Statistiche di base
| LEI | 549300PGRVU1P76W4537 |
| CIK | 1383496 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| July 11, 2025 |
As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2025 |
As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 6, 2025 |
First Trust Large Cap Core AlphaDEX® Fund (FEX) Portfolio of Investments October 31, 2024 (Unaudited) Shares Description Value COMMON STOCKS — 99. |
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| February 6, 2025 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2024 (Unaudited) Shares Description Value COMMON STOCKS — 100. |
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| January 31, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 24, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 7, 2025 |
Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| March 14, 2024 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| January 23, 2024 |
SC 13G/A 1 fxga112324.htm J ARNOLD WEALTH MANAGEMENT CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Name of Issuer) First Trust Consumer Staples AlphaDEX Fund (ETF) (Title of Class of Securities) 33734X119 (CUSIP Number) December 31, 2023 (Date of Event w |
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| January 22, 2024 |
SC 13G 1 fyc12224.htm J ARNOLD WEALTH MANAGEMENT CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Name of Issuer) First Trust Small Cap Growth AlphaDEX Fund (ETF) (Title of Class of Securities) 33737M300 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Name of Issuer) First Trust Consumer Staples AlphaDEX Fund (ETF) (Title of Class of Securities) 33734X119 (CUSIP Number) October 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
NPORT-EX 2 290046FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
NPORT-EX 2 290043FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
NPORT-EX 2 290048FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
NPORT-EX 2 290042FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
NPORT-EX 2 290044FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 28, 2022 |
NPORT-EX 2 290072FT103122.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 3.5% 43,670 Alaska Air Group, Inc. (a) $ 1,941,568 51,024 Copa Holdings S.A., Class A (a) 3,838,536 91,390 Delta Air Lines, Inc. (a) 3,100,863 128,926 JetBlue Airways Corp. (a) 1,036,565 55,432 Southwes |
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| December 28, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2022 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
NPORT-EX 2 290020FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
NPORT-EX 2 290047FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
NPORT-EX 2 290024FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Components |
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| June 24, 2022 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Components |
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| June 24, 2022 |
NPORT-EX 2 290048FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
NPORT-EX 2 290022FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
NPORT-EX 2 290027FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
NPORT-EX 2 290042FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
NPORT-EX 2 290072FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
NPORT-EX 2 290025FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
NPORT-EX 2 290073FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| June 24, 2022 |
NPORT-EX 2 290019FT043022.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 3.0% 115,423 Alaska Air Group, Inc. (a) $ 6,277,857 132,180 Delta Air Lines, Inc. (a) 5,687,705 223,918 JetBlue Airways Corp. (a) 2,465,337 73,069 Southwest Airlines Co. (a) 3,413,784 17,844,683 Auto Com |
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| June 24, 2022 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2022 (Unaudited) Shares Description Value Common Stocks — 100. |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| December 23, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.2% 117,080 Delta Air Lines, Inc. (a) $ 4,581,341 Auto Components — 4.6% 104,648 Aptiv PLC (a) 18,092,593 601,315 BorgWarner, Inc. 27,101,267 630,272 Gentex Corp. 22,305,326 132,837 Lear Corp. 22,828,038 90,32 |
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| August 23, 2021 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com August 23, 2021 VIA EDGAR CORRESPONDENCE John F. Kernan United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: First Trust Exchange-Traded AlphaDEX? Fund Registration Nos. 333-140895 and 811-22019 Dear Mr. Kernan: This letter responds to comments provided by the |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
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| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
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| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
|
| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
|
| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
|
| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
|
| June 24, 2021 |
First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99. |
|
| June 24, 2021 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2021 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 0.3% 250,567 JetBlue Airways Corp. (a) $ 5,101,544 Auto Components — 4.6% 147,836 Aptiv PLC (a) 21,272,122 574,637 BorgWarner, Inc. 27,915,866 571,508 Gentex Corp. 20,105,651 84,362 Lear Corp. 15,509,110 84,802,7 |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
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| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| December 28, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2020 (Unaudited) Shares Description Value Common Stocks — 99.9% Airlines — 1.8% 171,792 Alaska Air Group, Inc. $ 6,509,199 555,403 JetBlue Airways Corp. (a) 6,648,174 80,407 Southwest Airlines Co. 3,178,489 86,770 United Airlines Holdings, Inc. (a) 2,938,032 19,273,894 Auto Components |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| June 24, 2020 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2020 (Unaudited) Shares Description Value Common Stocks — 100.0% Airlines — 6.1% 65,788 Alaska Air Group, Inc. $ 2,139,426 24,812 Copa Holdings S.A., Class A 1,096,938 65,654 Delta Air Lines, Inc. 1,701,095 209,283 JetBlue Airways Corp. (a) 2,038,416 40,397 Southwest Airlines Co. 1,262, |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| December 24, 2019 |
Proof - adexnport.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments October 31, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 5.6% 22,062 Aptiv PLC $ 1,975,652 137,160 BorgWarner, Inc. 5,716,829 109,628 Gentex Corp. 3,075,065 267,765 Goodyear Tire & Rubber (The) Co. 4,249,431 42,673 Lear Corp. 5,025,599 20,042,576 Automobiles — |
|
| June 25, 2019 |
FXU / First Trust Utilities AlphaDEX® Fund NPORT-EX - - Proof - adexnportex.htm First Trust Consumer Discretionary AlphaDEX® Fund (FXD) Portfolio of Investments April 30, 2019 (Unaudited) Shares Description Value Common Stocks — 99.9% Auto Components — 8.7% 25,557 Aptiv PLC $ 2,190,235 138,519 BorgWarner, Inc. 5,785,939 206,870 Garrett Motion, Inc. (a) 3,889,156 196,466 Gentex Corp. 4,524,612 293,139 Goodyear Tire & Rubber (The) Co. 5,631,200 39,205 Le |
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| December 27, 2018 |
N-Q 1 adexnq.htm QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, |
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| December 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchanged-Traded AlphaDEX® Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| June 27, 2018 |
CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| June 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| December 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| December 29, 2017 |
EX-99.CERT 2 certifications.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchange-Traded AlphaDEX® Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
|
| June 29, 2017 |
EX-99.CERT 2 certifications.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchange-Traded AlphaDEX® Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
|
| June 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX? Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| February 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Exchange-Traded Alphadex Fund (Name of Issuer) First Trust Exchange-Traded Alphadex Fund (Title of Class of Securities) 33737M102 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
|
| December 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| December 30, 2016 |
EX-99.CERT 2 certifications.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchange-Traded AlphaDEX® Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
|
| June 29, 2016 |
EX-99.CERT 2 certifications.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchange-Traded AlphaDEX® Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit |
|
| June 29, 2016 |
N-Q 1 adexnq.htm QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, |
|
| February 9, 2016 |
SC 13G 1 fny20816.htm STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 First Trust Exchange-Traded Alphadex Fund (Name of Issuer) First Trust Exchange-Traded Alphadex Fund (Title of Class of Securities) 33737M102 (CUSIP Number) February 08, 2016 (Date of Event which Requires Filing of thi |
|
| December 30, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
|
| December 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX® Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| June 29, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
|
| June 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22019 First Trust Exchange-Traded AlphaDEX? Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) (Z |
|
| January 23, 2015 |
FDD / First Trust Exchange-Traded Fund II CORRESP - - First Trust Exchange-Traded Funds January 20, 2015 Securities and Exchange Commission 100 F Street, N. |
|
| October 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733F101 (CUSIP Number) September 30, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
|
| August 7, 2014 |
FAD / First Trust Multi Cap Growth AlphaDEX Fund / IFC Holdings Incorporated/FL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733F101 (CUSIP Number) June 27, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| April 25, 2014 |
FAD / First Trust Multi Cap Growth AlphaDEX Fund / IFC Holdings Incorporated/FL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733F101 (CUSIP Number) March 28, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| February 13, 2014 |
FNY / First Trust Mid Cap Growth AlphaDEX Fund / STIFEL NICOLAUS & CO INC \MO\ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Name of Issuer) FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Title of Class of Securities) 337337M508 (CUSIP Number) February 12, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate |
|
| February 5, 2014 |
FAD / First Trust Multi Cap Growth AlphaDEX Fund / IFC Holdings Incorporated/FL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733F101 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| January 3, 2014 |
FAD / First Trust Multi Cap Growth AlphaDEX Fund / IFC Holdings Incorporated/FL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND (Name of Issuer) COMMON SHARES (Title of Class of Securities) 33733F101 (CUSIP Number) September 30, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| February 8, 2013 |
SC 13G 1 fmk20713.htm STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Name of Issuer) FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Title of Class of Securities) 337337M508 (CUSIP Number) February 07, 2013 (Date of Event which Req |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x127.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) FIRST TR EXCHANGE TRADED FD (Name of Issuer) ENERGY ALPHADX (Title of Class of Securities) 33734X127 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x119.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR STAPLE (Title of Class of Securities) 33734X119 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x135.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) FIRST TR EXCHANGE TRADED FD (Name of Issuer) FINLS ALPHADEX (Title of Class of Securities) 33734X135 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| January 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR DISCRE (Title of Class of Securities) 33734X101 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x176.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) TECH ALPHADEX (Title of Class of Securities) 33734X176 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x184.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) UTILITIES ALPH (Title of Class of Securities) 33734X184 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| January 22, 2010 |
SC 13G/A 1 wffirsttrexc-33734x168.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) FIRST TR EXCHANGE TRADED FD (Name of Issuer) MATERIALS ALPH (Title of Class of Securities) 33734X168 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| January 12, 2010 |
SC 13G/A 1 wffirsttrexc-33734x150.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) FIRST TR EXCHANGE TRADED FD (Name of Issuer) INDLS PROD DUR (Title of Class of Securities) 33734X150 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| December 10, 2009 |
SC 13G/A 1 wffirsttrexc-33734x135.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) FIRST TR EXCHANGE TRADED FD (Name of Issuer) FINLS ALPHADEX (Title of Class of Securities) 33734X135 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| December 10, 2009 |
SC 13G/A 1 wffirsttrexc-33734x101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR DISCRE (Title of Class of Securities) 33734X101 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
|
| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRST TR EXCHANGE TRADED FD (Name of Issuer) INDLS PROD DUR (Title of Class of Securities) 33734X150 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRST TR EXCHANGE TRADED FD (Name of Issuer) ENERGY ALPHADX (Title of Class of Securities) 33734X127 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
|
| November 10, 2009 |
SC 13G/A 1 wffirsttrexc-33734x135.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) FIRST TR EXCHANGE TRADED FD (Name of Issuer) FINLS ALPHADEX (Title of Class of Securities) 33734X135 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| November 10, 2009 |
SC 13G/A 1 wffirsttrexc-33734x168.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRST TR EXCHANGE TRADED FD (Name of Issuer) MATERIALS ALPH (Title of Class of Securities) 33734X168 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| November 10, 2009 |
SC 13G/A 1 wffirsttrmul-33733c108x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR MULTI CP VAL ALPHA (Name of Issuer) COM SHS (Title of Class of Securities) 33733C108 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
|
| October 13, 2009 |
SC 13G 1 wffirsttrexc-33734x184.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) UTILITIES ALPH (Title of Class of Securities) 33734X184 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
|
| October 13, 2009 |
SC 13G/A 1 wffirsttrexc-33734x150.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FIRST TR EXCHANGE TRADED FD (Name of Issuer) INDLS PROD DUR (Title of Class of Securities) 33734X150 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| October 13, 2009 |
SC 13G/A 1 wffirsttrexc-33734x119.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR STAPLE (Title of Class of Securities) 33734X119 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| October 13, 2009 |
SC 13G 1 wffirsttrexc-33734x176.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) TECH ALPHADEX (Title of Class of Securities) 33734X176 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
|
| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR DISCRE (Title of Class of Securities) 33734X101 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
|
| October 13, 2009 |
SC 13G/A 1 wffirsttrexc-33734x127.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FIRST TR EXCHANGE TRADED FD (Name of Issuer) ENERGY ALPHADX (Title of Class of Securities) 33734X127 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| October 13, 2009 |
SC 13G/A 1 wffirsttrexc-33734x135.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) FINLS ALPHADEX (Title of Class of Securities) 33734X135 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
|
| September 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) FINLS ALPHADEX (Title of Class of Securities) 33734X135 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| September 10, 2009 |
SC 13G 1 wffirsttrmul-33733c108.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR MULTI CP VAL ALPHA (Name of Issuer) COM SHS (Title of Class of Securities) 33733C108 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| September 10, 2009 |
SC 13G/A 1 wffirsttrexc-33734x101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR DISCRE (Title of Class of Securities) 33734X101 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| August 11, 2009 |
SC 13G/A 1 wffirsttrexc-33734x119.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR STAPLE (Title of Class of Securities) 33734X119 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| May 11, 2009 |
SC 13G 1 wffirsttrexc-33734x101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR DISCRE (Title of Class of Securities) 33734X101 (CUSIP Number) April 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| April 10, 2009 |
SC 13G 1 wfc33734x168.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FIRST TR EXCHANGE TRADED FD (Name of Issuer) MATERIALS ALPH (Title of Class of Securities) 33734X168 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| April 10, 2009 |
SC 13G 1 wfc33734x150.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) INDLS PROD DUR (Title of Class of Securities) 33734X150 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| April 10, 2009 |
SC 13G 1 wfc33734x127.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR EXCHANGE TRADED FD (Name of Issuer) ENERGY ALPHADX (Title of Class of Securities) 33734X127 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| March 31, 2009 |
SC 13G/A 1 firsttrx101wfc1x.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) TRADED ALPHADEX (Title of Class of Securi |
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| March 30, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| March 17, 2009 |
SC 13G 1 firsttr127cikwfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) ENERGY ALPHADX (Title of Class of Securities) |
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| March 17, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 12, 2009 |
SC 13G 1 firsttr119wfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) CONSUMR STAPLE (Title of Class of Securities) 33 |
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| February 10, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 10, 2009 |
SC 13G/A 1 firsttr168wfc1.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) FIRST TR EXCHANGE TRADED FD (Name of Issuer) MATERIALS ALPH (Title of Class of Securitie |
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| January 29, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 29, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| February 1, 2008 |
SC 13G 1 ftindust.htm 12/31/07 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* First Trust Industrials/Producer Durables AlphaDEX Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 33734X150 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Che |
