Statistiche di base
| LEI | 549300RK5RZQ740FPL83 |
| CIK | 1039828 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American Equity Investment Life Holding Company
SEC Filings (Chronological Order)
Questa pagina fornisce un elenco completo e cronologico dei depositi SEC, esclusi i documenti di proprietà che forniamo altrove.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Com |
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| September 5, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Steven Schwartz Treasurer, Head of Investor Relations 888-221-1234 ext. 3763 [email protected] American National Announces Full Redemption of Outstanding Depositary Shares Representing Interests in its 6.625% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series B and Intent to Voluntarily Delist and Deregister HOUSTON, TX, September 5, 202 |
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| August 22, 2025 |
Exhibit 4.1 AMERICAN NATIONAL GROUP INC. 7.000% Fixed-Rate Reset Junior Subordinated Notes due 2055 Third Supplemental Indenture Dated as of August 22, 2025 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE One CERTAIN DEFINITIONS 1 ARTICLE Two SCOPE OF SUPPLEMENTAL INDENTURE; GENERAL 7 Section 2.01. Scope of Supplemental Indenture and Terms 7 Section 2.02. Payment |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| August 22, 2025 |
Exhibit 1.1 $500,000,000 AMERICAN NATIONAL GROUP INC. 7.000% Fixed-Rate Reset Junior Subordinated Notes Due 2055 UNDERWRITING AGREEMENT August 19, 2025 Wells Fargo Securities, LLC HSBC Securities (USA) Inc. TD Securities (USA) LLC As Representatives of the Underwriters c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floor Charlotte, North Carolina 28202 and c/o HSBC Securities (USA) In |
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| August 21, 2025 |
$500,000,000 American National Group Inc. 7.000% Fixed-Rate Reset Junior Subordinated Notes due 2055 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-281155 Prospectus Supplement (To Prospectus dated August 30, 2024) $500,000,000 American National Group Inc. 7.000% Fixed-Rate Reset Junior Subordinated Notes due 2055 American National Group Inc. (the “Issuer”) is offering $500,000,000 aggregate principal amount of 7.000% Fixed-Rate Reset Junior Subordinated Note |
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| August 21, 2025 |
Ex-Filing Fees Calculation of Filing Fee Tables S-3 American National Group Inc. Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is $500,000,000. The prospectus is a final prospectus for the related offering. |
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| August 20, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-281155 American National Group Inc. $500,000,000 7.000% Fixed-Rate Reset Junior Subordinated Notes due 2055 Pricing Term Sheet August 19, 2025 The information in this pricing term sheet relates to the offering of the securities specified herein and should be read together with the preliminary prospectus supplement, date |
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| August 19, 2025 |
SUBJECT TO COMPLETION, DATED AUGUST 19, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| August 18, 2025 |
American National Group Inc. June 30, 2025 Financial Supplement Exhibit 99.1 American National Group Inc. June 30, 2025 Financial Supplement Table of Contents Financial Summary 1 GAAP Balance Sheet 2 Income Statement 3 Distributable Operating Income Reconciliation 4 Adjusted Equity Reconciliation 5 Invested Assets 6 Credit Quality of Investments 7 Mortgage Loans 10 Financial Strength Ratings 12 Capitalization 13 Annuity Investment Spread 14 Annuity Cost of Fun |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| August 18, 2025 |
Exhibit 99.1 Reserve Profile (1) Q2 2025 statutory reserve split include results from the affiliates of ANAT and AEL. 1 Investment Portfolio Overview (1) Excludes residual tranche securities that are not rated with a carrying value of $40 million and $27 million of investments in variable interest entities not directly held by ANGI. 2 Commercial Mortgage Loan (1) Excludes $310 million in mortgages |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31911 American N |
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| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| June 27, 2025 |
Exhibit 4.1 EXECUTION VERSION AMERICAN NATIONAL GROUP INC. 6.000% Senior Notes due 2035 Second Supplemental Indenture Dated as of June 27, 2025 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE One CERTAIN DEFINITIONS 1 ARTICLE Two SCOPE OF SUPPLEMENTAL INDENTURE; GENERAL 4 Section 2.01. Scope of Supplemental Indenture and Terms 4 ARTICLE Three REDEMPTION 5 Section |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| June 26, 2025 |
EX-FILING FEES 2 tm2518608d6ex-filingfees.htm EX-FILING FEES EX-FILINGFEES Calculation of Filing Fee Tables S-3 American National Group Inc. Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is $700,000,000. The prospectus is a final prospectus for the related offering. |
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| June 26, 2025 |
$700,000,000 American National Group Inc. 6.000% Senior Notes due 2035 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-281155 Prospectus Supplement (To Prospectus dated August 30, 2024) $700,000,000 American National Group Inc. 6.000% Senior Notes due 2035 American National Group Inc. (the “Issuer”) is offering $700,000,000 aggregate principal amount of 6.000% Senior Notes due 2035 (the “Notes”). The Notes will bear interest at th |
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| June 25, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| June 25, 2025 |
Exhibit 1.1 EXECUTION VERSION $700,000,000 AMERICAN NATIONAL GROUP INC. $700,000,000 6.000% Senior Notes Due 2035 UNDERWRITING AGREEMENT June 24, 2025 Wells Fargo Securities, LLC BNP Paribas Securities Corp. RBC Capital Markets, LLC As Representatives of the Underwriters c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floor Charlotte, North Carolina 28202 and c/ |
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| June 24, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-281155 American National Group Inc. $700,000,000 6.000% Senior Notes due 2035 Pricing Term Sheet June 24, 2025 The information in this pricing term sheet relates to the offering of the securities specified herein and should be read together with the preliminary prospectus supplement, dated June 24, 2025 (the “Preliminar |
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| June 24, 2025 |
SUBJECT TO COMPLETION, DATED JUNE 24, 2025 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| June 23, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| June 23, 2025 |
Exhibit 99.1 Non-GAAP Disclaimer Certain financial data included in this exhibit consists of non-GAAP financial measures. These non-GAAP financial measures may not be comparable to similarly titled measures presented by other entities, nor should they be construed as an alternative to other financial measures determined in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”) |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| May 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commissi |
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| May 27, 2025 |
American National Group Inc. March 31, 2025 Financial Supplement American National Group Inc. March 31, 2025 Financial Supplement Table of Contents Financial Summary 3 GAAP Balance Sheet 4 Income Statement 5 Distributable Operating Income Reconciliation 6 Adjusted Equity Reconciliation 7 Invested Assets 8 Credit Quality of Investments 9 Mortgage Loans 12 Financial Strength Ratings 14 Capitalization 15 Annuity Investment Spread 16 Annuity Cost of Funds Reconcili |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31911 American |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commis |
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| April 11, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commis |
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| April 11, 2025 |
American National Group Inc. December 31, 2024 Financial Supplement American National Group Inc. December 31, 2024 Financial Supplement Table of Contents Financial Summary 3 GAAP Balance Sheet 4 Income Statement 5 Distributable Operating Income Reconciliation 6 Invested Assets 7 Credit Quality of Investments 8 Mortgage Loans 11 Financial Strength Ratings 13 Capitalization 14 Annuity Investment Spread 15 Annuity Cost of Funds Reconciliation 16 Annuity Sales 17 Surr |
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| March 31, 2025 |
Description of Securities of American National Group Inc. Exhibit 4.17 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a description of each class of securities of American National Group Inc. that is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), as of December 31, 2024, the end of the period covered by the Annual Report on Form 10-K |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31911 American Natio |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commis |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31911 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specifie |
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| February 24, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 07, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 24, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Com |
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| February 24, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Steven Schwartz Treasurer, Head of Investor Relations 888-221-1234 ext. 3763 [email protected] American National Completes Full Redemption of Outstanding Depositary Shares Representing Interests in its 5.95% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series A HOUSTON, TX, February 24, 2025 (GLOBE NEWSWIRE) — American National Group Inc. |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Comm |
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| January 24, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Comm |
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| January 24, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Steven Schwartz Treasurer, Head of Investor Relations 888-221-1234 ext. 3763 [email protected] American National Announces Full Redemption of Outstanding Depositary Shares Representing Interests in its 5.95% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series A and Intent to Voluntarily Delist and Deregister HOUSTON, TX, January 24, 2025 |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 42-1447959 (State of incorporation or organization) (IRS Employer Identification No.) One Moody Plaza |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Comm |
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| January 10, 2025 |
Exhibit 4.1 DEPOSIT AGREEMENT among AMERICAN NATIONAL GROUP INC., COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., collectively, as Depositary, COMPUTERSHARE TRUST COMPANY, N.A., as Registrar and Transfer Agent and The Holders From Time to Time of the Depositary Receipts Described Herein Dated as of January 10, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS SECTION 1.1. Definitions 1 |
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| January 10, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF AMERICAN NATIONAL GROUP INC. American National Group Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: The name of the Corporation is American National Group Inc. The Certificate of Incorporation of the Corporation (as amended, the |
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| January 8, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| January 8, 2025 |
Calculation of Filing Fee Tables Calculation of Filing Fee Tables S-3 American National Group Inc. Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is 12,000,000. The prospectus is a final prospectus for the related offering. |
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| January 8, 2025 |
Exhibit 1.1 AMERICAN NATIONAL GROUP INC. 12,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of 7.375% Fixed-Rate Non-Cumulative Preferred Stock, Series D UNDERWRITING AGREEMENT January 7, 2025 Wells Fargo Securities, LLC J.P. Morgan Securities LLC Morgan Stanley & Co. LLC RBC Capital Markets, LLC As Representatives of the Underwriters c/o Wells Fargo Securities, LLC 550 |
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| January 8, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-281155 American National Group Inc. 12,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of 7.375% Fixed-Rate Non-Cumulative Preferred Stock, Series D Pricing Term Sheet January 7, 2025 The information in this pricing term sheet relates to the offering of the securities specified herein and sho |
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| January 8, 2025 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-281155 Prospectus Supplement (To Prospectus dated August 30, 2024) 12,000,000 Depositary Shares American National Group Inc. Each Representing a 1/1,000th Interest in a Share of 7.375% Fixed-Rate Non-Cumulative Preferred Stock, Series D Each of the depositary shares offered hereby (the “Depositary Shares”) represen |
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| January 7, 2025 |
SUBJECT TO COMPLETION, DATED JANUARY 7, 2025 TABLE OF CONTENTS The information contained in this preliminary prospectus supplement is not complete and may be changed. |
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| January 7, 2025 |
American National Group Inc. September 30, 2024 Financial Supplement Exhibit 99.1 American National Group Inc. September 30, 2024 Financial Supplement Table of Contents Financial Summary 3 GAAP Balance Sheet 4 Income Statement 5 Distributable Operating Income Reconciliation 6 Invested Assets 7 Credit Quality of Investments 8 Mortgage Loans 11 Financial Strength Ratings 12 Capitalization 13 Annuity Investment Spread 14 Annuity Cost of Funds Reconciliation 15 Annuity |
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| January 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| January 6, 2025 |
EX-99.1 2 tm2430912d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Non-GAAP Disclaimer Certain financial data included in this exhibit consists of non-GAAP financial measures. These non-GAAP financial measures may not be comparable to similarly titled measures presented by other entities, nor should they be construed as an alternative to other financial measures determined in accordance with U.S. generally |
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| January 6, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31911 Ameri |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Comm |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* American Equity Investment Life Holding Co (Name of Issuer) Common Stock (Title of Class of Securities) 025676206 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 2, 2024 |
Exhibit 4.1 EXECUTION VERSION AMERICAN NATIONAL GROUP INC. INDENTURE Dated as of October 2, 2024 Wilmington trust, national association, as Trustee DEBT SECURITIES TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Reference of Trust Indenture Act 5 Section 1.04. Rules of Construction 6 |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| October 2, 2024 |
Exhibit 4.2 EXECUTION VERSION AMERICAN NATIONAL GROUP INC. 5.750% Senior Notes due 2029 First Supplemental Indenture Dated as of October 2, 2024 WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS Page ARTICLE One CERTAIN DEFINITIONS 1 ARTICLE Two SCOPE OF SUPPLEMENTAL INDENTURE; GENERAL 4 Section 2.01. Scope of Supplemental Indenture and Terms 4 ARTICLE Three REDEMPTION 5 Section |
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| September 27, 2024 |
Calculation of Filing Fee Tables Calculation of Filing Fee Tables S-3 American National Group Inc. Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is 600,000,000. The prospectus is a final prospectus for the related offering. |
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| September 27, 2024 |
$600,000,000 American National Group Inc. 5.750% Senior Notes due 2029 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) File Number 333-281155 Prospectus Supplement (To Prospectus dated August 30, 2024) $600,000,000 American National Group Inc. |
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| September 26, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Co |
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| September 26, 2024 |
Exhibit 1.1 $600,000,000 AMERICAN NATIONAL GROUP INC. $600,000,000 5.750% Senior Notes Due 2029 UNDERWRITING AGREEMENT September 25, 2024 Wells Fargo Securities, LLC BMO Capital Markets Corp. BNP Paribas Securities Corp. As Representatives of the Underwriters c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floor Charlotte, North Carolina 28202 and c/o BMO Capital Markets Corp. 151 W 42 |
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| September 25, 2024 |
FWP 1 tm2424118d4fwp.htm FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-281155 American National Group Inc. $600,000,000 5.750% Senior Notes due 2029 Pricing Term Sheet September 25, 2024 The information in this pricing term sheet relates to the offering of the securities specified herein and should be read together with the preliminary prospectus supplement, da |
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| September 23, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Co |
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| September 23, 2024 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 23, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| September 23, 2024 |
Exhibit 99.1 Reserve Profile (1) Q2 2024 statutory reserve split include results from the affiliates of ANAT and AEL; pro-forma for reinsurance of $3.5bn life reserves, completed in August 2024 1 Investment Portfolio Overview · Portfolio average credit rating: “A” 2 Commercial Mortgage Loan 3 Structured Credit 4 |
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| August 27, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of inc |
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| August 27, 2024 |
American National Group Inc. 6000 Westown Parkway West Des Moines, Iowa 50266 American National Group Inc. 6000 Westown Parkway West Des Moines, Iowa 50266 VIA EDGAR August 27, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. John Stickel Re: American National Group Inc. Registration Statement on Form S-3/A Filed on August 27, 2024 File No. 333-281155 Request for Acceleration Dear Mr. John Stickel: P |
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| August 27, 2024 |
As filed with the Securities and Exchange Commission on August 27, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 27, 2024 Registration No. |
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| August 27, 2024 |
AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS EX-99.1 2 tm2422482d5ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 AMERICAN NATIONAL GROUP, LLC Consolidated Financial Statements December 31, 2023 AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS FINANCIAL STATEMENTS: Report of Independent Registered Public Accounting Firm 1 Consolidated Statements of Financial Position as of December 31, 2023 (Successor) and 2022 (Successor) 4 Consolidated Statements of Op |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commi |
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| August 23, 2024 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA FINANCIAL STATEMENTS Brookfield Reinsurance Ltd. (“Brookfield Reinsurance”) is a Bermuda corporation formed on December 10, 2020, focused on securing the financial futures of individuals and institutions through a range of retirement services, wealth protection products and tailored capital solutions. The Company (as defined below) is an indirect wholly-owned subsi |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31911 American N |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2024 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| July 31, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| July 31, 2024 |
As filed with the Securities and Exchange Commission on July 31, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 31, 2024 Registration No. |
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| July 31, 2024 |
Statement of Eligibility of Trustee Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ¨ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of principal |
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| July 31, 2024 |
Exhibit 4.3 AMERICAN NATIONAL GROUP INC. INDENTURE Dated as of [ ], 20[ ] Wilmington trust, national association, as Trustee DEBT SECURITIES TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Reference of Trust Indenture Act 5 Section 1.04. Rules of Construction 6 ARTICLE 2 The Securiti |
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| July 31, 2024 |
AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS Exhibit 99.1 AMERICAN NATIONAL GROUP, LLC Consolidated Financial Statements December 31, 2023 AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS FINANCIAL STATEMENTS: Report of Independent Registered Public Accounting Firm 1 Consolidated Statements of Financial Position as of December 31, 2023 (Successor) and 2022 (Successor) 4 Consolidated Statements of Operations for the year ended December 31, 2023 |
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| July 31, 2024 |
Calculation of Filing Fee Tables S-3 American National Group Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effect |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| July 23, 2024 |
AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS Exhibit 99.2 AMERICAN NATIONAL GROUP, LLC Condensed Consolidated Financial Statements March 31, 2024 AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS FINANCIAL STATEMENTS: Condensed Consolidated Statements of Financial Position as of March 31, 2024 and December 31, 2023 (unaudited) 1 Condensed Consolidated Statements of Operations for the periods ended March 31, 2024 and 2023 (unaudited) 2 Condensed |
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| July 23, 2024 |
UNAUDITED PRO FORMA FINANCIAL STATEMENTS Exhibit 99.4 UNAUDITED PRO FORMA FINANCIAL STATEMENTS Brookfield Reinsurance Ltd. (“Brookfield Reinsurance”) is a Bermuda corporation incorporated on December 10, 2020, and operates a leading wealth solutions provider, focused on securing the financial futures of individuals and institutions through a range of wealth protection and retirement services, and tailored capital solutions. American Nati |
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| July 23, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incor |
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| July 23, 2024 |
AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS Exhibit 99.1 AMERICAN NATIONAL GROUP, LLC Consolidated Financial Statements December 31, 2023 AMERICAN NATIONAL GROUP, LLC TABLE OF CONTENTS FINANCIAL STATEMENTS: INDEPENDENT AUDITOR'S REPORT Consolidated Statements of Financial Position as of December 31, 2023 (Successor) and 2022 (Successor) 3 Consolidated Statements of Operations for the year ended December 31, 2023 (Successor), for the period |
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| July 23, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commiss |
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| July 23, 2024 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.3 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Introduction This management’s discussion and analysis (“MD&A”) covers the financial position as of March 31, 2024 and December 31, 2023 and the results of operations for the three months ended March 31, 2024 and 2023. Unless the context requires otherwise, when used in this MD&A, the terms “we”, “us |
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| July 23, 2024 |
Letter from Ernst & Young LLP to the Securities and Exchange Commission Dated July 23, 2024. Exhibit 16.1 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated July 23, 2024, of American National Group Inc. and are in agreement with the statements contained in the third through seventh paragraphs on page 2 therein. We have no basis to agree or disagree with other statements of the registrant contained therein. /s |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31911 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specifie |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-31911 American |
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| May 8, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”), dated May 7, 2024, is entered into by and between American Equity Investment Life Holding Company, an Iowa corporation (“AEL”), and American National Group, LLC, a Delaware limited liability company (“ANAT”, and, together with AEL, the “Parties”). WHEREAS, as of the date hereof, BAM Re Holdings Ltd. (“BA |
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| May 8, 2024 |
Plan of Domestication, dated May 7, 2024. Exhibit 2.2 PLAN OF DOMESTICATION OF AMERICAN eQUITY iNVESTMENT lIFE hOLDING cOMPANY (An IOWA CORPORATION) INTO American National Group Inc. (A DELAWARE CORPORATION) This Plan of Domestication (this “Plan”), dated as of May 7, 2024, is hereby authorized, adopted and approved by American Equity Investment Life Holding Company, an Iowa corporation (the “Domesticating Corporation”), in order to set f |
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| May 8, 2024 |
Exhibit 3.3 BYLAWS OF AMERICAN NATIONAL GROUP INC. (a Delaware Corporation) (hereinafter referred to as the “Corporation”) ARTICLE I MEETING OF Stockholders; STOCKHOLDERS’ CONSENT IN LIEU OF MEETING SECTION 1.01. Annual Meeting. The annual meeting of the stockholders for the election of directors, and for the transaction of such other business as may properly come before the meeting, shall be held |
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| May 8, 2024 |
Exhibit 4.2 ASSUMPTION Supplemental Indenture This fIRST Supplemental Indenture, dated as of May 7, 2024 (this “Assumption Supplemental Indenture”), is entered into by and between American Equity Investment Life Holding Company, an Iowa corporation (to be renamed American National Group Inc. and redomiciled in the State of Delaware following consummation of the Merger (as defined below)) (“AEL”), |
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| May 8, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF Incorporation OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Regarding the Designation and Authorization of Series C Preferred Stock) TO THE SECRETARY OF STATE OF THE STATE OF IOWA: Pursuant to the provisions of Section 490.1006 of the Iowa Business Corporation Act (the “IBCA”), the undersigned corporation, AMERICAN EQUITY INVEST |
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| May 8, 2024 |
Exhibit 3.2 CERTIFICATE OF Incorporation OF AMERICAN NATIONAL GROUP INC. The undersigned, acting as the incorporator of a corporation under and in accordance with the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies that: FIRST: The name of the corporation (the “Corporation”) is American National Group Inc. SECOND: The address, including street, number, city, and cou |
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| May 8, 2024 |
Exhibit 4.1 American National Group, Inc., as Issuer, and Wilmington Trust, National Association, as Trustee INDENTURE Dated as of June 13, 2022 $ 500,000,000 6.144% Senior Notes due 2032 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.1. Definitions 1 Section 1.2. Compliance Certificates and Opinions 9 Section 1.3. Form of Documents Delivered to |
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| May 8, 2024 |
Exhibit 10.1 TERM LOAN AGREEMENT dated as of May 7, 2024, among AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, as the Company, the BANKS party hereto from time to time, and BANK OF MONTREAL, as Administrative Agent BMO CAPITAL MARKETS CORP., ROYAL BANK OF CANADA, BNP PARIBAS SECURITIES CORP., CANADIAN IMPERIAL BANK OF COMMERCE, NEW YORK BRANCH, HSBC BANK USA, NATIONAL A |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 AMERICAN NATIONAL GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31911 42-1447959 (State or other jurisdiction of incorporation) (Commissio |
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| May 7, 2024 |
AEL / American Equity Investment Life Holding Company / MILLENNIUM MANAGEMENT LLC Passive Investment SC 13G 1 AELSC13G.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Name of Issuer) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securities) 025676206 (CUSIP Number) MAY 2, 2024 (Date of event which requires filing of this statement) Check the appropriate |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 14, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 3, 2024 |
As filed with the Securities and Exchange Commission on May 2, 2024 As filed with the Securities and Exchange Commission on May 2, 2024 Registration Statement File No. |
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| May 2, 2024 |
Fifth Amended and Restated Bylaws American Equity Investment Life Holding Company. Exhibit 3.2 FIFTH AMENDED AND RESTATED BYLAWS OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (an Iowa Corporation) (hereinafter referred to as the “Corporation”) ARTICLE I MEETING OF Stockholders; STOCKHOLDERS’ CONSENT IN LIEU OF MEETING SECTION 1.01. Annual Meeting. The annual meeting of the stockholders for the election of directors, and for the transaction of such other business as may prop |
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| May 2, 2024 |
Brookfield Reinsurance Completes Acquisition of AEL Exhibit 99.1 Brookfield Reinsurance Completes Acquisition of AEL BROOKFIELD, NEWS, May 2, 2024 – Brookfield Reinsurance and American Equity Investment Life Holding Company (“AEL”) today announced the completion of Brookfield Reinsurance’s acquisition of AEL in a cash and stock transaction valued at $56.50 per AEL share. AEL’s leading fixed annuity business bolsters Brookfield Reinsurance’s expandi |
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| May 2, 2024 |
Articles of Incorporation of American Equity Investment Life Holding Company. Exhibit 3.1 ARTICLES OF RESTATEMENT OF THE ARTICLES OF Incorporation OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TO THE SECRETARY OF STATE OF THE STATE OF IOWA: Pursuant to Sections 490.1006 and 490.1007 of the Iowa Business Corporation Act, the undersigned corporation, incorporated and existing under the Iowa Business Corporation Act, hereby amends and restates its Articles of Incorporatio |
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| May 2, 2024 |
CEO Separation Letter, dated as of April 30, 2024, by and between the Company and Anant Bhalla. Exhibit 10.1 April 30, 2024 Dear Anant: This letter (this “Letter”) memorializes the terms of the termination of your employment with American Equity Investment Life Holding Company (the “Company”) and its subsidiaries, effective as of and subject to the occurrence of the closing (the “Closing”) of the merger contemplated by that certain Agreement and Plan of Merger (the “Merger Agreement”), dated |
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| May 2, 2024 |
Exhibit 10.2 [AEL Letterhead] [Date] [Name] [Address] [Address] Dear [Name]: This letter (this “Agreement”) confirms certain payment and reimbursement treatment approved by the Compensation and Talent Management Committee of the Board of Directors of American Equity Investment Life Holding Company (the “Company”) in connection with the merger (the “Merger”) between the Company and Brookfield Reins |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpo |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31 |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2024 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| February 29, 2024 |
Exhibit 10.46 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is entered into this [Day] day of [Month, Year] by and between AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, an Iowa corporation (the “Company”), and [Executive Name] (the “Executive"). The Company's Board of Directors (the "Board") has determined that it is in the best interests of the Company and its stockholders to ensure that the Comp |
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| February 29, 2024 |
Exhibit 10.50 [Date] [Recipient] [Recipient Address] Dear [Recipient], You are a key executive of American Equity Investment Life Holding Company (the “Company”), and you will play a vital role in the integration of the Company and Brookfield Reinsurance Ltd. following consummation of the merger (the “Merger”) contemplated by the Agreement and Plan of Merger (the “Merger Agreement”), dated July 4, |
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| February 29, 2024 |
Form of 2024 Time-Based Employee Restricted Stock Unit Award Agreement Exhibit 10.48 EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT This Employee Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [[GRANTDATE]] (the “Date of Grant”), is made by and between the Company, and [[FIRSTNAME]] [[LASTNAME]] (the “Participant”). Capitalized terms not defined herein shall have the meaning ascribed to them in the American Equity Investment Life Holding Compan |
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| February 29, 2024 |
Exhibit 10.49 [Date] [Recipient] [Recipient Address] Dear [Recipient]: In recognition of your past and anticipated contributions in connection with the proposed merger (the “Merger”) between American Equity Investment Life Holding Company (the “Company”) and Brookfield Reinsurance Ltd. contemplated by the Agreement and Plan of Merger (the “Merger Agreement”), dated July 4, 2023, by and among the C |
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| February 29, 2024 |
Exhibit 10.42 EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT This Employee Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [[GRANTDATE]] (the “Date of Grant”), is made by and between the Company, and [[FIRSTNAME]] [[LASTNAME]] (the “Participant”). Capitalized terms not defined herein shall have the meaning ascribed to them in the American Equity Investment Life Holding Compan |
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| February 29, 2024 |
Exhibit 10.45 CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is entered into this [Day] day of [Month, Year] by and between AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, an Iowa corporation (the “Company”), and [Executive Name] (the “Executive"). The Company's Board of Directors (the "Board") has determined that it is in the best interests of the Company and its stockholders to ensure that the Comp |
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| February 29, 2024 |
Exhibit 10.44 December 26, 2023 CONFIDENTIAL [Name] [Address] [City, State, Zip Code] Dear [Name]: This letter agreement (this “Agreement”) memorializes your agreement and understanding with American Equity Investment Life Holding Company (the “Company”) regarding certain accelerated payments and/or vesting and settlement in connection with the anticipated closing of the merger (the “Closing”) con |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31911 American Equit |
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| February 29, 2024 |
Exhibit 10.47 August 23, 2023 Erik Askelsen Dear Erik, On behalf of American Equity Investment Life Insurance Company® (AEL), I am pleased to confirm in writing our offer of at-will employment. This offer is to join our company as General Counsel in the Corporate department reporting to Anant Bhalla - effective on a date to be determined, but no later than January 2, 2024. We feel that your skills |
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| February 29, 2024 |
Exhibit 97 American Equity Investment Life Holding Company Incentive-Based Compensation Recovery Policy Effective October 2, 2023 (1)Recovery of Erroneously Awarded Compensation. |
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| February 29, 2024 |
Exhibit 10.43 EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT This Employee Restricted Stock Unit Award Agreement (this “Agreement”), dated as of [[GRANTDATE]] (the “Date of Grant”), is made by and between the Company, and [[FIRSTNAME]] [[LASTNAME]] (the “Participant”). Capitalized terms not defined herein shall have the meaning ascribed to them in the American Equity Investment Life Holding Compan |
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| February 29, 2024 |
Subsidiaries of American Equity Investment Life Holding Company Exhibit 21.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Subsidiaries of American Equity Investment Life Holding Company State of Organization Insurance Subsidiaries: American Equity Investment Life Insurance Company Iowa American Equity Investment Life Insurance Company of New York New York Eagle Life Insurance Company Iowa AEL Re Vermont Inc. Vermont AEL Re Vermont II, Inc. Vermont AEL Re Be |
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| February 14, 2024 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement December 31, 2023 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement December 31, 2023 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income (Loss) Available to Common Stockholders to Non-GAAP Operating Income Available to Common Sto |
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| February 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| February 14, 2024 |
Exhibit 99.1 For more information, contact: Steven D. Schwartz, Head of Investor Relations (515) 273-3763, [email protected] FOR IMMEDIATE RELEASE February 14, 2024 American Equity Reports Record $7+ Billion Annual FIA Sales and Strong Financial Results to Cap a Historic 2023 Company Highlights •Fourth quarter 2023 net loss available to common stockholders of $(475.9) million, or $(6.0 |
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| February 13, 2024 |
SC 13G/A 1 tv0257-americanequityinvestm.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: American Equity Investment Life Holding Co Title of Class of Securities: Common Stock CUSIP Number: 025676206 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check th |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16 )* American Equity Investment Life Holding Co (Name of Issuer) Common Stock (Title of Class of Securities) 025676206 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Chec |
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| December 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| December 21, 2023 |
EX-99.3 Exhibit 99.3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accu |
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| December 21, 2023 |
EX-99.1 Exhibit 99.1 EXECUTION VERSION JOINDER TO VOTING AGREEMENT This Joinder (“Joinder”), dated as of December 21, 2023, to the Voting Agreement, dated as of July 4, 2023, by and among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), Freestone Re Ltd., an exempted company established under the laws of Bermuda (“Freestone Re”) and North End Re (Cayman) SPC, a |
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| December 21, 2023 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Ad |
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| December 21, 2023 |
Exhibit 10.1 EXECUTION VERSION ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT This ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT (this “Agreement”), dated as of December 21, 2023 (the “Effective Date”), is entered into by and among Brookfield Corporation (f/k/a Brookfield Asset Management Inc.), a corporation organized under the Laws of the Province of Ontario (“BN”), Brookfield Reinsurance Ltd. (f/k |
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| December 21, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| December 21, 2023 |
ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT EX-99.2 Exhibit 99.2 EXECUTION VERSION ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT This ASSIGNMENT, ASSUMPTION AND CONSENT AGREEMENT (this “Agreement”), dated as of December 21, 2023 (the “Effective Date”), is entered into by and among Brookfield Corporation (f/k/a Brookfield Asset Management Inc.), a corporation organized under the Laws of the Province of Ontario (“BN”), Brookfield Reinsurance L |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 29, 2023 |
Exhibit 99.1 Important Notice to American Equity Investment Life Holding Company (AEL) Directors and Section 16 Insiders Limitations on Your Trading in AEL Securities During Blackout Period for the AEL Profit Sharing and 401(k) Plan American Equity Investment Life Holding Company (“AEL”) has decided to merge the American Equity Investment Employee Stock Ownership Plan (“ESOP”) with and into the Am |
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| November 13, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-31911 Amer |
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| November 7, 2023 |
Exhibit 99.1 For more information, contact: Steven D. Schwartz, Head of Investor Relations (515) 273-3763, [email protected] FOR IMMEDIATE RELEASE November 7, 2023 American Equity Reports Record Non-GAAP Operating ROE1 and FIA Sales as the AEL 2.0 Strategy Delivers with 25% Allocation to Private Assets and Nearly 20% "Fee-Earning" Reinsured Balances Company Highlights •Third quarter 20 |
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| November 7, 2023 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement September 30, 2023 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement September 30, 2023 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income Available to Common Stockholders to Non-GAAP Operating Income (Loss) Available to Common St |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additiona |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additiona |
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| October 17, 2023 |
Exhibit 99.1 Contact: Steven Schwartz, Head of Investor Relations American Equity Investment Life Holding Company 515-273-3763, [email protected] FOR IMMEDIATE RELEASE October 17, 2023 American Equity Announces Record Total Enterprise Sales1 of $2.2 Billion in Third Quarter and Expected Date of Third Quarter 2023 Earnings Results WEST DES MOINES, Iowa (October 17, 2023) — American Equi |
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| October 17, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incor |
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| October 12, 2023 |
Exhibit 24 LIMITED POWER OF ATTORNEY The undersigned hereby constitutes and appoints Mark A. |
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| October 11, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorp |
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| October 5, 2023 |
Exhibit 24 LIMITED POWER OF ATTORNEY The undersigned hereby constitutes and appoints Mark A. |
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| September 7, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 American Equity Investment Life Holding Company Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $1. |
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| September 7, 2023 |
As filed with the Securities and Exchange Commission on September 7, 2023 As filed with the Securities and Exchange Commission on September 7, 2023 Registration No. |
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| August 9, 2023 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TABLE OF CONTENTS Exhibit 99.1 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TABLE OF CONTENTS PART II. Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 2 Item 7A. Quantitative and Qualitative Disclosures About Market Risk 31 Item 8. Consolidated Financial Statements and Supplementary Data 32 PART IV. Item 15. Exhibits and Financial Statement Schedules 33 Index to Cons |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpo |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-31911 American |
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| August 7, 2023 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement June 30, 2023 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement June 30, 2023 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income Available to Common Stockholders to Non-GAAP Operating Income Available to Common Stockholders 5 |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorp |
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| August 7, 2023 |
Exhibit 99.1 For more information, contact: Steven D. Schwartz, Head of Investor Relations (515) 273-3763, [email protected] FOR IMMEDIATE RELEASE August 7, 2023 American Equity Reports Further Growth in Both Earnings and Sales Momentum as Private Asset Allocation Ramps to 25% Company Highlights •Second quarter 2023 net income available to common stockholders of $344.4 million, or $4.3 |
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| July 11, 2023 |
Exhibit 99.1 Contact: Steven Schwartz, Head of Investor Relations American Equity Investment Life Holding Company 515-273-3763, [email protected] FOR IMMEDIATE RELEASE July 11, 2023 American Equity Announces Second Quarter 2023 Total Sales1 of $2 Billion and Expected Date of Second Quarter 2023 Earnings Results WEST DES MOINES, Iowa (July 11, 2023) — American Equity Investment Life Hol |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Address and |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Exhibit 99.4 Brookfield Press Release Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023—Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common s |
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| July 5, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| July 5, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among American Equity Investment Life Holding Company, Brookfield Reinsurance Ltd., Arches Merger Sub Inc., and, solely for the limited purposes set forth herein, Brookfield Asset Management Ltd. Dated as of July 4, 2023 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.01. Definitions 2 Section 1.02. Interpretation 2 |
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| July 5, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, BROOKFIELD REINSURANCE LTD., ARCHES MERGER SUB INC., and, solely for the limited purposes set forth herein, BROOKFIELD ASSET MANAGEMENT LTD. Dated as of July 4, 2023 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS SECTION 1.01. Definitions 2 SECTION 1.02. Interpretation 2 |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpora |
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| July 5, 2023 |
Filed by Brookfield Reinsurance Ltd. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: American Equity Investment Life Holding Company Commission File No. 001-31911 Date: July 5, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report |
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| July 5, 2023 |
Exhibit 10.2 VOTING AGREEMENT (this “Agreement”) dated as of July 4, 2023, among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), and each party listed on Schedule A hereto (each, a “Stockholder” and, collectively, the “Stockholders”). The Company and Stockholders are each referred to in this Agreement as a “party” and collectively as the “parties”. WHEREAS, si |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Filed by Brookfield Asset Management Ltd. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: American Equity Investment Life Holding Company Commission File No. 001-31911 Date: July 5, 2023 Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Exhibit 99.1 Brookfield Press Release Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023—Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common s |
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| July 5, 2023 |
Exhibit 10.1 VOTING AGREEMENT (this “Agreement”) dated as of July 4, 2023, among American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), and each party listed on Schedule A hereto (each, a “Stockholder” and, collectively, the “Stockholders”). The Company and Stockholders are each referred to in this Agreement as a “party” and collectively as the “parties”. WHEREAS, si |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpora |
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| July 5, 2023 |
Exhibit 10.1 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT THIS AGREEMENT is entered into this 4th day of July, 2023 by and between AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY, an Iowa corporation (the "Company"), and AXEL André (the "Executive"). WHEREAS, the Company and the Executive previously entered into a Change in Control Agreement, dated as of February 26, 2022 (the “CIC Agreement”) |
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| July 5, 2023 |
Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction Exhibit 99.1 Brookfield Reinsurance to Acquire AEL in $4.3 Billion Transaction BROOKFIELD, NEWS, July 5, 2023 – Brookfield Reinsurance (NYSE, TSX: BNRE) and American Equity Investment Life Holding Company (NYSE: AEL) (“AEL”) today announced that they have entered into a definitive agreement whereby Brookfield Reinsurance will acquire all of the outstanding shares of common stock of AEL it does not |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Address and |
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| June 27, 2023 |
AEL Confirms Receipt of Acquisition Proposal from Brookfield Reinsurance Exhibit 99.1 For more information, contact: Steven D. Schwartz, Vice President-Investor Relations (515) 273-3763, [email protected] Jared Levy / Robin Weinberg, FGS Global [email protected] FOR IMMEDIATE RELEASE June 27, 2023 AEL Confirms Receipt of Acquisition Proposal from Brookfield Reinsurance WEST DES MOINES, Iowa (June 27, 2023) – American Equity Investment Life Holding Company ( |
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| June 27, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| June 27, 2023 |
Exhibit 99.2 June 26, 2023 Dave Mulcahy, Non-Executive Chairman of the Board of Directors American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Dear Dave: Brookfield Reinsurance Ltd. (NYSE/TSX: BNRE) (“BNRe” or “we”) is pleased to submit this non-binding proposal to acquire all of the outstanding shares of common stock of American Equity Investment Life Hol |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpora |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Ideation House, 1st Floor 94 Pitts Bay Road Pembroke HM08 Bermuda (Name, Address and |
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| May 11, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| May 10, 2023 |
Exhibit 10.2 AMENDMENT TO SEPARATION AGREEMENT This AMENDMENT TO SEPARATION AGREEMENT (this "Amendment") is entered into as of February 24, 2023 (the "Effective Date"), by and between Phyllis Zanghi ("Executive") and American Equity Investment Life Holding Company and American Equity Investment Life Insurance Company (collectively, the "Company"). Executive and Company are each a "Party" and colle |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-31911 American |
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| May 10, 2023 |
Exhibit 10.1 FIRST EXECUTION AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY By: /s/ Kate Etinger 12/31/2022 Executive Vice President Chief People Officer Date EXECUTIVE 12/31/2022 /s/ Phyllis Zanghi Date Phyllis Zanghi SECOND EXECUTION AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY By: /s/ Kate Etinger 3/10/2023 Executive Vice President Chief People Officer Date EXECUTIVE 3/9/2023 /s/ Phylli |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| May 8, 2023 |
Exhibit 99.1 For more information, contact: Steven D. Schwartz, Vice President-Investor Relations (515) 273-3763, [email protected] FOR IMMEDIATE RELEASE May 8, 2023 American Equity Reports Strong Earnings Driven by Ramping Private Asset Allocation to 24% while Growing Total Sales to $1.4 Billion Company Highlights •Q1 2023 net loss available to common stockholders of $(166.9) million, |
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| May 8, 2023 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement March 31, 2023 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement March 31, 2023 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income (Loss) Available to Common Stockholders to Non-GAAP Operating Income Available to Common Stockh |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpora |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpo |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 17, 2023 |
Exhibit 99.1 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement - Recast for Long-Duration Targeted Improvements (a) December 31, 2022 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 8 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income Available to Common Stockholders to Non |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpo |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpor |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incorpo |
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| February 28, 2023 |
Exhibit 10.36 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”) is entered into as of December 30, 2022 between American Equity Investment Life Holding Company and American Equity Investment Life Insurance Company (collectively, the “Company”) and Phyllis Zanghi (“Executive”) (collectively, the “Parties”). W I T N E S S E T H: WHEREAS, Executive is separating from her current posit |
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| February 28, 2023 |
Exhibit 10.37 EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT This Employee Restricted Stock Unit Award Agreement (this “Agreement”), dated as of November 29, 2022 (the “Grant Date”), is made by and between American Equity Investment Life Holding Company, an Iowa corporation (the “Company”), and Anant Bhalla (the “Participant”). Capitalized terms not defined herein shall have the meaning ascribed t |
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| February 28, 2023 |
First Amendment to American Equity Transition Benefit Plan, effective October 1, 2022 Exhibit 10.38 FIRST AMENDMENT TO THE AMERICAN EQUITY TRANSITION BENEFIT PLAN This amendment (the “First Amendment”) to the American Equity (the “Company”) Transition Benefit Plan (the “Plan”) is effective October 1, 2022. Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Plan. 1.Amendment to Article II. Article II, “Definitions” of the Pl |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31911 American Equit |
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| February 28, 2023 |
Subsidiaries of American Equity Investment Life Holding Company Exhibit 21.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Subsidiaries of American Equity Investment Life Holding Company State of Organization Insurance Subsidiaries: American Equity Investment Life Insurance Company Iowa American Equity Investment Life Insurance Company of New York New York Eagle Life Insurance Company Iowa AEL Re Vermont Inc. Vermont AEL Re Bermuda Ltd. Bermuda Noninsurance |
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| February 16, 2023 |
Exhibit 99.1 For more information, contact: Steven D. Schwartz, Vice President-Investor Relations (515) 273-3763, [email protected] FOR IMMEDIATE RELEASE February 16, 2023 American Equity Ramps Private Asset Allocation to 22% and Achieves Close to $10 billion in Fee-Generating Reinsurance Balances in Fourth Quarter 2022 Company Highlights •Q4 2022 net loss available to common stockhold |
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| February 16, 2023 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement December 31, 2022 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement December 31, 2022 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income (Loss) Available to Common Stockholders to Non-GAAP Operating Income Available to Common Sto |
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| February 16, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| February 14, 2023 |
AEL / American Equity Investment Life Holding / MACQUARIE GROUP LTD - SC 13G/A Passive Investment SC 13G/A 1 d410610dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* American Equity Investment Life Holding Co. (Name of Issuer) Common Shares (Title of Class of Securities) 025676206 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 14, 2023 |
EX-99.B 3 d410610dex99b.htm EX-99.B Exhibit 99.B EXHIBIT B Powers of Attorney for Macquarie Group Limited and Macquarie Bank Limited incorporated by reference to 13G filings made by Macquarie Group Limited and Macquarie Bank Limited on May 25, 2021. Page 13 of 13 |
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| February 14, 2023 |
EX-99.A 2 d410610dex99a.htm EX-99.A EXHIBIT A AGREEMENT TO FILE JOINT ACQUISITION STATEMENTS AGREEMENT made this 2nd day of FEBRUARY, 2021 by and between Delaware Funds® by Macquarie listed on Annex A hereto, Macquarie Investment Management Business Trust, Macquarie Management Holdings, Inc, and the Macquarie Parties listed on Annex B hereto (collectively referred to as the “parties”). WHEREAS, th |
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| February 10, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* American Equity Investment Life Holding Co (Name of Issuer) Common Stock (Title of Class of Securities) 025676206 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Chec |
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| February 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: American Equity Investment Life Holding Co. Title of Class of Securities: Common Stock CUSIP Number: 025676206 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which |
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| January 13, 2023 |
EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments theret |
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| January 13, 2023 |
SC 13D/A 1 sc13da.htm AMENDMENT NO. 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Wellesley House South, 2nd Floor 90 Pitts Bay R |
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| December 22, 2022 |
Exhibit 99.1 American Equity Rejects Unsolicited Acquisition Proposal from Prosperity Group Holdings LP and Elliott Investment Management L.P. December 20, 2022 Board of Directors Unanimously Concluded Proposal Significantly Undervalues AEL and Its Value Creation Potential WEST DES MOINES, Iowa – December 20, 2022 – American Equity Investment Life Holding Company (“American Equity”) (NYSE: AEL), a |
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| December 22, 2022 |
EX-99.1 2 ex99-1.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments theret |
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| December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda (Name, Addre |
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| December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| December 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of incor |
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| December 7, 2022 |
1 2 DECEMBER 7, 2022 3 ? Steven Schwartz ? Anant Bhalla, Jim Hamalainen, Axel Andr? ? Ted Huffman ? Bill Sacher ? Josh Harris ? Anant Bhalla, Jim Hamalainen, Axel Andr? 4 The forward-looking statements in this presentation or that American Equity Life uses on the accompanying conference call, such as 2022E, 2023E, 2024E, 2025E, beyond, illustration, long-term, near-term, path, scenario, strategy, |
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| December 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda (Name, Addre |
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| December 6, 2022 |
Exhibit 99.2 December 5, 2022 The Board of Directors American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 To the Board of Directors of American Equity Investment Life Holding Company (the “Company”) Thank you for holding the upcoming Investor Symposium at which we understand the Company will be discussing its long-term strategy. As your largest shareholder |
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| December 6, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| November 30, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) American Equity Investment Life Holding Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $1 per share Rule 457(c) 15,886,163 39. |
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| November 30, 2022 |
As filed with the Securities and Exchange Commission on November 30, 2022 As filed with the Securities and Exchange Commission on November 30, 2022 Registration No. |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2022 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 23, 2022 |
Exhibit 3.1 FOURTHTHIRD AMENDED AND RESTATED BYLAWS OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (an Iowa Corporation) (hereinafter referred to as ?Corporation?) ARTICLE 1 PRINCIPAL OFFICE The principal office of the Corporation is at the location identified in the most recent annual report filed by the Corporation with the Iowa Secretary of State or such other location as may be designated |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 23, 2022 |
EX-3.2 3 ex32fourthamendedandrestat.htm EX-3.2 Exhibit 3.2 FOURTH AMENDED AND RESTATED BYLAWS OF AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (an Iowa Corporation) (hereinafter referred to as “Corporation”) ARTICLE 1 PRINCIPAL OFFICE The principal office of the Corporation is at the location identified in the most recent annual report filed by the Corporation with the Iowa Secretary of State or |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY (Exact name of registrant as specified in its charter) Iowa 001-31911 42-1447959 (State or other jurisdiction of inco |
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| November 8, 2022 |
Exhibit 99.2 November 8, 2022 The Chairman American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Dear David: I hereby tender my resignation as a member of the Board of Directors (the “Board”) of American Equity Investment Life Holding Company (the “Company”), effective immediately. It is clear based on recent events that there has been a fundamental change |
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| November 8, 2022 |
Exhibit 10.1 American Equity Life Employee Indemnification Plan (note: see the Appendix for definitions of capitalized terms.) 1.What is the purpose of the Plan? Through the Plan, the Company will pay or reimburse AEL Employees? Expenses related to certain Legal Actions brought against them because of their services to AEL. 2.Who is covered by the Plan? AEL Employees are covered by the Plan. 3.Whe |
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| November 8, 2022 |
Exhibit 10.3 June 13, 2022 Nicholas Volpe [REDACTED] Dear Nicholas, On behalf of American Equity Investment Life Insurance Company, I am pleased to confirm our verbal offer of employment. This offer is to join our company on Tuesday, August 2nd, 2022 as Chief Technology Officer reporting to Anant Bhalla. Our offer to you includes an annual salary of $400,000 per year ($33,333 per month). This posi |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-31911 Amer |
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| November 8, 2022 |
Exhibit 17.1 November 8, 2022 The Chairman American Equity Investment Life Holding Company 6000 Westown Parkway West Des Moines, IA 50266 Dear David: I hereby tender my resignation as a member of the Board of Directors (the ?Board?) of American Equity Investment Life Holding Company (the ?Company?), effective immediately. It is clear based on recent events that there has been a fundamental change |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) American Equity Investment Life Holding Company (Name of Issuer) Common stock, par value $1.00 (Title of Class of Securities) 025676206 (CUSIP Number) Anna Knapman-Scott Wellesley House South, 2nd Floor 90 Pitts Bay Road Pembroke HM08 Bermuda (Name, Addre |
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| November 8, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D, including all amendments thereto. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of |
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| November 8, 2022 |
Exhibit 10.2 2022 TIME BASED AWARD ? 3 YEAR RATABLE EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT This Employee Restricted Stock Unit Award Agreement (this ?Agreement?), dated as of [[GRANTDATE]] (the ?Date of Grant?), is made by and between the Company, and [[FIRSTNAME]] [[LASTNAME]] (the ?Participant?). Capitalized terms not defined herein shall have the meaning ascribed to them in the American |
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| November 7, 2022 |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement September 30, 2022 Exhibit 99.2 AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Financial Supplement September 30, 2022 A. Financial Highlights Condensed Consolidated Balance Sheets 1 Consolidated Statements of Operations 2 Quarterly Summary - Most Recent 5 Quarters 3 Non-GAAP Financial Measures Reconciliation from Net Income Available to Common Stockholders to Non-GAAP Operating Income Available to Common Stockhold |
