Statistiche di base
CIK | 1709442 |
SEC Filings
SEC Filings (Chronological Order)
August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as s |
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July 28, 2025 |
FirstSun Capital Bancorp Reports Second Quarter 2025 Results FirstSun Capital Bancorp Reports Second Quarter 2025 Results Second Quarter 2025 Highlights: •Net income of $26. |
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July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 28, 2025 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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July 28, 2025 |
a2q25earningspresentatio 2Q2025 Earnings Presentation July 28, 2025 FirstSun Capital Bancorp NASDAQ: FSUN FirstSun Capital Bancorp | 2 Disclaimers Forward Looking Statements This presentation contains forward-looking information and statements by FirstSun Capital Bancorp (the “Company”) within the meaning of the Private Securities Litigation Reform Act of 1995. |
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June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2025 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizati |
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May 9, 2025 |
Amended and Restated Certificate of Incorporation of FirstSun Capital Bancorp. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIRSTSUN CAPITAL BANCORP ARTICLE I NAME The name of the corporation is FirstSun Capital Bancorp (the “Corporation”). ARTICLE II REGISTERED OFFICE AND AGENT The address of the Corporation’s registered office and the name and address of the registered agent for service of process required by the Delaware General Corporation Law (the “D |
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May 9, 2025 |
Bylaws of FirstSun Capital Bancorp as amended and restated through May 7, 2025. Exhibit 3.2 BYLAWS OF FIRSTSUN CAPITAL BANCORP A Delaware Corporation As amended and restated through May 7, 2025 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 STOCKHOLDERS 2 Section 2.01 Meetings. 2 Section 2.02 Action by Written Consent 5 Section 2.03 Advance Notice of Stockholder Nominations and Proposals. 5 ARTICLE 3 BOARD OF DIRECTORS 10 Section 3.01 General Powers 10 Section 3.02 |
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May 9, 2025 |
Form of FirstSun Capital Bancorp Officer Restricted Stock Award Agreement. Exhibit 10.4 FORM OF RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (the “Agreement”) evidences the grant to the Participant named above (“you” or “Participant”) of the number of restricted shares set forth above (each, an “Award Share,” and collectively, the “Award Shares”) of the common stock of FirstSun Capital Bancorp, a Delaware corporation (the “Company”) as of the date of grant |
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May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as |
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May 9, 2025 |
Form of FirstSun Capital Bancorp Director Restricted Stock Award Agreement. Exhibit 10.3 DIRECTOR RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (the “Agreement”) evidences the grant to the Participant named above (“you” or “Participant”) of the number of restricted shares set forth above (each, an “Award Share,” and collectively, the “Award Shares”) of the common stock of FirstSun Capital Bancorp, a Delaware corporation (the “Company”) as of the date of grant |
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April 28, 2025 |
1Q2025 Earnings Presentation April 28, 2025 FirstSun Capital Bancorp NASDAQ: FSUN FirstSun Capital Bancorp | 2 Disclaimers Forward Looking Statements This presentation contains forward-looking information and statements by FirstSun Capital Bancorp (the “Company”) within the meaning of the Private Securities Litigation Reform Act of 1995. |
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April 28, 2025 |
FirstSun Capital Bancorp Reports First Quarter 2025 Results FirstSun Capital Bancorp Reports First Quarter 2025 Results First Quarter 2025 Highlights: •Net income of $23. |
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April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 28, 2025 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiza |
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March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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March 7, 2025 |
Form of FirstSun Capital Bancorp Time-Based Long-Term Incentive Plan Award Agreement.^ Exhibit 10.21 FIRSTSUN CAPITAL BANCORP LONG-TERM INCENTIVE PLAN Notice of Time-Based Restricted Stock Unit (RSU) Award Participant Name: Grant Date: Vesting: 3-year graded vesting, with one-third (1/3) of the Shares granted pursuant to this RSU Award vesting on each of the first 3 anniversaries of the Grant Date (each, a “Vesting Date”). Number of Shares: Shares Target Award Value: $ (at Grant Dat |
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March 7, 2025 |
Policy relating to recovery of erroneously awarded compensation. Exhibit 97.1 FIRSTSUN CAPITAL BANCORP Incentive Compensation Recovery Policy (the “Policy”) 1. Recovery of Excess Incentive Compensation. If FirstSun Capital Bancorp (the “Company”) is required to prepare a Restatement, the Company’s board of directors (the “Board”) shall, unless the Board’s Compensation and Succession Committee (the “Compensation Committee”) determines it to be Impracticable, tak |
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March 7, 2025 |
Policy regarding insider trading and related securities law matters. POLICY REGARDING INSIDER TRADING AND RELATED SECURITIES LAW MATTERS The Board of Directors (the “Board”) of FirstSun Capital Bancorp (the “Company”) has adopted this Policy Regarding Insider Trading and Related Securities Law Matters (this “Policy Statement”). |
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March 7, 2025 |
Exhibit 10.22 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (this “Agreement”) is effective as of the 13th day of May, 2020 (the “Effective Date”), by and between FirstSun Capital Bancorp, a Delaware corporation (the “Company”), including its affiliate Sunflower Bank, N.A., a Colorado corporation (the “Bank”) (together, the “Employer”) and the undersigned executive (“Executive”). |
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March 7, 2025 |
Exhibit 10.23 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (this “Agreement”) is effective as of the 5th day of August, 2020 (the “Effective Date”), by and between FirstSun Capital Bancorp, a Delaware corporation (the “Company”), including its affiliate Sunflower Bank, N.A., a Colorado corporation (the “Bank”) (together, the “Employer”) and the undersigned executive (“Executive”) |
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March 7, 2025 |
Exhibit 4.14 SCHEDULE OF STOCKHOLDERS WHO HAVE EXECUTED A BOARD REPRESENTATIVE LETTER AGREEMENT IN THE FORM OF BOARD REPRESENTATIVE LETTER AGREEMENT FILED AS EXHIBIT 4.2 TO FIRSTSUN CAPITAL BANCORP’S CURRENT REPORT ON FORM 8-K DATED FEBRUARY 21, 2025 AND FILED WITH THE SEC ON FEBRUARY 25, 2025 (this “Schedule”). This Schedule of stockholders who have executed a Board Representative Letter Agreemen |
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March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of r |
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March 7, 2025 |
Subsidiaries of FirstSun Capital Bancorp. Exhibit 21.1 SUBSIDIARIES OF FIRSTSUN CAPITAL BANCORP Parent Subsidiary Percentage of Ownership State of Incorporation or Organization FirstSun Capital Bancorp Sunflower Bank, National Association 100% United States Sunflower Bank, National Association Sunflower Agency, Inc. 100% Kansas Sunflower Bank, National Association Sunflower Holdings, Inc. 100% Kansas Sunflower Bank, National Association S |
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February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 21, 2025 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organ |
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February 25, 2025 |
Exhibit 4.1 FORM OF AMENDMENT NO. 6 TO STOCKHOLDERS AGREEMENT AND TERMINATION AGREEMENT THIS AMENDMENT NO. 6 TO STOCKHOLDERS’ AGREEMENT AND TERMINATION AGREEMENT (this “Amendment”) is made and entered into as of February 21, 2025, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto (each a “party” and collectively, |
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February 25, 2025 |
Exhibit 4.2 FORM OF BOARD REPRESENTATIVE LETTER AGREEMENT FirstSun Capital Bancorp 1400 16th Street, Suite 250 Denver, Colorado 80202 February 21, 2025 [●] Attn: [●] Dear Sir or Madam: For good and valuable consideration acknowledged to have been received, FirstSun Capital Bancorp (the “Company”) and [●] (the “Investor”), effective upon the termination of the Stockholders’ Agreement dated June 19, |
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February 13, 2025 |
Exhibit B LIMITED POWER OF ATTORNEY Know all men by these presents that Mark F. Vassallo does hereby make, constitute and appoint each of Ellan Ben-Hayon and Lori Forlano as a true and lawful attorney-in-fact of the undersigned with full powers of substitution and revocation, for and in the name, place and stead of the undersigned (both in the undersigned’s individual capacity and as a member of a |
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February 13, 2025 |
Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of FirstSun Capital Bancorp, par value $0. |
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January 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 27, 2025 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 27, 2025 |
FirstSun Capital Bancorp Reports Fourth Quarter and Full Year 2024 Results FirstSun Capital Bancorp Reports Fourth Quarter and Full Year 2024 Results Fourth Quarter 2024 Highlights: •Net income of $16. |
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January 27, 2025 |
4Q2024 Earnings Presentation January 27, 2025 FirstSun Capital Bancorp NASDAQ: FSUN FirstSun Capital Bancorp | 2 Disclaimers Forward Looking Statements This presentation may contain forward-looking statements by FirstSun Capital Bancorp (the “Company”) within the meaning of the federal securities laws. |
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December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 19, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organ |
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November 19, 2024 |
Exhibit 10.1 EXECUTION VERSION MUTUAL TERMINATION AGREEMENT MUTUAL TERMINATION AGREEMENT (this “Agreement”), dated as of November 18, 2024, by and between HomeStreet, Inc., a Washington corporation (“HMST”), FirstSun Capital Bancorp, a Delaware corporation (“FSUN”) and Dynamis Subsidiary, Inc., a Washington corporation and wholly owned subsidiary of FSUN (“Merger Sub”, collectively with HMST and F |
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November 19, 2024 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organ |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FirstSun Capital Bancorp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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November 14, 2024 |
FSUN / FirstSun Capital Bancorp / Twin Meadow VHC Trust u/a/d 5/25/2011 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FirstSun Capital Bancorp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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November 14, 2024 |
SC 13G 1 e24442khyfit-13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FirstSun Capital Bancorp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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November 14, 2024 |
FSUN / FirstSun Capital Bancorp / John J Hale Trust u/a/d 12-1-1996 Passive Investment SC 13G 1 e24441jjht-13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FirstSun Capital Bancorp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FirstSun Capital Bancorp (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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November 13, 2024 |
FSUN / FirstSun Capital Bancorp / Lightyear Fund III, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FirstSun Capital Bancorp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 33767U107 (CUSIP Number) July 12, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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November 13, 2024 |
EX-99.1 2 a81103396b.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to file with the Securities and Exchange Commission joint Schedules 13G and any amendments thereto with respect to the FirstSun Capital Bancorp securities owned by them, and further agree that this Joint Filing Agreemen |
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November 13, 2024 |
SC 13G 1 a81103396a.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FirstSun Capital Bancorp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 33767U107 (CUSIP Number) July 11, 2024 (Date of Event which Requires Filing of this Statement) Check the appropri |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant |
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November 8, 2024 |
JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of FirstSun Capital Bancorp is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to the Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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November 8, 2024 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FirstSun Capital Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 33767U107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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October 30, 2024 |
FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. PROVIDE UPDATE ON STATUS OF STRATEGIC MERGER FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. PROVIDE UPDATE ON STATUS OF STRATEGIC MERGER DENVER & SEATTLE-(BUSINESS WIRE)-FirstSun Capital Bancorp (NASDAQ: FSUN) (“FirstSun”) and HomeStreet, Inc. (NASDAQ: HMST) (“HomeStreet”) announced that, based on discussions FirstSun and its subsidiary, Sunflower Bank, N.A. (“Sunflower”) have had with the Federal Reserve and the Texas Department of Banking, |
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October 30, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 29, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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October 28, 2024 |
FirstSun Capital Bancorp Reports Third Quarter 2024 Results FirstSun Capital Bancorp Reports Third Quarter 2024 Results Third Quarter 2024 Highlights: •Net income of $22. |
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October 28, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 28, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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August 30, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 30, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiz |
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August 30, 2024 |
FirstSun Capital Bancorp (NASDAQ: FSUN) Investor Relations Materials Page 2 2 DISCLAIMER & FORWARD LOOKING STATEMENTS CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as s |
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July 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 29, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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July 29, 2024 |
FirstSun Capital Bancorp Reports Second Quarter 2024 Results FirstSun Capital Bancorp Reports Second Quarter 2024 Results Second Quarter 2024 Highlights: •Net income of $24. |
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July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 81-4552413 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1400 16th Street, S |
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June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 14, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation) (Commission |
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June 17, 2024 |
Exhibit 10.1 Execution Copy JOINDER TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO June 14, 2024 JOINDER TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT This Joinder to the Acquisition Finance Securities Purchase Agreement, dated as of June 14, 2024 (this “Joinder”), is entered into by and among FirstSun Cap |
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June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 14, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation) (Commission |
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June 17, 2024 |
Exhibit 10.1 Execution Copy JOINDER TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO June 14, 2024 JOINDER TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT This Joinder to the Acquisition Finance Securities Purchase Agreement, dated as of June 14, 2024 (this “Joinder”), is entered into by and among FirstSun Cap |
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May 16, 2024 |
MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-277799 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT To the Shareholders of HomeStreet, Inc.: On behalf of the board of directors of HomeStreet, Inc., which we refer to as “HomeStreet,” we are pleased to enclose the accompanying proxy statement/prospectus relating to, among other matters, the proposed combination of FirstSun Capital Ban |
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May 14, 2024 |
FirstSun Capital Bancorp 1400 16th Street, Suite 250 Denver, Colorado 80202 (303) 831-6704 May 14, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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May 13, 2024 |
Consent of Keefe, Bruyette & Woods, Inc.*** Exhibit 99.1 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of HomeStreet, Inc. (“HomeStreet”), as Annex B to the Proxy Statement/Prospectus which forms a part of Amendment No. 1 to the Registration Statement on Form S-4 (file No. 333-277799) filed on the date hereof (the “Registration Statement”) relating to the proposed |
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May 13, 2024 |
As filed with the U.S. Securities and Exchange Commission on May 13, 2024 As filed with the U.S. Securities and Exchange Commission on May 13, 2024 File No. 333-277799 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as |
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May 2, 2024 |
Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 TRANSCRIPT The following is a transcript of a joint analyst conference call relating to the amendment to the definitive merg |
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April 30, 2024 |
STRATEGIC MERGER UPDATE A P R I L 3 0 , 2 0 2 4 Exhibit 99.1 STRATEGIC MERGER UPDATE A P R I L 3 0 , 2 0 2 4 2 DISCLAIMER & FORWARD LOOKING STATEMENTS FORWARD - LOOKING STATEMENTS This communication contains “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 . In general, forward - looking statements may be identified by words such as “expect,” “anticipate,” “believe,” “intend,” “estimate,” |
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April 30, 2024 |
Exhibit 2.1 EXECUTION FORM AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1, dated April 30, 2024 (this “Amendment”), amends the Agreement and Plan of Merger, dated January 16, 2024 (the “Agreement”), by and among HomeStreet, Inc., a Washington corporation (“Company”), FirstSun Capital Bancorp, a Delaware corporation (“Parent”), and Dynamis Subsidiary, Inc., a Washington corpor |
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April 30, 2024 |
Exhibit 2.1 EXECUTION FORM AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1, dated April 30, 2024 (this “Amendment”), amends the Agreement and Plan of Merger, dated January 16, 2024 (the “Agreement”), by and among HomeStreet, Inc., a Washington corporation (“Company”), FirstSun Capital Bancorp, a Delaware corporation (“Parent”), and Dynamis Subsidiary, Inc., a Washington corpor |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-258176 (Commission File Numb |
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April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 30, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiza |
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April 30, 2024 |
Exhibit 10.1 Execution Copy FIRST AMENDMENT TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO April 30, 2024 FIRST AMENDMENT TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT This First Amendment to the Acquisition Finance Securities Purchase Agreement, dated as of April 30, 2024 (this “Amendment”), is entered in |
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April 30, 2024 |
Exhibit 10.1 Execution Copy FIRST AMENDMENT TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO April 30, 2024 FIRST AMENDMENT TO THE ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT This First Amendment to the Acquisition Finance Securities Purchase Agreement, dated as of April 30, 2024 (this “Amendment”), is entered in |
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April 30, 2024 |
STRATEGIC MERGER UPDATE A P R I L 3 0 , 2 0 2 4 Exhibit 99.1 STRATEGIC MERGER UPDATE A P R I L 3 0 , 2 0 2 4 2 DISCLAIMER & FORWARD LOOKING STATEMENTS FORWARD - LOOKING STATEMENTS This communication contains “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 . In general, forward - looking statements may be identified by words such as “expect,” “anticipate,” “believe,” “intend,” “estimate,” |
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April 30, 2024 |
FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. AMEND MERGER AGREEMENT Exhibit 99.2 FOR IMMEDIATE RELEASE FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. AMEND MERGER AGREEMENT Denver, CO and Seattle, WA, April 30, 2024 – FirstSun Capital Bancorp (OTCQX: FSUN) (“FirstSun”) and HomeStreet, Inc. (“HomeStreet”) (Nasdaq: HMST) today announced that they have mutually agreed to amend their definitive merger agreement that was entered into on January 16, 2024. The amendment p |
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April 30, 2024 |
FirstSun Capital Bancorp Reports First Quarter 2024 Results Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: April 30, 2024 FirstSun Capital Bancorp Reports First Quarter 2024 Results First Quarter 2024 Highlights: •Net income |
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April 30, 2024 |
FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. AMEND MERGER AGREEMENT Exhibit 99.2 FOR IMMEDIATE RELEASE FIRSTSUN CAPITAL BANCORP AND HOMESTREET, INC. AMEND MERGER AGREEMENT Denver, CO and Seattle, WA, April 30, 2024 – FirstSun Capital Bancorp (OTCQX: FSUN) (“FirstSun”) and HomeStreet, Inc. (“HomeStreet”) (Nasdaq: HMST) today announced that they have mutually agreed to amend their definitive merger agreement that was entered into on January 16, 2024. The amendment p |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 333-258176 (Commission File Numb |
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April 30, 2024 |
FirstSun Capital Bancorp Reports First Quarter 2024 Results FirstSun Capital Bancorp Reports First Quarter 2024 Results First Quarter 2024 Highlights: •Net income of $12. |
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April 1, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiza |
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March 15, 2024 |
Up to 2,461,538 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-277804 PROSPECTUS Up to 2,461,538 Shares of Common Stock This prospectus relates to the offer and resale of shares of common stock by the selling stockholders identified in this prospectus, or their permitted transferees, of up to 2,461,538 shares of our common stock issued to the selling stockholders identified in this prospectus in a private |
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March 13, 2024 |
FirstSun Capital Bancorp 1400 16th Street, Suite 250 Denver, Colorado 80202 (303) 831-6704 March 13, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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March 8, 2024 |
Exhibit 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and the Board of Directors of HomeStreet, Inc. Seattle, Washington Opinions on the Financial Statements and Internal Control over Financial Reporting We have audited the accompanying consolidated balance sheet of HomeStreet, Inc. and Subsidiaries (the "Company") as of December 31, 2023, the related consolidated state |
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March 8, 2024 |
Consent of Mark Mason to be named as a director. Exhibit 99.3 CONSENT OF DIRECTOR-NOMINEE This Consent of Director-Nominee is delivered in connection with the registration statement on Form S-4 of FirstSun Capital Bancorp to be filed with the U.S. Securities Exchange Commission (as it may be amended from time to time, the “Registration Statement”) for the registration under the Securities Act of 1933, as amended, of the shares of FirstSun Capita |
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March 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) FirstSun Capital Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0. |
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March 8, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 8, 2024 As filed with the U.S. Securities and Exchange Commission on March 8, 2024 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 6021 (Primary Standard |
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March 8, 2024 |
Consent of Keefe, Bruyette & Woods, Inc. Exhibit 99.1 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of HomeStreet, Inc. (“HomeStreet”), as Annex B to the Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of HomeStreet with and into First |
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March 8, 2024 |
As filed with the Securities and Exchange Commission on March 8, 2024. As filed with the Securities and Exchange Commission on March 8, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 81-4552413 (I.R.S. |
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March 8, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following tables show the condensed combined financial information for each of FirstSun and HomeStreet, as well as unaudited pro forma condensed combined financial information for FirstSun and HomeStreet reflecting the mergers, as of and for the year ended December 31, 2023 and pro forma adjustments described in the acco |
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March 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 8, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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March 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) FirstSun Capital Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0. |
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March 8, 2024 |
Form of proxy of HomeStreet, Inc. Exhibit 99.2 BROADRIDGE CORPORATE ISSUER SOLUTIONS C/O HOMESTREET P.O. BOX 1342 BRENTWOOD, NY 11717 VOTE BY INTERNET Before the Meeting – Go to: www.[●].com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 p.m. Eastern Time on [●] for shares held directly and by 11:59 p.m. Eastern Time on [●] for shares hel |
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March 7, 2024 |
Exhibit 21.1 SUBSIDIARIES OF FIRSTSUN CAPITAL BANCORP Parent Subsidiary Percentage of Ownership State of Incorporation or Organization FirstSun Capital Bancorp Sunflower Bank, National Association 100% United States Sunflower Bank, National Association Sunflower Agency, Inc. 100% Kansas Sunflower Bank, National Association Sunflower Holdings, Inc. 100% Kansas Sunflower Bank, National Association S |
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March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of r |
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March 7, 2024 |
Form of 2024 Special Restricted Stock Grant Agreement. Exhibit 10.20 Restricted Stock Agreement FirstSun Capital Bancorp 2021 Equity Incentive Plan Participant: No. of Shares: Date of Grant: This Restricted Stock Agreement (the “Agreement”) evidences the grant to the Participant named above (“you” or “Participant”) of the number of restricted shares set forth above (each, an “Award Share,” and collectively, the “Award Shares”) of the common stock of F |
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March 7, 2024 |
Exhibit 4.10 AMENDMENT NO. 5 TO STOCKHOLDERS’ AGREEMENT THIS AMENDMENT NO. 5 TO STOCKHOLDERS’ AGREEMENT (this “Amendment”) is made and entered into as of March 6, 2024, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto. W I T N E S S E T H: WHEREAS, the Corporation and the Stockholders entered into that certain S |
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February 5, 2024 |
TRANSFORMATIONAL STRATEGIC MERGER E n h a n c i n g V a l u e f o r O u r S h a r e h o l d e r s , C u s t o m e r s a n d C o m m u n i t i e s F E B R U A R Y 2 0 2 4 P o s i t i o n e d f o r G r o w t h i n a C h a l l e n g i n g O p e r a t i n g E n v i r o n m e n t 2 DISCLAIMER & FORWARD LOOKING STATEMENTS FORWARD-LOOKING STATEMENTS This communication contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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February 5, 2024 |
Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: February 5, 2024 TRANSFORMATIONAL STRATEGIC MERGER E n h a n c i n g V a l u e f o r O u r S h |
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February 5, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 5, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation) (Commiss |
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January 26, 2024 |
FirstSun Capital Bancorp Reports Fourth Quarter and Full Year 2023 Results FirstSun Capital Bancorp Reports Fourth Quarter and Full Year 2023 Results Fourth Quarter 2023 Highlights: •Net income of $24. |
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January 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 26, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 23, 2024 |
FSUN / FirstSun Capital Bancorp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FirstSun Capital Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 33767U107 (CUSIP Number) January 16, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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January 19, 2024 |
Exhibit 10.3 FORM OF UPFRONT SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO January 16, 2024 TABLE OF CONTENTS Page(s) ARTICLE 1 DEFINITIONS 2 1.1 Definitions 2 ARTICLE 2 PURCHASE AND SALE 6 2.1 Closing 6 2.2 Closing Deliveries 7 ARTICLE 3 REPRESENTATIONS AND WARRANTIES 8 3.1 Representations and Warranties of the Company 8 3.2 Representations |
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January 19, 2024 |
Form of HomeStreet Voting Agreement Exhibit 10.2 FORM OF HOMESTREET VOTING AGREEMENT COMPANY VOTING AND SUPPORT AGREEMENT January 16, 2024 [Parent] [Address Line 1] [Address Line 2] Ladies and Gentlemen: As a holder of common stock, no par value, of HomeStreet Inc., a Washington corporation (“Company”) (the “Company Common Stock”), the undersigned (the “Stockholder”) understands that Company, FirstSun Capital Bancorp, a Delaware cor |
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January 19, 2024 |
Form of HomeStreet Voting Agreement Exhibit 10.2 FORM OF HOMESTREET VOTING AGREEMENT COMPANY VOTING AND SUPPORT AGREEMENT January 16, 2024 [Parent] [Address Line 1] [Address Line 2] Ladies and Gentlemen: As a holder of common stock, no par value, of HomeStreet Inc., a Washington corporation (“Company”) (the “Company Common Stock”), the undersigned (the “Stockholder”) understands that Company, FirstSun Capital Bancorp, a Delaware cor |
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January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 19, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among HOMESTREET, INC., FIRSTSUN CAPITAL BANCORP, AND DYNAMIS SUBSIDIARY, INC. Dated January 16, 2024 TABLE OF CONTENTS ARTICLE I THE MERGERS 1.1 The Merger 3 1.2 The Second Step Merger and Bank Merger 4 1.3 Closing 5 1.4 Conversion of Company Common Stock 6 1.5 Treatment of Company Equity Awards 7 1.6 Tax Consequences 9 ARTICLE II |
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January 19, 2024 |
Exhibit 10.4 FORM OF ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO January 16, 2024 TABLE OF CONTENTS Page(s) ARTICLE 1 DEFINITIONS 2 1.1 Definitions 2 ARTICLE 2 PURCHASE AND SALE 7 2.1 Closing 7 2.2 Closing Deliveries 8 ARTICLE 3 REPRESENTATIONS AND WARRANTIES 10 3.1 Representations and Warranties of the Company 10 3.2 Re |
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January 19, 2024 |
Exhibit 10.3 FORM OF UPFRONT SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO January 16, 2024 TABLE OF CONTENTS Page(s) ARTICLE 1 DEFINITIONS 2 1.1 Definitions 2 ARTICLE 2 PURCHASE AND SALE 6 2.1 Closing 6 2.2 Closing Deliveries 7 ARTICLE 3 REPRESENTATIONS AND WARRANTIES 8 3.1 Representations and Warranties of the Company 8 3.2 Representations |
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January 19, 2024 |
Exhibit 10.5 FORM OF REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 16, 2024, by and among FirstSun Capital Bancorp, a Delaware corporation (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the Upfront Securities Purchase |
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January 19, 2024 |
Exhibit 10.5 FORM OF REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of January 16, 2024, by and among FirstSun Capital Bancorp, a Delaware corporation (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the Upfront Securities Purchase |
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January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 19, 2024 |
Exhibit 4.1 FORM OF AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT THIS AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT (this “Amendment”) is made and entered into as of January 16, 2024, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto. W I T N E S S E T H: WHEREAS, the Corpora |
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January 19, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among HOMESTREET, INC., FIRSTSUN CAPITAL BANCORP, AND DYNAMIS SUBSIDIARY, INC. Dated January 16, 2024 TABLE OF CONTENTS ARTICLE I THE MERGERS 1.1 The Merger 3 1.2 The Second Step Merger and Bank Merger 4 1.3 Closing 5 1.4 Conversion of Company Common Stock 6 1.5 Treatment of Company Equity Awards 7 1.6 Tax Consequences 9 ARTICLE II |
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January 19, 2024 |
Exhibit 4.1 FORM OF AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT THIS AMENDMENT NO. 4 TO STOCKHOLDERS’ AGREEMENT (this “Amendment”) is made and entered into as of January 16, 2024, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto. W I T N E S S E T H: WHEREAS, the Corpora |
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January 19, 2024 |
Form of FirstSun Voting Agreement Exhibit 10.1 FORM OF FIRSTSUN VOTING AGREEMENT PARENT VOTING AND SUPPORT AGREEMENT January 16, 2024 [Company] [Address Line 1] [Address Line 2] Ladies and Gentlemen: As a holder of common stock, par value 0.0001 per share, of FirstSun Capital Bancorp (“Parent”) (the “Parent Common Stock”), the undersigned (the “Stockholder”) understands that HomeStreet, Inc., a Washington corporation (“Company”), |
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January 19, 2024 |
Exhibit 10.4 FORM OF ACQUISITION FINANCE SECURITIES PURCHASE AGREEMENT BY AND AMONG FIRSTSUN CAPITAL BANCORP AND THE OTHER SIGNATORIES THERETO January 16, 2024 TABLE OF CONTENTS Page(s) ARTICLE 1 DEFINITIONS 2 1.1 Definitions 2 ARTICLE 2 PURCHASE AND SALE 7 2.1 Closing 7 2.2 Closing Deliveries 8 ARTICLE 3 REPRESENTATIONS AND WARRANTIES 10 3.1 Representations and Warranties of the Company 10 3.2 Re |
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January 19, 2024 |
Form of FirstSun Voting Agreement Exhibit 10.1 FORM OF FIRSTSUN VOTING AGREEMENT PARENT VOTING AND SUPPORT AGREEMENT January 16, 2024 [Company] [Address Line 1] [Address Line 2] Ladies and Gentlemen: As a holder of common stock, par value 0.0001 per share, of FirstSun Capital Bancorp (“Parent”) (the “Parent Common Stock”), the undersigned (the “Stockholder”) understands that HomeStreet, Inc., a Washington corporation (“Company”), |
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January 17, 2024 |
Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: January 16, 2024 01 - 16 - 2024 Joint FirstSun and HomeStreet IR Call TOTAL PAGES: 12 CORPORATE SPEAKERS: Joint FirstS |
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January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 16, 2024 |
Exhibit 99.1 Company Release – 01/16/2024 6:30AM EST FirstSun Capital Bancorp and HomeStreet, Inc. Announce Transformational Strategic Merger and $175 Million Equity Raise Combination will create a premier bank operating in the nation’s best markets in the Southwest and West Coast •Combined assets of approximately $17 billion •Dallas, Texas headquartered bank with an extensive footprint in 6 of th |
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January 16, 2024 |
TRANSFORMATIONAL STRATEGIC MERGER E n h a n c i n g V a l u e f o r O u r S h a r e h o l d e r s , C u s t o m e r s a n d C o m m u n i t i e s J A N U A R Y 1 6 , 2 0 2 4 P o s i t i o n e d f o r G r o w t h i n a C h a l l e n g i n g O p e r a t i n g E n v i r o n m e n t 2 FORWARD-LOOKING STATEMENTS This communication contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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January 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 16, 2024 |
TRANSFORMATIONAL STRATEGIC MERGER E n h a n c i n g V a l u e f o r O u r S h a r e h o l d e r s , C u s t o m e r s a n d C o m m u n i t i e s J A N U A R Y 1 6 , 2 0 2 4 P o s i t i o n e d f o r G r o w t h i n a C h a l l e n g i n g O p e r a t i n g E n v i r o n m e n t 2 FORWARD-LOOKING STATEMENTS This communication contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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January 16, 2024 |
Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: January 16, 2024 INTRANET HEADLINE: FirstSun Capital Bancorp and HomeStreet, Inc. Announce Transformational Strategic |
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January 16, 2024 |
FirstSun Capital Bancorp and HomeStreet, Inc. Merger Information Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: January 16, 2024 FirstSun Capital Bancorp and HomeStreet, Inc. Merger Information Employee FAQs •What was announced? ◦ |
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January 16, 2024 |
Sent on Behalf of Neal Arnold and Mollie Carter Filed by FirstSun Capital Bancorp (Commission File No.: 333-258176) Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: HomeStreet, Inc. Commission File No.: 001-35424 Date: January 16, 2024 Sent on Behalf of Neal Arnold and Mollie Carter Dear Associates, Today, we have an exciting announcem |
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January 16, 2024 |
Exhibit 99.1 Company Release – 01/16/2024 6:30AM EST FirstSun Capital Bancorp and HomeStreet, Inc. Announce Transformational Strategic Merger and $175 Million Equity Raise Combination will create a premier bank operating in the nation’s best markets in the Southwest and West Coast •Combined assets of approximately $17 billion •Dallas, Texas headquartered bank with an extensive footprint in 6 of th |
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January 9, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 4, 2024 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiz |
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January 9, 2024 |
FORM OF AMENDMENT NO. 3 TO STOCKHOLDERS' AGREEMENT AMENDMENT NO. 3 TO STOCKHOLDERS’ AGREEMENT THIS AMENDMENT NO. 3 TO STOCKHOLDERS’ AGREEMENT (this “Amendment”) is made and entered into as of January 2, 2024, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto. W I T N E S S E T H: WHEREAS, the Corporation and the |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant |
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October 27, 2023 |
FIRSTSUN CAPITAL BANCORP 1400 16TH Street Suite 250 Denver, CO 80202 October 27, 2023 FIRSTSUN CAPITAL BANCORP 1400 16TH Street Suite 250 Denver, CO 80202 October 27, 2023 VIA EDGAR U. |
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October 27, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 27, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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October 27, 2023 |
FIRSTSUN CAPITAL BANCORP 1400 16TH Street Suite 250 Denver, CO 80202 October 27, 2023 FIRSTSUN CAPITAL BANCORP 1400 16TH Street Suite 250 Denver, CO 80202 October 27, 2023 VIA EDGAR U. |
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October 27, 2023 |
FirstSun Capital Bancorp Reports Third Quarter 2023 Results FirstSun Capital Bancorp Reports Third Quarter 2023 Results Third Quarter 2023 Highlights: •Net income of $25. |
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October 17, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share (2) Maximum Aggregate Offering Price (3) Fee Rate (4) Amount of Registration Fee (5) Newly Registered Shares Fees to Be Paid Equity Common Stock, par value $0. |
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October 17, 2023 |
Exhibit 4.12 FirstSun Capital Bancorp INDENTURE Dated as of , 20 as Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES Section 2.1. Issuable in Series 5 Section 2.2. Establishme |
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October 17, 2023 |
As filed with the Securities and Exchange Commission on October 17, 2023. As filed with the Securities and Exchange Commission on October 17, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 81-4552413 (I.R |
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October 17, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Newly Registered Shares Fees to Be Paid Equity Common Stock, par value $0. |
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October 17, 2023 |
As filed with the Securities and Exchange Commission on October 17, 2023. As filed with the Securities and Exchange Commission on October 17, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 81-4552413 (I.R |
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September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 1, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation) (Commis |
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September 1, 2023 |
FSUN Investor Relations Materials Page 2 Cautionary Statement Regarding Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact na |
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August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as s |
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July 27, 2023 |
FirstSun Capital Bancorp Reports Second Quarter 2023 Results FirstSun Capital Bancorp Reports Second Quarter 2023 Results Second Quarter 2023 Highlights: •Net income of $28. |
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July 27, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 27, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 14, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as |
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May 1, 2023 |
FirstSun Capital Bancorp Reports First Quarter 2023 Results FirstSun Capital Bancorp Reports First Quarter 2023 Results First Quarter 2023 Highlights: •Net income of $26. |
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May 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 1, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizatio |
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March 16, 2023 |
Subsidiaries of FirstSun Capital Bancorp. Exhibit 21.1 SUBSIDIARIES OF FIRSTSUN CAPITAL BANCORP Parent Subsidiary Percentage of Ownership State of Incorporation or Organization FirstSun Capital Bancorp Sunflower Bank, National Association 100% United States Sunflower Bank, National Association Sunflower Agency, Inc. 100% Kansas Sunflower Bank, National Association Sunflower Holdings, Inc. 100% Kansas Sunflower Bank, National Association S |
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March 16, 2023 |
Exhibit 10.18 THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of March 14, 2023, by and among ROBERT A. CAFERA, JR., an individual resident of the State of Kentucky (“Executive”), FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Bancorp”), and SUNFLOWER BANK, N.A., a nati |
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March 16, 2023 |
Exhibit 10.17 FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of March 14, 2023, by and among NEAL E. ARNOLD., an individual resident of the State of South Carolina (“Executive”), FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Bancorp”), and SUNFLOWER BANK, N.A., a nati |
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March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of r |
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January 26, 2023 |
FirstSun Capital Bancorp Reports Fourth Quarter And Full Year 2022 Results FirstSun Capital Bancorp Reports Fourth Quarter And Full Year 2022 Results Fourth Quarter 2022 Highlights: •Net income of $24. |
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January 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 26, 2023 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact |
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October 27, 2022 |
FirstSun Capital Bancorp Reports Third Quarter 2022 Results FirstSun Capital Bancorp Reports Third Quarter 2022 Results Third Quarter 2022 Highlights: ?Net income of $26. |
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October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 27, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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October 11, 2022 |
FirstSun Capital Bancorp Announces Expansion of Executive Leadership Team at Sunflower Bank, N.A. Exhibit 99.1 FirstSun Capital Bancorp Announces Expansion of Executive Leadership Team at Sunflower Bank, N.A. Denver, CO (October 6, 2022) - FirstSun Capital Bancorp (?FirstSun?)(OTCQX: FSUN) announces the expansion of the Sunflower Bank, N.A. (?Sunflower Bank?) Executive Leadership team to reflect Sunflower Bank?s commitment to ensure its management structure continues to support its geographic |
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October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 11, 2022 (October 6, 2022) FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incor |
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September 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 7, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation) (Commis |
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September 7, 2022 |
EX-99.1 2 exhibit991firstsuninves.htm EX-99.1 FSUN Investor Relations Update Page 1 Page 2 Cautionary Statement Regarding Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Examples of forward-looking statements include, but are not limited to, statements regarding our outlook, expectations, a |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name |
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August 11, 2022 |
FirstSun Capital Bancorp Announces Commencement of Trading on OTCQX EX-99.1 2 exhibit991-otqcxpressrelea.htm EX-99.1 FirstSun Capital Bancorp Announces Commencement of Trading on OTCQX Denver – August 11, 2022 – FirstSun Capital Bancorp (“FirstSun” or the “Company”) (OTCQX: FSUN) announces that it has joined the OTCQX® Best Market and is now trading under the ticker symbol “FSUN”. Investors can find current financial disclosure and Real-Time Level 2 quotes for the |
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August 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 11, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiz |
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July 28, 2022 |
FIRSTSUN CAPITAL BANCORP REPORTS SECOND QUARTER 2022 RESULTS FIRSTSUN CAPITAL BANCORP REPORTS SECOND QUARTER 2022 RESULTS Second Quarter 2022 Highlights: ?Completed previously announced merger with Pioneer Bancshares, Inc. |
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July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 28, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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June 14, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following tables show the condensed combined financial information for each of FirstSun Capital Bancorp (?FirstSun?) and Pioneer Bancshares, Inc. (?Pioneer?), as well as unaudited pro forma condensed combined financial information for FirstSun and Pioneer reflecting the merger as of and for the year ended December 31, 20 |
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June 14, 2022 |
C O N S O L I D A T E D F I N A N C I A L S T A T E M E N T S Pioneer Bancshares, Inc. |
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June 14, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 14, 2022 (April 1, 2022) FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisd |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name |
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April 28, 2022 |
FIRSTSUN CAPITAL BANCORP REPORTS FIRST QUARTER 2022 RESULTS FIRSTSUN CAPITAL BANCORP REPORTS FIRST QUARTER 2022 RESULTS First Quarter 2022 Highlights: •Net income of $7. |
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April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 28, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organiza |
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April 1, 2022 |
Pioneer Bancshares, Inc. 2007 Stock Incentive Plan, as amended September 2, 2014 Exhibit 10.1 PIONEER BANCSHARES, INC 2007 STOCK INCENTIVE PLAN As amended 09/2/2014 1.PURPOSE The 2007 Stock Incentive Plan ("Plan") is intended to promote shareholder value by (a) enabling Pioneer Bancshares, Inc ("Company") and its affiliates to attract and retain the best available individuals for positions of substantial responsibility; (b) providing additional incentive to such persons by aff |
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April 1, 2022 |
Pioneer Bancshares, Inc. 2015 Equity Incentive Plan Exhibit 10.3 PIONEER BANCSHARES, INC. 2015 EQUITY INCENTIVE PLAN (adopted by the Company's Board of Directors on December 17, 2015) (approved by the Company's shareholders on January 28, 2016) 1.Purposes of the Plan. The purposes of this Pioneer Bancshares, Inc. 2015 Equity Plan (this "Plan") are to attract and retain the best available personnel for positions of substantial responsibility, to pro |
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April 1, 2022 |
FirstSun Capital Bancorp and Pioneer Bancshares, Inc. Complete Merger FirstSun Capital Bancorp and Pioneer Bancshares, Inc. Complete Merger Denver, CO ? Colorado-based FirstSun Capital Bancorp (?FirstSun,? or the ?Company?), the holding company of Sunflower Bank, N.A. (?Sunflower Bank?), announced today that it has completed its previously announced merger with Texas-based Pioneer Bancshares, Inc. (?Pioneer?) effective April 1, 2022. Also effective April 1, 2022, Pi |
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April 1, 2022 |
Amendment to the Pioneer Bancshares, Inc. 2007 Stock Incentive Plan, as amended Exhibit 10.2 AMENDMENT TO THE PIONEER BANCSHARES, INC. 2007 STOCK INCENTIVE PLAN WHEREAS, Pioneer Bancshares, Inc. sponsors and maintains the Pioneer Bancshares, Inc. 2007 Stock Incentive Plan (the ?Plan?); and WHEREAS, the Compensation Committee of the Board of Directors of Pioneer Bank (the ?Committee?) serves as the ?Committee? under the Plan and has the authority under the terms of the Plan to |
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April 1, 2022 |
As filed with the Securities and Exchange Commission on April 1, 2022 As filed with the Securities and Exchange Commission on April 1, 2022 Registration No. |
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April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organizat |
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March 25, 2022 |
EX-10.14 4 exhibit1014firstsuncapital.htm EX-10.14 Exhibit 10.14 FIRSTSUN CAPITAL BANCORP LONG-TERM INCENTIVE PLAN 1. Establishment of Plan. FirstSun Capital Bancorp, a Delaware corporation (“FirstSun”) and its wholly-owned subsidiary, Sunflower Bank, N.A., a national banking association (the “Bank”) hereby establish this FirstSun Capital Bancorp Long-Term Incentive Plan (the “Plan”). The Plan is |
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March 25, 2022 |
EX-10.17 7 exhibit1017amendedandresta.htm EX-10.17 Exhibit 10.17 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of March 24, 2022, by and between NEAL E. ARNOLD, an individual resident of the State of South Carolina (“Executive”) and FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Bancorp”), and SUNFLOWER B |
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March 25, 2022 |
Exhibit 10.12 Pursuant to Item 601(b)(10)(iv) of Regulation S-K, certain identified information marked with [*****] has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. FIRSTSUN CAPITAL BANCORP 2021 LONG-TERM INCENTIVE PLAN 1. Establishment of Plan. FirstSun Capital Bancorp, a Delaware corporation (?FirstSun?) and its |
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March 25, 2022 |
EX-10.15 5 exhibit1015formoffirstsunc.htm EX-10.15 Exhibit 10.15 FORM OF FIRSTSUN CAPITAL BANCORP LONG-TERM INCENTIVE PLAN NOTICE OF AWARD Participant Name: Grant Date: Performance Period: [3-years, commencing January 1 on the Year in which the Award is Granted] OR [INSERT OTHER PERFORMANCE PERIOD AS APPROVED] Vesting: [Third (3rd) anniversary of the Grant Date] OR [INSERT OTHER TIME-BASED VESTING |
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March 25, 2022 |
Exhibit 14.1 ??????????????????????????????????????? ??????????????????????????????????????? CODE OF ETHICS ADOPTION The Board of Directors of FirstSun Capital Bancorp (?FirstSun?) has adopted this Code of Ethics (this ?Code?), which is designed to ensure that all employees, officers and members of the Boards of Directors (collectively, the ?Board?) of FirstSun and its subsidiaries (together, the |
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March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-258176 FIRSTSUN CAPITAL BANCORP (Exact name of r |
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March 25, 2022 |
Exhibit 10.18 2022 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS 2022 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Amendment?) is made and entered into as of March 24, 2022, by and among ROBERT A. CAFERA, JR., an individual resident of the State of Kentucky (?Executive?), FIRSTSUN CAPITAL BANCORP, a Delaware corporation (?Bancorp?), and SUNFLOWER BANK, N.A., a nation |
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March 25, 2022 |
Exhibit 10.16 Agreement & General Release PERSONAL AND CONFIDENTIAL March 24, 2022 This letter proposes the following Agreement and General Release (?Agreement?) between Mollie Hale Carter (?Executive?) and FIRSTSUN CAPITAL BANCORP (?Employer?). Executive and Employer are each sometimes referred to herein individually as a ?Party? and collectively as the ?Parties?. In consideration of the Parties? |
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March 25, 2022 |
Subsidiaries of FirstSun Capital Bancorp. Exhibit 21.1 SUBSIDIARIES OF FIRSTSUN CAPITAL BANCORP Parent Subsidiary Percentage of Ownership State of Incorporation or Organization FirstSun Capital Bancorp Sunflower Bank, National Association 100% United States Sunflower Bank, National Association Sunflower Agency, Inc. 100% Kansas Sunflower Bank, National Association Sunflower Holdings, Inc. 100% Kansas Sunflower Bank, National Association S |
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March 25, 2022 |
Exhibit 10.13 Award Agreement FORM OF FIRSTSUN CAPITAL BANCORP 2021 LONG-TERM INCENTIVE PLAN AWARD AGREEMENT This Award Agreement (this ?Agreement?) is made and entered into as of April 1, 2021 (the ?Grant Date?) by and between FirstSun Capital Bancorp, a Delaware corporation (the ?Company?), and XXXXX 1. Grant of LTIP Units Award. Subject to the conditions set forth below and in the Plan document |
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January 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 28, 2022 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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January 28, 2022 |
FIRSTSUN CAPITAL BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS EX-99.1 2 fcbearningsrelease-q42021.htm EX-99.1 FIRSTSUN CAPITAL BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS Fourth Quarter Highlights: •Net income of $8.8 million, $0.47 per diluted share •Return on average assets of 0.62% •Return on average equity of 6.69% •Loan growth of 24.5% annualized (excluding PPP loan balances, 30.3% annualized) •Average deposit balance growth of 9.0% annual |
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January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 3, 2022 (December 30, 2021) FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of inco |
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January 3, 2022 |
EX-10.1 2 exhibit101-restrictedstock.htm EX-10.1 Exhibit 10.1 Form of Restricted Stock Agreement FirstSun Capital Bancorp 2017 Equity Incentive Plan Participant: No. of Shares: Date of Grant: This Restricted Stock Agreement (the “Agreement”) evidences the grant to the Participant named above (“you” or “Participant”) of the number of shares set forth above (each, an “Award Share,” and collectively, |
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December 21, 2021 |
As filed with the Securities and Exchange Commission on December 21, 2021 As filed with the Securities and Exchange Commission on December 21, 2021 Registration No. |
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December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 21, 2021 (October 18, 2021) FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of inc |
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November 5, 2021 |
EX-3.2 2 exhibit32-certificateofame.htm EX-3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIRSTSUN CAPITAL BANCORP FirstSun Capital Bancorp (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1.This Certificate of Amendment (the “Certificate of Amendment” |
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November 5, 2021 |
FirstSun Capital Bancorp 2021 Equity Incentive Plan. Exhibit 10.1 FirstSun Capital Bancorp 2021 Equity Incentive Plan Effective October 18, 2021 -1- 1. General. (a)Establishment. FirstSun Capital Bancorp, a Delaware corporation (the “Company”), hereby establishes the FirstSun Capital Bancorp 2021 Equity Incentive Plan (the “Plan”), as it may be amended and restated from time to time. Capitalized terms shall have the respective meanings set forth in |
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November 5, 2021 |
Exhibit 3.3 BYLAWS OF FIRSTSUN CAPITAL BANCORP A Delaware Corporation As amended and restated through October 29, 2021 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 STOCKHOLDERS 2 Section 2.01 Meetings. 2 Section 2.02 Action by Written Consent 5 Section 2.03 Advance Notice of Stockholder Nominations and Proposals. 5 ARTICLE 3 BOARD OF DIRECTORS 10 Section 3.01 General Powers 10 Section |
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November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 33 |
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October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 28, 2021 FIRSTSUN CAPITAL BANCORP (Exact name of registrant as specified in its charter) Delaware 333-258176 81-4552413 (State or other jurisdiction of incorporation or organi |
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October 28, 2021 |
FIRSTSUN CAPITAL BANCORP REPORTS THIRD QUARTER 2021 RESULTS EX-99.1 2 fcbearningsrelease-q32021.htm EX-99.1 FIRSTSUN CAPITAL BANCORP REPORTS THIRD QUARTER 2021 RESULTS Third Quarter Highlights: •Net income of $8.7 million, $0.46 per diluted share •Return on average assets of 0.62% •Return on average equity of 6.68% •Deposit growth of 9.2% annualized •Loan growth, excluding PPP loan balances, of 11.0% annualized Denver, Colorado – October 28, 2021 – FirstSu |
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September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 333-258 |
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August 12, 2021 |
MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT Filed Pursuant to Rule 424(b)(3) Registration No. 333-258176 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT August 10, 2021 To the Shareholders of Pioneer Bancshares, Inc.: On May 11, 2021, FirstSun Capital Bancorp, which we refer to as “FirstSun,” and Pioneer Bancshares, Inc., which we refer to as “Pioneer,” entered into an Agreement and Plan of Merger, as amended, which we refer to as the “merger a |
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August 6, 2021 |
Form of proxy of Pioneer Bancshares, Inc. SPECIAL MEETING OF SHAREHOLDERS OF PIONEER BANCSHARES, INC. September 16, 2021 NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS: The Notice of Meeting, proxy statement and proxy card are available at - {Insert web address where material will be hosted} Please sign, date and mail your proxy card in the envelope provided as soon as possible. Signature of Shareholder Date: Signature of Shareholder |
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August 6, 2021 |
FirstSun Capital Bancorp 1400 16th Street, Suite 250 Denver, CO 80202 (303) 831-6707 SunflowerBank. |
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August 6, 2021 |
As filed with the Securities and Exchange Commission on August 6, 2021 As filed with the Securities and Exchange Commission on August 6, 2021 File No. 333- 258176 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) |
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August 6, 2021 |
Consent of Piper Sandler & Co. Exhibit 99.1 1251 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10020 P 212 466-7800 | TF 800 635-6851 Piper Sandler & Co. Since 1885. Member SIPC and NYSE. CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Pioneer Bancshares, Inc. (the “Company”) as an Annex to the Proxy Statement/Prospectus relating to the proposed merger of the |
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August 4, 2021 |
NELSON MULLINS RILEY & SCARBOROUGH LLP ATTORNEYS AND COUNSELORS AT LAW 201 17th Street NW, Suite 1700 Atlanta, GA 30363 T: 404. |
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July 26, 2021 |
Form of FirstSun Capital Bancorp 2020 Long-Term Incentive Plan Award Agreement. Exhibit 10.9 Award Agreement FORM OF FIRSTSUN CAPITAL BANCORP LONG-TERM INCENTIVE PLAN AWARD AGREEMENT This Award Agreement (this “Agreement”) is made and entered into as of April1, 2020 (the “Grant Date”) by and between FirstSun Capital Bancorp, a Delaware corporation (the “Company”), and [ ]. 1. Grant of LTIP Units Award. Subject to the conditions set forth below and in the Plan document, effect |
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July 26, 2021 |
Subsidiaries of FirstSun Capital Bancorp. EX-21.1 21 e21436ex21-1.htm Exhibit 21.1 Subsidiaries of FirstSun Capital Bancorp Subsidiary Jurisdiction of Organization Sunflower Bank, National Association United States Sunflower Agency, Inc. State of Kansas Sunflower Holdings, Inc. State of Kansas Sunflower Public Finance, LLC State of Colorado SPHC, LLC State of Kansas Community Investment, LLC State of Kansas Logia Portfolio Management, L.L |
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July 26, 2021 |
Consent of Piper Sandler & Co. Exhibit 99.1 1251 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10020 P 212 466-7800 | TF 800 635-6851 Piper Sandler & Co. Since 1885. Member SIPC and NYSE. CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Pioneer Bancshares, Inc. (the “Company”) as an Annex to the Proxy Statement/Prospectus relating to the proposed merger of the |
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July 26, 2021 |
Exhibit 10.5 2019 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS 2019 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of February 21, 2019, by and among ROBERT A. CAFERA, JR., an individual resident of the State of Kentucky (“Executive”), FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Bancorp”), and SUNFLOWER BANK, N.A., a nati |
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July 26, 2021 |
S-4 1 e21488firstsun-s4.htm As filed with the Securities and Exchange Commission on July 26, 2021 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIRSTSUN CAPITAL BANCORP (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) |
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July 26, 2021 |
Form of proxy of Pioneer Bancshares, Inc. EX-99.2 25 e21488ex99-2.htm Exhibit 99.2 SPECIAL MEETING OF SHAREHOLDERS OF PIONEER BANCSHARES, INC. [ ], 2021 NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS: The Notice of Meeting, proxy statement and proxy card are available at - {Insert web address where material will be hosted} Please sign, date and mail your proxy card in the envelope provided as soon as possible. Signature of Shareholder |
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July 26, 2021 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of January 16, 2018 (the “Commencement Date”), by and between NEAL E. ARNOLD, an individual resident of the State of South Carolina (“Executive”) and FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Employer”). Executive and Employer are each sometimes referred to herein individually as a “ |
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July 26, 2021 |
Exhibit 4.4 FORM OF AMENDMENT NO. 1 TO STOCKHOLDERS’ AGREEMENT THIS AMENDMENT NO. 1 TO STOCKHOLDERS’ AGREEMENT (this “Amendment”) is made and entered into as of March 14, 2018, by and among FIRSTSUN CAPITAL BANCORP, a Delaware corporation (the “Corporation”), and the Persons executing the signature pages hereto. W I T N E S S E T H: WHEREAS, the Corporation and the Stockholders entered into that c |
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July 26, 2021 |
EXHIBIT 4.1 CS - # Common Stock No. of shares [FIRSTSUN CAPITAL BANCORP LOGO] Incorporated under the laws of the State of DELAWARE This certifies that [·] is the owner of [·] fully paid and non-assessable shares of Common Stock, $0.0001 par value, of FIRSTSUN CAPITAL BANCORP transferable on the books of the Corporation by the holder hereof in person or by a duly authorized attorney upon surrender |
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July 26, 2021 |
Bylaws of FirstSun Capital Bancorp. Exhibit 3.2 BYLAWS OF FIRSTSUN CAPITAL BANCORP A Delaware Corporation Adopted Effective June 19, 2017 TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Article 2 STOCKHOLDERS 2 Section 2.01 Meetings 2 Section 2.02 Action by Written Consent 5 Article 3 BOARD OF DIRECTORS 5 Section 3.01 General Powers 5 Section 3.02 Board Structure 5 Section 3.03 Meetings 6 Section 3.04 Informal Action 10 Article 4 OFF |
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July 26, 2021 |
FirstSun Capital Bancorp 2020 Long-Term Incentive Plan. EX-10.8 18 e21436ex10-8.htm Exhibit 10.8 Long-Term Incentive Plan FIRSTSUN CAPITAL BANCORP LONG-TERM INCENTIVE PLAN 1. Establishment of Plan. FirstSun Capital Bancorp, a Delaware corporation (“FirstSun”) and its wholly-owned subsidiary, Sunflower Bank, N.A., a national banking association (the “Bank”) hereby establish this FirstSun Capital Bancorp Long-Term Incentive Plan (the “Plan”). The Plan is |
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July 26, 2021 |
EX-10.3 13 e21436ex10-3.htm Exhibit 10.3 2019 AMENDMENT TO EMPLOYMENT AGREEMENT THIS 2019 AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of February 21, 2019, by and among NEAL E. ARNOLD, an individual resident of the State of South Carolina (“Executive”) and FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Employer”). Executive and Employer are each sometimes r |
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July 26, 2021 |
Form of FirstSun Capital Bancorp Stock Option Agreement. Exhibit 10.7 FORM OF FIRSTSUN CAPITAL BANCORP 2017 EQUITY INCENTIVE PLAN OPTION AWARD AGREEMENT (Employee) Unless otherwise defined herein, the terms defined in the FirstSun Capital Bancorp Equity Incentive Plan shall have the same defined meanings in this Option Award Agreement (this “Award”). I. NOTICE OF GRANT Name: [ ] Date of grant (“Date of Grant”): [ ] Grant number: [ ] Exercise Price (“Exe |
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July 26, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIRSTSUN CAPITAL BANCORP Article I NAME The name of the corporation is FirstSun Capital Bancorp (the “Corporation”). Article II REGISTERED OFFICE AND AGENT The address of the Corporation’s registered office and the name and address of the registered agent for service of process required by the Delaware General Corporation Law (the “D |
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July 26, 2021 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of May 13, 2020, by and among Mollie Hale Carter, an individual resident of the State of Colorado (“Executive”), FIRSTSUN CAPITAL BANCORP, a Delaware corporation (“Bancorp”), and SUNFLOWER BANK, N.A., a national banking association (the “Bank” and, to |
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July 26, 2021 |
FirstSun Capital Bancorp 2017 Equity Incentive Plan. Exhibit 10.6 FirstSun Capital Bancorp 2017 Equity Incentive Plan Effective June 19, 2017 1. General. (a) Establishment. FirstSun Capital Bancorp, a Delaware corporation (the ?Company?), hereby establishes the FirstSun Capital Bancorp 2017 Equity Incentive Plan (the ?Plan?), as it may be amended and restated from time to time. Capitalized terms shall have the respective meanings set forth in Sectio |
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July 26, 2021 |
Exhibit 4.3 FORM OF STOCKHOLDERS’ AGREEMENT OF FIRSTSUN CAPITAL BANCORP DATED JUNE 19, 2017 TABLE OF CONTENTS Page ARTICLE 1 Definitions 2 Section 1.01. Definitions. 2 ARTICLE 2 CORPORATE GOVERNANCE 11 Section 2.01. Board of Directors. 11 Section 2.02. Board of Directors of the Corporation. 12 Section 2.03. Vacancies. 13 Section 2.04. Meetings. 13 Section 2.05. Charter or Bylaw Provisions. 14 Sect |
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July 26, 2021 |
EX-4.6 7 e21436ex4-6.htm Exhibit 4.6 FORM OF REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made as of June 19, 2017, by and among FirstSun Capital Bancorp, a Delaware corporation (formerly named Sunflower Reincorporation Sub, Inc., the “Company”), the stockholders listed on Exhibit A hereto (each, a “Significant Investor,” and collectively, the “Significant |
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July 26, 2021 |
Exhibit 10.4 Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of June 19, 2017, by and among ROBERT A. CAFERA, JR., an individual resident of the State of Kentucky (“Executive”), FIRSTSUN CAPITAL BANCORP (formerly known as Sunflower Reincorporation Sub, Inc.), a Delaware corporation (“Bancorp”) |
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July 26, 2021 |
FirstSun Capital Bancorp Deferred Compensation Plan Amended as of January 1, 2019. EX-10.10 20 e21436ex10-10.htm Exhibit 10.10 Firstsun Capital Bancorp DEFERRED COMPENSATION PLAN Amended as of January 1, 2019 TABLE OF CONTENTS Page TABLE OF CONTENTS i ARTICLE 1 INTRODUCTION AND PURPOSE 1 1.1 Establishment of the Plan 1 1.2 Purpose of the Plan 1 1.3 ERISA Not Applicable 1 ARTICLE 2 DEFINITIONS 2 ARTICLE 3 PARTICIPATION 6 3.1 Eligibility 6 3.2 Enrollment 6 3.3 Duration of Election |
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July 22, 2021 |
FirstSun Capital Bancorp 1400 16th Street, Suite 250 Denver, CO 80202 (303) 831-6707 SunflowerBank. |
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July 6, 2021 |
Filed by FirstSun Capital Bancorp Filed by FirstSun Capital Bancorp pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Pioneer Bancshares, Inc. |
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June 22, 2021 |
FIRST SUN CAPITAL BANCORP 1400 16th Street, Suite 250 Denver, Colorado 80202 DRSLTR 1 filename1.htm FIRST SUN CAPITAL BANCORP 1400 16th Street, Suite 250 Denver, Colorado 80202 June 22, 2021 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: FirstSun Capital Bancorp Draft Registration Statement on Form S-4 Submitted June 22, 2021 CIK 0001709442 Ladies and Gentlemen: We are confidentially submitti |
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May 11, 2021 |
FirstSun Capital Bancorp to Acquire Pioneer Bancshares, Inc. Filed by FirstSun Capital Bancorp pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Pioneer Bancshares, Inc. |