CAWW / CCA Industries, Inc. - Depositi SEC, Relazione annuale, dichiarazione di delega

CCA Industries, Inc.
US ˙ OTCPK ˙ US1248671026

Statistiche di base
CIK 721447
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CCA Industries, Inc.
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
April 12, 2019 EX-99.1

CCA Industries, Inc. Files Form 15 in Connection with its Previously Announced Plan to Deregister its Common Stock

Exhibit 99.1 CCA Industries, Inc. Files Form 15 in Connection with its Previously Announced Plan to Deregister its Common Stock Lyndhurst, NJ, April 12, 2019: CCA Industries, Inc. (NYSE AMERICAN: “CAW” or the “Company”) announced today that on April 12, 2019, the Company filed a Form 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 19

April 12, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 12, 2019 CCA INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31643 04-2795439 (State or Other Jurisdiction of Incorporation) (Commission File Numb

April 12, 2019 15-12G

CAW / CCA Industries, Inc. 15-12G

OMB APPROVAL OMB Number: 3235-0167 Expires: May 31, 2021 Estimated average burden hours per response 1.

April 2, 2019 25

CAW / CCA Industries, Inc. 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 OMB APPROVAL OMB Number: 3235-0080 Expires: March 31, 2021 Estimated average burden hours per response. . . . . . 1.00 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31643 Issuer: CCA INDUSTRIES, INC. Exchange: NYSE AMERICA

February 28, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2018 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of incorporation or organization) (

February 20, 2019 S-8 POS

CAW / CCA Industries, Inc. S-8 POS

As filed with the Securities and Exchange Commission on February 21, 2019 Registration No.

February 5, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 5, 2019 CCA INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31643 04-2795439 (State or Other Jurisdiction of Incorporation) (Commission File Nu

February 5, 2019 EX-99.1

CCA Industries, Inc. Announces Plan to Delist from NYSE American and Deregister Its Common Stock

CCA Industries, Inc. Announces Plan to Delist from NYSE American and Deregister Its Common Stock February 5, 2019 Lyndhurst, NJ, February 5, 2019: CCA Industries, Inc. (NYSE AMERICAN: "CAW”), today announced that its board of directors determined that voluntarily delisting the Company’s common stock, $0.01 par value, and Class A common stock, $0.01 par value, (together, the “Common Stock”) from th

February 4, 2019 SC 13D/A

CAW / CCA Industries, Inc. / Funston Lance T - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) (Amendment No. 4)* CCA Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 per share; Class A Common Stock, par value $0.01 per share (Title of Class of Secur

February 4, 2019 EX-99.2

Exhibit 99.2 Letter Agreement, dated January 30, 2019, between and among Lance T. Funston, The Lion Fund and Biglari Holdings Inc.

funstonschedule13dexh944 BIGLARI HOLDINGS INC. 17802 IH 10 WEST, SUITE 400 SAN ANTONIO, TEXAS 78257 TELEPHONE• (210) 344-3400 FAX (210) 344-3411 January 30, 2019 Mr. Lance T. Funston Capital Preservation Solutions, LLC 193 Conshohocken State Road Penn Valley, PA 19072 Dear Lance: Reference is made to the Agreement, dated as of June 14, 2016 (the "Agreement"), by and between Lance Funston ("Funston

February 4, 2019 EX-99.1

Exhibit 99.1 Agreement, dated as of June 14, 2016, between and among Lance T. Funston, The Lion Fund and Biglari Holdings Inc.

funstonschedule13dexhibi

February 1, 2019 EX-99.1

BIGLARI HOLDINGS INC. 17802 IH 10 West, Suite 400 SAN ANTONIO, TEXAS 78257 TELEPHONE (210) 344-3400 FAX (210) 344-3411

Exhibit. 99.1 BIGLARI HOLDINGS INC. 17802 IH 10 West, Suite 400 SAN ANTONIO, TEXAS 78257 TELEPHONE (210) 344-3400 FAX (210) 344-3411 January 30, 2019 Mr. Lance T. Funston Capital Preservation Solutions, LLC 193 Conshohocken State Road Penn Valley, PA 19072 Dear Lance: Reference is made to the Agreement, dated as of June 14, 2016 (the “Agreement”), by and between Lance Funston (“Funston”), The Lion

February 1, 2019 SC 13D/A

CAW / CCA Industries, Inc. / Biglari Holdings Inc. Activist Investment

SC 13D/A 1 sc13da70742801802012019.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. ) †* CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12

October 29, 2018 EX-99.1

C O R P O R A T E P A R T I C I P A N T S

C O R P O R A T E P A R T I C I P A N T S Stephen Heit, Executive Vice President and Chief Financial Officer Lance Funston, Chief Executive Officer and Chairman of the Board Douglas Haas, President and Chief Operating Officer C O N F E R E N C E C A L L P A R T I C I P A N T S Lenny Dunn, Mutual Trust Company Gene Reilly, Private Investor P R E S E N T A T I O N Operator: Good afternoon.

October 29, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 (October 23, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

October 22, 2018 EX-99.1

CCA Industries, Inc. Reports Third Quarter 2018 Results

Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Third Quarter 2018 Results Lyndhurst, NJ, October 22, 2018: CCA Industries, Inc. (NYSE AMERICAN: "CAW”) announced today its results for the third quarter and nine months ended August 31, 2018, which can be found in the table below. The Company reported a loss of $203,672 for the three months ended Augu

October 22, 2018 EX-10.1

Waiver and Amendment No. 1

WAIVER AND AMENDMENT NO. 1 TO REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT THIS WAIVER AND AMENDMENT NO. 1 (this “Amendment”) is entered into as of October 19, 2018, by and among CCA INDUSTRIES, INC., a Delaware corporation (“CCA”, and together with each Person joined to the Loan Agreement (as defined below) as a borrower from time to time, collectively, the “Borrowers”, and each, a “Borrowe

October 22, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-k2018q3results.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2018 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction o

October 22, 2018 10-Q

Quarterly Report - 10-Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

October 16, 2018 8-K

Regulation FD Disclosure, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2018 (October 10, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

October 15, 2018 NT 10-Q/A

CAW / CCA Industries, Inc. NT 10-Q/A

ccaindustriesform12b25q3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 19, 2018 EX-99.1

Stephen Heit,

Stephen Heit, Executive Vice President and Chief Financial Officer Lance Funston, Chief Executive Officer and Chairman of the Board Douglas Haas, President and Chief Operating Officer C O N F E R E N C E C A L L P A R T I C I P A N T S Chris Gavin, Faircourt Evaluations Eric Landry, BML Capital Gene Reilly, Investor P R E S E N T A T I O N Operator: Good morning.

July 19, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2018 (July 17, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

July 16, 2018 EX-99.1

CCA Industries, Inc. Reports Second Quarter 2018 Results

Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Second Quarter 2018 Results Ridgefield Park, NJ, July 16, 2018: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today its results for the second quarter and six months ended May 31, 2018, which can be found in the table below. The Company reported a loss of $292,320 for the three months ended May 31,

July 16, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2018 (July 16, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

July 16, 2018 10-Q

Quarterly Report - 10-Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3

June 21, 2018 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2018 (June 20, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

June 21, 2018 EX-99.1

CCA Industries, Inc. Announces Annual Shareholders Meeting Results

EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Annual Shareholders Meeting Results LYNDHURST, N.J., June 21, 2018 - CCA Industries, Inc. (NYSE AMERICAN: "CAW"), announced today the results of its Annual Shareholders Meeting that took place on June 20, 2018. Proxy votes of the common stock shareholders indicate that Lance T. Funston,

May 18, 2018 DEF 14A

CAW / CCA Industries, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted

April 20, 2018 EX-99.1

CCA Industries, Inc. First Quarter 2018 Earnings Conference Call April 17, 2018 1 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of

a1q18ccaindustriestransc CCA Industries, Inc. First Quarter 2018 Earnings Conference Call April 17, 2018 1 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1‐888‐562‐0262 1‐604‐929‐1352 ww

April 20, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2018 (April 17, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation)

April 16, 2018 EX-99.1

CCA Industries, Inc. Reports Net Loss for the first Quarter Ended February 28, 2018

EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Net Loss for the first Quarter Ended February 28, 2018 LYNDHURST, N.J., April 16, 2018 - CCA Industries, Inc. (NYSE AMERICAN: "CAW"), announced today its first quarter results for the period ended February 28, 2018. The results can be found on the chart below. As the Company reported last

April 16, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 (April 9, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (

April 16, 2018 EX-99.2

CCA Industries, Inc. Announces Earnings Call and Loss for First Quarter 2018

Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Earnings Call and Loss for First Quarter 2018 Lyndhurst, NJ April 9, 2018: CCA Industries, Inc. (NYSE AMERICAN: “CAW”) announced today that it will be posting a loss for the first quarter of fiscal 2018. The Company will be issuing its first quarter 2018 results on Monday, April 16, 2018. The loss wa

April 16, 2018 10-Q

Quarterly Report - 10-Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

March 9, 2018 EX-16.01

16.01 - Letter of BDO USA, LLP dated March 9, 2018

ccachangeinaccountantfor BDO USA, LLP, a Delaware limited liability partnership, is the U.

March 9, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2018 (March 6, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

March 9, 2018 EX-99.1

Stephen A. Heit, Chief Financial Officer

Exhibit 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 201-528-8200 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES CHANGE OF INDEPENDENT AUDITORS Lyndhurst, NJ, March 9, 2018: CCA Industries, Inc. (NYSE American: “CAW”) announced today that the Audit Committee of the Company’s Board of Directors engaged CohnReznick LLP as the Company’s principal independent registered public

March 2, 2018 EX-99.2

Certificate of Merger of Capital Preservation Solutions, filed with the Secretary of State of Delaware on January 25, 2018.

cpscertofmerger201802141

March 2, 2018 SC 13D/A

CAW / CCA Industries, Inc. / Funston Lance T - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) (Amendment No. 3)* CCA Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 per share; Class A Common Stock, par value $0.01 per share (Title of Class of Secur

March 2, 2018 EX-99.1

Agreement and Plan of Merger, dated as of January 25, 2018, between Capital Preservation Holdings, LLC and Capital Preservation Solutions, LLC.

ph15221683v1capitalprese 5221683 AGREEMENT AND PLAN OF MERGER Agreement and Plan of Merger, dated as January 30, 2018, by and between Capital Preservation Solutions, LLC, a Delaware limited liability company (the “Company”), and Capital Preservation Holdings, LLC, a Delaware limited liability company (“Holdings”).

February 28, 2018 EX-99.1

CCA Industries, Inc. Reports Net Income for the Quarter and Year Ended November 30, 2017

Exhibit Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Net Income for the Quarter and Year Ended November 30, 2017 LYNDHURST, N.J., February 28, 2018 - CCA Industries, Inc. (NYSE AMERICAN: "CAW"), announced today its fourth quarter and full year results for the period ended November 30, 2017. The results can be found on the chart below. Total net i

February 28, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 (February 28, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of

February 28, 2018 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2017 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of incorporation or organization) (

February 28, 2018 EX-10.14

Brokerage Agreement, dated October 1, 2017, between CCA Industries, Inc. and Advantage Sales and Marketing LLC, d/b/a Advantage Solutions.

advantagebrokerageagreem Dennis Forkin Dennis Forkin

February 28, 2018 EX-10.13

Services Agreement, dated October 1, 2017, between CCA Industries, Inc. and Advantage Sales and Marketing LLC, d/b/a Advantage Solutions.

advantageservicesagreeme

February 28, 2018 EX-10.15

Master Logstics Services Agreement, dated August 16, 2017, between CCA Industries, Inc. and CaseStack, Inc.

casestackagreement

February 9, 2018 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 a8-kpncbankfinancing.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2018 (February 5, 2018) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State o

February 9, 2018 EX-10.1

Revolving Credit, Term Loan and Security Agreement, dated as of February 5, 2018, by and between CCA Industries, Inc. and PNC Bank, National Association.

exhibit101loanagreements EXHIBIT 10.1 REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS LENDER AND AS AGENT) WITH CCA INDUSTRIES, INC. (BORROWER) February 5, 2018 i TABLE OF CONTENTS Page I. DEFINITIONS. ....................................................................................................................1 1.1. Accounting Terms ....................

February 9, 2018 EX-99.2

CCA Industries, Inc. Announces Exercise of Warrants by Capital Preservation Solutions

Exhibit Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Exercise of Warrants by Capital Preservation Solutions LYNDHURST, N.J., February 5, 2018 - CCA Industries, Inc. (NYSE AMERICAN: "CAW"), announced today that Capital Preservation Solutions, LLC (?CPS?), which is controlled by Lance Funston, the Company?s Chairman of the Board and Chief Executi

February 9, 2018 EX-99.1

Stephen A. Heit

Exhibit Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES ENTERING INTO A $6,000,000 CREDIT FACILITY LYNDHURST, N.J., February 9, 2018 - CCA Industries, Inc. (NYSE AMERICAN: "CAW"), announced that it entered into a new credit facility with PNC Bank, National Association, on February 5, 2018 to pay off the Company's existing debt with CNH Finance Fun

October 19, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2017 (October 17, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of In

October 19, 2017 EX-99.1

C O R P O R A T E P A R T I C I P A N T S

Exhibit EXHIBIT 99.1 C O R P O R A T E P A R T I C I P A N T S Stephen Heit, Executive Vice President and Chief Financial Officer Lance Funston, Chief Executive Officer and Chairman of the Board C O N F E R E N C E C A L L P A R T I C I P A N T S Louis Geser, White Space Capital Lenny Dunne, Mutual Trust Company P R E S E N T A T I O N Operator: Good morning. My name is Denise (phon) and I will be

October 18, 2017 S-8

Power of Attorney (included on the signature page hereto)

Document As filed with the Securities and Exchange Commission on October 18, 2017 Registration No.

October 16, 2017 EX-99.1

CCA Industries, Inc. Reports Third Quarter 2017 Results

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Third Quarter 2017 Results Ridgefield Park, NJ, October 16, 2017: CCA Industries, Inc. (NYSE AMERICAN: ?CAW?) announced today its results for the third quarter and nine months ended August 31, 2017, which can be found in the table below. Total net income increased to $377,683 for t

October 16, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kq32017earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2017 (October 16, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (St

October 16, 2017 10-Q

Quarterly Report - 10-Q

Document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 3, 2017 EX-99.1

J. William Mills III Appointed to the CCA Industries, Inc. Board of Directors

Exhibit Exhibit 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE J. William Mills III Appointed to the CCA Industries, Inc. Board of Directors Ridgefield Park, NJ, October 3, 2017: CCA Industries, Inc. (NYSE AMERICAN: ?CAW?) announced today that J. William Mills III was appointed on September 28, 2017 to the board of directors to fulfill the unexpired term of Linda Shein wh

October 3, 2017 8-K

CCA Industries 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2017 (September 28, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of I

October 3, 2017 EX-99.2

Description of Common Stock

EXHIBIT 99.2 Description of Common Stock General The following description of the terms of the common stock of CCA Industries, Inc. (the “Company”) is not meant to be complete and is qualified entirely by reference to our certificate of incorporation and amendments thereto (“Certificate of Incorporation”), our Amended and Restated Bylaws (“Bylaws”) and the relevant provisions of the Delaware Gener

September 13, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 (September 7, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of

September 13, 2017 EX-99.1

CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF DIRECTOR

Document EXHIBIT 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF DIRECTOR Ridgefield Park, NJ, September 13, 2017: CCA Industries, Inc. (NYSE AMERICAN: “CAW”) announced today the resignation of Linda Shein as a director of CCA Industries, Inc. effective September 7, 2017. Linda Shein stated in her resig

July 20, 2017 EX-99.1

C O R P O R A T E P A R T I C I P A N T S

Exhibit EXHIBIT 99.1 C O R P O R A T E P A R T I C I P A N T S Stephen Heit, Executive Vice President and Chief Financial Officer Lance Funston, Chief Executive Officer and Chairman of the Board C O N F E R E N C E C A L L P A R T I C I P A N T S Lenny Dunne, Mutual Trust Maj Soueidan, GeoInvesting P R E S E N T A T I O N Operator: Good morning. My name is Meaghan and I will be your conference Ope

July 20, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a8-kxinvestorcalltranscript.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2017 (July 18, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State

July 17, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2017 (July 17, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

July 17, 2017 EX-99.1

CCA Industries, Inc. Reports Second Quarter 2017 Results

EX-99.1 2 pressrelease07-17x2017.htm EXHIBIT 99.1 EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Second Quarter 2017 Results Ridgefield Park, NJ, July 17, 2017: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today its results for the second quarter and six months ended May 31, 2017, which can be found in the table below. Total net in

July 17, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3

June 14, 2017 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2017 (June 7, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpora

June 14, 2017 EX-99.1

CCA Industries, Inc. Announces Annual Shareholders Meeting Results

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Annual Shareholders Meeting Results RIDGEFIELD PARK, N.J., June 14, 2017 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today the results of its Annual Shareholders Meeting that took place on June 7, 2017. Proxy votes of the common stock shareholders indicate that Lance T. F

May 2, 2017 DEF 14A

CCA Industries, Inc. Amended and Restated Stock Option (Incentive) Plan (2)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as p

April 21, 2017 EX-99.1

CCA Industries, Inc. Reports Net Income for the first Quarter Ended February 28, 2017

EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Net Income for the first Quarter Ended February 28, 2017 RIDGEFIELD PARK, N.J., April 17, 2017 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today its first quarter results for the period ended February 28, 2017. The results can be found on the chart below. Total net income was $186,

April 21, 2017 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 (April 17, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorp

April 17, 2017 10-Q

CCA Industries 10-Q (Quarterly Report)

Document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 28, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 ( March 23, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incor

March 28, 2017 EX-10.1

License Agreement made April 1, 2017 with Ultimark Products, Inc. is incorporated by reference Exhibit 10.1 to the Company's Form 8-K filed March 28, 2017 (SEC file reference number 001-31643).

Exhibit EXHIBIT 10.1 LICENSE AGREEMENT This License Agreement (this ?Agreement?), effective as of April 1, 2017, is by and between Ultimark Products, Inc., a Delaware corporation, having its principal office at 1 Belmont Avenue, Suite 602, Bala Cynwood, Pennsylvania 19004 ("Licensor") and CCA Industries, Inc., a Delaware corporation, having its principal office at 65 Challenger Road, Suite 340, Ri

March 28, 2017 EX-99.1

CCA Industries, Inc. Announces License Agreement for Porcelana Brand

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces License Agreement for Porcelana Brand RIDGEFIELD PARK, N.J., March 23, 2017 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today that the independent directors of CCA Industries, Inc. have approved a license agreement for the global marketing rights for the Porcelana brand f

March 9, 2017 EX-99.1

CCA Industries, Inc. Reports Net Income for the Quarter and Year Ended November 30, 2016

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Net Income for the Quarter and Year Ended November 30, 2016 RIDGEFIELD PARK, N.J., March 7, 2017 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today its fourth quarter and full year results for the period ended November 30, 2016. The results can be found on the chart below. T

March 9, 2017 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 (March 7, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

February 28, 2017 EX-10.1

Severance Agreement, dated February 22, 2017 by and between CCA Industries, Inc. and Douglas Haas is incorporated by reference to Exhibit 10.1 in the Company's Form 8-K filed February 28, 2017. *

Exhibit Exhibit 10.1 SEVERANCE AGREEMENT THIS SEVERANCE AGREEMENT (this ? Agreement ?) is dated as of February 22, 2017, by and between CCA Industries, Inc. (the ? Company ?), which has its principal place of business at 65 Challenger Road, Suite 340, Ridgefield Park, NJ 07660, and Douglas Haas (the ? Employee ?). WHEREAS, the Company is employing the Employee as its President and Chief Operating

February 28, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2017 ( February 22, 2017) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of

February 28, 2017 10-K

CCA Industries 10-K (Annual Report)

Document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 25, 2016 EX-99.1

CCA Industries, Inc. Reports Third Quarter 2016 Results

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Third Quarter 2016 Results Ridgefield Park, NJ, October 17, 2016: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today its results for the third quarter and nine months ended August 31, 2016, which can be found in the table below. Total net income increased to $321,367 for the th

October 25, 2016 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 (October 17, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of In

October 14, 2016 10-Q

CCA Industries 10-Q (Quarterly Report)

Document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 20, 2016 EX-99.1

CCA Industries, Inc. Reports Second Quarter 2016 Results

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Second Quarter 2016 Results Ridgefield Park, NJ, July 18, 2016: CCA Industries, Inc. (NYSE MKT: ?CAW?) announced today its results for the second quarter and six months ended May 31, 2016, which can be found in the table below. Total net income increased to $423,677 for the three m

July 20, 2016 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2016 (July 18, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

July 15, 2016 10-Q

CCA Industries 10-Q (Quarterly Report)

Document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 28, 2016 EX-99.1

CCA Industries, Inc. Announces Annual Shareholders Meeting Results

Exhibit Company Contact: Exhibit 99.1 Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Annual Shareholders Meeting Results RIDGEFIELD PARK, N.J., June 28, 2016 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today the results of its Annual Shareholders Meeting that took place on June 22, 2016. Proxy votes of the common stock shareholders indicate that Lance T.

June 28, 2016 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2016 (June 22, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

June 16, 2016 EX-99.1

[Signature Pages Follow]

Exhibit 99.1 AGREEMENT This Agreement (this “Agreement”) is entered into as of June 14, 2016 by and between Lance Funston (“Funston”), The Lion Fund, L.P. (“TLF”) and Biglari Holdings Inc. (individually, “Holdings” and together with Funston, Biglari and TLF, collectively, the “Parties”) for the purpose of (1) amending and superseding an agreement entered into as of November 14, 2014 between Funsto

June 16, 2016 SC 13D/A

CAW / CCA Industries, Inc. / BIGLARI CAPITAL CORP. - SCHEDULE 13D AMENDMENT Activist Investment

SC 13D/A 1 sc13da.htm SCHEDULE 13D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No.)†* Under the Securities Exchange Act of 1934 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari 17802 IH 10 West, Suite 400 San Antonio, Texas 78257 (210) 34

June 16, 2016 EX-99.2

JOINT FILING AGREEMENT

Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including, to the extent applicable, amendments thereto) with respect to the shares of Common Stock, no par value, of CCA Industries, Inc. This Joint Filing Agr

May 31, 2016 EX-99.1

Stephen A. Heit,

Exhibit Exhibit 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES NEW LOGO AND BUSINESS NAME ?CORE CARE AMERICA? Ridgefield Park, NJ, May 23, 2016: CCA Industries, Inc. (NYSE MKT: ?CAW?) announces a new logo, ?Core Care America? and corporate identity. The Company has begun using the new logo and business name, ?Core Ca

May 31, 2016 8-K

CCA Industries 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2016 (May 24, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporat

May 20, 2016 DEFR14A

CCA Industries DEFR14A

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the

May 18, 2016 DEF 14A

CCA Industries DEF 14A

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (

April 18, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2016 (April 14, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

April 18, 2016 EX-99.1

CCA Industries, Inc. Reports First Quarter 2016 Results

EX-99.1 2 pressrelease-01.htm EXHIBIT 99.1 EXHIBIT 99.1 Company Contact: Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports First Quarter 2016 Results East Rutherford, N.J., April 14, 2016/PRNewswire/-CCA Industries, Inc. (NYSE MKT: CAW), announced its first quarter results for the period ended February 29, 2016. Specific results can be found on the chart bel

April 14, 2016 10-Q

CCA Industries 10-Q (Quarterly Report)

10-Q TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 12, 2016 EX-99.1

Stephen A. Heit,

Exhibit Exhibit 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES APPOINTMENT OF DOUGLAS J. HAAS AS PRESIDENT AND CHIEF OPERATING OFFICER Ridgefield Park, NJ, April 12, 2016: CCA Industries, Inc. (NYSE MKT: ?CAW?) announced today that Douglas J. Haas has been appointed President and Chief Operating Officer effective imm

April 12, 2016 8-K

CCA Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2016 (April 8, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporatio

March 22, 2016 SC 13D/A

CAW / CCA Industries, Inc. / Funston Lance T - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) (Amendment No. 2)* CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share Class A Common Stock, par value $0.01 per share (Title of Class of Securit

March 2, 2016 EX-99.1

CCA Industries, Inc., Reports 2015 Fiscal Year Results

Exhibit EXHIBIT 99.1 Company Contact: Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA Industries, Inc., Reports 2015 Fiscal Year Results RIDGEFIELD PARK, N.J., February 29, 2016 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today its fourth quarter and full year results for the period ended November 30, 2015. The results can be found on the chart below. Lance Funston, Chief

March 2, 2016 8-K

CCA Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2016 (February 29, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpora

February 29, 2016 10-K

CCA Industries 10-K (Annual Report)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2015 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of incorporation

January 25, 2016 8-K

CCA Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2016 (January 21, 2016) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpo

January 25, 2016 EX-10.1

SETTLEMENT AGREEMENT AND GENERAL RELEASE

Exhibit EXHIBIT 10.1 SETTLEMENT AGREEMENT AND GENERAL RELEASE THIS SETTLEMENT AGREEMENT AND GENERAL RELEASE ("Agreement") is made, entered into and dated on the "Effective Date," as that term is defined in Section 12.1 below, by and between Richard Kornhauser, residing at [ Home address ] (the "Executive"), and CCA Industries, Inc., a Delaware corporation with offices located at 65 Challenger Road

January 25, 2016 EX-99.1

Stephen A. Heit,

EX-99.1 3 ex991-pressrelease.htm EXHIBIT 99.1 EXHIBIT 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES DEPARTURE OF RICHARD KORNHAUSER AND APPOINTMENT OF LANCE FUNSTON AS CEO Ridgefield Park, NJ, January 21, 2016: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that Richard Kornhauser has stepped down as its Chi

December 10, 2015 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 ( December 4, 2015) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incor

December 10, 2015 EX-10.1

CREDIT AND SECURITY AGREEMENT by and among CCA INDUSTRIES, INC. AND ANY ADDITIONAL ENTITY THAT MAY HEREAFTER BE ADDED AS A BORROWER each a Borrower, and collectively, the Borrowers SCM SPECIALTY FINANCE OPPORTUNITIES FUND, L.P. as the Lender Dated as

Exhibit CREDIT AND SECURITY AGREEMENT by and among CCA INDUSTRIES, INC. AND ANY ADDITIONAL ENTITY THAT MAY HEREAFTER BE ADDED AS A BORROWER each a Borrower, and collectively, the Borrowers and SCM SPECIALTY FINANCE OPPORTUNITIES FUND, L.P. as the Lender Dated as of December 4, 2015 CREDIT AND SECURITY AGREEMENT Table of Contents Page I. DEFINITIONS 1 1.1 General Terms 1 1.2 Specific Terms 1 1.3 Ot

December 10, 2015 EX-99.1

Stephen A. Heit,

Exhibit Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES ENTERING INTO A $5,500,000 CREDIT FACILITY Ridgefield Park, NJ, December 10, 2015: CCA Industries, Inc. (NYSE MKT: ?CAW?) announced today that it entered into a new credit facility with SCM Specialty Finance Opportunities Fund, L.P., an affiliate of CNH Finance, L.P.,

October 15, 2015 8-K

CCA Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2015 (October 9, 2015) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

October 15, 2015 EX-99.1

CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION AND APPOINTMENT OF DIRECTOR

Exhibit Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION AND APPOINTMENT OF DIRECTOR Ridgefield Park, NJ, October 15, 2015: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today Josephine Belli resigned as a director of the Company, effective October 9, 2015. The board of directors has appointed S. David Finema

October 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

October 8, 2015 8-K

CCA Industries 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2015 (October 2, 2015) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpora

October 8, 2015 EX-99.1

CCA INDUSTRIES, INC. ANNOUNCES CHANGE OF DIRECTORS

Exhibit Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES CHANGE OF DIRECTORS Ridgefield Park, NJ, October 8, 2015: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that the Class A Shareholders of the Company voted on October 2, 2015 to replace Stanley Kreitman and Robert Lage as directors of the Company, and elected

October 6, 2015 SC 13D/A

CAW / CCA Industries, Inc. / BIGLARI CAPITAL CORP. - AMENDMENT NO. 7 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

August 19, 2015 EX-99.1

CCA Industries, Inc. Announces Annual Shareholders Meeting Results

Exhibit Company Contact: Exhibit 99.1 Stephen A. Heit 201-528-8200 FOR IMMEDIATE RELEASE CCA Industries, Inc. Announces Annual Shareholders Meeting Results RIDGEFIELD PARK, N.J., August 18, 2015 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today the results of its Annual Shareholders Meeting that took place on August 13, 2015. Proxy votes of the common stock shareholders indicate that Josep

August 19, 2015 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2015 (August 13, 2015) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation

August 12, 2015 EX-10.1

EMPLOYMENT AGREEMENT

EX-10.1 2 exhibit101.htm EXHIBIT 10.1 EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is dated as of August 11, 2015, by and among CCA Industries, Inc. (the "Company"), which has its principal place of business at 65 Challenger Road, Ridgefield Park, New Jersey 07660, and Richard Kornhauser (the "Executive"). WHEREAS, the Company wishes to continue to employ the Exec

August 12, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8K August 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2015 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (

July 29, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K June 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2015 (July 16, 2015) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Inc

July 29, 2015 EX-99.1

CCA Industries, Inc. Reports Second Quarter Results Including $1,462,317 in Restructuring Expense

99.1 Press Release for Q2 2015 Company Contact: Exhibit 99.1 Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Second Quarter Results Including $1,462,317 in Restructuring Expense Ridgefield Park, NJ, July 16, 2015: CCA Industries, Inc. (NYSE MKT: ?CAW?) announced today its results for the second quarter and six months ended May 31, 2015, which can be found

July 22, 2015 DEF 14A

2015 CCA Industries, Inc. Incentive Plan is incorporated by reference to the Company's 2015 proxy statement (Appendix A) filed July 22, 2015.*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted

July 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1

April 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

March 9, 2015 8-K

CCA Industries 8-K (Current Report/Significant Event)

Press Release4th Qtr 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 9, 2015 EX-99.1

CCA Industries, Inc., Reports 4.7% Net Revenue Growth For Full Year 2014 & Reports Restructuring Plan to Restore Long Term Profitable Growth Taking Hold

Exhibit 99.1 Company Contact: EXHIBIT 99.1 Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA Industries, Inc., Reports 4.7% Net Revenue Growth For Full Year 2014 & Reports Restructuring Plan to Restore Long Term Profitable Growth Taking Hold EAST RUTHERFORD, N.J., March 2, 2015 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today its fourth quarter and full year results for the

March 2, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2014 Commission File Number 001-31643 CCA IN

10-K 1 cca1130201410k.htm 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2014 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other

February 5, 2015 EX-10.1

Warrant to Purchase Common Stock, dated as of September 5, 2014, by and between CCA Industries, Inc. and Capital Preservation Solutions, LLC is incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K/A filed February 5, 2015.

Exhibit 10.1 CCA Industries, Inc. WARRANT TO PURCHASE COMMON STOCK Void after 5:00 p.m. (United States Eastern Time) on September 5, 2019, as provided herein. THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TR

February 5, 2015 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2015 (September 5, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

January 12, 2015 EX-99.01

CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF DIRECTOR

EXHIBIT 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF DIRECTOR East Rutherford, NJ, January 8, 2015: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today the resignation of Jonathan Rothschild as a director of CCA Industries, Inc. effective December 31, 2014. Mr. Rothschild stated in his resignation

January 12, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2015 (December 31, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporat

November 18, 2014 EX-99.1

[Signature Pages Follow]

EX-99.1 2 ex991to13da607428018111414.htm Exhibit 99.1 AGREEMENT This Agreement (this “Agreement”) is entered into as of November 14, 2014 by and between Lance Funston (“Funston”) and The Lion Fund, L.P. (“TLF”). Recitals 1. TLF currently holds 776,259 shares (the “Aggregate Shares”) of Common Stock of CCA Industries, Inc., a Delaware corporation (the “Company”). 2. Funston and TLF desire to set fo

November 18, 2014 EX-99.1

[Signature Pages Follow]

EX-99.1 Exhibit 99.1 AGREEMENT This Agreement (this “Agreement”) is entered into as of November 14, 2014 by and between Lance Funston (“Funston”) and The Lion Fund, L.P. (“TLF”). Recitals 1. TLF currently holds 776,259 shares (the “Aggregate Shares”) of Common Stock of CCA Industries, Inc., a Delaware corporation (the “Company”). 2. Funston and TLF desire to set forth herein certain terms and cond

November 18, 2014 SC 13D/A

CAW / CCA Industries, Inc. / Funston Lance T - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)* CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share Class A Common Stock

November 18, 2014 SC 13D/A

CAW / CCA Industries, Inc. / LION FUND, L.P. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

October 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

September 16, 2014 EX-99.1

STOCK PURCHASE AGREEMENT by and among CAPITAL PRESERVATION HOLDINGS, LLC, as the Buyer, DAVID EDELL and IRA BERMAN, as the Sellers Dated as of September 5, 2014 STOCK PURCHASE AGREEMENT

EX-99.1 Exhibit 99.1 STOCK PURCHASE AGREEMENT by and among CAPITAL PRESERVATION HOLDINGS, LLC, as the Buyer, and DAVID EDELL and IRA BERMAN, as the Sellers Dated as of September 5, 2014 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September 5, 2014, by and among Capital Preservation Holdings, LLC, a Delaware limited liability company (the

September 16, 2014 SC 13D

CAW / CCA Industries, Inc. / Funston Lance T - SC 13D Activist Investment

SC 13D 1 d789797dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) (Amendment No. )* CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share Class A Common Stock, par value $0.01 per

September 11, 2014 EX-10.4

[CCA INDUSTRIES, INC. LETTERHEAD]

EXHIBIT 10.4 [CCA INDUSTRIES, INC. LETTERHEAD] September 5, 2014 Dear Ira: This Letter Agreement sets forth the terms and conditions of your decision to voluntarily end your consulting arrangement pursuant to your Amended and Restated Employment Agreement with CCA Industries, Inc., dated as of December 1, 1993, as amended by the (i) Amendment to the Amended and Restated Employment Agreement dated

September 11, 2014 EX-10.3

[CCA INDUSTRIES, INC. LETTERHEAD]

EXHIBIT 10.3 [CCA INDUSTRIES, INC. LETTERHEAD] September 5, 2014 Dear David: This Letter Agreement sets forth the terms and conditions of your decision to voluntarily end your consulting arrangement pursuant to your Amended and Restated Employment Agreement with CCA Industries, Inc., dated as of December 1, 1993, as amended by the (i) Amendment to the Amended and Restated Employment Agreement date

September 11, 2014 EX-10.2

CCA INDUSTRIES, INC. WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:00 P.M. (UNITED STATES EASTERN TIME) ON SEPTEMBER 5, 2019, AS PROVIDED HEREIN.

EXHIBIT 10.2 CCA INDUSTRIES, INC. WARRANT TO PURCHASE COMMON STOCK VOID AFTER 5:00 P.M. (UNITED STATES EASTERN TIME) ON SEPTEMBER 5, 2019, AS PROVIDED HEREIN. THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TR

September 11, 2014 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2014 (September 5, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorpor

September 11, 2014 EX-10.1

Loan and Security Agreement, dated as of September 5, 2014, by and between CCA Industries, Inc. and Capital Preservation Solutions, LLC. is incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed September 11, 2014.

EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT BY AND BETWEEN CCA INDUSTRIES, INC. as Borrower and CAPITAL PRESERVATION SOLUTIONS, LLC as Lender September 5, 2014 TABLE OF CONTENTS Page SECTION 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Accounting Terms 12 SECTION 2 THE LOANS 12 2.1 Line of Credit Loans 12 2.2 Term Loan 13 2.3 Notes 13 2.4 Use of Proceeds 13 2.5 Voluntary Prepayments of Term Loan 13 2.6 Mand

September 11, 2014 EX-99.1

Charting a Path to the Future: CCA Industries Announces $6,000,000 Credit Facility; Capital Preservation Holdings LLC Purchase Founder’s Class A Shares

Exhibit 99.1 Charting a Path to the Future: CCA Industries Announces $6,000,000 Credit Facility; Capital Preservation Holdings LLC Purchase Founder’s Class A Shares EAST RUTHERFORD, N.J., September 8, 2014 CCA Industries, Inc. (NYSE MKT: "CAW"), announced today the following events: • On September 5, 2014, the Company entered into an agreement for a $5,000,000 working capital facility and a $1,000

September 2, 2014 EX-99.1

CCA INDUSTRIES, INC. ANNOUNCES THE SALE OF ITS MEGA-T WEIGHT LOSS BRAND

Company Contact: Stephen A. Heit Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES THE SALE OF ITS MEGA-T WEIGHT LOSS BRAND East Rutherford, NJ, August 28, 2014: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that it has sold its weight loss business, marketed under the Mega-T brand, to a group formed by Casla Partners Capital Fund I, LP. Under the t

September 2, 2014 EX-99.2

Unaudited Pro Forma Financial Statements

Exhibit 99.2 Unaudited Pro Forma Financial Statements The following Unaudited Pro Forma Financial Statements give effect to the sale of the Mega-T brand of weight loss and dietary supplements on August 26, 2014, and the discontinuation of the Gel Perfect brand of color nail polish. These Pro Forma Financial Statements are based upon our audited financial statements for the fiscal years ended Novem

September 2, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2014 (August 26, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

September 2, 2014 EX-2.1

ASSET PURCHASE AGREEMENT CCA INDUSTRIES, INC. MEGA-T, LLC Dated as of August 26, 2014 TABLE OF CONTENTS TABLE OF CONTENTS2 1.SALE AND PURCHASE OF ASSETS; RELATED TRANSACTIONS 1

ASSET PURCHASE AGREEMENT between: CCA INDUSTRIES, INC. and MEGA-T, LLC Dated as of August 26, 2014 TABLE OF CONTENTS TABLE OF CONTENTS2 1.SALE AND PURCHASE OF ASSETS; RELATED TRANSACTIONS 1 1.1Sale and Purchase of Assets 1 1.2Excluded Assets 2 1.3Assumed Liabilities 3 1.4Excluded Liabilities 4 1.5Treatment of License Agreement 4 1.6Purchase Price 4 1.7Allocation of Purchase Price; Sales and Transf

August 7, 2014 8-K/A

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 (July 17, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation)

August 7, 2014 EX-99.1

CCA INDUSTRIES, INC. REPORTS SECOND QUARTER AND FIRST HALF FISCAL 2014 RESULTS

Company Contact: Exhibit 99.1 Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS SECOND QUARTER AND FIRST HALF FISCAL 2014 RESULTS EAST RUTHERFORD, N.J., July 22, 2014 - CCA Industries, Inc. (NYSE MKT: "CAW"), announced today its second quarter and six month results for the period ended May 31, 2014. The results can be found on the chart below. Richard Kornha

July 22, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2013 (May 31, 2013) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Co

July 22, 2014 EX-99.1

Dunnan D. Edell

Exhibit 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2012 SECOND QUARTER DIVIDEND East Rutherford, NJ, May 29, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that its Board of Directors has approved a dividend of $0.07 per share for the second quarter of fiscal 2012, payable to all

July 16, 2014 NT 10-Q

CAW / CCA Industries, Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): Form 10-K Form 20-F Form 11-K Form 10-Q x Form 10-D Form N-SAR Form N-CSR For Period Ended: May 31, 2014 ¬ Transition Report on Form 10-K ¬ Transition Report on Form 20-F ¬ Transition Report on Form 11-K ¬ Transition Report on Form 10-Q ¬ Transition Report on Form N-SAR For

July 16, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1

July 7, 2014 EX-99.01

CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF TWO DIRECTORS

EX-99.01 2 a991pressreleasejuly2014.htm 8-K EXHIBIT 99.1 Company Contact: Stephen A. Heit, Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES RESIGNATION OF TWO DIRECTORS East Rutherford, NJ, July 7, 2014: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today the resignation of Sardar Biglari and Dr. Philip Cooley as directors of CCA Industries, Inc. effecti

July 7, 2014 EX-99.03

EX-99.03

Exhibit 99.3

July 7, 2014 EX-99.02

EX-99.02

Exhibit 99.2

July 7, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2014 (July 1, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Com

June 2, 2014 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted

April 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

April 14, 2014 EX-10.2

Sales Representation Agreement between CCA Industries, Inc. and S. Emerson Group, Inc., dated as of January 20, 2014 is incorporated by reference to Exhibit 10.2 to the Company’s Form 10-Q filed April 14, 2014.

Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. SALES REPRESENTATION AGREEMENT Between CCA INDUSTRIES, INC. (?Company?) And S. EMERSON GROUP, INC (?Representative?) DATED AS OF January 20, 2014 CONF

April 14, 2014 EX-10.1

Services Outsourcing Agreement between CCA Industries, Inc. and Emerson Healthcare, LLC, dated as of January 20,2014 is incorporated by reference to Exhibit 10.1 to the Company’s Form 10-Q filed April 14, 2014.

Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY BRACKETS, HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. SERVICES OUTSOURCING AGREEMENT Between CCA INDUSTRIES, INC. (?Company?) And EMERSON HEALTHCARE, LLC (?Contractor?) DATED AS OF January 20, 2014 CONFID

February 28, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2013 Commission File Number 001-31643 CCA IN

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2013 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of incorporation

January 23, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2014 (January 20, 2014) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

January 23, 2014 EX-99.1

Stephen A. Heit

EXHIBIT 99.1 Company Contact: Stephen A. Heit Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS A PROJECTED FISCAL 2013 LOSS AND RE-STRUCTURING TO REDUCE OVERHEAD EXPENSES East Rutherford, NJ, January 20, 2014: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that its Board of Directors has approved management’s plan to restructure the Company’s operatio

October 18, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2013 (October 17, 2013) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporati

October 18, 2013 EX-99.1

CCA INDUSTRIES, INC. ANNOUNCES THE APPOINTMENT OF NEW CHIEF EXECUTIVE OFFICER AND REPORTS THIRD QUARTER RESULTS

EXHIBIT 99.1 Company Contact: Stephen A. Heit 800 524-2720, ext. 183 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES THE APPOINTMENT OF NEW CHIEF EXECUTIVE OFFICER AND REPORTS THIRD QUARTER RESULTS EAST RUTHERFORD, N.J., October 17, 2013 - CCA Industries, Inc. (NYSE MKT: "CAW"), a leading marketer and distributor of well-known Health & Beauty Aids, announced today the appointment of Richard K

October 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-31643 CCA Indu

July 22, 2013 EX-99.1

CCA INDUSTRIES, INC. REPORTS SECOND QUARTER RESULTS AND DIVIDEND

EXHIBIT 99.1 Company Contact: Steve Heit President and Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS SECOND QUARTER RESULTS AND DIVIDEND East Rutherford, NJ, July 18, 2013: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today its results for the second quarter ended May 31, 2013. The Company reported total revenues for the second quarter ended May 31, 20

July 22, 2013 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2013 (July 18, 2013) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

July 16, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-31643 CCA Industr

July 16, 2013 NT 10-Q

- NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): Form 10-K Form 20-F Form 11-K Form 10-Q x Form 10-D Form N-SAR Form N-CSR For Period Ended: May 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For

July 16, 2013 CORRESP

-

July 16, 2013 VIA EDGAR [AND OVERNIGHT DELIVERY] John Cash Branch Chief Division of Corporation Finance U.

July 3, 2013 SC 13D/A

CAWW / CCA Industries, Inc. / LION FUND, L.P. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

July 3, 2013 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of CCA Industries, Inc. This Joint Filing Agreement shall b

June 7, 2013 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a Party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted

April 18, 2013 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2013 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Commission File

April 18, 2013 EX-99.1

CCA INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS

EXHIBIT 99.1 Company Contact: Steve Heit President and Chief Financial Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS East Rutherford, NJ, April 17, 2013: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today its results for the first quarter ended February 28, 2013. The Company reported total revenues for the first quarter ended February 28, 2013 of

April 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-31643 CCA In

March 7, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2013 (March 7, 2013) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

March 7, 2013 EX-99.1

CCA Industries, Inc. Reports Year End 2012 Results and Fiscal 2013 First Quarter Dividend

EXHIBIT 99.1 Company Contacts: Stephen A. Heit, President 800-524-2720 FOR IMMEDIATE RELEASE CCA Industries, Inc. Reports Year End 2012 Results and Fiscal 2013 First Quarter Dividend East Rutherford, NJ, March 7, 2013: CCA Industries, Inc. (NYSE MKT: “CAW”), a manufacturer and marketer of health and beauty aids, announced today its results for the fiscal year ended November 30, 2012. The Company h

February 28, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2012 Commission File Number 001-31643 CCA IN

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2012 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of incorporation

February 19, 2013 EX-99.1

Stephen A. Heit,

EX-99.1 Exhibit 99.1 Company Contact: Stephen A. Heit, President 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES THE DEATH OF DUNNAN D. EDELL, PRESIDENT AND CHIEF EXECUTIVE OFFICER. East Rutherford, NJ, February 11, 2013: Stanley Kreitman, the Chairman of the Board of CCA Industries, Inc. (NYSE MKT: “CAW”) announced today with great sadness the death of Dunnan D. Edell, the Compa

February 19, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2013 (February 11, 2013) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incor

November 9, 2012 EX-99.1

Dunnan D. Edell

Exhibit 99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800-524-2720 FOR IMMEDIATE RELEASE East Rutherford, NJ, November 9, 2012: CCA INDUSTRIES, INC. (NYSE MKT: “CAW”) announced that it is recovering from hurricane Sandy which had interrupted operations. The Company resumed shipping effective November 5th, 2012. “We experienced severe damage to our offices, a loss of in

November 9, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2012 (November 9, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of In

October 23, 2012 EX-99.1

Dunnan D. Edell

EX-99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2012 FOURTH QUARTER DIVIDEND East Rutherford, NJ, October 22, 2012: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that its Board of Directors has approved a dividend of $0.07 per share for the fourth quarter of fiscal 2012, paya

October 23, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2012 (October 22, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpo

October 19, 2012 EX-99.1

CCA INDUSTRIES, INC. REPORTS FISCAL 2012 THIRD QUARTER RESULTS

EX-99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2012 THIRD QUARTER RESULTS East Rutherford, NJ, October 15, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today its results for the third quarter ended August 31, 2012. The Company reported total revenues for the third quarter ended August 3

October 19, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2012 (October 15, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of In

October 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

August 20, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2012 (August 15, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Inco

August 20, 2012 EX-99.1

Dunnan D. Edell,

EX-99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell, Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES THE APPOINTMENT OF JONATHAN ROTHSCHILD AS DIRECTOR. East Rutherford, NJ, August 16, 2012: CCA Industries, Inc. (NYSE MKT: “CAW”) announced today that Jonathan Rothschild has been appointed as a director to fill the remaining term of James Mastrian. Mr. Ma

July 16, 2012 EX-99.1

CCA INDUSTRIES, INC. REPORTS SECOND QUARTER RESULTS WITH 14.2% INCREASE OVER PRIOR YEAR’S QUARTER AND DIVIDEND FOR THIRD QUARTER

EX-99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS SECOND QUARTER RESULTS WITH 14.2% INCREASE OVER PRIOR YEAR’S QUARTER AND DIVIDEND FOR THIRD QUARTER East Rutherford, NJ, July 16, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today its results for the second quarter ended May 31, 2012. The Company

July 16, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3

July 16, 2012 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2012 (July 10, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorpor

June 4, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2012 (May 29, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporat

June 4, 2012 EX-99.1

Dunnan D. Edell

Press Release Exhibit 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2012 SECOND QUARTER DIVIDEND East Rutherford, NJ, May 29, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that its Board of Directors has approved a dividend of $0.07 per share for the second quarter of fiscal 2012, p

May 29, 2012 DEF 14A

- DEF 14A

DEF 14A 1 d358987ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of th

April 13, 2012 EX-99.1

CCA INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS

EX-99.1 EXHIBIT 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS East Rutherford, NJ, April 12, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today its results for the first quarter ended February 29, 2012. The Company reported total revenues for the first quarter ended February 29, 2012 of

April 13, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2012 (April 12, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorp

April 12, 2012 EX-11

31

Exhibit 11 CCA INDUSTRIES, INC. AND SUBSIDIARIES COMPUTATION OF UNAUDITED EARNINGS PER SHARE Three Months Ended February 29, 2012 February 28, 2011 Item 6. Weighted average shares outstanding - Basic 7,054,442 7,054,442 Net effect of dilutive stock Options?based on the treasury stock method using average market ? ? Weighted average shares outstanding - Diluted 7,054,442 7,054,442 Net Income $ 87,5

April 12, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 ? Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-31643 CCA In

March 13, 2012 EX-99.1

Dunnan D. Edell

Exhibit 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES CHANGE OF CERTIFYING ACCOUNTANTS East Rutherford, NJ, March 8, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that the Audit Committee of the Company’s Board of Directors engaged BDO USA, LLP as the Company’s principal independent regi

March 13, 2012 8-K

Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2012 (March 8, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporatio

March 7, 2012 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2012 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporation) (Commission File N

March 7, 2012 EX-16.01

March 7, 2012

EX-16.01 Exhibit 16.01 125 Jericho Turnpike, Suite 300 Jericho, NY 11753-1024 (516) 997-7500 Fax: (516) 997-3480 Email: [email protected] March 7, 2012 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: CCA Industries, Inc. We have read the statements made by CCA Industries, Inc. which were provided to us on March 6, 2012, which we understand will be included pursuant t

February 29, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2012 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Comm

February 29, 2012 EX-99.1

CCA INDUSTRIES, INC. REPORTS FISCAL 2011 RESULTS

Press Release Exhibit 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2011 RESULTS East Rutherford, NJ, February 29, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”), a manufacturer and marketer of health and beauty aids, announced today its results for the fiscal year ended November 30, 2011. The Compa

February 28, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2011 Commission File Number 001-31643 CCA IN

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended November 30, 2011 Commission File Number 001-31643 CCA INDUSTRIES, INC. (Exact Name of Registrant as specified in Charter) DELAWARE 04-2795439 (State or other jurisdiction of (I.R.S. Employ

February 9, 2012 EX-99.1

AMENDED AND RESTATED CCA INDUSTRIES, INC. ARTICLE I CORPORATE OFFICES

EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF CCA INDUSTRIES, INC. ARTICLE I CORPORATE OFFICES SECTION 1.1 Registered Office. The registered office of CCA Industries, Inc. (the “Corporation”) shall be fixed in the Corporation’s Certificate of Incorporation, as the same may be amended from time to time (the “Certificate of Incorporation”). SECTION 1.2 Other Offices. The Corporation’s board of

February 9, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2012 (February 3, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporati

February 9, 2012 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2012 (February 3, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporati

February 9, 2012 EX-99.1

Dunnan D. Edell

EX-99.1 EXHIBIT 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES EXPIRATION OF RIGHTS AGREEMENT East Rutherford, NJ, February 9, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that its Board of Directors allowed the Stockholder Protection Rights Agreement to expire on February 9, 2012. The B

February 8, 2012 EX-99.1

Dunnan D. Edell

EX-99.1 EXHIBIT 99.1 Company Contact: Dunnan D. Edell President and Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FISCAL 2012 FIRST QUARTER DIVIDEND East Rutherford, NJ, February 7, 2012: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that its Board of Directors has approved a dividend of $0.07 per share for the first quarter of fiscal 2012, payab

February 8, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2012 (February 7, 2012) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of in

October 17, 2011 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2011 (October 14, 2011) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporati

October 17, 2011 EX-99.1

CCA Industries, Inc. & Subsidiaries Third Quarter Ended August 31, 2011 August 31, 2011 August 31, 2010 Quarter Ended Total Revenues $ 12,228,988 $ 12,596,400 Net Income (Loss) $ 399,294 $ (598,225 ) Per Share Earnings (Loss) Basic $ 0.06 $ (0.08 ) D

EXHIBIT 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800-524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS THIRTIETH CONSECUTIVE DIVIDEND AND THIRD QUARTER RESULTS East Rutherford, NJ, October 14, 2011: CCA INDUSTRIES, INC. (NYSE AMEX: ?CAW?) announced today that its Board of Directors has approved a dividend of $0.07 per share for the fourth quarter, payable to all shar

October 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

October 14, 2011 EX-11

Exhibit 11

Exhibit 11 CCA INDUSTRIES, INC. AND SUBSIDIARIES COMPUTATION OF UNAUDITED EARNINGS PER SHARE Three Months Ended August 31, 2011 2010 Item 6. Weighted average shares outstanding ? Basic 7,054,442 7,054,442 Net effect of dilutive stock Options?based on the treasury stock method using average market ? ? Weighted average shares outstanding ? Diluted 7,054,442 7,054,442 Net Income (Loss) $ 399,294 $ (5

September 20, 2011 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2011 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Commission F

August 8, 2011 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

August 5, 2011 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2011 (August 4, 2011) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation)

July 18, 2011 EX-99.1

May 31, 2011 May 31, 2010 Quarter Ended Total Revenues $ 12,885,313 $ 14,855,217 Net (Loss) $ (247,268 ) $ (910,589 ) Per Share (Loss) Basic $ (0.04 ) $ (0.13 ) Diluted $ (0.04 ) $ (0.13 ) Weighted Average Shares Outstanding Basic 7,054,442 7,054,442

EXHIBIT 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS TWENTY-NINTH CONSECUTIVE DIVIDEND, SECOND QUARTER RESULTS AND TENTATIVE SETTLEMENT OF CLAIM East Rutherford, NJ, July 15, 2011: CCA Industries, Inc. (NYSE Amex: ?CAW?) announced today that its Board of Directors has approved a dividend of $0.07 per share, payable to

July 18, 2011 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2011 (July 15, 2011) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (C

July 15, 2011 EX-11

Exhibit 11

Exhibit 11 CCA INDUSTRIES, INC. AND SUBSIDIARIES COMPUTATION OF UNAUDITED EARNINGS PER SHARE Three Months Ended May 31, 2011 2010 Item 6. Weighted average shares outstanding ? Basic 7,054,442 7,054,442 Net effect of dilutive stock Options?based on the treasury stock method using average market ? ? Weighted average shares outstanding ? Diluted 7,054,442 7,054,442 Net (Loss) Income $ (247,268 ) $ (9

July 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 – Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1

June 30, 2011 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

June 30, 2011 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1

June 24, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14

May 27, 2011 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

May 26, 2011 EX-99.1

3

EX-99.1 2 c18038exv99w1.htm EXHIBIT 99.1 Exhibit 99.1 Company Contact: Dunnan D. Edell, Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. ANNOUNCES THE NOMINATION OF TWO NEW DIRECTORS AND THE RETIREMENT OF TWO DIRECTORS. East Rutherford, NJ, May 25, 2011: CCA Industries, Inc. (NYSE Amex: “CAW”) is pleased to announce today that the Board of Directors has invited Sarda

May 26, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2011 CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation) (Commission File Nu

April 18, 2011 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2011 (April 15, 2011) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation)

April 18, 2011 EX-99.1

Three Months Ended February 28, 2011 February 28, 2010 Revenues $ 12,571,106 $ 13,198,285 Net Income $ 343,105 $ 541,554 Per Share Earnings Basic $ 0.05 $ 0.08 Diluted $ 0.05 $ 0.08 Weighted Average Shares Outstanding Basic 7,054,442 7,054,442 Dilute

EXHIBIT 99.1 Company Contact: Dunnan D. Edell Chief Executive Officer 800 524-2720 FOR IMMEDIATE RELEASE CCA INDUSTRIES, INC. REPORTS FIRST QUARTER RESULTS East Rutherford, NJ, April 15, 2011: CCA Industries, Inc. (NYSE Amex: “CAW”) announced today that it had total revenues for the first quarter of 2011 of $12,571,106, and net income of $343,105. Total revenues for the first quarter of 2010 were

April 14, 2011 EX-11

CCA INDUSTRIES, INC. AND SUBSIDIARIES COMPUTATION OF UNAUDITED EARNINGS PER SHARE

QuickLinks - Click here to rapidly navigate through this document Exhibit 11 CCA INDUSTRIES, INC.

April 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 1, 2011 EX-99.1

BIGLARI HOLDINGS INC. 175 EAST HOUSTON STREET, SUITE 1300 SAN ANTONIO, TEXAS 78205 TELEPHONE (210) 344-3400 FAX (210) 344-3411

Exhibit 99.1 BIGLARI HOLDINGS INC. 175 EAST HOUSTON STREET, SUITE 1300 SAN ANTONIO, TEXAS 78205 TELEPHONE (210) 344-3400 FAX (210) 344-3411 April 1, 2011 VIA FACSIMILE AND OVERNIGHT DELIVERY CCA Industries, Inc. 200 Murray Hill Parkway, East Rutherford, New Jersey 07073 Attn: Corporate Secretary Dear Sir or Madam: Biglari Holdings Inc. (“Biglari”) is the beneficial owner of 388,130 shares (the “Sh

April 1, 2011 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

March 21, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2011 CCA Industries, Inc. (Exact name of registrant as specified in the charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporation) (Commission File

March 21, 2011 EX-10.2

The Employment Agreement, dated March 21, 2011, by and between the Company and Stephen A. Heit is incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed March 21, 2011. *

EXHIBIT 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of March 21, 2011, by and among CCA Industries, Inc. (the “Company”), which has its principal place of business at 200 Murray Hill Parkway, East Rutherford, NJ 07073, and Stephen A. Heit (the “Executive”). WHEREAS, the Company wishes to continue to employ the Executive as its Executive Vice President and Chi

March 21, 2011 EX-10.1

EMPLOYMENT AGREEMENT

EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is dated as of March 21, 2011, by and among CCA Industries, Inc. (the ?Company?), which has its principal place of business at 200 Murray Hill Parkway, East Rutherford, NJ 07073, and Dunnan D. Edell (the ?Executive?). WHEREAS, the Company wishes to continue to employ the Executive as its President and Chief Executive Of

March 21, 2011 EX-10.3

EMPLOYMENT AGREEMENT

EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is dated as of March 21, 2011, by and among CCA Industries, Inc. (the ?Company?), which has its principal place of business at 200 Murray Hill Parkway, East Rutherford, NJ 07073, and Drew Edell (the ?Executive?). WHEREAS, the Company wishes to continue to employ the Executive as its Executive Vice President, Product Dev

March 17, 2011 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2011 (March 15, 2011) CCA Industries, Inc. (Exact name of registrant as specified in the charter) DELAWARE 1-31643 04-2795439 (State or other jurisdiction of incorporation)

March 17, 2011 EX-10.2

CHANGE OF CONTROL AGREEMENT

Exhibit 10.2 CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this ?Agreement?) is entered into effective as of March 15, 2011, by and between CCA Industries, Inc., a Delaware corporation (together with its subsidiaries, the ?Company?), and David Edell (the ?Consultant?). BACKGROUND: A. The Board of Directors of the Company (the ?Board?) has determined that the interests of the Compan

March 17, 2011 EX-10.1

CHANGE OF CONTROL AGREEMENT

EX-10.1 2 a11-82311ex10d1.htm EX-10.1 Exhibit 10.1 CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (this “Agreement”) is entered into effective as of March 15, 2011, by and between CCA Industries, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), and Ira W. Berman (the “Consultant”). BACKGROUND: A. The Board of Directors of the Company (the “Board”) has det

March 3, 2011 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 CCA INDUSTRIES, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 124867102 (CUSIP Number) Sardar Biglari Bi

March 1, 2011 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2011 (February 28, 2011) CCA Industries, Inc. (Exact name of registrant as specified in its charter) DELAWARE 1-31643 04-2795439 (State or other Jurisdiction of Incorporation

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