Statistiche di base
| LEI | 549300NACQI9T12KM079 |
| CIK | 1547950 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Investment Managers Series Trust II - AXS Knowledge Leaders ETF
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| April 25, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 06, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 28, 2025 |
Exhibit (d)(11) SUBADVISORY AGREEMENT THIS SUBADVISORY AGREEMENT (the “Agreement”) made as of this 26th day of September, 2024 by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 10900 Hefner Pointe Dr. |
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| March 28, 2025 |
Exhibit (d)(12) AMENDED SCHEDULE A to the Sub-Advisory Agreement dated September 26, 2024 by and between Exchange Traded Concepts LLC And Long Pond Capital, LP As of: March 27, 2025 The Adviser will pay the Sub-Adviser, as full compensation for all services provided under this Agreement, a fee computed daily at an annual rate based on the average daily net assets of the Fund(s) in accordance with the following fee schedule. |
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| March 28, 2025 |
Exhibit (d)(2) SCHEDULE A Revised March 27, 2025 to the ADVISORY AGREEMENT Dated June 12, 2015 between EXCHANGE LISTED FUNDS TRUST and EXCHANGE TRADED CONCEPTS, LLC The Trust will pay to the Adviser, as compensation for the Adviser’s services rendered, a fee computed daily at an annual rate based on the average daily net assets of the respective Fund in accordance the following fee schedule: Fund Rate Effective Date Saba Closed-End Funds ETF 110 bps March 15, 2017 QRAFT AI-Enhanced U. |
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| March 28, 2025 |
As filed with the Securities and Exchange Commission on March 28, 2025 As filed with the Securities and Exchange Commission on March 28, 2025 1933 Act Registration No. |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
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| December 11, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| December 6, 2024 |
SC 13G/A 1 clsma1120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E624 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this S |
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| December 6, 2024 |
SC 13G/A 1 tdsca2120624.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E715 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this S |
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| December 5, 2024 |
SC 13G/A 1 tdsba2120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E723 (CUSIP Number) November 30, 2024 (Date of Event which Requires Filing of this S |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
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| September 5, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| August 13, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| July 25, 2024 |
Exhibit 16.16 LIMITED POWER OF ATTORNEY The undersigned hereby constitutes and appoints J. Garrett Stevens his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign the Registration Statements of Exchange Listed Funds Trust under the Securities Act of 1933 and |
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| July 25, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| July 25, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 29, 2024, relating to the financial statements and financial highlights of Syntax Stratified LargeCap ETF, Syntax Stratified MidCap ETF, Syntax Stratified SmallCap ETF, Syntax Stratified U.S. Total Mar |
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| July 25, 2024 |
Morrison Warren Chapman and Cutler LLP Partner 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| July 25, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on July 25, 2024 1933 Act Registration File No. |
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| July 25, 2024 |
Morrison Warren Chapman and Cutler LLP Partner 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| June 21, 2024 |
Morrison Warren Chapman and Cutler LLP Partner 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| June 7, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| June 7, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on June 7, 2024 1933 Act Registration File No. |
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| June 7, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 29, 2024, relating to the financial statements and financial highlights of Syntax Stratified LargeCap ETF, Syntax Stratified MidCap ETF, Syntax Stratified SmallCap ETF, Syntax Stratified U.S. Total Mar |
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| May 2, 2024 |
Exhibit 17(c) YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. PLEASE CAST YOUR PROXY VOTE TODAY! PROXY CARD [FUND NAME HERE] SYNTAX ETF TRUST PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON [DATE DATE DATE DATE] The undersigned, revoking prior proxies, hereby appoints each of and as attorneys-in-fact and proxies of the undersigned, granted in connection with the voting of the s |
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| May 2, 2024 |
Exhibit 11 Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| May 2, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on May 2, 2024 1933 Act Registration File No. |
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| May 2, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 29,2024, relating to the financial statements and financial highlights of Syntax Stratified LargeCap ETF, Syntax Stratified MidCap ETF, Syntax Stratified SmallCap ETF, Syntax Stratified U. |
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| May 2, 2024 |
Exhibit 12 Paul Carman Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| March 12, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
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| March 4, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| February 16, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 27, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 5, 2024 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| December 29, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 09, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
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| December 4, 2023 |
Exhibit 12 Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| December 4, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N‐14 of our report dated June 23, 2023, relating to the financial statements and financial highlights of Cabana Target Drawdown 10 ETF, Cabana Target Drawdown 13 ETF, Cabana Target Drawdown 16 ETF, Cabana Target Leading Sector Moderate ETF, Cabana Target Leading Sector Conservative ETF and Cabana Target Leading Sector Aggressive ETF, each a series of Exchange Listed Funds Trust, for the year ended April 30, 2023, and to the references to our firm under the heading “Independent Registered Public Accounting Firm”, “Experts”, and “Appendix C ‐ Financial Highlights” in the Prospectus. |
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| December 4, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on December 4, 2023 1933 Act Registration File No. |
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| December 4, 2023 |
Exhibit 11 Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| December 4, 2023 |
Morrison Warren Partner Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| December 1, 2023 |
Morrison Warren Chapman and Cutler LLP Partner 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| November 17, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 28, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 13, 2023 |
SC 13G/A 1 tdsaa3111323.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E731 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this St |
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| November 7, 2023 |
Exhibit 11 November 6, 2023 Exchange Listed Funds Trust 10900 Hefner Pointe Drive Suite 400 Oklahoma City, Oklahoma 73120 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Exchange Listed Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the Cabana Target Drawdown 10 ETF and Cabana Target Leading Sector Moderate ETF (each, an “Acquiring Fund” and together, the “Acquiring Funds”), separate series of the Trust, in connection with the Trust’s registration statement on Form N-14 to be filed with the U. |
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| November 7, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on November 6, 2023 1933 Act Registration File No. |
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| November 7, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated June 23, 2023, relating to the financial statements and financial highlights of Cabana Target Drawdown 13 ETF, Cabana Target Drawdown 16 ETF, Cabana Target Leading Sector Conservative ETF and Cabana Target Leading Sector Aggressive ETF, each a series of Exchange Listed Funds Trust, for the year ended April 30, 2023, and to the references to our firm under the heading “Independent Registered Public Accounting Firm”, “Experts”, and “Appendix C - Financial Highlights” in the Prospectus. |
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| November 7, 2023 |
Exhibit 12 Morgan, Lewis & Bockius llp 1111 Pennsylvania Avenue, NW Washington, DC 20004-2541 www. |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Pointe |
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| October 6, 2023 |
SC 13G/A 1 tdsba1100623.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E723 (CUSIP Number) September 30, 2023 (Date of Event which Requires Filing of this |
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| August 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 28, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 08, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E731 (CUSIP Number) 6/30/2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E681 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E632 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E715 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E616 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E699 (CUSIP Number) 6/30/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Pointe |
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| May 15, 2023 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR May 15, 2023 David L. Orlic, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Mr. Orlic: This letter responds to comments relating to post-effective amendment no. 236 (“PEA No. 236”) to |
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| April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E632 (CUSIP Number) 3/31/2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| April 7, 2023 |
SC 13G/A 1 d46231sc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exchange Listed Funds Trust (Name of Issuer) Exchange Traded Product (Title of Class of Securities) 30151E731 (CUSIP Number) 3/31/2023 (Date of Event which Requires Filing of this Statement) Check the appropri |
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| February 24, 2023 |
ETC Gavekal Asia Pacific Government Bond ETF NPORT-EX 2 950023ETC123122.htm ETC Gavekal Asia Pacific Government Bond ETF SCHEDULE OF INVESTMENTS December 31, 2022 (Unaudited) Principal Amount Value FOREIGN BONDS – 98.4% AUSTRALIA – 4.8% Australia Government Bond, Series 163, 1.00%, 11/21/2031 AUD 3,800,000 $ 2,001,155 CHINA – 11.3% China Government Bond, Series INBK, 3.72%, 4/12/2051 CNY 30,000,000 4,684,379 HONG KONG – 4.5% Hong Kong Govern |
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| February 23, 2023 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR February 23, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act |
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| January 23, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 03, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Point |
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| November 30, 2022 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0080 Expires: March 31, 2024 Estimated average burden hours per response . . . . . 1.00 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-180871 Exchange Listed Funds Trust / NYSE Arca, Inc. (Exac |
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| November 22, 2022 |
High Yield ETF SCHEDULE OF INVESTMENTS September 30, 2022 (Unaudited) Principal Amount Value CORPORATE BONDS – 55. |
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| October 28, 2022 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) Number of Shares Value CLOSED-END FUNDS – 98. |
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| October 27, 2022 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| October 27, 2022 |
Corbett Road Tactical Opportunity ETF Corbett Road Tactical Opportunity ETF SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 59. |
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| October 27, 2022 |
Akros Monthly Payout ETF SCHEDULE OF INVESTMENTS August 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 5. |
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| September 23, 2022 |
QRAFT AI-Enhanced U.S. High Dividend ETF QRAFT AI-Enhanced U.S. High Dividend ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.5% COMMUNICATION SERVICES – 4.8% Lumen Technologies, Inc. 1,268 $ 13,808 Paramount Global, Class A 697 18,847 Sirius XM Holdings, Inc. 4,304 28,751 Verizon Communications, Inc. 4,154 191,873 253,279 CONSUMER DISCRETIONARY – 4.2% ADT, Inc. 1,293 9,439 Genuine Parts Co |
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| September 23, 2022 |
Cabana Target Drawdown 13 ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 100. |
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| September 23, 2022 |
Cabana Target Drawdown 10 ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
Cabana Target Drawdown 7 ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
Asian Growth Cubs ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 83. |
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| September 23, 2022 |
Cabana Target Leading Sector Aggressive ETF Cabana Target Leading Sector Aggressive ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
QRAFT AI-Enhanced U.S. Large Cap ETF QRAFT AI-Enhanced U.S. Large Cap ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% COMMUNICATION SERVICES – 3.9% Activision Blizzard, Inc. 93 $ 7,435 Alphabet, Inc., Class A* 1,473 171,339 AT&T, Inc. 853 16,019 BCE, Inc. 245 12,380 Comcast Corp., Class A 533 19,998 Electronic Arts, Inc. 34 4,462 Meta Platforms, Inc., Class A* 274 43,593 Netflix, Inc |
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| September 23, 2022 |
Cabana Target Leading Sector Conservative ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
Cabana Target Drawdown 16 ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
QRAFT AI-Enhanced U.S. Next Value ETF QRAFT AI-Enhanced U.S. Next Value ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% COMMUNICATION SERVICES – 2.3% Gray Television, Inc., Class A 2,079 $ 34,927 Nexstar Media Group, Inc., Class A 300 56,511 TEGNA, Inc. 1,630 34,132 125,570 CONSUMER DISCRETIONARY – 5.0% Century Communities, Inc. 298 15,249 Group 1 Automotive, Inc. 112 19,815 Lithia Mo |
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| September 23, 2022 |
Cabana Target Leading Sector Moderate ETF Cabana Target Leading Sector Moderate ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
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| September 23, 2022 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF QRAFT AI-Enhanced U.S. Large Cap Momentum ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% CONSUMER DISCRETIONARY – 25.7% AutoNation, Inc.* 1,404 $ 166,711 AutoZone, Inc.* 122 260,762 Dollar Tree, Inc.* 1,537 254,158 Home Depot, Inc. (The) 3,477 1,046,368 Lowe's Cos., Inc. 2,704 517,897 Lululemon Athletica, Inc.* 862 267,660 Murphy USA, Inc. 663 18 |
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| September 23, 2022 |
Cabana Target Drawdown 5 ETF SCHEDULE OF INVESTMENTS July 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| August 23, 2022 |
ETC Gavekal Asia Pacific Government Bond ETF ETC Gavekal Asia Pacific Government Bond ETF SCHEDULE OF INVESTMENTS June 30, 2022 (Unaudited) Principal Amount Value FOREIGN BONDS – 98. |
|
| July 26, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR July 26, 2022 Deborah O?Neal, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Ms. O?Neal: This letter responds to comments relating to Post-Effective Amendment No. 230 (?PEA No. 230?) t |
|
| July 18, 2022 |
Exchange Listed Funds Trust 10900 Hefner Pointe Drive Suite 400 Oklahoma City, Oklahoma 73120 Exchange Listed Funds Trust 10900 Hefner Pointe Drive Suite 400 Oklahoma City, Oklahoma 73120 VIA EDGAR July 18, 2022 U. |
|
| June 24, 2022 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| June 1, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR June 1, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 19 |
|
| May 20, 2022 |
High Yield ETF March 31, 2022 SCHEDULE OF INVESTMENTS (Unaudited) Principal Amount / Number of Shares Value CORPORATE BONDS – 51. |
|
| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 10900 Hefner Pointe |
|
| April 29, 2022 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 26, 2022 |
Corbett Road Tactical Opportunity ETF Corbett Road Tactical Opportunity ETF SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 98. |
|
| April 26, 2022 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) Number of Shares Value CLOSED-END FUNDS – 86. |
|
| April 26, 2022 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS February 28, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 28, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 28, 2022 Samantha Brutlag, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Ms. Brutlag: This letter responds to comments relating to Post-Effective Amendment No. 220 (?PEA No. 220 |
|
| March 23, 2022 |
Cabana Target Drawdown 7 ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 23, 2022 |
Cabana Target Leading Sector Aggressive ETF Cabana Target Leading Sector Aggressive ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 100. |
|
| March 23, 2022 |
QRAFT AI-Enhanced U.S. Large Cap ETF QRAFT AI-Enhanced U.S. Large Cap ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% COMMUNICATION SERVICES – 5.5% Activision Blizzard, Inc. 174 $ 13,748 Alphabet, Inc., Class A* 139 376,144 AT&T, Inc. 1,592 40,596 BCE, Inc. 462 24,144 Comcast Corp., Class A 1,016 50,790 Electronic Arts, Inc. 64 8,490 Match Group, Inc.* 64 7,213 Meta Platforms, Inc |
|
| March 23, 2022 |
QRAFT AI-Enhanced U.S. Next Value ETF QRAFT AI-Enhanced U.S. Next Value ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.8% COMMUNICATION SERVICES – 2.5% Liberty Global PLC, Class A* 1,788 $ 48,491 Liberty Media Corp.-Liberty SiriusXM* 1,059 48,979 Nexstar Media Group, Inc., Class A 153 25,303 TEGNA, Inc. 973 18,837 141,610 CONSUMER DISCRETIONARY – 8.2% AutoNation, Inc.* 253 27,577 Bor |
|
| March 23, 2022 |
QRAFT AI-Enhanced U.S. High Dividend ETF QRAFT AI-Enhanced U.S. High Dividend ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% COMMUNICATION SERVICES – 3.3% Nexstar Media Group, Inc., Class A 33 $ 5,458 Verizon Communications, Inc. 3,292 175,233 180,691 CONSUMER DISCRETIONARY – 14.3% Advance Auto Parts, Inc. 50 11,575 Best Buy Co., Inc. 196 19,459 BRP, Inc. 68 5,652 Dick's Sporting Goo |
|
| March 23, 2022 |
Cabana Target Drawdown 13 ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS 100. |
|
| March 23, 2022 |
Asian Growth Cubs ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 88. |
|
| March 23, 2022 |
Cabana Target Drawdown 10 ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 23, 2022 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF QRAFT AI-Enhanced U.S. Large Cap Momentum ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS – 99.8% CONSUMER DISCRETIONARY – 30.3% CarMax, Inc.* 3,023 $ 336,067 Crocs, Inc.* 2,770 284,257 Deckers Outdoor Corp.* 989 316,707 Etsy, Inc.* 1,884 295,939 Ferrari NV 1,813 418,731 Fox Factory Holding Corp.* 2,082 277,052 Home Depot, Inc. (The) 3,770 1,383,515 Lu |
|
| March 23, 2022 |
Cabana Target Drawdown 16 ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 23, 2022 |
Cabana Target Drawdown 5 ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 23, 2022 |
Cabana Target Leading Sector Conservative ETF Cabana Target Leading Sector Conservative ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 23, 2022 |
Cabana Target Leading Sector Moderate ETF Cabana Target Leading Sector Moderate ETF SCHEDULE OF INVESTMENTS January 31, 2022 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| February 24, 2022 |
Gavekal Asia Pacific Government Bond ETF Gavekal Asia Pacific Government Bond ETF SCHEDULE OF INVESTMENTS December 31, 2021 (Unaudited) Principal Amount Value FOREIGN BONDS – 95. |
|
| January 31, 2022 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR January 31, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the Inv |
|
| December 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
|
| November 18, 2021 |
High Yield ETF SCHEDULE OF INVESTMENTS September 30, 2021 (Unaudited) Principal Amount / Number of Shares Value CORPORATE BONDS – 53. |
|
| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
| November 2, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR November 2, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act o |
|
| October 26, 2021 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| October 26, 2021 |
Corbett Road Tactical Opportunity ETF Corbett Road Tactical Opportunity ETF SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS – 98. |
|
| October 26, 2021 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS August 31, 2021 (Unaudited) Number of Shares Value CLOSED-END FUNDS – 89. |
|
| September 28, 2021 |
Cabana Target Leading Sector Moderate ETF Cabana Target Leading Sector Moderate ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 100. |
|
| September 28, 2021 |
Cabana Target Leading Sector Aggressive ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 28, 2021 |
Cabana Target Leading Sector Conservative ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 24, 2021 |
QRAFT AI-Enhanced U.S. Large Cap ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value COMMON STOCKS – 99.8% COMMUNICATION SERVICES – 6.5% Activision Blizzard, Inc. 195 $ 16,306 Alphabet, Inc., Class A* 158 425,736 AT&T, Inc. 1,787 50,125 BCE, Inc. 499 24,905 Comcast Corp., Class A 1,148 67,537 Electronic Arts, Inc. 788 113,441 Facebook, Inc., Class A* 938 334,209 Liberty Br |
|
| September 24, 2021 |
QRAFT AI-Enhanced U.S. Next Value ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value COMMON STOCKS – 99.7% COMMUNICATION SERVICES – 12.2% AT&T, Inc. 16,125 $ 452,306 Discovery, Inc., Class A* 1,453 42,151 DISH Network Corp., Class A* 874 36,612 John Wiley & Sons, Inc., Class A 356 20,926 News Corp., Class A 1,686 41,526 Nexstar Media Group, Inc., Class A 173 25,443 TEGNA, |
|
| September 24, 2021 |
Cabana Target Drawdown 13 ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 24, 2021 |
Cabana Target Drawdown 7 ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 24, 2021 |
QRAFT AI-Enhanced U.S. High Dividend ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value COMMON STOCKS – 99.6% COMMUNICATION SERVICES – 7.2% AMC Entertainment Holdings, Inc., Class A* 492 $ 18,214 AT&T, Inc. 7,795 218,650 Lumen Technologies, Inc. 1,207 15,051 Sirius XM Holdings, Inc. 4,466 28,895 Verizon Communications, Inc. 4,520 252,125 ViacomCBS, Inc., Class A 647 28,81 |
|
| September 24, 2021 |
Asian Growth Cubs ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value COMMON STOCKS – 83. |
|
| September 24, 2021 |
Cabana Target Drawdown 10 ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 24, 2021 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value COMMON STOCKS – 99.9% COMMUNICATION SERVICES – 5.3% AMC Entertainment Holdings, Inc., Class A* 16,195 $ 599,539 Match Group, Inc.* 8,151 1,298,210 1,897,749 CONSUMER DISCRETIONARY – 36.3% AutoNation, Inc.* 5,539 672,047 AutoZone, Inc.* 724 1,175,465 BRP, Inc. 6,623 554,676 Capri H |
|
| September 24, 2021 |
Cabana Target Drawdown 16 ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| September 24, 2021 |
Cabana Target Drawdown 5 ETF July 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| August 31, 2021 |
CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR August 31, 2021 David L. Orlic, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Mr. Orlic: This letter responds to comments relating to Post-Effective Amendment |
|
| July 16, 2021 |
8-A12B 1 s1327158a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identif |
|
| July 7, 2021 |
8-A12B 1 s1327858a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identif |
|
| July 1, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR July 1, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 19 |
|
| June 30, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR June 30, 2021 Samantha Brutlag, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust File Nos. 333-180871 and 811-22700 Dear Ms. Brutlag: This letter responds to comments relating to Post-Effective Amendment No. 193 (?PEA No. 193?) |
|
| June 2, 2021 |
8-A12B 1 s1321398a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identif |
|
| May 20, 2021 |
High Yield ETF SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Principal Amount Value CORPORATE BONDS — 52. |
|
| May 18, 2021 |
CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR May 18, 2021 Deborah O’Neal, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Ms. O’Neal: This letter responds to comments relating to Post-Effective Amendment No |
|
| April 23, 2021 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS — 99. |
|
| April 23, 2021 |
Corbett Road Tactical Opportunity ETF Corbett Road Tactical Opportunity ETF SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) Number of Shares Value COMMON STOCKS – 98. |
|
| April 23, 2021 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS February 28, 2021 (Unaudited) Number of Shares Value CLOSED-END FUNDS — 80. |
|
| March 26, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 26, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of |
|
| March 25, 2021 |
Cabana Target Drawdown 13 ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 100. |
|
| March 25, 2021 |
Cabana Target Drawdown 10 ETF January 31, 2021 SCHEDULE OF INVESTMENTS (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 19, 2021 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF QRAFT AI-Enhanced U.S. Large Cap Momentum ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 100.0% COMMUNICATION SERVICES — 10.7% 1,333 Facebook, Inc. - Class A* $ 344,354 216 Roku, Inc.* 84,030 250 Spotify Technology S.A.* 78,750 507,134 CONSUMER DISCRETIONARY — 26.5% 118 Amazon.com, Inc.* 378,332 359 Etsy, Inc.* 71,473 210 Lululemon Athletica, Inc.* |
|
| March 19, 2021 |
Cabana Target Drawdown 5 ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 19, 2021 |
QRAFT AI-Enhanced U.S. High Dividend ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 99.1% COMMUNICATION SERVICES — 9.4% 4,032 AT&T, Inc. $ 115,436 597 BCE, Inc. 25,313 164 Electronic Arts, Inc. 23,485 621 Lumen Technologies, Inc. 7,688 95 New York Times Co. - Class A 4,711 334 News Corp. - Class A 6,480 2,342 Verizon Communications, Inc. 128,224 311 |
|
| March 19, 2021 |
QRAFT AI-Enhanced U.S. Large Cap ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 99.9% COMMUNICATION SERVICES — 6.1% 678 Activision Blizzard, Inc. $ 61,698 243 Alphabet, Inc. - Class A* 444,048 580 Electronic Arts, Inc. 83,056 1,133 Facebook, Inc. - Class A* 292,688 362 Match Group, Inc.* 50,629 205 Netflix, Inc.* 109,140 153 Roku, Inc.* 59,522 4,766 |
|
| March 19, 2021 |
Cabana Target Drawdown 16 ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 19, 2021 |
Cabana Target Drawdown 7 ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS – 99. |
|
| March 19, 2021 |
QRAFT AI-Enhanced U.S. Next Value ETF QRAFT AI-Enhanced U.S. Next Value ETF SCHEDULE OF INVESTMENTS January 31, 2021 (Unaudited) Number of Shares Value COMMON STOCKS — 99.4% COMMUNICATION SERVICES — 1.1% 3,708 Zynga, Inc. - Class A* $ 36,746 CONSUMER DISCRETIONARY — 17.9% 348 Acushnet Holdings Corp. 14,205 376 Adient PLC* 12,141 169 Advance Auto Parts, Inc. 25,205 458 American Eagle Outfitters, Inc. 10,392 784 BorgWarner, Inc. 32,920 |
|
| March 10, 2021 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR March 10, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of |
|
| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Pointe |
|
| January 12, 2021 |
NPORT-EX 2 390053HighYieldETF.htm.htm High Yield ETF SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Principal Amount Value CORPORATE BONDS — 50.0% AEROSPACE/DEFENSE — 0.4% $ 250,000 TransDigm UK Holdings PLC 6.875%, 5/15/2026« $ 252,006 200,000 Triumph Group, Inc. 6.250%, 9/15/2024«,¤ 170,604 422,610 AGRICULTURE — 1.4% 1,446,000 Vector Group Ltd. 6.125%, 2/1/2025«,¤ 1,445,855 AIRLINES — 0. |
|
| January 12, 2021 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS — 99. |
|
| January 12, 2021 |
QRAFT AI-Enhanced U.S. High Dividend ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.7% COMMUNICATION SERVICES — 3.5% 827 BCE, Inc. $ 34,676 832 CenturyLink, Inc. 8,029 65 IAC/InterActiveCorp* 8,607 215 Match Group, Inc.* 22,081 446 News Corp. - Class A 5,673 366 ViacomCBS, Inc. - Class A 10,153 248 Yandex N.V. - Class A 14,270 103,489 CONSUMER DISCR |
|
| January 12, 2021 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.8% COMMUNICATION SERVICES — 0.0% 17 Match Group, Inc.* $ 1,746 CONSUMER DISCRETIONARY — 13.2% 459 Etsy, Inc. 54,336 218 Tesla, Inc. 311,906 287 Wayfair, Inc. - Class A 76,368 442,610 HEALTH CARE — 31.9% 871 ACADIA Pharmaceuticals, Inc.* 36,207 205 Amedisys, Inc. |
|
| January 12, 2021 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) Number of Shares Value CLOSED-END FUNDS — 111. |
|
| January 12, 2021 |
QRAFT AI-Enhanced U.S. Large Cap ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.9% COMMUNICATION SERVICES — 13.7% 74 Activision Blizzard, Inc. $ 6,115 124 Alphabet, Inc. - Class A* 184,506 908 AT&T, Inc. 26,859 3 Cable One, Inc. 5,468 827 CenturyLink, Inc. 7,981 109 Comcast Corp. - Class A 4,665 391 Discovery, Inc. - Class A* 8,250 132 Electronic Ar |
|
| January 11, 2021 |
High Yield ETF SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS — 0. |
|
| November 23, 2020 |
8-A12B 1 s1287068a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identif |
|
| November 23, 2020 |
High Yield ETF SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Principal Amount Value CORPORATE BONDS — 50. |
|
| October 27, 2020 |
Armor US Equity Index ETF SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS — 99. |
|
| October 27, 2020 |
Saba Closed-End Funds ETF SCHEDULE OF INVESTMENTS August 31, 2020 (Unaudited) Number of Shares Value CLOSED-END FUNDS — 111. |
|
| September 25, 2020 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF QRAFT AI-Enhanced U.S. Large Cap Momentum ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.8% COMMUNICATION SERVICES — 0.0% 17 Match Group, Inc.* $ 1,746 CONSUMER DISCRETIONARY — 13.2% 459 Etsy, Inc. 54,336 218 Tesla, Inc. 311,906 287 Wayfair, Inc. - Class A 76,368 442,610 HEALTH CARE — 31.9% 871 ACADIA Pharmaceuticals, Inc.* 36,207 205 Amedisys, Inc. |
|
| September 25, 2020 |
QRAFT AI-Enhanced U.S. Large Cap ETF QRAFT AI-Enhanced U.S. Large Cap ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.9% COMMUNICATION SERVICES — 13.7% 74 Activision Blizzard, Inc. $ 6,115 124 Alphabet, Inc. - Class A* 184,506 908 AT&T, Inc. 26,859 3 Cable One, Inc. 5,468 827 CenturyLink, Inc. 7,981 109 Comcast Corp. - Class A 4,665 391 Discovery, Inc. - Class A* 8,250 132 Electronic Ar |
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| September 25, 2020 |
QRAFT AI-Enhanced U.S. High Dividend ETF QRAFT AI-Enhanced U.S. High Dividend ETF SCHEDULE OF INVESTMENTS July 31, 2020 (Unaudited) Number of Shares Value COMMON STOCKS — 99.7% COMMUNICATION SERVICES — 3.5% 827 BCE, Inc. $ 34,676 832 CenturyLink, Inc. 8,029 65 IAC/InterActiveCorp* 8,607 215 Match Group, Inc.* 22,081 446 News Corp. - Class A 5,673 366 ViacomCBS, Inc. - Class A 10,153 248 Yandex N.V. - Class A 14,270 103,489 CONSUMER DISCR |
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| September 15, 2020 |
8-A12B 1 s1273978a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identif |
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| July 30, 2020 |
CORRESP 1 filename1.htm Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR July 30, 2020 Samantha Brutlag, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Dear Ms. Brutlag: This letter responds to follow up comments relating to Post-Effectiv |
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| July 8, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR July 8, 2020 Samantha Brutlag, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust File Nos. 333-180871 and 811-22700 Dear Ms. Brutlag: This letter responds to comments relating to Post-Effective Amendment No. 158 (“PEA No. 158”), |
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| May 28, 2020 |
High Yield ETF SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Number of Shares Value EXCHANGE-TRADED FUNDS — 0. |
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| May 26, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 08, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 20, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR April 20, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Securities Act of 1933 and to the Inves |
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| April 15, 2020 |
ARMR / Armor US Equity Index ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 s124198nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| April 15, 2020 |
EX-99.CERT 2 s124096ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| April 15, 2020 |
CEFS / Saba Closed-End Funds ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| April 15, 2020 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| March 20, 2020 |
KLDW / Knowledge Leaders Developed World ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| March 20, 2020 |
EX-99.CERT 2 s123452ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| March 20, 2020 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| March 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| February 24, 2020 |
ARMI / Armor International Equity Index ETF 8-A12B - - 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Pointe |
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| February 14, 2020 |
ARMI / Armor International Equity Index ETF CORRESP - - Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR February 14, 2020 Catherine Whiting, Esq. Keith O’Connell, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust File Nos. 333-180871 and 811-22700 Dear Ms. Whiting and Mr. O’Connell: This letter responds to comments relating to Post |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 10900 Hefner Pointe |
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| February 7, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR February 7, 2020 Samantha Brutlag, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust File Nos. 333-180871 and 811-22700 Dear Ms. Brutlag: This letter responds to comments relating to Post-Effective Amendment No. 152 (“PEA No. 152 |
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| February 3, 2020 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR January 31, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 48 |
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| November 25, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR November 22, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the Secur |
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| November 22, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 03, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 22, 2019 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 03, 2019, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
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| November 15, 2019 |
Exchange Listed Funds Trust - N-Q N-Q 1 s120926nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| November 15, 2019 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| November 12, 2019 |
Exchange Listed Funds Trust DEF 14C - - DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 23, 2019 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| October 23, 2019 |
Exchange Listed Funds Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| October 23, 2019 |
Exchange Listed Funds Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 s120692nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| October 23, 2019 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| September 16, 2019 |
EX-99.CERT 2 s119914ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| September 16, 2019 |
Exchange Listed Funds Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 s119914nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| September 16, 2019 |
Exchange Listed Funds Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 s119838nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| September 16, 2019 |
EX-99.CERT 2 s119838ex99-cert.htm EXHIBIT 99.CERT Exhibit 99.cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or om |
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| September 13, 2019 |
Magda El Guindi-Rosenbaum +1.202.373.6091 [email protected] VIA EDGAR September 13, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of Exchange Listed Funds Trust (the “Trust”), we are filing, pursuant to Rule |
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| July 23, 2019 |
Exchange Listed Funds Trust AW - - AW Exchange Listed Funds Trust 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 VIA EDGAR July 23, 2019 U. |
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| July 15, 2019 |
Exchange Listed Funds Trust DEF 14C - - DEF 14C DEF 14C 1 s119327def14c.htm DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary information statement. ☐ Confidential, for Use of the Commissioner Only (as permitted by Rule 14c-5(d)(2)). ☒ Definitive information statement. Exchange Listed Funds Trust (Name of Registrant as |
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| May 24, 2019 |
EX-99.CERT 2 s117826ex99-cert.htm EXHIBIT 99.CERT Exhibit 99.cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or om |
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| May 24, 2019 |
Exchange Listed Funds Trust N-Q - Quarterly Schedule of Portfolio Holdings - FORM N-Q N-Q 1 s117826nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of princ |
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| May 10, 2019 |
Exchange Listed Funds Trust 8-A12B 8-A12B 8-A12B 1 s1181838a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identif |
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| April 23, 2019 |
EX-99.CERT 3 s116908ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| April 23, 2019 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 s116908nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| April 23, 2019 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| April 23, 2019 |
EX-99.CERT 2 s117228ex99cert.htm EXHIBIT 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| March 15, 2019 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| March 15, 2019 |
Exhibit 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| March 12, 2019 |
Exchange Listed Funds Trust AW Exchange Listed Funds Trust 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 VIA EDGAR March 12, 2019 U. |
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| February 7, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 19, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 5, 2019 |
UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: InsightShares LGBT Employment Equality ETF InsightShares Patriotic Employers ETF Registration No: 811-22700 Filing pursuant to Rule 30a-2(a) of the Investment Company Act of 1940 Dear Sir or Madam: On behalf of the above-named regi |
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| February 5, 2019 |
UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Saba Closed-End Funds ETF Registration No: 811-22700 Filing pursuant to Rule 30a-2(a) of the Investment Company Act of 1940 Dear Sir or Madam: On behalf of the above-named registrant (the “Fund”) and pursuant to Rule 30a-2(a) under |
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| February 5, 2019 |
UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: REX BKCM ETF Registration No: 811-22700 Filing pursuant to Rule 30a-2(a) of the Investment Company Act of 1940 Dear Sir or Madam: On behalf of the above-named registrant (the ?Fund?) and pursuant to Rule 30a-2(a) under the Investme |
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| February 5, 2019 |
UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 UMB FUND SERVICES, INC. 235 West Galena Street Milwaukee, Wisconsin 53212 (414) 299-2000 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: James Purpose Based Investment ETF Registration No: 811-22700 Filing pursuant to Rule 30a-2(a) of the Investment Company Act of 1940 Dear Sir or Madam: On behalf of the above-named registrant (the “Fund”) and pursuant to Rule 30a-2 |
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| December 3, 2018 |
Exchange Listed Funds Trust DEF 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 28, 2018 |
Exchange Listed Funds Trust FORM N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| November 28, 2018 |
Exhibit 99.Cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| October 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 s112785nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| October 25, 2018 |
Exhibit 99.Cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| October 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| October 25, 2018 |
Exhibit 99.Cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| October 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 s113091nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal |
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| October 25, 2018 |
EX-99.CERT 3 s113091ex99cert.htm EXHIBIT 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| October 25, 2018 |
EX-99.CERT 3 s113040ex99cert.htm EXHIBIT 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| October 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| September 25, 2018 |
EX-99.CERT 3 s112647ex99cert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to |
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| September 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| September 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| September 25, 2018 |
EX-99.CERT 3 s112416ex99cert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to |
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| September 25, 2018 |
EX-99.CERT 3 s112226ex99cert.htm EXHIBIT 99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| September 25, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| June 22, 2018 |
Exchange Listed Funds Trust 8-A12B 8-A12B 1 s1109468a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See below - (IRS Employer I |
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| June 21, 2018 |
Exchange Listed Funds Trust CORRESP Christopher D. Menconi +1.202.373.6173 [email protected] June 21, 2018 VIA EDGAR Ms. Samantha Brutlag U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Exchange Listed Funds Trust (File Nos. 333-180871 and 811-22700) (the ?Registrant?) Post-Effective Amendment No. 78 to the Registrant?s Registration Statement on For |
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| May 11, 2018 |
Exchange Listed Funds Trust 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Exchange Listed Funds Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) c/o Exchange Listed |
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| April 20, 2018 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. |
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| April 20, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0032133nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal ex |
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| April 20, 2018 |
EX-99.CERT 2 fp0032130ex99cert.htm CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| April 20, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| April 20, 2018 |
EX-99.CERT 2 fp0032330ex99cert.htm CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| April 20, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
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| March 20, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0031330nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal ex |
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| March 20, 2018 |
EX-99.CERT 2 fp0031330ex99cert.htm CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| March 20, 2018 |
EX-99.CERT 2 fp0031567ex99cert.htm CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO Section 302 of the Sarbanes-Oxley Act of 2002 I, J. Garrett Stevens, certify that: 1. I have reviewed this report on Form N-Q of Exchange Listed Funds Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| March 20, 2018 |
Exchange Listed Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22700 Exchange Listed Funds Trust (Exact name of registrant as specified in charter) 10900 Hefner Pointe Drive Suite 207 Oklahoma City, Oklahoma 73120 (Address of principal executive offices) (Zip code) UMB Fund Services 235 W. |
