Statistiche di base
LEI | 5493001UFZ03YRLEYN28 |
CIK | 1307579 |
SEC Filings
SEC Filings (Chronological Order)
August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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June 6, 2025 |
Exhibit 10.1 AMENDMENT NO. 1 TO LIQTECH INTERNATIONAL, INC. 2022 EQUITY INCENTIVE PLAN The LiqTech International, Inc. 2022 Equity Incentive Plan (the “Plan”) is hereby amended as follows (capitalized terms used herein and not defined herein shall have the respective meaning ascribed to such terms in the Plan): 1. Section 4.1 of the Plan shall be deleted in its entirety and replaced with the follo |
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June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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May 14, 2025 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF LIQTECH INTERNATIONAL, INC. a Nevada Corporation May 12, 2025 ARTICLE I STOCKHOLDERS’ MEETINGS Section 1.1 Place of Meetings. All meetings of the stockholders of the Corporation shall be held at the Corporation’s corporate headquarters, or at any other place, within or without the State of Nevada, or by means of any electronic or other medium of communica |
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May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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March 28, 2025 |
Exhibit 19.1 LIQTECH INTERNATIONAL, INC. CODE OF CONDUCT AND ETHICS Adopted January 01, 2012 Amended and Restated September 20, 2021 1. INTRODUCTION 1.1 The following Code of Conduct and Ethics (this “Code”) has been adopted by management and approved by the Board of Directors of LiqTech International, Inc., a Nevada corporation (together with its subsidiaries, the “Company”), in order to: 1.1.1. |
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March 28, 2025 |
Second Amendment to Note and Warrant Purchase Agreement Exhibit 10.19 LIQTECH INTERNATIONAL, INC. SECOND AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT This SECOND AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (this “Amendment”) is effective as of March 26, 2025 (the “Effective Date”), by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and 21 April Fund, Ltd. and 21 April Fund, L.P. (collectively, the “Investors” and, |
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March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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March 28, 2025 |
Separation Agreement between Liqtech Holding A/S and Phillip Massie Price, dated March 20, 2025 Exhibit 10.18 Execution Copy CONFIDENTIAL TRANSITION, SEPARATION, AND RELEASE OF CLAIMS AGREEMENT This CONFIDENTIAL TRANSITION, SEPARATION, AND RELEASE OF CLAIMS (“Agreement”) is entered into by and between LiqTech Holding A/S. (“Holding”), a Danish corporation that is a subsidiary of LiqTech International, Inc. (“International”), collectively referred as “Company”, and Phillip Massie Price (“Empl |
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March 28, 2025 |
Exhibit 21.1 Subsidiaries 1) LiqTech USA, Inc., a Delaware corporation; 2) LiqTech International A/S, a Danish limited company; 3) Liqtech NA, Inc., a Delaware corporation; and 4) LiqTech Water Projects A/S, a Danish company 5) Liqtech Ceramics A/S, a Danish limited company; 6) Liqtech Water A/S, a Danish limited company; 7) Liqtech Plastic A/S, a Danish limited company; 8) Liqtech Emission Contro |
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January 31, 2025 |
LiqTech Announces Appointment of David Kowalczyk as Chief Financial and Operating Officer Exhibit 99.1 LiqTech Announces Appointment of David Kowalczyk as Chief Financial and Operating Officer BALLERUP, Denmark, January 31, 2025 – LiqTech International, Inc. (NASDAQ: LIQT), a clean technology company specializing in highly advanced filtration products and systems, today announced the appointment of David Kowalczyk as Chief Financial and Chief Operating Officer, effective March 1, 2025. |
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January 31, 2025 |
Service Agreement between Liqtech Holding A/S and David Kowalczyk, dated January 27, 2025. Exhibit 10.1 |
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January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 19, 2024 |
LIQT / LiqTech International, Inc. / Bleichroeder LP - FILING Activist Investment SC 13D 1 eps11652.htm FILING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) Bleichroeder LP 1345 Avenue of the Americas, 47th Floor, New York, New York 10105 (212) 698-3101 (Name, Address and Telephone |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2024 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of |
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September 27, 2024 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commissio |
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September 27, 2024 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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September 27, 2024 |
Registration Rights Agreement, by and among the Company and the investors named therein Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of September 27, 2024 by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement by and among the Company and such Investors (the “Purchase Agreement”). Capitalized terms used herein |
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September 27, 2024 |
Securities Purchase Agreement, by and among the Company and the investors named therein Exhibit 10.1 LIQTECH INTERNATIONAL, INC. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into as of September 27, 2024 (the “Effective Date”), by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and the investors listed on Schedule A attached hereto (each individually, an Investor, and collectively, the “Investors”). RECITA |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Number: |
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May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three month period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Numb |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 -12-31FY2023 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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March 22, 2024 |
Exhibit 21.1 Subsidiaries 1) LiqTech USA, Inc., a Delaware corporation; 2) LiqTech International A/S, a Danish limited company; 3) Liqtech NA, Inc., a Delaware corporation; and 4) LiqTech Water Projects A/S, a Danish company 5) Liqtech Ceramics A/S, a Danish limited company; 6) Liqtech Water A/S, a Danish limited company; 7) Liqtech Plastic A/S, a Danish limited company; 8) Liqtech Emission Contro |
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March 22, 2024 |
Exhibit 10.16 EMPLOYMENT CONTRACT Between LiqTech Holding A/S Industriparken 22c 2750 Ballerup CVR no.: 25 12 10 31 (hereinafter referred to as "the Company") and Phillip Massie Price Strandgårdsvej 50 4000, Roskilde (hereinafter referred to as "the Employee") the following has been agreed upon on today's date: 1 - Title Head of Finance 2 - Start Date From 01-03-2022 3 - Scope of Responsibilities |
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March 22, 2024 |
Articles of Incorporation, as amended as of November 13, 2023 Exhibit 3.1 |
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March 22, 2024 |
EXHIBIT 97.1 LIQTECH INTERNATIONAL, INC. NASDAQ RULE 5608 EXECUTIVE OFFICER COMPENSATION CLAWBACK POLICY EFFECTIVE NOVEMBER 6, 2023 1. Policy Purpose. The purpose of this LiqTech International, Inc. Nasdaq Rule 5608 Executive Officer Compensation Clawback Policy (this “Policy”) is to enable LiqTech International, Inc. and its subsidiaries and affiliates (the “Company”) to recover Erroneously Award |
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March 22, 2024 |
Exhibit 10.17 LIQTECH Phillip Massie Price Strandgardsvej 50 4000 Roskilde Date: 20 March 2024 Addendum for Interim CFO In connection with you assuming the role of Interim CFO (interim) as of April 1, 2024, there will be the following changes to your employment contract: • Monthly salary as interim CFO per month: 100,000 DKK • Your bonus will change so that you can achieve up to 3 months' bonus pe |
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February 14, 2024 |
US53632A3005 / LIQTECH INTERNATIONAL INC / LYTTON LAURENCE W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A300 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 14, 2024 |
LIQT / LiqTech International, Inc. / Bleichroeder LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) LiqTech International, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 15, 2023 |
Exhibit 3.1 |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -12-31 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Comm |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Nu |
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October 19, 2023 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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October 19, 2023 |
First Amendment to Note and Warrant Purchase Agreement Exhibit 10.1 Execution Version LIQTECH INTERNATIONAL, INC. FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT This FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (this “Amendment”) is effective as of September 30, 2023 (the “Effective Date”), by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and 21 April Fund, Ltd. and 21 April Fund, L.P. (collectively, th |
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September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of |
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August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Number: |
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August 11, 2023 |
Articles of Incorporation, as amended as of May 24, 2023 Exhibit 3.1 |
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June 27, 2023 |
LiqTech Announces Board Succession Change and Appointment of New Director EXHIBIT 99.1 LiqTech Announces Board Succession Change and Appointment of New Director LIQTECH HOLDING, BALLERUP, DENMARK Jun 26, 2023 8:00 AM ET BALLERUP, Denmark, June 26, 2023 - LiqTech International, Inc. (NASDAQ: LIQT), a clean technology company that manufactures and markets highly specialized filtration products and systems, announces the following changes to its Board of Directors in accor |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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May 26, 2023 |
Exhibit 3.1 |
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May 26, 2023 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2023 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commissi |
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May 26, 2023 |
LiqTech International Announces 1-for-8 Reverse Stock Split Exhibit 99.1 LiqTech International Announces 1-for-8 Reverse Stock Split BALLERUP, Denmark / PRNewswire / May 25, 2023 / LiqTech International, Inc. (NASDAQ:LIQT), a clean technology company that manufactures and markets highly specialized filtration products and systems, today announced that the company will effect a 1-for-8 reverse split of its issued and outstanding shares of common stock. The |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Num |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -12-31FY2022 Commission File Number: 001-36210 LiqTech Inter |
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March 22, 2023 |
Exhibit 21.1 Subsidiaries 1) LiqTech USA, Inc., a Delaware corporation; 2) LiqTech International A/S, a Danish limited company; 3) Liqtech NA, Inc., a Delaware corporation; and 4) LiqTech Water Projects A/S, a Danish company 5) Liqtech Ceramics A/S, a Danish limited company; 6) Liqtech Water A/S, a Danish limited company; 7) Liqtech Plastic A/S, a Danish limited company; 8) Liqtech pte Ltd., a Sin |
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March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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February 14, 2023 |
LIQT / LiqTech International Inc / Bleichroeder LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) LiqTech International, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 13, 2023 |
LIQT / LiqTech International Inc / LYTTON LAURENCE W Passive Investment SC 13G/A 1 liqtech13ga3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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January 13, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) LiqTech International, Inc. |
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January 13, 2023 |
As filed with the Securities and Exchange Commission on January 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 12, 2023 |
LIQT / LiqTech International Inc / Clear Harbor Asset Management, LLC Passive Investment SC 13G/A 1 clearharbor-liqt123122a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check th |
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November 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 17, 2022 |
Exhibit 10.1 EXCLUSIVITY AGREEMENT FOR COLLABORATION, MARKETING & DEPLOYMENT OF PRODUCTS & ASSOCIATED SERVICES FORM OF AGREEMENT This Exclusivity Agreement for Collaboration, Marketing and Deployment of Products and Associated Services is entered into on November 11, 2022 (?Effective Date?) by and between: (i) National Energy Services Reunited DMCC (?NESR DMCC?), a free zone company incorporated u |
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November 17, 2022 |
Exhibit 99.1 LiqTech Enters Distribution Agreement with NESR for Commercialization of Produced Water Treatment Solution for Re-Injection BALLERUP, DENMARK, HOUSTON, TEXAS and DHAHRAN, SAUDI ARABIA ? November 17, 2022 ? LiqTech International, Inc. (NASDAQ: LIQT), a clean technology company that manufactures and markets highly specialized filtration products and systems, and National Energy Services |
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November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine months period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File |
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October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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October 3, 2022 |
DEFA14A 1 liqt20220929defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prelimi |
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September 13, 2022 |
Exhibit 99.2 LiqTech to Participate in the 2022 Lake Street BIG6 Conference Company files updated slide presentation including discussion on recent market activity BALLERUP, Denmark, Sept. 13, 2022 /PRNewswire/ - LiqTech International, Inc. (NASDAQ: LIQT), a clean technology company that manufactures and markets highly specialized filtration products and systems, today announced that Fei Chen, rec |
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September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commissio |
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September 13, 2022 |
Exhibit 99.1 |
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August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Number |
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August 1, 2022 |
Executive Services Agreement, dated July 26, 2022, by and between LiqTech Holdings A/S and Fei Chen Exhibit 10.1 EXECUTIVE SERVICE AGREEMENT PARTIES LIQTECH HOLDING A/S 25121031 Bensh?j lndustrivej 24 9500 Hobro Denmark (the "Company") AND FEI CHEN Stolbergsvej 23, DK-2970 Horsholm Denmark (the "CEO") have today made the following Executive Service Agreement (the "Agreement") 1. POSITION 1.1. The CEO takes up the position of Managing Director of the Company with effect from 1 November 2022 or an |
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August 1, 2022 |
LiqTech Announces Appointment of Fei Chen as President and CEO Exhibit 99.1 LiqTech Announces Appointment of Fei Chen as President and CEO For Immediate Release Company Contact: Simon Stadil, Chief Financial Officer LiqTech International Phone: +45 3140 9128 [email protected] Investor Contact: Robert Blum Lytham Partners, LLC Phone: (602) 889-9700 [email protected] BALLERUP, DENMARK ? July 29, 2022 ? LiqTech International, Inc. (NASDAQ: LIQT), a clean tec |
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August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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June 28, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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June 27, 2022 |
Exhibit 99.1 LiqTech Announces Closing of Private Placement of $6 Million Senior Notes and Repayment of Outstanding Convertible Note BALLERUP, Denmark, June 23, 2022 /PRNewswire/ LiqTech International, Inc. (NASDAQ: LIQT) (?LiqTech? or the ?Company?), a clean technology company that manufactures and markets highly specialized filtration technologies, announced today that it has completed a private |
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June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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June 27, 2022 |
Exhibit 10.2 THESE SECURITIES HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE, AND MAY BE OFFERED AND SOLD ONLY IF REGISTERED AND QUALIFIED PURSUANT TO THE RELEVANT PROVISIONS OF FEDERAL AND STATE SECURITIES LAWS OR EXEMPT FROM SUCH REGISTRATION AND QUALIFICATION REQUIREMENTS. LIQTECH INTERNATIONAL, INC. PROMISSORY NOTE $[ ] J |
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June 27, 2022 |
Note and Warrant Purchase Agreement, by and among the Company and the Purchasers Exhibit 10.1 Execution Version LIQTECH INTERNATIONAL, INC. NOTE AND WARRANT PURCHASE AGREEMENT This NOTE AND WARRANT PURCHASE AGREEMENT (this ?Agreement?) is entered into as of June 22, 2022 (the ?Effective Date?), by and among LiqTech International, Inc., a Nevada corporation (the ?Company?), and the investors listed on Schedule A attached hereto (collectively, the ?Investors?). WHEREAS, on the t |
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June 27, 2022 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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June 27, 2022 |
Registration Rights Agreement, by and among the Company and the Purchasers Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of June 22, 2022 by and among LiqTech International, Inc., a Nevada corporation (the ?Company?), and the ?Investors? named in that certain Note and Warrant Purchase Agreement by and among the Company and such Investors (the ?Purchase Agreement?). Capitalized terms used herei |
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June 27, 2022 |
Engagement Letter with Lake Street Capital Markets, LLC Exhibit 10.4 CONFIDENTIAL June 9, 2022 Mr. Alexander Buehler Interim Chief Executive Officer LiqTech International, Inc. Industriparken 22C, DK2750 Ballerup, Denmark Dear Alex: This letter agreement (the ?Agreement?) confirms the agreement between LiqTech International, Inc. (the ?Company? or ?you?) and Lake Street Capital Markets, LLC (?Lake Street? or ?we? or ?us?) in connection with the propose |
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May 18, 2022 |
LIQT / LiqTech International Inc / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No 3)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A102 Cusip Number Norman H. Pessin 400 E 51St, PH 31 New York, NY 10022 917-887-1982 (Name, Address and Telephone Number of Person Authorized t |
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May 18, 2022 |
LIQT / LiqTech International Inc / Bleichroeder LP - LIQTECH - 13G/A Passive Investment SC 13G/A 1 liqtech13g.htm LIQTECH - 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) LiqTech International, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 53632A201 (CUSIP Number) May 13, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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May 17, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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May 17, 2022 |
424B8 1 liqt20220516424b8.htm FORM 424B8 Table of Contents As filed pursuant to Rule 424(b)(5) and Rule 424(b)(8) Registration No. 333-262604 PROSPECTUS SUPPLEMENT (To prospectus dated May 12, 2022) LiqTech International, Inc. 15,635,850 Shares of Common Stock Pre-Funded Warrants to Purchase up to 30,425,000 Shares of Common Stock We are offering directly 15,635,850 shares of our common stock and |
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May 17, 2022 |
Exhibit 1.1 Execution Version LiqTech International, Inc. 15,635,850 Shares1 of Common Stock 30,425,000 Pre-Funded Warrants to Purchase Common Stock UNDERWRITING AGREEMENT May 12, 2022 Lake Street Capital Markets, LLC as Representative of the several Underwriters named in Schedule I hereto Lake Street Capital Markets, LLC 920 Second Avenue South, Suite 700 Minneapolis, Minnesota 55402 Ladies and G |
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May 17, 2022 |
Exhibit 4.1 Form of Pre-Funded Warrant Warrant Shares: [?] Initial Exercise Date: May 17, 2022 Issue Date: May 17, 2022 This Pre-Funded Warrant to Purchase Common Stock (the ?Warrant?) certifies that, for value received, [?] or his assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after May 17, |
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May 17, 2022 |
Table of Contents As filed pursuant to Rule 424(b)(5) and Rule 424(b)(8) Registration No. |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File Num |
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May 12, 2022 |
Articles of Incorporation, as amended as of April 28, 2022 Exhibit 3.1 |
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May 12, 2022 |
Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and General Release (?Agreement?) is a confidential agreement made between Sune Mathiesen (?Executive?), on the one hand, and LiqTech International A/S (the ?Company?), on the other hand. RECITALS WHEREAS, Executive has served as the Chief Executive Officer of LiqTech Holding A/S from approximately July 30, 2014 through the Se |
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May 12, 2022 |
Table of Contents As filed pursuant to Rule 424(b)(5) Registration No. 333-262604 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, as amended, but the information in this prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectu |
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May 10, 2022 |
LIQTECH INTERNATIONAL, INC. Industriparken 22C DK2750 Ballerup, Denmark LIQTECH INTERNATIONAL, INC. Industriparken 22C DK2750 Ballerup, Denmark May 10, 2022 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Ms. Priscilla Dao Re: LiqTech International, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-262604 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, |
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April 29, 2022 |
Certificate of Withdrawal of Certificate of Designation Exhibit 3.1 |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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April 28, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) LIQTECH INTERNATIONAL, INC. |
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April 28, 2022 |
As filed with the Securities and Exchange Commission on April 28, 2022 Table of Contents As filed with the Securities and Exchange Commission on April 28, 2022 Registration No. |
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March 31, 2022 |
Articles of Incorporation, as amended as of May 21, 2021 Exhibit 3.1 |
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March 31, 2022 |
EX-21.1 3 ex345668.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries 1) LiqTech USA, Inc., a Delaware corporation; 2) LiqTech International A/S, a Danish limited company; 3) Liqtech NA, Inc., a Delaware corporation; and 4) LiqTech Water Projects A/S, a Danish company 5) Liqtech Ceramics A/S, a Danish limited company; 6) Liqtech Water A/S, a Danish limited company; 7) Liqtech Plastic A/S, a Danish limited |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorpora |
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March 28, 2022 |
Exhibit 10.1 Compensation Overview Alex Buehler LiqTech Interim Chief Executive Officer Base Salary $415,000 per annum payable in regular installments in accordance with the Company's usual pay practices. Total Base Salary paid should not exceed the pro-rata amount for the number of weeks served as Interim CEO. Long Term Incentive Plan (LTIP) $933,750 earned pro-rata for the number of weeks served |
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March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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March 18, 2022 |
LiqTech CEO Takes Medical Leave of Absence Exhibit 99.1 LiqTech CEO Takes Medical Leave of Absence BALLERUP, Denmark, March 18, 2022 /PRNewswire/ - LiqTech International, Inc. (NASDAQ: LIQT) ("LiqTech"), a clean technology company that manufactures and markets highly specialized filtration technologies, today announces that Sune Mathiesen, Chief Executive Officer, has taken a medical leave of absence. Alexander J. Buehler, who is currently |
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February 14, 2022 |
LIQT / LiqTech International Inc / Bleichroeder LP - LIQTECH - 13G/A Passive Investment SC 13G/A 1 liqtech13g.htm LIQTECH - 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) LiqTech International, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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February 14, 2022 |
LIQT / LiqTech International Inc / Russell Investments Group, Ltd. - SC 13G/A Passive Investment SC 13G/A 1 d315767dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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February 9, 2022 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) LIQTECH INTERNATIONAL, INC. |
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February 9, 2022 |
As filed with the Securities and Exchange Commission on February 9, 2022 Table of Contents As filed with the Securities and Exchange Commission on February 9, 2022 Registration No. |
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February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 4, 2022 |
LIQT / LiqTech International Inc / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 21, 2022 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* LiqTech International, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 53632A102 (CUSIP Number) Clear Harbor Asset Management, LLC 263 Tresser Blvd., Suite 1502 Stamford, CT 06901 212-867-7310 (Name, Addres |
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December 30, 2021 |
LIQT / LiqTech International Inc / LYTTON LAURENCE W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) December 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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December 3, 2021 |
EX-10.1 2 ex313288.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE SERVICE AGREEMENT PARTIES LIQTECH HOLDING A/S 25121031 Bensh0j lndustrivej 24 9500 Hobro (the "Company") AND 2/8 SIMON SEIDELIN STADIL Weidstrasse 40 6300 Zug Schwitzerland (the "CFO") have today made the following Executive Service Agreement (the "Agreement") 3/8 1. POSITION 1.1. The CFO will service as Chief Financial Officer of LiqTech |
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December 3, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorp |
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November 30, 2021 |
Executive Service Agreement by and between Liqtech Holding A/S and Simon Stadil Exhibit 10.1 EXECUTIVE SERVICE AGREEMENT PARTIES LIQTECH HOLDING A/S 25121031 Bensh0j lndustrivej 24 9500 Hobro (the "Company") AND SIMON SEIDELIN STADIL Weidstrasse 40 6300 Zug Schwitzerland (the "CFO") have today made the following Executive Service Agreement (the "Agreement") 2/8 1. POSITION 1.1. The CFO will service as Chief Financial Officer of LiqTech International Inc. and LiqTech Holding A |
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November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine month period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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September 28, 2021 |
Exhibit 10.1 Lease Agreement LiqTech Plainvim (Taicang) 2021 ? ? ? ? ? ? Lease Agreement ????? This Lease Agreement is made by and between the following parties: ??????????????????????? ????????????????) ??????????????????525? ???0512-53308088 [email protected] Plainvim (Taicang) Industrial Park Co., Ltd., acting in its capacity as the Lessor Address: No. 525, Lingang South Road, Yuewan |
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September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commissio |
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September 15, 2021 |
LIQTECH INTERNATIONAL, INC. 1804 Buerkle Road White Bear Lake, MN 55110 LIQTECH INTERNATIONAL, INC. 1804 Buerkle Road White Bear Lake, MN 55110 September 15, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Priscilla Dao Re: LiqTech International, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-259328 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 193 |
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September 3, 2021 |
As filed with the Securities and Exchange Commission on September 3, 2021 Table of Contents As filed with the Securities and Exchange Commission on September 3, 2021 Registration No. |
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August 20, 2021 |
Form of Pre-Funded Common Stock Purchase Warrant Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT LIQTECH INTERNATIONAL INC. Warrant Shares: [?] Initial Exercise Date: [?] Issue Date: [?] This Pre-Funded Warrant to Purchase Common Stock (the ?Warrant?) certifies that, for value received, [?] or his assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any ti |
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August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission F |
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August 20, 2021 |
EX-10.1 3 ex277674.htm EXHIBIT 10.1 Exhibit 10.1 EXCHANGE AGREEMENT EXCHANGE AGREEMENT (the “Agreement”) is made as of the [●] day of August 2021, by and between LiqTech International Inc., a Nevada corporation (the “Company”), and [●] (the “Investor”). WHEREAS, the Investor previously acquired and holds [●] shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) thro |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six month period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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May 25, 2021 |
Certificate of Amendment to Articles of Incorporation of LiqTech International, Inc. Exhibit 3.1 |
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May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36210 |
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April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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April 14, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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March 31, 2021 |
Articles of Incorporation, as Amended Exhibit 3.1 |
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March 31, 2021 |
Exhibit 21.1 Subsidiaries 1) LiqTech USA, Inc., a Delaware corporation; 2) LiqTech International A/S, a Danish limited company; 3) Liqtech NA, Inc., a Delaware corporation; and 4) LiqTech Water Projects A/S, a Danish company 5) Liqtech Ceramics A/S, a Danish limited company; 6) Liqtech Water A/S, a Danish limited company; 7) Liqtech Plastic A/S, a Danish limited company; 8) Liqtech Germany GmBH, a |
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March 31, 2021 |
Description of our Common Stock Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 LiqTech International, Inc. (the ?Company?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: the Company?s common stock, par value $0.001 per share (the ?Common Stock?) Description of Common Stock The following de |
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March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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March 30, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2021 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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March 30, 2021 |
Securities Purchase Agreement, by and among the Company and HT Investments MA, LLC Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of March 24, 2021, is by and among LiqTech International, Inc., a Nevada corporation with offices located at Industriparken 22C, DK 2750 Ballerup, Denmark (the ?Company?), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a ?Buyer? and |
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March 30, 2021 |
Form of Senior Convertible Note due 2023 EX-10.2 3 ex238058.htm EXHIBIT 10.2 Exhibit 10.2 Final Form LiqTech International, Inc. Senior Convertible Note due 2023 THE ISSUANCE AND SALE OF NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECUR |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 2, 2021 |
Form SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) LiqTech International, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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November 16, 2020 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Com |
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November 16, 2020 |
Certificate of Correction to the Articles of Incorporation of LiqTech International, Inc. EX-3.1 2 ex214095.htm EXHIBIT 3.1 Exhibit 3.1 |
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November 9, 2020 |
Form of Amendment to Pre-Funded Warrant EX-4.1 2 ex212896.htm EXHIBIT 4.1 Exhibit 4.1 FIRST AMENDMENT TO PRE-PREFUNDED COMMON STOCK PURCHASE WARRANT THIS FIRST AMENDMENT TO PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this “Amendment”), dated as of August 12, 2020, by and between LiqTech International, Inc. (the “Company”) and Lytton-Kambara Foundation (together with its assigns, the “Holder”), amends that certain Pre-Funded Common Stock P |
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November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine months period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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November 6, 2020 |
Financial Statements and Exhibits - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorpo |
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November 6, 2020 |
Certificate of Correction to Articles of Incorporation of LiqTech International, Inc. EX-3.1 2 ex212430.htm EXHIBIT 3.1 Exhibit 3.1 |
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November 3, 2020 |
Certificate of Amendment to Articles of Incorporation of LiqTech International, Inc. EX-3.1 2 ex211337.htm EXHIBIT 3.1 Exhibit 3.1 |
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November 3, 2020 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Comm |
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September 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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September 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of |
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August 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2020 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission F |
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August 27, 2020 |
LiqTech International Announces the Appointment of Richard Meeusen to its Board of Directors Exhibit 99.1 LiqTech International Announces the Appointment of Richard Meeusen to its Board of Directors BALLERUP, Denmark, Aug 27, 2020. LiqTech International, Inc. (Nasdaq: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, is pleased to announce the appointment of Richard Meeusen to its Board of Directors, effective today. Mr |
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August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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July 9, 2020 |
LIQTECH INTERNATIONAL, INC. 1,600,000 Shares of Common Stock Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-239364 LIQTECH INTERNATIONAL, INC. 1,600,000 Shares of Common Stock This prospectus relates to the resale by certain selling securityholders identified herein of 1,085,000 shares of our common stock currently outstanding and up to 515,000 shares of our common stock issuable upon exercise of prefunded warrants to pur |
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June 29, 2020 |
LiqTech International, Inc. Industriparken 22C DK2750 Ballerup, Denmark (651) 773-5850 June 29, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: LiqTech International, Inc. Registration Statement on Form S-1 File No. 333-239364 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amend |
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June 22, 2020 |
Registration Statement - FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on June 22, 2020 Registration No. |
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June 8, 2020 |
LIQT / LiqTech International, Inc. / Phoenix Holdings Ltd. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* LiqTech International Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) June 2, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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June 3, 2020 |
EX-99 2 exhibit1.htm EXHIBIT 1 Exhibit 1 [Unofficial Translation] December 12, 2019 Powers of Signature in The Phoenix Holdings Ltd. (hereinafter: the "Company") In accordance with a resolution of the Board of Directors of the Company, the powers of signatures in the Company as of December 12, 2019, are as follows: General Rights of Signature 1. The signature of the Chairman of the Board of Direct |
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June 3, 2020 |
LIQT / LiqTech International, Inc. / Phoenix Holdings Ltd. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* LiqTech International Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) May 28, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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June 2, 2020 |
Exhibit 4.1 EXHIBIT A THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND, ACCORDINGLY, MAY NOT BE TRANSFERRED UNLESS (I) SUCH SECURITIES HAVE BEEN REGISTERED FOR SALE PURSUANT TO THE SECURITIES ACT OF 1933, A |
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June 2, 2020 |
8-K 1 liqt202005298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction |
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June 2, 2020 |
Form of Securities Purchase Agreement, by and among the Company and the purchasers named therein EX-10.1 3 ex188601.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May , 2020, is by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company and |
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June 2, 2020 |
Form of Registration Rights Agreement, by and among the Company and the investors named therein EX-10.2 4 ex188602.htm EXHIBIT 10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of May , 2020 by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and the “Buyers” named in that certain Securities Purchase Agreement by and among the Company and such Buyers (the “Purchase Agreement”). Capital |
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May 29, 2020 |
LIQT / LiqTech International, Inc. / LYTTON LAURENCE W Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A201 (CUSIP Number) May 21, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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May 11, 2020 |
10-Q 1 liqt2020033110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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March 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech International, Inc. (Exact name of r |
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March 30, 2020 |
Description of our Common Stock Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 LiqTech International, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: the Company’s common stock, par value $0.001 per share (the “Common Stock”) Description of Common Stock The following de |
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January 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 29, 2020 |
LIQT / LiqTech International, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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January 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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December 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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December 5, 2019 |
Lease Contract for Benshoej Industrivej 24, 9500 Hobro Exhibit 10.1 Lease Contract (Translation) Between Svend Møller Hansen Ejendomme ApS Skivevej 61 9500 Hobro Reg.no. 32 32 40 61 (the Lessor) and Liqtech Systems A/S Benshøj Industrivej 24 9500 Hobro Reg.no. 32 56 23 02 (the Lessee) 1. Location of the leased premises 1.1. The lease includes commercial premises and the lease of outside land located at Benshøj Industrivej 24, Sdr. Onsild, DK-9500 Hobr |
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November 14, 2019 |
LIQT / LiqTech International, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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September 23, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 liqt201909238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdi |
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August 14, 2019 |
LIQT / LiqTech International, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:00 |
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August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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June 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LiqTech International, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 53632A201 (CUSIP Number) May 22, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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May 24, 2019 |
EX-1.1 2 ex145797.htm EXHIBIT 1.1 Exhibit 1.1 EXECUTION COPY 1,931,035 Shares1 LiqTech International, Inc. Common Stock, par value $0.001 per share PURCHASE AGREEMENT May 22, 2019 STEPHENS INC. As Representative of the several Underwriters named in Schedule I hereto c/o Stephens Inc. 111 Center Street, Suite 2400 Little Rock, Arkansas 72201 Ladies and Gentlemen: LiqTech International, Inc., a Neva |
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May 24, 2019 |
LiqTech International, Inc. Announces PRICING OF ITS UPSIZED PUBLIC offering of common stock Exhibit 99.1 LiqTech International, Inc. Announces PRICING OF ITS UPSIZED PUBLIC offering of common stock BALLERUP, DENMARK — May 22, 2019 – LiqTech International, Inc. (NASDAQ: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, today announced the upsizing and pricing of its previously announced underwritten public offering of 1 |
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May 24, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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May 23, 2019 |
1,931,035 Shares LiqTech International, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-220496 PROSPECTUS SUPPLEMENT (To Prospectus dated October 23, 2017) 1,931,035 Shares LiqTech International, Inc. Common Stock We are offering 1,931,035 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the NASDAQ Capital Market (“NASDAQ”) |
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May 22, 2019 |
LIQT / LiqTech International, Inc. S-3MEF - - FORM S-3MEF S-3MEF 1 liqt20190520s3mef.htm FORM S-3MEF As filed with the Securities and Exchange Commission on May 21, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQTECH INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Nevada 20-1431677 (State or other jurisdiction |
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May 21, 2019 |
SUBJECT TO COMPLETION, DATED MAY 21, 2019 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-220496 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement related to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to se |
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May 14, 2019 |
LIQT / LiqTech International, Inc. 10-Q Quarterly Report FORM 10-Q 10-Q 1 liqt2019033110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition |
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April 15, 2019 |
Form 8-A filed with the SEC on April 15, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LiqTech International, Inc. (Exact name of registrant as specified in its charter) Nevada 20-1431677 (State of incorporation or organization) (I.R.S. Employer Identification No.) Industriparken 22C |
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April 15, 2019 |
LIQT / LiqTech International, Inc. FORM 25 25 1 liqt2019041525.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36210 LiqTech International, Inc. NYSE American LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is l |
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April 1, 2019 |
LIQT / LiqTech International, Inc. FORM 10-K (Annual Report) 10-K 1 liqt2018123110k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech |
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April 1, 2019 |
Exhibit 10.6 DIRECTOR CONTRACT Between the undersigned Sune Mathiesen Soren Møllers Gade 4A 8900 Randers CPR no.: (Hereinafter called the “Director”) and LiqTech International A/S Industriparken 22C 2750 Ballerup CVR no.: 2512 1031 (Hereinafter called the “Company”) has today signed the following Executive Contract (the “Contract”): 1. RECRUITMENT 1.1. This Contract is effective as of October 15, |
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April 1, 2019 |
EX-10.5 2 ex139019.htm EXHIBIT 10.5 Exhibit 10.5 CFO CONTRACT Between the undersigned Claus Toftegaard Egelundsvej 13 9380 Vestbjerg CPR no.: (Hereinafter called the “CFO”) and LiqTech International A/S Industriparken 22C 2750 Ballerup CVR no.: 2512 1031 (Hereinafter called the “Company”) has today signed the following Executive Contract (the “Contract”): 1. RECRUITMENT 1.1. This Contract is effec |
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March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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March 28, 2019 |
EX-99.1 3 ex139240.htm EXHIBIT 99.1 Exhibit 99.1 LiqTech International, Inc. Announces Year End 2018 Financial Results and Provides First Quarter 2019 Update For Immediate Release BALLERUP, Denmark - March 28, 2019 - LiqTech International, Inc. (NYSE AMERICAN: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, announced today its |
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March 28, 2019 |
Exhibit 3.01 BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street Carson City, Nevada 89701-4201 (775) 684-5708 Website: www.nvsos.gov Certificate of Change Pursuant to NRS 78.209 USE BLACK INK ONLY - DO NOT HIGHLIGHTABOVE SPACE IS FOR OFFICE USE ONLY Certificate of Change filed Pursuant to NRS 78.209 For Nevada Profit Corporations 1. Name of corporation: LiqTech International, Inc. 2.Th |
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March 28, 2019 |
EX-99.2 4 ex139241.htm EXHIBIT 99.2 Exhibit 99.2 LiqTech International, Inc. Pre-Announces Record First Quarter 2019 Revenue and Profitability, Growing Order Backlog, and Intent to List on Nasdaq For Immediate Release BALLERUP, Denmark - March 28, 2019 - LiqTech International, Inc. (NYSE AMERICAN: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly-specialized filtra |
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March 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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March 11, 2019 |
LiqTech International Announces the Appointment of Peter Leifland to its Board of Directors EX-99.1 2 ex137260.htm EXHIBIT 99.1 Exhibit 99.1 LiqTech International Announces the Appointment of Peter Leifland to its Board of Directors BALLERUP, Denmark, Mar 11, 2019. LiqTech International, Inc. (NYSE AMERICAN: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, is pleased to announce the appointment of Peter Leifland to it |
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January 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2019 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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December 12, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 14, 2018 |
LIQT / LiqTech International, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine months period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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November 7, 2018 |
LIQT / LiqTech International, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐ Confidential, for Use of |
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November 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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November 1, 2018 |
LiqTech International Announces the Appointment of Joel Gay to its Board of Directors EX-99.1 2 ex127457.htm EXHIBIT 99.1 Exhibit 99.1 LiqTech International Announces the Appointment of Joel Gay to its Board of Directors BALLERUP, Denmark, Nov 1, 2018. LiqTech International, Inc. (NYSE AMERICAN: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, is pleased to announce the appointment of Joel Gay to its Board of Di |
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October 5, 2018 |
LIQT / LiqTech International, Inc. FORM POS EX As filed with the Securities and Exchange Commission on October 9, 2018 Registration No. |
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August 14, 2018 |
LIQT / LiqTech International, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:00 |
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August 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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July 25, 2018 |
Letter from Gregory and Associates, LLC to SEC, dated July 24, 2018. Exhibit 16.1 4397 South Albright Drive • Salt Lake City, Utah 84124 (801) 277-2763 Phone • (801) 277-6509 Fax July 24, 2018 U.S. Securities and Exchange Commission Office of the Chief Accountants 100 F Street, NE Washington, DC 20549 RE: LiqTech International, Inc. File No. 001-36210 Dear Sir or Madam, We have been notified by LiqTech International, Inc. that the Company has elected to change thei |
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July 25, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission Fil |
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July 5, 2018 |
LIQTECH INTERNATIONAL ANNOUNCES CHANGE IN BOARD OF DIRECTORS Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: LiqTech International Sune Mathiesen, CEO +45 5197 0908, [email protected] LIQTECH INTERNATIONAL ANNOUNCES CHANGE IN BOARD OF DIRECTORS BALLERUP, Denmark, July 5th, 2018 – LiqTech International, Inc. (NYSE AMERICAN: LIQT) (“LiqTech”) announces the appointment of Mark E. Vernon as Chairman of the Board of Directors, effective today, succeeding Aldo Petersen |
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July 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporation) (Commission File |
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June 7, 2018 |
LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS Exhibit 99.1 LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS The following unaudited proforma condensed consolidated balance sheet gives effect to the stock offering of 19,448,529 shares of common stock on the balance sheet of LIQTECH INTERNATIONAL, INC. as of March 31, 2018, accounting for the transaction using the assumptions described in the following notes, giving ef |
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June 7, 2018 |
8-K 1 liqt201806078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction |
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May 15, 2018 |
LIQT / LiqTech International, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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April 16, 2018 |
LiqTech International, Inc. Announces PRICING OF PUBLIC offering of common stock Exhibit 99.1 LiqTech International, Inc. Announces PRICING OF PUBLIC offering of common stock BALLERUP, DENMARK — April 12, 2018 – LiqTech International, Inc. (NYSE American: LIQT) (“LiqTech”), a clean technology company that manufactures and markets highly specialized filtration technologies, today announced the pricing of its previously announced underwritten public offering of 16,911,765 shares |
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April 16, 2018 |
Form of Purchase Agreement (Craig-Hallum Group LLC) Exhibit 1.1 16,911,765 Shares -1 LiqTech International, Inc. Common Stock, par value $0.001 per share PURCHASE AGREEMENT April 12, 2018 Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: LiqTech International, Inc., a Nevada corporation (the “Company”), proposes to sell to Craig-Hallum Capital Group LLC (“you” or the “Underwriter”) a |
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April 16, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2018 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission Fi |
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April 16, 2018 |
LIQT / LiqTech International, Inc. / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No 2)* LiqTech International, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 53632A 10 2 Cusip Number Norman H. Pessin 366 Madison Avenue, 14th Floor New York, NY 10017 212-661-2670 (Name, Address and Telephone Number of Pers |
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April 12, 2018 |
16,911,765 Shares LiqTech International, Inc. Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-220496 PROSPECTUS SUPPLEMENT (To Prospectus dated October 23, 2017) 16,911,765 Shares LiqTech International, Inc. Common Stock We are offering shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the NYSE American under the symbol “LIQT.” On April 11, 2018, th |
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April 11, 2018 |
SUBJECT TO COMPLETION, DATED APRIL 11, 2018 424B5 1 liqt20180411b424b5.htm FORM 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-220496 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement related to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the acco |
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April 11, 2018 |
SUBJECT TO COMPLETION, DATED APRIL 11, 2018 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-220496 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement related to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to se |
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March 23, 2018 |
LIQT / LiqTech International, Inc. FORM 10-K (Annual Report) 10-K 1 liqt2017123110k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36210 LiqTech |
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January 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LiqTech International, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 53632A102 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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November 20, 2017 |
LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS ex100860.htm Exhibit 99.1 LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS The following unaudited proforma condensed consolidated balance sheet gives effect to the private placement of 1,617,503 preferred shares on the balance sheet of LIQTECH INTERNATIONAL, INC. as of September 30, 2017, accounting for the transaction using the assumptions described in the following not |
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November 20, 2017 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events liqt201711208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorpo |
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November 20, 2017 |
Form of Subscription Agreement (Non-U.S. Investors) ex100859.htm Exhibit 10.2 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is made by and between LiqTech International, Inc. a Nevada corporation (the ?Company?), and the undersigned (?Subscriber?) as of the date this Subscription Agreement is accepted by the Company, as set forth on the Company?s signature page hereto. WHEREAS, subject to the terms and condition |
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November 20, 2017 |
Form of Subscription Agreement (U.S. Investors) ex100858.htm Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is made by and between LiqTech International, Inc. a Nevada corporation (the ?Company?), and the undersigned (?Subscriber?) as of the date this Subscription Agreement is accepted by the Company, as set forth on the Company?s signature page hereto. WHEREAS, subject to the terms and condition |
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November 14, 2017 |
Form of Subscription Agreement (Section 4(a)(2)/Regulation D) EX-10.2 4 ex100501.htm EXHIBIT 10.2 Exhibit 10.2 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is made by and between LiqTech International, Inc. a Nevada corporation (the “Company”), and the undersigned (“Subscriber”) as of the date this Subscription Agreement is accepted by the Company, as set forth on the Company’s signature page hereto. WHEREAS, subject to |
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November 14, 2017 |
Exhibit 4.1 CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF LIQTECH INTERNATIONAL, INC. It is hereby certified that: 1. The name of the Company (hereinafter called the "Company") is LiqTech International, Inc. a Nevada corporation. 2. The Articles of Incorporation of the Company authorizes the issuance of Ten Million (10,000,000) shares |
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November 14, 2017 |
Form of Subscription Agreement (Regulation S) EX-10.1 3 ex100500.htm EXHIBIT 10.1 Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is made by and between LiqTech International, Inc. a Nevada corporation (the “Company”), and the undersigned (“Subscriber”) as of the date this Subscription Agreement is accepted by the Company, as set forth on the Company’s signature page hereto. WHEREAS, subject to |
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November 14, 2017 |
LIQT / LiqTech International, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 liqt2017093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the nine months period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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November 9, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 liqt201711098k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdict |
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October 31, 2017 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2017 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 001-36210 20-1431677 (State or other jurisdiction of incorporation) (Commission |
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October 19, 2017 |
LIQT / LiqTech International, Inc. ESP liqt20171018corresp.htm LIQTECH INTERNATIONAL, INC. Industriparken 22C DK2750 Ballerup, Denmark October 19, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Edward Kelly Re: LiqTech International, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-220496 Ladies and Gentlemen: Pursuant to Rule 461 under the |
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October 11, 2017 |
LiqTech International FORM S-3/A liqt20170912s3.htm As filed with the Securities and Exchange Commission on October 11, 2017 Registration No. 333-220496 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQTECH INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Nevada 20-1431677 (State or other jurisdi |
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October 11, 2017 |
LIQT / LiqTech International, Inc. ESP CORRESP 1 filename1.htm LIQTECH INTERNATIONAL, INC Industriparken 22C, DK2750 Ballerup, Denmark +45 4498 6000 October 11, 2017 Via E-Mail Jay Ingram Legal Branch Chief Office of Manufacturing and Construction United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4631 100 F Street, N.E. Washington, D.C. 20549-463 Re: LiqTech International, Inc. Registration Stat |
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September 29, 2017 |
LiqTech International FORM DEF 14A liqt20170928def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ?Preliminary Proxy Statement ? Co |
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September 15, 2017 |
Registration Statement on Form S-3 (File No. 333-220496) liqt20170912s3.htm As filed with the Securities and Exchange Commission on September 15, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQTECH INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Nevada 20-1431677 (State or other jurisdiction of incorporation |
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August 14, 2017 |
liqt201707138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorpora |
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August 14, 2017 |
LIQT / LiqTech International, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the six months period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:000-53769 LiqTech In |
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May 22, 2017 |
liqt201705228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2017 LiqTech International, Inc. (Exact name of registrant as specified in charter) Nevada 000-53769 20-1431677 (State or other jurisdiction of incorporatio |
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May 22, 2017 |
LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 LIQTECH INTERNATIONAL, INC. AND SUBSIDIARIES PROFORMA FINANCIAL STATEMENTS The following unaudited proforma condensed consolidated balance sheet gives effect to the private placement of 6,300,000 common shares on the balance sheet of LIQTECH INTERNATIONAL, INC. as of March 31, 2017, accounting for the transaction using the assumptions described in the |
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May 16, 2017 |
EX-99.1 2 ex991to13da307911liq051617.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated May 16, 2017 (including amendments thereto) with respect to the Common Stock of LiqTech Int |