Statistiche di base
CIK | 1540755 |
SEC Filings
SEC Filings (Chronological Order)
June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38698 ANAPLAN, INC. (Exact name of registrant as specified in its charte |
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June 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 ANAPLAN, INC. (Exact name of Registrant as Specified in Charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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June 22, 2022 |
Amended and Restated Certificate of Incorporation of the Company. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ANAPLAN, INC. ARTICLE ONE The name of the corporation is Anaplan, Inc. (the ?Corporation?). ARTICLE TWO The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, 19801. The name of its registered agent at such address is The Corporation Trust Co |
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June 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 ANAPLAN, INC. (Exact name of Registrant as Specified in Charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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June 22, 2022 |
Thoma Bravo Completes Acquisition of Anaplan Exhibit 99.1 Thoma Bravo Completes Acquisition of Anaplan SAN FRANCISCO, June 22, 2022 ? Anaplan, Inc., provider of a leading cloud-native platform for orchestrating business performance, today announced the completion of its acquisition by Thoma Bravo, a leading software investment firm, in an all-cash transaction valued at approximately $10.4 billion. The acquisition was previously announced on |
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June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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June 22, 2022 |
As filed with the Securities and Exchange Commission on June 22, 2022 As filed with the Securities and Exchange Commission on June 22, 2022 Registration No. |
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June 22, 2022 |
Amended and Restated Bylaws of the Company. Exhibit 3.2 BY-LAWS OF ANAPLAN, INC. A Delaware corporation (Adopted as of June 22, 2022) ARTICLE I OFFICES Section 1 Registered Office. The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, city of Wilmington, Delaware, 19801, County of New Castle. The name of the corporation?s registered agent at such address shall be The Corporation Trust Comp |
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June 22, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 05, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 ANAPLAN, INC. (Exact name of Registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File No.) (I |
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June 15, 2022 |
Exhibit 10.1 RESTRICTED STOCK UNIT FORFEITURE AGREEMENT THIS RESTRICTED STOCK UNIT FORFEITURE AGREEMENT (the ?Agreement?) is entered into as of June 9, 2022 by and between Anaplan, Inc., a Delaware corporation (the ?Company?), and Frank Calderoni (the ?Executive?). RECITALS WHEREAS, the Company previously granted an award of 143,940 restricted stock units (the ?RSUs?) representing Company common s |
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June 15, 2022 |
Exhibit 10.3 RESTRICTED STOCK UNIT FORFEITURE AGREEMENT THIS RESTRICTED STOCK UNIT FORFEITURE AGREEMENT (the ?Agreement?) is entered into as of June 9, 2022 by and between Anaplan, Inc., a Delaware corporation (the ?Company?), and Linda Lee (the ?Executive?). RECITALS WHEREAS, the Company previously granted an award of 22,728 restricted stock units (the ?RSUs?) representing Company common stock (t |
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June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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June 15, 2022 |
Exhibit 10.2 RESTRICTED STOCK UNIT FORFEITURE AGREEMENT THIS RESTRICTED STOCK UNIT FORFEITURE AGREEMENT (the ?Agreement?) is entered into as of June 9, 2022 by and between Anaplan, Inc., a Delaware corporation (the ?Company?), and Vikas Mehta (the ?Executive?). RECITALS WHEREAS, the Company previously granted an award of 68,182 restricted stock units (the ?RSUs?) representing Company common stock |
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June 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(1) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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June 9, 2022 |
Anaplan Adjourns Special Meeting of Stockholders to June 21, 2022 Exhibit 99.1 Anaplan Adjourns Special Meeting of Stockholders to June 21, 2022 SAN FRANCISCO?Anaplan, Inc. (?Anaplan? or the ?Company?) (NYSE: PLAN), provider of a leading cloud-native platform for orchestrating business performance, today announced that it convened and adjourned, without conducting any other business, the special meeting of Anaplan stockholders scheduled for 8:00 am Pacific Time |
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June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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June 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 ANAPLAN, INC. (Exact name of Registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File No.) (I |
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June 6, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 ANAPLAN, INC. (Exact name of Registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File No.) (I |
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June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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June 6, 2022 |
Exhibit 99.1 Anaplan and Thoma Bravo Announce Amended Merger Agreement Anaplan Stockholders to Receive $63.75 Per Share in Cash Agreement Provides Immediate and Certain Value, as well as a Clear Path to Closing SAN FRANCISCO?Anaplan, Inc. (?Anaplan? or the ?Company?) (NYSE: PLAN), provider of a leading cloud-native platform for orchestrating business performance, and Thoma Bravo, a leading softwar |
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June 6, 2022 |
Exhibit 2.1 EXECUTION VERSION AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER This AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of June 6, 2022 (the ?Amendment Date?), by and among Alpine Parent, LLC, a Delaware limited liability company (?Parent?), Alpine Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (?Merger Sub?), and Anaplan, Inc., a |
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June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 ANAPLAN, INC. (Exact name of Registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other Jurisdiction of Incorporation) (Commission File No.) (I |
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May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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May 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission |
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May 26, 2022 |
Anaplan Announces First Quarter Fiscal Year 2023 Financial Results Exhibit 99.1 Anaplan Announces First Quarter Fiscal Year 2023 Financial Results ? First Quarter Revenue up 30.3% Year-Over-Year ? Remaining Performance Obligations of $1.1 billion, up 33.5% Year-Over-Year ? Current Remaining Performance Obligations of $562.1 million, up 27.2% Year-Over-Year SAN FRANCISCO, May 26, 2022 ? Anaplan, Inc. (NYSE: PLAN), provider of a leading cloud-native platform for or |
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May 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number) |
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May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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May 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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April 21, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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April 21, 2022 |
Exhibit 107 Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) ANAPLAN, INC. |
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March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-386 |
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March 22, 2022 |
PLAN / Anaplan Inc / Corvex Management LP - ANAPLAN, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L108 (CUSIP Number) Keith Meister Patrick J. Dooley, Esq. Corvex Management LP 667 Madison Avenue New York, NY 10065 (212) 474-6700 Richard D. Holahan, Jr. J |
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March 22, 2022 |
DEFA14A 1 d337584ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Prox |
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March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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March 21, 2022 |
PLAN / Anaplan Inc / Sachem Head Capital Management LP - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Anaplan, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 03272 |
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March 21, 2022 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER Among ALPINE PARENT, LLC, ALPINE MERGER SUB, INC. and ANAPLAN, INC. Dated as of March 20, 2022 TABLE OF CONTENTS Article 1 Definitions 1 1.1 Definitions 1 Article 2 The Merger 11 2.1 The Merger 11 2.2 Effective Time; Closing 11 2.3 Effect of the Merger 12 2.4 Certificate of Incorporation; Bylaws 12 2.5 Directors and Officers 12 2.6 Convers |
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March 21, 2022 |
Exhibit 99.1 Anaplan to be Acquired by Thoma Bravo for $10.7 Billion Anaplan stockholders to receive $66.00 per share in cash Anaplan to become a privately held company upon completion of the transaction SAN FRANCISCO, CA, March 20, 2022 ? Anaplan, Inc. (?Anaplan? or the ?Company?) (NYSE: PLAN), provider of a leading cloud-native platform for orchestrating business performance, today announced tha |
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March 21, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2022 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Numbe |
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March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2022 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Numbe |
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March 17, 2022 |
PLAN / Anaplan Inc / Corvex Management LP - ANAPLAN, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L108 (CUSIP Number) Keith Meister Patrick J. Dooley, Esq. Corvex Management LP 667 Madison Avenue New York, NY 10065 (212) 474-6700 Richard D. Holahan, Jr. JS C |
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March 17, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value |
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March 17, 2022 |
Exhibit 99.4 TRADING DATA The following table sets forth all transactions in the Common Stock of the Issuer effected in the last sixty days by the Sachem Head Funds. Except as otherwise noted below, all such transactions were purchases or sales of shares of Common Stock effected in the open market, and the table excludes commissions paid in per share prices. Entity Trade Date Buy/Sell No. of Share |
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March 17, 2022 |
PLAN / Anaplan Inc / Sachem Head Capital Management LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. *) Anaplan, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 03272L10 |
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March 17, 2022 |
Exhibit 99.3 ADVOCACY AGREEMENT THIS ADVOCACY AGREEMENT, dated as of March 15, 2022 (the ?Effective Date?), is by and between Sachem Head Capital Management LP (?Sachem Head?) and Corvex Management LP (?Corvex?) (each, a ?Party? and, collectively, the ?Parties?). WHEREAS, on March 7, 2022, the Parties agreed to coordinate their efforts with respect to Anaplan, Inc. (the ?Company?); WHEREAS, the Pa |
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March 17, 2022 |
[Signatures on following page] Exhibit 99.2 ENGAGEMENT AND INDEMNIFICATION AGREEMENT, dated as of [?], 2022 (this ?Agreement?), by and between Sachem Head Capital Management LP (?Sachem Head?) and [?] (?Nominee?). WHEREAS, Sachem Head has asked Nominee, and Nominee has agreed, to be (i) a member of the slate of nominees (the ?Slate?) of Sachem Head or an affiliate thereof for election to the Board of Directors (the ?Board of Di |
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March 2, 2022 |
Anaplan Announces Fourth Quarter and Full Fiscal Year 2022 Financial Results Exhibit 99.1 Anaplan Announces Fourth Quarter and Full Fiscal Year 2022 Financial Results ?Fourth Quarter Subscription Revenue up 31.5% Year-Over-Year ?Remaining Performance Obligation of $1.1 billion, up 33.6% Year-Over-Year ?Dollar-Based Net Expansion of 118% SAN FRANCISCO, March 2, 2022 ? Anaplan, Inc. (NYSE:PLAN), provider of a leading cloud-native platform for orchestrating business performan |
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March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number |
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February 14, 2022 |
PLAN / Anaplan Inc / COATUE MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 9, 2022 |
PLAN / Anaplan Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Anaplan Inc. Title of Class of Securities: Common Stock CUSIP Number: 03272L108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Num |
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December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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December 2, 2021 |
Exhibit 10.1 Anaplan, Inc. 2018 Equity Incentive Plan Notice of Performance Stock Unit Award You have been granted performance-based Restricted Stock Units (?PSUs?), each representing the right to receive one share of common stock of Anaplan, Inc. (the ?Company?), under the Company?s 2018 Equity Incentive Plan (the ?Plan?) on the following terms: Name of Recipient [ l ] Target Number of PSUs Grant |
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November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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November 23, 2021 |
Anaplan Announces Third Quarter Fiscal Year 2022 Financial Results Exhibit 99.1 Anaplan Announces Third Quarter Fiscal Year 2022 Financial Results ?Third Quarter Subscription Revenue up 33.1% Year-Over-Year ?Remaining Performance Obligation of $923.2 million, up 24.8% Year-Over-Year ?Dollar-Based Net Expansion of 119% SAN FRANCISCO, November 23, 2021 ? Anaplan, Inc. (NYSE:PLAN), provider of a leading cloud-native platform for orchestrating business performance, t |
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September 2, 2021 |
Separation Agreement, by and between Registrant and David H. Morton, dated as of July 9, 2021 Exhibit 10.3 July 9, 2021 VIA EMAIL Dear Dave: This letter (the ?Agreement?) confirms the agreement between you and Anaplan, Inc. (the ?Company?) regarding the terms described below. 1.Resignation Date. If you comply with all of the terms of this Agreement, the Company will continue your employment with the Company until it terminates on September 10, 2021 (the ?Resignation Date?); provided howeve |
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September 2, 2021 |
Exhibit 10.2 CHANGE IN CONTROL AND SEVERANCE AGREEMENT ? CFO This Change In Control and Severance Agreement (the ?Agreement?) is made by and between Anaplan, Inc. (the ?Company?) and Vikas Mehta (the ?Executive?), effective on the date of the Company?s signature below (the ?Effective Date?). The Agreement provides certain change in control and severance protections to the Executive in connection w |
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September 2, 2021 |
Offer Letter between Registrant and Vikas Mehta, dated as of June 13, 2021. Exhibit 10.1 June 11, 2021 Vikas Mehta (Delivered via email) Dear Vikas: Anaplan, Inc. (the ?Company?) is pleased to offer you employment with the Company as described in this letter agreement. 1.Starting Position. You will start in a full-time, exempt position as Chief Financial Officer and you will report to the Chief Executive Officer. You will perform the duties and have the responsibilities c |
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September 2, 2021 |
Compensation Program for Non-Employee Directors. Exhibit 10.4 Compensation Program for Non-Employee Directors (Effective June 15, 2021) A.Cash Compensation 1.Non-employee directors (?Outside Directors?) will receive the cash retainers, paid quarterly in arrears, for their service on the Board of Directors (the ?Board?) and its committees as provided in Exhibit A, which may be modified by the Board in its discretion. 2.The reasonable expenses inc |
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September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Numb |
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August 31, 2021 |
Anaplan Announces Second Quarter Fiscal Year 2022 Financial Results Exhibit 99.1 Anaplan Announces Second Quarter Fiscal Year 2022 Financial Results ?Second Quarter Subscription Revenue up 34.6% Year-Over-Year ?Remaining Performance Obligation of $905.6 million, up 28.8% Year-Over-Year ?Dollar-Based Net Expansion of 119% SAN FRANCISCO, August 31, 2021 ? Anaplan, Inc. (NYSE:PLAN), provider of a leading cloud-native platform for orchestrating business performance, t |
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July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number |
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June 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number) |
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June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number) |
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May 27, 2021 |
Anaplan Announces First Quarter Fiscal Year 2022 Financial Results Exhibit 99.1 Anaplan Announces First Quarter Fiscal Year 2022 Financial Results ? First Quarter Subscription Revenue up 26% Year-Over-Year ? Remaining Performance Obligation of $832.3 million, up 29% Year-Over-Year ? Dollar-Based Net Expansion of 118% ? Announces Chief Financial Officer transition SAN FRANCISCO, May 27, 2021 ? Anaplan, Inc. (NYSE:PLAN), provider of a leading cloud-native platform |
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April 21, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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March 12, 2021 |
Compensation Program for Non-Employee Directors. Exhibit 10.12 Compensation Program for Non-Employee Directors (Effective June 3, 2020) A. Cash Compensation 1. Non-employee directors (?Outside Directors?) will receive the following cash retainers, paid quarterly in arrears, for their service on the Board of Directors (the ?Board?) and its committees: Board service $35,000 plus (as applicable): Lead Director or Chairman of the Board $15,000 Audit |
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March 12, 2021 |
Annual Report - PLAN-10-K-20210131 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-38698 (Commission File No.) ANAPLAN, INC. (Ex |
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March 12, 2021 |
Exhibit 4.2 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the capital stock of Anaplan, Inc. (?us,? ?our,? ?we? or the ?Company?) is a summary of the rights of our capital stock and summarizes certain provisions of our amended and restated certificate of incorporation and our amended and restated bylaws. |
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March 12, 2021 |
As filed with the Securities and Exchange Commission on March 12, 2021 Registration No. |
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February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 25, 2021 |
Anaplan Announces Fourth Quarter and Full Fiscal Year 2021 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Fourth Quarter and Full Fiscal Year 2021 Financial Results • Fourth Quarter Subscription Revenue up 26% Year-Over-Year • Remaining Performance Obligation of $818 million, up 25% Year-Over-Year • Dollar-Based Net Expansion of 114% SAN FRANCISCO, February 25, 2021 — Anaplan, Inc. (NYSE:PLAN), provider of a leading cloud-native platform for orchestrating busines |
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February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1 ) * Anaplan, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 03272L108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Fi |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Anaplan Inc. Title of Class of Securities: Common Stock CUSIP Number: 03272L108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Anaplan, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 03272L108 - (CUSIP Number) December 31, 2020 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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December 14, 2020 |
December 14, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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December 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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November 24, 2020 |
Anaplan Announces Third Quarter Fiscal Year 2021 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Third Quarter Fiscal Year 2021 Financial Results • Third Quarter Subscription Revenue up 31% Year-Over-Year • Remaining Performance Obligation of $740 million, up 25% Year-Over-Year • Dollar-Based Net Expansion of 113% SAN FRANCISCO, November 24, 2020 — Anaplan, Inc. (NYSE:PLAN), provider of a cloud-native platform for orchestrating business performance, toda |
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November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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September 4, 2020 |
Quarterly Report - PLAN-Q2-20200731 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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August 26, 2020 |
Anaplan Announces Second Quarter Fiscal Year 2021 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Second Quarter Fiscal Year 2021 Financial Results • Second Quarter Subscription Revenue up 32% Year-Over-Year • Remaining Performance Obligation of $703.1 million, up 36% Year-Over-Year • Dollar-Based Net Expansion of 116% SAN FRANCISCO, August 26, 2020 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its sec |
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August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File |
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August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Numb |
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June 30, 2020 |
S-8 As filed with the Securities and Exchange Commission on June 30, 2020 Registration No. |
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June 9, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number) |
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June 4, 2020 |
Quarterly Report - PLAN-Q1-20200430 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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May 26, 2020 |
Anaplan Announces First Quarter Fiscal Year 2021 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces First Quarter Fiscal Year 2021 Financial Results • First Quarter Subscription Revenue up 44% Year-Over-Year • Remaining Performance Obligation of $647 million, up 37% Year-Over-Year • Dollar-Based Net Expansion of 117% SAN FRANCISCO, May 26, 2020 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its first quar |
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May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Number) |
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April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Numbe |
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April 29, 2020 |
EX-10.1 Exhibit 10.1 Execution Version THIRD AMENDMENT TO CREDIT AGREEMENT AND FIRST AMENDMENT TO COLLATERAL AGREEMENT This Third Amendment to Credit Agreement and First Amendment to Collateral Agreement (this “Amendment”), dated as of April 23, 2020, is entered into by and among ANAPLAN, INC. (the “Borrower”), each Lender (as defined in the Credit Agreement referred to below), and WELLS FARGO BAN |
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April 21, 2020 |
PLAN / Anaplan, Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 21, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 7, 2020 |
PLAN / Anaplan, Inc. / Granite Ventures Ii L P - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Amendment No. |
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March 30, 2020 |
Exhibit 10.9 January 29, 2019 Ana Pinczuk (Delivered via email) Re:EMPLOYMENT AGREEMENT Dear Ana: On behalf of Anaplan, Inc., a Delaware corporation (the “Company”), I am pleased to offer you the position of Senior Vice President, Chief Transformation Officer. Your employment by the Company shall be governed by the following terms and conditions (this “Agreement”): 1.Duties and Scope of Employment |
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March 30, 2020 |
Exhibit 10.10 September 24, 2018 Vivie Lee (Delivered via email) Re:EMPLOYMENT AGREEMENT Dear YY: On behalf of Anaplan, Inc., a Delaware corporation (the “Company”), I am pleased to offer you the position of Senior Vice President, Chief Strategy Officer. Your employment by the Company shall be governed by the following terms and conditions (this “Agreement”): 1.Duties and Scope of Employment. (a)P |
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March 30, 2020 |
Exhibit 4.2 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the capital stock of Anaplan, Inc. (“us,” “our,” “we” or the “Company”) is a summary of the rights of our capital stock and summarizes certain provisions of our amended and restated certificate of incorporation and our amended and restated bylaws. |
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March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-38698 (Commission File No.) ANAPLAN, INC. (Ex |
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March 27, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L 108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 27, 2020 |
Anaplan Announces Fourth Quarter and Full Fiscal Year 2020 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Fourth Quarter and Full Fiscal Year 2020 Financial Results • Fourth Quarter Subscription Revenue up 50% Year-Over-Year • Remaining Performance Obligation of $656 million, up 49% Year-Over-Year • Dollar-Based Net Expansion of 122% SAN FRANCISCO, February 27, 2020 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results fo |
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February 14, 2020 |
PLAN / Anaplan, Inc. / COATUE MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 14, 2020 |
PLAN / Anaplan, Inc. / Meritech Capital Partners IV L.P. - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1 ) * Anaplan, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 03272L108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Fi |
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February 11, 2020 |
PLAN / Anaplan, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Anaplan Inc Title of Class of Securities: Common Stock CUSIP Number: 03272L108 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1( |
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February 6, 2020 |
EX-99.A CUSIP No. 03272L 10 8 13G EXHIBIT A JOINT FILING STATEMENT We, the undersigned, hereby express our agreement that the attached statement on Schedule 13G relating to the Common Stock of Anaplan, Inc. is filed on behalf of each of us. Dated: February 5, 2020 SHASTA VENTURES II, L.P. By: Shasta Ventures II GP, LLC Its: General Partner By: /s/ Ravi Mohan Ravi Mohan Managing Director SHASTA VEN |
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February 6, 2020 |
PLAN / Anaplan, Inc. / Shasta Ventures Ii Lp - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1) * Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L 10 8 (CUSIP Number) Decem |
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December 9, 2019 |
Amendment to Credit Agreement between the Registrant and Wells Fargo Bank, N.A. Exhibit 10.1 AMENDMENT TO CREDIT AGREEMENT This Amendment to Credit Agreement (this “Amendment”), dated as of October 3, 2019, is entered into by and among ANAPLAN, INC. (the “Borrower”), the Lenders (as defined in the Credit Agreement referred to below), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, with respect to the following: A.The above mentioned parties have previousl |
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December 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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November 25, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission Fil |
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November 21, 2019 |
Anaplan Announces Third Quarter Fiscal Year 2020 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Third Quarter Fiscal Year 2020 Financial Results • Third Quarter Subscription Revenue up 47% Year-Over-Year • Remaining Performance Obligation of $590 million, up 55% Year-Over-Year • Dollar-Based Net Expansion of 123% SAN FRANCISCO, November 21, 2019 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its third |
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November 21, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission Fil |
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September 27, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission Fi |
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September 9, 2019 |
PLAN / Anaplan, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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August 27, 2019 |
Anaplan Announces Second Quarter Fiscal Year 2020 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Second Quarter Fiscal Year 2020 Financial Results • Second Quarter Subscription Revenue up 48% Year-Over-Year • Remaining Performance Obligation of $516 million, up 56% Year-Over-Year • Dollar-Based Net Expansion of 121% Continues to Track Above 120% SAN FRANCISCO, August 27, 2019 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced f |
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August 27, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File |
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June 11, 2019 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Num |
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June 10, 2019 |
PLAN / Anaplan, Inc. S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on June 10, 2019 Registration No. |
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June 10, 2019 |
PLAN / Anaplan, Inc. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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May 28, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Num |
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May 28, 2019 |
Anaplan Announces First Quarter Fiscal Year 2020 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces First Quarter Fiscal Year 2020 Financial Results • First Quarter Subscription Revenue grew 45% year-over-year • Dollar-Based Net Expansion Rate of 123% SAN FRANCISCO, May 28, 2019 — Anaplan, Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its first quarter ended April 30, 2019. “We are very pleased to start our fiscal |
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April 22, 2019 |
PLAN / Anaplan, Inc. DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 22, 2019 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 18, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File N |
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April 4, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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March 29, 2019 |
Amended and Restated Certificate of Incorporation of Registrant. EX-3.1 Exhibit 3.1 Anaplan, Inc. Amended and Restated Certificate of Incorporation Anaplan, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is Anaplan, Inc., which was the name under which the corporation was originally incorporated. The date of the filing of its original certificate of incorporation wi |
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March 29, 2019 |
PLAN / Anaplan, Inc. 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 29, 2019 |
Amended and Restated Bylaws of Registrant. EX-3.2 Exhibit 3.2 Anaplan, Inc. Amended and Restated Bylaws Table of Contents Page Article I Stockholders 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meetings 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting and Proxies 3 1.9 Action at Meeting 3 1.10 Nomination of Directors 3 1.11 Notice of Business at Annual Meetings 7 1.12 Conduct of Meeting |
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March 8, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 25, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission Fil |
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February 25, 2019 |
Anaplan Announces Fourth Quarter and Full Fiscal Year 2019 Financial Results EX-99.1 Exhibit 99.1 Anaplan Announces Fourth Quarter and Full Fiscal Year 2019 Financial Results • Fourth Quarter Subscription Revenue grew 44% year-over-year • Dollar-Based Net Expansion Rate of 123% SAN FRANCISCO, February 25, 2019 — Anaplan Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its fourth quarter and full fiscal year ended January 31, 2019. “W |
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February 14, 2019 |
PLAN / Anaplan, Inc. / Granite Ventures Ii L P - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Amendment No. |
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February 14, 2019 |
PLAN / Anaplan, Inc. / Meritech Capital Partners IV L.P. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. ) * Anaplan, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 03272L108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Fili |
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February 14, 2019 |
PLAN / Anaplan, Inc. / COATUE MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 14, 2019 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L 108 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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February 12, 2019 |
PLAN / Anaplan, Inc. / Granite Ventures Ii L P - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Anaplan, Inc. |
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February 8, 2019 |
PLAN / Anaplan, Inc. / Shasta Ventures Ii Lp - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. ) * Anaplan, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 03272L 10 8 (CUSIP Number) December |
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February 8, 2019 |
EX-99.A CUSIP NO. [need to confirm] 13 G EXHIBIT A JOINT FILING STATEMENT We, the undersigned, hereby express our agreement that the attached statement on Schedule 13G relating to the Common Stock of Anaplan, Inc. is filed on behalf of each of us. Dated: February 8, 2019 SHASTA VENTURES II, L.P. By: Shasta Ventures II GP, LLC Its: General Partner By: /s/ Ravi Mohan Ravi Mohan Managing Director SHA |
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December 10, 2018 |
Form of Stock Option Grant Agreement under Anaplan, Inc.’s 2018 Equity Incentive Plan EX-10.10 Exhibit 10.10 ANAPLAN, INC. 2018 EQUITY INCENTIVE PLAN GLOBAL NOTICE OF STOCK OPTION GRANT You have been granted the following option to purchase shares of the common stock of Anaplan, Inc. (the “Company”): Name of Optionee: «Name» Total Number of Shares: «TotalShares» Type of Option: «ISO» Incentive Stock Option (ISO) (U.S. taxpayers only) «NSO» Nonstatutory Stock Option (NSO) Exercise P |
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December 10, 2018 |
Amended and Restated Certificate of Incorporation EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF ANAPLAN, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Anaplan, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: FIRST: That the name of this corpor |
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December 10, 2018 |
Anaplan, Inc. Cash Incentive Plan Agreement EX-10.11 Exhibit 10.11 ANAPLAN, INC. CASH INCENTIVE PLAN (AS ADOPTED EFFECTIVE NOVEMBER 30, 2018) TABLE OF CONTENTS Page ARTICLE 1. BACKGROUND AND PURPOSE 1 1.1 Effective Date 1 1.2 Purpose of the Plan 1 ARTICLE 2. DEFINITIONS 1 ARTICLE 3. SELECTION OF PARTICIPANTS AND DETERMINATION OF AWARDS 3 3.1 Selection of Participants 3 3.2 Determination of Performance Period and Performance Goals 3 3.3 Dete |
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December 10, 2018 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ANAPLAN, INC. (A DELAWARE CORPORATION) June 20, 2017 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders’ Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacted at Special Meeting 2 2.8 Qu |
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December 10, 2018 |
PLAN / Anaplan, Inc. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number 001-38698 ANAPLAN, INC. |
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November 28, 2018 |
Anaplan Delivers Third Quarter Fiscal 2019 Results EX-99.1 Exhibit 99.1 Anaplan Delivers Third Quarter Fiscal 2019 Results • Subscription Revenue grew 42% year-over-year • Dollar-Based Net Expansion Rate of 124% SAN FRANCISCO, CA, November 28, 2018 — Anaplan Inc. (NYSE:PLAN), a pioneer in Connected Planning, today announced financial results for its fiscal third quarter ended October 31, 2018. “For our first quarter as a public company, we are ver |
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November 28, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2018 ANAPLAN, INC. (Exact name of registrant as specified in its charter) Delaware 001-38698 27-0897861 (State or other jurisdiction of incorporation) (Commission Fil |
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October 12, 2018 |
The Registrant’s 2018 Equity Incentive Plan, including form agreements. EX-99.2 Exhibit 99.2 ANAPLAN, INC. 2018 EQUITY INCENTIVE PLAN (AS ADOPTED ON AUGUST 31, 2018) ANAPLAN, INC. 2018 EQUITY INCENTIVE PLAN ARTICLE 1. INTRODUCTION. The Board adopted the Plan to become effective immediately, although no Awards may be granted prior to the IPO Date. The purpose of the Plan is to promote the long-term success of the Company and the creation of stockholder value by (a) enc |
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October 12, 2018 |
S-8 As filed with the Securities and Exchange Commission on October 12, 2018 Registration No. |
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October 12, 2018 |
15,500,000 Shares Anaplan, Inc. Common Stock 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration Statement No. |
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October 10, 2018 |
Table of Contents As filed with the Securities and Exchange Commission on October 10, 2018 Registration No. |
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October 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Anaplan, Inc. (Exact name of registrant as specified in its charter) Delaware 27-0897861 (State of incorporation or organization) (I.R.S. Employer Identification No.) 50 Hawthorne Street San Franci |
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October 9, 2018 |
CORRESP October 9, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Barbara Jacobs, Assistant Director Michael Foland, Attorney-Advisor Kathleen Collins, Accounting Branch Chief Frank Knapp, Staff Accountant Re: Anaplan, Inc. Registration Statement on Form S-1 (File No. 333-227355) Reques |
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October 9, 2018 |
CORRESP October 9, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Anaplan, Inc. Filed on Form S-1 Registration No. 333-227355 Attention: Barbara Jacobs, Assistant Director Michael Foland, Attorney-Advisor Kathleen Collins, Accounting Branch Chief Frank Knapp, Staff Accountant Ladies and Gentlemen: In connection with the above-captioned Registration Statement, |
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October 1, 2018 |
Table of Contents As filed with the Securities and Exchange Commission on October 1, 2018 Registration No. |
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October 1, 2018 |
The Registrant’s 2018 Employee Stock Purchase Plan. Exhibit 10.7 ANAPLAN, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN (AS ADOPTED EFFECTIVE AS OF THE DATE OF THE INITIAL PUBLIC OFFERING) ANAPLAN, INC. 2018 EMPLOYEE STOCK PURCHASE PLAN SECTION 1. PURPOSE OF THE PLAN. The Board adopted the Plan effective as of the IPO Date. The purpose of the Plan is to provide Eligible Employees with an opportunity to increase their proprietary interest in the success of |
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October 1, 2018 |
Sublease, dated November 9, 2017, by and among the Registrant and athenahealth, Inc. Exhibit 10.14 SUBLEASE athenahealth, Inc., a Delaware corporation, with a place of business at 311 Arsenal Street, Watertown, MA 02472 (?Sublessor?), and Anaplan, Inc., a Delaware corporation with a place of business at 625 Second Street, Suite 101, San Francisco, CA 94107 (?Sublessee?), make this Sublease as of November 9, 2017 (the ?Effective Date?). Preliminary Statement Sublessor is the tenant |
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October 1, 2018 |
Exhibit 3.4 Anaplan, Inc. Amended and Restated Bylaws Table of Contents Page Article I Stockholders 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meetings 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting and Proxies 3 1.9 Action at Meeting 3 1.10 Nomination of Directors 3 1.11 Notice of Business at Annual Meetings 7 1.12 Conduct of Meetings 10 Ar |
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October 1, 2018 |
Exhibit 3.2 Anaplan, Inc. Amended and Restated Certificate of Incorporation Anaplan, Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is Anaplan, Inc., which was the name under which the corporation was originally incorporated. The date of the filing of its original certificate of incorporation with the |
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October 1, 2018 |
Compensation Program for Non-Employee Directors. Exhibit 10.12 Compensation Program for Non-Employee Directors (Effective Upon the Closing of the Initial Public Offering) A. Cash Compensation 1. Non-employee directors (?Outside Directors?) will receive the following cash retainers, paid quarterly in arrears, for their service on the Board of Directors (the ?Board?) and its committees: Board service $ 30,000 plus (as applicable): Lead Director or |
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October 1, 2018 |
Exhibit 10.1 Indemnification Agreement This Indemnification Agreement (?Agreement?) is made as of , 2018 by and between Anaplan, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). This Agreement supersedes and replaces any and all previous agreements between the Company and Indemnitee covering the subject matter of this Agreement. Recitals WHEREAS, the Board of Directors of the Comp |
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October 1, 2018 |
Exhibit 10.4 CHANGE IN CONTROL AND SEVERANCE AGREEMENT - CEO This Change In Control and Severance Agreement (the ?Agreement?) is made by and between Anaplan, Inc. (the ?Company?) and Frank Calderoni (the ?Executive?), effective on the date of the Company?s signature below (the ?Effective Date?). The Agreement provides certain change in control and severance protections to the Executive in connecti |
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October 1, 2018 |
Exhibit 10.17 COMMON STOCK PURCHASE AGREEMENT THIS COMMON STOCK PURCHASE AGREEMENT (this ?Agreement?) is dated as of September 28, 2018, by and among Anaplan, Inc., a Delaware corporation (the ?Company?), and the investors listed on Schedule A (each, a ?Purchaser? and collectively, the ?Purchasers?). RECITALS A. The Company and each Purchaser is executing and delivering this Agreement in reliance |
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October 1, 2018 |
Exhibit 10.8 September 28, 2018 Re: Confirmatory Employment Letter Dear Frank: As discussed, you and Anaplan, Inc., a Delaware corporation (the ?Company?) have agreed to the terms of this letter agreement (the ?Agreement?) to confirm the current terms and conditions of your employment. This Agreement is effective as of the date you sign this letter, as indicated below. 1. Position. You will contin |
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October 1, 2018 |
Form of Underwriting Agreement. Exhibit 1.1 CONFIDENTIAL Anaplan, Inc. Common Stock, par value $0.0001 per share Underwriting Agreement , 2018 Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC As representatives (the ?Representatives?) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282-2198. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 1 |
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October 1, 2018 |
Exhibit 10.3 ANAPLAN, INC. 2018 EQUITY INCENTIVE PLAN (AS ADOPTED ON AUGUST 31, 2018) ANAPLAN, INC. 2018 EQUITY INCENTIVE PLAN ARTICLE 1. INTRODUCTION. The Board adopted the Plan to become effective immediately, although no Awards may be granted prior to the IPO Date. The purpose of the Plan is to promote the long-term success of the Company and the creation of stockholder value by (a) encouraging |
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October 1, 2018 |
Credit Agreement between the Registrant and Wells Fargo, National Association. Exhibit 10.13 EXECUTION VERSION Published CUSIP Number: 03272HAA5 Revolving Credit CUSIP Number: 03272HAB3 $40,000,000 CREDIT AGREEMENT dated as of April 30, 2018, by and among ANAPLAN, INC., as Borrower, the Lenders referred to herein, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Issuing Lender and COMERICA BANK, as Issuing Lender WELLS FARGO SECURITIES, LLC, as |
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September 17, 2018 |
CORRESP CONFIDENTIAL TREATMENT REQUESTED BY ANAPLAN, INC. PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH ASTERISKS TO DENOTE WHERE OMISSIONS HAVE BEEN MADE. THE CONFIDENTIAL MATERIAL HAS BEEN FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. September 17, 2018 Via EDGAR and Overnight Deliver |
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September 14, 2018 |
Exhibit 10.6 CHANGE IN CONTROL AND SEVERANCE AGREEMENT ? EXECUTIVE This Change In Control and Severance Agreement (the ?Agreement?) is made by and between Anaplan, Inc. (the ?Company?) and Paul Melchiorre (the ?Executive?), effective on the date of the Company?s signature below (the ?Effective Date?). The Agreement provides certain change in control and severance protections to the Executive in co |
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September 14, 2018 |
Employment Agreement, dated September 9, 2018, between the Registrant and David H. Morton, Jr. Exhibit 10.15 September 9, 2018 David H. Morton (Delivered via email) Re: EMPLOYMENT AGREEMENT Dear David: On behalf of Anaplan, Inc., a Delaware corporation (the ?Company?), I am pleased to offer you the position of Executive Vice President, Chief Financial Officer. Your employment by the Company shall be governed by the following terms and conditions (this ?Agreement?): 1. Duties and Scope of Em |
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September 14, 2018 |
Confirmatory Employment Letter, dated June 4, 2018, between the Registrant and Steven Birdsall. Exhibit 10.10 June 4, 2018 Re: Confirmatory Employment Letter Dear Steven: As discussed, you and Anaplan, Inc., a Delaware corporation (the ?Company?) have agreed to the terms of this letter agreement (the ?Agreement?) to confirm the current terms and conditions of your employment. This Agreement is effective as of the date you sign this letter, as indicated below. 1. Position. You will continue t |
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September 14, 2018 |
Consent of Nucleus Research, Inc. Exhibit 99.1 Anaplan, Inc. 50 Hawthorne Street San Francisco, California 94105 September 6, 2018 Ladies and Gentlemen: Anaplan, Inc. (the ?Company?) has requested that Nucleus Research, Inc. (?Nucleus?) execute this letter in connection with a proposed public offering of the Company?s securities (the ?Offering?). In connection with the Offering, the Company will be filing a registration statement |
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September 14, 2018 |
Table of Contents As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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September 14, 2018 |
Table of Contents Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF ANAPLAN, INC. (A DELAWARE CORPORATION) June 20, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders? Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacte |
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September 14, 2018 |
CORRESP SILICON VALLEY ANN ARBOR BEIJING BOSTON LOS ANGELES NEW YORK SAN DIEGO SAN FRANCISCO SINGAPORE September 14, 2018 Via EDGAR U. |
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September 14, 2018 |
Exhibit 4.1 ANAPLAN, INC. AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT November 21, 2017 TABLE OF CONTENTS Page 1. Registration Rights 2 1.1 Definitions 2 1.2 Request for Registration 3 1.3 Company Registration 4 1.4 Form S-3 Registration 6 1.5 Obligations of the Company 7 1.6 Information from Holder 8 1.7 Expenses of Registration 9 1.8 Delay of Registration 9 1.9 Indemnification 9 1.10 Report |
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September 14, 2018 |
Exhibit 10.9 ANAPLAN, INC. SUMMARY OF NON-PLAN STOCK PURCHASE (FOR CASH OR FULL-RECOURSE PROMISSORY NOTE; NON-PLAN) The Purchaser is acquiring shares of the Common Stock of Anaplan, Inc. on the following terms: Name of Purchaser: Paul Melchiorre Total Number of Purchased Shares: 1,000,000 Purchase Price per Share: $4.59 Date of Purchase: January 29, 2016 Vesting Commencement Date: Service Commence |
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September 14, 2018 |
Exhibit 10.5 CHANGE IN CONTROL AND SEVERANCE AGREEMENT ? SR. EXECUTIVE This Change In Control and Severance Agreement (the ?Agreement?) is made by and between Anaplan, Inc. (the ?Company?) and Steven Birdsall (the ?Executive?), effective on the date of the Company?s signature below (the ?Effective Date?). The Agreement provides certain change in control and severance protections to the Executive i |
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September 14, 2018 |
List of Subsidiaries of Registrant. Exhibit 21.1 Subsidiaries of Anaplan, Inc. Name State of Jurisdiction of Organization Anaplan Limited United Kingdom |
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September 14, 2018 |
Warrant to Purchase Shares of Common Stock, dated July 16, 2013. Exhibit 4.3 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGI |
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September 14, 2018 |
Exhibit 10.16 CHANGE IN CONTROL AND SEVERANCE AGREEMENT (CFO) This Change In Control and Severance Agreement (the ?Agreement?) is made by and between Anaplan, Inc. (the ?Company?) and David H. Morton (the ?Executive?), effective on the date of the Company?s signature below (the ?Effective Date?). The Agreement provides certain change in control and severance protections to the Executive in connect |
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September 14, 2018 |
2012 Stock Plan and forms of agreements thereunder. Exhibit 10.2 ANAPLAN, INC. 2012 STOCK PLAN ADOPTED ON MARCH 6, 2012 AMENDED ON JUNE 19, 2012 AMENDED ON JANUARY 24, 2013 AMENDED ON FEBRUARY 28, 2013 AMENDED ON MAY 8, 2014 AMENDED ON JUNE 17, 2015 AMENDED ON DECEMBER 30, 2015 AMENDED ON DECEMBER 14, 2016 AMENDED ON JANUARY 20, 2017 AMENDED ON NOVEMBER 20, 2017 AMENDED ON MAY 2, 2018 AMENDED ON JULY 22, 2018 AMENDED ON AUGUST 17, 2018 Company Info |
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September 14, 2018 |
Exhibit 10.11 July 2, 2018 Mr. Anup Singh Dear Anup: This letter (the ?Agreement?) confirms the agreement between you and Anaplan, Inc. (the ?Company?) regarding the terms described below. 1. Resignation Date. Your employment with the Company terminated on July 2, 2018 (the ?Resignation Date?). 2. Effective Date and Revocation. You have up to 21 days after the date hereof to review this Agreement. |
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September 14, 2018 |
Restated Certificate of Incorporation of Registrant, as amended. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF ANAPLAN, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Anaplan, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: FIRST: That the name of this corporation i |
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September 14, 2018 |
Warrant to Purchase Stock, dated November 2, 2012. Exhibit 4.2 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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August 31, 2018 |
Table of Contents Confidential draft registration statement no. 4 submitted to the Securities and Exchange Commission on August 31, 2018. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. |
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August 31, 2018 |
DRSLTR August 31, 2018 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Barbara Jacobs, Assistant Director Michael Foland, Attorney-Advisor Kathleen Collins, Accounting Branch Chief Frank Knapp, Staff Accountant Re: Anaplan, Inc. Draft Registration Statement on Form S-1 Submitted August 31, 2018 CIK No. 0001 |
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August 22, 2018 |
Table of Contents Confidential draft registration statement no. 3 submitted to the Securities and Exchange Commission on August 22, 2018. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. |
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August 21, 2018 |
DRSLTR SILICON VALLEY ANN ARBOR BEIJING BOSTON LOS ANGELES NEW YORK SAN DIEGO SAN FRANCISCO SINGAPORE August 22, 2018 Via EDGAR and Overnight Delivery U. |
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July 24, 2018 |
DRSLTR SILICON VALLEY ANN ARBOR BEIJING BOSTON LOS ANGELES NEW YORK SAN DIEGO SAN FRANCISCO SINGAPORE July 24, 2018 Via EDGAR and Overnight Delivery U. |
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July 24, 2018 |
Table of Contents Confidential draft registration statement no. 2 submitted to the Securities and Exchange Commission on July 24, 2018. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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June 11, 2018 |
ANAPLAN, INC. WARRANT TO PURCHASE SHARES OF COMMON STOCK Exhibit 4.4 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGI |
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June 11, 2018 |
AMENDED AND RESTATED BYLAWS OF ANAPLAN, INC. (A DELAWARE CORPORATION) June 20, 2017 Table of Contents Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF ANAPLAN, INC. (A DELAWARE CORPORATION) June 20, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I OFFICES 1 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Location 1 2.2 Timing 1 2.3 Notice of Meeting 1 2.4 Stockholders? Records 1 2.5 Special Meetings 2 2.6 Notice of Meeting 2 2.7 Business Transacte |
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June 11, 2018 |
Exhibit 4.2 ANAPLAN, INC. AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT November 21, 2017 TABLE OF CONTENTS Page 1. Registration Rights 2 1.1 Definitions 2 1.2 Request for Registration 3 1.3 Company Registration 4 1.4 Form S-3 Registration 6 1.5 Obligations of the Company 7 1.6 Information from Holder 8 1.7 Expenses of Registration 9 1.8 Delay of Registration 9 1.9 Indemnification 9 1.10 Report |
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June 11, 2018 |
Exhibit 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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June 11, 2018 |
Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF ANAPLAN, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Anaplan, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: FIRST: That the name of this corporation i |
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June 11, 2018 |
Table of Contents Confidential draft registration statement submitted to the Securities and Exchange Commission on June 11, 2018. |