Statistiche di base
| CIK | 1138830 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Authentic Brands Group Inc - Class A
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| October 15, 2012 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-33552 AuthenTec, Inc. (Exact name of registrant as specified in |
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| October 4, 2012 |
S-8 POS 1 d420947ds8pos.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of registrant as specified in its charter) Delaware 59-3521332 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 10 |
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| October 4, 2012 |
FORM S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of registrant as specified in its charter) Delaware 59-3521332 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 100 Rialto Place, Suite 1 |
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| October 4, 2012 |
8-K 1 d420930d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2012 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Delaware 001-33552 59-3521332 (State or other jurisdiction of inco |
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| October 4, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 59-3521332 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| October 4, 2012 |
Amended And Restated Bylaws Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF AUTHENTEC, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 2 2.4 Notice of Stockholders’ Meetings 2 2.5 Manner of Giving Notice; Affidavit of Notice 2 2.6 Quorum 3 2.7 Adjo |
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| October 4, 2012 |
- POST EFFECTIVE AMENDMENT NO. 1 TO POST EFFECTIVE AMENDMENT NO. 1 TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of registrant as specified in its charter) Delaware 59-3521332 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 100 |
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| October 4, 2012 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AUTHENTEC, INC. Amended And Restated Certificate Of Incorporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AUTHENTEC, INC. FIRST: The name of the Company is AuthenTec, Inc. (hereinafter called the “Company”). SECOND: The registered office of the Company in the State of Delaware is located at The Corporation Trust Company, 1209 Orange Street, in the City of Wilmington, County of New Castle, |
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| October 4, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 59-3521332 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| September 19, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| August 31, 2012 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 30, 2012 |
August 30, 2012 Via E-mail Philip Calamia Chief Financial Officer AuthenTec, Inc. 100 Rialto Place, Suite 100 Melbourne, FL 32901 Re: AuthenTec, Inc. Form 10-K for the Fiscal Year Ended December 30, 2011 Filed March 9, 2012 File No. 001-33552 Dear Mr. Calamia: We have completed our review of your filings. We remind you that our comments or changes to disclosure in response to our comments do not f |
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| August 24, 2012 |
August 24, 2012 VIA EDGAR Mr. Brian Cascio Division of Corporation Finance Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549-3561 Re: AuthenTec, Inc. Form 10-K for the Fiscal Year Ended December 30, 2011 Filed March 9, 2012 File No. 001-33552 Dear Mr. Cascio: AuthenTec, Inc., a Delaware corporation (the “Company” or in the first person notation “we”, “us”, and “our”), is |
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| August 15, 2012 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2012 |
August 14, 2012 Via E-mail Philip Calamia Chief Financial Officer AuthenTec, Inc. 100 Rialto Place, Suite 100 Melbourne, FL 32901 Re: AuthenTec, Inc. Form 10-K for the Fiscal Year Ended December 30, 2011 Filed March 9, 2012 File No. 001-33552 Dear Mr. Calamia: We have reviewed your response letter dated August 3, 2012 and have the following comments. In some of our comments, we may ask you to prov |
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| August 8, 2012 |
10-Q 1 ati10q-062912.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| August 8, 2012 |
AuthenTec Reports Second Quarter 2012 Financial Results Exhibit 99.1 Press Release AuthenTec Reports Second Quarter 2012 Financial Results MELBOURNE, Fla., August 8, 2012 - AuthenTec (NASDAQ:AUTH), a leading provider of mobile and network security, today reported financial results for the second quarter ended June 29, 2012. Second Quarter Highlights: - Posted revenue of $20.5 million - Achieved fourth consecutive quarter of non-GAAP profitability - Aut |
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| August 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2012 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 3, 2012 |
Correspondence August 3, 2012 VIA EDGAR Mr. Brian Cascio Division of Corporation Finance Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549-3561 Re: AuthenTec, Inc. Form 10-K for the Fiscal Year Ended December 30, 2011 Filed March 9, 2012 File No. 001-33552 Dear Mr. Cascio: AuthenTec, Inc., a Delaware corporation (the “Company” or in the first person notation “we”, “us”, a |
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| July 27, 2012 |
EX-99.1 Exhibit 99.1 PROJECT BRYCE INVESTOR Q&A 1. What was announced today? Apple and AuthenTec have entered into a definitive merger agreement under which Apple will acquire AuthenTec for $8.00 per share. Certain information regarding the transaction can be found in the Form 8-K filed by AuthenTec with the Securities and Exchange Commission on July 27 and additional details will be provided in t |
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| July 27, 2012 |
EX-99.1 Exhibit 99.1 PROJECT BRYCE INVESTOR Q&A 1. What was announced today? Apple and AuthenTec have entered into a definitive merger agreement under which Apple will acquire AuthenTec for $8.00 per share. Certain information regarding the transaction can be found in the Form 8-K filed by AuthenTec with the Securities and Exchange Commission on July 27 and additional details will be provided in t |
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| July 27, 2012 |
EX-2.2 3 d384083dex22.htm EX-2.2 Exhibit 2.2 VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of July , 2012, is entered into by and among Apple Inc., a California corporation (“Parent”), Bryce Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and [ ] (“Stockholder”). Capitalized terms used but not defined in this Agreement h |
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| July 27, 2012 |
EX-10.2 Exhibit 10.2 DEVELOPMENT AGREEMENT This Development Agreement No. C56-12-00323 (the “Agreement”) is made effective as of July 26, 2012 (“Effective Date”), by and between Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014, United States (“Apple”), and AuthenTec, Inc., having its principal place of business at 100 Rialt |
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| July 27, 2012 |
DEFA14A 1 d384083d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2012 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Delaware 001-33552 59-3521332 (State or other jurisdiction of incorpo |
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| July 27, 2012 |
INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT EX-10.1 Exhibit 10.1 INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT This INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT No. C56-12-02153 (this “Agreement”), dated as of July 26, 2012 (“Effective Date”) is entered into by and between Apple Inc., a California corporation (“Apple”), and AuthenTec, Inc., a Delaware corporation (“AuthenTec”). WHEREAS, Apple and AuthenTec desire that Apple have the righ |
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| July 27, 2012 |
INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT EX-10.1 Exhibit 10.1 INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT This INTELLECTUAL PROPERTY AND TECHNOLOGY AGREEMENT No. C56-12-02153 (this “Agreement”), dated as of July 26, 2012 (“Effective Date”) is entered into by and between Apple Inc., a California corporation (“Apple”), and AuthenTec, Inc., a Delaware corporation (“AuthenTec”). WHEREAS, Apple and AuthenTec desire that Apple have the righ |
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| July 27, 2012 |
EX-10.2 Exhibit 10.2 DEVELOPMENT AGREEMENT This Development Agreement No. C56-12-00323 (the “Agreement”) is made effective as of July 26, 2012 (“Effective Date”), by and between Apple Inc., a California corporation having its principal place of business at 1 Infinite Loop, Cupertino, California 95014, United States (“Apple”), and AuthenTec, Inc., having its principal place of business at 100 Rialt |
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| July 27, 2012 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of July 26, 2012 among APPLE INC., BRYCE ACQUISITION CORPORATION and AUTHENTEC, INC. TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS; INTERPRETATIONS 1 SECTION 1.1. Certain Definitions 1 SECTION 1.2. Cross Reference Table 9 SECTION 1.3. Interpretation 11 ARTICLE II THE MERGER 12 SECTION 2.1. The Merger 12 SECTION 2.2. Closing 12 SECTION 2.3. Ef |
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| July 27, 2012 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of July 26, 2012 among APPLE INC., BRYCE ACQUISITION CORPORATION and AUTHENTEC, INC. TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS; INTERPRETATIONS 1 SECTION 1.1. Certain Definitions 1 SECTION 1.2. Cross Reference Table 9 SECTION 1.3. Interpretation 11 ARTICLE II THE MERGER 12 SECTION 2.1. The Merger 12 SECTION 2.2. Closing 12 SECTION 2.3. Ef |
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| July 27, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2012 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Delaware 001-33552 59-3521332 (State or other jurisdiction of incorporation or organization) ( |
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| July 27, 2012 |
EX-2.2 Exhibit 2.2 VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of July , 2012, is entered into by and among Apple Inc., a California corporation (“Parent”), Bryce Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and [ ] (“Stockholder”). Capitalized terms used but not defined in this Agreement have the meanings ascribed |
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| July 23, 2012 |
July 23, 2012 Via E-mail Philip Calamia Chief Financial Officer AuthenTec, Inc. 100 Rialto Place, Suite 100 Melbourne, FL 32901 Re: AuthenTec, Inc. Form 10-K for the Fiscal Year Ended December 30, 2011 Filed March 9, 2012 File No. 001-33552 Dear Mr. Calamia: We have reviewed your filing and have the following comments. We have limited our review to only your financial statements and related disclo |
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| July 10, 2012 |
SC 13G/A 1 authentec13gt2.txt AUTHENTEC, INC. 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) AuthenTec, Inc. (Name of Issuer) Common Stock, .01 Par Value (Title of Class of Securities) 052660107 (CUSIP Number) with a copy to: Austin W. Marxe Allen B. Levithan, Esq. 527 Madison Avenue, Suite 2600 |
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| June 6, 2012 |
AUTH / Authentec Inc / Sofinnova Capital IV FCPR - FORM SC 13DA Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 1, 2012 |
AUTH / Authentec Inc / Sofinnova Capital IV FCPR - FORM SC 13DA Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 22, 2012 |
AUTH / Authentec Inc / Sofinnova Capital IV FCPR - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 11, 2012 |
Quarterly Report - FORM 10-Q/A 10-Q/A 1 auth10qa1-033012.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitio |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 AuthenTec, |
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| May 9, 2012 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement effective as of January 2, 2012 (the “Effective Date”) is between AuthenTec, Inc., a Delaware corporation (the “Company” or “AuthenTec”), and Scott Deutsch (“Employee”). 1. Employment. The Company hereby employs Employee and Employee hereby accepts employment with the Company to assist in the development and to promote the operation of th |
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| May 3, 2012 |
AuthenTec Reports First Quarter 2012 Financial Results Exhibit 99.1 Press Release AuthenTec Reports First Quarter 2012 Financial Results MELBOURNE, Fla., May 3, 2012 - AuthenTec (NASDAQ:AUTH), a leading provider of mobile and network security, today reported financial results for the first quarter ended March 30, 2012. First Quarter Highlights: - Recorded revenue of $17.5 million, up 13 percent from the year ago quarter - Achieved third consecutive qu |
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| May 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 authentec8k-050312.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2012 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Inco |
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| April 25, 2012 |
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT With Anthony Iantosca EX-10.33 4 ex10-33.htm EXHIBIT 10.33 Exhibit 10.33 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT With Anthony Iantosca This First Amendment to Employment Agreement, effective November 30, 2011, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Anthony Iantosca (“Employee”), and amends that certain Employment Agreement entered into between the Company and Employee and having an effe |
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| April 25, 2012 |
10-K/A 1 authentec10ka1-123111.htm FORM 10-K/A1 United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| April 25, 2012 |
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT With Philip Calamia Exhibit 10.31 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT With Philip Calamia This First Amendment to Employment Agreement, effective December 19, 2011, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Philip L. Calamia (“Employee”), and amends that certain Employment Agreement entered into between the Company and Employee and having an effective date of May 4, 2011 (the “Employ |
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| April 25, 2012 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.22 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement, originally effective as of November 13, 2006 (the “Effective Date”), and amended and restated effective as of December 30, 2011, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Frederick R. Jorgenson (“Employee”). 1. Employment. The Company hereby employs Employee and Emp |
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| March 9, 2012 |
Subsidiaries of AuthenTec, Inc. As of December 30, 2011 EX-21.1 2 ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of AuthenTec, Inc. As of December 30, 2011 Name Jurisdiction of Incorporation or Organization UPEK, Inc. Delaware UPEK K.K. Japan UPEK (Bejing) Technology Co. Ltd. China UPEK Pte Ltd. (Singapore) Singapore AuthenTec K.K. Japan AuthenTec (Shanghai) Co., Ltd China Authentec BV Netherlands Authentec OY Finland Authentec Amsterdam BV Netherla |
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| March 9, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-33552 AuthenTec, In |
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| March 1, 2012 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Press Release AuthenTec Reports Fourth Quarter and Full Year 2011 Financial Results Completed 2011 with $69.8 million in total revenue, up 56 percent from $44.7 million in 2010 MELBOURNE, Fla., March 1, 2012 - AuthenTec (NASDAQ:AUTH), a leading provider of mobile and network security, today reported financial results for the fourth quarter and full ye |
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| March 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K aUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2012 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 29, 2012 |
AUTH / Authentec Inc / Sofinnova Capital IV FCPR Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2012 |
AUTH / Authentec Inc / CROSSLINK CAPITAL INC Passive Investment CUSIP No. 05266107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) AuthenTec, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05266107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 13, 2012 |
AUTH / Authentec Inc / MARXE AUSTIN W & GREENHOUSE DAVID M Passive Investment SC 13G/A 1 authentec13gt1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) AuthenTec, Inc. (Name of Issuer) Common Stock, .01 Par Value (Title of Class of Securities) 052660107 (CUSIP Number) with a copy to: Austin W. Marxe Allen B. Levithan, Esq. 527 Madison Avenue, Suite 2600 Lowenstein Sandler PC |
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| December 12, 2011 |
AUTHENTEC, INC. Dated as of _______, 20__ DEBT SECURITIES EX-4.7 2 ex4-7.htm EXHIBIT 4.7 Exhibit 4.7 AUTHENTEC, INC. INDENTURE Dated as of , 20 DEBT SECURITIES Trustee INDENTURE dated as of , 20 , among AuthenTec, Inc., a Delaware corporation (the “Company”), and , as trustee (the “Trustee”). WITNESSETH: WHEREAS, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debentures, notes, bonds or other e |
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| December 12, 2011 |
As filed with the Securities and Exchange Commission on December 12, 2011 As filed with the Securities and Exchange Commission on December 12, 2011 Registration No. |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 Authen |
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| November 3, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 3, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 3, 2011 |
Exhibit 99.1 Press Release AuthenTec Reports Third Quarter 2011 Financial Results - Record Quarterly Revenue Drives Profitability and Positive Net Cash Flow MELBOURNE, Fla., November 3, 2011 - AuthenTec (NASDAQ:AUTH), a leading provider of mobile and network security, today reported financial results for the third quarter ended September 30, 2011. Highlights: ? Third quarter revenue increased 19 p |
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| October 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 AuthenTec, I |
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| August 9, 2011 |
As filed with the Securities and Exchange Commission on August 9, 2011. As filed with the Securities and Exchange Commission on August 9, 2011. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 59-3521332 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employe |
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| August 9, 2011 |
FIRST AMENDMENT TO THE AUTHENTEC, INC. 2010 INCENTIVE PLAN EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FIRST AMENDMENT TO THE AUTHENTEC, INC. 2010 INCENTIVE PLAN THIS FIRST AMENDMENT (this “Amendment”) to the AuthenTec, Inc. 2010 Incentive Plan (the “Plan”), is effective as of the dates set forth below. 1. The Plan is amended, effective as of April 28, 2011 (the date the Company’s Board of Directors approved such amendment), by adding the following sen |
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| August 4, 2011 |
AuthenTec Reports Second Quarter Financial Results Exhibit 99.1 Press Release AuthenTec Reports Second Quarter Financial Results MELBOURNE, Fla., August 4, 2011 - AuthenTec (NASDAQ:AUTH), a leading provider of security and identity management solutions, today reported financial results for the second quarter ended July 1, 2011. Highlights: ? Second quarter revenue of $16.2 million exceeded guidance and was up 5 percent sequentially ? Smart Sensor |
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| August 4, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 11, 2011 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement effective as of May 4, 2011 (the ?Effective Date?) is between AuthenTec, Inc., a Delaware corporation (the ?Company? or ?AuthenTec?), and Philip L. Calamia (?Employee?). 1. Employment. The Company hereby employs Employee and Employee hereby accepts employment with the Company to assist in the development and to promote the operation of th |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 AuthenTec, |
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| May 5, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 5, 2011 |
AuthenTec Reports First Quarter Financial Results EXHIBIT 99.1 Press Release AuthenTec Reports First Quarter Financial Results MELBOURNE, Fla., May 5, 2011 - AuthenTec (NASDAQ:AUTH), a leading provider of security and identity management solutions, today reported financial results for the first quarter ended April 1, 2011. First Quarter 2011 Highlights: ? Consolidated quarterly revenue of $15.5 million, up 6 percent over the prior quarter ? Smart |
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| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive proxy statement ? Definitive additional materials ? Soliciting material Pursuant to ?240. |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 17, 2011 |
Exhibit 10.11 2010 Stock Option Grant - Employees AUTHENTEC, INC. NONSTATUTORY STOCK OPTION AWARD CERTIFICATE Non-transferable G R A N T T O (“Optionee”) the right to purchase from Authentec, Inc. (the “Company”) shares of its common stock, $0.01 par value, at the price of $1.88 per share (the “Option”) pursuant to and subject to the provisions of the Authentec, Inc. 2010 Incentive Plan (the “Plan |
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| March 17, 2011 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-33552 AuthenTec, In |
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| March 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-33552 CUSIP NUMBER 052660 Commission File Number 001-33552 (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: December 31, 2010 [ ] Transition Report on Form 10-K [ ] Transition Report on |
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| March 10, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 10, 2011 |
AuthenTec Reports Fourth Quarter and Full Year 2010 Financial Results Exhibit 99.1 Press Release AuthenTec Reports Fourth Quarter and Full Year 2010 Financial Results MELBOURNE, Fla., March 10, 2011 - AuthenTec (NASDAQ:AUTH), a leading provider of security and identity management solutions, today reported financial results for the fourth quarter and full year ended December 31, 2010. Fourth Quarter and 2010 Highlights: · Consolidated quarterly revenue of $14.5 milli |
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| March 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2011 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) AuthenTec, Inc. (Name of Issuer) Common Stock, .01 Par Value (Title of Class of Securities) 052660107 (CUSIP Number) with a copy to: Austin W. Marxe Allen B. Levithan, Esq. 527 Madison Avenue, Suite 2600 Lowenstein Sandler PC New York, New York 10022 65 Li |
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| February 4, 2011 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-171660 Filed Pursuant to Rule 424(b)(3) Registration No. 333-171660 This prospectus is not an offer to sell these securities and we are not soliciting an offer to buy these securities in any state where the offer or sale is not permitted. AuthenTec, Inc. 13,737,746 Shares of Common Stock This prospectus relates to up to 13,737,746 shares of our common stock, all of which may be offered and sold from time |
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| February 2, 2011 |
sc13gza UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 12, 2011 |
As filed with the Securities and Exchange Commission on January 11, 2011 Registration No. |
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| December 23, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment 2 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 3, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commis |
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| December 23, 2010 |
Exhibit 99.4 AuthenTec, Inc. Unaudited Pro Forma Condensed Combined Statement of Operations for the nine months ended October 1, 2010 On September 3, 2010, AuthenTec, Inc. (the ?Company?) entered into an Agreement and Plan of Merger (the ?Merger Agreement?) by and among the Company, AU Merger, Inc., a wholly owned subsidiary of the Company (?Sub?), UPEK, Inc. (?UPEK?) and Sofinnova Capital IV FCPR |
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| December 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| December 20, 2010 |
AuthenTec Shareholders Approve Issuance of Common Stock Pursuant to UPEK Merger Exhibit 99.1 Press Release AuthenTec Shareholders Approve Issuance of Common Stock Pursuant to UPEK Merger MELBOURNE, Fla., December 20, 2010 – AuthenTec (NASDAQ: AUTH), a leading provider of security and identity management solutions, announced today that its shareholders approved the issuance of shares of AuthenTec common stock pursuant to its merger with UPEK, Inc. Following the recommendation |
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| December 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: o Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive proxy statement x Definitive additional materials ¨ Soliciting material Pursuant to §240. |
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| December 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: o Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive proxy statement x Definitive additional materials ¨ Soliciting material Pursuant to §240. |
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| November 15, 2010 |
Exhibit 99.1 UPEK, Inc. Consolidated Financial Statements December 31, 2009 and 2008 Page(s) Report of Independent Auditors 1 Consolidated Financial Statements Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Consolidated Statements of Mandatorily Redeemable Convertible Preferred Stock and Stockholders’ Deficit 4 Consolidated Statements of Cash Flows 5 Notes to Consolidated Fi |
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| November 15, 2010 |
AuthenTec, Inc. Unaudited Pro Forma Condensed Combined Financial Statements Exhibit 99.3 AuthenTec, Inc. Unaudited Pro Forma Condensed Combined Financial Statements On September 3, 2010, AuthenTec, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) by and among the Company, AU Merger, Inc., a wholly owned subsidiary of the Company (“Sub”), UPEK, Inc. (“UPEK”) and Sofinnova Capital IV FCPR, as the Stockholders Representative, pursuan |
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| November 15, 2010 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 3.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (this ?Agreement?) effective as of September 3, 2010 (the ?Effective Date?), is between AuthenTec, Inc., a Delaware corporation (the ?Company?), and Larry Ciaccia (?Ciaccia?). BACKGROUND WHEREAS, the Company and Ciaccia entered into that certain Employment Agreement dated as of March 21, 2005, and as amended on each of |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: o Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive proxy statement ? Definitive additional materials ? Soliciting material Pursuant to ?240. |
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| November 15, 2010 |
325 Chestnut Street, Suite 410 • Philadelphia, PA 19106 CONSULTING SERVICES AGREEMENT Exhibit 3.2 325 Chestnut Street, Suite 410 • Philadelphia, PA 19106 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement ("Agreement") is made and entered into as of August 30, 2010 by and between CMF Associates, LLC (“CMF"), a Delaware corporation, having offices at 325 Chestnut Street, Suite 410, Philadelphia, PA 19106 and AuthenTec, Inc. ("Client") having offices at 100 Rialto Place |
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| November 15, 2010 |
Exhibit 99.2 UPEK, Inc. Interim Unaudited Condensed Consolidated Financial Statements June 30, 2010 and June 30, 2009 Page(s) Interim Unaudited Condensed Consolidated Financial Statements Unaudited Condensed Consolidated Balance Sheets at June 30, 2010 and December 31, 2009 2 Unaudited Condensed Consolidated Statements of Operations for six months ended June 30, 2010 and 2009 3 Unaudited Condensed |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 AuthenTec |
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| November 15, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 3, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 12, 2010 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 1-33552 FORM 12b-25 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: October 1, 2010 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K |
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| November 9, 2010 |
AuthenTec Reports Third Quarter 2010 Financial Results; Provides Update on UPEK Integration EXHIBIT 99.1 Press Release AuthenTec Reports Third Quarter 2010 Financial Results; Provides Update on UPEK Integration MELBOURNE, Fla., November 9, 2010 - AuthenTec (NASDAQ:AUTH), a leading provider of security, identity management and touch control solutions, today reported financial results for the third quarter 2010 ended October 1, 2010. The Company also provided an update on integration activ |
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| November 9, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| October 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive proxy statement ¨ Definitive additional materials ¨ Soliciting material Pursuant to §240. |
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| October 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 27, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 17, 2010 |
SECTION 16: POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Frederick R. |
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| September 17, 2010 |
SECTION 16 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Frederick R. |
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| September 16, 2010 |
As filed with the Securities and Exchange Commission on September 16, 2010. As filed with the Securities and Exchange Commission on September 16, 2010. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 59-3521332 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organiza |
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| September 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 30, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| September 7, 2010 |
EXHIBIT 99.1 Press Release AuthenTec and UPEK Announce Merger - Combination Creates World?s Largest Provider of Fingerprint Sensor and Identity Management Software - Announces Key Management and Board of Directors Appointments - Names Larry Ciaccia as CEO MELBOURNE, Fla. and EMERYVILLE, Calif., September 7, 2010 ? AuthenTec (NASDAQ: AUTH), a leading provider of security, identity management and to |
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| September 7, 2010 |
SEPARATION AND TRANSITION SERVICES AGREEMENT EXHIBIT 10.1 SEPARATION AND TRANSITION SERVICES AGREEMENT THIS SEPARATION AND TRANSITION SERVICES AGREEMENT (the ?Separation and Transition Agreement? or this ?Agreement?) is dated as of September 10, 2010, by and between AuthenTec, Inc. (the ?Company?) and F. Scott Moody (?Executive?). WHEREAS, Executive is currently employed by the Company in the position of Chief Executive officer, pursuant to |
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| September 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 3, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 7, 2010 |
EXHIBIT 4.3 AUTHENTEC, INC. REGISTRATION RIGHTS AGREEMENT dated as of September 3, 2010 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Definitions 1 ARTICLE II REGISTRATION 4 2.1 Registration on Request 4 2.2 Incidental Registration 7 2.3 Registration Procedures 9 2.4 Underwritten Offerings 13 2.5 Preparation; Reasonable Investigation 15 2.6 Other Registrations 15 2.7 Indemnification 15 ARTICL |
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| September 7, 2010 |
AUTHENTEC, INC. STOCKHOLDERS AGREEMENT dated as of September 3, 2010 Exhibit 4.2 AUTHENTEC, INC. STOCKHOLDERS AGREEMENT dated as of September 3, 2010 Table of Contents Page ARTICLE I REPRESENTATIONS AND WARRANTIES 1 Section 1.1 Representations and Warranties of Each Stockholder 1 Section 1.2 Representations and Warranties of the Company 2 ARTICLE II CORPORATE GOVERNANCE AND MANAGEMENT 2 Section 2.1 Board 2 Section 2.2 Chairman of the Board 5 ARTICLE III RESTRICTION |
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| September 7, 2010 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Dated as of September 3, 2010 Among AUTHENTEC, INC. AU MERGER, INC., UPEK, INC. and SOFINNOVA CAPITAL IV FCPR, as the Stockholders Representative ARTICLE I THE MERGER 1 Section 1.01 The Merger 1 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects 2 Section 1.05 Certificate of Incorporation and Bylaws 2 Section 1.06 Directors 2 Section |
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| September 7, 2010 |
PROMISSORY NOTE US$ [●] Date: September __, 2010 EXHIBIT 4.1 THIS NOTE AND ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), AND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER THE ACT OR, SUBJECT TO THE TERMS SET FORTH IN THIS NOTE, IN THE OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE IS |
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| August 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2010, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 Authen |
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| July 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 29, 2010 |
Exhibit 99.2 Press Release AuthenTec Announces Management Changes - Larry Ciaccia Named as President and Chief Operating Officer - Gary Larsen to Resign as Chief Financial Officer MELBOURNE, Fla. ? July 29, 2010 ? AuthenTec, (NASDAQ: AUTH) today announced that Larry Ciaccia, who currently serves as President, has been appointed to the newly created position of President and Chief Operating Officer |
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| July 29, 2010 |
AuthenTec Reports Second Quarter 2010 Financial Results Exhibit 99.1 Press Release AuthenTec Reports Second Quarter 2010 Financial Results MELBOURNE, Fla., July 29, 2010 - AuthenTec (NASDAQ:AUTH), a leading provider of security, identity management and touch control solutions, today reported financial results for the second quarter 2010 ended July 2, 2010. Highlights: ? Second quarter consolidated revenue of $10.7 million, up 27 percent year over year |
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| July 1, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 FOR IMMEDIATE RELEASE UPEK TERMINATES AUTHENTEC PROXY CONTEST AND MERGER PROPOSAL AFTER GRADY’S RESIGNATION AS CHAIRMAN OF AUTHENTEC’S BOARD OF DIRECTORS Entrenched AuthenTec Manageme |
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| June 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 24, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 28, 2010 |
Exhibit 17.1 Robert E. Grady c/o Cheyenne Capital Fund 3485 North Pines Way, Suite 106 Wilson, WY 83014 June 24, 2010 Mr. Matthew P. Crugnale, Director Mr. Christopher Fedde, Director Mr. Gustav Koven, Director Mr. F. Scott Moody, Director and CEO Mr. William Washecka, Director Dear Fellow Directors: After careful reflection, I am writing to inform you of my decision not to stand for re-election a |
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| June 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: o Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive proxy statement ¨ Definitive additional materials ¨ Soliciting material Pursuant to §240. |
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| June 25, 2010 |
One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309-3424 404-881-7000 Fax: 404-881-7777 www. |
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| June 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE June 23, 2010 Via Facsimile (404) 253-8758 and U.S. Mail Justin R. Howard, Esq. Alston & Bird LLP One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309 RE: Authentec, Inc. Preliminary Proxy Statement Filed June 16, 2010 File No. 001-33552 Dear Mr. Howard: We have reviewed the above-re |
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| June 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: x Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy statement ? Definitive additional materials ? Soliciting material Pursuant to ?240. |
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| May 12, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2010 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of (IRS Employer incor |
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| May 12, 2010 |
SAFENET EMBEDDED SECURITY SOLUTIONS DIVISION INDEX TO COMBINED CARVE OUT FINANCIAL STATEMENTS Exhibit 99.1 SAFENET EMBEDDED SECURITY SOLUTIONS DIVISION INDEX TO COMBINED CARVE OUT FINANCIAL STATEMENTS Page Report of Independent Auditors 2 Combined Carve Out Balance Sheet 3 Combined Carve Out Statement of Operations 4 Combined Carve Out Statement of Divisional Equity 5 Combined Carve Out Statement of Cash Flows 6 Notes to Combined Carve Out Financial Statements 7 1 Report of Independent Aud |
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| May 12, 2010 |
EXHIBIT 99.1 Press Release AuthenTec Reports First Quarter 2010 Financial Results MELBOURNE, Fla., May 12, 2010 - AuthenTec (NASDAQ:AUTH), a leading provider of security, identity management and touch control solutions, today reported financial results for the first quarter 2010 ended April 2, 2010. Highlights: ? First quarter consolidated revenue of $9.2 million, up 30 percent year over year ? Co |
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| May 12, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2010 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33552 AuthenTec, |
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| May 12, 2010 |
AuthenTec, Inc. Unaudited Pro Forma Condensed Combined Financial Statements Exhibit 99.2 AuthenTec, Inc. Unaudited Pro Forma Condensed Combined Financial Statements On February 26, 2010, AuthenTec, Inc. acquired SafeNet, Inc.’s Embedded Security Solutions Division in a cash and stock transaction. Under terms of the acquisition of SafeNet’s Embedded Security Solutions Division (“the Acquisition”), AuthenTec paid $8.5 million in cash and issued 1.2 million shares (valued at |
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| April 30, 2010 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33552 AuthenTec, |
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| April 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE April 21, 2010 Via Facsimile (404) 253-8758 and U.S. Mail Justin R. Howard, Esq. Alston & Bird LLP 1201 West Peachtree Street Atlanta, GA 30309 RE: Authentec, Inc. Soliciting Materials filed pursuant to Rule 14a-12 Filed April 15, 2010 File No. 001-33552 Dear Mr. Howard: We have reviewed the abo |
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| April 19, 2010 |
Alston&Bird llp One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309-3424 Alston&Bird llp One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309-3424 404-881-7000 Fax:404-881-7777 www. |
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| April 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive |
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| April 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE April 1, 2010 Via Facsimile (404) 253-8758 and U.S. Mail Justin R. Howard, Esq. Alston & Bird LLP 1201 West Peachtree Street Atlanta, GA 30309 RE: Authentec, Inc. Response to Comment Letter Dated March 25, 2010 Filed March 31, 2010 File No. 001-33552 Dear Mr. Howard: We have reviewed the above-r |
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| March 31, 2010 |
Alston&Bird llp One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309-3424 Alston&Bird llp One Atlantic Center 1201 West Peachtree Street Atlanta, GA 30309-3424 404-881-7000 Fax:404-881-7777 www. |
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| March 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE March 25, 2010 Via Facsimile (202) 654-4952 and U.S. Mail Dennis O. Garris, Esq. Alston & Bird LLP The Atlantic Building 950 F Street, NW Washington, DC 20004 RE: Authentec, Inc. Soliciting Materials Filed Pursuant to Rule 14a-12 Filed March 23, 2010 File No. 001-33552 Dear Mr. Garris: We have r |
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| March 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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| March 17, 2010 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-33552 AuthenTec, Inc. |
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| March 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| March 15, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appr |
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| March 5, 2010 |
UPEK, Inc. 5900 Christie Avenue Emeryville, California 94608 SEC Response Letter UPEK, Inc. 5900 Christie Avenue Emeryville, California 94608 March 5, 2010 VIA EDGAR AND BY FEDEX Daniel F. Duchovny, Esq. Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AuthenTec, Inc. Revised Preliminary Proxy Statement on Schedule 14A Filed February 18, 2010 by UPEK, Inc. File No. 001-33552 Forms 425 filed Fe |
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| March 5, 2010 |
Revised Preliminary Proxy Statement filed by Non-Management UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ¨ Filed by a Party other than the Registran |
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| February 26, 2010 |
ASSET PURCHASE AGREEMENT BY AND BETWEEN SAFENET, INC. AUTHENTEC, INC. Dated as of February 26, 2010 EXHIBIT 2.1 ASSET PURCHASE AGREEMENT BY AND BETWEEN SAFENET, INC. AND AUTHENTEC, INC. Dated as of February 26, 2010 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Defined Terms 1 ARTICLE II SALE AND PURCHASE OF PURCHASED ASSETS AND ASSUMPTION OF ASSUMED LIABILITIES 11 2.1 Sale and Purchase of Purchased Assets 11 2.2 Excluded Assets 12 2.3 Assumption of Liabilities 13 2.4 Excluded Liabilities 1 |
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| February 26, 2010 |
AuthenTec Acquires SafeNet?s Embedded Security Solutions Division EXHIBIT 99.1 Press Release AuthenTec Acquires SafeNet?s Embedded Security Solutions Division - Combined company offers comprehensive range of security and identity management solutions - Strengthens engagements with existing customers while broadening revenue base - Acquisition is accretive in 2010 (non-GAAP) and significantly enhances gross margins MELBOURNE, Fla., February 26, 2010 - AuthenTec ( |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 24, 2010 | ||
| February 18, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 FOR IMMEDIATE RELEASE UPEK, INC. ASKS KEY BUSINESS QUESTIONS IMPORTANT TO STOCKHOLDERS THAT MUST BE ADDRESSED BY AUTHENTEC MANAGEMENT Has AuthenTec lost significant business from two |
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| February 18, 2010 |
Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): 02/18/2010 AUTHENTEC, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-33552 59-3521332 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 18, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 Additional Information This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval. In conn |
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| February 18, 2010 |
AuthenTec Reports Fourth Quarter 2009 Financial Results Exhibit 99.1 Press Release AuthenTec Reports Fourth Quarter 2009 Financial Results MELBOURNE, Fla., February 18, 2010 - AuthenTec (NASDAQ:AUTH), the world’s leading provider of smart fingerprint sensors and solutions, today reported financial results for the fourth quarter and full fiscal year 2009 ended January 1, 2010. Financial and Business Highlights: · Fourth quarter revenue of $8.3 million, |
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| February 18, 2010 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AUTHENTEC, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AUTHENTEC, INC. 1. (a) The present name of the corporation (hereinafter called the “Company”) is AuthenTec, Inc. (b) The original certificate of incorporation of the Company was filed with the Secretary of State of the State of Delaware on October 21, 1998, as amended and restated by a Restated Certificate of Incorporation filed with |
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| February 18, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registran |
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| February 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 18, 2010 |
UPEK, Inc. 5900 Christie Avenue Emeryville, California 94608 Response to SEC Comments UPEK, Inc. 5900 Christie Avenue Emeryville, California 94608 February 18, 2010 VIA EDGAR AND BY FEDEX Daniel F. Duchovny, Esq. Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AuthenTec, Inc. Form 425 filed January 29, 2010 by UPEK, Inc. File No. 001-33552 Preliminary Proxy Statement on Schedule 14A Filed Jan |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CUSIP No. 05266107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) AuthenTec, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05266107 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 16, 2010 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AuthenTec, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 052660 10 7 (CUSIP Number) February 3, 2010 (Date of Event which Requires filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 8, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 In response to an incoming inquiry from the Orlando Sentinel newspaper for a comment from UPEK, Inc. (“UPEK”) concerning AuthenTec, Inc.’s (“AuthenTec”) press release issued on Februa |
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| February 5, 2010 | ||
| February 4, 2010 |
UPEK Comments on AuthenTec’s Meritless Legal Claims Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 FOR IMMEDIATE RELEASE UPEK Comments on AuthenTec?s Meritless Legal Claims EMERYVILLE, CALIFORNIA, February 4, 2010 ? UPEK?, Inc., the world?s leading supplier of fingerprint solutions |
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| February 3, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 SAGEM WIRELESS AND UPEK PARTNER TO BRING FINGERPRINT-BASED IDENTITY CAPABILITIES TO NEW MOBILE DEVICES Convenient and secure identity management capabilities empower mobile applicatio |
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| February 3, 2010 |
Soliciting Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 2, 2010 |
sc13gza UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2009 (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 2, 2010 |
425 1 d425.htm FILED PURSUANT TO RULE 425 Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 UPEK EXTENDS FINGERPRINT SOLUTION LEADERSHIP With over 70 million hardware and software products deployed, UPEK leads the industry in deliver |
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| February 2, 2010 |
sc13gza UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2009 (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive |
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| January 29, 2010 |
Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appr |
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| January 29, 2010 |
Filed Pursuant to Rule 425 Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 The following is the text of an e-mail that Alan Kramer, the President, Chief Operating Officer, Founder and a Director of UPEK, Inc. sent to all employees |
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| January 29, 2010 |
Filed Pursuant to Rule 425 Filed by UPEK, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: AuthenTec, Inc. Commission File No. 001-33552 FOR IMMEDIATE RELEASE UPEK PROPOSES STOCK-FOR-STOCK MERGER WITH AUTHENTEC AuthenTec stockholders to own 50% of combined company $40 million aggregate cash d |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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| January 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 01/25/2010 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| January 25, 2010 |
AuthenTec Elects Robert E. Grady Chairman of the Board Press Release Exhibit 99.1 Press Release AuthenTec Elects Robert E. Grady Chairman of the Board MELBOURNE, Fla., January 25, 2010 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of smart sensors and solutions, today announced that Robert E. “Bob” Grady was elected as Chairman of AuthenTec’s Board of Directors. Grady, 52, has most recently served as AuthenTec’s Lead Independent Director ha |
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| November 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2009 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| November 5, 2009 |
AMENDED AND RESTATED AUTHENTEC, INC., A DELAWARE CORPORATION ARTICLE I Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF AUTHENTEC, INC., A DELAWARE CORPORATION ARTICLE I OFFICES SECTION 1. Registered Office. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. SECTION 2. Other Offices. The corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time |
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| November 4, 2009 |
AuthenTec Reports Third Quarter 2009 Financial Results Press Release Exhibit 99.1 Press Release AuthenTec Reports Third Quarter 2009 Financial Results MELBOURNE, Fla., November 4, 2009 — AuthenTec (NASDAQ:AUTH), the world’s leading provider of smart fingerprint solutions, today reported financial results for the third quarter of 2009 ended October 2, 2009. Financial and Business Highlights: • Revenue of $10.3 million, up 22 percent from the previous q |
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| November 4, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 11/04/2009 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| September 25, 2009 |
Exhibit 99.1 Press Release MELBOURNE, Fla., September 25, 2009 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of smart fingerprint sensors and solutions, announced today that the U.S. District Court for the Middle District of Florida has granted AuthenTec’s motion to dismiss the shareholder class action lawsuit filed against the Company and certain of its officers. Following an examinati |
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| September 25, 2009 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 09/25/2009 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| August 7, 2009 |
First Amendment to Director Option Agreements Exhibit 10.27 FIRST AMENDMENT TO DIRECTOR STOCK OPTION AGREEMENTS UNDER THE AUTHENTEC, INC. 2004 STOCK INCENTIVE PLAN AND THE AUTHENTEC, INC. 2007 STOCK INCENTIVE PLAN THIS AMENDMENT (the “Amendment”) is entered into by and between AuthenTec, Inc., a Delaware corporation (the “Company”), and (the “Optionee”), this day of , . WHEREAS, the Optionee is a |
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| August 7, 2009 |
SECOND AMENDMENT TO LETTER AGREEMENT Exhibit 10.26 SECOND AMENDMENT TO LETTER AGREEMENT This Second Amendment to Letter Agreement (the “Amendment”), dated as of April , 2009, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Katherine Henry (“Employee” or “Player”) and modifies that Letter Agreement entered into between the parties and having an effective date of June 8, 2007, as amended on January 1, 2009 (the |
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| August 7, 2009 |
THIRD AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.25 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This Third Amendment to Employment Agreement (the ?Amendment?), dated April 6, 2009, is between AuthenTec, Inc., a Delaware corporation (the ?Company?), and Gary R. Larsen (?Employee?) and modifies that Employment Agreement entered into between the parties and having an effective date of December 12, 2006, as amended on June 7, 2007 and January |
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| August 7, 2009 |
FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.24 FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT This Fourth Amendment to Employment Agreement (the “Amendment”), dated April 6, 2009, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Frederick R. Jorgenson (“Employee”) and modifies that Employment Agreement entered into between the parties and having an effective date of November 13, 2006, as amended on January 20, 20 |
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| August 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001- |
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| August 7, 2009 |
AUTHENTEC, INC. RESTRICTED STOCK UNIT AGREEMENT UNDER THE AUTHENTEC, INC. 2007 STOCK INCENTIVE PLAN Form of Restricted Stock Unit Agreement Exhibit 10.28 AUTHENTEC, INC. RESTRICTED STOCK UNIT AGREEMENT UNDER THE AUTHENTEC, INC. 2007 STOCK INCENTIVE PLAN 1. Terminology. Unless otherwise provided in this Agreement, capitalized terms used herein are defined in the Glossary at the end of this Agreement. 2. Vesting. All of the RSUs are nonvested and forfeitable as of the Grant Date. So long as your S |
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| August 7, 2009 |
SECOND AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.23 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement (the “Amendment”), dated April 6, 2009, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Larry Ciaccia (“Employee”) and modifies that Employment Agreement entered into between the parties and having an effective date of March 21, 2005, as amended on January 1, 2009 (the “Agre |
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| August 6, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 08/06/2009 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| August 6, 2009 |
AuthenTec Reports Second Quarter 2009 Financial Results Press Release Exhibit 99.1 Press Release AuthenTec Reports Second Quarter 2009 Financial Results MELBOURNE, Fla., August 6, 2009 — AuthenTec (NASDAQ:AUTH), the world’s leading provider of smart fingerprint solutions, today reported financial results for the second quarter of 2009 ended July 3, 2009. Financial and Business Highlights: • Revenue of $8.4 million, up 20 percent from the previous quart |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3030 June 10, 2009 Gary R. Larsen Chief Financial Officer AuthenTec, Inc. 100 Rialto Place, Suite 100 Melbourne, FL 32901 Re: AuthenTec, Inc. Form 10-K for the Fiscal-Year ended January 2, 2009 Filed March 18, 2009 File No. 001-33552 Dear Mr. Larsen: We have completed our review of you |
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| June 2, 2009 |
1251 Avenue of the Americas, 26th Floor DLA Piper US LLP 1251 Avenue of the Americas, 26th Floor New York, New York 10020-1104 www. |
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| June 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3030 May 18, 2009 Via U.S. Mail and Facsimile to (321) 308-1430 Gary R. Larsen Chief Financial Officer AuthenTec, Inc. 100 Rialto Place, Suite 100 Melbourne, FL 32901 Re: AuthenTec, Inc. Form 10-K for the Fiscal-Year ended January 2, 2009 Filed March 18, 2009 File No. 001-33552 Dear Mr |
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| May 13, 2009 |
Employment Agreement Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement effective as of April 3, 2009 (the “Effective Date”) is between AuthenTec, Inc., a Delaware corporation (the “Company” or “AuthenTec”), and Anthony Iantosca (“Player”). 1. Employment. The Company hereby employs Player and Player hereby accepts employment with the Company to assist in the development and to promote the |
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| May 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2009 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| May 12, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 05/12/2009 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| May 12, 2009 |
AuthenTec Reports First Quarter 2009 Financial Results Press Release Exhibit 99.1 Press Release AuthenTec Reports First Quarter 2009 Financial Results MELBOURNE, Fla., May 12, 2009 — AuthenTec (NASDAQ:AUTH), the world’s leading provider of smart fingerprint sensors and solutions, today reported financial results for the first quarter of 2009 ended April 3, 2009. Financial and Business Highlights: • Reported first quarter revenue of $7.0 million • Repo |
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| April 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2) x Definitive proxy statement ¨ Definitive additional materials ¨ Soliciting material Pursuant to §240. |
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| March 18, 2009 |
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT First Amendment to Employment Agreement Exhibit 10.18 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement effective as of January 1, 2009 is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Larry Ciaccia (“Employee”) and modifies that Employment Agreement entered into between the parties and having an effective date of March 21, 2005 (the “Agree |
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| March 18, 2009 |
SECOND AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.20 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement effective as of January 1, 2009 is between AuthenTec, Inc., a Delaware corporation (the ?Company?), and Gary R. Larsen (?Employee?) and modifies that Employment Agreement entered into between the parties and having an effective date of December 12, 2006, as amended on June 7, 2007 (the ?Agreement?) |
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| March 18, 2009 |
FIRST AMENDMENT TO LETTER AGREEMENT Amendment to Form of Change of Control Agreement (Exec) Exhibit 10.21 FIRST AMENDMENT TO LETTER AGREEMENT This First Amendment to Letter Agreement effective as of January 1, 2009 is between AuthenTec, Inc., a Delaware corporation (the “Company”), and (“Employee” or “Player”) and modifies that Letter Agreement entered into between the parties and having an effective date of June 8, 2007 (the “Agree |
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| March 18, 2009 |
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT First Amendment to Employment Agreement Exhibit 10.17 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement, dated December 22, 2008, effective as of January 1, 2009, is between AuthenTec, Inc., a Delaware corporation (the “Company”), and F. Scott Moody (“Player”) and modifies that Employment Agreement entered into between the parties and having an effective date of |
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| March 18, 2009 |
THIRD AMENDMENT TO EMPLOYMENT AGREEMENT Third Amendment to Employment Agreement Exhibit 10.19 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement effective as of January 1, 2009 is between AuthenTec, Inc., a Delaware corporation (the “Company”), and Frederick R. Jorgenson (“Employee”) and modifies that Employment Agreement entered into between the parties and having an effective date of November 13, 2006 |
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| March 18, 2009 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 02/17/2009 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| February 17, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 17, 2009 |
AuthenTec Reports Fourth Quarter and Full Year 2008 Financial Results Press Release EXHIBIT 99.1 Press Release AuthenTec Reports Fourth Quarter and Full Year 2008 Financial Results MELBOURNE, Fla., February 17, 2009 — AuthenTec (NASDAQ:AUTH), the world’s leading provider of fingerprint sensors and solutions, today reported financial results for the fourth quarter and full year ended January 2, 2009. Financial and Business Highlights: • Full year revenue for 2008 inc |
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| February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2009 Estimated average burden hours per response 9.2 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) AuthenTec, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05266107 (CUSIP Number) December 31, 2008 (Date of Event Which Requir |
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| February 13, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2009 |
SCHEDULE 13G Page 1 of 21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2009 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2008 (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 3, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2008 (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 29, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) AUTHENTEC, INC. - (Name of Issuer) Common Stock, $.01 par value - (Title of Class of Securities) 052660107 - (CUSIP Number) December 31, 2008 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| November 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| October 30, 2008 |
AuthenTec Reports Third Quarter 2008 Financial Results Achieved Record Non-GAAP Net Income Press Release Exhibit 99.1 AuthenTec Reports Third Quarter 2008 Financial Results Achieved Record Non-GAAP Net Income MELBOURNE, Fla., October 30, 2008 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of fingerprint sensors and solutions, today reported financial results for the third quarter ended October 3, 2008. Financial and Business Highlights: • Reported total revenue of $18.4 millio |
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| October 30, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 10/30/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| September 8, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Delaware 001-33552 59-3521332 (State or other jurisdiction of incorporation) (Commission File |
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| September 8, 2008 |
AuthenTec Updates Business Outlook Press Release Exhibit 99.1 AuthenTec Updates Business Outlook MELBOURNE, Fla., September 7, 2008 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of fingerprint sensors and solutions, today updated revenue estimates for the third quarter and fiscal year 2008 and reported the loss of a 2009 design-in opportunity at a significant PC customer. Based on order trends and discussions with custom |
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| August 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| July 28, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 07/28/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporatio |
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| July 28, 2008 |
Exhibit 99.1 AuthenTec Reports Second Quarter 2008 Financial Results Achieved 50 Percent Revenue Growth and Improved Gross Margin Year-over-Year MELBOURNE, Fla., July 28, 2008 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of fingerprint sensors and solutions, today reported financial results for the second quarter ended June 27, 2008. Financial and Business Highlights: • Reported record |
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| July 3, 2008 |
rrd190206214525.html POWER OF ATTORNEY Know all by these presents, the undersigned hereby constitutes and appoints Gary R. Larsen and Frederick R. Jorgenson, each of whom may act solely, as the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, with respect to stock and securities of AuthenTec, Inc. (the "Company"), Forms 3, 4, and 5 in accordance w |
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| June 26, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 06/23/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 Delaware 59-3521332 (State or other jurisdiction of incorp |
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| June 26, 2008 |
AuthenTec Elects William Washecka to Board of Directors Exhibit 99.1 AuthenTec Elects William Washecka to Board of Directors MELBOURNE, Fla., June 26, 2008 ? AuthenTec (NASDAQ: AUTH), a world leading provider of fingerprint sensors and solutions, today announced that William ?Bill? Washecka, 61, has been elected to its Board of Directors. Mr. Washecka, who succeeds Sierra Ventures? Ben Yu on AuthenTec?s six-member Board, is a 37-year technology industr |
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| June 9, 2008 |
AuthenTec, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) June 3, 2008 (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule |
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| May 6, 2008 |
Exhibit 99.1 AuthenTec Wins Summary Judgment In Atmel Patent Litigation Lawsuit - Court Rules that AuthenTec Does Not Infringe MELBOURNE, Fla., May 6, 2008 ? AuthenTec (NASDAQ: AUTH), the world?s leading provider of fingerprint sensors and solutions, announced that on May 5 the U.S. District Court of Northern California issued an order in favor of AuthenTec, ruling that its products do not infring |
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| May 6, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 05/06/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| May 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2008 |
Office lease EXHIBIT 10.16 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (The “AMENDMENT”) is made and entered into as of the 3rd day of March 2008, by and between RIALTO LLC, (“Landlord”) and AUTHENTEC, INC. (“Tenant”). RECITALS WHEREAS, on or about February 1, 2007, Landlord and Tenant made and entered into that certain lease arrangement (the “Original Lease”), relating to certain premi |
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| April 28, 2008 |
Press Release Exhibit 99.1 AuthenTec Reports First Quarter 2008 Financial Results Achieved 67 Percent Revenue Growth and Improved Gross Margin Year-over-Year MELBOURNE, Fla., April 28, 2008 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of fingerprint sensors and solutions, today reported financial results for the first quarter ended March 28, 2008. Financial and Business Highlights: • R |
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| April 28, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 04/28/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| April 16, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 04/16/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporatio |
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| April 16, 2008 |
Exhibit 99.1 AuthenTec Acquires Software Assets of EzValidation - Transaction Further Strengthens AuthenTec?s Complete End-to-End Offering MELBOURNE, Fla., April 16, 2008 ? AuthenTec (NASDAQ: AUTH), the world?s leading provider of fingerprint sensors and solutions, announced that it has acquired the software assets of EzValidation, formerly a California-based provider of fingerprint sensor authent |
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| April 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2) x Definitive proxy statement ? Definitive additional materials ? Soliciting material under Rule 14a-12 AUTHENTEC, INC. |
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| February 29, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Form 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2007 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33552 A |
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| February 14, 2008 |
Schedule 13G SCHEDULE 13G Page 1 of 23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2008 |
rrd174114196657.html POWER OF ATTORNEY Know all by these presents, the undersigned hereby constitutes and appoints Gary R. Larsen and Frederick R. Jorgenson, each of whom may act solely, as the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, with respect to stock and securities of AuthenTec, Inc. (the "Company"), Forms 3, 4, and 5 in accordance w |
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| February 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 02/07/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 Delaware 59-3521332 (State or other jurisdiction of incorporation) |
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| February 13, 2008 |
SafeNet President Chris Fedde Elected to AuthenTec’s Board of Directors Exhibit 99.1 SafeNet President Chris Fedde Elected to AuthenTec?s Board of Directors MELBOURNE, Fla., February 13, 2008 ? AuthenTec (NASDAQ: AUTH), the world?s leading provider of fingerprint sensors and solutions, today announced that SafeNet President and Chief Operating Officer (COO) Chris Fedde has been elected to its Board of Directors. Mr. Fedde, a 25-year veteran of the information security |
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| February 13, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 52660107 (CUSIP Numbe |
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| February 8, 2008 |
POWER OF ATTORNEY Know all by these presents, the undersigned hereby constitutes and appoints Gary R. |
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| February 5, 2008 |
Harris Corp/AuthenTec Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AuthenTec, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 052660 10 7 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 5, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) AUTHENTEC, INC. - (Name of Issuer) Common Stock, $.01 par value - (Title of Class of Securities) 052660107 - (CUSIP Number) December 31, 2007 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 4, 2008 |
AuthenTec Reports Record Fourth Quarter 2007 Financial Results Achieves Record Revenues, Margins and Net Income MELBOURNE, Fla. |
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| February 4, 2008 |
Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 02/04/2008 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation |
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| January 15, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 15, 2008 |
EX-99.1 2 dex991.htm JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock of AuthenTec, Inc. and further agree that this Joint Filing Agreement be inc |
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| November 1, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2007 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 29, 2007 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 10/29/2007 AUTHENTEC, INC. (Exact name of registrant as specified in its charter) Commission File Number: 001-33552 DE 59-3521332 (State or other jurisdiction of incorporation) (IRS E |
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| October 29, 2007 |
Exhibit 99.1 AuthenTec Reports Third Quarter 2007 Financial Results Achieves Profitability on 84 Percent Increase in Revenues MELBOURNE, Fla. – October 29, 2007 – AuthenTec (NASDAQ: AUTH), the world’s leading provider of fingerprint sensors and solutions, today reported financial results for the third quarter ended September 28, 2007. Financial and Business Highlights: • Reported record quarterly |
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| August 8, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q AuthenTec Inc. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| July 31, 2007 |
AuthenTec Reports Second Quarter 2007 Financial Results AuthenTec Reports Second Quarter 2007 Financial Results - Achieves revenue growth of 51 percent over the prior-year quarter - Improves gross margin by 680 basis points over the prior-year quarter - Provides revenue estimates for third quarter and fiscal 2007 - Successfully completes IPO, raising $57. |
