Statistiche di base
| CIK | 21178 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Prospect Street Income Shares Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| February 4, 2010 | ||
| February 3, 2010 | ||
| September 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): þ Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only quest |
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| September 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F nv8f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): þ Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only |
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| August 26, 2008 |
Exhibit 77C. Matters submitted to a vote of security holders 2008 Annual Stockholders Meeting: At an Annual Meeting of the stockholders originally scheduled for June 6, 2008 and adjourned until June 10, 2008 (the "Meeting"), the Common and Auction Rate Cumulative Preferred stockholders of record of the Prospect Street(r) Income Shares Inc. (the "Fund") as of April 14, 2008 ("Record Date") were ask |
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| July 24, 2008 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 4, 2008, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 29, 2008 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to Sec. |
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| May 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 Prospect Street® Income Shares Inc. (Exact name of registrant as specified in charter) NexBank Tower 13455 Noel Road, Suite 800 Dallas, Texas 75240 (Address of principal executive offices) |
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| May 28, 2008 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James D. |
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| November 28, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James D. |
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| November 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 Prospect Street® Income Shares Inc. (Exact name of registrant as specified in charter) Two Galleria Tower 13455 Noel Road, Suite 800 Dallas, Texas 75240 (Address of principal executive offi |
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| August 22, 2007 |
Exhibit 77C. Matters submitted to a vote of security holders 2007 Annual Stockholders Meeting: On May 25, 2007, the Fund held its Annual Meeting of Stockholders. The item for vote was the election of two Directors to the Board. A quorum of the shares outstanding was present, and the votes passed with a majority of those shares. The results were as follows: Name James F. Leary (Common Stock) Shares |
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| May 15, 2007 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James D. |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 - PROSPECT STREET(R) INCOME SHARES INC. - - (Exact name of registrant as specified in charter) Two Galleria Tower 13455 Noel Road, Suite 800 DALLAS, TEXAS 75240 - - (Address of principal ex |
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| April 19, 2007 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Sec. |
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| November 22, 2006 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James D. |
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| November 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 - PROSPECT STREET(R) INCOME SHARES INC. - - (Exact name of registrant as specified in charter) Two Galleria Tower 13455 Noel Road, Suite 800 DALLAS, TEXAS 75240 - - (Address of principal ex |
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| May 30, 2006 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wxay Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James D. |
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| May 30, 2006 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 Prospect Street® Income Shares, Inc. (Exact name of registrant as specified in charter) 13455 Noel Road, Suite 800 Dallas, Texas 75240 (Address of principal executive offices) (Zip code |
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| April 7, 2006 |
def14a Table of Contents OMB APPROVAL OMB Number: 3235-0059 Expires: January 31, 2008 Estimated average burden hours per response 14. |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 PROSPECT STREET INCOME SHARES INC. (Exact name of Registrant as specified in charter) c/o Highland Capital Management, L.P. 13455 Noel Road, Suite 1300 Dallas, Texas 75240 (Address of princ |
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| November 29, 2005 |
By: /s/ James D. Dondero James D. Dondero Chief Executive Officer Date: November 29, 2005 [EX-99.CERT] Exhibit (a) CERTIFICATIONS I, James D. Dondero, certify that: 1. I have reviewed this report on Form N-Q of Prospect Street Income Shares Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| June 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 PROSPECT STREET INCOME SHARES INC. (Exact name of Registrant as specified in charter) c/o Highland Capital Management, L.P. 13455 Noel Road, Suite 1300 Dallas, Texas 75240 (Address of princ |
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| June 1, 2005 |
By: /s/ James D. Dondero James D. Dondero Chief Executive Officer Date: June 1, 2005 [EX-99.CERT] Exhibit (a) CERTIFICATIONS I, James D. Dondero, certify that: 1. I have reviewed this report on Form N-Q of Prospect Street Income Shares Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| April 11, 2005 |
Table of Contents OMB APPROVAL OMB Number: 3235-0059 Expires: February 28, 2006 Estimated average burden hours per response 12. |
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| November 29, 2004 |
[EX-99.CERT] Exhibit (a) CERTIFICATIONS I, James D. Dondero, certify that: 1. I have reviewed this report on Form N-Q of Prospect Street® Income Shares Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 29, 2004 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02365 PROSPECT STREET® INCOME SHARES INC. (Exact name of Registrant as specified in charter) c/o Highland Capital Management, L.P. 13455 Noel Road, Suite 1300 Dallas, Texas 75240 (Address of |
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| April 12, 2004 |
OMB APPROVAL OMB Number: 3235-0059 Expires: February 28, 2006 Estimated average burden hours per response 12. |
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| August 21, 2003 |
EX-99.77C VOTES 3 ex9977c.txt On May 16, 2003, the Fund held its Annual Meeting of Shareholders, at which time the Annual Meeting for the preferred stockholders was adjourned to June 13, 2003. The items for vote were the elections of two Directors on the Board. A quorum of the shares outstanding was present, and both votes passed with a majority of those shares. The results were as follows: Propos |
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| April 21, 2003 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 28, 2003 |
EX-99.77B ACCT LTTR 3 ex77b.txt INDEPENDENT AUDITORS' CONSENT INDEPENDENT AUDITORS' REPORT To the Shareholders and Board of Directors of Prospect Street Income Shares Inc. In planning and performing our audit of the financial statements of Prospect Street Income Shares Inc. (the "Fund") for the year ended December 31, 2002 (on which we have issued our report dated February 18, 2003), we considered |
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| August 27, 2002 |
EX-99.77C VOTES 3 ex-77c.txt VOTING RESULTS Exhibit 1: Annual Meeting of Shareholders (77 C) On May 17, 2002, the Fund held its Annual Meeting of Shareholders. The meeting was adjourned and reconvened on June 7, 2002. As of the April 5 record date, there were outstanding 9,685,624 shares of the Fund's Common Stock and 1,200 shares of the Fund's Auction Rate Cumulative Preferred Shares. PROPOSAL 1 |
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| May 14, 2002 |
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant Filed by a Party other than the Registrant [X] [ ] Check the appropriate box: [ ] [ ] [ ] [X] [ ] Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material under Rule 14a-12 Prospect Street Income Shares Inc. |
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| April 15, 2002 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 22, 2002 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 4, 2002 |
Sub Item 77B EXHIBIT 1 [DELOITTE & TOUCHE LETTERHEAD] [DELOITTE & TOUCHE LOGO] INDEPENDENT AUDITORS' REPORT To the Shareholders and Board of Directors of Prospect Street Income Shares Inc. |
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| March 4, 2002 |
Sub Item 77I EXHIBIT 3: PREFERRED STOCK (77I) On July 23, 2001, the Fund issued 1,200 shares each of Series T Auction Rate Cumulative Preferred Shares with $. |
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| July 27, 2001 |
Exhibit (d)(1) FORM OF ARTICLES SUPPLEMENTARY CNA INCOME SHARES, INC. Articles Supplementary Auction Rate Cumulative Preferred Shares, Series T CNA Income Shares, Inc., a Maryland corporation having its principal Maryland office in the City of Baltimore in the State of Maryland (the "Corporation"), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power |
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| July 25, 2001 |
EX-99.D 3 cna-ex99d1072301.txt EXHIBIT 99(D)(1) Exhibit (d)(1) FORM OF ARTICLES SUPPLEMENTARY CNA INCOME SHARES, INC. Articles Supplementary Auction Rate Cumulative Preferred Shares, Series T CNA Income Shares, Inc., a Maryland corporation having its principal Maryland office in the City of Baltimore in the State of Maryland (the "Corporation"), certifies to the State Department of Assessments and |
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| May 11, 2001 |
DEF 14A 1 c59998ddef14a.txt DEFINITIVE NOTICE & PROXY 1 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the registrant [x] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement. [ ] Confidential, |
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| April 26, 2001 |
1 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 10, 2000 |
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