Statistiche di base
| CIK | 1597503 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NorthStar Asset Management Group, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| February 13, 2018 |
NSAM.WI / NorthStar Asset Management Group Inc. / Baupost Group LLC/MA - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NorthStar Asset Management Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 66705Y104 (CUSIP Number) Calendar Year 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. |
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| February 14, 2017 |
NSAM.WI / NorthStar Asset Management Group Inc. / Baupost Group LLC/MA - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* NorthStar Asset Management Group Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 66705Y104 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 10, 2017 |
NSAM.WI / NorthStar Asset Management Group Inc. / VANGUARD GROUP INC Passive Investment northstarassetmanagementgrp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: NorthStar Asset Management Group Inc Title of Class of Securities: Common Stock CUSIP Number: 66705Y104 Date of Event Which Requires Filing of this Statement: December 31, 20 |
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| January 23, 2017 |
NorthStar Asset Management Group 15-12B 15-12B 1 d333082d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36301 NorthStar Asset Management Grou |
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| January 11, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 23, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| January 11, 2017 |
NorthStar Asset Management Group POS AM POS AM As filed with the Securities and Exchange Commission on January 10, 2017 Registration No. |
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| January 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northstar Asset Management Group Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 66705Y104 (CUSIP Number) David Abrams c/o Abrams Capital Management, L.P. 222 Berkeley Street, 21st Floor Boston, MA 02116 617-64 |
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| January 10, 2017 |
NorthStar Asset Management Group S-8 POS S-8 POS File No. 333-197104 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 ON FORM S-8 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 COLONY NORTHSTAR, INC. (Colony NorthStar, Inc., as successor by merger to NorthStar Asset Management Group Inc.) (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARYLAND 35-2563017 ( |
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| January 10, 2017 |
EX-10.1 3 d299414dex101.htm EX-10.1 Exhibit 10.1 COLONY NORTHSTAR, INC. 2014 OMNIBUS STOCK INCENTIVE PLAN1 Section 1. General Purpose of Plan. The name of this plan is the Colony NorthStar, Inc. 2014 Inc. Omnibus Stock Incentive Plan (the “Plan”). The purpose of the Plan is to enable the Company to attract and retain highly qualified personnel who will contribute to the Company’s success and to pr |
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| January 10, 2017 |
EX-99.1 Exhibit 99.1 Colony Capital, NorthStar Asset Management Group and NorthStar Realty Finance have Completed the Previously Announced Largest Real Estate Merger of 2016 to Create Colony NorthStar, Inc. A Global, Diversified Real Estate and Investment Management Leader with $58 Billion of Assets Under Management Los Angeles, CA and New York, NY, January 10, 2017 - Colony NorthStar, Inc. (?Colo |
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| January 10, 2017 |
8-K 1 d326095d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2017 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware 001-36301 46-4591526 (State or other |
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| December 23, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2016 NorthStar Asset Management Group Inc. |
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| December 10, 2016 |
8-K 1 a16-2291018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| December 10, 2016 |
NorthStar Asset Management Group 8-K (Prospectus) 425 1 a16-2291018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| December 1, 2016 |
NorthStar Asset Management Group 425 (Prospectus) 425 1 a16-224471425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) Commission File No. for Registration Statement on Form S-4 filed by Colony NorthStar, Inc.: 333-2127 |
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| November 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2016 NorthStar Asset Management Group Inc. |
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| November 23, 2016 |
NorthStar Asset Management Group 8-K (Prospectus) 425 1 a16-2212018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| November 18, 2016 |
NorthStar Asset Management Group DEFM14A DEFM14A 1 a2230180zdefm14a.htm DEFM14A Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary |
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| November 9, 2016 |
NorthStar Asset Management Group 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10- Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (State or Other Jurisdi |
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| November 9, 2016 |
Exhibit 12.1 Ratio of Earnings to Fixed Charges Ratio of Earning to Combined Fixed Charges (dollars in thousands) Nine Months Ended September 30, Years Ended December 31, 2016 2015 2014 2013 2012 2011 Earnings Income (loss) before equity in earnings (losses) of unconsolidated ventures and income tax benefit (expense) $ 71,289 $ 140,991 $ 21,761 $ (1,995 ) $ (17,322 ) $ (256,882 ) Add (subtract): D |
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| November 8, 2016 |
NorthStar Asset Management Group 425 (Prospectus) 425 1 a16-1540816425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) Commission File No. for Registration Statement on Form S-4 filed by Colony NorthStar, Inc.: 333-21 |
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| November 8, 2016 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2016 RESULTS EX-99.1 2 a16-212831ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2016 RESULTS Third Quarter 2016 Highlights · U.S. GAAP net income to common stockholders of $24.8 million, or $0.13 per diluted share and cash available for distribution (“CAD”) of $49.1 million, or $0.26 per share · Third quarter 2016 cash dividend of $0.10 per common share · Raised $381 m |
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| November 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2016 NorthStar Asset Management Group Inc. |
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| November 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 NorthStar Asset Management Group Inc. |
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| November 7, 2016 |
NorthStar Asset Management Group 8-K (Prospectus) 425 1 a16-2126018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware 001-36301 46-4591526 (State or other ju |
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| October 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. |
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| October 17, 2016 |
EX-10.4 5 a16-200511ex10d4.htm EX-10.4 Exhibit 10.4 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Ronald Lieberman c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Ron: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”) and NorthStar Realty |
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| October 17, 2016 |
EX-10.1 2 a16-200511ex10d1.htm EX-10.1 Exhibit 10.1 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Debra Hess c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Debra: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”) and NorthStar Realty Fina |
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| October 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2016 NorthStar Asset Management Group Inc. |
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| October 17, 2016 |
Exhibit 10.5 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Albert Tylis c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Al: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (?NSAM?) and NorthStar Realty Finance Corp. (?NRF?) dated as of June 2, 20 |
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| October 17, 2016 |
Exhibit 10.2 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Daniel Gilbert c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Daniel: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (?NSAM?), NorthStar Realty Finance Corp. (?NRF?), Northstar Asset Ma |
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| October 17, 2016 |
Exhibit 99.1 NorthStar Asset Management Group, Colony Capital and NorthStar Realty Finance Announce Adoption of Best-in-Class Corporate Governance Policies, Amendments to Merger Agreement and Shareholder Support for Transaction MSD (NSAM?s Largest Shareholder) Enters into Voting Agreement to Support Merger October 17, 2016 ? NorthStar Asset Management Group Inc. (NYSE: NSAM), Colony Capital, Inc. |
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| October 17, 2016 |
EX-10.3 4 a16-200511ex10d3.htm EX-10.3 Exhibit 10.3 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 David Hamamoto c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear David: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”) and NorthStar Realty |
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| October 17, 2016 |
NorthStar Asset Management Group, Inc. October 13, 2016 EX-10.4 5 a16-200511ex10d4.htm EX-10.4 Exhibit 10.4 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Ronald Lieberman c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Ron: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”) and NorthStar Realty |
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| October 17, 2016 |
EX-99.1 7 a16-200511ex99d1.htm EX-99.1 Exhibit 99.1 NorthStar Asset Management Group, Colony Capital and NorthStar Realty Finance Announce Adoption of Best-in-Class Corporate Governance Policies, Amendments to Merger Agreement and Shareholder Support for Transaction MSD (NSAM’s Largest Shareholder) Enters into Voting Agreement to Support Merger October 17, 2016 — NorthStar Asset Management Group I |
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| October 17, 2016 |
NorthStar Asset Management Group, Inc. October 13, 2016 Exhibit 10.1 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Debra Hess c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Debra: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (?NSAM?) and NorthStar Realty Finance Corp. (?NRF?) dated as of June 2, 2 |
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| October 17, 2016 |
NorthStar Asset Management Group, Inc. October 13, 2016 EX-10.5 6 a16-200511ex10d5.htm EX-10.5 Exhibit 10.5 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Albert Tylis c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Al: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”) and NorthStar Realty Finan |
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| October 17, 2016 |
NorthStar Asset Management Group, Inc. October 13, 2016 Exhibit 10.3 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 David Hamamoto c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear David: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (?NSAM?) and NorthStar Realty Finance Corp. (?NRF?) dated as of June |
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| October 17, 2016 |
NorthStar Asset Management 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2016 NorthStar Asset Management Group Inc. |
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| October 17, 2016 |
NorthStar Asset Management Group, Inc. October 13, 2016 EX-10.2 3 a16-200511ex10d2.htm EX-10.2 Exhibit 10.2 Execution Version NorthStar Asset Management Group, Inc. October 13, 2016 Daniel Gilbert c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Daniel: The purpose of this letter is to amend the letter agreement entered into by and among you Northstar Asset Management Group Inc. (“NSAM”), NorthStar Realty Fi |
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| September 15, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-154084425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Colony NorthStar, Inc. Commission File No. for Registration Statement on Form S-4 filed by Colony NorthStar, Inc.: 333-212739 On September 14, 2016, NorthStar Asset Manag |
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| September 15, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-185051425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) Commission File No. for Registration Statement on Form S-4 filed by Colony NorthStar, Inc.: 333-212 |
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| August 29, 2016 |
NorthStar Asset Management Group ESP NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 August 29, 2016 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Robert F. Telewicz, Jr., Accounting Branch Chief, Office of Real Estate & Commodities Re: NorthStar Asset Management Group Inc. Form 10-K for the year ended Decemb |
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| August 29, 2016 |
NorthStar Asset Management Group ESP NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 August 29, 2016 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Robert F. Telewicz, Jr., Accounting Branch Chief, Office of Real Estate & Commodities Re: NorthStar Asset Management Group Inc. Form 10-K for the year ended Decemb |
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| August 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Northstar Asset Management Group Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 66705Y104 (CUSIP Number) David Abrams c/o Abrams Capital Management, L.P. 222 Berkeley Street, 21st Floor Boston, MA 02116 617-646 |
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| August 9, 2016 |
NorthStar Asset Management 10-Q (Quarterly Report) 10-Q 1 nsam-06302016x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (St |
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| August 9, 2016 |
Exhibit 12.1 Ratio of Earnings to Fixed Charges Ratio of Earning to Combined Fixed Charges (dollars in thousands) Six Months Ended June 30, Years Ended December 31, 2016 2015 2014 2013 2012 2011 Earnings Income (loss) before equity in earnings (losses) of unconsolidated ventures and income tax benefit (expense) $ 39,827 $ 140,991 $ 21,761 $ (1,995 ) $ (17,322 ) $ (256,882 ) Add (subtract): Distrib |
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| August 4, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-162311425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) Commission File No. for Registration Statement on Form S-4 filed by Colony NorthStar, Inc.: 333-212 |
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| August 4, 2016 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES SECOND QUARTER 2016 RESULTS EX-99.1 2 a16-161791ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES SECOND QUARTER 2016 RESULTS Second Quarter 2016 Highlights · U.S. GAAP net income to common stockholders of $10.9 million, or $0.06 per diluted share and cash available for distribution (“CAD”) of $54.0 million, or $0.28 per share · Second quarter 2016 cash dividend of $0.10 per common share · Announced |
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| August 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a16-1617918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware 001-36301 46-4591526 (State or other juri |
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| July 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 a16-1565418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| July 29, 2016 |
EX-99.1 2 a16-156541ex99d1.htm EX-99.1 Exhibit 99.1 July 28, 2016 Colony NorthStar Appendix to June 7, 2016 Investor Presentation Creating a Leading Global Equity REIT with Management Platform an Embedded Investment Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may contain forward-looking statements within the meaning of the federal securiti |
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| July 29, 2016 |
Exhibit 99.1 July 28, 2016 Colony NorthStar Appendix to June 7, 2016 Investor Presentation Creating a Leading Global Equity REIT with Management Platform an Embedded Investment Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may contain forward-looking statements within the meaning of the federal securities laws. Forward-looking statements rel |
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| July 29, 2016 |
NorthStar Asset Management 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 NorthStar Asset Management Group Inc. |
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| July 11, 2016 |
NorthStar Asset Management 425 (Prospectus) Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) On July 11, 2016, NorthStar Asset Management Group Inc. and Colony Capital, Inc. distributed the following joint communication |
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| July 5, 2016 |
EX-99.1 2 exhibit991.htm Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of July 5, 2016, is by and among Abrams Capital, LLC, Abrams Capital Management, LLC, Abrams Capital Management, L.P., and David Abrams (collectively, the "Filers"). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13G and/or |
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| July 5, 2016 |
NSAM.WI / NorthStar Asset Management Group Inc. / ABRAMS CAPITAL MANAGEMENT, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northstar Asset Management Group Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 66705Y104 (CUSIP Number) June 24, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| July 1, 2016 |
NorthStar Asset Management Group ESP CORRESP 1 filename1.htm NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 July 1, 2016 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Robert F. Telewicz, Jr., Accounting Branch Chief, Office of Real Estate & Commodities Re: NorthStar Asset Management Group Inc. Form 10-K for |
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| June 8, 2016 |
EX-2.1 2 a16-128042ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLANS OF MERGER dated as of June 2, 2016 among NORTHSTAR REALTY FINANCE CORP., COLONY CAPITAL, INC., NORTHSTAR ASSET MANAGEMENT GROUP INC., NEW POLARIS INC., NEW SIRIUS INC., NORTHSTAR REALTY FINANCE LIMITED PARTNERSHIP, SIRIUS MERGER SUB-T, LLC and NEW SIRIUS MERGER SUB, LLC TABLE OF CONTENTS Article I Definitions; In |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 Exhibit 10.5 NorthStar Asset Management Group, Inc. June 2, 2016 Albert Tylis c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Al: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Corp. ( |
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| June 8, 2016 |
8-K 1 a16-1280428k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| June 8, 2016 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLANS OF MERGER dated as of June 2, 2016 among NORTHSTAR REALTY FINANCE CORP., COLONY CAPITAL, INC., NORTHSTAR ASSET MANAGEMENT GROUP INC., NEW POLARIS INC., NEW SIRIUS INC., NORTHSTAR REALTY FINANCE LIMITED PARTNERSHIP, SIRIUS MERGER SUB-T, LLC and NEW SIRIUS MERGER SUB, LLC TABLE OF CONTENTS Article I Definitions; Interpretation 4 1.01 Definitions 4 1. |
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| June 8, 2016 |
Exhibit 10.4 NorthStar Asset Management Group, Inc. June 2, 2016 Ronald Lieberman c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Ron: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Co |
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| June 8, 2016 |
EX-10.2 5 a16-128042ex10d2.htm EX-10.2 Exhibit 10.2 NorthStar Asset Management Group, Inc. June 2, 2016 Daniel Gilbert c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Daniel: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (“NSAM”), Colony Capital, Inc. |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 EX-10.1 4 a16-128042ex10d1.htm EX-10.1 Exhibit 10.1 NorthStar Asset Management Group, Inc. June 2, 2016 Debra Hess c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Debra: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (“NSAM”), Colony Capital, Inc. (“Co |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 Exhibit 10.5 NorthStar Asset Management Group, Inc. June 2, 2016 Albert Tylis c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Al: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Corp. ( |
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| June 8, 2016 |
ARTICLE I SIRIUS PARTY PROTECTION EX-2.2 3 a16-128042ex2d2.htm EX-2.2 Exhibit 2.2 EXECUTION VERSION AGREEMENT This AGREEMENT (this “Agreement”) is made and entered into as of June 2 2016, by and between NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (“Sirius”), NORTHSTAR ASSET MANAGEMENT GROUP INC., a Delaware corporation (“Polaris”) and NSAM J-NRF LTD, a Jersey limited company and a Subsidiary of Polaris (“Asset Manager”) |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 Exhibit 10.4 NorthStar Asset Management Group, Inc. June 2, 2016 Ronald Lieberman c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Ron: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Co |
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| June 8, 2016 |
ARTICLE I SIRIUS PARTY PROTECTION Exhibit 2.2 EXECUTION VERSION AGREEMENT This AGREEMENT (this ?Agreement?) is made and entered into as of June 2 2016, by and between NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (?Sirius?), NORTHSTAR ASSET MANAGEMENT GROUP INC., a Delaware corporation (?Polaris?) and NSAM J-NRF LTD, a Jersey limited company and a Subsidiary of Polaris (?Asset Manager?). The parties to this Agreement are |
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| June 8, 2016 |
Exhibit 99.1 Execution Version VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of June 2, 2016, by and among NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (?Sirius?), NORTHSTAR ASSET MANAGEMENT GROUP INC., a Delaware corporation (?Polaris?), and each of the persons listed on Schedule A hereto (each, a ?Shareholder? and, collectively, th |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 EX-10.2 5 a16-128042ex10d2.htm EX-10.2 Exhibit 10.2 NorthStar Asset Management Group, Inc. June 2, 2016 Daniel Gilbert c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Daniel: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (“NSAM”), Colony Capital, Inc. |
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| June 8, 2016 |
Exhibit 10.3 NorthStar Asset Management Group, Inc. June 2, 2016 David Hamamoto c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear David: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Co |
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| June 8, 2016 |
NorthStar Asset Management Group, Inc. June 2, 2016 Exhibit 10.3 NorthStar Asset Management Group, Inc. June 2, 2016 David Hamamoto c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear David: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (?NSAM?), Colony Capital, Inc. (?Colony?), NorthStar Realty Finance Co |
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| June 8, 2016 |
Exhibit 99.1 Execution Version VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of June 2, 2016, by and among NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (?Sirius?), NORTHSTAR ASSET MANAGEMENT GROUP INC., a Delaware corporation (?Polaris?), and each of the persons listed on Schedule A hereto (each, a ?Shareholder? and, collectively, th |
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| June 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 NorthStar Asset Management Group Inc. |
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| June 8, 2016 |
EX-10.1 4 a16-128042ex10d1.htm EX-10.1 Exhibit 10.1 NorthStar Asset Management Group, Inc. June 2, 2016 Debra Hess c/o NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, NY 10022 Dear Debra: Reference is made to the transactions contemplated by that certain Agreement and Plans of Merger by and among NorthStar Asset Management Group, Inc. (“NSAM”), Colony Capital, Inc. (“Co |
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| June 7, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-128044425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) The following is a transcript of a conference call and webcast hosted jointly by NorthStar Asset Ma |
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| June 7, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 a16-1280438k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| June 7, 2016 |
EX-99.1 2 a16-128043ex99d1.htm EX-99.1 Exhibit 99.1 Colony NorthStar Combination of NorthStar Asset Management Group Inc., Colony Capital, Inc. and NorthStar Realty Finance Corp. Creating a Leading Global Equity REIT with an Embedded Investment Management Platform June 7, 2016 (Updated) Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may conta |
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| June 7, 2016 |
EX-99.2 3 a16-128043ex99d2.htm EX-99.2 Exhibit 99.2 NorthStar Asset Management Group, Colony Capital, and NorthStar Realty Finance Provide Updated Merger Presentation New York and Los Angeles, CA, June 7, 2016 — NorthStar Asset Management Group Inc. (NYSE: NSAM), Colony Capital, Inc. (“Colony”) (NYSE: CLNY) and NorthStar Realty Finance Corp. (NYSE: NRF) today announced that an updated version of t |
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| June 7, 2016 |
EX-99.1 2 a16-128043ex99d1.htm EX-99.1 Exhibit 99.1 Colony NorthStar Combination of NorthStar Asset Management Group Inc., Colony Capital, Inc. and NorthStar Realty Finance Corp. Creating a Leading Global Equity REIT with an Embedded Investment Management Platform June 7, 2016 (Updated) Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may conta |
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| June 7, 2016 |
NorthStar Asset Management 8-K (Prospectus) 425 1 a16-1280438k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| June 7, 2016 |
Exhibit 99.2 NorthStar Asset Management Group, Colony Capital, and NorthStar Realty Finance Provide Updated Merger Presentation New York and Los Angeles, CA, June 7, 2016 ? NorthStar Asset Management Group Inc. (NYSE: NSAM), Colony Capital, Inc. (?Colony?) (NYSE: CLNY) and NorthStar Realty Finance Corp. (NYSE: NRF) today announced that an updated version of the investor presentation relating to th |
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| June 3, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-128443425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) On June 3, 2016, NorthStar Asset Management Group Inc. (“NSAM”) circulated the below communication |
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| June 3, 2016 |
NorthStar Asset Management 425 (Prospectus) 425 1 a16-128442425.htm 425 Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) On June 3, 2016, NorthStar Asset Management Group Inc. (“NSAM”) circulated the below communication |
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| June 3, 2016 |
NorthStar Asset Management 425 (Prospectus) Filed by: NorthStar Asset Management Group Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: NorthStar Asset Management Group Inc. (Commission File No.: 001-36301) On June 3, 2016, NorthStar Asset Management Group Inc. (?NSAM?) circulated the below communication through emails: External Com |
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| June 3, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 a16-1280418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| June 3, 2016 |
EX-99.2 3 a16-128041ex99d2.htm EX-99.2 Exhibit 99.2 NorthStar Asset Management Group, Colony Capital, and NorthStar Realty Finance Announce Merger to Create Colony NorthStar, a World-Class Diversified Real Estate and Investment Management Platform Equity REIT with $58 Billion of Assets under Management across Different Geographies and Property Types Greater Potential to Enhance Shareholder Returns |
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| June 3, 2016 |
Exhibit 99.1 Colony NorthStar Combination of NorthStar Asset Management Group Inc., Colony Capital, Inc. and NorthStar Realty Finance Corp. Creating a Leading Global Equity REIT with an Embedded Investment Management Platform June 3, 2016 Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may contain forward-looking statements within the meaning |
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| June 3, 2016 |
Exhibit 99.1 Colony NorthStar Combination of NorthStar Asset Management Group Inc., Colony Capital, Inc. and NorthStar Realty Finance Corp. Creating a Leading Global Equity REIT with an Embedded Investment Management Platform June 3, 2016 Forward-Looking Statements Cautionary Statement Regarding Forward-Looking Statements This presentation may contain forward-looking statements within the meaning |
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| June 3, 2016 |
Exhibit 99.2 NorthStar Asset Management Group, Colony Capital, and NorthStar Realty Finance Announce Merger to Create Colony NorthStar, a World-Class Diversified Real Estate and Investment Management Platform Equity REIT with $58 Billion of Assets under Management across Different Geographies and Property Types Greater Potential to Enhance Shareholder Returns Through Overlay of Investment Manageme |
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| June 3, 2016 |
NorthStar Asset Management 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 NorthStar Asset Management Group Inc. |
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| May 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a16-1098018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| May 10, 2016 |
NorthStar Asset Management Group 10-Q (Quarterly Report) 10-Q 1 nsam-03312016x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (S |
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| May 10, 2016 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FIRST QUARTER 2016 RESULTS Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FIRST QUARTER 2016 RESULTS First Quarter 2016 Highlights ? Cash available for distribution (?CAD?) of $0.31 per share ? First quarter 2016 cash dividend of $0.10 per common share ? In January 2016, acquired an approximately 84% interest in The Townsend Group (?Townsend?) for $383 million, a leading global provider of investment management and |
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| April 29, 2016 |
NorthStar Asset Management Group 10-K/A (Annual Report) 10-K/A 1 nsam1231201510-ka04292016.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti |
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| April 15, 2016 |
Financial Statements and Exhibits 8-K/A 1 nsamtownsend8-ka4152016.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 NorthStar Asset Management Group Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (S |
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| April 15, 2016 |
exhibit991townsendholdin A U D I T E D C O N S O L I D A T E D F I N A N C I A L S T A T E M E N T S Townsend Holdings LLC and Subsidiaries (A limited liability company) As of December 31, 2015 and 2014 and Years Ended December 31, 2015, 2014 and 2013 With Report of Independent Auditors Exhibi t 99 . |
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| April 15, 2016 |
NORTHSTAR ASSET MANAGEMENT GROUP INC. AND SUBSIDIARIES INDEX TO PRO FORMA FINANCIAL STATEMENTS EX-99.2 4 exhibit992nsamproformafor1.htm EXHIBIT 99.2 Exhibit 99.2 NORTHSTAR ASSET MANAGEMENT GROUP INC. AND SUBSIDIARIES INDEX TO PRO FORMA FINANCIAL STATEMENTS NorthStar Asset Management Group Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Financial Information 2 NorthStar Asset Management Group Inc. and Subsidiaries Unaudited Pro Forma Condensed Consolidated Balance Sheet as o |
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| March 21, 2016 |
NorthStar Asset Management Group DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Pro |
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| March 1, 2016 |
NorthStar Asset Management Group DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 29, 2016 |
AMENDMENT TO SECURITIES PURCHASE AGREEMENT EX-10.25 2 nsam12312015ex1025.htm EXHIBIT 10.25 Exhibit 10.25 Execution Version AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS AMENDMENT TO SECURITIES PURCHASE AGREEMENT, dated January 15, 2016 (this “Amendment”), is made by and among Townsend Holdings, LLC, a Delaware limited liability company (the "Company"), NorthStar Asset Management Group Inc., a Delaware corporation (the "Purchaser"), and T |
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| February 29, 2016 |
Exhibit 12.1 Ratio of Earnings to Fixed Charges Ratio of Earnings to Combined Fixed Charges (dollars in thousands) Years Ended December 31, 2015 2014 2013 2012 2011 Earnings Income (loss) before equity in earnings (losses) of unconsolidated ventures and income tax benefit (expense) $ 140,991 $ 21,761 $ (1,995 ) $ (17,322 ) $ (256,882 ) Add (subtract): Distributions from unconsolidated ventures 10, |
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| February 29, 2016 |
NorthStar Asset Management Group 10-K (Annual Report) 10-K 1 nsam-12312015x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| February 29, 2016 |
EX-21.1 4 nsam12312015ex211.htm EXHIBIT 21.1 Exhibit 21.1 NorthStar Asset Management Group Inc. List of Significant Subsidiaries Entity Name Formation Jurisdiction NSAM LP Delaware Platform Healthcare Investor T-II, LLC Delaware NorthStar Asset Management Group, Ltd Jersey NSAM J-NRF Ltd Jersey NSAM CS Investor L.P. Jersey NSAM Luxembourg Sarl Luxembourg Platform Hospitality Investor T-II, LLC Del |
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| February 26, 2016 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FOURTH QUARTER 2015 RESULTS EX-99.1 2 a16-53911ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FOURTH QUARTER 2015 RESULTS Fourth Quarter 2015 Highlights · Cash available for distribution (“CAD”) of $0.27 per share. · Fourth quarter 2015 cash dividend of $0.10 per common share. · Repurchased approximately $100 million of NSAM common stock. · Acquired approximately $50 million of NRF common stock. · |
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| February 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a16-539118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2016 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) * (Amendment No.2) NorthStar Asset Management Group Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 66705Y104 (CUSIP Number) J |
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| February 11, 2016 |
NSAM.WI / NorthStar Asset Management Group Inc. / VANGUARD GROUP INC Passive Investment northstarassetmgmtgroupinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: NorthStar Asset Management Group Inc/New York Title of Class of Securities: Common Stock CUSIP Number: 66705Y104 Date of Event Which Requires Filing of this Statement: Decembe |
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| February 2, 2016 |
Exhibit 10.2 EXECUTION VERSION TERM LOAN CREDIT AGREEMENT dated as of January 29, 2016, among NORTHSTAR ASSET MANAGEMENT GROUP INC., as Parent, NSAM LP, as Borrower, The Lenders Party Hereto and MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent MORGAN STANLEY SENIOR FUNDING, INC., as Sole Lead Arranger and Bookrunner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Term |
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| February 2, 2016 |
EX-10.3 4 nsam-8xk02012016exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 EXECUTION VERSION MASTER GUARANTEE AGREEMENT dated as of January 29, 2016, among NORTHSTAR ASSET MANAGEMENT GROUP INC. THE OTHER GUARANTORS PARTY HERETO and MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.01. Credit Agreement 1 Section 1.02. Other Defined Terms 1 A |
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| February 2, 2016 |
EX-10.1 2 nsam-8xk02012016exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION TOWNSEND HOLDINGS LLC THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of January 14, 2016 THE COMPANY INTERESTS REPRESENTED BY THIS THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED OR UNDER ANY |
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| February 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2016 NorthStar Asset Management Group Inc. |
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| January 29, 2016 |
NorthStar Asset Management Group DEFA14A DEFA14A 1 a16-31931defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| November 30, 2015 |
8-K 1 a15-2423518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| November 19, 2015 |
EXHIBIT 10.2 EXECUTION VERSION MASTER GUARANTEE AGREEMENT dated as of November 16, 2015, among NORTHSTAR ASSET MANAGEMENT GROUP INC. THE OTHER GUARANTORS PARTY HERETO and MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.01. Credit Agreement 1 SECTION 1.02. Other Defined Terms 1 ARTICLE II The Guarantees SECTION 2.01. Guarantee 3 SE |
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| November 19, 2015 |
EX-10.1 2 nsam8-k11192015exhibit101r.htm EXHIBIT 10.1 EXHIBIT 10.1 EXECUTION VERSION REVOLVING BRIDGE CREDIT AGREEMENT dated as of November 16, 2015, among NORTHSTAR ASSET MANAGEMENT GROUP INC., as Parent, NSAM LP, as Borrower, The Lenders Party Hereto and MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent MORGAN STANLEY SENIOR FUNDING, INC., as Sole Lead Arranger and Bookrunner TABLE OF |
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| November 19, 2015 |
8-K 1 nsam8-k11192015msbridgeloan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdi |
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| November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a15-2262818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpo |
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| November 9, 2015 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2015 RESULTS Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2015 RESULTS Third Quarter 2015 Highlights ? Cash available for distribution (?CAD?) of $0.26 per share. ? Third quarter 2015 cash dividend of $0.10 per common share. ? In October 2015, announced a definitive agreement to acquire an approximate 85% interest in The Townsend Group (?Townsend?), a leading global provider of investm |
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| November 9, 2015 |
10-Q 1 nsam-09302015x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-459152 |
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| November 3, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 nsam-8xk11022015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of inc |
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| November 3, 2015 |
[The remainder of this page intentionally left blank] EX-10.1 2 nsam-8xk11022015exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 THIS ASSET MANAGEMENT AGREEMENT (the “Agreement”), dated as of October 31, 2015, is entered into by and between NORTHSTAR REALTY EUROPE CORP., a Maryland corporation (“NRE”), and NSAM J-NRE LTD, a Jersey limited company (“Asset Manager”). Each capitalized term used in this Agreement shall have the meaning ascribed to such term in S |
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| November 3, 2015 |
Exhibit Exhibit 10.2 THIS AMENDED AND RESTATED ASSET MANAGEMENT AGREEMENT (the ? Agreement ?), dated as of October 31, 2015, is entered into by and between NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (? NRF ?), and NSAM J-NRF LTD, a Jersey limited company (? Asset Manager ?). Each capitalized term used in this Agreement shall have the meaning ascribed to such term in Schedule A . RECITA |
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| October 21, 2015 |
EX-10.1 2 nsam-8xk10212015exhbit101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT by and among TOWNSEND HOLDINGS LLC, NORTHSTAR ASSET MANAGEMENT GROUP INC., SINCLAIR GROUP, INC., GTCR PARTNERS X/B LP, GTCR FUND X/C LP, THE INDIVIDUALS LISTED ON SCHEDULE A, TOWNSEND ACQUISITION LLC, AND GTCR/AAM BLOCKER CORP. October 15, 2015 . TABLE OF CONTENTS TABLE OF CONTENTS Pag |
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| October 21, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 nsam-8xk10212015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of inc |
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| August 10, 2015 |
EXHIBIT 10.11 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amended and Restated Executive Employment Agreement (the “Agreement”) by and between David T. Hamamoto (“Executive”) and NorthStar Asset Management Group Inc. (the “Company”), dated August 5, 2015, shall be effective as of August 5, 2015 (the “Amendment Effective Date”), and shall amend and restate the Executive Employment Agre |
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| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (State or Other Jurisdiction of (IRS E |
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| August 10, 2015 |
AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.13 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amended and Restated Executive Employment Agreement (the ?Agreement?) by and between Albert Tylis (?Executive?) and NorthStar Asset Management Group Inc. (the ?Company?), dated August 5, 2015, shall be effective as of August 5, 2015 (the ?Amendment Effective Date?), and shall amend and restate the Executive Employment Agreement |
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| August 6, 2015 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES SECOND QUARTER 2015 RESULTS EX-99.1 2 a15-171061ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES SECOND QUARTER 2015 RESULTS Second Quarter 2015 Highlights · Cash available for distribution (“CAD”) of $0.29 per share. · Second quarter 2015 cash dividend of $0.10 per common share. · Raised $771 million of capital in the non-traded companies year-to-date 2015, including $317 million in the second quar |
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| August 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a15-1710618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpora |
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| June 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. |
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| May 29, 2015 |
NorthStar Asset Management Group ESP CORRESP 1 filename1.htm NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 May 29, 2015 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Wilson K. Lee, Staff Accountant Re: NorthStar Asset Management Group Inc. Form 10-K for the year ended December 31, 2014 Filed March 2, 2015 F |
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| May 29, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 nsam-8xkannualmeetingvotin.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction |
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| May 11, 2015 |
10-Q 1 nsam-03312015x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (S |
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| May 8, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a15-1118818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2015 NorthStar Asset Management Group Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| May 8, 2015 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FIRST QUARTER 2015 RESULTS EX-99.1 2 a15-111881ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FIRST QUARTER 2015 RESULTS First Quarter 2015 Highlights · Cash available for distribution (“CAD”) of $0.20 per share. · First quarter 2015 cash dividend of $0.10 per common share. · Raised $1.3 billion of equity for NorthStar Realty (NYSE: NRF). · Raised $456 million of capital in the non-traded REITs y |
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| April 17, 2015 |
NorthStar Asset Management Group DEF 14A DEF 14A 1 nsam2015proxy04012015.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl |
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| March 19, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2015 NorthStar Asset Management Group Inc. |
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| March 19, 2015 |
EX-10.1 2 nsam-8xk03192015exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 AGREEMENT OF LIMITED PARTNERSHIP OF NSAM LP a Delaware limited partnership - THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE |
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| March 3, 2015 |
NorthStar Asset Management Group Inc. To [ ] EX-4.4 3 exhibit44formofsrindenture.htm EXHIBIT 4.4 Exhibit 4.4 Form of Senior Indenture NorthStar Asset Management Group Inc. To [ ] Trustee INDENTURE Dated as of , SENIOR DEBT SECURITIES Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section Section 310(a)(1) 609 (a)(2) 609 (a)(3) Not A |
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| March 3, 2015 |
RATIO OF EARNINGS TO FIXED CHARGES Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES December 31, 2014 2013 2012 2011 2010 Earnings Net income (loss) from continuing operations $ 18,728 $ (1,995 ) $ (17,322 ) $ (25,682 ) $ (15,004 ) Add (subtract): Interest expense — — — — — Total earnings 18,728 (1,995 ) (17,322 ) (25,682 ) (15,004 ) Fixed charges — — — — — Total fixed charges 18,728 (1,995 ) (17,322 ) (25,682 ) (15,004 ) Preferred |
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| March 3, 2015 |
EX-4.1 2 exhibit41stockcert.htm EXHIBIT 4.1 Exhibit 4.1 |
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| March 3, 2015 |
EX-4.5 4 exhibit45formofsubordinate.htm EXHIBIT 4.5 Exhibit 4.5 Form of Subordinated Indenture NorthStar Asset Management Group Inc. To [ ] Trustee INDENTURE Dated as of , SENIOR SUBORDINATED DEBT SECURITIES Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: Trust Indenture Act Section Indenture Section Section 310 (a)(1) 609 (a) |
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| March 3, 2015 |
NSAM / NorthStar Asset Management Group, Inc. S-3ASR - - S-3 As filed with the Securities and Exchange Commission on March 2, 2015 Registration No. |
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| March 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36301 NORTHSTAR ASSE |
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| March 2, 2015 |
EX-10.20 2 nsam10-kexhibit1020.htm EXHIBIT 10.20 EXHIBIT 10.20 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF AHI NEWCO, LLC a Delaware Limited Liability Company Dated as of December 8, 2014 THE LIMITED LIABILITY COMPANY INTERESTS REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. SUCH I |
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| March 2, 2015 |
NorthStar Asset Management Group Inc. List of Significant Subsidiaries EX-21.1 3 exhibit211.htm EXHIBIT 21.1 Exhibit 21.1 NorthStar Asset Management Group Inc. List of Significant Subsidiaries Entity Name Formation Jurisdiction NSAM LLC Delaware NSAM US LLC Delaware Platform Healthcare Investor T-II, LLC Delaware NorthStar Realty Securities LLC Delaware NorthStar Asset Management Group, Ltd Jersey NSAM J-NRF Ltd Jersey NSAM J-NSII Ltd Jersey NSAM J-NSHC Ltd Jersey NS |
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| February 27, 2015 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FOURTH QUARTER 2014 RESULTS EX-99.1 2 a15-55431ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES FOURTH QUARTER 2014 RESULTS Fourth Quarter 2014 Highlights · Cash available for distribution (“CAD”) of $0.27 per share. · Fourth quarter 2014 cash dividend of $0.10 per common share. · $1.1 billion of NorthStar Realty common equity issued for the acquisition of Griffin-American Healthcare REIT II, Inc. · |
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| February 27, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2015 NorthStar Asset Management Group Inc. |
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| February 20, 2015 |
Exhibit 99.4 AMERICAN HEALTHCARE INVESTORS LLC AND SUBSIDIARIES Unaudited Financial Statements For the Nine Months Ended September 30, 2014 and 2013 TABLE OF CONTENTS UNAUDITED FINANCIAL STATEMENTS For the Nine Months ended September 30, 2014 and 2013 Unaudited Consolidated Balance Sheets 2 - 3 Unaudited Consolidated Statements of Income 4 Unaudited Consolidated Statements of Changes in Equity 5 U |
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| February 20, 2015 |
EX-99.2 4 exhibit992ah123112fs1.htm EXHIBIT 99.2 Exhibit 99.2 AMERICAN HEALTHCARE INVESTORS, LLC AND SUBSIDIARIES Financial Statements December 31, 2012 TABLE OF CONTENTS INDEPENDENT AUDITORS’ REPORT 1 FINANCIAL STATEMENTS Consolidated Balance Sheet 3 - 4 Consolidated Statement of Income 5 Consolidated Statement of Changes in Equity 6 Consolidated Statement of Cash Flows 7 Notes to the Financial S |
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| February 20, 2015 |
EX-99.5 7 exhibit995ahiproforma.htm EXHIBIT 99.5 Exhibit 99.5 NORTHSTAR ASSET MANAGEMENT GROUP INC. AND SUBSIDIARIES UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma combined consolidated balance sheet as of September 30, 2014 is presented as if NorthStar Asset Management Group Inc. (the “Company”) acquired an approximate 47% interest in American He |
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| February 20, 2015 |
AMERICAN HEALTHCARE INVESTORS, LLC Financial Statements December 31, 2011 TABLE OF CONTENTS EX-99.3 5 exhibit993ah123111fs1.htm EXHIBIT 99.3 Exhibit 99.3 AMERICAN HEALTHCARE INVESTORS, LLC Financial Statements December 31, 2011 TABLE OF CONTENTS INDEPENDENT AUDITORS’ REPORT 1 FINANCIAL STATEMENTS Balance Sheet 2 Statement of Income 3 Statement of Changes in Equity 4 Statement of Cash Flows 5 Notes to the Financial Statements 6 - 7 BENTSON, VUONA & WESTERSTEN, LLP Certified Public Account |
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| February 20, 2015 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| February 20, 2015 |
Exhibit 99.1 AMERICAN HEALTHCARE INVESTORS LLC AND SUBSIDIARIES Financial Statements December 31, 2013 TABLE OF CONTENTS INDEPENDENT AUDITORS’ REPORT 1 FINANCIAL STATEMENTS Consolidated Balance Sheet 2 - 3 Consolidated Statement of Income 4 Consolidated Statement of Changes in Equity 5 Consolidated Statement of Cash Flows 6 Notes to the Unaudited Financial Statements 7 - 11 BENTSON, VUONA & WESTER |
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| February 17, 2015 |
SC 13G/A 1 northstarasset13ga-021715.htm FEBRUARY 17, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) * (Amendment No.1) NorthStar Asset Management Group Inc. (Name of Issuer) Common Stock, $0.01 par valu |
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| February 10, 2015 |
NSAM.WI / NorthStar Asset Management Group Inc. / VANGUARD GROUP INC Passive Investment northstarassetmanagement.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: NorthStar Asset Management Group Inc/New York Title of Class of Securities: Common Stock CUSIP Number: 66705Y104 Date of Event Which Requires Filing of this Statement: December |
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| January 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2015 NorthStar Asset Management Group Inc. |
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| January 15, 2015 |
EX-10.2 3 exhibit102islandhospitality.htm EXHIBIT 10.2 Execution Version Exhibit 10.2 LIMITED LIABILITY COMPANY AGREEMENT OF ISLAND HOSPITALITY JOINT VENTURE, LLC a Delaware Limited Liability Company Dated as of January 9, 2015 THE LIMITED LIABILITY COMPANY INTERESTS REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHE |
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| January 15, 2015 |
Execution Version Exhibit 10.1 UNIT PURCHASE AGREEMENT THIS UNIT PURCHASE AGREEMENT, dated as of January 9, 2015 (the “Effective Date”) (this “Agreement”), is by and between PLATFORM HOSPITALITY INVESTOR T-II, LLC, a Delaware limited liability company (“Purchaser”) and ISLAND JV MEMBER INC., a Florida corporation (“Seller”). Unless otherwise defined in this Agreement or the context clearly require |
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| December 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2014 NorthStar Asset Management Group Inc. |
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| November 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2014 NorthStar Asset Management Group Inc. |
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| November 10, 2014 |
10-Q 1 nsam-09302014x10xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-459152 |
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| November 10, 2014 |
Exhibit 10.19 EXECUTION VERSION UNIT PURCHASE AGREEMENT by and among American Healthcare Investors LLC, HC AHI Holding Company, LLC, AHI Newco, LLC, Platform HealthCare Investor T-II, LLC, NorthStar Asset Management Group Inc. and the Principals Dated as of November 5, 2014 ARTICLE I PURCHASE AND SALE OF COMMON UNITS 2 Section 1.1 Purchased Units 2 Section 1.2 Purchase Price 2 Section 1.3 Closing; |
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| November 6, 2014 |
NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2014 RESULTS EX-99.1 2 a14-238691ex99d1.htm EX-99.1 Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP ANNOUNCES THIRD QUARTER 2014 RESULTS Third Quarter 2014 Highlights · Cash available for distribution (“CAD”) of $0.19 per share. · Third quarter 2014 cash dividend of $0.10 per common share. · $1.9 billion of NorthStar Realty equity committed to be issued. · Raised $771 million of capital in the non-traded REIT bu |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 NorthStar Asset Management Group Inc. |
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| August 11, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2014 NorthStar Asset Management Group Inc. |
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| August 11, 2014 |
10-Q 1 nsam-0630201410q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 Commission File Number: 001-36301 NORTHSTAR ASSET MANAGEMENT GROUP INC. (Exact Name of Registrant as Specified in its Charter) Delaware 46-4591526 (Stat |
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| August 11, 2014 |
Exhibit 99.1 Investor Presentation August 2014 399 Park Avenue, 18th Floor, New York, NY 10022 | 212.547.2600 | nsamgroup.com 1 Safe Harbor This presentation contains certain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, or Securities Act, and Section 21E of the Securities Exchange Act |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 NorthStar Asset Management Group Inc. |
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| July 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) * NorthStar Asset Management Group Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 66705Y104 (CUSIP Number) July 1, 2014 (Date |
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| July 1, 2014 |
Exhibit 10.10 Dated as of June 30, 2014 NORTHSTAR ASSET MANAGEMENT GROUP INC., as Borrower and NORTHSTAR REALTY FINANCE CORP. as Lender CREDIT AGREEMENT TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.01 Definitions. 1 Section 1.02 Interpretation. 5 ARTICLE II REVOLVING CREDIT FACILITY 5 Section 2.01 The Loans. 5 Section 2.02 Manner of Borrowing. 5 Section 2.03 Repayment of Principal. 6 |
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| July 1, 2014 |
EX-10.3 5 exhibit103-nsam8xkcontribu.htm EXHIBIT 10.3 Exhibit 10.3 CONTRIBUTION AGREEMENT CONTRIBUTION AGREEMENT (this “Agreement”), dated as of June 30, 2014, by and between NorthStar Asset Management Group Inc., a Delaware corporation (“NSAM”), and NRFC Sub-REIT Corp., a Maryland corporation (“Sub-REIT”). RECITALS WHEREAS, NorthStar Realty Finance Corp., a Maryland corporation (“NorthStar Realty |
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| July 1, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.11 13 exhibit1011-hamamotoemploy.htm EXHIBIT 10.11 Exhibit 10.11 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between David T. Hamamoto (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated June 30, 2014, and shall be effective upon the consum |
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| July 1, 2014 |
Exhibit 10.5 TAX DISAFFILIATION AGREEMENT By and Between NORTHSTAR ASSET MANAGEMENT GROUP INC. And NORTHSTAR REALTY FINANCE CORP. Dated as of June 30, 2014 TABLE OF CONTENTS PAGE ARTICLE I Definition of Terms 1 ARTICLE II Allocation of Tax Liabilities 6 SECTION 2.01 General Rule 6 SECTION 2.02 Allocations of Taxes 6 ARTICLE III Preparation and Filing of Tax Returns 7 SECTION 3.01 General 7 SECTION |
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| July 1, 2014 |
Exhibit 10.6 EMPLOYEE MATTERS AGREEMENT by and between NORTHSTAR ASSET MANAGEMENT GROUP INC. and NORTHSTAR REALTY FINANCE CORP. TABLE OF CONTENTS Page ARTICLE I DEFINITIONS — Section 1.1 Definitions 1 Section 1.2 General Interpretive Principles 6 ARTICLE II GENERAL PRINCIPLES 6 Section 2.1 Assumption and Retention of Liabilities; Related Assets 6 Section 2.2 Service Recognition 7 ARTICLE III ESTAB |
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| July 1, 2014 |
Exhibit 10.9 ADVISORY AGREEMENT AMONG NORTHSTAR REAL ESTATE INCOME II, INC., NORTHSTAR REAL ESTATE INCOME OPERATING PARTNERSHIP II, LP, NSAM J-NSII LTD AND NORTHSTAR ASSET MANAGEMENT GROUP INC. TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS 2 ARTICLE 2 - APPOINTMENT 6 ARTICLE 3 - DUTIES OF THE ADVISOR 6 3.01 Offering Services 6 3.02 Acquisition Services 7 3.03 Asset Management Services 7 3.04 Accountin |
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| July 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2014 NorthStar Asset Management Group Inc. |
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| July 1, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 June 26, 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on June 30, 2014. NorthStar Asset Management Group Inc., a Delaware corpora |
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| July 1, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.14 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Debra A. Hess (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated June 30, 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF ( |
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| July 1, 2014 |
Exhibit 10.4 LOAN ORIGINATION SERVICES AGREEMENT TABLE OF CONTENTS PAGE 1. Definitions 1 2. Provision of Services 2 3. Standard of Performance 4 4. Fees for Services 5 5. Term; Termination 6 6. Intellectual Property 8 7. Internal Use; Title, Copies, Return 8 8. Good Faith Cooperation; Consents 8 9. Confidentiality 8 10. Dispute Resolution 9 11. Warranties; Limitation of Liability; Indemnity 9 12. |
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| July 1, 2014 |
[The remainder of this page intentionally left blank] EX-10.1 3 exhibit101-nsam8xkassetman.htm EXHIBIT 10.1 Exhibit 10.1 ASSET MANAGEMENT AGREEMENT (the “Agreement”), dated as of June 30, 2014, is entered into by and between NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (“NRF”), and NSAM J-NRF LTD, a Jersey limited company (“Asset Manager”). Each capitalized term used in this Agreement shall have the meaning ascribed to such term in Schedule |
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| July 1, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.15 17 exhibit1015-liebermanemplo.htm EXHIBIT 10.15 Exhibit 10.15 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Ronald J. Lieberman (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated June 30, 2014, and shall be effective upon the cons |
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| July 1, 2014 |
EX-10.2 4 exhibit102-nsam8xkseparati.htm EXHIBIT 10.2 Exhibit 10.2 SEPARATION AGREEMENT By and Between NORTHSTAR ASSET MANAGEMENT GROUP INC. and NORTHSTAR REALTY FINANCE CORP. Dated as of June 30, 2014 TABLE OF CONTENTS ARTICLE I Definitions 1 ARTICLE II The Separation 10 Section 2.01 Separation Transactions 10 Section 2.02 Certain Agreements Govern 10 Section 2.03 Transfer of Assets; Assumption o |
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| July 1, 2014 |
EX-10.7 9 exhibit107-advisoryagreeme.htm EXHIBIT 10.7 Exhibit 10.7 ADVISORY AGREEMENT AMONG NORTHSTAR REAL ESTATE INCOME TRUST, INC., NORTHSTAR REAL ESTATE INCOME TRUST OPERATING PARTNERSHIP, LP, NSAM J-NSI LTD AND NORTHSTAR ASSET MANAGEMENT GROUP INC. TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS 1 ARTICLE 2 - APPOINTMENT 6 ARTICLE 3 - DUTIES OF THE ADVISOR 6 3.01 Offering Services 6 3.02 Acquisition |
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| July 1, 2014 |
Exhibit 10.8 ADVISORY AGREEMENT AMONG NORTHSTAR HEALTHCARE INCOME, INC., NORTHSTAR HEALTHCARE INCOME OPERATING PARTNERSHIP, LP, NSAM J-NSHC LTD AND NORTHSTAR ASSET MANAGEMENT GROUP INC. TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS 2 ARTICLE 2 - APPOINTMENT 6 ARTICLE 3 - DUTIES OF THE ADVISOR 7 3.01 Offering Services 6 3.02 Acquisition Services 7 3.03 Asset Management Services 7 3.04 Accounting and Ot |
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| July 1, 2014 |
Exhibit 3.1 SECOND CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF NORTHSTAR ASSET MANAGEMENT GROUP INC. NorthStar Asset Management Group Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is NorthStar Asset Management Group Inc. The Corporation was originally incorp |
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| July 1, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EX-10.12 14 exhibit1012-gilbertagreeme.htm EXHIBIT 10.12 Exhibit 10.12 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Daniel R. Gilbert (“Executive”), NorthStar Asset Management Group, Ltd., a Jersey limited company (the “Company”) and NSAM Bermuda, Ltd. a wholly owned subsidiary of the Company, and, solely for purposes of Section 17, NorthStar |
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| July 1, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.13 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Albert Tylis (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated June 30, 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF (t |
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| June 27, 2014 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 27, 2014 Registration No. |
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| June 27, 2014 |
EX-4.2 3 exhibit-42.htm EXHIBIT Exhibit 4.2 AMENDED AND RESTATED BYLAWS OF NORTHSTAR ASSET MANAGEMENT GROUP INC. Amended June 26, 2014 ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place either within or without the State of Delaware, or may not be held at any place, but may instead be held |
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| June 27, 2014 |
NORTHSTAR ASSET MANAGEMENT GROUP INC. 2014 OMNIBUS STOCK INCENTIVE PLAN(1) EX-99.1 6 exhibit991-nsamxomnibussto.htm EXHIBIT Exhibit 99.1 NORTHSTAR ASSET MANAGEMENT GROUP INC. 2014 OMNIBUS STOCK INCENTIVE PLAN(1) Section 1.General Purpose of Plan. The name of this plan is the NorthStar Asset Management Group 2014 Inc. Omnibus Stock Incentive Plan (the “Plan”). The purpose of the Plan is to enable the Company to attract and retain highly qualified personnel who will contri |
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| June 27, 2014 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NORTHSTAR ASSET MANAGEMENT GROUP INC. Exhibit 4.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTHSTAR ASSET MANAGEMENT GROUP INC. NorthStar Asset Management Group Inc., a Delaware corporation, hereby certifies as follows: FIRST. The name of the corporation is NorthStar Asset Management Group Inc. The date of filing of its original certificate of incorporation with the Secretary of State of the State of Delaware was December |
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| June 25, 2014 |
As filed with the Securities and Exchange Commission on June 24, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 EX-99.14 2 exhibit99-14.htm EXHIBIT Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 June , 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on June 30, 2014. NorthStar Asset Managem |
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| June 24, 2014 |
June 24, 2014 Via EDGAR Mr. Duc Dang, Unites States Securities and Exchange Commission, Division of Corporation Finance, 100 F Street, NE, Washington, DC 20549-7010 Re: NorthStar Asset Management Group Inc. Registration Statement on Form 10 File No. 001-36301 Ladies and Gentlemen: Pursuant to Rule 12d1-2 under the Securities Exchange Act of 1934, as amended, on behalf of NorthStar Asset Management |
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| June 18, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.18 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Ronald J. Lieberman (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated [], 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF |
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| June 18, 2014 |
Exhibit 10.2 CONTRIBUTION AGREEMENT CONTRIBUTION AGREEMENT (this “Agreement”), dated as of June , 2014, by and between NorthStar Asset Management Group Inc., a Delaware corporation (“NSAM”), and NRFC Sub-REIT Corp., a Maryland corporation (“Sub-REIT”). RECITALS WHEREAS, NorthStar Realty Finance Corp., a Maryland corporation (“NorthStar Realty”), and NSAM will be parties to a Separation Agreement, |
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| June 18, 2014 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NORTHSTAR ASSET MANAGEMENT GROUP INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTHSTAR ASSET MANAGEMENT GROUP INC. NorthStar Asset Management Group Inc., a Delaware corporation, hereby certifies as follows: FIRST. The name of the corporation is NorthStar Asset Management Group Inc. The date of filing of its original certificate of incorporation with the Secretary of State of the State of Delaware was December |
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| June 18, 2014 |
NorthStar Asset Management Group Inc. List of Significant Subsidiaries Exhibit 21.1 NorthStar Asset Management Group Inc. List of Significant Subsidiaries None |
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| June 18, 2014 |
Exhibit 10.3 LOAN ORIGINATION SERVICES AGREEMENT TABLE OF CONTENTS PAGE 1. Definitions 1 2. Provision of Services 2 3. Standard of Performance 4 4. Fees for Services 4 5. Term; Termination 5 6. Miscellaneous 8 7. Intellectual Property 8 8. Internal Use; Title, Copies, Return 8 9. Good Faith Cooperation; Consents 9 10. Confidentiality 9 11. Dispute Resolution 9 12. Warranties; Limitation of Liabili |
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| June 18, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.17 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Debra A. Hess (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated [], 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF (the “ |
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| June 18, 2014 |
Exhibit 2.1 SEPARATION AGREEMENT By and Between NORTHSTAR ASSET MANAGEMENT GROUP INC. and NORTHSTAR REALTY FINANCE CORP. Dated as of June [ ], 2014 TABLE OF CONTENTS ARTICLE I Definitions 1 ARTICLE II The Separation 10 Section 2.01 Separation Transactions 10 Section 2.02 Certain Agreements Govern 10 Section 2.03 Transfer of Assets; Assumption of Liabilities 10 Section 2.04 Termination of Agreement |
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| June 18, 2014 |
As filed with the Securities and Exchange Commission on June 18, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 18, 2014 |
Exhibit 10.19 Dated as of , 2014 NORTHSTAR ASSET MANAGEMENT GROUP INC., as Borrower and NORTHSTAR REALTY FINANCE CORP. as Lender CREDIT AGREEMENT TABLE OF CONTENTS PAGE Article I DEFINED TERMS 1 Section 1.01 Definitions. 1 Section 1.02 Interpretation. 6 Article II REVOLVING CREDIT FACILITY 5 Section 2.01 The Loans. 5 Section 2.02 Manner of Borrowing. 5 Section 2.03 Repayment of Principal. 6 Sectio |
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| June 18, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.16 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Albert Tylis (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated [], 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF (the “E |
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| June 18, 2014 |
Exhibit 10.20 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of the day of , 2014 by and between NorthStar Asset Management Group Inc., a Delaware corporation (the “Company”), and [insert name of director or officer] (the “Indemnitee”). WHEREAS, directors, officers and other persons in service to corporations or business enterprises are being increasingly sub |
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| June 18, 2014 |
EMPLOYEE MATTERS AGREEMENT by and between NORTHSTAR ASSET MANAGEMENT GROUP INC. and NORTHSTAR REALTY FINANCE CORP. TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 General Interpretive Principles 6 ARTICLE II GENERAL PRINCIPLES 6 Section 2.1 Assumption and Retention of Liabilities; Related Assets 6 Section 2.2 Service Recognition 7 ARTICLE III ESTABLISHMENT OF N |
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| June 18, 2014 |
Exhibit 10.4 TAX DISAFFILIATION AGREEMENT By and Between NORTHSTAR ASSET MANAGEMENT GROUP INC. And NORTHSTAR REALTY FINANCE CORP. Dated as of [ ], 2014 TABLE OF CONTENTS PAGE ARTICLE I Definition of Terms 1 ARTICLE II Allocation of Tax Liabilities 6 SECTION 2.01 General Rule 6 SECTION 2.02 Allocations of Taxes 6 ARTICLE III Preparation and Filing of Tax Returns 7 SECTION 3.01 General 7 SECTION 3.0 |
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| June 18, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.15 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between Daniel R. Gilbert (“Executive”), NorthStar Asset Management Group, Ltd., a Jersey limited company (the “Company”) and NSAM Bermuda, Ltd. a wholly owned subsidiary of the Company, and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated [], 2014, and shal |
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| June 18, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 , 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on , 2014. NorthStar Asset Management Group Inc., a Delaware corporation, which we |
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| June 18, 2014 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.14 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) by and between David T. Hamamoto (“Executive”), NorthStar Asset Management Group Inc. (the “Company”) and, solely for purposes of Section 17, NorthStar Realty Finance Corp. (“NRF”), is dated [], 2014, and shall be effective upon the consummation of the contemplated spin-off of the Company from NRF (t |
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| June 18, 2014 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF NORTHSTAR ASSET MANAGEMENT GROUP INC. Amended , 2014 ARTICLE I Stockholders Section 1.1. Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place either within or without the State of Delaware, or may not be held at any place, but may instead be held solely by means of remote communication |
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| May 22, 2014 |
As filed with the Securities and Exchange Commission on May 21, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 EX-99.1 3 exhibit99-12.htm EXHIBIT 99.1 Table of Contents Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 , 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on , 2014. NorthStar Ass |
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| May 22, 2014 |
[The remainder of this page intentionally left blank] Exhibit 10.1 ASSET MANAGEMENT AGREEMENT (the “Agreement”), dated as of , 2014, is entered into by and among NORTHSTAR REALTY FINANCE CORP., a Maryland corporation (“NRF”), and NSAM J-NRF Ltd, a Jersey limited company with registered number and whose registered office address is at 47 Esplanade, St Helier, Jersey, JE1 0BD, Channel Islands (“Asset Manager”). Each capitalized term used in this Agreem |
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| May 21, 2014 |
NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 May 21, 2014 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Duc Dang, Special Counsel Re: NorthStar Asset Management Group Inc. Amendment No. 1 to Registration Statement on Form 10 Filed April 14, 2014 File No. 001-36301 Dear |
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| April 14, 2014 |
NORTHSTAR ASSET MANAGEMENT GROUP INC. EXECUTIVE INCENTIVE BONUS PLAN Exhibit 10.13 NORTHSTAR ASSET MANAGEMENT GROUP INC. EXECUTIVE INCENTIVE BONUS PLAN 1. Purpose This Executive Incentive Bonus Plan (the “Plan”) is intended to provide an incentive for superior work and to motivate executives and employees of NorthStar Asset Management Group Inc. (the “Company” or “NSAM”) toward even higher achievement and business results, to tie their goals and interests to those |
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| April 14, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 , 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on , 2014. NorthStar Asset Management Group Inc., a Delaware corporation, which we |
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| April 14, 2014 |
NorthStar Asset Management Group Inc. 399 Park Avenue, 18th Floor New York, New York 10022 April 14, 2014 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4561 Washington, D.C. 20549 Attn: Duc Dang, Special Counsel Re: NorthStar Asset Management Group Inc. Registration Statement on Form 10 Filed February 5, 2014 File No. 001-36301 Dear Mr. Dang: Set f |
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| April 14, 2014 |
NORTHSTAR ASSET MANAGEMENT GROUP INC. 2014 OMNIBUS STOCK INCENTIVE PLAN Exhibit 10.12 NORTHSTAR ASSET MANAGEMENT GROUP INC. 2014 OMNIBUS STOCK INCENTIVE PLAN Section 1.General Purpose of Plan. The name of this plan is the NorthStar Asset Management Group 2014 Omnibus Stock Incentive Plan (the “Plan”). The purpose of the Plan is to enable the Company to attract and retain highly qualified personnel who will contribute to the Company’s success and to provide incentives |
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| April 14, 2014 |
As filed with the Securities and Exchange Commission on April 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 5, 2014 |
NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 TABLE OF CONTENTS Exhibit 99.1 NORTHSTAR REALTY FINANCE CORP. 399 PARK AVENUE, 18TH FLOOR NEW YORK, NY, 10022 , 2014 Dear Stockholder: I am pleased to report that the previously announced spin-off by NorthStar Realty Finance Corp., which we refer to as NorthStar Realty, of its asset management business is expected to become effective on , 2014. NorthStar Asset Management Grou |
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| February 5, 2014 |
As filed with the Securities and Exchange Commission on February 5, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
