Statistiche di base
| LEI | RQLXTE3CBG56EZF1BQ60 |
| CIK | 1539337 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Real Asset Income and Growth Fund
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| August 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 (May 31, 2024) Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or other jurisdic |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 8, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Nuveen Real Asset Income and Growth Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or other jurisdiction of incorpor |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 22, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Nuveen Real Asset Income and Growth Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or |
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| March 5, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Nuveen Real Asset Income and Growth Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| March 1, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| February 16, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Nuveen Real Asset Income and Growth Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| January 18, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New Yor |
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| January 18, 2024 |
EX-3 2 exhibit3.htm EXHIBIT 3 EXHIBIT 3 FORM OF NOMINEE AGREEMENT ANNEX E Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [ ], 2024 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominee |
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| December 5, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New Yor |
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| December 5, 2023 |
DECLASSIFICATION PROPOSAL LETTER EX-2 2 exhibit2.htm EXHIBIT 2 EXHIBIT 2 DECLASSIFICATION PROPOSAL LETTER December 1, 2023 Via Electronic Mail and Courier Mark L. Winget, Vice President and Secretary c/o Nuveen Real Asset Income and Growth Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Real Asset Income and Growth Fund (the "Fund") Dear Mr. Winget, Saba Capital Management, L.P. (the "Proponent", "Saba" or "we") is the in |
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| November 13, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New Yor |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or other |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| August 14, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Real Asset Income & Growth Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67074Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21 |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 CORRESP [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. |
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| March 30, 2023 |
Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 23, 2022 |
NPORT-EX 2 JRI.htm 1 Nuveen Real Asset Income and Growth Fund Portfolio of Investments September 30, 2022 (Unaudited) JRI Shares Description (1) Value LONG-TERM INVESTMENTS - 141.5% (97.3% of Total Investments) X 120,532,235 COMMON STOCKS - 34.0% (23.3% of Total Investments) X 120,532,235 Air Freight & Logistics - 0.0% 2,429 Oesterreichische Post AG (2) $ 64,746 Capital Markets - 0.2% 745,210 Gree |
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| May 31, 2022 |
JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments March 31, 2022 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 137. |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN REAL ASSET INCOME AND GROWTH FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or othe |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, fo |
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| November 24, 2021 |
JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments September 30, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 137. |
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| May 27, 2021 |
JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments March 31, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 136. |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 4, 2021 |
- NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| November 25, 2020 |
Nuveen Real Asset Income and Growth Fund JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments September 30, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS???139. |
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| October 6, 2020 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal Income Fun |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d189952d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN REAL ASSET INCOME AND GROWTH FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4 |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| May 29, 2020 |
FOR VALIDATION PURPOSES ONLY - [915606.TX] JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments March 31, 2020 (Unaudited) Principal Amount (000) Description (1) Value LONG-TERM INVESTMENTS – 131.9% (93.7% of Total Investments) COMMON STOCKS – 53.0% (37.7% of Total Investments) Air Freight & Logistics – 0.8% $ 69,244 Oesterreichische Post AG, (2) $ 2,470,089 Commercial Services & |
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| April 2, 2020 |
JRI / Nuveen Real Asset Income and Growth Fund DEFA14A - - NUVEEN REAL ASSET INCOME AND GROWTH FUND DEFA14A 1 d854831ddefa14a.htm NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, f |
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| March 2, 2020 |
JRI / Nuveen Real Asset Income and Growth Fund DEF 14A - - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2019 |
JRI / Nuveen Real Asset Income and Growth Fund NPORT-EX - - NPORT-EX 2 JRI.htm JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments September 30, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 138.5% (97.7% of Total Investments) COMMON STOCKS – 60.9% (43.0% of Total Investments) Air Freight & Logistics – 0.6% 40,283 bpost SA, (2) $ 422,151 72,659 Oesterreichische Post AG, (2) 2,549,962 Total Air Freight & Logistics 2 |
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| May 30, 2019 |
JRI / Nuveen Real Asset Income and Growth Fund NPORT-EX - - HTML JRI Nuveen Real Asset Income and Growth Fund Portfolio of Investments March 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 137. |
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| February 26, 2019 |
JRI / Nuveen Real Asset Income and Growth Fund NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2018 |
Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| November 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 30, 2018 |
N-Q 1 d563305dnq.htm NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illin |
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| May 30, 2018 |
EX-99.CERT 2 d563305dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| March 8, 2018 |
JRI / Nuveen Real Asset Income and Growth Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN REAL ASSET INC & GROW (Name of Issuer) COM (Title of Class of Securities) 67074Y105 (CUSIP Number) February 28, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 23, 2018 |
Nuveen Real Asset Income & Growth Fund NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| January 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2018 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or other jurisdiction of inc |
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| January 30, 2018 |
JRI / Nuveen Real Asset Income and Growth Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NUVEEN REAL ASSET INC & GROW (Name of Issuer) COM (Title of Class of Securities) 67074Y105 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| November 29, 2017 |
AGREEMENT AND PLAN OF REORGANIZATION EX-99.4 2 d414917dex994.htm AGREEMENT AND PLAN OF REORGANIZATION, DATED APRIL 27, 2017 Exhibit 4 AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 27th day of April 2017, by and between Nuveen Real Asset Income and Growth Fund, a Massachusetts business trust (the “Acquiring Fund”), and Diversified Real Asset Income Fund, a Massachus |
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| November 29, 2017 |
As filed with the Securities and Exchange Commission on November 29, 2017 As filed with the Securities and Exchange Commission on November 29, 2017 File No. |
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| November 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 29, 2017 |
NUVEEN REAL ASSET INCOME AND GROWTH FUND POWER OF ATTORNEY Exhibit 16(b) NUVEEN REAL ASSET INCOME AND GROWTH FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| November 29, 2017 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 EX-99.12 3 d414917dex9912.htm OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit 12 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com September 11, 2017 Nuveen Real Asset Income and Growth Fund 333 West Wacker Drive Chicago, Illinois 60606 Diversified Real Asset Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Diversified Real A |
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| November 29, 2017 |
Nuveen Real Asset Income & Growth Fund - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 31, 2017 |
Filed by Nuveen Real Asset Income and Growth Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Diversified Real Asset Income Fund Commission File No. |
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| May 30, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 30, 2017 |
Nuveen Real Asset Income & Growth Fund - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 15, 2017 |
Filed by Nuveen Real Asset Income and Growth Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Diversified Real Asset Income Fund Commission File No. |
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| May 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark |
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| April 28, 2017 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| April 24, 2017 |
Letter to SEC Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| April 24, 2017 |
Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| April 24, 2017 |
Consent of Independent Registered Public Accounting Firm Exhibit (14)(a) Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Real Asset Income and Growth Fund We consent to the use of our report dated February 28, 2017 with respect to the financial statements of Nuveen Real Asset Income and Growth Fund, included herein, and to the references to our firm under the headings ?Financial Highlights,? ?Experts? and ?Appointment of the Independent Registered Public Accounting Firm for the Acquiring Fund? in the Proxy Statement/Prospectus, and ?Experts? in the Statement of Additional Information filed on Form N-14. |
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| April 24, 2017 |
[The remainder of this page has been intentionally left blank.] April 24, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Real Asset Income and Growth Fund Registration Statement on Form N-14 8C (File No. 333-216753) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby requests that the effective date for Pre- |
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| April 24, 2017 |
EX-99.11 2 d361171dex9911.htm OPINION AND CONSENT OF COUNSEL Exhibit 11 April 24, 2017 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Real Asset Income and Growth Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Real Asset Income and Growth Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Real Asset Income and Growth Fund, a Mass |
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| April 24, 2017 |
EX-99.12 3 d361171dex9912.htm FORM OF OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit 12 [Form of Tax Opinion] , 2017 Nuveen Real Asset Income and Growth Fund 333 West Wacker Drive Chicago, Illinois 60606 Diversified Real Asset Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Diversified Real Asset Income Fund into Nuveen Real Asset Income and Growth Fund Ladies and |
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| April 24, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor for Diversified Real Asset Income Fund Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated July 27, 2016, relating to the financial statements and financial highlights, which appears in the Diversified Real Asset Income Fund’s Annual Report on Form N-CSR for the year ended May 31, 2016. |
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| April 24, 2017 |
As filed with the Securities and Exchange Commission on April 24, 2017 N-14 8C/A 1 d361171dn148ca.htm NUVEEN REAL ASSET INCOME & GROWTH FUND As filed with the Securities and Exchange Commission on April 24, 2017 File No. 333-216753 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. NUVEEN REAL ASSET INCOME AND GROWTH FU |
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| March 16, 2017 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS Exhibit (6)(f) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advi |
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| March 16, 2017 |
NUVEEN REAL ASSET INCOME AND GROWTH FUND POWER OF ATTORNEY EX-99.16 15 d361171dex9916.htm POWERS OF ATTORNEY Exhibit (16) NUVEEN REAL ASSET INCOME AND GROWTH FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, |
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| March 16, 2017 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.C 11 d361171dex9913c.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED JULY 15, 2015 Exhibit (13)(c) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service A |
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| March 16, 2017 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Exhibit (9)(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Fund?), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). |
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| March 16, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.B 14 d361171dex9914b.htm CONSENT OF INDEPENDENT AUDITOR FOR DIVERSIFIED REAL ASSET INCOME FUND Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated July 27, 2016, relating to the financial statements which appear in the May 31, 2016 Annual Report to Share |
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| March 16, 2017 |
Consent of Independent Registered Public Accounting Firm EX-99.14.A 13 d361171dex9914a.htm CONSENT OF INDEPENDENT AUDITOR Exhibit (14)(a) Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Real Asset Income and Growth Fund We consent to the use of our report dated February 28, 2017 with respect to the financial statements of Nuveen Real Asset Income and Growth Fund, included herein, and to the references to our firm |
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| March 16, 2017 |
INVESTMENT SUB-ADVISORY AGREEMENT EX-99.6.D 5 d361171dex996d.htm INVESTMENT SUB-ADVISORY AGREEMENT, DATED OCTOBER 1, 2014 Exhibit (6)(d) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a fed |
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| March 16, 2017 |
INVESTMENT MANAGEMENT AGREEMENT EX-99.6.A 2 d361171dex996a.htm INVESTMENT MANAGEMENT AGREEMENT, DATED OCTOBER 1, 2014 Exhibit (6)(a) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this 1st day of October 2014, by and between Nuveen Real Asset Income and Growth Fund, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consid |
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| March 16, 2017 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.C 4 d361171dex996c.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED JULY 27, 2016 Exhibit (6)(c) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 27th day of July 2016 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, th |
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| March 16, 2017 |
Exhibit (8) NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013) December 2008 TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1. |
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| March 16, 2017 |
As filed with the Securities and Exchange Commission on March 16, 2017 As filed with the Securities and Exchange Commission on March 16, 2017 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. NUVEEN REAL ASSET INCOME AND GROWTH FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Drive Ch |
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| March 16, 2017 |
EX-99.9.B 10 d361171dex999b.htm APPENDIX A TO CUSTODIAN AGREEMENT Exhibit (9)(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of November 7, 2016) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Value Fund Nuveen AMT-Free Quality Municipal Income Fu |
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| March 16, 2017 |
EX-99.13.D 12 d361171dex9913d.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED JANUARY 20, 2017 Exhibit (13)(d) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 20th day of January, 2017, to the Transfer Agency and |
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| March 16, 2017 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.B 3 d361171dex996b.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED JULY 28, 2015 Exhibit (6)(b) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, th |
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| March 16, 2017 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS EX-99.6.E 6 d361171dex996e.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED JULY 28, 2015 Exhibit (6)(e) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have ente |
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| March 16, 2017 |
COVER 40 filename40.htm Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com March 16, 2017 Jacob C. Tiedt Associate +1 312 609 7697 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Real Asset Income and Growth Fund (the “Registrant”) File No. 811-22658 To the Commission: On behalf of the R |
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| March 14, 2017 |
425 1 d361171d425.htm NUVEEN REAL ASSET INCOME & GROWTH FUND Filed by Nuveen Real Asset Income and Growth Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Diversified Real Asset Income Fund Commission File No. 811-22936 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FIN |
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| November 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 29, 2016 |
Nuveen Real Asset Income & Growth Fund - NUVEEN REAL ASSET INCOME AND GROWTH FUND N-Q 1 d261110dnq.htm NUVEEN REAL ASSET INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illin |
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| May 27, 2016 |
Nuveen Real Asset Income & Growth Fund - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 27, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| March 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| November 27, 2015 |
Nuveen Real Asset Income & Growth Fund - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 27, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| July 21, 2015 |
CORRESP 1 filename1.htm July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the |
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| May 29, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| May 29, 2015 |
Nuveen Real Asset Income & Growth Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| February 17, 2015 |
JRI / Nuveen Real Asset Income and Growth Fund DEF 14A - - NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 28, 2014 |
EX-99.CERT 2 a14-2314218ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
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| November 28, 2014 |
Nuveen Real Asset Income & Growth Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 3, 2014 |
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 19, 2014 |
DEFA14A 1 d745674ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl |
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| June 19, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2014 |
EX-99.CERT 2 a14-861618ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| May 19, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 27, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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| February 28, 2013 |
- NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22658 Nuveen Real Asset Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 29, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Real Asset Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 15, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2012 NUVEEN REAL ASSET INCOME AND GROWTH FUND (Exact name of Registrant as specified in its charter) Massachusetts 811-22658 45-4624265 (State or other jurisdicti |
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| November 15, 2012 |
EX-99.1 2 d440268dex991.htm SCRIPT OF CONFERENCE CALL Exhibit 99.1 TF: Good morning everyone and thank you for joining today’s call. I am TR Findlay, Vice President and Closed-End Fund Product Specialist with Nuveen Investments. On today’s call, where we will focus on Nuveen Real Asset Income and Growth Fund (ticker symbol JRI), I am joined by Nuveen Asset Management Real Asset Team lead portfolio |
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| April 23, 2012 |
Nuveen Real Asset Income and Growth Fund Nuveen Fund Advisors, Inc. 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www.nuveen.com April 23, 2012 OVERNIGHT DELIVERY AND EDGAR Kieran Brown Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Nuveen Real Asset Income and Growth Fund Registration Statement on Form N- |
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| March 28, 2012 |
Nuveen Real Asset Income and Growth Fund March 29, 2012 Kieran G. Brown Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Brown: Nuveen Real Asset Income and Growth Fund (333-179180; 811-22658) In connection with the SEC comment response correspondence filed on March 23, 2012, regarding the above captioned fund, d |
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| March 23, 2012 |
Nuveen Real Asset Income and Growth Fund March 23, 2012 Kieran G. Brown Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Mr. Brown: Nuveen Real Asset Income and Growth Fund (333-179180; 811-22658) This letter responds to the comments contained in your letter dated February 24, 2012 regarding the registration statemen |
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| March 23, 2012 |
CORRESP 1 filename1.htm Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 March 23, 2012 BY EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: Nuveen Real Asset Income and Growth Fund 811-22658 333-179180 On behalf of the Nuveen Real Asset Income and Growth Fund (the “Fund”), we hereby make the following representations: (i) The Fu |
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| March 23, 2012 |
- NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 26, 2012 |
- NUVEEN REAL ASSET INCOME AND GROWTH FUND Nuveen Real Asset Income and Growth Fund SECURITIES AND EXCHANGE COMMISSION Washington, D. |
