Statistiche di base
| CIK | 837951 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pacholder High Yield Fund, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| January 5, 2018 |
PHF / Pacholder High Yield Fund, Inc. ORDR UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| November 14, 2017 |
PHF / Pacholder High Yield Fund, Inc. PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2017 |
Item 77C The Fund held its 2017 annual meeting of shareholders on May 10, 2017, for the purpose of considering and voting upon the following proposals: The results of voting were as follows (by number of shares): Proposal 1: For the liquidation of the Fund In Favor 8,040,525 Against/Withheld 693,028 Abstain 291,586 Proposal 2: For nominees to the Board of Directors John F. |
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| August 28, 2017 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2017 to June 30, 2017 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Trade Date 1/12/2017 Issuer MEG Energy Corp (MEGCN 6.50% January 15, 2025 144A) Cusip/ISIN/Sedol 552704AD0 Bonds 116,000 Offering Price $100.00 Spr |
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| June 27, 2017 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| June 22, 2017 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 6/21/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 944,582 8. SHARED VOTING POW |
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| May 26, 2017 |
Pacholder High Yield Fund Inc - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2017 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Pacholder High Yield Fund, Inc. |
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| March 1, 2017 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2016 to December 31, 2016 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund, Inc. Trade Date 7/13/2016 Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A) CUSIP/ Sedol 920479AA0 Bonds 30,000 |
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| February 28, 2017 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Defi |
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| February 27, 2017 |
PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND, INC. 270 PARK AVENUE NEW YORK, NEW YORK 10017 VIA EDGAR February 27, 2017 Alison White Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Pacholder High Yield Fund, Inc. (the ?Fund?); File Nos. 811-05639 ? Preliminary Proxy Statement Dear Ms. White: This letter is in response to the comments you provided with respec |
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| February 16, 2017 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2017 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 26, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 24, 2017 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| January 24, 2017 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC 40-17F2 1 d303800d4017f2.htm PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 2 |
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| January 24, 2017 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/23/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 759,026 8. SHARED VOTING POW |
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| November 28, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD (Quarterly Schedule of Portfolio Holdings) Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 28, 2016 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| November 25, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/23/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 713,779 8. SHARED VOTING PO |
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| November 1, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 10/31/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 699,472 8. SHARED VOTING PO |
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| August 26, 2016 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2016 to June 30, 2016 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund, Inc. Trade Date 1/19/2016 Issuer Transcontinental Gas Pipe Line Co LLC (WPZ 7.85% February 1, 2026 144A) Cusip 8935 |
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| August 26, 2016 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2016 to June 30, 2016 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund, Inc. Trade Date 1/19/2016 Issuer Transcontinental Gas Pipe Line Co LLC (WPZ 7.85% February 1, 2026 144A) Cusip 8935 |
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| July 27, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 7/26/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 745,423 8. SHARED VOTING POW |
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| July 8, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 1) Pacholder High Yield Fund, Inc. (PHF) (Name of Issuer) Common Stock (Title of Class of Securities) 693742108 (CUSIP Number) June 30, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| June 9, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| June 8, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Activist Investment SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 6/7/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 819,385 8. SHARED VOTING POWER |
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| June 7, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Bulldog Investors, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pacholder High Yield Fund (Name of Issuer) Common Stock (Title of Class of Securities) 693742108 (CUSIP Number) 06/16/16 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule |
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| May 26, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05639 Pacholder High Yield Fund, Inc. (Exact name of registrant as specified in charter) 270 Park Avenue New York, New York 10017 (Address of principal executive offices) (Zip code) Frank J. Nas |
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| May 26, 2016 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statemen |
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| May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pacholder High Yield Fund, Inc. (Name of Issuer) Auction Rate Cumulative Preferred Shares (Title of Class of Securities) 693742207 (CUSIP Number) Marc Collins RiverNorth Capital Management, LLC 325 N. LaSalle St., Suite 645 Chicago, Illinois 60654-7030 ( |
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| April 25, 2016 |
PHF / Pacholder High Yield Fund, Inc. / MORGAN STANLEY - MSCO EXIT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3)* PACHOLDER HIGH YIELD FUND INC - (Name of Issuer) Auction Rate Cumulative Preferred - (Title of Class of Securities) 693742207 - (CUSIP Number) April 13, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| April 14, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND, INC. SC TO-I/A 1 d182896dsctoia.htm PACHOLDER HIGH YIELD FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 2) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 PACHOLDER HIGH YIELD FUND, INC. (Name of Subject Company (Issuer)) Auction Rate Cumulative Preferred Stock, Series W, Par Value $0.01 (T |
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| April 14, 2016 |
Press release announcing results of the Tender Offer issued on April 14, 2016. News For Immediate Release For additional information contact: 1-877-217-9502 Pacholder High Yield Fund, Inc. Announces Final Results of Tender Offer for its Auction Rate Cumulative Preferred Stock, Series W NEW YORK, NEW YORK, April 14, 2016 ? Pacholder High Yield Fund, Inc. (NYSE MKT: PHF) (the ?Fund?) announced today |
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| April 5, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND, INC. PACHOLDER HIGH YIELD FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 PACHOLDER HIGH YIELD FUND, INC. (Name of Subject Company (Issuer)) Auction Rate Cumulative Preferred Stock, Series W, Par Value $0.01 (Title of Class of Securities) CU |
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| April 5, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC (Current Report/Significant Event) PACHOLDER HIGH YIELD FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 5, 2016 Pacholder High Yield Fund, Inc. |
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| April 5, 2016 |
EX-99.1 3 d149204dex991.htm PRESS RELEASE DATED APRIL 5, 2016 Exhibit 99.1 News For Immediate Release For additional information contact: 1-877-217-9502 Pacholder High Yield Fund, Inc. Enters into New $50 Million Credit Facility; Announces Satisfaction of Financing Condition in Tender Offer for its Auction Rate Cumulative Preferred Stock, Series W NEW YORK, NEW YORK, April 5, 2016 – Pacholder High |
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| April 5, 2016 |
EX-10.1 2 d149204dex101.htm CREDIT FACILITY DATED APRIL 5, 2016 Exhibit 10.1 CREDIT AGREEMENT CREDIT AGREEMENT (this “Agreement”), dated as of April 5 2016, by and between PACHOLDER HIGH YIELD FUND, INC., a corporation that is registered under the Investment Company Act of 1940, as amended, (the “Client”) and PERSHING LLC (“Pershing”). WHEREAS, Pershing is an SEC-registered member of several natio |
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| March 11, 2016 |
Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Offer by PACHOLDER HIGH YIELD FUND, INC. |
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| March 11, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND, INC. PACHOLDER HIGH YIELD FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 PACHOLDER HIGH YIELD FUND, INC. (Name of Subject Company (Issuer)) Auction Rate Cumulative Preferred Stock, Series W, Par Value $.01 (Title of Class of Securities) CUSIP No. 693742207 (CU |
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| March 11, 2016 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies Offer by PACHOLDER HIGH YIELD FUND, INC. |
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| March 11, 2016 |
EX-99.(A)(1)(II) 3 d157439dex99a1ii.htm FORM OF LETTER OF TRANSMITTAL LETTER OF TRANSMITTAL PACHOLDER HIGH YIELD FUND, INC. Offer to purchase all outstanding shares of Auction Rate Cumulative Preferred Stock, Series W (CUSIP No. 693742207) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5.00 PM, NEW YORK CITY TIME, ON APRIL 13, 2016, UNLESS THE OFFER IS EXTENDED OR TERMINATED (SUCH TIME, AS IT MAY |
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| March 11, 2016 |
Form of Notice of Withdrawal Instructions for Withdrawal of Previously Tendered Preferred Shares of PACHOLDER HIGH YIELD FUND, INC. |
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| March 11, 2016 |
Form of Notice of Guaranteed Delivery NOTICE OF GUARANTEED DELIVERY To Tender Preferred Shares Of PACHOLDER HIGH YIELD FUND, INC. |
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| March 11, 2016 |
Offer to Purchase, dated March 11, 2016 Offer by PACHOLDER HIGH YIELD FUND, INC. (the ?Fund?) To Purchase Up to 100% of Its Outstanding Preferred Shares (Pacholder High Yield Fund; Auction Rate Cumulative Preferred Stock, Series W) THE FUND?S OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON April 13, 2016, UNLESS THE OFFER IS EXTENDED. THE FUND?S OFFER (AS DEFINED HEREI |
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| March 11, 2016 |
EX-99.(A)(6) 8 d157439dex99a6.htm PRESS RELEASE ANNOUNCING THE COMMENCEMENT OF THE TENDER OFFER, ISSUED ON 3/11/16 News Announcement For additional information contact: 1-877-217-9502 For Immediate Release March 11, 2016 Pacholder High Yield Fund, Inc. Announces Commencement of Cash Tender Offer to Purchase up to 100% of its Auction Rate Cumulative Preferred Stock, Series W NEW YORK, NEW YORK, Mar |
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| February 29, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Defi |
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| February 26, 2016 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2015 to December 31, 2015 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund, Inc. Trade Date 7/15/2015 Issuer Sunoco LP/Sunoco Finance Corp. (SUN 5.50% August 1, 2020 144A) Cusip 86765LAB3 Bo |
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| February 26, 2016 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc. |
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| February 12, 2016 |
EX-99.1 4 d85603dex991.htm PRESS RELEASE DATED FEBRUARY 12, 2016 Exhibit 99.1 News For Immediate Release For additional information contact: 1-877-217-9502 Pacholder High Yield Fund, Inc. Announces Intent to Launch Cash Tender Offer to Purchase up to 100% of its Auction Rate Cumulative Preferred Stock, Series W NEW YORK, NEW YORK, February 12, 2016 – Pacholder High Yield Fund, Inc. (NYSE: PHF) (th |
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| February 12, 2016 |
EX-10.2 3 d85603dex102.htm MORGAN STANLEY TENDER OFFER SUPPORT AGREEMENT DATED FEBRUARY 12, 2016 Exhibit 10.2 TENDER OFFER SUPPORTAGREEMENT This Agreement (“Agreement”) is made and entered into as of February 12, 2016, by and among Pacholder High Yield Fund, Inc. (the “Fund”), J.P. Morgan Investment Management Inc. (“JPMIM” and, together with the Fund, the “Fund Parties”) and Morgan Stanley & Co. |
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| February 12, 2016 |
PHF / Pacholder High Yield Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pacholder High Yield Fund, Inc. (PHF) (Name of Issuer) Common Stock (Title of Class of Securities) 693742108 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 12, 2016 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC (Current Report/Significant Event) PACHOLDER HIGH YIELD FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 12, 2016 Pacholder High Yield Fund, Inc. |
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| February 12, 2016 |
TENDER OFFER SUPPORT AGREEMENT EX-10.1 2 d85603dex101.htm RIVERNORTH TENDER OFFER SUPPORT AGREEMENT DATED FEBRUARY 12, 2016 Exhibit 10.1 TENDER OFFER SUPPORT AGREEMENT This Agreement (“Agreement”) is made and entered into as of February 12, 2016, by and among Pacholder High Yield Fund, Inc. (the “Fund”), J.P. Morgan Investment Management Inc. (“JPMIM” and, together with the Fund, the “Fund Parties”) and RiverNorth Capital Manag |
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| February 11, 2016 |
POWER OF ATTORNEY Know all persons by these presents, that the undersigned, William G Morton, Jr, hereby constitutes and appoints each of Joyce A Ressler,Joseph J. |
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| January 22, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| December 11, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| December 1, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| November 25, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD (Quarterly Schedule of Portfolio Holdings) Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2015 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| August 27, 2015 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2015 to June 30, 2015 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund, Inc. Trade Date 1/12/2015 Issuer Open Text Corporation (OTCCN 5.625% January 15, 2023 144A) Cusip 683715AA Bonds 75 |
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| July 21, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| May 28, 2015 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| May 28, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD (Quarterly Schedule of Portfolio Holdings) Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 12, 2015 |
Pacholder High Yield Fund PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: February 28, 2018 Estimated average burden hours per response 2. |
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| March 10, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 4)* PACHOLDER HIGH YIELD FUND INC. - (Name of Issuer) Auction Rate Preferred - (Title of Class of Securities) 693742-20-7 - (CUSIP Number) February 28, 2015 - |
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| March 10, 2015 |
EXHIBIT 1 - AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G - Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| February 27, 2015 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc In planning and performing our audit of the financial statements of the Pacholder High Yield Fund, Inc (hereafter referred to as the “Fund”) as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| February 27, 2015 |
JPMorgan Funds - Pacholder High Yield Fund, Inc Rule 10f-3 Transactions For the period from July 1, 2014 to December 31, 2014 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/1/2014 Issuer Amsurg Corp (AMSG 5. |
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| February 27, 2015 |
PHF / Pacholder High Yield Fund, Inc. DEF 14A - - PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Pacholder High Yield Fund, Inc. (Name of Issuer) Auction Rate Cumulative Preferred Shares (Title of Class of Securities) 693742207 (CUSIP Number) Marc Collins RiverNorth Capital Management, LLC 325 N. LaSalle St., Suite 645 Chicago, Illinois 60654-7030 (3 |
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| February 20, 2015 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned does hereby consent and agree to the joint filing on behalf of each of them of a Statement on Schedule 13D and all amendments thereto with respect to the Auction Rate Cumulative Preferred Stock of Pacholder High Yield Fund, Inc. beneficiall |
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| February 5, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 5, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 8, 2015 |
PHF / Pacholder High Yield Fund, Inc. 40-17F2 - - PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: January 31, 2015 Estimated average burden hours per response 2. |
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| November 25, 2014 |
Pacholder High Yield Fund Inc - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| August 29, 2014 |
JPMorgan Funds - Pacholder High Yield Fund, Inc Rule 10f-3 Transactions For the period from January 1, 2014 to June 30, 2014 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 1/7/2014 Issuer K. |
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| August 29, 2014 |
The Fund held its 2014 annual meeting of shareholders on April 23, 2014, for the purpose of considering and voting upon the following proposals: The results of voting were as follows (by number of shares): Proposal 1: For nominees to the Board of Directors John F. |
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| August 29, 2014 |
PHF / Pacholder High Yield Fund, Inc. 40-17F2/A - - PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response…………. |
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| August 11, 2014 |
PHF / Pacholder High Yield Fund, Inc. 40-17F2 - - PACHOLDER HIGH YIELD FUND INC 40-17F2 1 d770035d4017f2.htm PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response……………. 2.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 |
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| May 30, 2014 |
- PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response ……………. |
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| May 29, 2014 |
Quarterly Schedule of Portfolio Holdings - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2014 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| May 21, 2014 |
- PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response………………2. |
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| April 10, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| April 10, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) March 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| March 3, 2014 |
- PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 28, 2014 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc: In planning and performing our audit of the financial statements of Pacholder High Yield Fund, Inc (hereafter referred to as the "Fund") as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board |
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| February 28, 2014 |
JPMorgan Funds - Pacholder High Yield Fund, Inc Rule 10f-3 Transactions For the period from July 1, 2013 to December 31, 2013 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/22/2013 Issuer MPH Intermediate Holding Company 2 (MLTPLN 8. |
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| January 17, 2014 |
PHF / Pacholder High Yield Fund, Inc. / MORGAN STANLEY - ST-AMENDMENT-MS&CO Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* PACHOLDER HIGH YIELD FUND INC - (Name of Issuer) Auction Rate Cumulative Preferred - (Title of Class of Securities) 693742207 - (CUSIP Number) December 31, 2013 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 16, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 16, 2014 |
PHF / Pacholder High Yield Fund, Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Robert L. Young, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| October 15, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2012 to December 31, 2012 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/9/2012 Issuer B/E Aerospace Inc (BEAV 5.25% April 1, 2022) Cusip 055381AS Bonds 200,000 Offering Price |
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| October 15, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2013 to June 30, 2013 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 1/9/2013 Issuer Bombardier Inc. (BBDBCN 6.125% January 15, 2023 144A) Cusip 097751BF Bonds 170,000 Offeri |
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| October 15, 2013 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc: In planning and performing our audit of the financial statements of Pacholder High Yield Fund, Inc (hereafter referred to as the "Fund") as of and for the year ended December 31, 2012 in accordance with the standards of the Public Company Accounting Oversight Board |
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| October 15, 2013 |
- PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response 2. |
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| October 11, 2013 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc: In planning and performing our audit of the financial statements of the Pacholder High Yield Fund, Inc (the "Fund") as of and for the year ended December 31, 2011 in accordance with the standards of the Public Company Accounting Oversight Board (United States), we c |
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| October 11, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2011 to December 31, 2011 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/12/2011 Issuer Dynacast International LLC and Dynacast Finance Inc. (DYNCST 9.25% July 15, 2019 144A) |
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| October 11, 2013 |
Pacholder High Yield Fund, Inc. - Item 77Q1(a) Amendment No. 1 to the Amended and Restated Bylaws of Pacholder High Yield Fund, Inc. Pursuant to Article VIII, Section 8.07 of the Fund's Amended and Restated Bylaws ("Bylaws"), the Bylaws shall be amended as follows: 1. Article I, Section 1.11 Stockholder Proposals, is hereby deleted in its entirety and replaced with the following: 1.11 Stockholder |
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| October 11, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2012 to June 30, 2012 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 1/5/2012 Issuer AmeriGas Finance Corp. and AmeriGas Finance LLC (APU 6.75% May 20, 2020) Cusip 03077JAA B |
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| October 11, 2013 |
Item 77C The Fund held its 2012 annual meeting of shareholders on April 25, 2012, for the purpose of considering and voting upon the following proposals: The results of voting were as follows (by number of shares): Proposal 1: For nominees to the Board of Directors Fergus Reid, III1 In favor 11,061,033 Against/Withheld 536,209 William J. |
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| August 29, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2013 to June 30, 2013 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 1/9/2013 Issuer Bombardier Inc. (BBDBCN 6.125% January 15, 2023 144A) Cusip 097751BF Bonds 170,000 Offeri |
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| August 21, 2013 |
- PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response 2. |
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| August 20, 2013 |
- PACHOLDER HIGH YIELD FUND INC PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2014 Estimated average burden hours per response…………… 2. |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 30, 2013 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Patricia A. Maleski, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a m |
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| March 1, 2013 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc: In planning and performing our audit of the financial statements of Pacholder High Yield Fund, Inc (hereafter referred to as the "Fund") as of and for the year ended December 31, 2012 in accordance with the standards of the Public Company Accounting Oversight Board |
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| March 1, 2013 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2012 to December 31, 2012 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/9/2012 Issuer B/E Aerospace Inc (BEAV 5.25% April 1, 2022) Cusip 055381AS Bonds 200,000 Offering Price |
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| March 1, 2013 |
- PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| November 29, 2012 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Patricia A. Maleski, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a m |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - PACHOLDER HIGH YIELD N-Q 1 d414607dnq.htm PACHOLDER HIGH YIELD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05639 Pacholder High Yield Fund, Inc. (Exact name of registrant as specified in charter) 270 Park Avenue New York, NY 10017 (Address of principal execut |
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| August 29, 2012 |
Item 77C The Fund held its 2012 annual meeting of shareholders on April 25, 2012, for the purpose of considering and voting upon the following proposals: The results of voting were as follows (by number of shares): Proposal 1: For nominees to the Board of Directors Fergus Reid, III1 In favor 11,061,033 Against/Withheld 536,209 William J. |
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| August 29, 2012 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from January 1, 2012 to June 30, 2012 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 1/5/2012 Issuer AmeriGas Finance Corp. and AmeriGas Finance LLC (APU 6.75% May 20, 2020) Cusip 03077JAA B |
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| May 30, 2012 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 Certifications Pursuant to Section 302 EXHIBIT 99.302CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Patricia A. Maleski, certify that: 1. I have reviewed this report on Form N-Q of Pacholder High Yield Fund, Inc. (the “Fund” or “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a m |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - PACHOLDER HIGH YIELD Pacholder High Yield UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 19, 2012 |
- PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| March 19, 2012 |
- PACHOLDER HIGH YIELD FUND INC OMB APPROVAL OMB Number: 3235-0360 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| February 29, 2012 |
- PACHOLDER HIGH YIELD FUND, INC. Pacholder High Yield Fund, Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 29, 2012 |
Pacholder High Yield Fund, Inc. - Item 77Q1(a) Amendment No. 1 to the Amended and Restated Bylaws of Pacholder High Yield Fund, Inc. Pursuant to Article VIII, Section 8.07 of the Fund's Amended and Restated Bylaws ("Bylaws"), the Bylaws shall be amended as follows: 1. Article I, Section 1.11 Stockholder Proposals, is hereby deleted in its entirety and replaced with the following: 1.11 Stockholder |
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| February 29, 2012 |
JPMorgan Funds - Pacholder High Yield Fund, Inc. Rule 10f-3 Transactions For the period from July 1, 2011 to December 31, 2011 The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds: Fund Pacholder High Yield Fund Trade Date 7/12/2011 Issuer Dynacast International LLC and Dynacast Finance Inc. (DYNCST 9.25% July 15, 2019 144A) |
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| February 29, 2012 |
Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Pacholder High Yield Fund, Inc: In planning and performing our audit of the financial statements of the Pacholder High Yield Fund, Inc (the "Fund") as of and for the year ended December 31, 2011 in accordance with the standards of the Public Company Accounting Oversight Board (United States), we c |
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| February 3, 2012 |
PHF / Pacholder High Yield Fund, Inc. / GUGGENHEIM FUNDS DISTRIBUTORS, INC. - PHF Passive Investment OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| January 20, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pacholder High Yield Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 693742108 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 20, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
