Statistiche di base
LEI | 5493006PMLETBTVJ3262 |
CIK | 34563 |
SEC Filings
SEC Filings (Chronological Order)
September 11, 2025 |
Exhibit 99.1 Farmer Brothers Coffee Reports Fourth Quarter and Full Year Fiscal 2025 Financial Results Fiscal year 2025 gross margin increase of 420 basis points year-over-year to 43.5% Reported full year net loss of $14.5 million, increase in year-over-year adjusted EBITDA1 of more than $14 million Fiscal 2025 net sales of $342.3 million Fort Worth, Texas, Sept. 11, 2025 – Farmer Brothers Coffee |
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September 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS. CO. (Exact Name |
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September 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 11, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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May 12, 2025 |
14501 N Fwy Fort Worth, Texas 76177 14501 N Fwy Fort Worth, Texas 76177 May 13, 2025 VIA EDGAR Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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May 8, 2025 |
As filed with the Securities and Exchange Commission on May 8, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 8, 2025 Registration No. |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BR |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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May 8, 2025 |
Exhibit 99.1 Farmer Brothers Coffee reports third quarter fiscal 2025 financial results Third quarter fiscal 2025 net sales of $82.1 million. Third quarter fiscal 2025 gross margin increase of 200 basis points year-over-year to 42.1% Reported third quarter net loss of $5 million and improved adjusted EBITDA1 of $1.7 million Completion of the company's brand pyramid and SKU rationalization initiati |
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May 8, 2025 |
Ex 10.7 SETTLEMENT AGREEMENT AND RELEASE This SETTLEMENT AGREEMENT AND RELEASE (the “Agreement”) is made as of the 27th day of March 2025 (“Effective Date”) by and between TreeHouse Foods, Inc., a Delaware Corporation (“THS”), on the one hand and Farmer Bros. Co., a Delaware corporation (“FB”), on the other hand. In consideration of the mutual promises contained in this Agreement and for other goo |
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April 16, 2025 |
Exhibit 10.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (“AGREEMENT”) is made and entered into by and between Thomas Edward Bauer (“EMPLOYEE”) and Farmer Bros. Co., a Delaware corporation (the “Company”). In consideration of the covenants undertaken and releases contained in this Agreement, and for other good and valuable consideration, the receipt and s |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Com |
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April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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March 3, 2025 |
14501 N Fwy Fort Worth, Texas 76177 14501 N Fwy Fort Worth, Texas 76177 March 3, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 25, 2025 |
14501 N Fwy Fort Worth, Texas 76177 14501 N Fwy Fort Worth, Texas 76177 February 25, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 10, 2025 |
Second Amended and Restated Bylaws of Farmer Bros. Co., effective February 5, 2025 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF FARMER BROS. CO. A DELAWARE CORPORATION (AS AMENDED THROUGH FEBRUARY 5, 2025) TABLE OF CONTENTS Page Article 1. OFFICES 1 1.1. Registered Office 1 1.2. Other Offices 1 Article 2. MEETINGS OF STOCKHOLDERS 1 2.1. Place of Meetings 1 2.2. Annual Meeting 1 2.3. Nature of Business at Meetings of Stockholders 1 2.4. Nomination of Directors 3 2.5. Special |
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February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 6, 2025 |
Exhibit 99.1 Farmer Brothers Coffee reports second quarter fiscal 2025 financial results Second quarter fiscal 2025 net sales of $90 million. Second quarter fiscal 2025 gross margin increase of 270 basis points year-over-year to 43.1% Reported second quarter net income of $210,000 and improved adjusted EBITDA1 of $5.9 million Fort Worth, Texas, Feb. 6, 2025 – Farmer Bros. Co. (NASDAQ: FARM) today |
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February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER |
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February 6, 2025 |
Exhibit 10.5 14501 N Fwy. Fort Worth, TX 78177 817-640-8111 [email protected] farmer bros.com November 21, 2024 Brian Miller Re: Offer of Employment Dear Brian, On behalf of Farmer Bros. Co. (the “Company”), I am pleased to offer you full-time employment in the position of Vice President, Sales & Marketing, based in Fort Worth, TX. You will report directly to John Moore, President and CEO. Yo |
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January 13, 2025 |
Farmer Brothers Names Brian Miller Vice President of Sales Exhibit 99.1 Farmer Brothers Names Brian Miller Vice President of Sales Fort Worth, Texas, Jan. 13, 2025 – Farmer Bros. Co. (NASDAQ: FARM), a leading roaster, wholesaler and distributor of coffee, tea and allied products, announced today it has appointed Brian Miller as vice president of sales. Mr. Miller has more than 25 years of experience leading teams in the consumer product industry. Tom Baue |
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January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 13, 2025 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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December 23, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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December 12, 2024 |
Exhibit 107 Calculation of Filing Fee Table S-3 (Form Type) Farmer Bros. Co. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered & Carry Forward Securities Security Type Security Class Title Fee Calculation Rule or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry F |
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December 12, 2024 |
As filed with the Securities and Exchange Commission on December 12, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 12, 2024 Registration No. |
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November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARME |
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November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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November 7, 2024 |
Exhibit 99.1 Farmer Brothers Coffee reports first quarter fiscal 2025 financial results First quarter fiscal 2025 net sales of $85.1 million, up 4% on a year-over year basis First quarter fiscal 2025 gross margin increase of 630 basis points year-over-year to 43.9% Reported net loss of $5 million and improved adjusted EBITDA1 of $1.4 million Fort Worth, Texas, Nov. 7, 2024 – Farmer Bros. Co. (NASD |
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October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS |
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September 12, 2024 |
Exhibit 10.56 May 17, 2024 Vance Fisher Re: Offer of Employment Dear Vance, On behalf of Farmer Bros. Co. (the “Company”), I am pleased to offer you full-time employment in the position of Chief Financial Officer, based in Fort Worth, TX. You will report directly to John Moore, President and CEO. You will perform and execute such duties assigned with your position. Your target start date is June 1 |
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September 12, 2024 |
Exhibit 99.1 Farmer Brothers reports fourth quarter and full year fiscal 2024 financial results Fiscal year 2024 gross margin increase of 560 basis points year-over-year to 39.3% Reported full year net loss of $3.9 million, increased full year adjusted EBITDA1 to $558,000 Fiscal 2024 net sales of $341.1 million Fort Worth, Texas, Sept. 12, 2024 – Farmer Bros. Co. (NASDAQ: FARM) today reported its |
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September 12, 2024 |
Ex 10.57 August 7, 2023 Re: Retention Award Dear Matthew Coffman, As we move forward with our focus on our direct store delivery business, it is critical that key employees like you remain with Farmer Brothers (the "Company"). You possess a highly valuable skill set and knowledge, and your efforts and contributions are vital to the stability and future of the business. The Company is offering you |
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September 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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September 12, 2024 |
Exhibit-19.1 INSIDER TRADING POLICY Date: January 31, 2024 To: ALL EMPLOYEES, OFFICERS, DIRECTORS, CONSULTANTS AND OTHER ASSOCIATES OF FARMER BROS. CO. AND ITS SUBSIDIARIES (COLLECTIVELY, “FARMER BROS.” OR THE “COMPANY”) Re: INSIDER TRADING Introduction Generally, there are laws that prohibit trading in the securities of a company on the basis of material nonpublic information (sometimes referred |
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September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS. CO. (Exact Name |
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September 12, 2024 |
EXHIBIT 10.60 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Br |
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September 12, 2024 |
Exhibit 97.1 Farmer Bros. Co. Amended and Restated Policy on Executive Compensation in Restatement Situations 1. Purpose. The purpose of this Amended and Restated Policy on Executive Compensation in Restatement Situations of the Company (as amended from time to time, the “Policy”), dated as of August 16, 2023 (the “Adoption Date”) is to describe the circumstances in which current and former Execut |
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September 12, 2024 |
EXHIBIT 10.61 FARMER BROS. CO. 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bros. Co. Amended and R |
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August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 14, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File N |
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August 16, 2024 |
Exhibit 10.1 August 14, 2024 22NW, LP 590 1st Ave. S, Unit C1 Seattle, Washington 98104 Attn: Aron R. English Email: [email protected] Re: Farmer Bros. Co. Dear Mr. English: This letter agreement is intended to memorialize the understandings and agreements that we have reached with 22NW, LP (collectively with 22NW Fund, LP, 22NW Fund GP, LLC, 22NW GP, Inc., Aron R. English and Bryson O. Hirai |
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August 16, 2024 |
FARM / Farmer Bros. Co. / 22NW Fund, LP - AMENDMENT NO. 7 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) Aron R. English 22NW, |
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May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 22, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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May 22, 2024 |
Farmer Brothers Names Vance Fisher Chief Financial Officer Exhibit 99.1 Farmer Brothers Names Vance Fisher Chief Financial Officer NORTHLAKE, Texas, May 22, 2024 – Farmer Brothers (NASDAQ: FARM) a leading roaster, wholesaler, and distributor of coffee, tea and allied products, announced today it has appointed Vance Fisher as chief financial officer. Brad Bollner, who has served as the company’s interim CFO since August 2023, will remain with the company a |
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May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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May 9, 2024 |
Exhibit 99.1 Farmer Brothers reports third quarter fiscal 2024 financial results and publishes quarterly shareholder letter Fiscal Q3 2024 net sales of $85.4 million Gross margin increase of 660 basis points year-over-year to 40.1% NORTHLAKE, Texas, May, 9, 2024 – Farmer Bros. Co. (NASDAQ: FARM) today reported its third quarter fiscal 2024 financial results for the period ended March 31, 2024. The |
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May 9, 2024 |
Exhibit 99.2 Third quarter fiscal 2024 letter to shareholders Exhibit 99.2 Dear shareholders, In our fiscal third quarter, we were pleased to maintain the positive year-over-year gains we have made in several of our key metrics, including gross margins and adjusted EBITDA1. Our results reflect continued progress related to the transformation of our direct store delivery (DSD) business. During the |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BR |
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May 9, 2024 |
Ex 10.2 March 6, 2024 JCP Investment Partnership, LP 1177 West Loop South, Suite 1320 Houston, TX 77027 Attn: James C. Pappas Email: [email protected] 22NW, LP 590 1st Ave. S, Unit C1 Seattle, WA 98104 Attn: Aron R. English Email: [email protected] Olshan Frome Wolosky LLP 1325 Avenue of the Americas New York, NY 10019 Attn: Ryan Nebel Rebecca Van Derlaske Email: [email protected] rvanderlask |
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May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commi |
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May 3, 2024 |
Exhibit 10.1 EMPLOYMENT AGREEMENT (Farmer Bros. Co. / Moore) This Employment Agreement (this “Agreement”) is made and entered into as of May 1, 2024 between FARMER BROS. CO., a Delaware corporation (the “Company”), and JOHN MOORE (“Moore”) who agree as follows: 1. Employment. The Company hereby employs Moore, and Moore accepts employment from the Company as the Company’s President and Chief Execut |
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March 15, 2024 |
Exhibit 99.1 Investor Presentation March 2024 Safe Harbor Certain statements contained in this presentation are forward-looking statements within the meaning of federal securities laws and regulations. These statements are based on management’s current expectations, estimates, forecasts and projections about us, our future performance, our financial condition, our products, our business strategy, |
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March 15, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 15, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 7, 2024 (March 4, 2024) Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commiss |
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March 7, 2024 |
FARM / Farmer Bros. Co. / 22NW Fund, LP - AMENDMENT NO. 6 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da61068001503072024.htm AMENDMENT NO. 6 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (T |
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March 7, 2024 |
[Remainder of page intentionally left blank; signature pages follow.] EX-99.1 2 ex991to13da508569044030724.htm AMENDMENT TO LETTER AGREEMENT, DATED MARCH 6, 2024. Exhibit 99.1 March 6, 2024 JCP Investment Partnership, LP 1177 West Loop South, Suite 1320 Houston, TX 77027 Attn: James C. Pappas Email: [email protected] 22NW, LP 590 1st Ave. S, Unit C1 Seattle, WA 98104 Attn: Aron R. English Email: [email protected] Olshan Frome Wolosky LLP 1325 Avenue of the America |
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March 7, 2024 |
Farmer Brothers Names Terry O’Brien to Board of Directors Exhibit 99.1 Farmer Brothers Names Terry O’Brien to Board of Directors NORTHLAKE, Texas, March 7, 2024 – Farmer Brothers (NASDAQ: FARM) a leading roaster, wholesaler, and distributor of coffee, tea and allied products, announced today it has appointed Terry O’Brien to its board of directors. Mr. O’Brien brings to the Farmer Brothers board more than three decades of experience in executive leadersh |
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March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) JAMES C. PAPPAS JCP I |
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March 7, 2024 |
[Remainder of page intentionally left blank; signature pages follow.] EX-99.1 2 ex991to13da610680015030724.htm AMENDMENT TO LETTER AGREEMENT, DATED MARCH 6, 2024. Exhibit 99.1 March 6, 2024 JCP Investment Partnership, LP 1177 West Loop South, Suite 1320 Houston, TX 77027 Attn: James C. Pappas Email: [email protected] 22NW, LP 590 1st Ave. S, Unit C1 Seattle, WA 98104 Attn: Aron R. English Email: [email protected] Olshan Frome Wolosky LLP 1325 Avenue of the America |
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February 9, 2024 |
FARM / Farmer Bros. Co. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 farm04.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Farmer Bros. Co. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 307675108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone N |
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February 8, 2024 |
Exhibit 99.1 Farmer Brothers reports second quarter fiscal 2024 financial results and publishes quarterly shareholder letter Fiscal Q2 2024 net sales of $89.5 million Gross margin increase of 550 basis points year-over-year to 40.4% NORTHLAKE, Texas, Feb. 8, 2024 – Farmer Brothers (NASDAQ: FARM) today reported its second quarter fiscal 2024 financial results for the period ended December 31, 2023. |
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February 8, 2024 |
Second quarter fiscal 2024 letter to shareholders Exhibit 99.2 Second quarter fiscal 2024 letter to shareholders February 8, 2024 Exhibit 99.2 Dear shareholders, As we continue to transition our operation to focus solely on direct store delivery (DSD), we are pleased to see early momentum in several of our operational and financial metrics. Overall, during the second quarter of fiscal 2024 we saw meaningful improvements in gross margin and adjust |
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February 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER |
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February 6, 2024 |
Farmer Brothers Names John Moore Chief Executive Officer Exhibit 99.1 Farmer Brothers Names John Moore Chief Executive Officer NORTHLAKE, Texas, Feb. 6, 2024 – Farmer Brothers (NASDAQ: FARM) a leading roaster, wholesaler, and distributor of coffee, tea and allied products, announced today it has appointed John Moore as president and chief executive officer (CEO). Mr. Moore has served as interim CEO since October 2023. His appointment follows a robust ev |
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February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2024 (January 31, 2024) Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (C |
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February 5, 2024 |
FARM / Farmer Bros. Co. / Farmer Bros. Co. 401(k) Plan - SC 13G/A Passive Investment SC 13G/A 1 farmfarmerbrosco401kplan-.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* Farmer Bros. Co. (Name of Issuer) Common Stock, $1 |
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January 26, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2024 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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December 12, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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December 7, 2023 |
Exhibit 10.1 CONSENT AND AMENDMENT NO. 5 TO CREDIT AGREEMENT This CONSENT AND AMENDMENT NO. 5 TO CREDIT AGREEMENT (this "Amendment") is entered into as of December 4, 2023, by and among FARMER BROS. CO., a Delaware corporation ("Parent"), the Subsidiaries of Parent from time to time party to the Credit Agreement (as defined below) as borrowers in accordance with the terms thereof (together with Pa |
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December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 7, 2023 FARMER BROTHERS CO (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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November 9, 2023 |
Ex 10.4 Retention Award Letter September 13, 2023 Re: Retention Award Dear Brad Bollner, As we move forward with our focus on our direct store delivery business, it is critical that key employees like you remain with Farmer Brothers (the “Company”). You possess a highly valuable skill set and knowledge, and your efforts and contributions are vital to the stability and future of the business. The C |
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November 9, 2023 |
Exhibit 99.1 Farmer Brothers reports first quarter fiscal 2024 financial results and publishes quarterly shareholder letter Fiscal Q1 2024 net sales of $81.9 million Gross margin increase of 380 basis points year-over-year to 37.6% Progress on key business transition initiatives and reorganization efforts position company for long-term growth and profitability NORTHLAKE, Texas, Nov. 9, 2023 – Farm |
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November 9, 2023 |
EXHIBIT 10.3 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN CASH-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the cash-based restricted stock units (the “CRSUs”) described in this Cash-Based Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of |
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November 9, 2023 |
EX-99.2 3 ex992to13da510680015110923.htm JOINT FILING AGREEMENT, DATED NOVEMBER 9, 2023 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stoc |
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November 9, 2023 |
Exhibit 99.2 First quarter fiscal 2024 letter to shareholders November 9, 2023 1 Exhibit 99.2 Dear shareholders, We find ourselves at a pivotal moment, characterized by the strategic divestiture of our direct ship business and a model refocused on what we have always done best – direct store delivery (DSD). While there is still work to be done, we are confident we are well positioned to deliver im |
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November 9, 2023 |
EXHIBIT 10.2 FARMER BROS. CO. 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bros. Co. 2017 Long-Term |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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November 9, 2023 |
EXHIBIT 10.1 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bro |
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November 9, 2023 |
Ex 10.5 Retention Award Letter September 13, 2023 Re: Retention Award Dear Jared Vitemb, As we move forward with our focus on our direct store delivery business, it is critical that key employees like you remain with Farmer Brothers (the “Company”). You possess a highly valuable skill set and knowledge, and your efforts and contributions are vital to the stability and future of the business. The C |
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November 9, 2023 |
Signature Page to Letter Agreement EX-99.1 2 ex991to13da408569044110923.htm LETTER AGREEMENT, DATED NOVEMBER 7, 2023 Exhibit 99.1 Execution Version November 7, 2023 JCP Investment Partnership, LP 22NW, LP 1177 West Loop South, Suite 1320 590 1st Ave. S, Unit C1 Houston, Texas 77027 Seattle, Washington 98104 Attn: James C. Pappas Attn: Aron R. English Email: [email protected] Email: [email protected] Olshan Frome Wolosky LLP 1325 |
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November 9, 2023 |
EX-99.2 3 ex992to13da408569044110923.htm JOINT FILING AGREEMENT, DATED NOVEMBER 9, 2023 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stoc |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARME |
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November 9, 2023 |
SC 13D/A 1 sc13da40856904411092023.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (T |
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November 9, 2023 |
FARM / Farmer Bros. Co. / 22NW Fund, LP - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da51068001511092023.htm AMENDMENT NO. 5 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (T |
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November 9, 2023 |
Ex 10.1 November 7, 2023 JCP Investment Partnership, LP 22NW, LP 1177 West Loop South, Suite 1320 590 1st Ave. S, Unit C1 Houston, Texas 77027 Seattle, Washington 98104 Attn: James C. Pappas Attn: Aron R. English Email: [email protected] Email: [email protected] Olshan Frome Wolosky LLP 1325 Avenue of the Americas New York, New York 10019 Attn: Ryan Nebel Rebecca Van Derlaske Email: rnebel@olsha |
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November 9, 2023 |
Signature Page to Letter Agreement EX-99.1 2 ex991to13da510680015110923.htm LETTER AGREEMENT, DATED NOVEMBER 7, 2023 Exhibit 99.1 Execution Version November 7, 2023 JCP Investment Partnership, LP 22NW, LP 1177 West Loop South, Suite 1320 590 1st Ave. S, Unit C1 Houston, Texas 77027 Seattle, Washington 98104 Attn: James C. Pappas Attn: Aron R. English Email: [email protected] Email: [email protected] Olshan Frome Wolosky LLP 1325 |
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November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS |
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October 16, 2023 |
EX-99.1 2 ex991to13da308569044101623.htm GROUP AGREEMENT, DATED OCTOBER 12, 2023 Exhibit 99.1 GROUP AGREEMENT This Group Agreement (this “Agreement”) is made and entered into as of October 12, 2023 by and among (i) JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC and James C. Pappas (collectively, “JCP”), (ii) 22NW Fund, LP, |
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October 16, 2023 |
EX-99.1 2 ex991to13da410680015101623.htm GROUP AGREEMENT, DATED OCTOBER 12, 2023 Exhibit 99.1 GROUP AGREEMENT This Group Agreement (this “Agreement”) is made and entered into as of October 12, 2023 by and among (i) JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC and James C. Pappas (collectively, “JCP”), (ii) 22NW Fund, LP, |
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October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) JAMES C. PAPPAS JCP I |
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October 16, 2023 |
FARM / Farmer Bros. Co. / 22NW Fund, LP - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da41068001510162023.htm AMENDMENT NO. 4 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (T |
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October 16, 2023 |
EX-99.2 3 ex992to13da308569044101623.htm POWERS OF ATTORNEY Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints James C. Pappas the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Farmer Br |
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September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 19, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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September 12, 2023 |
EX 97.1 Farmer Bros. Co. Amended and Restated Policy on Executive Compensation in Restatement Situations 1. Purpose. The purpose of this Amended and Restated Policy on Executive Compensation in Restatement Situations of the Company (as amended from time to time, the “Policy”), dated as of August 16, 2023 (the “Adoption Date”) is to describe the circumstances in which current and former Executive O |
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September 12, 2023 |
EXHIBIT 10.29 FARMER BROS. CO. 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bros. Co. 2017 Long-Ter |
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September 12, 2023 |
Ex 10.34 SEVERANCE AGREEMENT This SEVERANCE AGREEMENT (this “Agreement”) is effective as of [●], 2023 (the “Effective Date”) and made by and between Farmer Bros. Co. (the “Company”) and [●] (the “Executive”). The Company and the Executive are referred to herein as the “Parties.” WHEREAS, the Company considers it essential to the best interests of the Company’s shareholders to attract top executive |
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September 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS. CO. (Exact Name |
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September 12, 2023 |
EX 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Farmer Bros. Co. (“Farmer Bros.,” “we” or “our”) is incorporated in the State of Delaware. The following description of our common stock, par value $1.00 per share (“Common Stock”), is a summary and does not purport to be complete. Our Common Stock is our only security registered under Section |
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September 12, 2023 |
EXHIBIT 10.24 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Br |
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September 12, 2023 |
EXHIBIT 10.30 FARMER BROS. CO. 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the cash-based restricted stock units (the “CRSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bros. Co. 2 |
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September 12, 2023 |
Exhibit 99.2 Fourth quarter and full year fiscal 2023 letter to shareholders September 12, 2023 1 Exhibit 99.2 Dear shareholders, Near the end of our 2023 fiscal year, Farmer Brothers made the strategic decision to divest the majority of our direct ship customers and coffee roasting facility in Northlake, Texas. This pivotal move clarifies our strategic and financial future in three important ways |
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September 12, 2023 |
Exhibit 99.1 Farmer Brothers reports fourth quarter and fiscal 2023 financial results and publishes quarterly shareholder letter Fiscal year 2023 net sales from continuing operations of $340 million Used $100 million proceeds from direct ship and Northlake, Texas facility transaction to significantly pay down debt NORTHLAKE, Texas, Sept. 12, 2023 – Farmer Brothers (NASDAQ: FARM) today reported its |
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September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 23, 2023 |
Tuesday, August 22, 2023 10:14 AM Exhibit 17.2 From: <> Sent: Tuesday, August 22, 2023 10:14 AM To: 'Stacy Congdon' <>; Jared Vitemb <>; 'Brad Radoff' <> Cc: Deverl Maserang <>; 'Al Poe' <> Subject: RE: [EXTERNAL] - RE: 8-k Re Intention Not to Stand for Re-Election - Stacy/Jared, Speaking for myself, these are the points that I want to convey to the Company: 1. I am declining the opportunity to “early commit” presented to me under |
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August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 23, 2023 |
Exhibit 17.1 From: Brad Radoff <> Sent: Monday, August 21, 2023 10:31 AM To: Jared Vitemb <>; Cc: Deverl Maserang <>; Stacy Congdon <>; Subject: [EXTERNAL] - RE: 8-k Re Intention Not to Stand for Re-Election - Jared, I declined the re-nomination offer because accepting would have resulted in the extension of the standstill from the cooperation agreement and I strongly believe that additional chang |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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July 6, 2023 |
Exhibit 10.1 Consent and AMENDMENT No. 4 to CREDIT AGREEMENT This CONSENT AND AMENDMENT NO. 4 TO CREDIT AGREEMENT (this "Amendment") is entered into as of June 30, 2023, by and among FARMER BROS. CO., a Delaware corporation ("Parent"), the Subsidiaries of Parent from time to time party to the Credit Agreement (as defined below) as borrowers in accordance with the terms thereof (together with Paren |
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July 6, 2023 |
Exhibit 10.3 Execution Version AMENDMENT TO EQUITY PURCHASE AGREEMENT This AMENDMENT (this “Amendment”) to that certain Asset Purchase Agreement, made and entered into as of June 6, 2023 (the “Purchase Agreement”), is dated June 30, 2023, by and among TreeHouse Foods, Inc., a Delaware corporation, (“Buyer”), and Farmer Bros. Co., a Delaware corporation (“Seller”). Capitalized terms used but not ot |
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July 6, 2023 |
Exhibit 99.1 Farmer Brothers announces close of sale of its direct ship business and Northlake, Texas facility to TreeHouse Foods Company uses portion of $100 million proceeds to pay off term loan as it focuses operations on direct store delivery and key account sales channels Northlake, Texas, June 30, 2023 – Farmer Brothers Company (NASDAQ: FARM), a leading roaster, wholesaler, equipment service |
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July 6, 2023 |
Exhibit 10.2 Execution Version ASSET PURCHASE AGREEMENT between TREEHOUSE FOODS, INC., as Buyer and FARMER BROS. CO., as Seller Dated as of June 6, 2023 TABLE OF CONTENTS Page Article I DEFINITIONS 1 Section 1.1 Certain Defined Terms 1 Section 1.2 Table of Definitions 14 Article II PURCHASE AND SALE 16 Section 2.1 Purchase and Sale of Assets 16 Section 2.2 Excluded Assets 17 Section 2.3 Assumed Li |
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July 6, 2023 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION OVERVIEW On June 30, 2023, Farmer Bros. Co., a Delaware corporation (the “Company”), completed the previously announced sale of certain assets of the Company related to its direct ship and private label business (collectively “DS”), including the Company’s production facility and corporate office building in Northlake, T |
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July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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July 6, 2023 |
Exhibit 10.5 FORM OF AMENDED AND RESTATED SEVERANCE AGREEMENT This AMENDED AND RESTATED SEVERANCE AGREEMENT (this “Agreement”) is effective as of [ ●], 2023 (the “Effective Date”) and made by and between Farmer Bros. Co. (the “Company”) and [ ●] (the “Executive”). The Company and the Executive are referred to herein as the “Parties.” WHEREAS, the Parties entered into a Change in Control Severance |
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June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 (June 26, 2023) Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commiss |
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June 28, 2023 |
FARM / Farmer Bros. Co. / 22NW Fund, LP - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) ARON R. ENGLISH 22NW, |
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June 28, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $1.00 per share, of Farmer Bros. Co., a Delaware corporation. This Joint Fi |
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June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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June 7, 2023 |
Exhibit 99.1 Farmer Brothers announces agreement to sell direct ship business and Northlake, Texas facility to TreeHouse Foods Approximately $100 million sale expected to advance the company’s transformation plan and commitment to direct store delivery sector Northlake, Texas, June 7, 2023 – Farmer Brothers Company (NASDAQ: FARM), a leading roaster, wholesaler, equipment servicer and distributor o |
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May 10, 2023 |
Exhibit 99.2 Third quarter fiscal 2023 letter to shareholders May 10, 2023 1 Exhibit 99.2 Third quarter fiscal 2023 highlights •Net sales totaled $124.2 million, a 4% increase compared to $119.4 million in Q3 fiscal 2022 and a 6% decrease over the fiscal second quarter 2023 from $132.7 million. •Gross margin was up slightly to 23.1% and was virtually flat compared to the fiscal second quarter 2023 |
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May 10, 2023 |
Exhibit 99.1 Farmer Brothers reports fiscal third quarter 2023 financial results and publishes quarterly shareholder letter Fiscal Q3 2023 net sales increased year-over-year to $124.2 million Sequential gross margin improved in fiscal Q3 2023 Significant progress in optimizing customer pricing structure and production operations NORTHLAKE, Texas, May 10, 2023 (GLOBE NEWSWIRE) Farmer Brothers (NASD |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BR |
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May 10, 2023 |
Exhibit 10.3 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Farmer Bros. Co. (the “Company”) has granted to the participant listed below (“Participant”) the restricted stock units (the “RSUs”) described in this Restricted Stock Unit Award Agreement (this “Agreement”), subject to the terms and conditions of this Agreement and the Farmer Bro |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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March 28, 2023 |
Exhibit 10.2 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (“AGREEMENT”) is made and entered into by and between Maurice Moragne (“EMPLOYEE”) and Farmer Bros. Co., a Delaware corporation (the “Company”). In consideration of the covenants undertaken and releases contained in this Agreement, and for other good and valuable consideration, the receipt and suffi |
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March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-261921 Farmer Bros. Co. 401(k) Plan (Exact name of registrant as specifi |
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March 28, 2023 |
Exhibit 10.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (“AGREEMENT”) is made and entered into by and between Ruben Inofuentes (“EMPLOYEE”) and Farmer Bros. Co., a Delaware corporation (the “Company”). In consideration of the covenants undertaken and releases contained in this Agreement, and for other good and valuable consideration, the receipt and suff |
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March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) |
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March 27, 2023 |
As filed with the Securities and Exchange Commission on March 27, 2023 Registration Statement No. |
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February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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February 8, 2023 |
Exhibit 99.1 Farmer Bros. Co. Reports Fiscal Second Quarter 2023 Financial Results and Publishes Inaugural Quarterly Shareholder Letter Fiscal Q2 2023 Net Sales Increased 12% year-over-year to $132.7 million Sequential Gross Margin Improved in Fiscal Q2 2023 NORTHLAKE, Texas, February 8, 2023 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the “Company”) today reported financial results for it |
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February 8, 2023 |
Exhibit 99.2 Second Quarter Fiscal 2023 Letter to Shareholders Exhibit 99.2 Second Quarter Fiscal 2023 Highlights •Net sales were $132.7 million, an increase of $14.2 million, or 12%, from the prior year period and up more than 9% quarter over quarter from $121.4 million; •Sequential gross margin improved to 23%, driven by pricing increases and overall customer demand; •Net loss was $13.6 million |
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February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER |
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February 2, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FARMER BROS. CO. A DELAWARE CORPORATION (AS AMENDED THROUGH FEBRUARY 1, 2023) TABLE OF CONTENTS ARTICLE 1 OFFICES 1 1.1. Registered Office 1 1.2. Other Offices 1 ARTICLE 2 MEETINGS OF STOCKHOLDERS 1 2.1. Place of Meetings 1 2.2. Annual Meeting 1 2.3. Nature of Business at Meetings of Stockholders 1 2.4. Nomination of Directors 3 2.5. Special Meetings 5 2. |
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February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 (February 1, 2023) Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (C |
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February 2, 2023 |
FARM / Farmer Brothers Co. / Farmer Bros. Co. 401(k) Plan - SC 13G/A Passive Investment SC 13G/A 1 brhc10047181sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Farmer Bros. Co. (Name of Issuer) Common Stock, $1.00 par |
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January 12, 2023 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FARMER BROS. CO. Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware Farmer Bros. Co., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 1. The name of the Corporat |
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January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2023 (January 12, 2023) Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (C |
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December 16, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $1.00 per share, of Farmer Bros. Co., a Delaware corporation. This Joint Fi |
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December 16, 2022 |
FARM / Farmer Brothers Co. / 22NW Fund, LP - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) Aron R. English 22NW, |
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December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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December 2, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitte |
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December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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November 10, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARME |
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November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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November 3, 2022 |
Farmer Bros. Co. Reports Fiscal First Quarter 2023 Financial Results Exhibit 99.1 Farmer Bros. Co. Reports Fiscal First Quarter 2023 Financial Results NORTHLAKE, Texas, November 3, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today reported financial results for its first fiscal quarter ended September 30, 2022. First Quarter Fiscal 2023 Highlights: ?Net sales were $121.4 million, an increase of $13.0 million, or 12.0%, from the prior yea |
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October 31, 2022 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $1.00 per share, of Farmer Bros. Co., a Delaware corporation. This Joint Fi |
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October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2022 FARMER BROTHERS CO (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 31, 2022 |
Exhibit 99.1 Farmer Bros. Co. Announces Board Refresh and Cooperation Agreement with Stockholders JCP Investment Management and 22NW October 31, 2022 NORTHLAKE, Texas, October 31, 2022 (GLOBE NEWSWIRE) ? Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?), today announced it has entered into a cooperation agreement (the ?Cooperation Agreement?) with JCP Investment Management, LLC (collectively with it |
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October 31, 2022 |
FARM / Farmer Brothers Co. / 22NW Fund, LP - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) ARON R. ENGLISH 22NW, |
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October 31, 2022 |
Exhibit 10.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this ?Agreement?), effective as of October 30, 2022 (the ?Effective Date?), is entered into by and among Farmer Bros. Co., a Delaware corporation (the ?Company?), the entities and persons listed on Exhibit A hereto (collectively with each of their Affiliates and Associates, the ?JCP Parties?) and the entities and pers |
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October 31, 2022 |
Exhibit 99.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this ?Agreement?), effective as of October 30, 2022 (the ?Effective Date?), is entered into by and among Farmer Bros. Co., a Delaware corporation (the ?Company?), the entities and persons listed on Exhibit A hereto (collectively with each of their Affiliates and Associates, the ?JCP Parties?) and the entities and pers |
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October 31, 2022 |
Exhibit 99.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this ?Agreement?), effective as of October 30, 2022 (the ?Effective Date?), is entered into by and among Farmer Bros. Co., a Delaware corporation (the ?Company?), the entities and persons listed on Exhibit A hereto (collectively with each of their Affiliates and Associates, the ?JCP Parties?) and the entities and pers |
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October 31, 2022 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $1.00 per share, of Farmer Bros. Co., a Delaware corporation. This Joint Fi |
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October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 2)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) JAMES C. PAPPAS JCP I |
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October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS |
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October 7, 2022 |
FARM / Farmer Brothers Co. / 22NW Fund, LP - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) Aron R. English 22NW, |
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October 7, 2022 |
Exhibit 99.1 GROUP AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Farmer Bros. Co., a Delaware corporation (the ?Company?); WHEREAS, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC and James C. Pappas (collectively, ?JCP?), The Radoff Family Foundation, Todd E. Diener, David A. Pace |
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October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) JAMES C. PAPPAS JCP I |
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October 3, 2022 |
Exhibit 99.1 GROUP AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Farmer Bros. Co., a Delaware corporation (the ?Company?); WHEREAS, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC and James C. Pappas (collectively, ?JCP?), The Radoff Family Foundation, Todd E. Diener, David A. Pace |
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September 20, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 9/20/2022 FARMER BROTHERS CO (Exact name of registrant as specified in its charter) Delaware 001-34249 95-0725980 (State or other jurisdiction of incorporation or organization) Commis |
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September 20, 2022 |
Exhibit 99.1 Farmer Bros. Confirms Receipt of JCP Partnership?s Notice of Intent to Nominate Directors at the 2022 Annual Meeting September 20, 2022 NORTHLAKE, Texas, Sept. 20, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today confirmed receipt of notice from JCP Investment Partnership, LP and its affiliates (collectively with its affiliates, ?JCP Partnership?) of its i |
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September 20, 2022 |
Financial Statements and Exhibits, Other Events United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 Farmer Bros. Co. (Exact name of registrant as specified in its charter) Delaware 001-34249 95-0725980 (State or other jurisdiction of incorporation or organization) |
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September 19, 2022 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Farmer Bros. Co., a Delaware corporation (the ?Company?); and WHEREAS, JCP Investment Partnership, LP, JCP Investment Partners, LP, JCP Investment Holdings, LLC, JCP Investment Management, LLC and James C. Pappas (collectively, ?JCP?), The Radoff Family Foundation, To |
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September 19, 2022 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints James C. Pappas the undersigned?s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned?s beneficial ownership of, or participation in a group with respect to, securities of Farmer Bros. Co., a Delaware corporation (the ?Company?), directly or |
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September 19, 2022 |
FARM / Farmer Brothers Co. / JCP Investment Management, LLC - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) JAMES C. PAPPAS JCP IN |
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September 13, 2022 |
FARM / Farmer Brothers Co. / 22NW Fund, LP - AMENDMENT NO. 2 TO THE SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) Septembe |
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September 13, 2022 |
Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated September 13, 2022 with respect to the Common Stock, $1.00 par value per share, of Farmer Bros. Co., and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) |
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September 2, 2022 |
EXHIBIT 10.32 FORM OF INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made and entered into as of , by and between Farmer Bros. Co., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided |
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September 2, 2022 |
EXHIBIT 10.31 FORM OF OFFICER (NON-EXECUTIVE DIRECT REPORT TO CEO) CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (this ?Agreement?), effective as of (the ?Effective Date?), is made by and between FARMER BROS. CO., a Delaware corporation (the ?Company?), and (the ?Employee?). WHEREAS, the Company considers it essential to foster the continued employment of well qu |
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September 2, 2022 |
EX 3.5 State of Delaware Secretary of State Division of Corporations Delivered 04:51 PM 03/04/2022 FILED 04:51 PM 03/04/2022 CERTIFICATE OF CORRECTION SR 20220890584 - File Number 3742785 OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FARMER BROS. CO. Farmer Bros. Co., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), |
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September 2, 2022 |
EXHIBIT 21.1 SUBSIDIARIES OF FARMER BROS. CO. FBC Finance Company, a California corporation Coffee Bean Holding Co., Inc., a Delaware corporation, the parent company of Coffee Bean International, Inc., an Oregon corporation Coffee Bean International, Inc., an Oregon corporation China Mist Brands, Inc., a Delaware corporation Boyd Assets Co., a Delaware corporation |
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September 2, 2022 |
Ex 10.47 CONSENT AND AMENDMENT NO. 1 TO CREDIT AGREEMENT This CONSENT AND AMENDMENT NO. 1 TO CREDIT AGREEMENT (this ?Amendment?) is entered into as of December 20, 2021, by and among FARMER BROS. CO., a Delaware corporation (?Parent?), and the Subsidiaries of Parent from time to time party to the Credit Agreement (as defined below) as borrowers in accordance with the terms thereof (together with P |
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September 2, 2022 |
EXHIBIT 10.30 [FORM OF EXECUTIVE OFFICER] CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (this ?Agreement?), effective as of , (the ?Effective Date?), is made by and between FARMER BROS. CO., a Delaware corporation (the ?Company?), and (the ?Executive?). WHEREAS, the Company considers it essential to foster the continued employment of well qualified, senior execut |
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September 2, 2022 |
EXHIBIT 4.3 DESCRIPTION OF SECURITIES GENERAL Farmer Bros. Co. (?Farmer Bros.,? ?we? or ?our?) is incorporated in the State of Delaware. The following description of our common stock, par value $1.00 per share (?Common Stock?), is a summary and does not purport to be complete. Our Common Stock is our only security registered under Section 12 of the Securities Exchange Act of 1934, as amended. The |
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September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS. CO. (Exact Name |
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September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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September 1, 2022 |
Farmer Bros. Co. Reports Fourth Quarter and Fiscal 2022 Financial Results Exhibit 99.1 Farmer Bros. Co. Reports Fourth Quarter and Fiscal 2022 Financial Results NORTHLAKE, Texas, September 1, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today reported financial results for its fourth quarter and fiscal year ended June 30, 2022 ("fiscal 2022"). Fourth Quarter Highlights: ?Net sales were $123.0 million, an increase of $20.1 million, or 20%, from |
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August 31, 2022 |
EX 10.1 AMENDMENT NO. 3 TO CREDIT AGREEMENT This AMENDMENT NO. 3 TO CREDIT AGREEMENT (this "Amendment") is entered into as of August 31, 2022, by and among FARMER BROS. CO., a Delaware corporation ("Parent"), the Subsidiaries of Parent from time to time party to the Credit Agreement (as defined below) as borrowers in accordance with the terms thereof (together with Parent, each a "Borrower" and in |
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August 31, 2022 |
Farmer Bros. Co. Announces Refinancing of Credit Facility EX. 99.1 Farmer Bros. Co. Announces Refinancing of Credit Facility NORTHLAKE, Texas, August 31, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) ( ?Farmer Brothers? or the ?Company?) today announced that the Company has successfully completed the refinancing of its credit facility with Wells Fargo N.A., consisting of a new, five-year $47.0 million first lien secured credit facility with inc |
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August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 29, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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August 9, 2022 |
Farmer Bros. Co. Announces Amendment to ABL Credit Facility EX. 99.1 Farmer Bros. Co. Announces Amendment to ABL Credit Facility NORTHLAKE, Texas, August 9, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ:FARM) ( ?Farmer Brothers? or the ?Company?) today announced that the Company had amended (the ?Amendment?) its ABL credit facility with Wells Fargo Bank, N.A., providing further flexibility and additional liquidity under its current revolving credit faci |
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August 9, 2022 |
Exhibit 10.1 INCREASE JOINDER AND AMENDMENT NO. 2 TO CREDIT AGREEMENT This INCREASE JOINDER AND AMENDMENT NO. 2 TO CREDIT AGREEMENT (this "Amendment") is entered into as of August 8, 2022, by and among FARMER BROS. CO., a Delaware corporation ("Parent"), the Subsidiaries of Parent from time to time party to the Credit Agreement (as defined below) as borrowers in accordance with the terms thereof ( |
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May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BR |
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May 5, 2022 |
Exhibit 99.1 Farmer Bros. Co. Reports Fiscal Third Quarter 2022 Financial Results Posts 28% sales growth & 7th consecutive quarter of gross margin expansion NORTHLAKE, Texas, May 5, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today reported financial results for its third fiscal quarter ended March 31, 2022. Third Quarter Fiscal 2022 Highlights: ?Net sales were $119.4 m |
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May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 31, 2022 |
FARM / Farmer Brothers Co. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Farmer Bros. Co. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 307675108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Author |
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March 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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March 14, 2022 |
Farmer Brothers Releases Updated Investor Presentation & Provides Business Update Ahead of Roth?s 34th Annual Investor Conference NORTHLAKE, Texas, March 14, 2022 ? Farmer Bros. |
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March 14, 2022 |
March 2022Conference Presentation 2 Safe Harbor Certain statements contained in this presentation are not based on historical fact and are forward-looking statements within the meaning of federal securities laws and regulations. |
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February 14, 2022 |
FARM / Farmer Brothers Co. / 22NW, LP - AMENDMENT NO. 1 TO THE SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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February 8, 2022 |
FARM / Farmer Brothers Co. / 22NW, LP - THE SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Farmer Bros. Co. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 307675108 (CUSIP Number) March 19, |
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February 8, 2022 |
Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated February 8, 2022 with respect to the Common Stock, $1.00 par value per share, of Farmer Bros. Co., and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) un |
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February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER |
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February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 3, 2022 |
Farmer Bros. Co. Reports Fiscal Second Quarter 2022 Financial Results Exhibit 99.1 Farmer Bros. Co. Reports Fiscal Second Quarter 2022 Financial Results NORTHLAKE, Texas, February 3, 2022 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today reported financial results for its second fiscal quarter ended December 31, 2021. Second Quarter Fiscal 2022 Highlights: ?Net sales were $118.4 million, an increase of $13.9 million, or 13.3%, from the prior y |
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January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2022 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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January 4, 2022 |
FARM / Farmer Brothers Co. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Farmer Brothers Co. (Name of Issuer) Common Stock, $1,00 par value (Title of Class of Securities) 307675108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Aut |
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December 28, 2021 |
EXHIBIT 99.1 FARMER BROS. CO. AMENDED AND RESTATED 2017 LONG-TERM INCENTIVE PLAN (As amended through December 15, 2021) ARTICLE I. PURPOSE The Plan?s purpose is to enhance the Company?s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. The Plan succeeds the Fa |
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December 28, 2021 |
As filed with the Securities and Exchange Commission on December 28, 2021 As filed with the Securities and Exchange Commission on December 28, 2021 Registration No. |
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December 28, 2021 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation of Farmer Bros. Co. Certificate of Amendment to Amended and Restated Certificate of Incorporation of Farmer Bros. |
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December 28, 2021 |
Farmer Bros. Co. 401(k) Plan, as amended to date. EX-10.1 5 ex101farmerbrosco401kplana.htm EX-10.1 Farmer Bros. Co. 401(k) Plan Principal Financial Group 401(k) Volume Submitter Approved August 8, 2014 Amend No. 3 Effective January 1, 2022 TABLE OF CONTENTS INTRODUCTION ARTICLE I FORMAT AND DEFINITIONS Section 1.01 - Format Section 1.02 - Definitions ARTICLE II PARTICIPATION Section 2.01 - Active Participant Section 2.02 - Inactive Participant Se |
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December 22, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 22, 2021 |
EX-16.1 2 exhibit161-letterofdeloitt.htm EX-16.1 EXHIBIT 16.1 December 22, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Farmer Bros. Co.’s Form 8-K dated December 22, 2021, and have the following comments: 1.We agree with the statements made in Item 4.01(a). 2.We have no basis on which to agree or disagree with t |
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December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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December 16, 2021 |
Amendment to Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive EXHIBIT 10.1 Amendment to Farmer Bros Co. Amended and Restated 2017 Long-Term Incentive Plan This Amendment (this ?Amendment?) to the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the ?Plan?), is made and adopted by the Board of Directors (the ?Board?) of Farmer Bros. Co., a Delaware corporation (the ?Company?), effective as of the Effective Date (as defined below). All capi |
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December 6, 2021 |
1912 Farmer Brothers Drive Northlake, Texas 76262 1912 Farmer Brothers Drive Northlake, Texas 76262 December 6, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Submitted Pursuant to Rule 14a-6(g) (Amendment No. ) 1. Name of the Registrant: Farmer Bros. Co. 2. Name of Person Relying on Exemption: JCP Investment Manageent, LLC JCP Investment Partnership, LP JCP Investment Partners, LP JCP Investment Holdings, LLC James C. Pappas 3. Address of Person Relyin |
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November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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November 10, 2021 |
As filed with the Securities and Exchange Commission on November 10, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 10, 2021 Registration No. |
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November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARME |
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November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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November 4, 2021 |
Farmer Bros. Co. Reports Fiscal First Quarter 2022 Financial Results Exhibit 99.1 Farmer Bros. Co. Reports Fiscal First Quarter 2022 Financial Results NORTHLAKE, Texas, November 4, 2021 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the ?Company?) today reported financial results for its first fiscal quarter ended September 30, 2021. First Quarter Fiscal 2022 Highlights: ?Net sales were $108.4 million, an increase of $11.1 million, or 11.4%, from the prior yea |
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October 27, 2021 |
Definitive Proxy Statement for the 2021 Annual Meeting of Stockholders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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October 22, 2021 |
Exhibit 10.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (?AGREEMENT?) is made and entered into by and between Jennifer H. Brown (?EMPLOYEE?) and Farmer Bros. Co., a Delaware corporation (the ?Company?). In consideration of the covenants undertaken and releases contained in this Agreement, and for other good and valuable consideration, the receipt and suf |
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October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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September 10, 2021 |
Form of Change in Control Severance Agreement for Officers of the Company EXHIBIT 10.30 FORM OF OFFICER (NON-EXECUTIVE DIRECT REPORT TO CEO) CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (this ?Agreement?), effective as of (the ?Effective Date?), is made by and between FARMER BROS. CO., a Delaware corporation (the ?Company?), and (the ?Employee?). WHEREAS, the Company considers it essential to foster the continued employment of well qu |
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September 10, 2021 |
EX-4.3 2 farm-6302021xex43.htm EX-4.3 EXHIBIT 4.3 DESCRIPTION OF SECURITIES GENERAL Farmer Bros. Co. (“Farmer Bros.,” “we” or “our”) is incorporated in the State of Delaware. The following description of our common stock, par value $1.00 per share (“Common Stock”), is a summary and does not purport to be complete. Our Common Stock is our only security registered under Section 12 of the Securities |
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September 10, 2021 |
Form of Change in Control Severance Agreement for Executive Officers of the Company ( EXHIBIT 10.29 [FORM OF EXECUTIVE OFFICER] CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (this ?Agreement?), effective as of , (the ?Effective Date?), is made by and between FARMER BROS. CO., a Delaware corporation (the ?Company?), and (the ?Executive?). WHEREAS, the Company considers it essential to foster the continued employment of well qualified, senior execut |
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September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BROS. CO. (Exact Name |
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September 10, 2021 |
List of all Subsidiaries of Farmer Bros. Co. (filed herewith). EXHIBIT 21.1 SUBSIDIARIES OF FARMER BROS. CO. FBC Finance Company, a California corporation Coffee Bean Holding Co., Inc., a Delaware corporation, the parent company of Coffee Bean International, Inc., an Oregon corporation Coffee Bean International, Inc., an Oregon corporation China Mist Brands, Inc., a Delaware corporation Boyd Assets Co., a Delaware corporation |
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September 10, 2021 |
EXHIBIT 10.31 FORM OF INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made and entered into as of , by and between Farmer Bros. Co., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided |
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September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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September 9, 2021 |
Farmer Bros. Co. Reports Fourth Quarter and Fiscal 2021 Financial Results EX-99.1 2 fbcq42021pressrelease.htm EX-99.1 Exhibit 99.1 Farmer Bros. Co. Reports Fourth Quarter and Fiscal 2021 Financial Results NORTHLAKE, Texas, September 9, 2021 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the “Company”) today reported financial results for its fourth quarter and fiscal year ended June 30, 2021. Fourth Quarter Fiscal 2021 Highlights: •Net sales were $102.9 million, an |
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August 5, 2021 |
EXHIBIT 99.1 Farmer Brothers Appoints Waheed Zaman to Board of Directors NORTHLAKE, Texas, August 5, 2021 ? Farmer Bros. Co. (NASDAQ: FARM) (?the Company?), a national coffee roaster, wholesaler, and distributor of coffee, tea, and culinary products, today announced the appointment of Waheed Zaman to the Company?s Board of Directors, effective September 1, 2021. Mr. Zaman, who will serve on the Bo |
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August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Farmer Brothers Co. (Name of Issuer) Common Stock, $1,00 par value (Title of Class of Securities) 307675108 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Aut |
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May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34249 FARMER BR |
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May 6, 2021 |
Farmer Bros. Co. Reports Third Quarter Fiscal 2021 Financial Results Exhibit 99.1 Farmer Bros. Co. Reports Third Quarter Fiscal 2021 Financial Results NORTHLAKE, Texas, May 6, 2021 (GLOBE NEWSWIRE) - Farmer Bros. Co. (NASDAQ: FARM) (the "Company") today reported financial results for its third fiscal quarter ended March 31, 2021. Third Quarter Fiscal 2021 Highlights: Business Update ?Successfully completed key initiatives within its supply chain optimization strate |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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April 30, 2021 |
1 CONFIDENTIAL GENERAL RELEASE AND SEPARATION AGREEMENT This Confidential General Release and Separation Agreement (?AGREEMENT?) is made and entered into by and between Ronald J. |
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April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 27, 2021 |
CREDIT AGREEMENT by and among MGG INVESTMENT GROUP LP, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, FARMER BROS. |
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April 27, 2021 |
4842-4172-0804 v.2 SCHEDULE to the 1992 ISDA MASTER AGREEMENT dated as of April 26, 2021 between WELLS FARGO BANK, N.A. (?Party A?) and FARMER BROS. CO. (?Party B?) Part 1. Termination Provisions (a) ?Specified Entity? means, with respect to Party A and Party B for all purposes of this Agreement, none specified. (b) ?Specified Transaction? has its meaning as defined in Section 14. (c) ?Cross Defau |
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April 27, 2021 |
Execution Version 12445098v4 4/2/2021 9:02 AM 1989.726 122895846v5 GUARANTY AND SECURITY AGREEMENT This GUARANTY AND SECURITY AGREEMENT (this "Agreement"), dated as of April 26, 2021, by and among the Persons listed on the signature pages hereof as "Grantors" and those additional entities that hereafter become parties hereto by executing the form of Joinder attached hereto as Annex 1 (each, a "Gra |
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April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2021 Farmer Bros. Co. (Exact Name of Registrant as Specified in Charter) Delaware 001-34249 95-0725980 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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April 27, 2021 |
EXECUTION VERSION CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, FARMER BROS. |