First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
US ˙ ARCA ˙ US33734X1761

SecurityFXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership266,977 shares
Latest Disclosed Value $ 19,380,000
Advisor Group, Inc. reports 30.27% increase in ownership of FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 266,977 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund (US:FXL) valued at $19,374,521 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 204,948 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund. This represents a change in shares of 30.27% during the quarter. The current value of the position is $55,261,569 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 266,977 62,029 30.27 19,380 45.14 0.1341
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 204,948 126,425 161.00 13,353 155.56 0.0985
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 78,523 3,513 4.68 5,225 8.99 0.0401
2019-05-09 2019-03-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 75,010 9,306 14.16 4,794 38.84 0.0394
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 65,704 8,795 15.45 3,453 -4.48 0.0339
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 56,909 327 0.58 3,615 13.54 0.0364
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 56,582 6,628 13.27 3,184 15.82 0.0438
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 49,954 5,064 11.28 2,749 19.31 0.0378
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 44,890 11,611 34.89 2,304 44.18 0.0308
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 33,279 10,439 45.70 1,598 60.60 0.0251
2017-11-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 22,840 4,211 22.60 995 26.91 0.0175
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 22,840 4,211 977
2017-11-02 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 18,629 -2,914 -13.53 784 -3.92 0.0158
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 18,629 -2,914 772
2017-11-02 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 21,543 6,058 39.12 816 43.41 0.0184
2017-01-31 2016-12-31 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 21,543 6,058 783
2017-11-02 2016-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 15,485 -2,179 -12.34 569 -1.73 0.0137
2016-11-08 2016-09-30 13F FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 15,485 -2,179 536
2016-08-11 2016-06-30 13F FIRST TR EXCHANGE TRADED FD COM 33734X176 17,664 17,664 579 0.0152
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.