Statistiche di base
| CIK | 872323 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Harris Associates Investment Trust - Oakmark Fund Investor Class
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| August 29, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2022 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 92. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| February 28, 2022 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 94. |
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| September 22, 2021 |
? K&L Gates llp 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com ? September?22, 2021 ? FILED VIA EDGAR ? Ms.?Elena Stojic Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 ? Re: Harris Associates Investment Trust; Post-Effective Amendment No.?67 ? -Oakmark Small Cap Fund ? -Investor Class, Advisor Clas |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 24, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund June 30, 2021 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| July 16, 2021 |
K&L Gates LLP 1601 K Street, N.W. Washington, DC 20006 July 16, 2021 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Harris Associates Investment Trust - Oakmark Small Cap Fund (Investor Class, Advisor Class, Institutional Class, and R6 Class) File Nos. 033-38953; 811-06279 Re: Request for Selective Review for Post-Effecti |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| February 25, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) Oakmark Fund December 31, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 98. |
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| December 10, 2020 |
K&L Gates llp 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com December 10, 2020 FILED VIA EDGAR Ms. Alison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Harris Associates Investment Trust; Post-Effective Amendment No. 65 -Oakmark Fund -Oakmark Select Fund -Oakmark Global Fund -Oakmark Glo |
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| October 1, 2020 |
SCHEDULE A to Transmittal Letter of K&L Gates LLP Dated October 1, 2020 October 1, 2020 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| August 26, 2020 |
Oakmark Fund June 30, 2020 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS – 96. |
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| June 5, 2020 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com June 5, 2020 FILED VIA EDGAR Ms. Alison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Harris Associates Investment Trust; Post-Effective Amendment No. 62 - Oakmark Bond Fund File Nos. 33-38953; 811-06279 Dear Ms. White: This le |
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| June 3, 2020 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com June 3, 2020 FILED VIA EDGAR Ms. Alison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Harris Associates Investment Trust; Post-Effective Amendment No. 62 - Oakmark Bond Fund File Nos. 33-38953; 811-06279 Dear Ms. White: This le |
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| March 27, 2020 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 March 27, 2020 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Harris Associates Investment Trust — Oakmark Bond Fund (Advisor Class and Institutional Class) File Nos. 033-38953; 811-06279 Re: Request for Selective Review for Post-Effective Amendment No. 62 Ladies and |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| February 26, 2020 |
Oakmark Fund December 31, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 96. |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93. |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93. |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93. |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - NPORT-EX 1 a12672-2file.htm Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93.5% FINANCIALS — 26.4% DIVERSIFIED FINANCIALS — 15.8% Ally Financial, Inc. 16,905 $ 523,886 Capital One Financial Corp. 5,743 521,102 The Charles Schwab Corp. 9,600 385,824 State Street Corp. 6,200 347,572 The Bank of New York Mellon Corp. 6,920 305,501 Moody’s C |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - NPORT-EX 1 NPORT8178416983214949.htm Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93.5% FINANCIALS — 26.4% DIVERSIFIED FINANCIALS — 15.8% Ally Financial, Inc. 16,905 $ 523,886 Capital One Financial Corp. 5,743 521,102 The Charles Schwab Corp. 9,600 385,824 State Street Corp. 6,200 347,572 The Bank of New York Mellon Corp. 6,920 305,501 |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - NPORT-EX 1 NPORT8177194472447596.htm Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93.5% FINANCIALS — 26.4% DIVERSIFIED FINANCIALS — 15.8% Ally Financial, Inc. 16,905 $ 523,886 Capital One Financial Corp. 5,743 521,102 The Charles Schwab Corp. 9,600 385,824 State Street Corp. 6,200 347,572 The Bank of New York Mellon Corp. 6,920 305,501 |
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| August 22, 2019 |
Harris Associates Investment Trust NPORT-EX - - Oakmark Fund June 30, 2019 (Unaudited) Schedule of Investments (in thousands) Shares Value COMMON STOCKS — 93. |
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| February 15, 2019 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 15, 2019 |
Harris Associates Investment Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offices |
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| August 24, 2018 |
Harris Associates Investment Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offices |
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| August 24, 2018 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 25, 2018 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Goldman Sachs 3.20% Notes due 2023 - 38141GWT7 Trade Date 18-Jan-18 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: ANZ Securities BB&T Capital Markets BBVA Securities BMO Capital Markets BNY Mellon Capital Markets, LLC Capital One Securities Commonwealth Bank of Australia Fifth Third Securities FTN Financial Securities Corp. |
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| February 23, 2018 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offices |
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| August 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offices |
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| August 23, 2017 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 27, 2017 |
N-Q 1 a17-19182nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of p |
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| February 27, 2017 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 22, 2017 |
February 22, 2017 FILED VIA EDGAR Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| February 10, 2017 |
February 10, 2017 FILED VIA EDGAR Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| December 16, 2016 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com December 15, 2016 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Re: Harris Associates Investment Trust File Nos. 33-38953; 811-06279 Post-Effective Amendment No. 55 Ladies and Gentlemen: Pursuant to General Instruction C |
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| December 16, 2016 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com December 15, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Harris Associates Investment Trust (series and classes of the Trust listed on Schedule A) File Nos. 33-38953; 811-06279 Post-Effective Amendment No. 55 Ladies and Gentlemen: We have acted as |
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| December 12, 2016 | ||
| December 12, 2016 | ||
| November 30, 2016 |
COVER 26 filename26.htm November 30, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Harris Associates Investment Trust —Oakmark Fund —Oakmark Select Fund —Oakmark Equity and Income Fund —Oakmark Global Fund —Oakmark International Fund —Oakmark International Small Cap Fund —Oakmark Global Select Fund File Nos. 033-38953; 811-06279 Re: Post-Effect |
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| November 30, 2016 |
CORRESP 25 filename25.htm November 30, 2016 FILED VIA EDGAR Ms. Alison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Harris Associates Investment Trust; Post-Effective Amendment No. 52 —Oakmark Fund —Oakmark Select Fund —Oakmark Equity and Income Fund —Oakmark Global Fund —Oakmark Global Select Fund —Oakmark International Fund |
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| November 30, 2016 |
COVER 26 filename26.htm November 30, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Harris Associates Investment Trust —Oakmark Fund —Oakmark Select Fund —Oakmark Equity and Income Fund —Oakmark Global Fund —Oakmark International Fund —Oakmark International Small Cap Fund —Oakmark Global Select Fund File Nos. 033-38953; 811-06279 Re: Post-Effect |
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| November 30, 2016 |
November 30, 2016 FILED VIA EDGAR Ms. Alison White Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Harris Associates Investment Trust; Post-Effective Amendment No. 52 ?Oakmark Fund ?Oakmark Select Fund ?Oakmark Equity and Income Fund ?Oakmark Global Fund ?Oakmark Global Select Fund ?Oakmark International Fund ?Oakmark International Sma |
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| September 1, 2016 |
September 1, 2016 VIA EDGAR Marguerite Laurent [email protected] T +1 202 778 9403 Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1520 Harris Associates Investment Trust ?Oakmark Fund ?Oakmark Select Fund ?Oakmark Equity and Income Fund ?Oakmark Global Fund ?Oakmark International Fund ?Oakmark International Small Cap Fund ?Oakmark |
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| August 19, 2016 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 19, 2016 |
Harris Associates Investment Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offic |
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| June 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 31, 2016 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Goldman Sachs Floating Rate Notes due 2021 - 38143U8F Trade Date February 22, 2016 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: ABN AMRO BB&T Capital Markets BBVA Securities BNY Mellon Capital Markets, LLC Capital One Securities Fifth Third Securities ING KeyBanc Capital Markets LloydsSecurities Mizuho Securities Natixis Securities America LLC RBC Capital Markets RBS Regions Securities LLC Santander Scotiabank SMBC Nikko SunTrust Robinson Humphrey TD Securities US Bancorp UniCredit Capital Markets Great Pacific Securities Drexel Hamilton Multi-Bank Securities, Inc. |
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| May 31, 2016 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP BofA Medium Term Notes Series L due 2026 - 06051GFU85 Trade Date February 29, 2016 List of Underwriters Sole Manager: BofA Merrill Lynch Co-Managers: ABN AMRO ANZ Securities BBVA BNY Mellon Capital Markets, LLC Capital One Securities COMMERZBANK Danske Markets Inc. |
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| May 20, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 30, 2016 |
DEFA14A 1 a16-75283defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| March 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 29, 2016 |
COVER 9 filename9.htm February 29, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Harris Associates Investment Trust File Nos. 33-38953 and 811-06279 Definitive Additional Materials Ladies and Gentlemen: On behalf of the Oakmark Fund, the Oakmark Select Fund, the Oakmark Equity and Income Fund, the Oakmark Global Fund, the Oakmark Global Select F |
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| February 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 26, 2016 |
K&L GATES LLP 70 W. MADISON ST. SUITE 3100 CHICAGO, IL 60602 T +1 312 372 1121 F +1 312 827 8000 klgates.com February 26, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Definitive Proxy Statement for Harris Associates Investment Trust (File No. 811-06279) Ladies and Gentlemen: On behalf of the Oakmark Fund, the Oakmark Select Fund, the Oakmark Eq |
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| February 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2016 |
K&L GATES LLP 70 W. MADISON ST. SUITE 3100 CHICAGO, IL 60602 T +1 312 372 1121 F +1 312 827 8000 klgates.com February 26, 2016 VIA EDGAR Ms. Alison White U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Harris Associates Investment Trust (the “Trust”) File Nos. 33-38953 and 811-06279 Responses to Comments to Preliminary Proxy Statement on Schedule 14A Dear Ms. Wh |
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| February 23, 2016 |
Harris Associates Investment Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offic |
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| February 23, 2016 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 8, 2016 |
K&L GATES LLP 70 W. MADISON ST. SUITE 3100 CHICAGO, IL 60602 T +1 312 372 1121 F +1 312 827 8000 klgates.com February 8, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Preliminary Proxy Statement for Harris Associates Investment Trust (File No. 811-06279) Ladies and Gentlemen: On behalf of the Oakmark Fund, the Oakmark Select Fund, the Oakmark Eq |
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| August 26, 2015 |
Harris Associates Investment Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offices |
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| August 26, 2015 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 25, 2015 |
Harris Associates Investment Trust - N-Q N-Q 1 a15-10442nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of |
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| February 25, 2015 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 25, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the “Trust”), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark Interna |
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| November 25, 2014 |
Harris Associates Compliance Memo Date: June 27, 2014 To: D. J. Gorman, HAIT CCO From: Colin P. McFarland and Robert Reey Subject: Acquisition of Credit Suisse Tier 1 Captial Notes through a Rule 144A offering to Qualified Institutional Buyers As required pursuant to the Funds’ Affiliated Underwriting Procedures Pursuant to Rule 10f-3 (the “Procedures”), a report must be made to the Trustees at th |
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| November 25, 2014 |
Pricing Notification CREDIT SUISSE GROUP AG U.S. $2,500,000,000 6.25 per cent. Tier 1 Capital Notes PRICING NOTIFICATION 11 June 2014 The information in this Pricing Notification supplements the Issuer’s preliminary information memorandum dated 10 June 2014 (the “Preliminary Information Memorandum”) and supersedes the information therein to the extent that there are any inconsistencies. Terms not |
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| August 19, 2014 |
OAKMX / Oakmark Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606-4319 (Address of principal executive offic |
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| August 19, 2014 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 19, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| February 19, 2014 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 27, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the “Trust”), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark Interna |
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| November 27, 2013 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Walter Energy – 93317QAE5 Trade Date March 22, 2013 List of Underwriters Joint Book-Running Managers: Morgan Stanly, Barclays, BofA Merrill Lynch, Citigroup, Credit Agricole CIB Senior Co-Managers: Scotiabank, J. |
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| November 27, 2013 |
PRELIMINARY DRAFT – FOR DISCUSSION PURPOSES ONLY Harris Associates L.P. Two North LaSalle St. Chicago, IL 60602 USA Tel: 312.621.0555 Fax: 312-621-0636 www.harrisassoc.com Harris Associates L.P. Compliance Memo Date: April 4, 2013 To: D. J. Gorman, HAIT CCO From: Colin P. McFarland and Robert Reey Subject: Acquisition of Walter Energy, Inc. corporate bonds through a Rule 144A offering to Qualified Institutional Buyers As required pursuant to the |
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| August 20, 2013 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 20, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| May 24, 2013 |
PRELIMINARY DRAFT – FOR DISCUSSION PURPOSES ONLY EX-99.77O RULE 10F-3 2 wlt10f3.htm COMPLIANCE MEMO - WALTER ENERGY, INC. Harris Associates L.P. Two North LaSalle St. Chicago, IL 60602 USA Tel: 312.621.0555 Fax: 312-621-0636 www.harrisassoc.com Harris Associates L.P. Compliance Memo Date: April 4, 2013 To: D. J. Gorman, HAIT CCO From: Colin P. McFarland and Robert Reey Subject: Acquisition of Walter Energy, Inc. corporate bonds through a Rule 14 |
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| May 24, 2013 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Walter Energy – 93317QAE5 Trade Date March 22, 2013 List of Underwriters Joint Book-Running Managers: Morgan Stanly, Barclays, BofA Merrill Lynch, Citigroup, Credit Agricole CIB Senior Co-Managers: Scotiabank, J. |
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| February 26, 2013 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| November 28, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 deloiteletter.htm AUDIT LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the “Trust), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakma |
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| August 23, 2012 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| August 23, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| May 22, 2012 |
May 22, 2012 Harris Associates Investment Trust United States Securities and Exchange Commission-Division of Investment Management Staff Review of the Financial Statements for the Oakmark Funds Pursuant to Sarbanes-Oxley Act Filed via EDGAR Jeffrey Long Accountant Division of Investment Management United States Securities and Exchange Commission 100 F Street NE Washington, D. |
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| February 22, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| February 22, 2012 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 28, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the ?Trust), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark Internat |
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| August 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| August 29, 2011 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 28, 2011 |
I, Kristi L. Rowsell, certify that: Exhibit 99.CERT Exh. (a)(1) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| November 29, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 deloitte.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audit of the financial statements of Harris Associates Investment Trust, comprising Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fun |
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| August 27, 2010 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| August 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| May 28, 2010 |
PRELIMINARY DRAFT – FOR DISCUSSION PURPOSES ONLY Harris Associates L.P. Two North LaSalle St. Chicago, IL 60602 USA Tel: 312.621.0555 Fax: 312-621-0636 www.harrisassoc.com Harris Associates L.P. Compliance Memo Date: January 6, 2010 To: D. J. Gorman From: Colin P. McFarland and Jason K. Cutler Subject: Acquisition of BNP Paribas Shares through a Rights Offering on October 13, 2009 Involving an Affiliated Underwriter As required pursuant to the F |
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| May 28, 2010 |
10f-3 Exhibit Compliance Detail Issuer Name + SEDOL BNP Paribas ? 7309681 Trade Date October 13, 2009 List of Underwriters Global Coordinator and Joint Bookrunner: BNP Paribas; Joint Bookrunner: HSBC; Co-Bookrunner: Calyon; Joint Lead Managers: Citibank, JPMorgan, Banca IMI, Goldman Sachs Int?l, Societe Generale, Credit Suisse, Lazard-NATIXIS, UniCredit Group, Bayerische Hypo-und Vereinsbank AG, Was the security:33 Act Registration, Eligible Municipal Security, Eligible Government offering, Foreign Offering, or Eligible 144A offering Yes ? Foreign Offering/Reg. |
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| February 26, 2010 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive offi |
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| January 28, 2010 |
January 28, 2010 Mr. Vincent DiStefano Division of Investment Management Securities and Exchange Commission 100 F Street, N.E., Room 4700 Washington, D.C. 20549 Harris Associates Investment Trust 1933 Act Registration No. 033-38953 1940 Act Registration No. 811-06279 Dear Mr. DiStefano: This letter is a follow-up to our earlier letter to you dated January 19, 2010 (the “Earlier Correspondence”), a |
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| November 27, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 nsar.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust In planning and performing our audits of the financial statements of Harris Associates Investment Trust comprising Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark International Fund, Oakmark Internat |
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| August 28, 2009 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| August 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| February 24, 2009 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| February 24, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| January 9, 2009 |
Harris Associates Investment Trust Harris Associates Investment Trust Securities and Exchange Commission Review of the Financial Statements of the Oakmark Family of Funds Pursuant to Sarbanes Oxley Filed via Edgar Correspondence This letter is filed on behalf of the Oakmark Funds (“the Funds”), each a series of Harris Associates Investment Trust (“the Trust”), in response to telephone discussions with Christina DiAngelo, staff member of the U. |
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| November 25, 2008 |
10f-3 Exhibit Compliance Detail Issuer Name + CUSIP # XTO Energy - 98385X106 Trade Date July 23, 2008 List of Underwriters Lehman Brothers, JPMorgan, UBS Investment Bank (together, the joint book runners) Was the security:33 Act Registration, Eligible Municipal Security, Eligible Government offering, Foreign Offering, or Eligible 144A offering Yes ? 33 Act Registration Was security offered under a firm commitment underwriting (Must be ?YES? Yes ? page S-11 Is an affiliated b/d a Sr. |
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| November 25, 2008 |
FOURTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENT THE OAKMARK INTERNATIONAL FUND EX-99 2 amend.htm FOURTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK INTERNATIONAL FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940, as amended, as an open-end diversified management investment company (the “Trust”), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Ad |
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| November 25, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 3 nsarlet.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust In planning and performing our audits of the financial statements of Harris Associates Investment Trust comprising The Oakmark Fund, The Oakmark Select Fund, The Oakmark Equity and Income Fund, The Oakmark Global Fund, The Oakmark International |
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| August 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| August 29, 2008 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| February 29, 2008 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| February 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2)* Varian Inc (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 922206107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* Scripps E W Co (Name of Issuer) Common Stock (Title of Class of Securities) 811054204 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initi |
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| February 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mueller Water Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 624758207 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| November 29, 2007 |
[Missing Graphic Reference] Deloitte & Touche LLP 111 S. Wacker Drive Chicago, IL 60606-4301 USA Tel: +1 312 486 1000 Fax: +1 312 486 1486 www.deloitte.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust In planning and performing our audit of the financial statements of The Oakmark Fund, The Oakmark Select Fun |
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| August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| August 29, 2007 |
I, John R. Raitt, certify that: Exhibit 99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 29, 2007 |
INVESTMENT ADVISORY AGREEMENT THE OAKMARK GLOBAL SELECT FUND September 1, 2006 EX-99 2 globalselect.htm INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK GLOBAL SELECT FUND September 1, 2006 HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the “1940 Act”) as an open-end diversified management investment company (the “Trust”), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Inve |
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| February 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| February 27, 2007 |
Exhibit (a)(2) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| February 27, 2007 |
EX-99.(A)(1) 2 a07-22251ex99da1.htm EX-99.CERT Exhibit (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| February 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2)* St. Mary Land & Exploration (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 792228108 (CUSIP Number) *The remainder of this cover page shall be filled out |
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| February 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.7)* Dun & Bradstreet Corp (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 26483E100 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| February 14, 2007 |
SC 13G 1 mwaboak123106ye.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* Mueller Water Products Inc (Name of Issuer) Common Stock (Title of Class of Securities) 624758207 (CUSIP Number) *The remainder of this cover page shall be |
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| February 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1)* Varian Inc (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 922206107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| November 29, 2006 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 oakmark906.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust In planning and performing our audit of the financial statements of The Oakmark Fund, The Oakmark Select Fund, The Oakmark Equity and Income Fund, The Oakmark Global Fund, The Oakmark International Fund, and The Oakmark International Small C |
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| August 24, 2006 |
I, Kristi L. Rowsell, certify that: Exhibit (a)(2) I, Kristi L. Rowsell, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| August 24, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive office |
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| August 24, 2006 |
I, John R. Raitt, certify that: Exhibit (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| February 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of Registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive offi |
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| February 28, 2006 |
Exhibit 99.Cert Exhibit (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the "Registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| February 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 6)* DUN & BRADSTEET CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 26483E100 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| February 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2)* H & R BLOCK (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 093671105 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.) * VARIAN INC (Name of Issuer) Common Stock (Title of Class of Securities) 922206107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial |
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| February 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* ST MARY LAND & EXPLORATION (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 792228108 (CUSIP Number) *The remainder of this cover page shall be filled out |
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| August 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of Registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive offi |
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| August 25, 2005 |
Exhibit 99.cert Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the "Registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 27, 2005 |
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| May 27, 2005 |
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK INTERNATIONAL SMALL CAP FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| May 27, 2005 |
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK GLOBAL FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| May 27, 2005 |
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK INTERNATIONAL FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| May 27, 2005 |
The Oakmark Funds' Fee Schedules October 30, 2004 through October 31, 2005 Fund Fee Oakmark 1. |
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| May 27, 2005 |
SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK SELECT FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| May 27, 2005 |
THIRD AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK EQUITY AND INCOME FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L. |
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| April 8, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.3) * TOYS R US INC. (Name of Issuer) Common Stock (Title of Class of Securities) 892335100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's ini |
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| April 8, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.3) * TOYS R US INC. (Name of Issuer) Common Stock (Title of Class of Securities) 892335100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's ini |
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| February 28, 2005 |
99.CERT Exh. (a)(1) I, John R. Raitt, certify that: 1. I have reviewed this report on Form N-Q of Harris Associates Investment Trust (the "Registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| February 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06279 Harris Associates Investment Trust (Exact name of Registrant as specified in charter) Two North LaSalle Street, Suite 500 Chicago, Illinois 60602-3790 (Address of principal executive offi |
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| February 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1)* H & R BLOCK (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 093671105 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* ST MARY LAND & EXPLORATION (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 792228108 (CUSIP Number) *The remainder of this cover page shall be filled out |
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| February 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 5)* DUN & BRADSTEET CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 26483E100 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| September 10, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2)* HANGER ORTHOPEDIC GROUP INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 41043F208 (CUSIP Number) *The remainder of this cover page shall be filled ou |
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| May 28, 2004 |
The Oakmark Funds' Fee Schedules October 30, 2003 through October 31, 2004 Oakmark Fund 1. |
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| April 8, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 8)* R.G. BARRY (Name of Issuer) Common Stock, $1.00 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 4)* DUN & BRADSTEET CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 26483E100 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| February 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2 )* ORBOTECH LTD. (Name of Issuer) American Depository Receipt (Title of Class of Securities) M75253100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reportin |
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| February 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2) * TOYS R US INC. (Name of Issuer) Common Stock (Title of Class of Securities) 892335100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's ini |
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| February 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 7)* R.G. BARRY (Name of Issuer) Common Stock, $1.00 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| November 10, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* SUREBEAM CORP. (Name of Issuer) Class A Common Stock, $0.001 Par Value (Title of Class of Securities) 86866R102 (CUSIP Number) *The remainder of this cover page shall be filled out fo |
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| November 10, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2 )* DEPARTMENT 56 INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 249509100 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| May 30, 2003 |
Harris Associates Investment Trust Item 77Q3 Section (a)(i): The Chief Executive Officer and Chief Financial Officer have concluded that, based on their evaluation, the disclosure controls and procedures of Harris Associates Investment Trust are reasonably designed to achieve the purposes described in the attached certification, Section (a)(iii). |
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| March 10, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* FILA HOLDING S.p.A. SPONSORED ADR (Name of Issuer) American Depository Receipt (Title of Class of Securities) 316850106 (CUSIP Number) *The remainder of this cover page shall be fille |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 6)* R.G. BARRY (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2 )* LATIN AMERICAN EXPORT BANK (Name of Issuer) American Depository Receipt (Title of Class of Securities) P16994132 (CUSIP Number) *The remainder of this cover page shall be filled out f |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* DEPARTMENT 56 INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 249509100 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* H & R BLOCK (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 093671105 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1 )* SUREBEAM CORP. (Name of Issuer) Class A Common Stock, $0.001 Par Value (Title of Class of Securities) 86866R102 (CUSIP Number) *The remainder of this cover page shall be filled out fo |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* DEPARTMENT 56 INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 249509100 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1 )* ORBOTECH LTD. (Name of Issuer) American Depository Receipt (Title of Class of Securities) M75253100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reportin |
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| February 14, 2003 |
SC 13G/A 1 toyoak123102.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1) * TOYS R US INC. (Name of Issuer) Common Stock (Title of Class of Securities) 892335100 (CUSIP Number) *The remainder of this cover page shall be filled out |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* OPTIMAL ROBOTICS CORP. (Name of Issuer) Class A Common Stock, $0.001 Par Value (Title of Class of Securities) 68388R208 (CUSIP Number) *The remainder of this cover page shall be filled |
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| February 14, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* FILA HOLDING S.p.A. SPONSORED ADR (Name of Issuer) American Depository Receipt (Title of Class of Securities) 316850106 (CUSIP Number) *The remainder of this cover page shall be fille |
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| November 8, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* ORBOTECH LTD. (Name of Issuer) American Depository Receipt (Title of Class of Securities) M75253100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| November 8, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1 )* LATIN AMERICAN EXPORT BANK (Name of Issuer) American Depository Receipt (Title of Class of Securities) P16994132 (CUSIP Number) *The remainder of this cover page shall be filled out f |
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| September 10, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* LATIN AMERICAN EXPORT BANK (Name of Issuer) American Depository Receipt (Title of Class of Securities) P16994132 (CUSIP Number) *The remainder of this cover page shall be filled out fo |
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| July 10, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* SUREBEAM CORP. (Name of Issuer) Class A Common Stock, $0.001 Par Value (Title of Class of Securities) 86866R102 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| June 10, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1)* ENERGIZER HOLDINGS INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 29266R108 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* FILA HOLDING S.p.A. SPONSORED ADR (Name of Issuer) American Depository Receipt (Title of Class of Securities) 316850106 (CUSIP Number) *The remainder of this cover page shall be fille |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* DEPARTMENT 56 INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 249509100 (CUSIP Number) *The remainder of this cover page shall be filled out for a re |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * TOYS R US INC. (Name of Issuer) Common Stock (Title of Class of Securities) 892335100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's ini |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 5)* R.G. BARRY (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.1 )* HANGER ORTHOPEDIC GROUP INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 41043F208 (CUSIP Number) *The remainder of this cover page shall be filled o |
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| February 12, 2002 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* DUN & BRADSTREET (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 26483E100 (CUSIP Number) *The remainder of this cover page shall be filled out for a r |
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| February 12, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* ENERGIZER HOLDINGS INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 29266R108 (CUSIP Number) *The remainder of this cover page shall be filled out for |
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| January 8, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2) * REYNOLDS & REYNOLDS CO (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 761695105 (CUSIP Number) *The remainder of this cover page shall be filled out fo |
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| November 29, 2001 |
THE OAKMARK FAMILY OF FUNDS Report of Independent Public Accountants To the Shareholders and Board of Trustees of Harris Associates Investment Trust: We have audited the accompanying statements of assets and liabilities of The Oakmark Fund, The Oakmark Select Fund, The Oakmark Small Cap Fund, The Oakmark Equity and Income Fund, The Oakmark Global Fund, The Oakmark International Fund, and the Oakma |
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| October 10, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* FILA HOLDING S.p.A. SPONSORED ADR (Name of Issuer) American Depository Receipt (Title of Class of Securities) 316850106 (CUSIP Number) *The remainder of this cover page shall be filled |
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| June 8, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 4)* SAMES CORP (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) S007788 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting p |
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| June 8, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* EATON CORP (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 278058102 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| May 29, 2001 |
PAGE 1 000 A000000 03/31/2001 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
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| April 10, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 4 )* R.G. BARRY (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reportin |
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| March 7, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* USG CORP (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 903293405 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting p |
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| March 7, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* US INDUSTRIES INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 912080108 (CUSIP Number) *The remainder of this cover page shall be filled out for a r |
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| February 8, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* HANGER ORTHOPEDIC GROUP INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 41043F208 (CUSIP Number) *The remainder of this cover page shall be filled ou |
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| February 6, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 6)* UGLY DUCKLING CORP (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 903512101 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| February 5, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3 )* SAMES CORP. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) S007788 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting |
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| February 5, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* US INDUSTRIES INC. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 912080108 (CUSIP Number) *The remainder of this cover page shall be filled out for a r |
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| February 5, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* USG CORP (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 903293405 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting p |
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| February 5, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 5)* UGLY DUCKLING CORP (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 903512101 (CUSIP Number) *The remainder of this cover page shall be filled out for a |
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| January 31, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* REYNOLDS & REYNOLDS CORP (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 761695105 (CUSIP Number) *The remainder of this cover page shall be filled out f |
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| January 26, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3 )* R.G. BARRY (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 068798107 (CUSIP Number) *The remainder of this cover page shall be filled out for a reportin |
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| September 5, 2000 |
hi SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 28, 2000 |
ADDITIONAL SOLICITATION MATERIALS - HARRIS ASSOC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 28, 2000 |
HARRIS ASSOCIATES INVESTMENT NOTICE & PROXY SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
