Statistiche di base
| LEI | 5299008KH3C585Z0DS77 |
| CIK | 1036044 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Identiv, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| August 8, 2025 |
Amended and Restated Bylaws of Identiv, Inc., as amended June 10, 2025 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF IDENTIV, INC. A DELAWARE CORPORATION (as amended June 10, 2025) TABLE OF CONTENTS Page ARTICLE 1 Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE 2 Meeting of Stockholders 1 2.1 Place of Meeting 1 2.2 Annual Meeting. 1 2.3 Advance Notice of Business to be Brought before a Meeting. 1 2.4 Advance Notice of Nominations for Election of Directors |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 7, 2025 |
Exhibit 99.1 Identiv Reports Second Quarter 2025 Financial Results Announced Strategic Partnership with Grocery Logistics Leader IFCO to Digitize their Global RPC Pool Completed Transfer of Production from Singapore to State-of-the-art Thailand Facility Launched Partnership with Narravero to Accelerate Digital Product Passport Adoption and Compliance Santa Ana, Calif. — August 7, 2025 — Identiv, I |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 04, 2025 Identiv, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2025 Identiv, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 Identiv, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 13, 2025 |
Restated Certificate of Incorporation of Identiv, Inc. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF IDENTIV, INC. (Originally incorporated on December 13, 1996 under the name SCM Microsystems, Inc.) I. The name of this corporation is Identiv, Inc. (hereinafter sometimes referred to as the “Corporation”). II. The address of the registered office of the Corporation in the State of Delaware is Incorporating Services, Ltd., 3500 S. DuPont Highway, |
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| June 13, 2025 |
Amended and Restated Bylaws of Identiv, Inc., as amended June 10, 2025. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF IDENTIV, INC. A DELAWARE CORPORATION (as amended June 10, 2025) TABLE OF CONTENTS Page ARTICLE 1 Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE 2 Meeting of Stockholders 1 2.1 Place of Meeting 1 2.2 Annual Meeting. 1 2.3 Advance Notice of Business to be Brought before a Meeting. 1 2.4 Advance Notice of Nominations for Election of Directors |
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| May 30, 2025 |
Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 EX-1.01 Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Introduction This is the Conflict Minerals Report of Identiv, Inc. (“Identiv”, “our” or “we”) filed with the U.S. Securities and Exchange Commission (the “SEC”) for the year ended December 31, 2024 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 19 |
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| May 30, 2025 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1900-B Carnegie Avenue Santa Ana, California 92705 (Address of Principal Executive |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 7, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 7, 2025 |
Exhibit 99.1 Identiv Reports First Quarter 2025 Financial Results Seasoned Financial Expert Mick Lopez Appointed to Identiv Board of Directors Partnering with Tag-N-Trac to Deliver Cold Chain Tracking and Compliance Solutions for Pharmaceutical Industry Collaborating with InPlay to Co-Develop Smart BLE Labels for IoT Logistics Applications Santa Ana, Calif. — May 7, 2025 — Identiv, Inc. (NASDAQ: I |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 15, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 14, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| March 17, 2025 |
Exhibit 19.1 INSIDER TRADING POLICY AND PROCEDURES AND GUIDELINES GOVERNING INSIDER TRADING AND TIPPING FOR IDENTIV, INC. I. PURPOSE The Board of Directors of Identiv, Inc. (the “Company”) has adopted this Insider Trading Policy (this “Policy”) to promote compliance with federal, state and foreign securities laws that prohibit persons who are aware of "material non-public information" about a comp |
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| March 17, 2025 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv Pte. Ltd. Singapore Identiv (Thaila |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 5, 2025 |
Exhibit 99.1 Identiv Reports Fourth Quarter and Fiscal Year 2024 Financial Results Perform-Accelerate-Transform Strategy Implementation Underway with Strengthened Commercial Team Santa Ana, Calif. — March 5, 2025 — Identiv, Inc. (NASDAQ: INVE), a global leader in RFID-enabled Internet of Things (IoT) solutions, today released its financial results for the fourth quarter and fiscal year ended Decem |
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| March 5, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 13, 2024 |
INVE / Identiv, Inc. / Portolan Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm2428231d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 1 )* Identiv, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45170X205 (CUSIP Number) September 3 |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 12, 2024 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO Stock and Asset PURCHASE AGREEMENT This Amendment No. 1, dated as of September 6, 2024 (this “Amendment”), is entered into by and between Identiv, Inc., a Delaware corporation (“Seller”), and Hawk Acquisition, Inc., a Delaware corporation (“Buyer”). RECITALS: WHEREAS, Buyer and Seller are parties to that certain Stock and Asset Purchase Agreement, |
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| November 7, 2024 |
Exhibit 99.1 Identiv Reports Third Quarter 2024 Financial Results Closed Asset Sale Transaction on September 6, 2024 Announces $10 Million Stock Repurchase Program Introduces Perform-Accelerate-Transform Strategy Framework Santa Ana, Calif. — November 7, 2024 — Identiv, Inc. (NASDAQ: INVE), a global leader in RFID-enabled Internet of Things (IoT) solutions, today released its financial results for |
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| November 7, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 9, 2024 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Unaudited Pro Forma Condensed Consolidated Financial Information The following unaudited pro forma condensed consolidated financial information has been derived from the historical consolidated financial statements of Identiv, Inc. (the “Company”), adjusted to give effect to the Asset Sale (as defined below) of its Physi |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2024 |
Exhibit 10.1 SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Sixth Amendment to Amended and Restated Loan and Security Agreement is entered into as of May 6, 2024 (the “Amendment”), by and between EAST WEST BANK (“Bank”) and IDENTIV, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of Februa |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 8, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 8, 2024 |
Exhibit 99.1 Identiv Reports Second Quarter 2024 Financial Results Transformative $145 Million Agreement Approved by Stockholders on June 28; On Track to Close in Q3 2024, Subject to Regulatory Approval IoT Strategic Growth and Go-to-Market Plan Advances; Conclusion Expected in Q4 2024 Thailand Production Facility Earns ISO 9001:2015 and ISO 14001:2015 Certifications FREMONT, Calif. — August 8, 20 |
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| July 18, 2024 |
2011 Incentive Compensation Plan, as amended through March 4, 2024. Exhibit 99.1 IDENTIV, INC. 2011 INCENTIVE COMPENSATION PLAN (AS AMENDED THROUGH MARCH 4, 2024) IDENTIV, INC. 2011 INCENTIVE COMPENSATION PLAN (AS AMENDED THROUGH MARCH 4, 2024) 1. Purpose 1 2. Definitions 1 3. Administration 5 4. Shares Subject to Plan 5 5. Eligibility; Per-Person Award Limitations 6 6. Specific Terms of Awards 6 7. Certain Provisions Applicable to Awards 11 8. Change in Control 1 |
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| July 18, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) Identiv, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, $0.001 pa |
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| July 18, 2024 |
As filed with the Securities and Exchange Commission on July 18, 2024 As filed with the Securities and Exchange Commission on July 18, 2024 Registration No. |
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| July 2, 2024 |
INVE / Identiv, Inc. / Hawk Acquisition, Inc. - SC 13D/A Activist Investment SC 13D/A 1 ef20032038sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Hawk Acquisition, Inc. c/o Protech Inc. 529 Vista Blvd., A-3 Sparks, Nevada 89434 +1 (775) 856- |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 2201 Walnut Avenue, Suite 100, Fremont, California 94538 (Address of Principal Execut |
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| May 24, 2024 |
Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 Introduction This is the Conflict Minerals Report of Identiv, Inc. (“Identiv”, “our” or “we”) filed with the U.S. Securities and Exchange Commission (the “SEC”) for the year ended December 31, 2023 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as a |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 22, 2024 |
INVE / Identiv, Inc. / Bleichroeder LP - IDENTIV13DA Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3) Under the Securities Exchange Act of 1934 Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Bleichroeder LP 1345 Avenue of the Americas, 47th Floor, New York, New York 10105 (212) 698-3101 (Name, Address and Telephone Number of Person Authoriz |
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| May 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 8, 2024 |
Exhibit 99.1 Identiv Reports First Quarter 2024 Financial Results Signed Transformative $145 Million Agreement on April 2, 2024; Expected Closing in Q3 FY 2024, Subject to Approvals New President, IoT Solutions Joins Identiv; Will Become CEO Post-Close of Transaction Gross Margins Expand to Highest Levels since Q3 2021 FREMONT, Calif. — May 8, 2024 — Identiv, Inc. (NASDAQ: INVE), a global digital |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 30, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| April 30, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) Identiv, Inc. |
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| April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSIO |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 18, 2024 |
Exhibit 10.1 April 17, 2024 Justin Scarpulla Via email to Re: Amendment to Employment Letter Agreement Dear Justin: This letter agreement (the “Amendment”) reaffirms and amends the offer letter agreement between you and Identiv, Inc. (the “Company”) dated October 25, 2021 (the “Employment Letter Agreement”) as follows: 1. Base Salary; Quarterly Performance Bonus Effective as of April 1, 2024, your |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 16, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 12, 2024 |
EX-99.4 2 ef20026888ex4.htm EXHIBIT 4 Exhibit 4 JOINT FILING AGREEMENT Pursuant to and in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13(d) of the Exchange Act or any rule or regulation thereunder (including a |
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| April 12, 2024 |
INVE / Identiv, Inc. / Hawk Acquisition, Inc. - SC 13D Activist Investment SC 13D 1 ef20026888sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Hawk Acquisition, Inc. c/o Protech Inc. 529 Vista Blvd., A-3 Sparks, Nevada 89434 +1 (775) 856-7333 S |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 4, 2024 |
INVE / Identiv, Inc. / Bleichroeder LP - IDENTIV13DA Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Bleichroeder LP 1345 Avenue of the Americas, 47th Floor, New York, New York 10105 (212) 698-3101 (Name, Address and Telephone Number of Person Authoriz |
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| April 3, 2024 |
Exhibit 99.2 Identiv Announces Asset Purchase Agreement with Security Solutions Provider Vitaprotech for $145 Million Appoints Kirsten Newquist as President to lead Identiv’s IoT Solutions Business Proceeds from Transaction Intended to Fund Future Growth and Value Creation of Identiv’s IoT Solutions Business Combination of Identiv’s Security Businesses with European Security Solutions Leader Vitap |
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| April 3, 2024 |
Exhibit 99.3 Identiv Identiv IoT IoT Investor Investor Presentation Presentation April 3, 2024 2024 1 Safe Harbor Forward-Looking Information This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are those involving future events and future results that are based on current expectations as well a |
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| April 3, 2024 |
Exhibit 99.1 EXECUTION VERSION VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of April 2, 2024 (this “Agreement”), is entered into by and between Hawk Acquisition, Inc., a Delaware corporation (“Buyer”) and each of the entities set forth on Schedule A (each such Person, together with any Persons added to Schedule A after the date hereof in accordance with Section 4.1(b), |
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| April 3, 2024 |
Offer Letter dated March 14, 2024 between Identiv, Inc. and Kirsten F. Newquist. Exhibit 10.1 March 14, 2024 RE: Offer Letter—President Kirsten Newquist Via email Dear Kirsten: Identiv, Inc. (the “Company”) is pleased to offer you the position of President of the Company’s RFID business subject to the terms and conditions of this letter agreement (this “Agreement”). Position and Duties As President, you will report to the Company’s Chairman of the Board of Directors (the “Boar |
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| April 3, 2024 |
Exhibit 2.1 EXECUTION VERSION STOCK AND ASSET PURCHASE AGREEMENT by and between IDENTIV, INC. and HAWK ACQUISITION, INC. Dated as of April 2, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; REFERENCES 2 Section 1.1 Specific Definitions 2 Section 1.2 Other Terms 22 Section 1.3 Other Definitional Provisions; References 22 ARTICLE II PURCHASE AND SALE; ASSUMPTION OF LIABILITIES 23 Section 2.1 Purc |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 15, 2024 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv Pvt. Ltd. India Identiv Pte. Ltd. S |
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| March 15, 2024 |
Exhibit 10.13 FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Fifth Amendment to Amended and Restated Loan and Security Agreement is entered into as of March 4, 2024 (the “Amendment”), by and between EAST WEST BANK (“Bank”) and IDENTIV, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of Feb |
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| March 15, 2024 |
Incentive-Based Compensation Recoupment Policy. Exhibit 97.1 IDENTIV, INC. INCENTIVE-BASED COMPENSATION RECOUPMENT POLICY Adopted: December 1, 2023 1. Purpose Identiv, Inc., a Delaware corporation (the “Company”), has adopted this Incentive-Based Compensation Recoupment Policy (this “Policy”) to comply with Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, as codified by Section 10D of the Securities Exchange |
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| March 14, 2024 |
INVE / Identiv, Inc. / Portolan Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. )* Identiv, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45170X205 (CUSIP Number) March 6, 2024 (Date of Event Which Requires Filing of t |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| March 12, 2024 |
EX-99.1 Exhibit 99.1 Identiv Reports Fourth Quarter and Full Year 2023 Financial Results Record Fiscal Year Revenues of $116.4 million Delivered $4.8 million in Cash Flow from Operations in Fourth Quarter 2023 Secured Second Facility in Thailand for Future RFID Production FREMONT, Calif. — March 12, 2024 — Identiv, Inc. (NASDAQ: INVE), a global digital security and identification leader in the Int |
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| February 14, 2024 |
INVE / Identiv, Inc. / Portolan Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 3 )* Identiv, Inc. (Name of Issuer) Common (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of t |
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| February 14, 2024 |
INVE / Identiv, Inc. / Flint Ridge Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Identiv, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 13, 2024 |
INVE / Identiv, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01163-identivinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Identiv Inc Title of Class of Securities: Common Stock CUSIP Number: 45170X205 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Sch |
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| November 9, 2023 |
INVE / Identiv Inc / Flint Ridge Capital LLC Passive Investment SC 13G 1 inve13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Identiv, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 45170X205 (CUSIP Number) May 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 7, 2023 |
Exhibit 99.1 Identiv Reports Third Quarter 2023 Business Results Record Quarterly Revenues of $31.8 million Premises Revenues Grew 15% Year-over-Year; RFID Units Shipped Increased 18% Year-over-Year Gross Margins and Non-GAAP Adjusted EBITDA Expand to Highest Levels since Q3 2021 FREMONT, Calif. — November 7, 2023 — Identiv, Inc. (NASDAQ: INVE), a global digital security and identification leader |
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| November 7, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 23, 2023 |
INVE / Identiv Inc / Bleichroeder LP Activist Investment SC 13D/A 1 Identiv13D.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Bleichroeder LP 1345 Avenue of the Americas, 47th Floor, New York, New York 10105 (212) 698-3101 (Name, Address and Telephone |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 11, 2023 |
EX-10.1 Exhibit 10.1 October 4, 2023 Steven Humphreys Via email to Re: Amendment to Employment Letter Agreement Dear Steve: This letter agreement (the “Amendment”) reaffirms and amends the offer letter agreement between you and Identiv, Inc. (the “Company”) dated September 14, 2015 (the “Employment Letter Agreement”) as follows: 1. Base Salary; Annual Performance Bonus Effective as of September 1, |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 3, 2023 |
Exhibit 99.1 Identiv Reports Second Quarter 2023 Business Results Record Revenue for a Fiscal Second Quarter, with Strong Gross Margins Year-over-Year Generated Net Operating Cash and Non-GAAP Positive Free Cash Flow RFID Production Facility in Thailand Fully Operational FREMONT, Calif. — August 3, 2023 — Identiv, Inc. (NASDAQ: INVE), a global digital security and identification leader in the Inte |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 23, 2023 |
Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 Introduction This is the Conflict Minerals Report of Identiv, Inc. (“Identiv”, “our” or “we”) filed with the U.S. Securities and Exchange Commission (the “SEC”) for the year ended December 31, 2022 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as a |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 2201 Walnut Avenue, Suite 100, Fremont, California 94538 (Address of Principal Execut |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 8, 2023 |
INVE / Identiv Inc / Bleichroeder LP - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Identiv, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45170X205 (CUSIP Number) Bleichroeder LP 1345 Avenue of the Americas, 47th Floor, New York, New York 10105 (212) 698-3101 (Name, Address and Telephone Number of Person Authorized to Receive Noti |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 4, 2023 |
EX-99.1 Exhibit 99.1 Identiv Reports First Quarter 2023 Business Results Record Revenue for a Fiscal First Quarter, with Stable Gross Margins Year-over-Year FREMONT, Calif. — May 4, 2023 — Identiv, Inc. (NASDAQ: INVE), global digital security and identification leader in the Internet of Things (IoT), today reported its financial results for the first quarter ended March 31, 2023. Recent Financial |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 16, 2023 |
Exhibit 10.12 THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Third Amendment to Amended and Restated Loan and Security Agreement is entered into as of December 30, 2022 (the “Amendment”), by and between EAST WEST BANK (“Bank”) and IDENTIV, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of |
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| March 16, 2023 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv Pvt. Ltd. India Identiv Pte. Ltd. S |
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| March 2, 2023 |
EX-99.1 Exhibit 99.1 Identiv Reports Fourth Quarter and Fiscal Year 2022 Results FY 2022 Revenue was a Record $112.9 Million Total Backlog Grew 16% Year-Over-Year to $35.0 Million FY 2022 Revenue from Premises Up 17% Year-Over-Year to $45.5 Million RFID Units Shipped Grew 28% Sequentially FREMONT, Calif. — March 2, 2023 — Identiv, Inc. (NASDAQ: INVE), global digital security and identification lea |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| February 14, 2023 |
INVE / Identiv Inc / Bleichroeder LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Identiv, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 13, 2023 |
INVE / Identiv Inc / Portolan Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm236395d6sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 2 )* Identiv, Inc. (Name of Issuer) Common (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2022 |
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| February 8, 2023 |
Exhibit 10.1 FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Fourth Amendment to Amended and Restated Loan and Security Agreement is entered into as of February 8, 2023 (the “Amendment”), by and between EAST WEST BANK (“Bank”) and IDENTIV, INC. (“Borrower”). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of |
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| February 8, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 2, 2022 |
Exhibit 99.1 Identiv Reports Third Quarter 2022 Results Record Quarterly Total Revenue at $31.0 Million Total Backlog Grew to $36.9M, up 31% Year-Over-Year RFID Units Shipped Grew 17% Year-Over-Year Premises Up 14% Year-Over-Year, Much Faster than Industry Average Growth FREMONT, Calif. ? November 2, 2022 ? Identiv, Inc. (NASDAQ: INVE), global digital security and identification leader in the Inte |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 3, 2022 |
Exhibit 99.1 Identiv Reports Second Quarter 2022 Results RFID Revenue Grew 41% Year-Over-Year Premises Grew 19% Year-Over-Year, More than Three Times the Industry Average Total Revenue Increases 16% Year-Over-Year GAAP Gross Profit Margin Expansion +87 bps Sequentially to 37% Non-GAAP Gross Profit Margin Expansion +97 bps Sequentially to 38% FREMONT, Calif. ? August 3, 2022 ? Identiv, Inc. (NASDAQ |
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| May 31, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 2201 Walnut Avenue, Suite 100, Fremont, California 94538 (Address of Principal Execut |
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| May 25, 2022 |
Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 Introduction This is the Conflict Minerals Report of Identiv, Inc (?Identiv?, ?our? or ?we?) filed with the U.S. Securities and Exchange Commission (the ?SEC?) for the year ended December 31, 2021 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as am |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 4, 2022 |
Exhibit 99.1 Identiv Reports First Quarter 2022 Results Total Revenue Increases 13% Year-Over-Year Gross Margin expansion +275 bps sequentially RFID Unit Shipments Up 20% Year-Over-Year 23% Year-over-Year Growth in Premises Driven by share gains in Commercial market FREMONT, Calif. ? May 4, 2022 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification in the Internet |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 20, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Second Amendment to Amended and Restated Loan and Security Agreement is entered into as of April 14, 2022 (the ?Amendment?), by and between EAST WEST BANK (?Bank?) and IDENTIV, INC. (?Borrower?). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of F |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| April 13, 2022 |
Enabling the IoT: Creating a Digital Identity for Every Physical Object INVESTOR PRESENTATION April 13, 2022 ? 2022 Identiv, Inc. |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ?Preliminary Proxy Statement ?Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?Definitiv |
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| April 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| March 14, 2022 |
Exhibit 10.14 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This First Amendment to Amended and Restated Loan and Security Agreement is entered into as of April 30, 2021 (the ?Amendment?), by and between EAST WEST BANK (?Bank?) and IDENTIV, INC. (?Borrower?). RECITALS Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of Fe |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 14, 2022 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv Pvt. Ltd. India Identiv Pte. Ltd. S |
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| March 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 2, 2022 |
Exhibit 99.1 Identiv Reports Fourth Quarter and Fiscal Year 2021 Results Total Fiscal Year Revenue Increases 19% Year-Over-Year, Driven by 23% Year-over-Year Growth in Identity RFID Unit Shipments Up 36% Year-Over-Year to Record 185 Million Units FREMONT, Calif. ? March 2, 2022 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification in the Internet of Things (IoT), r |
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| February 14, 2022 |
INVE / Identiv Inc / Bleichroeder LP - IDENTIV - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Identiv, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 11, 2022 |
INVE / Identiv Inc / Portolan Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d ?1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d?2. (Amendment No. 1 )* Identiv, Inc. (Name of Issuer) Common (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of t |
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| December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 7, 2021 |
Offer Letter between Identiv, Inc. and Justin Scarpulla. Exhibit 10.1 October 25th 2021 Mr. Justin Scarpulla Dear Justin: I?m very excited to invite you to join the leadership team of Identiv, Inc. (the ?Company?), with an anticipated start date of December 13th 2021, or such other date we mutually agree on (your actual start date hereinafter the ?Effective Date?). This offer letter sets forth the terms and conditions of your prospective employment with |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 2, 2021 |
Exhibit 99.1 Identiv Reports Third Quarter 2021 Results Total Revenue Increases 17% Year-Over-Year, Driven by 27% Sequential Growth in Identity $2.9 million in Cash Flow from Operations, All Outstanding Debt Retired FREMONT, Calif. ? November 2, 2021 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported financial results for the third quarter ended Septem |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 3, 2021 |
Exhibit 99.1 Identiv Reports Second Quarter 2021 Results Total Revenue Increases 26% Year-Over-Year, Driven by 39% Growth in RFID Company Increases High End of Guidance to $106 million FREMONT, Calif. ? August 3, 2021 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported financial results for the second quarter ended June 30, 2021, demonstrating continued |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 1, 2021 |
Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 Introduction This is the Conflict Minerals Report of Identiv, Inc (?Identiv?, ?our? or ?we?) filed with the U.S. Securities and Exchange Commission for the year ended December 31, 2020 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as amended (the ? |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-29440 77-0444317 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2201 Walnut Avenue, Suite 100 Fremont, California 94538 (Address of principal exec |
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| May 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 18, 2021 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 11, 2021 |
Waiver Under Note and Warrant Purchase Agreement, dated as of March 31, 2021. Exhibit 10.1 WAIVER UNDER NOTE AND WARRANT PURCHASE AGREEMENT THIS WAIVER UNDER NOTE AND WARRANT PURCHASE AGREEMENT (this ?Waiver?) is entered into as of March 31, 2021 by and between Identiv, Inc., a Delaware corporation (the ?Company?), 21 April Fund, Ltd. (the ?Holder?) and 21 April Fund, LP. Capitalized terms not defined herein have the meanings ascribed to them in the Purchase Agreement (as d |
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| May 11, 2021 |
Quarterly Report - Q1'2021 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 6, 2021 |
Exhibit 99.1 Identiv Reports First Quarter 2021 Results Total Revenue Increases 22% Year-Over-Year, Driven by 59% Growth in RFID FREMONT, Calif. ? May 6, 2021 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported financial results for the first quarter ended March 31, 2021, demonstrating the increasingly broad adoption of RFID and expansion within the fed |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. )* Identiv, Inc. (Name of Issuer) Common (Title of Class of Securities) 45170X205 (CUSIP Number) April 8, 2021 (Date of Event Which Requires Filing of this St |
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| April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| April 9, 2021 |
3,286,385 Shares Identiv, Inc. Common Stock Table of Contents Filed pursuant to Rule 424B(2) File No. 333-254423 Prospectus Supplement (To Prospectus dated March 25, 2021) 3,286,385 Shares Identiv, Inc. Common Stock We are offering 3,286,385 shares of our common stock. Our common stock is traded on the Nasdaq Capital Market under the symbol ?INVE.? On April 7, 2021, the last reported sale price of shares of our common stock on the Nasdaq Ca |
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| April 8, 2021 |
Exhibit 1.1 Execution Version IDENTIV, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT April 7, 2021 B. Riley Securities, Inc. As Representative of the Several Underwriters set forth on Schedule C hereto 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: Identiv, Inc., a Delaware corporation (the ?Company?), proposes to issue and sell to the sev |
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| April 8, 2021 |
Identiv Announces Pricing of Public Offering of Common Stock EX-99.1 Exhibit 99.1 Identiv Announces Pricing of Public Offering of Common Stock FREMONT, CA, April 8, 2021 — Identiv, Inc. (Nasdaq: INVE) today announced the pricing of an underwritten public offering of 3,286,385 shares of its common stock at a price to the public of $10.65 per share. All of the shares in the offering are being sold by Identiv. The gross proceeds to Identiv from the offering, b |
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| April 8, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 7, 2021 (Date of earliest event reported) Identiv, Inc. (Exact name of registrant as specified in its charter) Delaware 000-29440 77-0444317 (State or other jurisdiction of incorporation or organization) (Commis |
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| April 7, 2021 |
Subject to completion, dated April 7, 2021 Table of Contents Filed pursuant to Rule 424(b)(3) File No. 333-254423 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospect |
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| April 7, 2021 |
Investor Presentation April 2021 ? 2021 Identiv, Inc. | All Rights Reserved | NASDAQ: INVE Exhibit 99.2 Note Regarding Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are those involving future events and future results that are based on current expectations as we |
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| April 7, 2021 |
Identiv Announces Launch of Public Offering of Common Stock EX-99.1 Exhibit 99.1 Identiv Announces Launch of Public Offering of Common Stock FREMONT, CA, April 7, 2021 — Identiv, Inc. (Nasdaq: INVE) today announced that it intends to offer shares of its common stock for sale in an underwritten public offering. All of the shares in the offering are being offered by Identiv. In addition, Identiv expects to grant the underwriters a 30-day option to purchase u |
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| April 7, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 7, 2021 (Date of earliest event reported) Identiv, Inc. (Exact name of registrant as specified in its charter) Delaware 000-29440 77-0444317 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 23, 2021 |
IDENTIV, INC. 2201 Walnut Avenue, Suite 100 Fremont, California, 94538 March 23, 2021 IDENTIV, INC. 2201 Walnut Avenue, Suite 100 Fremont, California, 94538 March 23, 2021 VIA FACSIMILE AND EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Identiv, Inc. - Registration Statement on Form S-3 File No. 333-254423 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Identiv, Inc. (th |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, |
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| March 18, 2021 |
- REGISTRATION STATEMENT ON FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on March 18, 2021 Registration No. |
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| March 12, 2021 |
Amendment to Secured Subordinated Promissory Note dated February 5, 2021. Exhibit 10.3 AMENDMENT TO SECURED SUBORDINATED PROMISSORY NOTE THIS AMENDMENT TO SECURED SUBORDINATED PROMISSORY NOTE (this ?Amendment?) is entered into as of February 5, 2021 by and between Identiv, Inc., a Delaware corporation (the ?Company?), and 21 April Fund, Ltd. (the ?Holder?). WHEREAS, on May 5, 2020, the Company issued a Secured Subordinated Promissory Note (the ?Note?) to the Holder in t |
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| March 12, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv Pvt. Ltd. India Identiv Pte. Ltd. S |
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| March 12, 2021 |
- REGISTRATION STATEMENT ON FORM S-8 As filed with the Securities and Exchange Commission on March 12, 2021 Registration No. |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 12, 2021 |
Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| March 12, 2021 |
Amendment to the Amended and Restated Settlement Agreement effective as of April 13, 2020. Exhibit 10.6 AMENDMENT to the AMENDED AND RESTATED SETTLEMENT AGREEMENT This Amendment (?Amendment?) is effective as of this 15th day of April, 2020 (?Amendment Effective Date?) and modifies the Amended and Restated Settlement Agreement made by and between Hirsch Electronics Corporation (?Hirsch?), Secure Keyboards Ltd. (?Keyboards?), and Secure Networks Ltd. (?Networks?) on April 8, 2009 (?Agreem |
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| March 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 4, 2021 |
Exhibit 99.1 Identiv Reports Fourth Quarter and Fiscal Year 2020 Results Fourth Quarter Revenue Increases 31% and RFID Revenue Increases over 100% Year-over-Year, Positioning the Company for a Strong 2021 FREMONT, Calif. ? March 4, 2021 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported financial results for the fourth quarter and fiscal year ended Dec |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Identiv, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 11, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d118096d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporat |
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| February 11, 2021 |
EX-10.1 Exhibit 10.1 IDENTIV, INC. EAST WEST BANK AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT is entered into as of February 8, 2021, by and between EAST WEST BANK (“Bank”) and IDENTIV, INC., a Delaware corporation (“Parent”). RECITALS Borrowers and Bank are parties to that certain Loan and Security Agreement dated as of February 8, 2017 a |
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| February 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 IDENTIV, INC. (Exact name of registrant as specified in its charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 9, 2021 |
EX-99.1 Exhibit 99.1 Identiv’s Operational Momentum Sets Positive Outlook for 2021 Preliminary 4th Quarter 2020 Revenue of $24.6 to $24.8 Million, 30% Growth Year-Over-Year and Positive Cash Flow from Operations • 2020 Operational & Financial Milestones Position Company for Strong 2021 • Company Outlines 2021 Strategic Priorities FREMONT, Calif. — February 9, 2021 — Identiv, Inc. (NASDAQ: INVE), a |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 10, 2020 |
Exhibit 99.1 Identiv Reports Third Quarter 2020 Results Revenue Increases 30% Sequentially to $24.9 Million, RFID Revenue Increases over 100% Year-over-Year, Driving Positive Earnings per Share FREMONT, Calif. ? November 10, 2020 ? Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported financial results for the third quarter ended September 30, 2020. Third Q |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 IDENTIV, INC. (Exact name of registrant as specified in its charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 29, 2020 |
EX-99.1 Exhibit 99.1 Identiv Reports Preliminary Third Quarter 2020 Results Company Expects Approximately 30% Sequential Increase in Revenue to $24.8 Million to $25.0 Million and Positive Earnings per Share FREMONT, Calif. — October 29, 2020 — Identiv, Inc. (NASDAQ: INVE), a global leader in digital security and identification, reported preliminary results for the third quarter ended September 30, |
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| August 11, 2020 |
Exhibit 10.2 IDENTIV, INC. 2011 INCENTIVE COMPENSATION PLAN (AS AMENDED THROUGH MARCH 10, 2020) IDENTIV, INC. 2011 INCENTIVE COMPENSATION PLAN (AS AMENDED THROUGH MARCH 10, 2020) 1. Purpose 1 2. Definitions 1 3. Administration 4 4. Shares Subject to Plan 5 5. Eligibility; Per-Person Award Limitations 6 6. Specific Terms of Awards 6 7. Certain Provisions Applicable to Awards 11 8. Change in Control |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 6, 2020 |
Identiv Reports Second Quarter 2020 Results EX-99.1 Exhibit 99.1 Identiv Reports Second Quarter 2020 Results FREMONT, Calif. — August 6, 2020 — Identiv, Inc. (NASDAQ: INVE), a global provider of secure identification and physical security, reported financial results for the second quarter ended June 30, 2020. Recent Financial and Operational Highlights • Revenue in Identity increased 18% sequentially to $11.6 million • RFID grew 36% year-ov |
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| June 4, 2020 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-29440 77-0444317 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2201 Walnut Avenue, Suite 100 Fremont, California 94538 (Address of principal exec |
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| May 29, 2020 |
Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 Introduction This is the Conflict Minerals Report of Identiv, Inc (“Identiv”, “our” or “we”) filed with the U.S. Securities and Exchange Commission for the year ended December 31, 2019 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as amended (the “ |
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| May 27, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 19, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 19, 2020 |
EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF IDENTIV, INC. A DELAWARE CORPORATION (as amended May 16, 2020) TABLE OF CONTENTS PAGE Article I STOCKHOLDERS 1 Section 1.1 Annual Meeting 1 Section 1.2 Special Meetings 1 Section 1.3 Notice of Meetings 1 Section 1.4 Quorum 2 Section 1.5 Conduct of the Stockholders’ Meeting 2 Section 1.6 Conduct of Business 2 Section 1.7 Notice of Stockholder Busine |
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| May 18, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 12, 2020 |
- REGISTRATION STATEMENT ON FORM S-8 Registration Statement on Form S-8 As filed with the Securities and Exchange Commission on May 12, 2020 Registration No. |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 7, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 7, 2020 |
Identiv Reports First Quarter 2020 Results EX-99.1 Exhibit 99.1 Identiv Reports First Quarter 2020 Results FREMONT, Calif. — May 7, 2020 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the fiscal first quarter ended March 31, 2020. Q1 2020 Financial and Recent Operational Highlights • Recurring revenue increased 13% year-over-year to $2.0 million • Software an |
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| May 7, 2020 |
EX-10.1 Exhibit 10.1 THIRTEENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Thirteenth Amendment to Loan and Security Agreement is entered into as of May 5, 2020 (the “Amendment”), by and between EAST WEST BANK (“Bank”), IDENTIV, INC. (“Parent”) and THURSBY SOFTWARE SYSTEMS, LLC (“TSS”). TSS and Parent are also referred to herein individually as a “Borrower” and collectively as the “Borrowers”. |
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| May 7, 2020 |
Note and Warrant Purchase Agreement between Identiv, Inc. and the purchasers named therein EX-10.2 Exhibit 10.2 Execution Copy IDENTIV, INC. NOTE AND WARRANT PURCHASE AGREEMENT This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is entered into as of May 5, 2020 (the “Effective Date”), by and among Identiv, Inc., a Delaware corporation (the “Company”), and the investors listed on Schedule A attached hereto (collectively, the “Investors”). WHEREAS, on the terms and conditions set |
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| April 22, 2020 |
INVE / Identiv, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 22, 2020 |
INVE / Identiv, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 15, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 15, 2020 |
EX-10.1 Exhibit 10.1 Borrower: Identiv, Inc. Lender: East West Bank Loan Servicing Department 9300 Flair Drive, 6th Floor El Monte, CA 91731 Principal Amount: $2,914,500.00 Date of Note: April 08, 2020 PROMISSORY NOTE PROMISE TO PAY. The borrower identified above (“Borrower”) promises to pay to East West Bank (“Lender”), or order, in lawful money of the United States of America, the principal amou |
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| April 15, 2020 |
PAYCHECK PROTECTION PROGRAM (PPP) INFORMATION SHEET: EX-99.1 Exhibit 99.1 PAYCHECK PROTECTION PROGRAM (PPP) INFORMATION SHEET: BORROWERS The Paycheck Protection Program (“PPP”) authorizes up to $349 billion in forgivable loans to small businesses to pay their employees during the COVID-19 crisis. All loan terms will be the same for everyone. The loan amounts will be forgiven as long as: • The loan proceeds are used to cover payroll costs, and most m |
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| March 18, 2020 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: Thursby Software Systems, LLC Texas ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware Viscount Acquisition ULC Canada Europe: Identiv GmbH Germany SCM Microsystems Ltd. United Kingdom Asia: Identiv KK Japan Identiv |
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| March 18, 2020 |
Exhibit 4.5 IDENTIV, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Identiv Corporation, a Delaware corporation (“we”, “us” or “our”), has one class of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934: our common stock, $0.001 par value per share. The general terms and provisions of our common stock are sum |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 12, 2020 |
Identiv Reports Fourth Quarter and Fiscal Year 2019 Results EX-99.1 Exhibit 99.1 Identiv Reports Fourth Quarter and Fiscal Year 2019 Results FREMONT, Calif. — March 12, 2020 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the fiscal fourth quarter and year ended December 31, 2019. Fiscal Year 2019 Financial Highlights (compared to Fiscal Year 2018) • Revenue increased 7% to a |
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| March 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 12, 2020 |
INVE / Identiv, Inc. / Bleichroeder Lp - IDENTIV -13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Identiv, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 45170X205 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 30, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 IDENTIV, INC. (Exact name of registrant as specified in its charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 30, 2020 |
EX-99.1 Exhibit 99.1 Identiv Reports Preliminary Fiscal Year 2019 and Fourth Quarter Results Management to Host Conference Call Today, Thursday, January 30 at 5:00 p.m. ET FREMONT, Calif., January 30, 2020 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported preliminary unaudited results for the fiscal year and the fourth quarter ended December |
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| January 30, 2020 |
EX-10.1 Exhibit 10.1 TWELFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Twelfth Amendment to Loan and Security Agreement is entered into as of January 28, 2020 (the “Amendment”), by and between EAST WEST BANK (“Bank”), IDENTIV, INC. (“Parent”) and THURSBY SOFTWARE SYSTEMS, LLC (“TSS”). TSS and Parent are also referred to herein individually as a “Borrower” and collectively as the “Borrowers”. R |
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| November 18, 2019 |
POWER OF ATTORNEY For Executing Section 16 Forms, Form 144 and Schedule 13D or 13G Know all by these presents that the undersigned hereby constitutes and appoints Steven Humphreys, Sandra Wallach and Ed Kirnbauer, or one of them signing individually, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to |
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| November 15, 2019 |
POWER OF ATTORNEY For Executing Section 16 Forms, Form 144 and Schedule 13D or 13G Know all by these presents that the undersigned hereby constitutes and appoints Steven Humphreys, Steve Finney and Ed Kirnbauer, or one of them signing individually, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to th |
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| November 12, 2019 |
INVE / Identiv, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENT |
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| November 7, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 7, 2019 |
EX-99.1 Exhibit 99.1 IDENTIV REPORTS THIRD QUARTER 2019 RESULTS 15% Revenue Growth, 42% Software and Services Growth, Second Consecutive Quarter of Positive GAAP Net Income, Recurring Revenues of 8% of Total Revenues FREMONT, Calif. — November 7, 2019 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the third quarter e |
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| September 5, 2019 |
INVE / Identiv, Inc. / Bleichroeder Lp - IDENTIV-13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) (RULE 13d-102) Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Identiv, Inc. (Name of Issuer) Common shares (Title of Class of Securities) 45170X205 (CUSIP/SEDOL |
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| August 14, 2019 |
INVE / Identiv, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, I |
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| August 8, 2019 |
EX-99.1 Exhibit 99.1 IDENTIV REPORTS SECOND QUARTER 2019 RESULTS 10% Revenue Growth, 47% Software and Services Growth, Positive GAAP Net Income and Earnings Per Share FREMONT, Calif. — August 8, 2019 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the second quarter ended June 30, 2019. Recent Financial and Operationa |
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| August 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 8, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 3, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 31, 2019 |
EX-1.01 Exhibit 1.01 Identiv, Inc. Conflict Minerals Report For the Year Ended December 31, 2018 Introduction This is the Conflict Minerals Report of Identiv, Inc (“Identiv”, “our” or “we”) filed with the U.S. Securities and Exchange Commission for the year ended December 31, 2018 in accordance with the requirements of Rule 13p-1 (17 CFR 240.13p-1) of the Securities Exchange Act of 1934, as amende |
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| May 31, 2019 |
INVE / Identiv, Inc. SD - - SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IDENTIV, INC. (Exact name of registrant as specified in its charter) DELAWARE 000-29440 77-0444317 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2201 Walnut Avenue, Suite 100 Fremont, California 94538 (Address of principal e |
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| May 13, 2019 |
INVE / Identiv, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-29440 IDENTIV, |
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| May 13, 2019 |
Exhibit 10.1 ELEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Eleventh Amendment to Loan and Security Agreement is entered into as of March 28, 2019 (the “Amendment”), by and between EAST WEST BANK (“Bank”), IDENTIV, INC. (“Parent”) and THURSBY SOFTWARE SYSTEMS, LLC (“TSS”). TSS and Parent are also referred to herein individually as a “Borrower” and collectively as the “Borrowers”. RECITALS |
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| May 9, 2019 |
EX-99.1 Exhibit 99.1 IDENTIV REPORTS FIRST QUARTER 2019 RESULTS 18% Revenue Growth versus Q1 2018 Premises Up 24%, Identity Up 13%, Software and Services Revenues Up 68% FREMONT, Calif. — May 9, 2019 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the first quarter ended March 31, 2019. Recent Financial and Operationa |
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| May 9, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| March 15, 2019 |
INVE / Identiv, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-29440 IDENTIV, INC. (Exact Name of |
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| March 15, 2019 |
Subsidiaries of the Registrant. Exhibit 21.1 IDENTIV, INC. SUBSIDIARIES OF THE REGISTRANT Subsidiary Legal Name Jurisdiction of Incorporation/Formation Americas: Thursby Software Systems, LLC Texas ACIG TECHNOLOGY Corp. Florida Microtech International Inc. Delaware SCM Microsystems (U.S.) Inc. Delaware 4446691 Canada Inc. Canada Viscount Acquisition ULC Canada Europe: Bluehill ID AG Switzerland Identive Services AG Switzerland I |
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| March 15, 2019 |
Exhibit 10.20 NINTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Ninth Amendment to Loan and Security Agreement is entered into as of January 2, 2019 (the “Amendment”), by and between EAST WEST BANK (“Bank”), IDENTIV, INC. (“Parent”), 3VR SECURITY, INC. (“3VR”) and Thursby Software Systems, LLC (“TSS”). RECITALS Parent, 3VR and Bank are parties to that certain Loan and Security Agreement dated as |
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| March 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| March 7, 2019 |
EX-99.1 Exhibit 99.1 IDENTIV REPORTS FOURTH QUARTER AND FISCAL YEAR 2018 RESULTS Company Achieves 30% Annual Revenue Growth, Coupled with Disciplined Cost Management Driving Positive Net Income Attributable to Identiv, Inc. FREMONT, Calif. — March 7, 2019 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, reported financial results for the fiscal year |
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| February 12, 2019 |
EX-10.1 Exhibit 10.1 TENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT This Tenth Amendment to Loan and Security Agreement is entered into as of February 6, 2019 (the “Amendment”), by and between EAST WEST BANK (“Bank”), IDENTIV, INC. (“Parent”) and Thursby Software Systems, LLC (“TSS”). TSS and Parent are also referred to herein individually as a “Borrower” and collectively as the “Borrowers”. RECIT |
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| February 12, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 3, 2019 |
EX-99.1 Exhibit 99.1 Identiv Completes Acquisition of Freedom, Liberty, EnterphoneTM MESH, and Services Business Lines of Viscount Systems, Inc. FREMONT, Calif., January 3, 2019 — Identiv, Inc. (NASDAQ: INVE), a global provider of physical security and secure identification, has completed its previously announced acquisition of substantially all assets of the Freedom, Liberty, and Enterphone™ MESH |
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| January 3, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2019 IDENTIV, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 000-29440 77-0444317 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 20, 2018 |
341,297 Shares Identiv, Inc. Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-228633 PROSPECTUS 341,297 Shares Identiv, Inc. Common Stock The selling stockholder identified in this prospectus may sell up to an aggregate of 341,297 shares of our common stock, in addition to such indeterminate number of shares of our common stock as may be issuable as a result of stock splits, stock dividends or sim |
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| December 20, 2018 |
EX-10.1 Exhibit 10.1 CONFIDENTIAL EXECUTION VERSION ASSET PURCHASE AGREEMENT By and Among IDENTIV, INC., VISCOUNT ACQUISITION ULC, VISCOUNT SYSTEMS, INC. AND THE SELLING SUBSIDIARIES Dated as of December 19, 2018 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 ARTICLE II THE TRANSACTION 8 2.1 Purchased and Excluded Assets 8 2.2 Limited Assumed Liabilities and Excluded Liabilities |
