeney named Global Head of Insurance and Retirement, effective March 31, 2025 • Charles F. Lowrey to continue in role of Executive Chairman for 18 months • Robert Falzon, Vice Chair, to retire after 42 years with the firm, effective July 11, 2 |
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| December 3, 2024 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| December 3, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Comm |
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| December 2, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| November 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| November 26, 2024 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| November 25, 2024 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| November 19, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| November 19, 2024 |
Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| November 18, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| November 14, 2024 |
INN / Summit Hotel Properties, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fnlsummit.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: SUMMIT HOTEL PROPERTIES INC Title of Class of Securities: Common Stock CUSIP Number: 866082100 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A |
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| November 14, 2024 |
EPAC / Enerpac Tool Group Corp. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 finalenerpac.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: ENERPAC TOOL GROUP CORP Title of Class of Securities: Common Stock CUSIP Number: 292765104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF |
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| November 14, 2024 |
AGRO / Adecoagro S.A. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fnladecoag.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: ADECOAGRO SA Title of Class of Securities: Common Stock CUSIP Number: L00849106 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) SEC |
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| November 14, 2024 |
VRE / Veris Residential, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 fnlfnlveris.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: VERIS RESIDENTIAL INC Title of Class of Securities: Common Stock CUSIP Number: 554489104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A G |
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| November 14, 2024 |
ERO / Ero Copper Corp. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fnlero.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: ERO COPPER CORP Title of Class of Securities: Common Stock CUSIP Number: 296006109 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) SEC |
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| November 14, 2024 |
MRNS / Marinus Pharmaceuticals, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 finalmarinus.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: MARINUS PHARMACEUTICALS INC Title of Class of Securities: Common Stock CUSIP Number: 56854Q200 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER |
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| November 14, 2024 |
TARS / Tarsus Pharmaceuticals, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fintarsus.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: TARSUS PHARMACEUTICALS INC Title of Class of Securities: Common Stock CUSIP Number: 87650L103 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A ( |
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| November 14, 2024 |
HFWA / Heritage Financial Corporation / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2024 |
BRKL / Brookline Bancorp, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2024 |
LADR / Ladder Capital Corp / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fnlladd.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: LADDER CAPITAL CORP Title of Class of Securities: Common Stock CUSIP Number: 505743104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) |
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| November 14, 2024 |
13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2024 |
MDB / MongoDB, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 finalmongodb.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: MONGODB INC Title of Class of Securities: Common Stock CUSIP Number: 60937P106 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) |
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| November 14, 2024 |
SVRA / Savara Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 finsavara.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: SAVARA INC Title of Class of Securities: Common Stock CUSIP Number: 805111101 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A |
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| November 13, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| November 13, 2024 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| November 12, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| November 4, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 |
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| October 30, 2024 |
Exhibit 99.1 October 30, 2024 Prudential Financial, Inc. Announces Third Quarter 2024 Results •Net income attributable to Prudential Financial, Inc. of $448 million or $1.24 per Common share versus net loss of $802 million or $2.23 per share for the year-ago quarter. •After-tax adjusted operating income of $1.260 billion or $3.48 per Common share versus $1.332 billion or $3.62 per share for the ye |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| October 30, 2024 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Third Quarter 2024 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| October 7, 2024 |
13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 7, 2024 |
SC 13G/A 1 emo.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 2 Name of Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. Title of Class of Securities: Preferred Stock CUSIP Number: 18469P6@4; 18469PE#3; 18469PF*6; 18469PG@3 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSO |
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| September 24, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| September 24, 2024 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| September 17, 2024 |
424B2 Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| September 17, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
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| September 16, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
|
| September 11, 2024 |
424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
|
| September 11, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) Prudential Financial, Inc. |
|
| September 9, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
|
| September 4, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Prudential Financial, Inc. |
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| September 4, 2024 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| September 3, 2024 |
This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 27, 2024 |
Prudential Financial InterNotes® , Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| August 27, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Prudential Financial, Inc. |
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| August 26, 2024 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
|
| August 21, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Prudential Financial, Inc. |
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| August 21, 2024 |
424B2 Prudential Financial InterNotes®, Due Six Months or More from Date of Issue Filed under Rule 424(b)(2), Registration Statement No. |
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| August 19, 2024 |
424B2 1 d889718d424b2.htm 424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. We may not sell the notes until we deliver a final pricing supplement. This pricing supplement and the accompanying prospectus supplement and prospectus are not an offer to sell these notes in any jurisdiction whe |
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| August 12, 2024 |
424B2 This pricing supplement, which is not complete, relates to an automatically effective Registration Statement under the Securities Act of 1933, as amended. |
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| August 5, 2024 |
Exhibit 1.1 SELLING AGENT AGREEMENT by and among Prudential Financial, Inc. and the Agents named herein August 5, 2024 August 5, 2024 To InspereX LLC (“InspereX”) and the Agents listed on Schedule I hereto Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the “Company”), proposes to issue and sell up to $3,000,000,000 aggregate principal amount at any one time outstanding |
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| August 5, 2024 |
Specimen of Medium-Term Note - Master Note representing the Company’s InterNotes®. Exhibit 4.1 The Depository Trust Company A subsidiary of The Depository Trust & Clearing Corporation MEDIUM-TERM NOTE - MASTER NOTE August 5, 2024 (Date of Issuance) Prudential Financial, Inc. (“Issuer”), a corporation organized and existing under the laws of the State of New Jersey, for value received, hereby promises to pay to Cede & Co. or its registered assigns (i) on each principal payment da |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Commis |
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| August 5, 2024 |
Prudential Financial Prudential Financial, Inc. Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 PROSPECTUS SUPPLEMENT (To Prospectus dated March 1, 2024) Prudential Financial InterNotes® Prudential Financial, Inc. We may offer to sell, from time to time, our Prudential Financial InterNotes®, which we refer to as the “notes”. The specific terms of the notes will be set prior to the time of sale and described in a p |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 Prud |
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| August 1, 2024 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Second Quarter 2024 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| August 1, 2024 |
Prudential Financial, Inc. Announces Second Quarter 2024 Results Exhibit 99.1 August 1, 2024 Prudential Financial, Inc. Announces Second Quarter 2024 Results •Net income attributable to Prudential Financial, Inc. of $1.198 billion or $3.28 per Common share versus net income of $511 million or $1.38 per share for the year-ago quarter. The current quarter included a net after-tax benefit from our annual assumption update and other refinements of $679 million or $ |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S Employe |
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| July 16, 2024 |
Exhibit 10.1 EXECUTION COPY $4,000,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 15, 2024 among Prudential Financial, Inc. and Prudential Funding, LLC, as Borrowers The Prudential Insurance Company of America, The Banks Listed Herein and JPMorgan Chase Bank, N.A., as Administrative Agent and Several L/C Agent JPMorgan Chase Bank, N.A., Citibank, N.A. and HSBC Securities (US |
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| July 1, 2024 |
Prudential Financial elects Carmine Di Sibio to Board of Directors Exhibit 99.1 Prudential Financial elects Carmine Di Sibio to Board of Directors NEWARK, N.J., July 1, 2024 – (BUSINESS WIRE) – Prudential Financial, Inc. (NYSE: PRU) announced today that Carmine Di Sibio has been elected to the Board of Directors as an independent director, effective July 1, 2024. He will serve on the Board’s Audit Committee. Di Sibio recently retired as global chairman and chief |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-16707 Full title of the plan and the address |
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| June 21, 2024 |
Prudential Financial, Inc. 751 Broad Street Newark, New Jersey 07102 June 21, 2024 Via Edgar Mr. Geoffrey Kruczek Mr. James Lopez U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4720 100 F Street, N.E. Washington, DC 20549 Re: Prudential Financial Inc. (the “Company”) Amendment No. 1 to Form 8-K filed February 21, 2024 File No. 001-16707 Dear Messrs. Kruczek and L |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Commissi |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 Pru |
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| April 30, 2024 |
Prudential Financial, Inc. Announces First Quarter 2024 Results Exhibit 99.1 April 30, 2024 Prudential Financial, Inc. Announces First Quarter 2024 Results •Net income attributable to Prudential Financial, Inc. of $1.138 billion or $3.12 per Common share versus net income of $1.462 billion or $3.93 per share for the year-ago quarter. •After-tax adjusted operating income of $1.141 billion or $3.12 per Common share versus $1.004 billion or $2.70 per share for th |
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| April 30, 2024 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement First Quarter 2024 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| March 28, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 11, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Commis |
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| March 11, 2024 |
Exhibit 1.1 Execution Version $1,000,000,000 Prudential Financial, Inc. 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 UNDERWRITING AGREEMENT March 6, 2024 Wells Fargo Securities, LLC Barclays Capital Inc. Goldman Sachs & Co. LLC HSBC Securities (USA) Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC as Representatives of the several Underwriters listed in Schedule 1 he |
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| March 11, 2024 |
Exhibit 4.2 PRUDENTIAL FINANCIAL, INC. TO THE BANK OF NEW YORK MELLON Trustee Twentieth Supplemental Indenture Dated as of March 11, 2024 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS 2 Section 1.01. Definitions 2 ARTICLE TWO AMENDMENTS 7 Section 2.01. Amendment of Execution, Authentication, Delivery and Dating. 7 ARTICLE THREE G |
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| March 7, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 Prospectus Supplement (To Prospectus dated March 1, 2024) $1,000,000,000 Prudential Financial, Inc. 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 The 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054, or the “notes,” are our unsecured, subordinated debt instruments and will bear i |
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| March 7, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Prudential Financial, Inc. |
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| March 6, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these secu |
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| March 6, 2024 |
Filed pursuant to Rule 433 Registration No. 333-277590 PRUDENTIAL FINANCIAL, INC. Final Term Sheet Dated March 6, 2024 $1,000,000,000 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 Issuer: Prudential Financial, Inc. Securities: 6.500% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 Principal Amount: $1,000,000,000 Denominations: $2,000 and integral multiples of $1 |
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| March 1, 2024 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| March 1, 2024 |
As filed with the Securities and Exchange Commission on March 1, 2024 Table of Contents As filed with the Securities and Exchange Commission on March 1, 2024 Registration No. |
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| March 1, 2024 |
Form of fixed-rate medium term note. Exhibit 4.12 [FORM OF FIXED RATE MEDIUM-TERM NOTE] [FACE OF NOTE] PRUDENTIAL FINANCIAL, INC. MEDIUM-TERM NOTE, SERIES E DUE ONE YEAR OR MORE FROM DATE OF ISSUE (Fixed Rate) [If this Note is to be a Global Security, insert — THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS NOTE MAY NOT |
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| March 1, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Prudential Financial, Inc. |
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| March 1, 2024 |
Form of floating-rate medium term note. Exhibit 4.13 [FORM OF FLOATING RATE MEDIUM-TERM NOTE] [FACE OF NOTE] PRUDENTIAL FINANCIAL, INC. MEDIUM-TERM NOTE, SERIES E DUE ONE YEAR OR MORE FROM DATE OF ISSUE (Floating Rate) [If this Note is to be a Global Security, insert — THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS NOTE M |
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| March 1, 2024 |
Exhibit 1.5 PRUDENTIAL FINANCIAL, INC. Medium-Term Notes, Series E Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 1, 2024 To the Agents listed on Schedule I hereto Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the “Company”), confirms its agreement with the agents listed on Schedule I hereto (each, an “Agent” and collectively, the “Agents”), with |
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| March 1, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| March 1, 2024 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the individuals whose signatures appear below constitutes and appoints John M. Cafiero, Margaret M. Foran and Brian P. Spitser (for so long as each individual is an employee of Prudential Financial, Inc. or an affiliate of Prudential Financial, Inc.) and each of them, his or her true and lawful attorney-in-fact and age |
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| March 1, 2024 |
Prudential Financial, Inc. Medium-Term Notes, Series E Due One Year or More from Date of Issue Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-277590 Prospectus Supplement (To Prospectus dated March 1, 2024) Prudential Financial, Inc. Medium-Term Notes, Series E Due One Year or More from Date of Issue We may offer from time to time our medium-term notes as a class of our debt securities entitled Medium-Term Notes, Series E. The following terms may apply to the notes: |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 001-16707 Prudenti |
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| February 21, 2024 |
Subsidiaries of Prudential Financial, Inc. Exhibit 21.1 Subsidiary Jurisdiction 210-220 E. 22nd Street SSGA Owner, LLC Delaware Adlerwerke CB Investment LLC Delaware Administradora Americana de Inversiones S.A. Chile Administradora de Fondos de Pensiones Habitat, S.A. Chile Administradora de Inversiones Previsionales SpA Chile Alexander Forbes Group Holdings Limited South Africa Amber Five (GP) Limited Guernsey Amber VII GP Limited Guernse |
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| February 21, 2024 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that the person whose signature appears below constitutes and appoints Charles F. Lowrey, Robert M. Falzon, Kenneth Y. Tanji, Robert D. Axel and Margaret M. Foran, and each of them severally, his or her true and lawful attorney-in-fact with power of substitution and resubstitution to sign in his or her name, place and stead, in any |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of |
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| February 21, 2024 |
Seventh Amendment to the Prudential Supplemental Retirement Plan, effective as of October 1, 2023. Exhibit 10.32 SEVENTH AMENDMENT TO THE PRUDENTIAL SUPPLEMENTAL RETIREMENT PLAN (As amended and restated effective as of January 1, 2009) (Amending to reflect QSERP Benefits payable to eligible participants under The Prudential Merged Retirement Plan, as amended effective October 1, 2023) Purpose and Background A.The Prudential Supplemental Retirement Plan (“Supplemental Plan”) was amended and rest |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| February 15, 2024 |
Exhibit 10.2 2024 Prudential Financial, Inc. Terms and Conditions of the 2024 Long-Term Incentive Program This document constitutes part of a prospectus covering securities that have been registered under the U.S. Securities Act of 1933 IMPORTANT NOTICE This document is intended to help you understand the main features of the 2024 Long-Term Incentive Program (the Program) under the Prudential Fina |
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| February 15, 2024 |
Exhibit 10.1 Annual Incentive Payment Criteria for Executive Officers (Effective for Awards in 2024 in Respect of 2023) Annual incentive awards for executive officers, including the CEO, are based on an assessment of Company performance relative to key financial and operational objectives. Each senior executive has an annual incentive target. A performance factor is applied to each of their target |
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| February 14, 2024 |
GLDD / Great Lakes Dredge & Dock Corporation / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
CTRN / Citi Trends, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
PLYM / Plymouth Industrial REIT, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
BRDG / Bridge Investment Group Holdings Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
ARQT / Arcutis Biotherapeutics, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2024 |
INN / Summit Hotel Properties, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2024 |
MDB / MongoDB, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2024 |
EPAC / Enerpac Tool Group Corp. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 ener.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: ENERPAC TOOL GROUP CORP Title of Class of Securities: Common Stock CUSIP Number: 292765104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3 |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| February 13, 2024 |
PRU / Prudential Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Prudential Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 744320102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 13, 2024 |
MRNS / Marinus Pharmaceuticals, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2024 |
BRKL / Brookline Bancorp, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 brook.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: BROOKLINE BANCORP INC Title of Class of Securities: Common Stock CUSIP Number: 11373M107 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) |
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| February 13, 2024 |
FOUR / Shift4 Payments, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 shift.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: SHIFT4 PAYMENTS INC Title of Class of Securities: Common Stock CUSIP Number: 82452J109 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) S |
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| February 13, 2024 |
SVRA / Savara Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 sav.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: SAVARA INC Title of Class of Securities: Common Stock CUSIP Number: 805111101 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) SEC USE ONLY |
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| February 13, 2024 |
VRE / Veris Residential, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 veris.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: VERIS RESIDENTIAL INC Title of Class of Securities: Common Stock CUSIP Number: 554489104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N/A 3) |
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| February 12, 2024 |
SC 13G/A 1 mobil.htm JAN 2024 MOTHLY FILING DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 2 Name of Issuer: Mobileye Global Inc Title of Class of Securities: Common Stock CUSIP Number: 60741F104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2. |
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| February 12, 2024 |
US60741F1049 / Mobileye Global Inc / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G/A 1 Mob.htm DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 1 Name of Issuer: Mobileye Global Inc Title of Class of Securities: Common Stock CUSIP Number: 60741F104 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Comm |
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| February 6, 2024 |
Prudential Announces Chief Financial Officer Transition EX-99.1 Exhibit 99.1 Prudential Announces Chief Financial Officer Transition NEWARK, N.J., Feb. 6, 2024 – (BUSINESS WIRE) – Prudential Financial, Inc. (NYSE: PRU) announced today that Yanela Frias, president of Group Insurance, has been appointed executive vice president and CFO, effective March 15, 2024, succeeding Ken Tanji. Frias will join the executive leadership team as an executive officer a |
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| February 6, 2024 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Fourth Quarter 2023 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| February 6, 2024 |
Prudential Financial, Inc. Announces 2023 Results(1) Exhibit 99.1 February 6, 2024 Prudential Financial, Inc. Announces 2023 Results(1) •2023 net income attributable to Prudential Financial, Inc. of $2.488 billion or $6.74 per Common share versus net loss of $1.647 billion or $4.49 per share for 2022. •2023 after-tax adjusted operating income of $4.286 billion or $11.62 per Common share versus $3.914 billion or $10.31 per share for 2022. •Fourth qua |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| January 16, 2024 |
Exhibit 10.2 2022 Prudential Financial, Inc. Terms and Conditions of the 2022 Long-Term Incentive Program This document constitutes part of a prospectus covering securities that have been registered under the U.S. Securities Act of 1933 IMPORTANT NOTICE This document is intended to help you understand the main features of the 2022 Long-Term Incentive Program (the Program) under the Prudential Fina |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Comm |
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| January 16, 2024 |
Exhibit 10.3 2023 Prudential Financial, Inc. Terms and Conditions of the 2023 Long-Term Incentive Program This document constitutes part of a prospectus covering securities that have been registered under the U.S. Securities Act of 1933 IMPORTANT NOTICE This document is intended to help you understand the main features of the 2023 Long-Term Incentive Program (the Program) under the Prudential Fina |
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| January 16, 2024 |
Exhibit 10.1 2021 Prudential Financial, Inc. Terms and Conditions of the 2021 Long-Term Incentive Program This document constitutes part of a prospectus covering securities that have been registered under the U.S. Securities Act of 1933 IMPORTANT NOTICE This document is intended to help you understand the main features of the 2021 Long-Term Incentive Program (the Program) under the Prudential Fina |
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| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| December 4, 2023 |
VNTR / Venator Materials PLC / PRUDENTIAL FINANCIAL INC - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Venator Materials PLC (Name of Issuer - as specified in its charter) Ordinary Shares, $0.001 par value per share (Title of Class of Securities) G932Z100 (CUSIP Number) John Cafiero Prudential Financial, Inc. 751 Broad Street Newark, New Jersey 07102 (973) 802-6933 (Name, Address and Tel |
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| December 4, 2023 |
EX-99.3 3 ea187190ex-3venator.htm SHAREHOLDERS AGREEMENT, DATED AS OF OCTOBER 12, 2023 EXHIBIT 3 execution version Dated 12 October 2023 (1) THE PERSONS LISTED IN SCHEDULE 1 (2) THE PERSONS LISTED IN SCHEDULE 2 (3) THE PERSONS LISTED IN SCHEDULE 3 (4) THE PERSONS LISTED IN SCHEDULE 4 (5) CITADEL CREDIT MASTER FUND LLC (6) THE PERSONS LISTED IN SCHEDULE 5 (7) THE PERSONS LISTED IN SCHEDULE 6 |
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| December 4, 2023 |
EXHIBIT 2 OFFICERS AND CONTROL PERSONS OF THE REPORTING PERSONS Directors and Executive Officers of Prudential Financial, Inc. |
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| December 4, 2023 |
EX-1 2 jointfilingagt.htm JOINT FILING AGREEMENT EXHIBIT 1 Joint Filing Agreement Among Prudential Financial, Inc., PGIM, Inc. and Prudential Investment Portfolios, Inc. 15 WHEREAS, in accordance with Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934 (the "Act"), only one joint Statement and any amendments thereto need to be filed whenever one or more persons are required to file such |
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| November 9, 2023 |
ARQT / Arcutis Biotherapeutics Inc / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 arcutis.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: ARCUTIS BIOTHERAPEUTICS INC Title of Class of Securities: Common Stock CUSIP Number: 03969K108 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 |
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| November 1, 2023 |
Prudential Financial, Inc. Announces Third Quarter 2023 Results Exhibit 99.1 November 1, 2023 Prudential Financial, Inc. Announces Third Quarter 2023 Results •Net loss(1) attributable to Prudential Financial, Inc. of $802 million or $2.23 per Common share versus net loss of $92 million or $0.26 per share for the year-ago quarter. •After-tax adjusted operating income of $1.266 billion or $3.44 per Common share versus $896 million or $2.37 per share for the year |
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| November 1, 2023 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Third Quarter 2023 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emp |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Co |
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| September 14, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS of PRUDENTIAL FINANCIAL, INC. A New Jersey Corporation Effective September 12, 2023 AMENDED AND RESTATED BY-LAWS OF PRUDENTIAL FINANCIAL, INC. (hereinafter called the “Corporation”) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be in the City of Newark, County of Essex, State of New Jersey. Section 2. Other O |
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| September 7, 2023 |
EX-99.1 Exhibit 99.1 Charles Lowrey Chairman & CEO, Prudential “This unique reinsurance platform will play an important role in our vision to be a global leader in expanding access to investing, insurance and retirement security for people around the world. Chip Kaye CEO, Warburg Pincus “Warburg Pincus is thrilled to enter into this strategic partnership with Prudential in the creation of Prismic. |
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| September 7, 2023 |
Prudential Financial elects Kathleen Murphy to Board of Directors EX-99.1 Exhibit 99.1 Prudential Financial elects Kathleen Murphy to Board of Directors September 7, 2023 NEWARK, N.J. – (BUSINESS WIRE) – Prudential Financial, Inc. (NYSE: PRU) announced today that Kathleen Murphy has been elected to the Board of Directors as an independent director, effective September 11, 2023. Murphy brings to Prudential her extensive experience in the financial services and we |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Em |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction of incorporation) (Com |
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| August 3, 2023 |
Exhibit 10.1 Prudential Financial, Inc. Clawback Policy Effective June 13, 2023 I. Clawback Events Restatement Clawback If Prudential Financial, Inc. (the “Company”) is required to undertake a Restatement, then the Board will review all incentive-based compensation (whether in the form of cash or equity, including any award of stock options, restricted stock, performance shares, phantom stock, def |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number 001-16707 Prud |
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| August 1, 2023 |
Table of Contents Exhibit 99.2 Prudential Financial, Inc. (PRU) Quarterly Financial Supplement Second Quarter 2023 Reference is made to Prudential Financial, Inc.'s (PFI) filings with the Securities and Exchange Commission for general information and consolidated financial information. All financial information in this document is unaudited. i Table of Contents Prudential Financial, Inc. Quarterly |
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| August 1, 2023 |
Prudential Financial, Inc. Announces Second Quarter 2023 Results Exhibit 99.1 August 1, 2023 Prudential Financial, Inc. Announces Second Quarter 2023 Results •Net income(1) attributable to Prudential Financial, Inc. of $511 million or $1.38 per Common share versus net loss of $1.010 billion or $2.71 per share for the year-ago quarter. The current quarter included a net after-tax charge from our annual assumption update and other refinements of $329 million or $ |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Emplo |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2023 PRUDENTIAL FINANCIAL, INC. (Exact name of registrant as specified in its charter) New Jersey 001-16707 22-3703799 (State or other jurisdiction (Commission (I.R.S. Employ |
