Investor Great Point Partners Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Great Point Partners Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2026-05-27 13G 500,000
2026-05-15 13G PMN / ProMIS Neurosciences, Inc. 409,648 954,082
2026-05-15 13G/A ZURA / Zura Bio Limited 3,815,930 4,215,930
2026-05-15 13G/A CNTX / Context Therapeutics Inc. 4,683,711 2,238,496
2026-04-24 13G JATT / JATT II Acquisition Corp. 500,000
2026-04-07 13G SCYX / SCYNEXIS, Inc. 7,978,713
2026-03-31 13G SLGL / Sol-Gel Technologies Ltd. 274,363
2026-02-17 13G/A PMN / ProMIS Neurosciences, Inc. 5,972,369 409,648
2026-02-17 13G/A CNTX / Context Therapeutics Inc. 4,683,711 4,683,711
2026-02-17 13G/A VTGN / Vistagen Therapeutics, Inc. 2,055,834 2,055,834
2026-02-17 13G/A 6,783,269
2026-02-17 13G/A ZURA / Zura Bio Limited 3,815,930 3,815,930
2026-02-17 13G/A VOR / Vor Biopharma Inc. 1,234,486 1,370,107
2025-12-17 13G VOR / Vor Biopharma Inc. 1,234,486
2025-11-14 13G/A ZURA / Zura Bio Limited 3,170,194 3,815,930
2025-11-14 13G/A VTGN / Vistagen Therapeutics, Inc. 2,055,834 2,055,834
2025-11-14 13G/A UNCY / Unicycive Therapeutics, Inc. 796,558 796,558
2025-11-14 13G/A PMN / ProMIS Neurosciences, Inc. 3,334,520 5,972,369
2025-11-14 13G/A 8,636,151
2025-11-14 13G/A CNTX / Context Therapeutics Inc. 4,683,711 4,683,711
2025-08-14 13G/A UNCY / Unicycive Therapeutics, Inc. 796,558
2025-08-14 13G/A OTLK / Outlook Therapeutics, Inc. 2,220,000 2,220,000
2025-08-14 13G/A VTGN / Vistagen Therapeutics, Inc. 2,055,834 2,055,834
2025-08-14 13G/A PMN / ProMIS Neurosciences, Inc. 3,334,520 3,334,520
2025-08-14 13G/A CNTX / Context Therapeutics Inc. 4,683,711 4,683,711
2025-06-20 13G 10,576,827
2025-05-15 13G/A VTGN / Vistagen Therapeutics, Inc. 2,055,834 2,055,834
2025-05-15 13G/A OTLK / Outlook Therapeutics, Inc. 2,220,000 2,220,000
2025-05-15 13G/A OPTN / OptiNose, Inc. 896,585 526,315
2025-05-15 13G/A CNTX / Context Therapeutics Inc. 4,683,711 4,683,711
2025-05-14 13G ZURA / Zura Bio Limited 3,170,194 3,170,194
2025-02-14 13G/A PMN / ProMIS Neurosciences, Inc. 3,007,183 3,334,520
2025-02-14 13G/A UNCY / Unicycive Therapeutics, Inc. 9,522,432 11,473,166
2025-02-14 13G/A VTGN / Vistagen Therapeutics, Inc. 2,729,909 2,055,834
2025-02-14 13G/A OPTN / OptiNose, Inc. 896,585
2025-02-14 13G/A OTLK / Outlook Therapeutics, Inc. 2,481,973 2,220,000
2025-02-14 13G/A CNTX / Context Therapeutics Inc. 6,934,982 4,683,711
2025-02-14 13G/A NGNE / Neurogene Inc. 1,004,291 442,761
2025-02-14 13G/A ZURA / Zura Bio Limited 3,263,672 3,170,194
2024-11-14 13G/A ZURA / Zura Bio Limited 3,295,000 3,263,672
2024-11-14 13G/A UNCY / Unicycive Therapeutics, Inc. 8,559,000 9,522,432
2024-11-14 13G/A VTGN / Vistagen Therapeutics, Inc. 2,792,927 2,729,909
2024-11-14 13G/A PMN / ProMIS Neurosciences, Inc. 3,005,698 3,007,183
2024-11-14 13G/A OPTN / OptiNose, Inc. 11,484,120 15,306,939
2024-11-14 13G/A OTLK / Outlook Therapeutics, Inc. 2,231,324 2,481,973
2024-11-14 13G/A NGNE / Neurogene Inc. 994,229 1,004,291
2024-11-14 13G/A CNTX / Context Therapeutics Inc. 7,419,355 6,934,982
2024-11-14 13G/A ELEV / Elevation Oncology, Inc. 3,877,172 0
2024-11-14 13G/A URGN / UroGen Pharma Ltd. 2,620,545 758,786
2024-11-14 13G/A ALPN / Alpine Immune Sciences, Inc. 3,703,433 0
2024-08-15 13G ELEV / Elevation Oncology, Inc. 3,877,172
2024-08-05 13G PMN / ProMIS Neurosciences, Inc. 3,005,698
2024-07-18 13G UNCY / Unicycive Therapeutics, Inc. 8,559,000
2024-06-05 13G CNTX / Context Therapeutics Inc. 7,419,355
2024-04-08 13G OTLK / Outlook Therapeutics, Inc. 2,231,324
2024-02-14 13G/A ZURA / Zura Bio Limited 3,295,000 3,295,000
2024-02-14 13G/A NGNE / Neurogene Inc. 969,229 994,229
2024-02-14 13G/A OPTN / OptiNose, Inc. 11,314,719 11,484,120
2024-02-14 13G/A URGN / UroGen Pharma Ltd. 2,620,545 2,620,545
2024-02-14 13G/A VTGN / Vistagen Therapeutics, Inc. 2,792,927 2,792,927
2024-02-14 13G/A ALPN / Alpine Immune Sciences, Inc. 3,637,718 3,703,433
2024-02-14 13G/A AVTX / Avalo Therapeutics, Inc. 2,085
2024-02-14 13G/A DTIL / Precision BioSciences, Inc. 8,099,799 0
2024-02-14 13G/A HRTX / Heron Therapeutics, Inc. 6,360,161 0
2023-12-27 13G NGNE / Neurogene Inc. 969,229
2023-10-12 13G VTGN / Vistagen Therapeutics, Inc. 2,792,927
2023-09-15 13G URGN / UroGen Pharma Ltd. 2,620,545
2023-06-16 13G ZURA / Zura Bio Limited 3,295,000
2023-04-13 13G HRTX / Heron Therapeutics, Inc. 6,360,161
2023-02-27 13G DTIL / Precision BioSciences, Inc. 3,801,305 8,099,799
2023-02-14 13G/A KALV / KalVista Pharmaceuticals, Inc. 1,280,000 1,055,801
2023-02-14 13G/A OPTN / OptiNose, Inc. 11,314,719 11,314,719
2023-02-14 13G/A DTIL / Precision BioSciences, Inc. 5,755,396 3,801,305
2023-02-14 13G/A ETNB / 89bio, Inc. 2,100,000 700,000
2023-02-14 13G/A ALPN / Alpine Immune Sciences, Inc. 3,448,521 3,637,718
2023-02-13 13G / Avalo Therapeutics Inc 974,639
2022-12-01 13G OPTN / OptiNose, Inc. 11,314,719
2022-09-30 13G ALPN / Alpine Immune Sciences, Inc. 3,448,521
2022-07-08 13G ETNB / 89bio, Inc. 2,100,000
2022-07-01 13G DTIL / Precision BioSciences, Inc. 5,755,396
2022-05-18 13G KALV / KalVista Pharmaceuticals, Inc. 1,280,000
2022-02-14 13G/A IFRX / InflaRx N.V. 4,400,000 0
2021-03-08 13G IFRX / InflaRx N.V. 4,400,000
2021-02-16 13G/A US2103731061 / Constellation Pharmaceuticals Inc 2,301,457 1,024,800
2021-02-16 13G/A VYNE / VYNE Therapeutics Inc. 1,652,013 0
2021-02-16 13G/A TGTX / TG Therapeutics, Inc. 5,434,783 0
2021-02-16 13G/A GERN / Geron Corporation 23,097,117 12,754,228
2021-02-16 13G/A NXTC / NextCure, Inc. 1,376,532 0
2021-02-16 13G/A ZYME / Zymeworks Inc. 2,223,789 799,722
2021-02-16 13G/A PRTA / Prothena Corporation plc 2,100,941 977,647
2021-02-16 13G/A ABEO / Abeona Therapeutics Inc. 8,488,882 0
2021-02-16 13G/A TPST / Tempest Therapeutics, Inc. 1,729,759 270,000
2020-07-07 13G ABEO / Abeona Therapeutics Inc. 8,480,470 8,488,882
2020-06-05 13G US2103731061 / Constellation Pharmaceuticals Inc 2,301,457
2020-06-01 13G GERN / Geron Corporation 23,097,117
2020-04-22 13D/A ABEO / Abeona Therapeutics Inc. 8,459,960 8,480,470
2020-02-21 13G NXTC / NextCure, Inc. 1,376,532
2020-02-14 13G/A CYTK / Cytokinetics, Incorporated 3,173,288 160,073
2020-02-14 13G/A US33830X1046 / Five Prime Therapeutics Inc 2,398,409 0
2020-02-14 13G/A STRM / Streamline Health Solutions, Inc. 1,231,695 0
2020-02-14 13G/A SVRA / Savara Inc. 1,819,195 0
2020-02-14 13G/A LRMR / Larimar Therapeutics, Inc. 3,598,392 0
2020-02-14 13G/A ZGNX / Zogenix Inc 2,250,000 670,000
2020-02-14 13G/A KURA / Kura Oncology, Inc. 2,769,527 853,777
2020-02-14 13G/A TPST / Tempest Therapeutics, Inc. 1,288,093 1,729,759
2020-02-14 13G/A PRTA / Prothena Corporation plc 2,066,041 2,100,941
2020-02-14 13G/A VYNE / VYNE Therapeutics Inc. 2,204,407 1,652,013
2020-02-14 13G/A FOMX / Foamix Pharmaceuticals Ltd. 4,047,561 0
2020-02-14 13G/A BOLD / Boundless Bio, Inc. 2,325,000 0
2020-02-14 13G/A BCRX / BioCryst Pharmaceuticals, Inc. 7,622,256 0
2020-02-14 13G/A YMTX / Yumanity Therapeutics Inc 3,045,423 0
2020-02-14 13G/A ZYME / Zymeworks Inc. 2,082,799 2,223,789
2020-01-02 13G TGTX / TG Therapeutics, Inc. 5,434,783
2019-12-30 13D ABEO / Abeona Therapeutics Inc. 2,833,656 8,459,960
2019-09-16 13G ABEO / Abeona Therapeutics Inc. 2,833,656
2019-09-16 13G BOLD / Boundless Bio, Inc. 2,325,000
2019-09-16 13G ZGNX / Zogenix Inc 1,121,331 2,250,000
2019-08-09 13G ZYME / Zymeworks Inc. 2,082,799
2019-08-05 13G PRTA / Prothena Corporation plc 2,066,041
2019-05-14 13G PBYI / Puma Biotechnology, Inc. 1,970,000
2019-05-14 13G/A PBYI / Puma Biotechnology, Inc. 1,096,626
2019-02-14 13G/A FOMX / Foamix Pharmaceuticals Ltd. 4,030,268 4,047,561
2019-02-14 13G/A KURA / Kura Oncology, Inc. 2,197,283 2,769,527
2019-02-14 13G/A VYNE / VYNE Therapeutics Inc. 1,556,758 2,204,407
2019-02-14 13G/A TPST / Tempest Therapeutics, Inc. 1,285,068 1,288,093
2019-02-14 13G/A SVRA / Savara Inc. 2,243,084 1,819,195
2019-02-14 13G/A LRMR / Larimar Therapeutics, Inc. 3,500,000 3,598,392
2019-02-14 13G/A YMTX / Yumanity Therapeutics Inc 2,962,962 3,045,423
2019-02-14 13G/A US33830X1046 / Five Prime Therapeutics Inc 1,821,548 2,398,409
2019-02-14 13G/A LUMO / Lumos Pharma, Inc. 1,987,099 0
2019-02-14 13G/A CYTK / Cytokinetics, Incorporated 3,173,288 3,173,288
2019-02-14 13G/A RIGL / Rigel Pharmaceuticals, Inc. 7,888,581 0
2019-02-14 13G/A STRM / Streamline Health Solutions, Inc. 18,325,483 1,231,695
2019-02-14 13G/A PTGX / Protagonist Therapeutics, Inc. 1,473,609 955,618
2019-01-11 13G BCRX / BioCryst Pharmaceuticals, Inc. 7,478,275 7,622,256
2019-01-08 13D/A CNXR / Connecture, Inc. 42,396,565 0
2018-12-17 13G TPST / Tempest Therapeutics, Inc. 1,285,068
2018-11-15 13G CYTK / Cytokinetics, Incorporated 3,173,288
2018-11-05 13G YMTX / Yumanity Therapeutics Inc 2,962,962
2018-10-19 13G US33830X1046 / Five Prime Therapeutics Inc 1,821,548
2018-10-10 13G/A FOMX / Foamix Pharmaceuticals Ltd. 4,781,708 4,030,268
2018-08-13 13G VYNE / VYNE Therapeutics Inc. 1,556,758
2018-08-06 13G SVRA / Savara Inc. 2,243,084
2018-07-31 13D/A BCRX / BioCryst Pharmaceuticals, Inc. 7,478,275 7,478,275
2018-07-09 13G LRMR / Larimar Therapeutics, Inc. 3,500,000
2018-07-02 13G PTGX / Protagonist Therapeutics, Inc. 1,473,609
2018-06-20 13D/A BCRX / BioCryst Pharmaceuticals, Inc. 7,478,275 7,478,275
2018-02-16 13D BCRX / BioCryst Pharmaceuticals, Inc. 7,478,275 7,478,275
2018-02-15 13D BCRX / BioCryst Pharmaceuticals, Inc. 7,478,275
2018-02-14 13G/A RCKT / Rocket Pharmaceuticals, Inc. 0
2018-02-14 13G/A CPRX / Catalyst Pharmaceuticals, Inc. 5,262,346 3,817,288
2018-02-14 13G/A VNDA / Vanda Pharmaceuticals Inc. 2,216,216 797,531
2018-02-14 13G/A TRVN / Trevena, Inc. 3,000,650 0
2018-02-14 13G/A ZGNX / Zogenix Inc 24,805,773 1,121,331
2018-02-14 13G/A CNCE / Concert Pharmaceuticals Inc 2,101,301 669,472
2018-02-14 13G/A 451731103 / Ignyta, Inc. 4,000,000 0
2018-02-14 13G/A KURA / Kura Oncology, Inc. 1,638,461 2,197,283
2018-02-14 13G/A RCKT / Rocket Pharmaceuticals, Inc. 1,500,000 0
2018-02-14 13G/A APYX / Apyx Medical Corporation 30,842,683 0
2018-02-14 13G/A FOMX / Foamix Pharmaceuticals Ltd. 4,781,708 4,781,708
2018-02-14 13G/A OCRX / Ocera Therapeutics, Inc. 20,693,361 0
2018-02-14 13D/A CNXR / Connecture, Inc. 42,396,565 4,239,656
2018-02-14 13G/A LUMO / Lumos Pharma, Inc. 1,500,000 1,987,099
2018-02-14 13G/A ARNA / Arena Pharmaceuticals Inc 30,000,000 1,177,119
2018-02-14 13G/A PTCT / PTC Therapeutics, Inc. 21,600,001 1,085,800
2018-02-14 13G/A 867328601 / Sunesis Pharmaceuticals, Inc. 19,878,713 0
2018-02-14 13G/A RIGL / Rigel Pharmaceuticals, Inc. 9,105,691 7,888,581
2018-02-14 13G/A ARDM / Aradigm Corp. 791,870 0
2018-02-14 13G/A STRM / Streamline Health Solutions, Inc. 21,349,403 1,832,548
2018-01-09 13D CNXR / Connecture, Inc. 42,396,565 4,239,656
2017-12-08 13G CPRX / Catalyst Pharmaceuticals, Inc. 5,262,346
2017-10-10 13G/A ADMS / Adamas Pharmaceuticals Inc 2,601,351 256,340
2017-08-21 13G KURA / Kura Oncology, Inc. 1,638,461
2017-06-16 13G PTCT / PTC Therapeutics, Inc. 2,160,000
2017-06-05 13G LUMO / Lumos Pharma, Inc. 1,500,000
2017-05-10 13G/A FOMX / Foamix Pharmaceuticals Ltd. 3,000,000 4,781,708
2017-04-28 13G ARNA / Arena Pharmaceuticals Inc 30,000,000
2017-03-16 13G CNCE / Concert Pharmaceuticals Inc 2,101,301
2017-02-17 13G VNDA / Vanda Pharmaceuticals Inc. 2,010,000 2,216,216
2017-02-14 13G/A ARCT / Arcturus Therapeutics Holdings Inc. 2,012,622 0
2017-02-14 13G/A TRVN / Trevena, Inc. 2,931,900 3,000,650
2017-02-14 13G/A FOMX / Foamix Pharmaceuticals Ltd. 2,769,425 3,000,000
2017-02-14 13G/A ALIM / Alimera Sciences, Inc. 3,245,000 2,293,675
2017-02-14 13G/A VNDA / Vanda Pharmaceuticals Inc. 2,334,119 2,010,000
2017-02-14 13G/A 451731103 / Ignyta, Inc. 2,169,916 4,000,000
2017-02-14 13G/A VCEL / Vericel Corporation 2,086,028 0
2017-02-14 13G/A US88165N2045 / Tetraphase Pharmaceuticals, Inc. 1,940,000 0
2017-02-14 13G/A ARDM / Aradigm Corp. 1,002,962 791,870
2017-02-14 13G/A AUPH / Aurinia Pharmaceuticals Inc. 30,756,603 0
2017-02-14 13G/A APYX / Apyx Medical Corporation 3,046,272 3,084,268
2017-02-14 13G/A ZGNX / Zogenix Inc 15,185,213 2,480,577
2017-02-14 13G/A ADMS / Adamas Pharmaceuticals Inc 1,437,335 2,601,351
2017-02-14 13G/A RCKT / Rocket Pharmaceuticals, Inc. 1,366,500 1,500,000
2017-02-14 13G/A STRM / Streamline Health Solutions, Inc. 20,667,643 2,134,940
2017-02-14 13G/A 867328601 / Sunesis Pharmaceuticals, Inc. 85,123,853 1,987,871
2017-02-14 13G/A OCRX / Ocera Therapeutics, Inc. 20,597,081 2,069,336
2017-02-10 13G RIGL / Rigel Pharmaceuticals, Inc. 9,105,691
2017-02-06 13D CNXR / Connecture, Inc. 4,210,960 4,239,656
2017-01-03 13G RCKT / Rocket Pharmaceuticals, Inc. 1,366,500
2016-12-12 13G TRVN / Trevena, Inc. 2,931,900
2016-11-23 13D/A APYX / Apyx Medical Corporation 27,192,661 3,046,272
2016-10-11 13G FOMX / Foamix Pharmaceuticals Ltd. 2,769,425
2016-08-22 13G ALIM / Alimera Sciences, Inc. 0 3,245,000
2016-05-23 13G 451731103 / Ignyta, Inc. 2,050,000 2,169,916
2016-05-09 13G 451731103 / Ignyta, Inc. 2,050,000
2016-02-26 13D APYX / Apyx Medical Corporation 27,192,663 2,719,266
2016-02-16 13G/A ARCT / Arcturus Therapeutics Holdings Inc. 1,124,186 2,012,622
2016-02-16 13G AUPH / Aurinia Pharmaceuticals Inc. 3,075,660
2016-02-16 13G/A APYX / Apyx Medical Corporation 2,719,266
2016-02-16 13G/A VCEL / Vericel Corporation 2,086,028
2016-02-16 13G/A SYN / Synthetic Biologics Inc 3,589,400
2016-02-16 13G/A PTN / Palatin Technologies, Inc. 2,337,000
2016-02-16 13G/A DSCO / Doubleline ETF Trust - DoubleLine Securitized Credit ETF 64,962,513 280,952
2016-02-16 13G/A ACHV / Achieve Life Sciences, Inc. 0
2016-02-16 13G/A CBMX / CombiMatrix Corp. 0
2016-02-16 13G/A ZGNX / Zogenix Inc 14,663,573 1,518,521
2016-02-16 13G/A SGYPQ / SYNERGY PHARMACEUTICALS INC DEL 1,546,888
2016-02-16 13G/A ADMS / Adamas Pharmaceuticals Inc 1,080,000 1,437,335
2016-02-16 13G/A ALBO / Albireo Pharma Inc 54,308,554 0
2016-02-16 13G/A OCRX / Ocera Therapeutics, Inc. 2,059,708
2016-02-16 13G/A ALIM / Alimera Sciences, Inc. 0
2016-02-16 13G/A CNXR / Connecture, Inc. 4,127,232 4,210,960
2016-02-16 13G/A VIRX / Viracta Therapeutics, Inc. 85,123,503 8,512,385
2016-02-16 13G/A SSKN / STRATA Skin Sciences, Inc. 0
2016-02-16 13G/A ARDM / Aradigm Corp. 1,002,962
2016-02-16 13G/A STRM / Streamline Health Solutions, Inc. 2,066,764
2016-01-15 13G VNDA / Vanda Pharmaceuticals Inc. 2,334,119
2015-12-28 13G VIRX / Viracta Therapeutics, Inc. 8,512,350
2015-12-24 13G US88165N2045 / Tetraphase Pharmaceuticals, Inc. 1,824,300 1,940,000
2015-11-06 13G US88165N2045 / Tetraphase Pharmaceuticals, Inc. 1,824,300
2015-10-05 13G ZGNX / Zogenix Inc 1,466,357
2015-08-24 13G ADMS / Adamas Pharmaceuticals Inc 1,080,000
2015-07-28 13G WINT / Windtree Therapeutics, Inc. 6,496,251
2015-04-28 13G ALBO / Albireo Pharma Inc 5,430,855
2015-04-16 13G ARCT / Arcturus Therapeutics Holdings Inc. 1,124,186
2015-02-17 13G/A SYN / Synthetic Biologics Inc 7,588,341
2015-02-17 13G/A ARDM / Aradigm Corp. 1,002,962
2015-02-17 13G/A SPHS / Sophiris Bio Inc 0
2015-02-17 13G/A MELA / MELA Sciences, Inc 670,058
2015-02-17 13G/A ANTH / Anthera Pharmaceuticals, Inc. 250,000
2015-02-17 13G/A TENX / Tenax Therapeutics, Inc. 0
2015-02-17 13G/A WGBS / WaferGen Bio-Systems, Inc. 132,456
2015-02-17 13G CNXR / Connecture, Inc. 5,502,965
2015-02-17 13G/A ACHV / Achieve Life Sciences, Inc. 1,726,064
2015-02-17 13G/A STRM / Streamline Health Solutions, Inc. 2,031,889
2015-02-17 13G/A OCRX / Ocera Therapeutics, Inc. 1,973,136
2015-02-17 13G/A NUWE / Nuwellis, Inc. 0
2015-02-17 13G/A APYX / Apyx Medical Corporation 1,991,588
2015-02-17 13G/A REPH / Societal CDMO Inc 0
2015-02-17 13G/A CBMX / CombiMatrix Corp. 970,874
2015-02-17 13G/A ALIM / Alimera Sciences, Inc. 2,619,853
2015-02-17 13G/A SAVA / Cassava Sciences, Inc. 0
2015-02-17 13G/A AVEO / AVEO Pharmaceuticals Inc 0
2015-01-20 13G ARCT / Arcturus Therapeutics Holdings Inc. 1,132,000
2014-11-10 13G SGYPQ / SYNERGY PHARMACEUTICALS INC DEL 6,430,868
2014-10-24 13G MELA / MELA Sciences, Inc 601,299
2014-10-20 13G SYN / Synthetic Biologics Inc 7,321,380
2014-09-25 13G ALIM / Alimera Sciences, Inc. 2,468,662
2014-09-22 13G VCEL / Vericel Corporation 2,170,000
2014-07-21 13G OCRX / Ocera Therapeutics, Inc. 1,964,874
2014-07-07 13G 02318X100 / Ambit Biosciences Corp 1,053,895
2014-07-07 13G ACHV / Achieve Life Sciences, Inc. 2,111,590
2014-03-28 13G TENX / Tenax Therapeutics, Inc. 2,000,000
2014-03-18 13G REPH / Societal CDMO Inc 580,000
2014-02-18 13G ANTH / Anthera Pharmaceuticals, Inc. 1,000,000
2014-02-14 13G/A SAVA / Cassava Sciences, Inc. 2,797,689
2014-02-14 13G/A SVRA / Savara Inc. 4,194,934
2014-02-14 13G/A STRM / Streamline Health Solutions, Inc. 1,929,273
2014-02-14 13G/A 02318X100 / Ambit Biosciences Corp 732,600
2014-02-14 13G/A ALBO / Albireo Pharma Inc 1,048,024
2014-02-14 13G/A AVEO / AVEO Pharmaceuticals Inc 3,000,000
2014-02-14 13G/A VNDA / Vanda Pharmaceuticals Inc. 0
2014-02-14 13G/A WGBS / WaferGen Bio-Systems, Inc. 994,741
2014-02-14 13G CBMX / CombiMatrix Corp. 1,095,541
2014-02-14 13G/A FURX / Furiex Pharmaceuticals, Inc. 319,536
2014-02-14 13G/A NUWE / Nuwellis, Inc. 915,917
2014-02-14 13G/A SPHS / Sophiris Bio Inc 1,379,660
2014-02-14 13G/A PTN / Palatin Technologies, Inc. 2,337,000
2014-02-14 13G/A ACHV / Achieve Life Sciences, Inc. 217,301
2014-02-06 13G ARDM / Aradigm Corp. 40,322,580
2013-12-30 13G AVEO / AVEO Pharmaceuticals Inc 2,950,100
2013-12-23 13G APYX / Apyx Medical Corporation 1,947,747
2013-08-26 13G SPHS / Sophiris Bio Inc 1,280,000
2013-07-08 13G SAVA / Cassava Sciences, Inc. 2,386,700
2013-06-24 13G SVRA / Savara Inc. 8,700,000
2013-05-28 13G 02318X100 / Ambit Biosciences Corp 1,000,000
2013-05-28 13G STML / Stemline Therapeutics, Inc. 620,627
2013-04-22 13G NUWE / Nuwellis, Inc. 950,000
2013-02-14 13G/A OREX / Orexigen Therapeutics, Inc. 0
2013-02-14 13G/A STRM / Streamline Health Solutions, Inc. 1,402,102
2013-02-14 13G/A FOLD / Amicus Therapeutics, Inc. 482,001
2013-02-14 13G/A TNGNQ / Tengion, Inc. 0
2013-02-14 13G/A ALBO / Albireo Pharma Inc 1,374,228
2013-02-14 13G/A VNDA / Vanda Pharmaceuticals Inc. 2,300,021
2013-02-14 13G/A WGBS / WaferGen Bio-Systems, Inc. 4,622,922
2013-02-14 13G/A ZGNX / Zogenix Inc 3,697,900
2013-02-14 13G/A ASMB / Assembly Biosciences, Inc. 0
2013-02-14 13G/A FURX / Furiex Pharmaceuticals, Inc. 631,737
2013-02-14 13G/A PTN / Palatin Technologies, Inc. 2,637,207
2013-02-14 13G/A WINT / Windtree Therapeutics, Inc. 871,454
2013-02-14 13G/A ACHV / Achieve Life Sciences, Inc. 1,039,793
2012-12-10 13G VNDA / Vanda Pharmaceuticals Inc. 1,930,000
2012-12-10 13G FURX / Furiex Pharmaceuticals, Inc. 525,000
2012-08-27 13G STRM / Streamline Health Solutions, Inc. 1,385,611
2012-08-03 13G ZGNX / Zogenix Inc 5,750,000
2012-02-14 13G/A IMNP / Immune Pharmaceuticals Inc. 3,181,818
2012-02-14 13G/A FOLD / Amicus Therapeutics, Inc. 2,618,418
2012-02-14 13G/A SLTM / Solta Medical Inc 1,485,149
2012-02-14 13G/A DVAX / Dynavax Technologies Corporation 4,750,000
2012-02-14 13G/A ANIP / ANI Pharmaceuticals, Inc. 882,353
2012-02-14 13G/A BDSI / Biodelivery Sciences International 0
2012-02-14 13G OREX / Orexigen Therapeutics, Inc. 5,895,301
2012-02-14 13G/A TNGNQ / Tengion, Inc. 1,901,603
2012-02-14 13G ASMB / Assembly Biosciences, Inc. 750,000
2012-02-14 13G/A WINT / Windtree Therapeutics, Inc. 2,200,000
2012-02-14 13G/A ACHV / Achieve Life Sciences, Inc. 894,114