Statistiche di base
| CIK | 1359555 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pendrell Corporation
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| February 16, 2018 |
PCO / Pendrell Corporation 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33008 PENDRELL CORPOR |
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| February 14, 2018 |
PCO / Pendrell Corporation / HIGHLAND CAPITAL MANAGEMENT LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| December 26, 2017 |
PCO / Pendrell Corporation FORM 15-12B Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33008 PENDRELL CORPORATION (Exact name of registrant as spec |
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| December 15, 2017 |
25 1 d464607d25.htm 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33008 PENDRELL CORPORATION NASDAQ STOCK EXCHANGE (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or |
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| December 13, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 6 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R500 (CUSIP Number of Cl |
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| December 6, 2017 |
PCO / Pendrell Corporation 15-12B/A 15-12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15/A WITHDRAWAL OF CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33008 PENDRELL CORPORATION (Exact name of regis |
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| December 4, 2017 |
PENDRELL ANNOUNCES REVERSE STOCK SPLIT AND DIVIDEND EX-99.1 |
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| December 4, 2017 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 4, 2017 |
Articles of Amendment to Articles of Incorporation of Pendrell Corporation EX-3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF PENDRELL CORPORATION Pursuant to RCW 23B.10.060 of the Washington Business Corporation Act, Pendrell Corporation (the ?Corporation?) hereby submits the following amendment to the Corporation?s Articles of Incorporation, as amended. 1. The name of the Corporation is Pendrell Corporation. 2. Effective upon filing of these Articles of A |
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| December 4, 2017 |
PCO / Pendrell Corporation FORM 15-12B Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33008 PENDRELL CORPORATION (Exact name of registrant as spec |
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| November 1, 2017 |
8-K 1 htm55514.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2017 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdictio |
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| November 1, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - AMENDMENT NO. 5 TO SCHEDULE 13E-3 AMENDMENT NO. 5 TO SCHEDULE 13E-3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 5 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686 |
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| October 27, 2017 |
SC 14D9/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2017 |
PCO / Pendrell Corporation ESP CORRESP 1 filename1.htm October 27, 2017 VIA EDGAR Christina Chalk Senior Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Pendrell Corporation Schedule 14D-9 filed October 13, 2017 SEC File No. 5-81926 Dear Ms. Chalk: This letter, submitted on behalf of Pendrell Corporation (the “Company”), addresses yo |
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| October 25, 2017 |
PCO / Pendrell Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33008 PENDRE |
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| October 13, 2017 |
SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 22, 2017 |
8-K 1 htm55380.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 20, 2017 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdict |
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| September 22, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 4 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number of Cl |
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| September 15, 2017 |
DISNEY LICENSES CONTENTGUARD DIGITAL RIGHTS MANAGEMENT EX-99.1 FOR IMMEDIATE RELEASE DISNEY LICENSES CONTENTGUARD DIGITAL RIGHTS MANAGEMENT Kirkland, WA. September 15, 2017 ? ContentGuard Holdings, Inc. (?ContentGuard?), a subsidiary of Pendrell Corporation (NASDAQ: PCO), today announced a licensing agreement with The Walt Disney Company (?Disney?), a worldwide leader in creating and distributing digital media and entertainment content. The licensing |
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| September 15, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 htm55357.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 15, 2017 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdict |
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| August 7, 2017 |
PCO / Pendrell Corporation / Halis Family Foundation - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PENDRELL CORPORATION (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number) July 27, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| July 28, 2017 |
PCO / Pendrell Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33008 PENDRELL CO |
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| July 12, 2017 |
Pendrell LIVE FILING (Current Report/Significant Event) Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 16, 2017 |
Submission of Matters to a Vote of Security Holders Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 15, 2017 |
8-K 1 htm55057.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 14, 2017 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdiction ( |
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| May 22, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 3 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number of Cl |
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| May 20, 2017 |
DEFR14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 19, 2017 |
PCO / Pendrell Corporation ESP Response Letter to SEC May 18, 2017 VIA EDGAR Daniel Duchovny Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission Mail Stop 4561 Washington, D. |
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| May 9, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment no. 1 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| May 9, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 2 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number of Cl |
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| May 5, 2017 |
PCO / Pendrell Corporation ESP CORRESP May 5, 2017 VIA EDGAR Daniel Duchovny Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission Mail Stop 4561 Washington, D. |
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| April 28, 2017 |
Pendrell 10-Q (Quarterly Report) pco-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| April 28, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number of Cl |
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| April 27, 2017 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 14, 2017 |
Pendrell Corporation 2017 Incentive Plan EX-10.1 Exhibit 10.1 Pendrell Corporation 2017 Incentive Plan I. INTRODUCTION a. Objective: The objective of this 2017 Incentive Plan (the ?2017 Plan?) is to (i) enhance shareholder value by promoting a strong connection between employee contributions and financial performance of Pendrell Corporation and its subsidiaries (collectively, the ?Company?); (ii) encourage and support achievement of the |
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| April 14, 2017 |
8-K 1 htm54807.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 11, 2017 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdiction |
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| April 14, 2017 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 14, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3 SC 13E3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0. |
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| March 30, 2017 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3/A SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 TO SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 70686R302 (CUSIP Number of Cl |
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| March 20, 2017 |
PCO / Pendrell Corporation / Pendrell Corp - SC 13E3 SC 13E3 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 thereunder Pendrell Corporation (Name of the Issuer and Person Filing Statement) Class A Common Stock, par value $0. |
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| March 20, 2017 |
EX-99.(A)(1) Exhibit.(a)(1) NOTICE OF REPURCHASE PLAN Dear Shareholder: Pendrell Corporation, a Washington corporation (the Company), is pleased to announce that, at the recommendation of a special committee of the Companys four independent directors (the Special Committee), the Companys Board of Directors (the Board) approved and plans to implement a share repurchase plan (the Repurchase |
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| March 15, 2017 |
pco-10k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| March 15, 2017 |
EX-10.17 5 pco-ex1017250.htm EX-10.17 Exhibit 10.17 July 1, 2011 Tim Dozois 2300 Carillon Point Kirkland, WA 98033 ICO Global Communications 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear Tim, On behalf of ICO Global Communications (Holdings) Limited (“ICO”), I am pleased to offer you the exempt position of Acting General Counsel and Corporate Counsel reporting to IC |
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| March 15, 2017 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name Jurisdiction ContentGuard Holdings, Inc. Texas ContentGuard Europe GmbH Germany ContentGuard, Inc. Texas Content Technologies LLC Nevada Helsinki Memory Technologies Oy Finland Memory Technologies LLC Nevada Pendragon Electronics and Telecommunications Research LLC Nevada Pendragon Networks LLC Nevada Pendragon Wireless LLC Nevada Pendrell Asset Managem |
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| March 15, 2017 |
PCO / Pendrell Corporation / Alvarez & Marsal CRF Management, LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G / Amend. No. 2* Under the Securities Exchange Act of 1934 (* Final Amendment) Pendrell Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 70686R104 (CUSIP Number) James J. Moloney Gibson, Dunn & Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-4343 (Name, Address |
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| March 15, 2017 |
Pendrell Corporation 2012 Equity Incentive Plan, as amended Exhibit 10.7 PENDRELL CORPORATION 2012 EQUITY INCENTIVE PLAN (as amended November 30, 2016) 1. GENERAL. (a) Defined Terms. Capitalized terms used in this Plan are defined in Section 13 of this Plan. (b) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the Pendrell Corporation 2000 Stock Incentive Plan, as amended and restated (the “Prior Pla |
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| March 15, 2017 |
Exhibit 10.16 August 28, 2014 Steven A. Ednie 2300 Carillon Point Kirkland, WA 98033 Pendrell Corporation 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear Steve, On behalf of Pendrell Corporation (together with its subsidiaries and affiliates, “Pendrell”) I am pleased to offer you the exempt position of Vice President, Chief Financial Officer and Principal Financial an |
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| March 15, 2017 |
Exhibit 10.12 PENDRELL CORPORATION BOARD COMPENSATION POLICY (Effective January 1, 2013) (As amended September 30, 2016) General: • This compensation policy applies to all current and future board members of Pendrell Corporation (PCO). The board of PCO reserves the right to amend this policy from time to time, but such amendments shall not apply to awards that have been earned prior to such amendm |
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| March 14, 2017 |
S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-8 Registration Statement No. 333-137707 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-184966 Under The Securities Act of 1933 PENDRELL CORPORATION (Exact name of Registrant as specified in its charter) Washington 98-0221142 (State or other jurisdictio |
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| March 14, 2017 |
S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 to Form S-8 Registration Statement No. 333-137707 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-184966 Under The Securities Act of 1933 PENDRELL CORPORATION (Exact name of Registrant as specified in its charter) Washington 98-0221142 (State or other jurisdictio |
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| March 14, 2017 |
EX-10.1 2 exhibit1.htm EX-10.1 STOCK REDEMPTION AGREEMENT This Stock Redemption Agreement (this “Agreement”) is by and between Highland Crusader Offshore Partners, L.P. (“Seller”) and Pendrell Corporation, a Washington corporation (the “Company”), effective March 9, 2017 (the “Effective Date”). Seller and the Company may be referred to collectively in this Agreement as the “Parties.” BACKGROUND A. |
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| March 14, 2017 |
Entry into a Material Definitive Agreement, Other Events Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2017 |
PCO / Pendrell Corporation / Mente, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pendrell Corporation (Name of Issuer) Class A common stock, $0.01 par value per share (Title of Class of Securities) 70686R302 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2017 |
PCO / Pendrell Corporation / Alvarez & Marsal CRF Management, LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pendrell Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 70686R104 (CUSIP Number) James J. Moloney Gibson, Dunn & Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-4343 (Name, Address and Telephone Num |
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| February 10, 2017 |
PCO / Pendrell Corporation / HIGHLAND CAPITAL MANAGEMENT LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| February 2, 2017 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 28, 2016 |
Pendrell 10-Q (Quarterly Report) pco-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| September 30, 2016 |
Articles of Amendment to Articles of Incorporation of Pendrell Corporation EX-3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF PENDRELL CORPORATION Pursuant to RCW 23B.10.060 of the Washington Business Corporation Act, Pendrell Corporation (the ?Corporation?) hereby submits the following amendment to the Corporation?s Articles of Incorporation, as amended. 1. The name of the Corporation is Pendrell Corporation. 2. Effective upon filing of these A |
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| September 30, 2016 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 15, 2016 |
Pendrell SC 13G (Passive Acquisition of More Than 5% of Shares) SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pendrell Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 70686R104 (CUSIP Number) James J. Moloney Gibson, Dunn & Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-4343 (Name, Address and Telephone Number |
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| August 15, 2016 |
Pendrell SC 13G (Passive Acquisition of More Than 5% of Shares) SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pendrell Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 70686R104 (CUSIP Number) James J. Moloney Gibson, Dunn & Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-4343 (Name, Address and Telephone Number |
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| August 9, 2016 |
PCO / Pendrell Corporation / HIGHLAND CAPITAL MANAGEMENT LP - FORM 13G Passive Investment Form 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Pendrell Corporation (Name of Issuer) Class A common stock, par value $0. |
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| August 9, 2016 |
EX-99.1 EXHIBIT 99-1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Class A common stock, par value $0.01 per share, of Pendrell Corporation, a Washington corporation, and fu |
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| July 22, 2016 |
Pendrell FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| July 11, 2016 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 7, 2016 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commi |
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| June 10, 2016 |
DEF 14A 1 d37907ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio |
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| May 31, 2016 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 20, 2016 |
Financial Statements and Exhibits, Other Events Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 20, 2016 |
PENDRELL SUBSIDIARY LICENSES MEMORY INVENTIONS TO TOSHIBA CORPORATION EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL SUBSIDIARY LICENSES MEMORY INVENTIONS TO TOSHIBA CORPORATION Kirkland, WA. (Business Wire) May 20, 2016 ? Pendrell Corporation (NASDAQ: PCO) announced today that its subsidiary Memory Technologies LLC (MTL) entered into a patent license agreement with Toshiba Corporation covering embedded memory technologies and secure digital memory cards. The l |
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| May 4, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 29, 2016 |
Pendrell FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2016 |
Pendrell 10-K/A (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (AMENDMENT NO. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| March 18, 2016 |
Pendrell Corporation 2016 Incentive Plan EX-10.1 Exhibit 10.1 Pendrell Corporation 2016 Incentive Plan I. INTRODUCTION a. Objective: The objective of this 2016 Incentive Plan (the ?2016 Plan?) is to (i) enhance shareholder value by promoting a strong connection between employee contributions and financial performance of Pendrell Corporation and its subsidiaries (collectively, the ?Company?); (ii) encourage and support achievement of the |
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| March 18, 2016 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 4, 2016 |
EX-21.1 Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name Jurisdiction ContentGuard Holdings, Inc. Texas ContentGuard Europe GmbH Germany ContentGuard, Inc. Texas Content Technologies LLC Nevada Galahad Entertainment LLC Nevada Helsinki Memory Technologies Oy Finland Memory Technologies LLC Nevada Pendragon Electronics and Telecommunications Research LLC Nevada Pendragon Networks LLC Nevada Pendragon W |
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| March 4, 2016 |
EX-10.25 2 d74578dex1025.htm EX-10.25 Exhibit 10.25 December 24, 2015 Scott Richardson Portland, OR 97229 RE: Retention Agreement Dear Scott, This letter relates to your employment with Pendrell Corporation, a Washington corporation (“Pendrell”). You have served as Pendrell’s full-time chief product officer under the terms and conditions of an employment letter dated July 11, 2012, as supplemented |
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| March 4, 2016 |
Pendrell FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 25, 2016 |
8-K/A 1 htm53025.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 20, 2015 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (Sta |
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| December 29, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 25, 2015 |
8-K 1 htm52788.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 20, 2015 Pendrell Corporation (Exact name of registrant as specified in its charter) Washington 001-33008 98-0221142 (State or other jurisdicti |
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| November 20, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 6, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 24, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 19, 2015 |
Amendment No. 1 to Bylaws of Pendrell Corporation EX-3.2 Exhibit 3.2 AMENDMENT NO. 1 TO THE BYLAWS OF PENDRELL CORPORATION A new Article IX is added to the Bylaws of Pendrell Corporation as follows: ?ARTICLE IX ? CLAIMS AGAINST THE COMPANY Unless the Corporation consents in writing to the selection of an alternative forum, the courts of the State of Washington located in King County, Washington shall be the sole and exclusive forum for (i) any de |
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| June 19, 2015 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 17, 2015 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Comm |
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| June 19, 2015 |
Articles of Amendment to Articles of Incorporation of Pendrell Corporation EX-3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF PENDRELL CORPORATION Pursuant to RCW 23B.10.060 of the Washington Business Corporation Act, the undersigned corporation hereby submits the following amendments to the corporation?s Articles of Incorporation. 1. The name of the corporation is Pendrell Corporation. 2. Effective upon filing of these Articles of Amendment wit |
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| June 10, 2015 |
EX-10.1 Exhibit 10.1 June 1, 2015 Lee E. Mikles 2300 Carillon Point Kirkland, WA 98033 Pendrell Corporation 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear Lee, On behalf of Pendrell Corporation (Pendrell), I am pleased to offer you the exempt position of President and Chief Executive Officer reporting to Pendrells Board of Directors. You will be employed by Pendre |
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| June 10, 2015 |
Pendrell LIVE FILING (Current Report/Significant Event) Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 30, 2015 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 20, 2015 |
Pendrell PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 23, 2015 |
EX-99.1 Exhibit 99.1 COURT REJECTS ATTEMPTS TO LIMIT SCOPE OF CONTENTGUARD?S PIONEERING DRM PATENTS THROUGH CLAIM CONSTRUCTION PLANO, Texas (Business Wire) ? March 23, 2015 ? ContentGuard Holdings, Inc. (?ContentGuard?), a subsidiary of Pendrell Corporation (NASDAQ: PCO), announced that on Friday, March 20, 2015, Judge J. Rodney Gilstrap of the U.S. District Court for the Eastern District of Texas |
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| March 23, 2015 |
Financial Statements and Exhibits, Other Events Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 13, 2015 |
Pendrell Corporation 2015 Incentive Plan EX-10.1 Exhibit 10.1 Pendrell Corporation 2015 Incentive Plan I. INTRODUCTION a. Objective: The objective of this 2015 Incentive Plan (the ?2015 Plan?) is to (i) enhance shareholder value by promoting a strong connection between employee contributions and financial performance of Pendrell Corporation and its subsidiaries (collectively, the ?Company?); (ii) encourage and support achievement of the |
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| March 13, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 17, 2015 |
PCO / Pendrell Corporation / Indaba Capital Management, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PENDRELL CORPORATION (Name of Issuer) Class A Common Stock (Title of Class Securities) 70686R104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 13, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 13, 2015 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 9, 2015 |
Financial Statements and Exhibits, Other Events Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 9, 2015 |
PENDRELL ENTERS INTO MEMORY TECHNOLOGIES AGREEMENT WITH SK HYNIX EX-99.1 2 exhibit1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL ENTERS INTO MEMORY TECHNOLOGIES AGREEMENT WITH SK HYNIX Kirkland, WA. (Business Wire) January 9, 2015 – Pendrell Corporation (NASDAQ: PCO)(“Pendrell”) today announced that it has entered into a patent license agreement with SK hynix Inc. (“SK hynix”) covering embedded MultimediaCard (eMMC) memory technologies. This license |
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| January 8, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 20, 2014 |
Pendrell Corporation (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 20, 2014 |
PENDRELL ANNOUNCES LEADERSHIP CHANGES Craig McCaw Becomes Executive Chairman EX-99.1 2 exhibit1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL ANNOUNCES LEADERSHIP CHANGES Craig McCaw Becomes Executive Chairman Kirkland, WA. (BusinessWire) November 19, 2014 – Pendrell Corporation (NASDAQ: PCO) (“Pendrell” or “the Company”) announced today that company chairman Craig McCaw has taken on the role of executive chairman, and current board member Lee E. Mikles will beco |
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| September 4, 2014 |
PENDRELL APPOINTS STEVE EDNIE CHIEF FINANCIAL OFFICER EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL APPOINTS STEVE EDNIE CHIEF FINANCIAL OFFICER Kirkland, WA. (PR Newswire) September 4, 2014 – Pendrell Corporation (NASDAQ: PCO) (“Pendrell”) announced today that Steve Ednie has been appointed vice president and chief financial officer for the company effective September 8, 2014. Mr. Ednie has held senior finance and tax roles with leading techno |
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| September 4, 2014 |
EX-10.1 2 d783801dex101.htm EX-10.1 Exhibit 10.1 August 28, 2014 Steven A. Ednie 2300 Carillon Point Kirkland, WA 98033 Pendrell Corporation 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear Steve, On behalf of Pendrell Corporation (together with its subsidiaries and affiliates, “Pendrell”) I am pleased to offer you the exempt position of Vice President, Chief Financial |
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| September 4, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 3, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commi |
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| August 15, 2014 |
8-K 1 d776841d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 11, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission File |
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| June 17, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 d741769d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 13, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of |
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| June 16, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 13, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Comm |
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| June 16, 2014 |
PENDRELL LICENSES SECOND COMPANY TO ITS MEMORY TECHNOLOGIES PORTFOLIO EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL LICENSES SECOND COMPANY TO ITS MEMORY TECHNOLOGIES PORTFOLIO Kirkland, WA (PR Newswire) June 16, 2014 – Pendrell Corporation (NASDAQ: PCO) (“Pendrell”) today announced that a Pendrell subsidiary entered into a patent license agreement with a semiconductor company for technologies that cover embedded MultimediaCard (eMMC) memory and storage. This |
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| May 30, 2014 |
EX-16.1 Exhibit 16.1 May 28, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Pendrell Corporation’s Form 8-K dated May 28, 2014, and have the following comments: 1. We agree with the statements made in the first sentence of the first paragraph and the second, third, fourth and fifth paragraphs. 2. We have no basis o |
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| May 30, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 28, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commi |
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| April 30, 2014 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 11, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 10, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Com |
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| March 21, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 17, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Com |
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| March 11, 2014 |
10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2014 |
EX-21.1 Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name Jurisdiction ContentGuard Holdings, Inc. Texas ContentGuard Europe GmbH Germany ContentGuard, Inc. Texas Content Technologies LLC Nevada Foundational Technologies LLC Nevada Galahad Entertainment LLC Nevada Helsinki Memory Technologies OY Finland Memory Technologies LLC Nevada Ovidian Group LLC California Pendragon Electronics and Telecommunicat |
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| March 10, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 7, 2014 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commissio |
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| February 14, 2014 |
PCO / Pendrell Corporation / CLAYTON DUBILIER & RICE FUND VI L P - SC 13G/A Passive Investment SC 13G/A 1 a14-56891sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934* Amendment No. 5 Pendrell Corporation (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 44930K108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement |
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| February 14, 2014 |
PCO / Pendrell Corporation / Indaba Capital Management, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PENDRELL CORPORATION (Name of Issuer) Class A Common Stock (Title of Class Securities) 70686R104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 14, 2014 |
AGREEMENT REGARDING THE JOINT FILING OF AMENDMENT NO. 5 TO SCHEDULE 13G Exhibit 1 AGREEMENT REGARDING THE JOINT FILING OF AMENDMENT NO. 5 TO SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G/A to which this Exhibit is attached, and such Schedule 13G/A is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such schedule 13G/A and any amendments thereto, and |
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| February 7, 2014 |
CORRESP February 7, 2014 VIA EDGAR Stephen Krikorian Accounting Branch Chief United States Securities and Exchange Commission Mail Stop 4561 Washington, D. |
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| January 10, 2014 |
CORRESP January 10, 2014 VIA EDGAR Stephen Krikorian Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 Washington, D. |
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| December 23, 2013 |
CORRESP DLA Piper LLP (US) 701 Fifth Avenue, Suite 7000 Seattle, Washington 98104-7044 www. |
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| October 22, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 17, 2013 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Washington 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commis |
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| June 25, 2013 |
PCO / Pendrell Corporation / Indaba Capital Management, L.P. Passive Investment SC 13G 1 formsc13g-pendrell.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PENDRELL CORPORATION (Name of Issuer) Class A Common Stock (Title of Class Securities) 70686R104 (CUSIP Number) June 21, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| June 19, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 14, 2013 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Comm |
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| May 10, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 8, 2013 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2013 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 15, 2013 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission F |
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| March 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 8, 2013 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 1, 2013 |
PENDRELL APPOINTS DAVID RINN CHIEF FINANCIAL OFFICER EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE PENDRELL APPOINTS DAVID RINN CHIEF FINANCIAL OFFICER Kirkland, WA. (PR Newswire) March 1, 2013 –Pendrell Corporation (NASDAQ: PCO) announced today that David Rinn has been appointed vice president and chief financial officer for the company effective March 11, 2013. Mr. Rinn is replacing Thomas Neary, who submitted his resignation as vice president and ch |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 25, 2013 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commissio |
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| March 1, 2013 |
EX-10.1 Exhibit 10.1 February 25, 2013 David H. Rinn Seattle, WA 98112 Pendrell Corporation 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear David, On behalf of Pendrell Corporation (together with its subsidiaries and affiliates, “Pendrell”) I am pleased to offer you the exempt position of Vice President, Chief Financial Officer and Principal Financial and Accounting O |
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| November 15, 2012 |
Articles of Incorporation of Pendrell Corporation, a Washington corporation Articles of Incorporation Exhibit 3.1 ARTICLES OF INCORPORATION OF PENDRELL WASHINGTON CORPORATION ARTICLE 1 – NAME The name of the corporation is Pendrell Washington Corporation. ARTICLE 2 – DURATION This corporation is organized under the Washington Business Corporation Act (the “Act”) and shall have perpetual existence. ARTICLE 3 – PURPOSES The nature of the business or purpose to be conducted |
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| November 15, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 Post-Effective Amendment No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 15, 2012 Registration No. 333-145869 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 PENDRELL CORPORATION (Exact name of Registrant as specified in its charter) Washingt |
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| November 15, 2012 |
Agreement and Plan of Merger Exhibit 2.1 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (the “Plan”) is made and entered into as of November 14, 2012, by and between Pendrell Corporation, a Delaware corporation (“Pendrell Delaware”) and Pendrell Washington Corporation, a Washington corporation and a wholly owned subsidiary of Pendrell Delaware (“Pendrell Washington”). WHEREAS, Pend |
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| November 15, 2012 |
Form S-8 As filed with the Securities and Exchange Commission on November 15, 2012 Registration No. |
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| November 15, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 Post-Effective Amendment No. 1 to Form S-8 As filed with the Securities and Exchange Commission on November 15, 2012 Registration No. 333-137707 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 PENDRELL CORPORATION (Exact name of Registrant as specified in its charter) Washingt |
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| November 15, 2012 |
Bylaws of Pendrell Corporation, a Washington corporation EX-3.2 4 d434064dex32.htm BYLAWS Exhibit 3.2 PENDRELL CORPORATION (formerly Pendrell Washington Corporation) A Washington Corporation (the “Corporation”) BYLAWS ARTICLE I. SHAREHOLDERS Section 1.1 Annual Meeting. An annual meeting of the shareholders of this Corporation shall be held each year on such date as the Board of Directors (the “Board”) shall determine pursuant to proper notice. The failu |
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| November 15, 2012 |
EX-10.1 5 d434064dex101.htm FORM OF DIRECTOR AND EXECUTIVE OFFICER INDEMNIFICATION AGREEMENT Exhibit 10.1 PENDRELL CORPORATION INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of , by and between PENDRELL CORPORATION (the “Company”), a Washington corporation, and (“Indemnitee”). RECITALS WHEREAS, the Company desires to attract and retain the involvement of high |
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| November 15, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 14, 2012 Pendrell Corporation (Exact name of registrant as specified in its charter) WASHINGTON 0-23137 98-0221142 (State or other jurisdiction of incorporation) (Co |
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| October 15, 2012 |
- DEFINITIVE NOTICE AND PROXY STATEMENT Definitive Notice and Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 4, 2012 |
- PRELIMINARY NOTICE AND PROXY STATEMENT Preliminary Notice and Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 24, 2012 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| August 28, 2012 |
PENDRELL CORPORATION 2012 EQUITY INCENTIVE PLAN Pendrell Corporation 2012 Equity Incentive Plan Exhibit 10.1 PENDRELL CORPORATION 2012 EQUITY INCENTIVE PLAN 1. GENERAL. (a) Defined Terms. Capitalized terms used in this Plan are defined in Section 13 of this Plan. (b) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the Pendrell Corporation 2000 Stock Incentive Plan, as amended and restate |
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| June 26, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 25, 2012 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identificat |
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| June 26, 2012 |
ICO GLOBAL ANNOUNCES WITHDRAWAL OF PETITION FOR REVIEW IN BOEING LITIGATION Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE ICO GLOBAL ANNOUNCES WITHDRAWAL OF PETITION FOR REVIEW IN BOEING LITIGATION Kirkland, Wa. (Business Wire) June 25, 2012 – ICO Global Communications (Operations) Ltd. (“ICO”), a subsidiary of Pendrell Corporation (NASDAQ: PCO), announced today that it has withdrawn its petition for review to the California Supreme Court in connection with its litigat |
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| June 14, 2012 |
Employment Letter Agreement Exhibit 10.1 June 7, 2012 Robert S. Jaffe 2300 Carillon Point Kirkland, WA 98033 Pendrell Corporation 2300 Carillon Point Kirkland, WA 98033 Tel 425 278-7100 Fax 425 278-7101 Dear Bob, On behalf of Pendrell Corporation (together with its subsidiaries and affiliates, “Pendrell”) I am pleased to offer you the exempt position of Vice President, General Counsel and Corporat |
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| June 14, 2012 |
ROBERT JAFFE JOINS PENDRELL AS GENERAL COUNSEL AND CORPORATE SECRETARY Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE ROBERT JAFFE JOINS PENDRELL AS GENERAL COUNSEL AND CORPORATE SECRETARY Kirkland, Wa. (Business Wire) June 14, 2012 – Pendrell Corporation (NASDAQ: PCO) (“Pendrell” or “the Company”), a leading intellectual property investment and advisory firm, announced today that Robert Jaffe will join the Company as general counsel and corporate secretary effecti |
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| June 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2012 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission File |
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| April 16, 2012 |
RULING ISSUED BY APPELLATE COURT ON ICO GLOBAL - BOEING LITIGATION Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE RULING ISSUED BY APPELLATE COURT ON ICO GLOBAL - BOEING LITIGATION Kirkland, Wa. (Business Wire) April 13, 2012 – Pendrell Corporation (NASDAQ: PCO) (“Pendrell”) announced today that the Court of Appeal of the State of California, Second District (“the Court”), has overturned the 2008 California Superior Court jury verdict in the litigation between |
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| April 16, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 13, 2012 PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-33008 98-0221142 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer I |
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| February 14, 2012 |
AGREEMENT REGARDING THE JOINT FILING OF AMENDMENT NO. 3 TO SCHEDULE 13G Exhibit 1 AGREEMENT REGARDING THE JOINT FILING OF AMENDMENT NO. 3 TO SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G/A to which this Exhibit is attached, and such Schedule 13G/A is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such schedule 13G/A and any amendments thereto, and |
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| February 14, 2012 |
PCO / Pendrell Corporation / CLAYTON DUBILIER & RICE FUND VI L P - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934* Amendment No. 4 Pendrell Corporation (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 44930K108 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box below to des |
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| February 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 02/07/2012 PENDRELL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number: 001-33008 Delaware 98-0221142 (State or other jurisdiction of (IRS Emplo |
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| January 4, 2012 |
Unaudited Condensed Consolidated Financial Statements Table of Contents Exhibit 99. |
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| January 4, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 31, 2011 Date of Report (Date of earliest event reported) PENDRELL CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-33008 98-0221142 (State or other jurisdiction of incorpora |
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| January 4, 2012 |
Audited Consolidated Financial Statements Exhibit 99.1 C O N S O L I D A T E D F I N A N C I A L S T A T E M E N T S ContentGuard Holdings, Inc. Years Ended December 31, 2010, 2009 and 2008 ContentGuard Holdings, Inc. Consolidated Financial Statements Years Ended December 31, 2010, 2009 and 2008 Contents Report of Independent Auditors 1 Consolidated Financial Statements Consolidated Balance Sheets |
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| January 4, 2012 |
Unaudited Pro Forma Condensed Combined Financial Statements Unaudited Pro Forma Condensed Combined Financial Statements Exhibit 99.3 Unaudited Pro Forma Condensed Combined Financial Statements On October 31, 2011, Pendrell Technologies LLC (“PTL”), a wholly-owned subsidiary of Pendrell Corporation (“Pendrell” or the “Company”) acquired 90.1 % of Content Guard Holdings, Inc. (“ContentGuard”). See notes to unaudited pro forma condensed combined financial sta |
