Statistiche di base
| CIK | 31347 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tidal Trust III - Battleshares TSLA vs F ETF
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| September 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37755 ECHELON CORPORATION (Exact name of registrant as specified in its |
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| September 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-00000 ECHELON CORPORATION (Exact name of registrant as specified in its |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
As filed with the Securities and Exchange Commission on September 14, 2018 Registration No. |
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| September 14, 2018 |
Amended and Restated Bylaws of Echelon Corporation EX-3.2 Exhibit 3.2 BYLAWS OF ECHELON CORPORATION A Delaware Corporation As Adopted September 14, 2018 BYLAWS OF ECHELON CORPORATION A Delaware Corporation TABLE OF CONTENTS PAGE Article I - STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7: Voting; |
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| September 14, 2018 |
Amended and Restated Certificate of Incorporation of Echelon Corporation EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ECHELON CORPORATION ARTICLE I The name of the corporation is Echelon Corporation. ARTICLE II The address of the registered office of the corporation in the State of Delaware is 3500 South Dupont Highway, City of Dover, County of Kent, Delaware 19901. The name of its registered agent at that address is Incorporating Services, L |
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| September 14, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| September 8, 2018 |
DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| September 5, 2018 |
ELON / Echelon Corp. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 2, 2018 |
Echelon Reports Second Quarter 2018 Results Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Second Quarter 2018 Results Santa Clara, Calif., August 02, 2018 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2018. “Momentum from the first quarter carried into the second quarter wi |
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| August 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| August 2, 2018 |
ELON / Echelon Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37755 ECHELON |
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| July 31, 2018 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 16, 2018 |
PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 29, 2018 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☒ Soliciting Materials Pursuant to Section 240. |
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| June 29, 2018 |
ELON / Echelon Corp. FORM 8-A12B/A Form 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A AMENDMENT NO. 2 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ECHELON CORPORATION (Exact name of Registrant as specified in its Charter) Delaware 77-0203595 (State or other jurisdiction of incorporation or organization) (I.R. |
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| June 29, 2018 |
EX-4.1 Exhibit 4.1 SECOND AMENDMENT TO TAX BENEFIT PRESERVATION PLAN This second amendment to Tax Benefit Preservation Plan, dated as of June 28, 2018 (this “Amendment”), is by and between Echelon Corporation, a Delaware corporation (the “Company”), and Computershare Inc., as rights agent (the “Rights Agent”). RECITALS A. The Company and the Rights Agent are parties to a Tax Benefit Preservation P |
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| June 29, 2018 |
Amended and Restated Bylaws of Registrant EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ECHELON CORPORATION (as amended through June 28, 2018) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 2 2.4 NOTICE OF STOCKHOLDERS’ MEETINGS 2 2.5 MANNER OF GIVING NOTICE: AFFIDAVIT OF NOTICE 2 2.6 |
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| June 29, 2018 |
EX-99.1 Exhibit 99.1 Adesto Announces Agreement to Acquire Echelon Further Extends Leadership in Semiconductor-Based Solutions for the Industrial IoT SANTA CLARA, CA – June 29, 2018 – Adesto Technologies (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, and Echelon Corporation (NASDAQ: ELON) today announced a definitive agreement under which Ades |
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| June 29, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Commission F |
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| June 29, 2018 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among ADESTO TECHNOLOGIES CORPORATION, CIRCUIT ACQUISITION CORPORATION and ECHELON CORPORATION Dated June 28, 2018 TABLE OF CONTENTS Page Article I DEFINITIONS & INTERPRETATIONS 1 1.1 Certain Definitions 1 1.2 Additional Definitions 16 1.3 Certain Interpretations 17 1.4 Company Disclosure Letter 20 Article II THE MERGER 20 2.1 The M |
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| June 29, 2018 |
Press Release of Echelon Corporation dated June 29, 2018 EX-99.1 5 d809508dex991.htm EX-99.1 Exhibit 99.1 Adesto Announces Agreement to Acquire Echelon Further Extends Leadership in Semiconductor-Based Solutions for the Industrial IoT SANTA CLARA, CA – June 29, 2018 – Adesto Technologies (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, and Echelon Corporation (NASDAQ: ELON) today announced a definitiv |
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| June 29, 2018 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among ADESTO TECHNOLOGIES CORPORATION, CIRCUIT ACQUISITION CORPORATION and ECHELON CORPORATION Dated June 28, 2018 TABLE OF CONTENTS Page Article I DEFINITIONS & INTERPRETATIONS 1 1.1 Certain Definitions 1 1.2 Additional Definitions 16 1.3 Certain Interpretations 17 1.4 Company Disclosure Letter 20 Article II THE MERGER 20 2.1 The M |
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| June 29, 2018 |
Amended and Restated Bylaws of the Company EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ECHELON CORPORATION (as amended through June 28, 2018) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 2 2.4 NOTICE OF STOCKHOLDERS’ MEETINGS 2 2.5 MANNER OF GIVING NOTICE: AFFIDAVIT OF NOTICE 2 2.6 |
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| June 29, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Commission F |
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| June 29, 2018 |
EX-4.1 Exhibit 4.1 SECOND AMENDMENT TO TAX BENEFIT PRESERVATION PLAN This second amendment to Tax Benefit Preservation Plan, dated as of June 28, 2018 (this “Amendment”), is by and between Echelon Corporation, a Delaware corporation (the “Company”), and Computershare Inc., as rights agent (the “Rights Agent”). RECITALS A. The Company and the Rights Agent are parties to a Tax Benefit Preservation P |
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| May 24, 2018 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2017 This Conflict Minerals Report (this “Report”) for Echelon Corporation (the “Company”, “Echelon”, “our” or “we”) covers the reporting period from January 1, 2017 to December 31, 2017, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 13 |
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| May 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ECHELON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-37755 77‑0203595 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 2901 Patrick Henry Drive, Santa Clara, CA 95054 (Address |
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| May 22, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2018 |
EXHIBIT 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports First Quarter 2018 Results - Unveils Next-Generation Open and Programmable Edge Server; Installs Connected Outdoor Lighting Solutions in Multiple Cities - Santa Clara, Calif., May 10, 2018 - Echelon Corporation (NASDAQ: ELON) today announced finan |
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| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37755 ECHELO |
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| April 6, 2018 |
DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 6, 2018 |
DEF 14A 1 d551387ddef14a.htm DEF 14A Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| March 16, 2018 |
ELON / Echelon Corp. PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| February 8, 2018 |
Exhibit Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Fourth Quarter 2017 Results -Year-Over-Year Revenue Growth Across Connected Lighting and Embedded LON?-based IoT Products- Santa Clara, Calif., February 8, 2018 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the |
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| February 6, 2018 |
ELON / Echelon Corp. 8-K - 2018 MIP (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2018 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| November 7, 2017 |
ELON / Echelon Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37755 EC |
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| November 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2017 |
Exhibit EXHIBIT 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Third Quarter 2017 Results -Embedded IoT Sales and Smart Lighting Activity Increase- Santa Clara, Calif., Nov 2, 2017 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the third quarter ended September 30, 2017. “A |
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| September 12, 2017 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Ronald A. |
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| August 7, 2017 |
ELON / Echelon Corp. 10-Q Q2 2017 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37755 ECHELON |
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| August 3, 2017 |
Exhibit EXHIBIT 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Second Quarter 2017 Results Exceeds Top-Line Expectations Santa Clara, Calif., August 3, 2017 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2017. ?For the second consecutive qu |
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| August 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| May 30, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD S PECIALIZED D ISCLOSURE REPORT ECHELON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-37755 77?0203595 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 2901 Patrick Henry Drive, Santa Clara, CA 950 |
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| May 30, 2017 |
Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2016 Exhibit Exhibit 1.01 Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2016 This Conflict Minerals Report (this “Report”) for Echelon Corporation (the “Company”, “Echelon”, “our” or “we”) covers the reporting period from January 1, 2016 to December 31, 2016, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended ( |
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| May 25, 2017 |
Echelon 8-K FOR 2017 ANNUAL SHAREHOLDER MEETING (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 23, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| May 11, 2017 |
Echelon 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-377 |
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| May 4, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2017 |
Exhibit EXHIBIT 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports First Quarter 2017 Results Exceeds Revenue and EPS Expectations Santa Clara, Calif., May 4, 2017 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2017. ?First quarter results refl |
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| April 18, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8?A/A AMENDMENT NO. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ECHELON CORPORATION (Exact name of Registrant as specified in its Charter) Delaware 77-0203595 (State or other jurisdiction of incorporation or organization) (I.R.S. Em |
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| April 18, 2017 |
Exhibit EXHIBIT 4.1 FIRST AMENDMENT TO TAX BENEFIT PRESERVATION PLAN This first amendment to Tax Benefit Preservation Plan, dated as of April 17, 2017 (this ? Amendment ?), is by and between Echelon Corporation, a Delaware corporation (the ? Company ?), and Computershare Inc., as rights agent (the ? Rights Agent ?). RECITALS A. The Company and the Rights Agent are parties to a Tax Benefit Preserva |
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| April 18, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-29748 (Commission File N |
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| April 12, 2017 |
DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2017 |
Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2017 |
10-K 1 elon-20161231x10xk.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission fi |
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| March 1, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37755 77-0203595 (State or other jurisdiction of incorporation) (Com |
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| March 1, 2017 |
EX-99.1 Exhibit 99.1 Investor Presentation February 2017 SAFE HARBOR This presentation contains ?forward-looking? statements within the meaning of Section 21A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and is subject to the safe harbor created thereby. Forward looking statements include, without limitation, statements regarding ou |
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| February 9, 2017 |
Exhibit Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Fourth Quarter 2016 Results - Revenue from connected lighting platform increases for fourth consecutive quarter - Santa Clara, Calif., February 9, 2017 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth q |
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| February 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 9, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| January 12, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2017 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-29748 (Commission File |
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| December 21, 2016 |
Echelon S-8 2016 EQUITY INCENTIVE PLAN Document As filed with the Securities and Exchange Commission on December 21, 2016 Registration No. |
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| November 9, 2016 |
Echelon 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10?Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file n |
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| November 9, 2016 |
2016 Equity Incentive Plan and form agreements Exhibit Exhibit 10.1 ECHELON CORPORATION 2016 EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. The Plan permits the grant of Incentive Stock Op |
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| November 8, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| November 8, 2016 |
EX-99.1 2 ex991-pressreleasexq316.htm EXHIBIT 99.1 Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports Third Quarter 2016 Results - Revenue from lighting increases for third consecutive quarter - Santa Clara, Calif., November 8, 2016 - Echelon Corporation (NASDAQ: ELON) today announced financial re |
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| October 6, 2016 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 4, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commis |
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| August 26, 2016 |
DEF 14A Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 26, 2016 |
DEF 14A Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2016 |
Exhibit Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com EEchelon Reports Second Quarter 2016 Results - Growth in lighting product line - - Improvement in EPS - Santa Clara, Calif., August 9, 2016 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2016. |
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| August 9, 2016 |
Exhibit Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com EEchelon Reports Second Quarter 2016 Results - Growth in lighting product line - - Improvement in EPS - Santa Clara, Calif., August 9, 2016 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2016. |
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| August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2016 |
Exhibit EXHIBIT 16.1 August 9, 2016 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Echelon Corporation and, under the date of March 30, 2016, we reported on the consolidated financial statements of Echelon Corporation as of and for the years ended December 31, 2015 and 2014. On August 9, 2016, we were dismissed. We have |
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| August 9, 2016 |
Echelon 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-29748 (Commission File N |
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| August 9, 2016 |
Echelon 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number |
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| August 9, 2016 |
Echelon 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number |
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| May 27, 2016 |
Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2015 Exhibit Exhibit 1.01 Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2015 This Conflict Minerals Report (this ?Report?) for Echelon Corporation (the ?Company?, ?Echelon?, ?our? or ?we?) covers the reporting period from January 1, 2015 to December 31, 2015, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended ( |
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| May 27, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD S PECIALIZED D ISCLOSURE REPORT ECHELON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 000-29748 77?0203595 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification Number) 2901 Patrick Henry Drive, Santa Clara, CA 950 |
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| May 19, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 11, 2016 |
Echelon Q1 2016 FORM 10-Q (Quarterly Report) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10?Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file n |
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| May 5, 2016 |
Echelon 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| May 5, 2016 |
Echelon Reports First Quarter 2016 Results Exhibit Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Reports First Quarter 2016 Results Santa Clara, Calif., May 5, 2016 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2016. ?During the first quarter we continued our multi-quarter pivot t |
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| May 3, 2016 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Ronald A. |
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| April 26, 2016 |
Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ECHELON CORPORATION (Exact name of Registrant as specified in its Charter) Delaware 77-0203595 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifi |
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| April 26, 2016 |
EX-4.1 Exhibit 4.1 TAX BENEFIT PRESERVATION PLAN Dated as of April 22, 2016 by and between ECHELON CORPORATION and COMPUTERSHARE INC., as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 9 Section 3. Issuance of Rights Certificates 10 Section 4. Form of Rights Certificates 12 Section 5. Countersignature and Registration 12 Section 6. Trans |
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| April 26, 2016 |
ECHELON ADOPTS TAX BENEFIT PRESERVATION PLAN TO PROTECT ITS NET OPERATING LOSS CARRYFORWARDS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ECHELON ADOPTS TAX BENEFIT PRESERVATION PLAN TO PROTECT ITS NET OPERATING LOSS CARRYFORWARDS SANTA CLARA, CA April 26, 2016 Echelon Corporation (NASDAQ: ELON) (the Company) announced today that its Board of Directors has adopted a Tax Benefit Preservation Plan (the Plan) designed to preserve the value of its significant net operating loss carryfor |
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| April 26, 2016 |
Echelon 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2016 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2016 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES A PARTICIPATING PREFERRED STOCK OF ECHELON CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of Delaware Echelon Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), in accordance with the provisions |
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| April 21, 2016 |
ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Exhibit 4.2 Exhibit 4.2 ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access? website, you, the Participant (?Participant?) and Echelon Corporation (the ?Company?) agree that this Award is granted under and governed by the terms and conditions of |
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| April 21, 2016 |
ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Exhibit 4.3 Exhibit 4.3 ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Participant (Participant) and Echelon Corporation (the Company) agree that this Award is granted under and governed by the terms and conditions of Companys |
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| April 21, 2016 |
2016 Inducement Equity Incentive Plan and form agreements Exhibit 4.1 Exhibit 4.1 ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals? entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of |
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| April 21, 2016 |
ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN PERFORMANCE SHARE AGREEMENT Exhibit 4.4 Exhibit 4.4 ECHELON CORPORATION 2016 INDUCEMENT EQUITY INCENTIVE PLAN PERFORMANCE SHARE AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access? website, you, the Participant (?Participant?) and Echelon Corporation (the ?Company?) agree that this Award is granted under and governed by the terms and conditions of Comp |
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| April 21, 2016 |
Form S-8 As filed with the Securities and Exchange Commission on April 20, 2016 Registration No. |
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| April 6, 2016 |
DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 6, 2016 |
DEF 14A Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 11, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 11, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 11, 2016 |
EX-99.1 2 exh991pressrelease-q415res.htm EXHIBIT 99.1 Exhibit 99.1 2901 Patrick Henry Drive Santa Clara, CA 95054 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Fourth Quarter 2015 Results Santa Clara, Calif., February 11, 2016 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth quarter ended December 31, |
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| February 8, 2016 |
ELON / Echelon Corp. / Oshman Barbara S - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Echelon Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27874N 10 5 (CUSIP Number) 12/31/15 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 5, 2016 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Ronald A. |
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| December 23, 2015 |
Echelon 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 22, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| December 10, 2015 |
Amended and Restated Certificate of Incorporation of Registrant, as amended December 7, 2015. EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ECHELON CORPORATION A Delaware Corporation Echelon Corporation, a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies that: A. The name of the Corporation is Echelon Corporation. B. The Corporation was originally incorporated under the nam |
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| December 10, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 7, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission |
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| November 20, 2015 |
Echelon Announces Stockholder Approval of Reverse Split EX-99.1 2 d214865dex991.htm EX-99.1 Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Announces Stockholder Approval of Reverse Split SAN JOSE, Calif., November 20, 2015 – Echelon Corporation (NASDAQ: ELON) today announced that, at a special meeting of stockholders held on November 17, 2015, its sto |
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| November 20, 2015 |
Echelon FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Comm |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) EC |
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| November 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission |
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| November 5, 2015 |
Exhibit Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Third Quarter 2015 Results SAN JOSE, Calif., November 4, 2015 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the third quarter ended September 30, 2015. ? Q3 Revenues: $10.0 million ? Q3 GAAP Net Loss: $1.0 |
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| September 29, 2015 |
Echelon DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 29, 2015 |
Echelon DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 15, 2015 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi |
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| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELON |
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| August 6, 2015 |
Exh 99.2 Press Release - Special Projects Exhibit 99.2 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon to Seek Stockholder Approval to Effect a Reverse Stock Split to Regain Compliance with NASDAQ Listing Rules Strategic Committee of the Board, with Goldman Sachs as Advisors, to Explore Alternatives to Maximiz |
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| August 6, 2015 |
Echelon 8-K (Current Report/Significant Event) Form 8-K Q2 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) |
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| August 6, 2015 |
Echelon Reports Second Quarter 2015 Results Exh 99.1 Press Release- Q2'15 Results Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Second Quarter 2015 Results SAN JOSE, Calif., August 6, 2015 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2015. ? Q2 Revenues: $9.4 million |
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| July 1, 2015 |
8-KreNasdaqLetter UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8?K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) |
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| July 1, 2015 |
NASDAQPRExhibit EXHIBIT 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Receives Notice from NASDAQ Related to Bid Price Requirements SAN JOSE, Calif., July 1, 2015 - Echelon Corporation (NASDAQ: ELON), a leading independent control networking company for the Industrial Internet of Things (IIoT), today an |
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| June 17, 2015 |
Echelon 8-K (Current Report/Significant Event) June2015Form8-KreofficerperformancesharegrantsFINAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 27, 2015 |
ELON Form SD 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD S PECIALIZED D ISCLOSURE REPORT ECHELON CORPORATION (Exact name of the registrant as specified in its charter) Delaware 000-29748 77?0203595 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation or organization) Identification Number) 550 Meridian Avenue, San Jose, CA 95 |
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| May 27, 2015 |
Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2014 Exhibit 1.01 Exhibit 1.01 Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2014 This Conflict Minerals Report (this ?Report?) for Echelon Corporation (the ?Company?, ?Echelon?, ?our? or ?we?) covers the reporting period from January 1, 2014 to December 31, 2014, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amen |
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| May 20, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Ronald A. |
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| May 20, 2015 |
Echelon FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| May 20, 2015 |
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Ronald A. |
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| May 19, 2015 |
Echelon FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| May 19, 2015 |
EX-99.1 Exhibit 99.1 SHORT TERM LEASE BY AND BETWEEN DRT/GVC, LLC, a California limited liability company as Landlord and ECHELON CORPORATION, a Delaware corporation as Tenant May 14, 2015 TABLE OF CONTENTS Page ARTICLE I REFERENCE 1 1.1 References 1 ARTICLE II LEASED PREMISES, TERM AND POSSESSION 3 2.1 Demise Of Leased Premises 3 2.2 Right To Use Common Areas 3 2.3 Lease Commencement Date And Lea |
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| May 11, 2015 |
Echelon 8-K (Current Report/Significant Event) Form 8-K Q1 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (C |
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| May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELO |
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| May 11, 2015 |
Echelon Reports First Quarter 2015 Results Press Release- Q1'15 Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports First Quarter 2015 Results SAN JOSE, Calif., May 11, 2015 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2015. ? Q1 Revenues: $9.9 million ? Q1 GAAP Net Loss : |
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| May 1, 2015 |
Echelon FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| April 10, 2015 |
Echelon Announces the Appointment of Mike Marszewski as Vice President and Chief Financial Officer Press Release Slakey Departure Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Announces the Appointment of Mike Marszewski as Vice President and Chief Financial Officer SAN JOSE, Calif., April 10, 2015- Echelon Corporation (NASDAQ: ELON), the open-interoperable control networking pioneer for the Industrial In |
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| April 10, 2015 |
Echelon 8-K (Current Report/Significant Event) EchelonForm8-KSlakey UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 8, 2015 |
Echelon DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 8, 2015 |
Echelon DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| March 10, 2015 |
ELON / Echelon Corp. / Oshman Barbara S - AMENDMENT NO. 1 ON SCHEDULE 13G Passive Investment SC 13G/A 1 d888456dsc13ga.htm AMENDMENT NO. 1 ON SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Echelon Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27874N 10 5 (CUSIP Number) 12/31/14 (Date of Event which Requires Filing of this Statement) |
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| February 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| February 10, 2015 |
Echelon Reports Fourth Quarter 2014 Results Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Fourth Quarter 2014 Results SAN JOSE, Calif., February 10, 2015 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth quarter ended December 31, 2014. • Q4 Revenues: $9.6 million • Q4 GAAP Net Loss: $2.6 millio |
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| January 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8‑K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2015 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| January 9, 2015 | ||
| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) EC |
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| November 6, 2014 |
Echelon Reports Third Quarter 2014 Results Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Third Quarter 2014 Results SAN JOSE, Calif., November 6, 2014 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the third quarter ended September 30, 2014. • Q3 Revenues: $9.2 million • Q3 GAAP Net Loss: $7.2 million |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| October 6, 2014 |
ECHELON CORPORATION PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Prepared by R.R. Donnelley Financial - EX-99.2 EXHIBIT 99.2 ECHELON CORPORATION PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION (Unaudited) The accompanying unaudited pro forma condensed consolidated statement of operations for three and six months ended June 30, 2014 and the year ended December 31, 2013, give effect to the disposition of certain assets related to the Grid modernization bus |
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| October 6, 2014 |
Prepared by R.R. Donnelley Financial - Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2014 ECHELON CORPORATION. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of |
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| October 6, 2014 |
Echelon Completes Sale of its Grid Division Prepared by R.R. Donnelley Financial - EX-99.1 Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Echelon Completes Sale of its Grid Division SAN JOSE, Calif., Oct. 1, 2014—Echelon Corporation (NASDAQ: ELON), the open-interoperable control networking pioneer for the Industrial Internet of Things (IIoT), today announced t |
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| August 27, 2014 |
EX-99.1 Exhibit 99.1 Echelon Signs Definitive Agreement With S&T AG to Purchase Its Grid Operations Release Date: Thursday, August 21, 2014 11:30 pm PDT Acquisition allows Echelon to focus on its Industrial Internet of Things (IIoT) business; lets S&T expand its Smart Grid solution SAN JOSE, Calif.—(BUSINESS WIRE)—Echelon Corporation (NASDAQ:ELON), the open-interoperable control networking pioneer |
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| August 27, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2014 ECHELON CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-29748 77-0203595 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 27, 2014 |
EX-2.1 Exhibit 2.1 EXECUTION COPY MASTER ASSET PURCHASE AGREEMENT by and between S&T AG and ECHELON CORPORATION Dated as of August 21, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Additional Definitions 12 1.3 Certain Interpretations 12 ARTICLE II THE TRANSACTIONS 14 2.1 Sale and Transfer of Assets 14 2.2 Excluded Assets 14 2.3 Assumed Liabi |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELON |
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| August 8, 2014 |
Echelon 2014 Performance Share Award and Agreement Echelon 2014 Performance Share Award and Agreement Upon execution hereof, you, the Employee, and Echelon Corporation (the ?Company?) hereby agree that the Award(s) described below is (are) granted under and governed by the aggregate terms and conditions of (i) the Company?s 1997 Stock Plan (the ?Plan?), (ii) the Award(s) Summary, (iii) the Terms and Conditions of Performance Shares attached hereto, (iv) Appendix A attached hereto, if and as applicable, and (v) the Company?s Insider Trading Policy (collectively, this ?Agreement?), which may be amended or modified from time to time. |
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| August 8, 2014 |
Echelon 2014 Performance Share Award and Agreement Echelon 2014 Performance Share Award and Agreement Upon execution hereof, you, the Employee, and Echelon Corporation (the “Company”) hereby agree that the Award(s) described below is (are) granted under and governed by the aggregate terms and conditions of (i) the Company’s 1997 Stock Plan (the “Plan”), (ii) the Award(s) Summary, (iii) the Terms and Conditions of Performance Shares attached hereto, (iv) Appendix A attached hereto, if and as applicable, and (v) the Company’s Insider Trading Policy (collectively, this “Agreement”), which may be amended or modified from time to time. |
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| August 6, 2014 |
Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Second Quarter 2014 Results and Announces Further Steps to Focus on the Industrial Internet of Things SAN JOSE, Calif., August 6, 2014 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30 |
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| August 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 550 Meridian Avenue, San Jose, California 95126 (Address of principal executive |
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| May 30, 2014 |
Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2013 Exhibit 1.02 Echelon Corporation Conflict Minerals Report For The Year Ended December 31, 2013 This Conflict Minerals Report (this “Report”) for Echelon Corporation (the “Company”, “Echelon”, “our” or “we”) covers the reporting period from January 1, 2013 to December 31, 2013, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 13 |
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| May 21, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELO |
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| May 8, 2014 |
Echelon Reports First Quarter 2014 Results Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports First Quarter 2014 Results SAN JOSE, Calif., May 8, 2014 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2014. • Q1 Revenues: $17.8 million • Q1 GAAP Net Loss: $4.0 million; GAAP Ne |
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| May 8, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 8, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 9, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2014 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2014 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 6, 2014 |
Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Fourth Quarter 2013 Results Next Major Milestone Announced in Internet of Things Strategy SAN JOSE, Calif., February 6, 2014 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth quarter ended December 31, 2013 |
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| January 16, 2014 |
EGFHF / Echelon Financial Holdings Inc. / Oshman Barbara S - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Echelon Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27874N 10 5 (CUSIP Number) 12/31/13 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) EC |
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| November 8, 2013 |
Echelon Corporation Employment letter with Alicia Jayne Moore dated June 27, 2013 June 27, 2013 Ms. Alicia Jayne Moore Dear Alicia, I am very excited to present you with this offer to join the Echelon executive team. I am certain that you will make an important contribution to Echelon and that you will truly enjoy working here. We have strong technology, a great customer and partner base, a very capable team and an exciting future - a future on which we expect that you will hav |
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| November 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 7, 2013 |
Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Third Quarter 2013 Results Company Marks First Milestones in the emerging Industrial Internet of Things Market SAN JOSE, Calif., November 7, 2013 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the third quarter end |
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| August 9, 2013 |
1997 Stock Plan (as amended and restated April 3, 2013) ECHELON CORPORATION 1997 STOCK PLAN (as amended and restated April 3, 2013) 1.Purposes of the Plan. The purposes of this 1997 Stock Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. The Plan permits the grant of |
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| August 9, 2013 |
Form of Executive Change in Control and Severance Agreement (2013) ECHELON CORPORATION EXECUTIVE CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Executive Change in Control and Severance Agreement (the “Agreement”) is made and entered into by and between [] (“Executive”) and Echelon Corporation, a Delaware corporation (the “Company”), effective as of the last date signed below (the “Effective Date”). |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELON |
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| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| August 8, 2013 |
Echelon Reports Second Quarter 2013 Results Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Second Quarter 2013 Results SAN JOSE, Calif., August 8, 2013 - Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter ended June 30, 2013. • Q2 Revenues: $24.8 million • Q2 GAAP Net Loss: $827,000; GAAP Ne |
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| June 12, 2013 |
rrd344516389537.html LIMITED POWER OF ATTORNEY SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints William R. Slakey, Ronald Sege, Kathleen B. Bloch and C. Michael Marszewski and each of them, the undersigned's true and lawful attorney-in-fact and agent to complete and execute such Forms 144, Form ID, Forms |
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| May 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 23, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELO |
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| May 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 2, 2013 |
Echelon Reports First Quarter 2013 Results EX-99.1 2 pressrelease.htm PRESS RELEASE Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports First Quarter 2013 Results SAN JOSE, Calif., May 2, 2013 – Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2013. • Q1 Revenues: $25.2 million |
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| April 17, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 12, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| April 9, 2013 |
DEFA14A 1 d518714ddefa14a.htm DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive |
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| April 9, 2013 |
Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 12, 2013 |
Echelon Reports Fourth Quarter and Full Year 2012 Results EX-99.1 2 d482923dex991.htm EX-99.1 Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Fourth Quarter and Full Year 2012 Results SAN JOSE, Calif., February 12, 2013 – Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth quarter and full year 2012 ended December |
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| February 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2013 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Comm |
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| January 31, 2013 |
SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Echelon Corporation (Name of Issuer) Common Stocks (Title of Class of Securities) 27874N105 (CUSIP Number) Calendar Year 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 22, 2013 |
EGFHF / Echelon Financial Holdings Inc. / Oshman Barbara S - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Echelon Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27874N 10 5 (CUSIP Number) 12/31/12 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10?Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) EC |
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| November 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 1, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| November 1, 2012 |
Echelon Reports Third Quarter 2012 Results Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Third Quarter 2012 Results SAN JOSE, Calif., November 1, 2012 – Echelon Corporation (NASDAQ: ELON) today announced financial results for the third quarter ended September 30, 2012. • Q3 Revenues: $29.1 million (decrease of 33.7% |
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| August 8, 2012 |
Form of 1997 Stock Plan Performance Share Agreement for Corporate Officers Outside the U.S. (2012) EX-10.2(v) Exhibit 10.2(v) ECHELON CORPORATION 1997 STOCK PLAN Performance Share Agreement for Corporate Officers Outside the U.S. TERMS AND CONDITIONS OF PERFORMANCE SHARES By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Employee, and Echelon Corporation (the “Company”) agree that this Award is granted under an |
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| August 8, 2012 |
Form of 1997 Stock Plan Stock Option Agreement for U.S. Optionees (2012) EX-10.2(p) Exhibit 10.2(p) ECHELON CORPORATION 1997 STOCK PLAN STOCK OPTION AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Optionee (“Optionee”) and Echelon Corporation (the “Company”) agree that this Award is granted under and governed by the terms and conditions of Company’s 1997 Stock Plan (the “Pl |
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| August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file n |
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| August 8, 2012 |
EX-10.2(w) Exhibit 10.2(w) APPENDIX A ECHELON CORPORATION 1997 PLAN Performance Share Agreement for Participants Outside the U.S. Terms and Conditions This Appendix A includes additional terms and conditions that govern the Award of Performance Shares granted to the Employee under the Plan if the Employee resides and/or works in one of the countries listed below. This Appendix A forms part of the |
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| August 8, 2012 |
Form of 1997 Stock Plan Stock Option Agreement for Corporate Officers Outside the U.S. (2012) EX-10.2(s) Exhibit 10.2(s) ECHELON CORPORATION 1997 STOCK PLAN STOCK OPTION AGREEMENT FOR CORPORATE OFFICER OPTIONEES OUTSIDE THE U.S. TERMS AND CONDITIONS OF THE STOCK OPTION AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Optionee (the “Optionee”) and Echelon Corporation (the “Company”) agree that th |
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| August 8, 2012 |
Form of 1997 Stock Plan Stock Option Agreement for U.S. Corporate Officers (2012) Exhibit 10.2(q) ECHELON CORPORATION 1997 STOCK PLAN STOCK OPTION AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Optionee (“Optionee”) and Echelon Corporation (the “Company”) agree that this Award is granted under and governed by the terms and conditions of Company’s 1997 Stock Plan (the “Plan”) and th |
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| August 8, 2012 |
Form of 1997 Stock Plan Stock Option Agreement for Optionees Outside the U.S. (2012) EX-10.2(r) Exhibit 10.2(r) ECHELON CORPORATION 1997 STOCK PLAN STOCK OPTION AGREEMENT FOR OPTIONEES OUTSIDE THE U.S. TERMS AND CONDITIONS OF THE STOCK OPTION AGREEMENT By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Optionee (the “Optionee”) and Echelon Corporation (the “Company”) agree that this Option is grant |
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| August 8, 2012 |
Form of 1997 Stock Plan Performance Share Agreement for Participants Outside the U.S. (2012) EX-10.2(u) Exhibit 10.2(u) ECHELON CORPORATION 1997 STOCK PLAN Performance Share Agreement for Employees Outside the U.S. TERMS AND CONDITIONS OF PERFORMANCE SHARES By executing the Grant Acceptance process and using the services on this Morgan Stanley Smith Barney Benefit Access® website, you, the Employee, and Echelon Corporation (the “Company”) agree that this Award is granted under and governe |
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| August 8, 2012 |
Form of 1997 Stock Plan Stock Option Agreement Appendix A for Optionees Outside the U.S. (2012) EX-10.2(t) Exhibit 10.2(t) APPENDIX ECHELON CORPORATION 1997 PLAN STOCK OPTION AGREEMENT FOR OPTIONEES OUTSIDE THE U.S. Terms and Conditions This Appendix includes additional terms and conditions that govern the Option granted to the Optionee under the Plan if the Optionee resides and/or works in one of the countries listed below. This Appendix forms part of the Option Agreement. Capitalized terms |
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| August 8, 2012 |
1997 Stock Plan (as amended and restated August 18, 2010) Exhibit 10.2 ECHELON CORPORATION 1997 STOCK PLAN (as amended and restated August 18, 2010) 1. Purposes of the Plan. The purposes of this 1997 Stock Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s business. The Plan perm |
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| August 7, 2012 |
Costs Associated with Exit or Disposal Activities - FORM 8-K AMENDMENT NO. 1 Form 8-K Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorpo |
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| August 7, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| August 7, 2012 |
Echelon Reports Second Quarter 2012 Results EX-99.1 2 d392960dex991.htm PRESS RELEASE DATED AUGUST 7, 2012, OF ECHELON CORPORATION Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Second Quarter 2012 Results SAN JOSE, Calif., August 7, 2012 – Echelon Corporation (NASDAQ: ELON) today announced financial results for the second quarter |
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| May 29, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| May 11, 2012 |
Costs Associated with Exit or Disposal Activities - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissio |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file |
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| May 9, 2012 |
Echelon Reports First Quarter 2012 Results Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com Draft Release Echelon Reports First Quarter 2012 Results SAN JOSE, Calif., May 9, 2012 – Echelon Corporation (NASDAQ: ELON) today announced financial results for the first quarter ended March 31, 2012. • Q1 Revenues: $40.3 million (increase of 42% y/y) • Q1 |
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| May 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission |
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| April 12, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 12, 2012 |
Definitive Proxy Statement Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 4, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commissi |
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| March 28, 2012 |
Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon and Holley Metering to Create Joint Venture to Develop and Sell Innovative Smart Grid Solutions in China New Joint Venture Company Combines the Unique Capabilities of Silicon Valley and China to Bring Feature-Rich, Cost-Effective Smart |
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| March 28, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 23, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| March 28, 2012 |
Zhejiang Echelon-Holley Technology Co., Ltd. Equity Joint Venture Contract Chapter 1 General Equity Joint Venture Contract Exhibit 99.2 Zhejiang Echelon-Holley Technology Co., Ltd. Equity Joint Venture Contract Chapter 1 General 1500 1 201 31112 In accordance with the Law of the People’s Republic of China on Chinese-Foreign Joint Ventures and other relevant Chinese laws and regulations, and the principle of equality and mutual benefit, and through friendly consultations, Holley Metering L |
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| March 15, 2012 |
Echelon Corporation Employment Agreement Exhibit 10.19 ECHELON CORPORATION EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is by and between Echelon Corporation (the “Company) and Ronald A. Sege (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. Commencing August 19, 2010 (the “Effective Date”), Executive will serve as the Company’s President and Chief Exe |
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| March 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 15, 2012 |
Echelon Corporation Employment Letter Exhibit 10.20 September 6, 2011 Mr. William R. Slakey Dear Bill, I am very excited to present you with this offer to join Echelon. I am certain that you will make an important contribution to Echelon and that you will truly enjoy working here. It’s a great company, with a capable team and an exciting future – a future on which we expect that you will have a gr |
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| February 17, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 15, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Comm |
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| February 10, 2012 |
EGFHF / Echelon Financial Holdings Inc. / Oshman Barbara S - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Echelon Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 27874N 10 5 (CUSIP Number) 12/31/11 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 9, 2012 |
Echelon Reports Fourth Quarter and Full Year 2011 Results Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Reports Fourth Quarter and Full Year 2011 Results SAN JOSE, Calif., February 9, 2012 –Echelon Corporation (NASDAQ: ELON) today announced financial results for the fourth quarter and full year 2011 ended December 31, 2011. • Q4 Revenues: |
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| February 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 9, 2012 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| January 30, 2012 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Echelon Corporation (Name of Issuer) Common Stocks (Title of Class of Securities) 27874N105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 9, 2011 |
December 9, 2011 Ms. Kathleen Collins Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 Re: Echelon Corporation Form 10-K for the Fiscal Year Ended December 31, 2010 Filed March 16, 2011 File No. 000-29748 Dear Ms. Collins: This letter is submitted in response to your letter dated November 18, 2011 setting forth comments of the |
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| November 16, 2011 |
rrd291367328875.html LIMITED POWER OF ATTORNEY SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Oliver R. Stanfield, William R. Slakey, Ronald Sege and Kathleen B. Bloch and each of them, the undersigned's true and lawful attorney-in-fact and agent to complete and execute such Forms 144, Form ID, Forms 3, |
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| November 14, 2011 |
rrd291363328867.html LIMITED POWER OF ATTORNEY SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Echelon Corporation (the Corporation), hereby constitutes and appoints Oliver R. Stanfield, C. Michael Marszewski, Ronald Sege and Kathleen B. Bloch and each of them, the undersigned's true and lawful attorney-in-fact and agent to complete and execute such Forms 144, Form ID, Form |
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| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file number) ECHELO |
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| November 3, 2011 |
Echelon Reports 2011 Third Quarter Results and Subsequent Developments Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Information For Immediate Release Press Contacts Christine Simeone Lois Paul & Partners +1 (617) 986-5773 [email protected] Investor Contact Annie Leschin/Vanessa Lehr StreetSmart Investor Relations +1 (415) 775-1788 [email protected] Echelon R |
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| November 3, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2011 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2011 |
Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Release Echelon Announces Appointment of Bill Slakey as EVP and CFO; Chris Stanfield to Retire after 22 Years of Service SAN JOSE, Calif., Nov. 2, 2011 – Echelon Corporation (NASDAQ: ELON) today announced the appointment of Bill Slakey to the position |
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| November 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2011 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 18, 2011 |
Echelon Appoints Ron Sege as New Chairman of the Board Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com For Immediate Release Echelon Appoints Ron Sege as New Chairman of the Board SAN JOSE, Calif., Oct. 18, 2011 ? Echelon Corporation (NASDAQ: ELON) today announced Ron Sege has been elected to the role of chairman of the board in addition to his current role as president a |
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| October 18, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2011 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2011 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2011 ECHELON CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-29748 77-0203595 (State or other jurisdiction of incorporation) (Commiss |
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| August 9, 2011 |
Echelon Mourns the Passing of Executive Chairman M. Kenneth Oshman Press Release Exhibit 99.1 550 Meridian Avenue San Jose, CA 95126 Phone: +1-408-938-5200 Fax: +1-408-790-3800 [email protected] www.echelon.com News Information News Release Press Contacts Linda Hanson Echelon Corporation +1 (408) 938-5200 [email protected] Christine Simeone Lois Paul & Partners +1 (781) 782-5773 [email protected] Echelon Mourns the Passing of Executive Chairman M. Kenneth Oshman S |
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| August 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-29748 (Commission file n |
