Statistiche di base
LEI | 1V4KW82TOLZ6S7J7N128 |
CIK | 1176433 |
SEC Filings
SEC Filings (Chronological Order)
April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
|
November 6, 2023 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 17, 2023, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
|
October 13, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254472 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: |
|
October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Preferred & Income Securities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21137 43-1969047 (State or other |
|
September 15, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred & Income Securities Fund (Commission File No. 811-21137) Nuveen Preferred and Income Fund (JPT) Nuveen Preferred & Inc |
|
September 6, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred & Income Securities Fund (Commission File No. 811-21137) NUVEEN PREFERRED AND INCOME FUND (JPT) NUVEEN PREFERRED & INC |
|
August 9, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. |
|
July 17, 2023 |
Nuveen Preferred & Income Opportunities Fund PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. |
|
July 17, 2023 |
Filed by Nuveen Preferred & Income Opportunities Fund Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. |
|
June 30, 2023 |
Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
June 29, 2023 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami June 29, 2023 vedderprice. |
|
June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
June 12, 2023 |
PERFORMANCE DATA SHOWN REPRESENTS PAST PERFORMANCE AND DOES NOT PREDICT OR GUARANTEE FUTURE RESULTS Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred & Income Securities Fund Commission File No. |
|
March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
|
December 27, 2022 |
1 Nuveen Preferred & Income Securities Fund Portfolio of Investments October 31, 2022 (Unaudited) JPS Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 160. |
|
September 30, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254472 NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) (THE ?FUND?) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 18, 2021, AS SUPPLEMENTED 1. The section of the Fund?s SAI entitled ?The Fund?s Investments ? Segregation of Assets? is hereby deleted in its entirety. As a general matter, t |
|
July 14, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254472 NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) (THE ?FUND?) SUPPLEMENT DATED July 14, 2022 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 18, 2021 Effective immediately, the full paragraph that begins at the bottom of page 5 and ends at the top of page 6 of the SAI is deleted and replaced in its entirety with the fo |
|
June 29, 2022 |
1 Nuveen Preferred & Income Securities Fund Portfolio of Investments April 30, 2022 (Unaudited) JPS Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 159. |
|
March 8, 2022 |
Nuveen Preferred & Income Securities Fund Filed Pursuant to Rule 424(b)(3) File No. |
|
February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
|
February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN PREFERRED & INCOME SECURITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21137 43-1969047 (State or oth |
|
February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
|
February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
December 28, 2021 |
* Represents net unrealized appreciation (depreciation). JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 153. |
|
June 28, 2021 |
* Represents net unrealized appreciation (depreciation). JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 157. |
|
June 1, 2021 |
Nuveen Preferred & Income Securities Fund Filed Pursuant to Rule 424(b)(3) File No. |
|
April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
|
March 19, 2021 |
SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Second Amendment (?Amendment?) Is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) {each such investment company, a ?Fund?), and Computershare Inc. |
|
March 19, 2021 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 March 18, 2021 Stifel, Nicolaus & Company, Incorporated One South Street, 15th Floor Baltimore, Maryland 21202 RE: At-the-Market Offerings by Nuveen Preferred & Income Securities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the ?Manager?, ?we? or ?us?) will act as manager of registered at-the-market offerings by the Nuveen Preferred & Income Securities Fund, a Massachusetts business trust (the ?Fund?), of the Fund?s common stock, par value $0. |
|
March 19, 2021 |
Exhibit k.2 FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This First Amendment (?Amendment?) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) (each su |
|
March 19, 2021 |
NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager ?) and Spectrum Asset Management, Inc. |
|
March 19, 2021 |
- NUVEEN PREFERRED & INCOME SECURITIES FUND Table of Contents As filed with the U.S. Securities and Exchange Commission on March 18, 2021 1933 Act File No. 333-[ ] 1940 Act File No. 811-21137 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. and/or ? REGISTRATION STATEM |
|
March 19, 2021 |
March 18, 2021 Nuveen Preferred & Income Securities Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Preferred & Income Securities Fund (JPS): Registration Statement on Form N-2 (File No. |
|
March 19, 2021 |
- NUVEEN PREFERRED & INCOME SECURITIES FUND As filed with the U.S. Securities and Exchange Commission on March 19, 2021 1933 Act File No. 333-254472 1940 Act File No. 811-21137 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 and/or ? REGISTRATION STATEMENT UNDER THE |
|
March 19, 2021 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
|
March 19, 2021 |
CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the ?Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), to be effective August 1, 2020. |
|
March 19, 2021 |
CODE OF ETHICS SPECTRUM ASSET MANAGEMENT, INC. Table of Contents I. Statement of Purpose and General Principles II. Definitions III. Rules for Personal Transactions IV. Personal Securities Transaction Reporting V. Campaign Contributions VI. Sanctions for Violation of the Code of Ethics VII. Monitoring of Personal Securities Transactions VIII. Certification of Compliance with the Code IX. Books and |
|
March 19, 2021 |
March 18, 2021 Nuveen Preferred & Income Securities Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Preferred & Income Securities Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the U. |
|
March 19, 2021 |
Amended and Restated By-Laws of Registrant, dated October 5, 2020, are filed herewith. BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1. |
|
March 19, 2021 |
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY AMENDMENT to the Amended and Restated Custodian Agreement (the ?Agreement?) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Custodian?) and each managem |
|
March 19, 2021 |
Exhibit k.1 Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A. THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (?Effective Date?), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached |
|
March 19, 2021 |
Third Amendment to Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of May 11, 2020 (?Effective Date?), Is to the Transfer Agency and Service Agreement (the ?Agreement?, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a ?Fund?, and Computershare Inc. |
|
March 19, 2021 |
Nuveen Compliance | 13 August 2020 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
|
March 19, 2021 |
NUVEEN PREFERRED & INCOME SECURITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 March 18, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Preferred & Income Securities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the ?Fund?). |
|
March 19, 2021 |
Exhibit i NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective May 8, 2020) TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1. |
|
March 19, 2021 |
Table of Contents CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common Shares, $0. |
|
March 19, 2021 |
Nuveen Funds Code of Ethics for the Independent Trustees I. Summary a. Purpose The purpose of this Code is to help to ensure that the Independent Directors/Trustees (?Trustees?) of the Nuveen Funds place the interests of the Nuveen Funds and their shareholders ahead of the Trustees? own personal interests. This Code has been adopted in recognition of Nuveen?s and the Trustees? fiduciary obligation |
|
March 19, 2021 |
Consent of KPMG LLP is filed herewith. Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Preferred & Income Securities Fund: We consent to the use of our report dated September 28, 2020, with respect to the financial statements and financial highlights of Nuveen Preferred & Income Securities Fund, as of July 31, 2020, incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Prospectus and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2. |
|
March 4, 2021 |
- NUVEEN PREFERRED & INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
December 28, 2020 |
* Represents net unrealized appreciation (depreciation). JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 158. |
|
October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
|
October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
|
October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN PREFERRED & INCOME SECURITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21137 43-1969047 (State or oth |
|
June 30, 2020 |
JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 148. |
|
June 30, 2020 |
JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 148. |
|
April 2, 2020 |
JPS / Nuveen Preferred Securities Income Fund DEFA14A - - NUVEEN PREFERRED & INCOME SECURITIES FUND Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 2, 2020 |
JPS / Nuveen Preferred Securities Income Fund DEF 14A - - NUVEEN PREFERRED & INCOME SECURITIES FUND Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 27, 2019 |
* Represents net unrealized appreciation (depreciation). JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 148. |
|
June 28, 2019 |
JPS / Nuveen Preferred Securities Income Fund NPORT-EX - - JPS Nuveen Preferred & Income Securities Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 153. |
|
February 26, 2019 |
JPS / Nuveen Preferred Securities Income Fund NUVEEN PREFERRED & INCOME SECURITIES FUND Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 28, 2018 |
Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred & Income Securities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
December 28, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred & Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
|
July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
|
June 29, 2018 |
Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred and Income Securities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
June 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
|
February 23, 2018 |
JPS / Nuveen Preferred Securities Income Fund NUVEEN PREFERRED & INCOME SECURITIES FUND Nuveen Preferred & Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
|
December 29, 2017 |
Nuveen Preferred & Income Securities Fund - NUVEEN PREFERRED AND INCOME SECURITIES FUND Nuveen Preferred and Income Securities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred and Income Securities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
June 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Securities Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
June 29, 2017 |
Nuveen Preferred & Income Securities Fund - NUVEEN PREFERRED SECURITIES INCOME FUND Nuveen Preferred Securities Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred Securities Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
February 24, 2017 |
Nuveen Preferred Securities Income Fund NUVEEN PREFERRED SECURITIES INCOME FUND Nuveen Preferred Securities Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 30, 2016 |
EX-99.CERT 2 d279054dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Securities Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan |
|
December 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred Securities Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
July 5, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN PREFERRED SECURITIES INCOME FUND Nuveen Preferred Securities Income Fund As filed with the Securities and Exchange Commission on July 5, 2016 File No. |
|
July 5, 2016 |
NUVEEN QUALITY PREFERRED INCOME FUND 2 POWER OF ATTORNEY Power of Attorney Exhibit 16(b) NUVEEN QUALITY PREFERRED INCOME FUND 2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
|
July 5, 2016 |
Certificate of Name Change Amendment to Declaration of Trust of Registrant Exhibit 1(b) CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN QUALITY PREFERRED INCOME FUND 2 The undersigned, being a majority of the Trustees of Nuveen Quality Preferred Income Fund 2 (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 24th day of June, 2002 by the initial Trustee thereunder (the ?Declaration?), do hereby amend the Declaration, effective as of 9:00 a. |
|
July 5, 2016 |
EX-99.12 3 d207052dex9912.htm OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit 12 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: + 1 (312) 609 7500 F: + 1 (312) 609 5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES May 9, 2016 Nuveen Quality Preferred Income Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Quality Preferred Income Fund 333 West Wacker Dr |
|
June 29, 2016 |
Nuveen Preferred Securities Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Preferred Securities Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
June 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Securities Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
|
February 22, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
February 22, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
February 22, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 20, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 20, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 20, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 15, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 15, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 15, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 5, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 5, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
January 5, 2016 |
Nuveen Preferred Securities Income Fund NUVEEN QUALITY PREFERRED INCOME FUND 2 (Prospectus) Nuveen Quality Preferred Income Fund 2 Filed by Nuveen Quality Preferred Income Fund 2 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen Quality Preferred Income Fund 2 Commission File No. |
|
December 30, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
December 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
December 11, 2015 |
Nuveen Preferred Securities Income Fund ESP Nuveen Quality Preferred Income Fund 2 December 11, 2015 VIA EDGAR CORRESPONDENCE U. |
|
December 11, 2015 |
Nuveen Preferred Securities Income Fund ESP Nuveen Quality Preferred Income Fund 2 December 11, 2015 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Kimberly A. Browning Mr. Kenneth Ellington Re: Nuveen Quality Preferred Income Fund 2 (the ?Registrant? or the ?Acquiring Fund?); File No. 333-207760 To the Commission: On behalf of the Registrant, this letter is in r |
|
December 9, 2015 |
Nuveen Preferred Securities Income Fund ESP Response Letter 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK ? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES NATHANIEL SEGAL ATTORNEY AT LAW +1 (312) 609 7747 nsegal@vedderprice. |
|
December 9, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 3 d32268dex9914.htm CONSENT OF INDEPENDENT AUDITOR Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund 2 Nuveen Quality Preferred Income Fund 3 We consent to the use of our reports dated September 29, 2015 with respect to the financial statements of Nuveen Quality Preferred Income Fund, |
|
December 9, 2015 |
Letter to SEC 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES NATHANIEL SEGAL ATTORNEY AT LAW +1 (312) 609 7747 nsegal@vedderprice. |
|
December 9, 2015 |
EX-99.11 2 d32268dex9911.htm OPINION AND CONSENT OF COUNSEL December 7, 2015 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Quality Preferred Income Fund 2 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Quality Preferred Income Fund 2 Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Quality Preferred Income Fund 2, a Massachusetts busine |
|
December 9, 2015 |
As filed with the Securities and Exchange Commission on December 9, 2015 Nuveen Quality Preferred Income Fund 2 As filed with the Securities and Exchange Commission on December 9, 2015 File No. |
|
December 9, 2015 |
Nuveen Preferred Securities Income Fund ESP Nuveen Quality Preferred Income Fund 2 December 9, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Quality Preferred Income Fund 2 Registration Statement on Form N-14 8C (File No. 333-207760) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby re |
|
December 7, 2015 |
222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK ? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES NATHANIEL SEGAL ATTORNEY AT LAW +1 (312) 609 7747 nsegal@vedderprice. |
|
December 7, 2015 |
Nuveen Preferred Securities Income Fund ESP Response Letter 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK ? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES NATHANIEL SEGAL ATTORNEY AT LAW +1 (312) 609 7747 nsegal@vedderprice. |
|
December 7, 2015 |
December 7, 2015 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Quality Preferred Income Fund 2 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Quality Preferred Income Fund 2 Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Quality Preferred Income Fund 2, a Massachusetts business trust (the ?Acquiring Fund?), in connection with the pre- |
|
December 7, 2015 |
Nuveen Preferred Securities Income Fund ESP Nuveen Quality Preferred Income Fund 2 December 7, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Quality Preferred Income Fund 2 Registration Statement on Form N-14 8C (File No. 333-207760) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby re |
|
December 7, 2015 |
EX-99.12 3 d32268dex9912.htm FORM OF OPINION AND CONSENT OF VEDDER PRICE P.C. [Form of Tax Opinion] , 201 Nuveen Quality Preferred Income Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Quality Preferred Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Quality Preferred Income Fund 3 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Nuveen Quality Pre |
|
December 7, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 4 d32268dex9914.htm CONSENT OF INDEPENDENT AUDITOR Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund 2 Nuveen Quality Preferred Income Fund 3 We consent to the use of our reports dated September 29, 2015 with respect to the financial statements of Nuveen Quality Preferred Income Fund, |
|
December 7, 2015 |
As filed with the Securities and Exchange Commission on December 7, 2015 Nuveen Quality Preferred Income Fund 2 As filed with the Securities and Exchange Commission on December 7, 2015 File No. |
|
November 3, 2015 |
Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
|
November 3, 2015 |
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between NUVEEN QUALITY PREFERRED INCOME FUND 2, a Massachusetts business trust (the ?Fund?), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the ?Adviser?). |
|
November 3, 2015 |
Exhibit 13(b) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 20th day of July, 2015, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the ?Agreement?) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the ?Funds?) and State Street Bank and Trust Company (the ?Transfer Agent?). |
|
November 3, 2015 |
Exhibit 9(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Fund?), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). |
|
November 3, 2015 |
NUVEEN QUALITY PREFERRED INCOME FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Notice of Continuance of Investment Sub-Advisory Agreement NUVEEN QUALITY PREFERRED INCOME FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Spectrum Asset Management Inc. |
|
November 3, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 9 d32268dex9914.htm CONSENT OF INDEPENDENT AUDITOR Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund 2 Nuveen Quality Preferred Income Fund 3 We consent to the use of our reports dated September 29, 2015 with respect to the financial statements of Nuveen Quality Preferred Income Fund, |
|
November 3, 2015 |
Appendix A to Custodian Agreement Exhibit 9(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of September 28, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen Arizona Premium Income Municip |
|
November 3, 2015 |
As filed with the Securities and Exchange Commission on November 3, 2015 Nuveen Quality Preferred Income Fund 2 As filed with the Securities and Exchange Commission on November 3, 2015 File No. |
|
November 3, 2015 |
INVESTMENT SUB-ADVISORY AGREEMENT Investment Sub-Advisory Agreement INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Spectrum Asset Management, Inc. |
|
November 3, 2015 |
NUVEEN QUALITY PREFERRED INCOME FUND 2 POWER OF ATTORNEY EX-99.16 10 d32268dex9916.htm POWERS OF ATTORNEY NUVEEN QUALITY PREFERRED INCOME FUND 2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of the |
|
November 3, 2015 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the ?Nuveen Closed-End Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?); WHEREAS, the parties hereto are the contracting parties under each certain Investment Management Agreement (the ?Agreemen |
|
July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
|
June 29, 2015 |
Nuveen Preferred Securities Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
June 29, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
|
February 17, 2015 |
JPS / Nuveen Preferred Securities Income Fund DEF 14A - - NUVEEN QUALITY PREFERRED FUND 2 Nuveen Quality Preferred Fund 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
December 30, 2014 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
|
December 30, 2014 |
Nuveen Preferred & Income Securities Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
|
June 27, 2014 |
EX-99.CERT 2 a14-156822ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
June 27, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
|
June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
|
June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
|
June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
|
May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
|
March 11, 2014 |
- NUVEEN QUALITY PREFERRED INCOME FUND 2 Nuveen Quality Preferred Income Fund 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 10, 2014 |
- NUVEEN QUALITY PREFERRED INCOME FUND 2 Nuveen Quality Preferred Income Fund 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 30, 2013 |
EX-99.CERT 2 a13-256452ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
December 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
June 28, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
|
June 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
|
February 28, 2013 |
- NUVEEN QUALITY PREFERRED INCOME FUND 2 Nuveen Quality Preferred Income Fund 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 28, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
|
December 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
|
June 29, 2012 |
EX-99.CERT 2 a12-140806ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
June 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
March 1, 2012 |
Final Proxy DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
February 17, 2012 |
CORRESP February 17, 2012 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
February 2, 2012 |
- NUVEEN QUALITY PREFERRED INCOME FUND 2 Nuveen Quality Preferred Income Fund 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 30, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
|
December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 27, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
|
March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
November 29, 2010 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
|
May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 28, 2010 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
|
April 22, 2010 |
April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the responses relate to all |
|
February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Quality Preferred Income Fund 2 (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 67072C204 67072C303 67072C402 67072C501 67072C600 67072C709 67072C808 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of |
|
November 27, 2009 |
EX-99.CERT 2 a09-323876ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
November 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 29, 2009 |
EX-99.CERT 2 a09-120176ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
May 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
April 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
March 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o De |
|
March 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
February 10, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
|
November 28, 2008 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
November 28, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 30, 2008 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
May 30, 2008 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
May 16, 2008 |
JENNIFER M. GOODMAN 312-609-7732 [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Jim O?Connor Re: Nuveen New York Dividend Advantage Municipal Fund, Nuveen New York Dividend Advantage Municipal Fund 2, Nuveen New York Investment Quality Municipal Fund, Inc., Nuveen New York Municipal Value Fund, Inc., Nuveen New York Performa |
|
May 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
April 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
November 29, 2007 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
November 29, 2007 |
EX-99.CERT 2 c19312exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
|
October 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
September 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
August 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
August 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
|
May 30, 2007 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
May 30, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
November 28, 2006 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
|
November 28, 2006 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
|
May 30, 2006 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
|
May 30, 2006 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
|
November 29, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
November 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
|
May 27, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
|
May 27, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
November 29, 2004 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Quality Preferred Income Fund 2; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
November 29, 2004 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21137 Nuveen Quality Preferred Income Fund 2 (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois, 60606 Address of principal executive offices) (Zip code) Jessica R. |
|
September 19, 2003 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT REG. SEC.240.14a-101 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement [ ] Confidential, for Use of the Commission Only (as permitted by Rul |
|
March 20, 2003 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Com |
|
March 18, 2003 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Com |
|
February 26, 2003 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Com |
|
December 26, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |
|
November 26, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |
|
November 22, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |
|
November 21, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |
|
November 21, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |