Statistiche di base
| CIK | 908179 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lucyd, Inc - Equity Warrant
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| October 12, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 98718 / October 11, 2023 Admin. Proc. File No. 3-21472 In the Matter of LUCILLE FARMS INC. OPINION OF THE COMMISSION SECTION 12(j) PROCEEDING Grounds for Remedial Action Failure to Comply with Periodic Filing Requirements Company failed to file periodic reports in violation of Section 13(a) of the Secur |
|
| December 7, 2005 |
8-K 1 c400978k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): December 5, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) DELAWARE 1-12506 13-2963923 - - - (State or Other Juris- (Commission (IRS Employer |
|
| December 7, 2005 |
EXHIBIT 99 LUCILLE FARMS, INC. RECEIVES NOTICE OF ACCELERATION OF PAYMENT OF BANK DEBT AND DISCONTINUES OPERATIONS SWANTON, VT. - DECEMBER 6, 2005 - Lucille Farms, Inc. (OTC: LUCY.PK) announced today that the Registrant received notice from LaSalle Business Credit, LLC ("LaSalle") that all amounts due and owing under the Loan and Security Agreement, dated as of December 2, 2004, by and among Regis |
|
| November 14, 2005 |
NT 10-Q 1 b409818nt10q.txt NOTIFICATION OF LATE FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: September 30, 2005 - [ ] Transition Report on Form 10-K [ ] Transition Report on For |
|
| October 17, 2005 |
Exhibit 99 LUCILLE FARMS, INC. DISCONTINUES MANUFACTURE OF MOZZARELLA CHEESE WILL SEEK TO CONTINUE MANUFACTURE OF "SELECT" PIZZA CHEESE SWANTON, VT. - OCTOBER 17, 2005 - Lucille Farms, Inc. (OTC: LUCY.PK) announced today that it has discontinued the manufacture of mozzarella cheese, and will seek to continue to manufacture its "Select" pizza cheese. The discontinuance of the manufacture of mozzare |
|
| October 17, 2005 |
8-K 1 b4092948k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 14, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - (State or Other Juris- (Commissi |
|
| October 11, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment Number 2 (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2005 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S |
|
| October 6, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 6, 2005 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| October 6, 2005 |
EXHIBIT 99 LUCILLE FARMS, INC. ANNOUNCES NASDAQ DELISTING SWANTON, VT. - OCTOBER 6, 2005 - Lucille Farms, Inc. (OTC: LUCY.PK) announced today that its common stock was deslisted from The Nasdaq Capital Market, effective with the opening of business on October 6, 2005, for its failure to be in compliance with Marketplace Rule 4310(c)(2)(B), which requires the Company to have a minimum of $2,500,000 |
|
| September 12, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2005 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Incorp |
|
| August 30, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): August 30, 2005 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| August 17, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): August 17, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction |
|
| August 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): August 15, 2005 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| August 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2005 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Incorpo |
|
| August 15, 2005 |
Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2005 MONTVILLE, NJ-AUGUST 15, 2005-LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese (including whole milk, part skim and reduced fat low moisture mozzarella cheese) and pizza cheese today announced its results for the first quarter of its fiscal year ending June 30, 2005 |
|
| July 20, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): July 18, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| July 19, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): July 14, 2005 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction of |
|
| July 19, 2005 |
EX-99.1 2 b407800ex991.txt PRESS RELEASE Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES RESULTS FOR THE QUARTER AND YEAR ENDED MARCH 31, 2005 MONTVILLE, NJ-JULY 14, 2005 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese (including whole milk, part skim and reduced fat low moisture mozzarella cheese) and pizza cheese today announced its results for the qu |
|
| July 14, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K [Mark One] [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2005 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 - LUCILLE FARMS, INC. (Exact name of Registrant as specified in i |
|
| June 29, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2005 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| February 25, 2005 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |X| Definitive proxy statement || Definitive Additional Materials || Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 LUCILLE FARMS, INC. |
|
| February 23, 2005 |
Exhibit 10.1 EMPLOYMENT AGREEMENT made as of the 21st day of February, 2005 by and between LUCILLE FARMS, INC., a Delaware corporation having offices at 150 River Road, P.O. Box 517, Montville, New Jersey 07045 (hereinafter referred to as the "Company"), and DON DESJARLAIS, residing at W1179 County Road AH, Lomira, WI 53048 (hereinafter referred to as "Employee"). W I T N E S S E T H: - - - - - - |
|
| February 23, 2005 |
Exhibit 99.1 MONTVILLE, NJ-FEBRUARY 22, 2004 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, reduced fat and non-fat low moisture mozzarella cheese and pizza cheese today announced the appointment of Don Desjaralis as Executive Vice President and Chief Financial Officer, effective February 21, 2005. Jay Rosengarten, CEO said "Don comes to us with |
|
| February 23, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): February 21, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dicti |
|
| February 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): February 15, 2005 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dicti |
|
| February 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-18170 - NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2004 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| February 15, 2005 |
Exhibit 10.2 FIRST AMENDMENT AND WAIVER TO LOAN AND SECURITY AGREEMENT This First Amendment and Waiver to Loan and Security Agreement ("AMENDMENT") is made this 14th day of February, 2005 by and among LASALLE BUSINESS CREDIT, LLC, a Delaware limited liability company, with an office at Two Commerce Square, Suite 2610, 2001 Market Street, Philadelphia, Pennsylvania 19103("LENDER"), LUCILLE FARMS, I |
|
| February 15, 2005 |
Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2004 MONTVILLE, NJ-FEBRUARY 15, 2004 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, reduced fat and non-fat low moisture mozzarella cheese and pizza cheese today announced its results for the second quarter of its fiscal year ended December 31, 2004 and the nine |
|
| February 15, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: December 31, 2004 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Inco |
|
| February 15, 2005 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT DATED AS OF DECEMBER 2, 2004 AMONG LASALLE BUSINESS CREDIT, LLC AS LENDER, AND LUCILLE FARMS, INC. AND LUCILLE FARMS OF VERMONT, INC. AS BORROWERS TABLE OF CONTENTS PAGE - 1. DEFINITIONS.............................................................................................. 1 2. LOANS.................................................................... |
|
| December 6, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): December 6, 2004 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dictio |
|
| December 6, 2004 |
Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES $11 MILLION BORROWING FACILITY WITH LASALLE BUSINESS CREDIT, LLC MONTVILLE, NJ - DECEMBER 6, 2004 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, reduced fat and non-fat low moisture mozzarella cheese and pizza cheese today announced that it had obtained an $11 million borrowing facility from LaSalle Busi |
|
| November 15, 2004 |
Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2004 MONTVILLE, NJ-NOVEMBER 15, 2004 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, reduced fat and non-fat low moisture mozzarella cheese and pizza cheese today announced its results for the second quarter of fiscal 2005. Three Months Ended Six Months Ended Se |
|
| November 15, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): November 15, 2004 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other (Commission File No.) (IRS Employer Jurisdiction |
|
| November 15, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2004 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of In |
|
| August 16, 2004 |
Exhibit 99.2 CERTIFICATION I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company") certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| August 16, 2004 |
Exhibit 99.4 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended June 30, 2004 (the "Report") fully complies with the requirements of section 13 (a) or |
|
| August 16, 2004 |
Exhibit 99.3 CERTIFICATION OF PERIODIC REPORT I, Jay Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended June 30, 2004 (the "Report") fully complies with the requirements of section 13 (a) or 15 |
|
| August 16, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): August 16, 2004 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| August 16, 2004 |
Exhibit 99.1 LUCILLE FARMS, INC. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2004 ITS FILING ITS QUARTERLY REPORT ON FORM 10-Q MONTVILLE, NJ-AUGUST 16, 2004 - LUCILLE FARMS, INC. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, reduced fat and non-fat low moisture mozzarella cheese and pizza cheese today announced its results for the first quarter of fiscal 2005. T |
|
| August 16, 2004 |
QUARTERLY AND TRANSITIONAL REPORTS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2004 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Incorpo |
|
| August 16, 2004 |
Exhibit 99.1 CERTIFICATION I, Jay Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company") certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| July 1, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K [Mark One] [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2004 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 - LUCILLE FARMS, INC. (Exact name of Registrant as specified in i |
|
| June 30, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2004 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| June 29, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2004 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| March 15, 2004 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |X| Definitive proxy statement || Definitive Additional Materials || Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 LUCILLE FARMS, INC. |
|
| February 24, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): February 24, 2004 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dicti |
|
| February 24, 2004 |
Exhibit 99.1 Lucille Farms, Inc. Announces Results For the Quarter Ended December 31, 2003 Montville, NJ - February 24, 2004 - Lucille Farms Inc (NASDAQ - Lucy) a manufacturer and marketer of low moisture mozzarella cheese, low moisture mozzarella type cheese products and shredded cheese today announced its results for the third quarter of fiscal 2004. Three months ended Nine months ended December |
|
| February 23, 2004 |
Exhibit 99.4 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2003 (the "Report") fully complies with the requirements of section 13 (a) |
|
| February 23, 2004 |
Exhibit 99.2 CERTIFICATION I, Albert N. Moussab, certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| February 23, 2004 |
Exhibit 99.3 CERTIFICATION OF PERIODIC REPORT I, Jay Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2003 (the "Report") fully complies with the requirements of section 13 (a) o |
|
| February 23, 2004 |
Exhibit 99.1 CERTIFICATION I, Jay Rosengarten certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
|
| February 23, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: December 31, 2003 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Inc |
|
| February 17, 2004 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2003 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| November 12, 2003 |
Exhibit 99.3 CERTIFICATION OF PERIODIC REPORT I, Jay Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2003 (the "Report") fully complies with the requirements of section 13 (a) |
|
| November 12, 2003 |
Exhibit 99.2 CERTIFICATION I, Albert N. Moussab, certify that: 5. I have reviewed this quarterly report on Form 10-Q of the Company; 6. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| November 12, 2003 |
EX-99.1 3 b328110ex99-1.txt CERTIFICATION PURSUANT TO SECTION 402 Exhibit 99.1 CERTIFICATION I, Jay Rosengarten certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| November 12, 2003 |
10-Q 1 b32811010q.txt QUARTERLY REPORTS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2003 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or o |
|
| November 12, 2003 |
Exhibit 99.4 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 3. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2003 (the "Report") fully complies with the requirements of section 13 (a |
|
| November 6, 2003 |
Exhibit 99.1 Lucille Farms, Inc. Announces Results For the Quarter Ended September 30, 2003 Montville, NJ - November 6, 2003 - Lucille Farms Inc (NASDAQ - LUCY) a manufacturer and marketer of low moisture mozzarella cheese, low moisture mozzarella type cheese products and shredded cheese today announced its results for the second quarter of fiscal 2004. Three months ended Six months ended Septembe |
|
| November 6, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): November 6, 2003 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dictio |
|
| October 31, 2003 |
8-K 1 b3277998k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 27, 2003 - LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - (State or Other Juris- (Commission |
|
| October 31, 2003 |
Exhibit 16.1 October 27, 2003 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Gentlemen: We have read Item 4 of Form 8-K, dated October 27, 2003, of Lucille Farms, Inc. We are in agreement with the statements contained therein. We have no basis to agree or disagree with other statements of the registrant contained therein. Very truly yours, /s/ Wiss & Company - WIS |
|
| August 20, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): August 20, 2003 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction |
|
| August 20, 2003 |
Exhibit 99.1 Lucille Farms, Inc. Announces Results for the Quarter Ended June 30, 2003 Montville, NJ-August 20, 2003-Lucille Farms, Inc. (NASDAQ-LUCY) a manufacturer and marketer of low moisture mozzarella cheese, low moisture mozzarella type cheese products and shredded cheese today announced its results for the first quarter ending June 30, 2003. Three Months Ended June 30 (unaudited) 2003 2002 |
|
| August 18, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2003 Commission File Number 1-12506 LUCILLE FARMS INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer of Incorpor |
|
| August 18, 2003 |
Exhibit 99.3 I, Albert N. Moussab, certify that: 5. I have reviewed this quarterly report on Form 10-Q of the Company; 6. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
|
| August 18, 2003 |
Exhibit 99.2 I, Jay Rosengarten certify that: 1. I have reviewed this quarterly report on Form 10-Q of the Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
|
| August 18, 2003 |
EXIBIT 99.1 CERTIFICATION In connection with the Quarterly Report of Lucille Farms, Inc.. On Form 10-Q for the period ending June 30, 2003 (the Report), as filed with the Securities and Exchange Commission on the date hereof, the undersigned certify pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13 (a) or 15 (d) of th |
|
| August 4, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): July 16, 2003 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction o |
|
| August 4, 2003 |
Exhibit 99.1 Lucille Farms, Inc. Announces Results for the Quarter and Fiscal Year Ended March 31, 2003 and a Delay in Filing its Annual Report on Form 10-K Montville, NJ-July 16, 2003-Lucille Farms, Inc. (NASDAQ-LUCYC) a manufacturer and marketer of low moisture mozzarella cheese, low moisture mozzarella type cheese products and shredded cheese today announced its results for quarter and fiscal y |
|
| August 4, 2003 |
Exhibit 99.2 LUCILLE FARMS FILES ANNUAL REPORT Montville, N.J. - August 4, 2003 - Lucille Farms, Inc. (LUCY-NASDAQ) reported that the Company filed its annual report on Form 10-K for its year ended March 31, 2003. In a press release issued on July 16, 2003, the Company reported that it had delayed the filing of its annual report on Form 10-K due to the failure to obtain on a timely basis a waiver |
|
| July 31, 2003 |
Exhibit 99.1 CERTIFICATION OF PERIODIC REPORT I, Jay M. Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Annual Report on Form 10-K of the Company for the annual period ended March 31, 2003 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) |
|
| July 31, 2003 |
Exhibit 99.4 CERTIFICATION I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Registrant"), certify that: 1. I have reviewed this annual report on Form 10-Q of the Registrant; 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
|
| July 31, 2003 |
10-K 1 b32595810k.txt ANNUAL REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K [Mark One] [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2003 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 - LUCILLE FARMS, INC. (Exact |
|
| July 31, 2003 |
Exhibit 99.2 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Annual Report on Form 10-K of the Company for the annual period ended March 31, 2003 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) |
|
| July 31, 2003 |
Exhibit 99.3 CERTIFICATION I, Jay Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Registrant"), certify that: 1. I have reviewed this annual report on Form 10-K of the Registrant; 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| June 30, 2003 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Washington, D. |
|
| February 20, 2003 |
Exhibit 99.2 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| February 20, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: December 31, 2002 Commission File Number 1-12506 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Employer Of I |
|
| February 20, 2003 |
Exhibit 99.1 CERTIFICATION OF PERIODIC REPORT I, Jay M. Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| February 20, 2003 |
Exhibit 99.2 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 3. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| February 20, 2003 |
Exhibit 99.1 CERTIFICATION OF PERIODIC REPORT I, Jay M. Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13(a |
|
| February 20, 2003 |
10-Q/A 1 b32321710qa.txt AMENDMENT TO QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: September 30, 2002 Commission File Number 1-12506 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-296392 |
|
| February 20, 2003 |
10-Q/A 1 b32321610qa.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMENDMENT I (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2002 Commission File Number 1-12506 LUCILLE FARMS INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - ( |
|
| February 19, 2003 |
Exhibit 99.2 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 3. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| February 19, 2003 |
10-Q 1 b32322010q.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: December 31, 2002 Commission File Number 1-12506 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 - - (State or oth |
|
| February 19, 2003 |
Exhibit 99.1 CERTIFICATION OF PERIODIC REPORT I, Jay M. Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| February 14, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-18170 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2002 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on Form 11-K For Transition Period Ended: - Read attached instruction sheet before preparing form. |
|
| December 5, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K/A No. 2 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 29, 2002 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employe |
|
| December 5, 2002 |
Exhibit 16 December 5, 2002 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N. |
|
| November 29, 2002 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |X| Definitive proxy statement || Definitive Additional Materials || Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 LUCILLE FARMS, INC. |
|
| November 21, 2002 |
EX-16 3 b321577ex16.txt LETTER RE: CHANGE OF CERTIFYING ACCOUNTANT Exhibit 16 [Wiss & Company LLP Letterhead] November 21, 2002 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Sir/Madam: We have read Item 4 included in the Form 8-K dated November 21, 2002 of Lucille Farms, Inc. filed with the Securities and Exchange Commission an |
|
| November 21, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 29, 2002 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer dict |
|
| November 21, 2002 |
8-K 1 b3215778k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): November 21, 2002 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - (State or Other Juris- (Commiss |
|
| November 19, 2002 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: |X| Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) || Definitive proxy statement || Definitive Additional Materials || Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 LUCILLE FARMS, INC. |
|
| November 14, 2002 |
Exhibit 99.3 CERTIFICATION OF PERIODIC REPORT I, Albert N. Moussab, Chief Financial Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 5. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13(a) |
|
| November 14, 2002 |
Exhibit 99.2 CERTIFICATION OF PERIODIC REPORT I, Alfonso Falivene, President of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 3. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of th |
|
| November 14, 2002 |
10-Q 1 b32142210q.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: September 30, 2002 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 - - (State or othe |
|
| November 14, 2002 |
Exhibit 99.1 CERTIFICATION OF PERIODIC REPORT I, Jay M. Rosengarten, Chief Executive Officer of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: 1. the Quarterly Report on Form 10-Q of the Company for the quarterly period ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13(a |
|
| November 5, 2002 |
8-K 1 b3210898k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): October 29, 2002 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - (State or Other Juris- (Commissi |
|
| November 5, 2002 |
EXHIBIT 16 November 4, 2002 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N. |
|
| August 20, 2002 |
EXHIBIT 99.1 CERTIFICATION OF PERIODIC REPORT I, Alfonso Falivene, President of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that, to the best of my knowledge: (1) the Quarterly Report on Form 10-Q of the Company for the quarterly period ended June 30, 2002 (the "Report") fully complies with the requirements of Sec |
|
| August 20, 2002 |
EXHIBIT 99.2 CERTIFICATION OF PERIODIC REPORT I, Stephen Katz, Vice President-Finance of Lucille Farms, Inc. (the "Company"), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that, to the best of my knowledge: (1) the Quarterly Report on Form 10-Q of the Company for the quarterly period ended June 30, 2002 (the "Report") fully complies with the requiremen |
|
| August 20, 2002 |
AMENDMENT NO 1 TO QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMMENDMENT I (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2002 Commission File Number 1-12506 LUCILLE FARMS INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Jurisdiction (I.R.S. Emplo |
|
| August 13, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2002 Commission File Number 1-12506 LUCILLE FARMS INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - - - (State or other Jurisdiction (I.R.S. Employer of Inco |
|
| July 29, 2002 |
AMENDMENT ANNUAL AND TRANSITIONAL REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A [Mark One] [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2002 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 LUCILLE FARMS, INC. (Exact name of Registrant as specified in its |
|
| July 16, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. ) LUCILLE FARMS, INC. - - (Name of issuer) Common Stock, $.001 par value per share - - (Title of class of securities) 549486 10 8 - - (CUSIP number) Leon Ber |
|
| July 16, 2002 |
EX-99.A 3 b319356ex99a.txt EXHIBIT 99A EXHIBIT A LOAN AND SECURITY/STOCK PURCHASE AGREEMENT LOAN AND SECURITY/STOCK PURCHASE AGREEMENT ("Agreement") is made as of the day of May, 2002, by and between LUCILLE FARMS, INC., a Delaware corporation having its principal place of business at 150 River Road, P.O. Box 517, Montville, NJ 07045 ("Lucille Farms"), LUCILLE FARMS OF VERMONT, INC., a Vermont cor |
|
| July 11, 2002 |
EX-99.B 5 b319309ex99b.txt CONSOLIDATED BALANCE SHEETS Exhibit 99(b) LUCILLE FARMS, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS FOR THE PERIODS ENDED MAY 31, 2002 AND MARCH 31, 2002 May 31, 2002 March 31, 2002 (1) - - Unaudited - ASSETS Current Assets: Cash and cash equivalents $ 153,000 $ 175,000 Accounts receivable, net of allowances of $154,000 in May and $144,000 in March 3,107,000 3,688 |
|
| July 11, 2002 |
Exhibit 10 LOAN AND SECURITY/STOCK PURCHASE AGREEMENT LOAN AND SECURITY/STOCK PURCHASE AGREEMENT ("Agreement") is made as of the day of May, 2002, by and between LUCILLE FARMS, INC. |
|
| July 11, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 - Date of report (Date of earliest event reported): May 6, 2002 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in Charter) Delaware 1-12506 13-2963923 - - - - (State or Other Juris- (Commission File No.) (IRS Employer diction of |
|
| July 11, 2002 |
EX-99.A 4 b319309ex99a.txt PRESS RELEASE Exhibit 99(a) LUCILLE FARMS ANNOUNCES $4.5 MILLION EQUITY INVESTMENT BY, AND PREFERENTIAL PRICING STRUCTURE WITH, ST. ALBANS COOPERATIVE CREAMERY, INC. LUCILLE FARMS ANOUNCES CONTINUED LISTING ON NASDAQ SUBJECT TO MAKING A PUBLIC FILING WITH SEC AND NASDAQ AND BEING IN COMPLIANCE WITH OTHER CRITERIA FOR CONTINUED LISTING Montville, N.J. - June 12, 2002 - Lu |
|
| June 28, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - [Mark One] FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2002 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 - LUCILLE FARMS, INC. (Exact name of Registrant as specified in i |
|
| February 14, 2002 |
10-Q 1 b31662910q.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: December 31, 2001 Commission File Number 1-12506 LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 - - (State or other |
|
| November 9, 2001 |
10-Q 1 b31465810q.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: September 30, 2001 Commission File Number 1-12506 - LUCILLE FARMS, INC. - (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 - - (State or ot |
|
| November 5, 2001 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to ss. |
|
| August 6, 2001 |
10-Q 1 b31291510q.txt QUARTERLY REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2001 Commission File Number 1-12506 LUCILLE FARMS INC. - (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 - - (State or other Ju |
|
| June 28, 2001 |
Exhibit 4.2 CERTIFICATE OF DESIGNATION of SERIES A CONVERTIBLE REDEEMABLE PREFERRED STOCK of LUCILLE FARMS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) - Lucille Farms, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation"), hereby certifies that the following resolution was adopted by the Board of Direct |
|
| June 28, 2001 |
EXHIBIT 10.6 PRODUCTION AND SALES AGREEMENT Agreement made and entered into this 27 day of February, 1998, by and between Lucille Farms Inc. of Vermont, located at Jonergin Drive, Swanton, VT. 05488 hereinafter ("Supplier") and International Ingredient Corporation, 4240 Utah Street, St. Louis, MO. 63116 hereinafter ("Buyer") involving Buyer's facility located at Salem County Road, Griggsville, IL. |
|
| June 28, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - [Mark One] FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2001 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-12506 - LUCILLE FARMS, INC. (Exact name of Registrant as specified in i |
|
| June 28, 2001 |
EXHIBIT 10.5 Loan No. E532T01 SINGLE ADVANCE TERM LOAN SUPPLEMENT THIS SUPPLEMENT to the Master Loan Agreement dated May 23, 2001 (the "MLA"), is entered into as of May 23, 2001 between CoBANK, ACB ("CoBank") and LUCILLE FARMS OF VERMONT, INC., Swanton, Vermont (the "Company") . SECTION 1. The Term Loan. On the terms and conditions set forth in the MLA, CoBank agrees to make a loan to the Company |
|
| June 28, 2001 |
EX-10.7 5 b312285ex107.txt EQUIPMENT PURCHASE AGREEMENT Exhibit 10.7 EQUIPMENT PURCHASE AGREEMENT EQUIPMENT Purchase Agreement (the "Agreement"), dated June 12, 2001, by and between International Ingredient Corporation, located at 4240 Utah Street, St. Louis, MO 63116 (the "IIC"), and Lucille Farms, Inc., 150 River Road, Montville, NJ 07045 (the "L/F"). WHEREAS, L/F and IIC are party to that certa |
|
| February 13, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ( x )QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: December 31, 2000 Commission File Number 1-12506 LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 (State or other Jurisdiction I.R.S. Employer Of Incorporati |
|
| February 12, 2001 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A No. 1 (Mark One) (x) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2000 OR ( ) TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-12506 LUCILLE FAR |
|
| January 9, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A ( X ) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES AND EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2000 Commission File Number 1-12506 LUCILLE FARMS INC. (Exact Name of Registrant as Specified in its charter) Delaware 13-2963923 (State or other Jurisdiction (I.R.S. Employer of Incorporat |
|
| November 13, 2000 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ( x )QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the Quarterly period Ended: September 30, 2000 Commission File Number 1-12506 LUCILLE FARMS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 13-2963923 (State or other Jurisdiction I.R.S. Employer Of Incorpora |
|
| October 20, 2000 |
LUCILLE FARMS, INC. 150 River Road P.O. Box 517 Montville, NJ 07045 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS, NOVEMBER 16, 2000 TO THE STOCKHOLDERS OF LUCILLE FARMS, INC: Notice is hereby given that the Annual Meeting of Stockholders of Lucille Farms, Inc (the "Company") will be held at the Embassy Suites Hotel, 909 Parsippany Blvd., Parsippany, New Jersey 07405, on November 16, 2000 at 10:30 a.m. |
|
| August 10, 2000 |
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE THREE MONTH PERIOD ENDED JUNE,30 2000 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO THE FORM 10Q FOR THE QUARTERLY PERIOD ENDED JUNE 30,2000. |
|
| August 10, 2000 |
NoSuchKey The specified key does not exist. edgar/data/908179/000090817900000010/0001.txt RPPSGNR98W2DMXTQ 2TiLS77tSds2qGLSgKHLikck2rMNMGw1uN1j9Y8XWyD96cniJO/tO8aH2ZXuihJ7I5FnTyKPfbA= |
|
| June 23, 2000 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [Mark One] FORM 10-K [x ] ANNUAL REPRORT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31,2000 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITITES EXCHANGE ACT OF 1934 Commission file number 1-12506 LUCILLE FARMS, INC. (Exact name of Registrant as specified in its Charte |
|
| June 23, 2000 |
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE AUDITED CONSOLIDATED FIANACIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED MARCH 31,2000 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO THE FORM 10K FOR THE ANNUAL PERIOD ENDED MARCH 31,2000. |
