Statistiche di base
| LEI | 549300033P679KEYZM56 |
| CIK | 1397016 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Optex Systems Holdings, Inc
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2025 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commissio |
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| August 12, 2025 |
Exhibit 10.1 |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2025 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commissio |
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| August 11, 2025 |
Amended and Restated Bylaws of Optex Systems Holdings, Inc., effective August 10, 2025 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS Of Optex Systems Holdings, Inc. ARTICLE I The Corporation Section 1. Name. The legal name of this corporation (hereinafter called the “Corporation”) is Optex Systems Holdings, Inc. Section 2. Offices. The Corporation shall have its registered office in the State of Delaware at the location of its registered agent in the State of Delaware as stated in its Ar |
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| August 11, 2025 |
Employment Agreement of Chad George, effective August 11, 2025 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), by and between Optex Systems Holdings, Inc., a Delaware corporation (the “Company”), and Chad George, an individual (“Executive”), is dated as of August 11, 2025 (the “Effective Date”). RECITALS WHEREAS, the Company desires to retain Executive as its President with this Agreement; and WHEREAS, in connection therewith, |
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| May 22, 2025 |
Exhibit 10.1 |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant a |
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| May 13, 2025 |
Results of Operations and Financial Condition, 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| May 13, 2025 |
Exhibit 99.1 Optex Systems Holdings, Inc. Announces Financial Highlights for the Three and Six Months Ended March 30, 2025 RICHARDSON, Texas, May 13, 2025 (GLOBE NEWSWIRE) – Optex Systems Holdings, Inc. (Nasdaq: OPXS), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, announced financial results for the three and six month |
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| February 24, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| February 10, 2025 |
Form of Restricted Stock Agreement (Directors) Exhibit 10.1 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. RESTRICTED STOCK AGREEMENT FOR DIRECTORS THIS RESTRICTED STOCK AWARD, dated (the “Date of Grant”), is granted by Optex Systems Holdings, Inc.., a Delaware corporation (the “Company”) to [NAME] (the “Grantee”) pursuant to the Company’s 2023 Equity Incentive Plan (the “Plan”). Capitalized terms used but not otherwise defined in this Agreement sh |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 29, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 001-41644 OPTEX SYSTEMS HOLDINGS, INC. (Exact n |
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| December 19, 2024 |
Exhibit 19.1 |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant a |
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| May 14, 2024 |
Form of Director and Officer Indemnification Agreement(18) Exhibit 10.2 Optex Systems Holdings, Inc. DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Director and Officer Indemnification Agreement, dated as of [Date] (this “Agreement”), is made by and between Optex Systems Holdings, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS: A. Section 141 of the Delaware General Corporation Law provides that the business and affairs of |
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| May 14, 2024 |
Asset Purchase Agreement and Contract Manufacturing Agreement (RUB Aluminium s.r.o.)(18) Exhibit 10.1 Exhibit Includes Redactions Certain information identified with brackets ([***]) has been excluded from this exhibit in accordance with Item 601(b) of Regulation S-K because it is both not material and is the type that the registrant treats as private or confidential. ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of January 18, 2024, is entered in |
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| February 22, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2024 |
US68384X2099 / OPTEX SYS HLDGS / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Optex Systems Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 68384X209 (CUSIP Number) December 31, 2023 (Date of Event Which Requir |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| February 12, 2024 |
EX-99.A 2 d583229dex99a.htm EX-99.A EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such |
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| February 12, 2024 |
US68384X2099 / OPTEX SYS HLDGS / Topline Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 d583229dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of Statement) Check the appropriate box to |
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| January 24, 2024 |
Optex Systems Announces Acquisition of Speedtracker Exhibit 99.1 Optex Systems Announces Acquisition of Speedtracker RICHARDSON, Texas, January 22, 2024 (GLOBE NEWSWIRE) — Optex Systems Holdings, Inc. (Nasdaq:OPXS), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, announced today it has acquired Speedtracker from RUB Aluminum (RUB) and has also established a Contract Manuf |
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| January 24, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2024 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| January 5, 2024 |
Employment Agreement of Karen Hawkins, dated as of January 1, 2024 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), by and between Optex Systems Holdings, Inc., a Delaware corporation (the “Company”), and Karen Hawkins, an individual (“Executive”), is dated as of January 1, 2024 (the “Effective Date”). RECITALS WHEREAS, the Company is currently employing Executive as Chief Financial Officer pursuant to the terms of the Employment Ag |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2024 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commissio |
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| December 18, 2023 |
Form of Stock Appreciation Rights Agreement Exhibit 10.14 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. STOCK APPRECIATION RIGHTS AGREEMENT THIS AGREEMENT, by Optex Systems Holdings, Inc., a Delaware corporation (the “Company”), and [NAME], an employee of the Company or an Affiliate (the “Grantee”), sets forth the terms and conditions of the Stock Appreciation Rights award (“SAR”) granted to the Grantee pursuant to the Optex Systems Holdings, I |
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| December 18, 2023 |
Form of Non-Qualified Stock Option Agreement Exhibit 10.13.2 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. NON-QUALIFIED STOCK OPTION GRANT FOR OUTSIDE DIRECTORS THIS NON-QUALIFIED STOCK OPTION, dated , is granted by OPTEX SYSTEMS HOLDINGS, INC., a Delaware corporation (the “Company”), to [NAME] (the “Director”) pursuant to the Optex Systems Holdings, Inc. 2023 Equity Incentive Plan (the “Plan”). WHEREAS, the Company believes it to be in the bes |
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| December 18, 2023 |
Form of Restricted Stock Unit Agreement Exhibit 10.15 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AWARD, dated (the “Date of Grant”), is granted by Optex Systems Holdings, Inc.., a Delaware corporation (the “Company”) to [NAME] (the “Grantee”) pursuant to the Company’s 2023 Equity Incentive Plan (the “Plan”). Capitalized terms used but not otherwise defined in this Agreement shall |
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| December 18, 2023 |
Form of Incentive Stock Option Agreement Exhibit 10.13.1 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT, dated , is granted by Optex Systems Holdings, Inc., a Delaware corporation (the “Company”) to [NAME] (the “Grantee”) pursuant to the Company’s 2023 Equity Incentive Plan (the “Plan”). WHEREAS, the Company believes it to be in the best interests of the Company, its subsi |
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| December 18, 2023 |
Form of Performance Shares Agreement (Executives) Exhibit 10.11 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. FORM OF PERFORMANCE SHARES AGREEMENT THIS PERFORMANCE SHARES AWARD, dated (the “Date of Grant”), is granted by Optex Systems Holdings, Inc., a Delaware corporation (the “Company”) to (the “Grantee”) pursuant to the Company’s 2023 Equity Incentive Plan (the “Plan”). Capitalized terms used but not otherwise defined in this Agreement shall have |
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| December 18, 2023 |
Exhibit 97.1 OPTEX SYSTEMS HOLDINGS, INC. CLAWBACK POLICY (Adopted November 16, 2023) I. Overview. The Board of Directors (the “Board”) of Optex Systems Holdings, Inc. (the “Company”) has adopted this Clawback Policy (the “Policy”) to provide for the recovery of erroneously awarded executive compensation in the event of an accounting restatement resulting from material noncompliance with financial |
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| December 18, 2023 |
Form of Restricted Stock Agreement Exhibit 10.12 CONFIDENTIAL OPTEX SYSTEMS HOLDINGS, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AWARD, dated (the “Date of Grant”), is granted by Optex Systems Holdings, Inc.., a Delaware corporation (the “Company”) to [NAME] (the “Grantee”) pursuant to the Company’s 2023 Equity Incentive Plan (the “Plan”). Capitalized terms used but not otherwise defined in this Agreement shall have the |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 1, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 001-41644 OPTEX SYSTEMS HOLDINGS, INC. (Exact name |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| March 24, 2023 |
Exhibit 10.1 BUSINESS LOAN AGREEMENT Borrower: OPTEX SYSTEMS, INC. Lender: Texas Capital Bank OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Dr. Richardson, TX 75081 McKinney Office, Middle Market Banking 2000 McKinney Ave., Suite 700 Dallas, TX 75201 (214) 932-6600 THIS BUSINESS LOAN AGREEMENT dated March 22, 2023, is made and executed between OPTEX SYSTEMS, INC.; and OPTEX SYSTEMS HOLDINGS, INC. |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41644 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employe |
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| March 6, 2023 |
As filed with the Securities and Exchange Commission on March 6, 2023 As filed with the Securities and Exchange Commission on March 6, 2023 Registration No. |
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| March 6, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Optex Systems Holdings, Inc. |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| February 13, 2023 |
SC 13G 1 fp0082241-3sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* Optex Systems Holdings Inc. (Name of Issuer) Common (Title of Class of Securities) 68384X209 (CUSIP Number) December 31, 202 |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant |
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| January 17, 2023 |
DEF 14A 1 formdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 21, 2022 |
OPXS / Optex Systems Holdings, Inc. / Topline Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number) December 19, 2022 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant t |
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| December 21, 2022 |
EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 2, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact name |
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| November 28, 2022 |
Employment Agreement with Danny Schoening, dated November 28, 2022(12) Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?), by and between Optex Systems Holdings, Inc., a Delaware corporation (the ?Company?), and Danny Schoening, an individual (?Executive?), is dated as of December 1, 2022 (the ?Effective Date?). RECITALS WHEREAS, the Company is currently employing Executive as President and Chief Executive Officer pursuant to the terms of |
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| November 28, 2022 |
Exhibit 10.1 Amended and Restated Revolving Line of Credit Note $2,000,000.00 November 21, 2022 FOR VALUE RECEIVED, OPTEX SYSTEMS HOLDINGS, INC., with an address at 1420 PRESIDENTIAL DRIVE, RICHARDSON, TEXAS 75081-2439, and OPTEX SYSTEMS, INC., with an address at 1420 PRESIDENTIAL DRIVE, RICHARDSON, TEXAS 75081-2439 (individually and collectively, the ?Borrower?), promises to pay to the order of P |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2022 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incor |
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| October 25, 2022 |
OPXS / Optex Systems Holdings, Inc. / Sudbury Capital Fund, LP - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 68384X209 (CUSIP Number) Dayton Judd Sudbury Capital Fund, LP 136 Oak Trail Coppell, TX 75019 972-304-5000 (Name, Address and Telephon |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| September 23, 2022 |
OPXS / Optex Systems Holdings, Inc. / Fields ephraim - AMENDMENT 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 265 East 66th Street ? 42nd Floor NY, NY 10065 (Name, Address and Telephone Number |
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| September 20, 2022 |
Press Release issued by the Company on September 20, 2022. Exhibit (a)(5)(C) Optex Systems Holdings, Inc. Announces Final Results of Tender Offer RICHARDSON, Texas, September 20, 2022 ? Optex Systems Holdings, Inc. (OTCQB:OPXS) (?Optex?), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, today announced the final results of its ?modified Dutch auction? tender offer to purchase up |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Optex Systems Holdings, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number of Class of Securities) |
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| September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Optex Systems Holdings, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number of Class of Securities) |
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| September 16, 2022 |
Press Release issued by the Company on September 16, 2022. Exhibit (a)(5)(B) Optex Systems Holdings, Inc. Announces Preliminary Results of Tender Offer RICHARDSON, Texas, September 16, 2022 - Optex Systems Holdings, Inc. (OTCQB:OPXS) (?Optex?), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, today announced the preliminary results of its ?modified Dutch auction? tender offer to |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Optex Systems Holdings, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number of Class of Securities) Danny Schoening C |
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| August 18, 2022 |
Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. Exhibit (a)(1)(E) Offer to Purchase for Cash by OPTEX SYSTEMS HOLDINGS, INC. Up to $4,250,000 in Value of Shares of its Common Stock At a Cash Purchase Price Not Greater than $2.75 per Share Nor Less than $2.35 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 15, 2022, UNLESS THE OFFER IS EXTENDED OR WITHDRAWN (SUCH DATE, AS IT |
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| August 18, 2022 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees. Exhibit (a)(1)(D) Offer to Purchase for Cash By OPTEX SYSTEMS HOLDINGS, INC. Up to $4.25 Million in Value of Shares of its Common Stock At a Cash Purchase Price Not Greater than $2.75 per Share Nor Less than $2.35 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 15, 2022, UNLESS THE OFFER IS EXTENDED OR WITHDRAWN (SUCH DATE, AS |
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| August 18, 2022 |
Exhibit (a)(1)(B) Letter of Transmittal For Tender of Shares of Common Stock of Optex Systems Holdings, Inc. |
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| August 18, 2022 |
Offer to Purchase, dated August 18, 2022. Exhibit (a)(1)(A) Offer to Purchase for Cash By OPTEX SYSTEMS HOLDINGS, INC. Of up to $4.25 Million in Value of Shares of its Common Stock At a Purchase Price not Greater Than $2.75 per Share Nor Less Than $2.35 per Share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 15, 2022, UNLESS THE OFFER IS EXTENDED OR WITHDRAWN (SUCH DATE, AS IT |
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| August 18, 2022 |
Notice of Guaranteed Delivery. Exhibit (a)(1)(C) Notice of Guaranteed Delivery For Tender of Shares of Common Stock of OPTEX SYSTEMS HOLDINGS, INC. |
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| August 18, 2022 |
Optex Systems Holdings, Inc. Press Release, dated August 18, 2022, announcing the transaction. Exhibit (a)(5) Optex Systems Holdings, Inc. Commences Tender Offer to Purchase up to $4.25 Million in Value of Shares of Its Common Stock RICHARDSON, Texas, August 18, 2022 (GLOBE NEWSWIRE) ? Optex Systems Holdings, Inc. (OTCQB:OPXS) (?Optex?), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, announced today that it comme |
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| August 18, 2022 |
Calculation of Filing Fee Table. EX-FILING FEES Calculation of Filing Fee Table SC TO-I (Form Type) Optex Systems Holdings, Inc. |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Nam |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| April 18, 2022 |
Exhibit 10.1 |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| March 11, 2022 |
OPXS / Optex Systems Holdings, Inc. / Topline Capital Management, LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 68384X209 (CUSIP Number) March 2, 2022 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 2, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant |
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| February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 3, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 20, 2021 |
Exhibit 10.14 |
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| December 20, 2021 |
Sixth Amendment to Lease Agreement(13) Exhibit 10.10 |
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| December 20, 2021 |
Description of Capital Stock(4) Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Introduction The following is a summary of information concerning the capital stock of Optex Systems Holdings, Inc. (the ?Company?). This discussion is subject to the relevant provisions of Delaware law and is qualified in its entirety by reference to the Company?s Certif |
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| December 20, 2021 |
Certificate of Incorporation, as amended to date(1) Exhibit 3.1 |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 3, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact name |
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| December 20, 2021 |
Exhibit 10.11 |
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| December 7, 2021 |
Employment Agreement of Danny Schoening, dated December 1, 2021 Exhibit 10.1 EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this ?Agreement?), dated as of December 1, 2021 (the ?Effective Date?), by and between Optex Systems Holdings, Inc., a Delaware corporation (the ?Company?), and Danny Schoening, an individual (?Executive?). WHEREAS, the Company is currently employing Executive as President and Chief Executive Officer pursuant to the |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| September 10, 2021 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 8)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) August 31, |
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| September 7, 2021 |
OPXS / Optex Systems Holdings, Inc. / Sudbury Capital Fund, LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 68384X209 (CUSIP Number) Dayton Judd Sudbury Capital Fund, LP 136 Oak Trail Coppell, TX 75019 972-304-5000 (Name, Address and Telephone Number of Person Au |
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| August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissio |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant |
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| August 11, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: June 27, 2021 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked ab |
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| July 19, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2021 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorpora |
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| May 7, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 7)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) April 30, |
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| May 7, 2021 |
10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 28, 2021 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Ex |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 27, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Regis |
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| February 11, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 6)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 3 |
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| February 9, 2021 |
NT 10-Q 1 formnt10-q.htm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: December 27, 2020 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a por |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| December 17, 2020 |
10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 27, 2020 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS |
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| October 21, 2020 |
Employment Agreement with Danny Schoening, dated October 15, 2020 (35) Exhibit 10.1 |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15 2020 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissio |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| June 12, 2020 |
SC 13G/A 1 d925123dsc13ga.htm SC 13G/A (AMENDMENT NO. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) June 5, 2020 (Date of Event Which Requires Filing of t |
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| May 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registra |
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| April 20, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| April 20, 2020 |
BBVA Business Loan Agreement(11) Exhibit 99.1 |
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| February 19, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2020 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2020 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 3 |
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| February 14, 2020 |
SC 13G/A 1 d888596dsc13ga.htm SC 13G/A (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing |
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| February 10, 2020 |
OPXS / Optex Systems Holdings, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Regis |
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| December 26, 2019 |
OPXS / Optex Systems Holdings, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| December 16, 2019 |
OPXS / Optex Systems Holdings, Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 29, 2019 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exa |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| November 5, 2019 |
OPXS / Optex Systems Holdings, Inc. / HENRY PARTNERS L P - SC 13G Passive Investment SC 13G 1 d826161dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) November 4, 2019 (Date of Event Which Requires Filing of this Statement) Check |
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| October 3, 2019 |
OPXS / Optex Systems Holdings, Inc. / HENRY PARTNERS L P - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) John W. Kauffman, Esquire Duane Morris LLP 30 South 17th Street Philadelphia, PA 19103; telephone: 215-979-1227 (Name, Addre |
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| October 3, 2019 |
OPXS / Optex Systems Holdings, Inc. / Fields ephraim - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 501 Madison Avenue, Floor 12A New York, NY 10022 (Name, Address and Telephone Number |
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| October 3, 2019 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned, the Reporting Persons named in this Schedule 13D (the “Schedule 13D”), hereby agree that the Schedule 13D is filed on behalf of each of them and that each Reporting Person is responsible for the timely filing of any amendments to the Schedule 13D. Each Reporting Person further agrees that each of them is responsible for the completeness |
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| August 12, 2019 |
OPXS / Optex Systems Holdings, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| June 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) May 8, 2019 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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| June 17, 2019 |
SC 13G/A 1 fieldssc13ga.htm SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 501 Madison Avenue, Floor 12A New |
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| May 14, 2019 |
OPXS / Optex Systems Holdings, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant a |
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| March 6, 2019 |
OPXS / Optex Systems Holdings, Inc. POS AM As filed with the Securities and Exchange Commission on March 6, 2019 Registration Statement No. |
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| February 13, 2019 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 3 |
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| February 11, 2019 |
OPXS / Optex Systems Holdings, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| February 11, 2019 |
BNVI / BioNovo, Inc. / Fields ephraim - AMENDMENT #2 FOR FIELDS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 501 Madison Avenue, Floor 12A New York, NY 10022 (Name, Address and Telephone Number |
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| January 3, 2019 |
OPXS / Optex Systems Holdings, Inc. / HENRY PARTNERS L P - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| December 20, 2018 |
OPXS / Optex Systems Holdings, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact n |
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| November 29, 2018 |
OPXS / Optex Systems Holdings, Inc. / HENRY PARTNERS L P - SC 13G Passive Investment SC 13G 1 d665132dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Optex Systems Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) November 28, 2018 (Date of Event Which Requires Filing of this Statement) Chec |
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| August 13, 2018 |
OPXS / Optex Systems Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| August 10, 2018 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) July 31, 2 |
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| July 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) OPTEX SYSTEM HOLDINGS, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE PER SHARE (Title of Class of Securities) 68384X209 (CUSIP Number) July 17, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the r |
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| July 9, 2018 |
424B3 1 s111293424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-219449 PROSPECTUS SUPPLEMENT NO. 1 (to post-effective amendment no. 1 to prospectus dated February 2, 2018) Optex Systems Holdings, Inc. 1,367,576 shares of common stock This prospectus supplement relates to Registration Statement on Form S-1 (File No. 333-219449) declared effective by the Securities and Exchange |
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| June 15, 2018 |
BNVI / BioNovo, Inc. / Fields ephraim - SCHEDULE 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 501 Madison Avenue, Floor 12A New York, NY 10022 (Name, Address and Telephone Number |
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| June 8, 2018 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) May 31, 20 |
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| May 29, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 1) (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) Optex Systems Holdings, Inc. (NAME OF ISSUER) COMMON STOCK, $0.001 PAR VALUE PER SHARE (TITLE OF CLASS OF SECURITIES) 68384X209 (CUSIP NUMBER) The Longview Fund L.P. 13 |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| April 11, 2018 |
SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EX-99.1 2 s109632ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Seventh Amendment to Amended and Restated Loan and Security Agreement is entered into as of April , 2018 (the “Amendment”), by and between AVIDBANK (“Bank”) and OPTEX SYSTEMS, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated |
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| April 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2018 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| February 14, 2018 |
OPXS / Optex Systems Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| February 14, 2018 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) December 3 |
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| February 2, 2018 |
OPXS / Optex Systems Holdings, Inc. POS AM As filed with the Securities and Exchange Commission on February 2, 2018 Registration Statement No. |
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| February 2, 2018 |
OPXS / Optex Systems Holdings, Inc. POS AM POS AM 1 s108891posam.htm POS AM As filed with the Securities and Exchange Commission on February 2, 2018 Registration Statement No. 333-212654 Registration Statement No. 333-213255 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 4 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of |
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| January 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2018 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2018 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commissi |
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| December 26, 2017 |
OPXS / Optex Systems Holdings, Inc. / Fields ephraim - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) Ephraim Fields c/o Echo Lake Capital 501 Madison Avenue, Floor 12A New York, NY 10022 (Name, Address and Telephone Number |
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| December 22, 2017 |
OPXS / Optex Systems Holdings, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 1, 2017 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDING |
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| December 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 1, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact name |
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| November 13, 2017 |
OPXS / Optex Systems Holdings, Inc. / ALPHA CAPITAL ANSTALT - SCHEDULE 13G Passive Investment SC 13G 1 sc13g1117alphaoptex.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 68384X209 (CUSIP Number) November 7, 2017 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Chec |
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| September 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commis |
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| September 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commis |
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| August 17, 2017 |
OPXS / Optex Systems Holdings, Inc. / LONGVIEW FUND LP - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. ) (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) Optex Systems Holdings, Inc. (NAME OF ISSUER) COMMON STOCK, $0.001 PAR VALUE PER SHARE (TITLE OF CLASS OF SECURITIES) 68384X209 (CUSIP NUMBER) The Longview Fund L.P. 132 |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| August 10, 2017 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-219449 OPTEX SYSTEMS HOLDINGS, INC. This prospectus relates to the offer and sale of up to 1,367,576 shares of common stock of Optex Systems Holdings, Inc., a Delaware corporation, issued to a certain selling stockholder, which acquired the shares in a transaction in June 2017 through which it converted a portion of its $13,524,405 principal am |
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| August 2, 2017 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 2, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-219449) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, In |
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| July 25, 2017 |
As filed with the Securities and Exchange Commission on July 25, 2017 Registration Statement No. |
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| July 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| July 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| July 10, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| July 10, 2017 |
Form of Award/Contract between the Company and US DLA, dated July 3, 2017(33) Exhibit 10.1 |
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| June 15, 2017 |
Form of Stock Purchase Agreement(32) Exhibit 10.2 STOCK PURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this "Agreement") is made and entered into as of the 9th day of June 2017, by and between Sileas Corp. ( the "Seller") and Danny Schoening and Karen Hawkins (each, a "Purchaser"). The Seller and Purchasers may be referred to hereinafter from time to time individually as a "Party" and collectively as "Parties". WITNESSETH: WHERE |
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| June 15, 2017 |
Form of Note Satisfaction Agreement(32) Exhibit 10.1 NOTE SATISFACTION AGREEMENT THIS NOTE SATISFACTION AGREEMENT (this "Agreement"), dated as of this 9th day of June, 2017, is made and entered into as of the later of the two signature dates below, by and between The Longview Fund, L.P. ( the "Lender") and Sileas Corp., a company incorporated under the laws of the State of Delaware (the "Borrower"). The Lender and Borrower may be referr |
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| June 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| June 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2017 |
POS AM 1 s106317posam.htm POS AM As filed with the Securities and Exchange Commission on May 24, 2017 Registration Statement No. 333-214481 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO POST-EFFECTIVE AMENDMENT NO. 3 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of registrant as specified |
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| May 24, 2017 |
As filed with the Securities and Exchange Commission on May 24, 2017 Registration Statement No. |
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| May 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| May 11, 2017 |
As filed with the Securities and Exchange Commission on May 11, 2017 Registration Statement No. |
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| May 11, 2017 |
EXHIBIT 23.2 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption ?Experts? in this Registration Statement on Form S-1 and related Prospectus Statement of Optex Systems Holdings, Inc. and the incorporation by reference therein of our reports, dated October 2, 2016 and September 27, 2015, with respect to the consolidated financial statem |
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| May 10, 2017 |
OPXS / Optex Systems Holdings, Inc. / GATE CITY CAPITAL MANAGEMENT, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 68384X209 (CUSIP Number) May 1, 2017 |
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| May 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 2, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDING |
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| May 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-143215 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| May 1, 2017 |
Optex Systems Announces 700,000 Share Repurchase EXHIBIT 99.1 Optex Systems Announces 700,000 Share Repurchase RICHARDSON, Texas, May 1, 2017 (GLOBE NEWSWIRE) - Optex Systems Holdings, Inc. (OTCQB:OPXS), a leading manufacturer of precision optical sighting systems for domestic and worldwide military and commercial applications, today announced that its Board of Directors has approved a private purchase of 700,000 shares of its common stock in a |
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| May 1, 2017 |
Form of Stock Repurchase Agreement(31) EX-10.1 2 s106002ex10-1.htm EXHIBIT 10-1 EXHIBIT 10.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this "Agreement") is made and entered into as of the later of the two signature dates below, by and between The Longview Fund, L.P. ( the "Seller") and Optex Systems Holdings, Inc., a company incorporated under the laws of the State of Delaware (the "Purchaser or Company"). The Seller |
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| March 23, 2017 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-212654 PROSPECTUS SUPPLEMENT NO. 1 (to post-effective amendment no. 2 to prospectus dated February 28, 2017) Optex Systems Holdings, Inc. 2,291,900 Class A units consisting of common stock and warrants and 400 Class B units consisting of shares of Series C convertible preferred stock and warrants (and an aggregate of 5,625,500 shares of common |
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| March 23, 2017 |
424B3 1 s105650424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration No. 333-214481 PROSPECTUS SUPPLEMENT NO. 1 (to post-effective amendment no. 2 to prospectus dated February 28, 2017) Optex Systems Holdings, Inc. 800,000 Shares of Common Stock This prospectus supplement relates to the post-effective no. 2 to prospectus dated February 28, 2017 relating to the following common stock that m |
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| February 28, 2017 |
POS AM 1 s105437posam.htm POS AM As filed with the Securities and Exchange Commission on February 28, 2017 Registration Statement No. 333-212654 Registration Statement No. 333-213255 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO.2 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of |
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| February 28, 2017 |
As filed with the Securities and Exchange Commission on February 28, 2017 Registration Statement No. |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-143215 90-0609531 (State or other jurisdiction of incorporation) (Commis |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 2, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDING |
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| February 13, 2017 |
Optex Systems Holdings NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR For Period Ended: January 1, 2017 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, ide |
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| January 23, 2017 |
OPXS / Optex Systems Holdings, Inc. / LONGVIEW FUND LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 68384X209 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c) *The re |
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| January 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2017 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 333-143215 90-0609531 (State or other jurisdiction of incorporation) (Commiss |
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| January 18, 2017 |
EXHIBIT 16.1 January 18, 2017 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Dear Sir/Madam: We have read the statements included under Item 4.01 in the Form 8-K dated January 18, 2017 of Optex Systems Holdings, Inc.. (the ?Company?) to be filed with the Securities and Exchange Commission and we agree with such statements insofar as they r |
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| January 10, 2017 |
As filed with the Securities and Exchange Commission on January 10, 2017 As filed with the Securities and Exchange Commission on January 10, 2017 Registration Statement No. |
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| January 6, 2017 |
As filed with the Securities and Exchange Commission on January 6, 2017 Registration Statement No. |
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| December 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 2, 2016 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact name |
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| November 23, 2016 |
Form of Second Amendment to Loan Agreement(30) Exhibit 99.3 |
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| November 23, 2016 |
Exhibit 99.2 |
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| November 23, 2016 |
Entry into a Material Definitive Agreement 8-K 1 s1047818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of |
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| November 23, 2016 |
EX-99.1 2 s104781ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 FORM OF LEASE INDUSTRIAL LEASE AGREEMENT (MULTI-TENANT) THIS LEASE AGREEMENT is made this 30th day of September, 2016, between CABOT II – TX1W03-W04, LP, a Delaware limited partnership ("Landlord"), and the Tenant named below. Tenant: OPTEX SYSTEMS, INC., a Delaware corporation Tenant's Representative: Bill Bates, General Manager Address, and T |
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| November 9, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 November 9, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-214481) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, |
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| November 9, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 November 10, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-214481) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, |
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| November 9, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 November 9, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-214481) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, |
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| November 7, 2016 |
As filed with the Securities and Exchange Commission on November 7, 2016 Registration Statement No. |
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| October 4, 2016 |
OPXS / Optex Systems Holdings, Inc. / Brauser Michael - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 OPTEX SYSTEMS HOLDINGS, INC. (Name of Issuer) COMMON SHARES, $.001 PAR VALUE (Title of Class of Securities) 68384X209 (CUSIP Number) August 23, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| August 26, 2016 |
Optex Systems Holdings DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement Optex Systems Holdings, Inc. (Name o |
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| August 26, 2016 |
Optex Systems Holdings DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement Optex Systems Holdings, Inc. (Name o |
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| August 23, 2016 |
Joseph Gunnar & Co. The date of this prospectus is August 23, 2016. TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-212654 Registration No. 333-213255 PROSPECTUS 2,291,900 Class A units consisting of common stock and warrants and 400 Class B units consisting of shares of Series C convertible preferred stock and warrants (and an aggregate of 5,625,500 shares of common stock underlying (i) shares of Series C convertible preferred stock and (ii) warrants). OPTE |
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| August 23, 2016 |
Joseph Gunnar & Co. The date of this prospectus is August 23, 2016. TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-212654 Registration No. 333-213255 PROSPECTUS 2,291,900 Class A units consisting of common stock and warrants and 400 Class B units consisting of shares of Series C convertible preferred stock and warrants (and an aggregate of 5,625,500 shares of common stock underlying (i) shares of Series C convertible preferred stock and (ii) warrants). OPTE |
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| August 23, 2016 |
As filed with the Securities and Exchange Commission August 23, 2016 Registration Statement No. |
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| August 22, 2016 |
Certificate of Designation of Series C Convertible Preferred Stock(29) Exhibit 4.4 optex systems holdings, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES c CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, and , do hereby certify that: 1. They are the Chief Executive Officer, respectively, of Optex Systems Holdings, Inc., a Delaware corporation (the ?Corporation?). 2. The Cor |
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| August 22, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 22, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, I |
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| August 22, 2016 |
COMMON STOCK PURCHASE WARRANT optex systems holdings, inc. Exhibit 4.2.1 EXHIBIT A COMMON STOCK PURCHASE WARRANT optex systems holdings, inc. Warrant Shares: Initial Exercise Date: August , 2016 Issue Date: August , 2016 CUSIP: ISIN: THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set fo |
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| August 22, 2016 |
Certificate of Designation of Series C Convertible Preferred Stock(29) Exhibit 4.4 optex systems holdings, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES c CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, and , do hereby certify that: 1. They are the Chief Executive Officer, respectively, of Optex Systems Holdings, Inc., a Delaware corporation (the ?Corporation?). 2. The Cor |
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| August 22, 2016 |
COMMON STOCK PURCHASE WARRANT optex systems holdings, inc. Exhibit 4.2.1 EXHIBIT A COMMON STOCK PURCHASE WARRANT optex systems holdings, inc. Warrant Shares: Initial Exercise Date: August , 2016 Issue Date: August , 2016 CUSIP: ISIN: THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set fo |
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| August 22, 2016 |
As filed with the Securities and Exchange Commission on August 22, 2016 S-1/A 1 s103962s1a.htm S-1/A As filed with the Securities and Exchange Commission on August 22, 2016 Registration Statement No. 333-212654 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 3827 33-1 |
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| August 22, 2016 |
As filed with the Securities and Exchange Commission on August 22, 2016 S-1/A 1 s103962s1a.htm S-1/A As filed with the Securities and Exchange Commission on August 22, 2016 Registration Statement No. 333-212654 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 3827 33-1 |
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| August 22, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 22, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, I |
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| August 17, 2016 |
As filed with the Securities and Exchange Commission on August 17, 2016 S-1/A 1 s103951s1a.htm S-1/A As filed with the Securities and Exchange Commission on August 17, 2016 Registration Statement No. 333-212654 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO REGISTRATION STATEMENT ON FORM S-1 UNDER THE SECURITIES ACT OF 1933 OPTEX SYSTEMS HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 3827 33-1 |
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| August 17, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 17, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, I |
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| August 16, 2016 |
As filed with the Securities and Exchange Commission on August 16, 2016 As filed with the Securities and Exchange Commission on August 16, 2016 Registration Statement No. |
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| August 16, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 16, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Axion Power International, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings |
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| August 16, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 16, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Axion Power International, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings |
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| August 12, 2016 |
Form of Underwriting Agreement(28) Exhibit 1.1 UNDERWRITING AGREEMENT between OPTEX SYSTEMS HOLDINGS, INC. and JOSEPH GUNNAR & CO., LLC as Representative of the Several Underwriters OPTEX SYSTEMS HOLDINGS, INC. UNDERWRITING AGREEMENT New York, New York , 2016 Joseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Floor New York, NY 10004 Ladies and Gentlemen: |
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| August 12, 2016 |
As filed with the Securities and Exchange Commission on August 12, 2016 As filed with the Securities and Exchange Commission on August 12, 2016 Registration Statement No. |
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| August 12, 2016 |
Form of Warrant as exhibit to Warrant Agency Agreement (28) Exhibit 4.2 Optex Systems Holdings, Inc., and Equity Stock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2016 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2016 (?Agreement?), between Optex Systems Holdings, Inc., a Delaware corporation (the ?Company?), and Equity Stock Transfer, LLC, a limited liability company (the ?Warrant Agent?). WITNESSETH WHEREAS, |
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| August 12, 2016 |
Form of Underwriter Warrant for Offering (28) Exhibit 4.3 EXHIBIT A THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE D |
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| August 12, 2016 |
Form of Warrant as exhibit to Warrant Agency Agreement (28) Exhibit 4.2 Optex Systems Holdings, Inc., and Equity Stock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2016 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2016 (?Agreement?), between Optex Systems Holdings, Inc., a Delaware corporation (the ?Company?), and Equity Stock Transfer, LLC, a limited liability company (the ?Warrant Agent?). WITNESSETH WHEREAS, |
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| August 12, 2016 |
OPTEX SYSTEMS HOLDINGS, INC. 1420 Presidential Drive Richardson, TX 75081 August 12, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 (File No. 333-212654) Gentlepersons: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Optex Systems Holdings, I |
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| August 12, 2016 |
Form of Underwriting Agreement(28) Exhibit 1.1 UNDERWRITING AGREEMENT between OPTEX SYSTEMS HOLDINGS, INC. and JOSEPH GUNNAR & CO., LLC as Representative of the Several Underwriters OPTEX SYSTEMS HOLDINGS, INC. UNDERWRITING AGREEMENT New York, New York , 2016 Joseph Gunnar & Co., LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 30 Broad Street, 11th Floor New York, NY 10004 Ladies and Gentlemen: |
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| August 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of (Commission File Number) ( |
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| August 10, 2016 |
Exhibit 99.1 Employment Agreement EMPLOYMENT AGREEMENT, dated as of August 1, 2016 between Optex Systems, Inc., a Delaware corporation (the “Company”), and Karen Hawkins (“Employee”). WHEREAS, the Company desires to employ Employee as its Chief Financial Officer; and WHEREAS, Employee is willing to accept such employment on the terms set forth herein, NOW, THEREFORE, the Company and Employee hereb |
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| August 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 26, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as |
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| August 2, 2016 |
Free Writing Prospectus dated August 2, 2016 Free Writing Prospectus dated August 2, 2016 Filed pursuant to Rule 433 under the Securities Act of 1933 Registration Statement No. |
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| August 2, 2016 |
As filed with the Securities and Exchange Commission on August 2, 2016 As filed with the Securities and Exchange Commission on August 2, 2016 Registration Statement No. |
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| August 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission F |
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| July 22, 2016 |
As filed with the Securities and Exchange Commission on July 22, 2016 As filed with the Securities and Exchange Commission on July 22, 2016 Registration Statement No. |
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| June 17, 2016 |
8-K 1 s1035128k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of inc |
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| June 17, 2016 |
Exhibit 10.2 OPTEX SYSTEMS HOLDINGS, INC. RESTRICTED STOCK UNIT (RSU) AGREEMENT as of June 15, 2016 The parties to this Restricted Stock Unit (RSU) Agreement (this ?Agreement?) are Optex Systems Holdings, Inc., a Delaware corporation, having its principal place of business in Richardson, TX (the ?Company?) and Danny Schoening, an Officer of the Company (the ?Participant?). The Company desires to h |
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| June 17, 2016 |
Restricted Stock Unit Plan(27) Exhibit 10.1 RESTRICTED STOCK UNIT PLAN Dated June 15, 2016 Optex Systems Holdings Inc. RESTRICTED STOCK UNIT PLAN 1. Purpose The purpose of Optex Systems Holdings Inc. Restricted Stock Unit Plan (the "Plan") is to secure for Optex Systems Holdings Inc. and its successors and assigns (the "Company") and its stockholders the benefits of the additional incentive inherent in the ownership of the Comp |
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| May 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 27, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant a |
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| May 6, 2016 |
Optex Systems Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 6, 2016 |
Exhibit 99.1 |
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| April 28, 2016 |
Optex Systems Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2016 |
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit 99.1 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This First Amendment to Amended and Restated Loan and Security Agreement is entered into as of April 20, 2016 (the “Amendment”), by and between AVIDBANK (“Bank”) and OPTEX SYSTEMS, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of May |
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| April 19, 2016 |
Exhibit 99.1 |
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| April 19, 2016 |
Optex Systems Holdings 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2016 OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-54114 90-0609531 (State or other jurisdiction of incorporation) (Commission |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 27, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. OPTEX SYSTEMS HOLDINGS, INC. (Exact Name of Registran |
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| February 12, 2016 |
Optex Systems Holdings, Inc. 1420 Presidential Blvd Richardson, TX 75081 February 12, 2016 VIA EDGAR Amanda Ravitz Assistant Director Division of Corporation Finance United States Securities and Exchange Commission Washington, DC 20549 Re: Optex Systems Holdings, Inc. Registration Statement on Form S-1 Filed June 15, 2015 File No. 333-204955 Dear Ms. Ravitz: I am writing on behalf of the above-ref |
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| February 10, 2016 |
Optex Systems Holdings NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR For Period Ended: December 27, 2015 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, i |
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| December 28, 2015 |
Optex Systems Holdings DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement Optex Systems Holdings, Inc. (Name o |
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| December 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 27, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from until Commission File Number 000-54114 OPTEX SYSTEMS HOLDINGS, INC. (Exact n |
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| December 15, 2015 |
Optex Systems Holdings PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement Optex Systems Holdings, Inc. (Name o |
