First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
US ˙ ARCA ˙ US33733E3027

SecurityFDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership81,822 shares
Latest Disclosed Value $ 8,375,000
Commonwealth Equity Services, Inc reports 8.77% increase in ownership of FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 81,822 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund (US:FDN) valued at $8,375,300 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 75,228 shares of First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund. This represents a change in shares of 8.77% during the quarter. The current value of the position is $22,238,401 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 81,822 6,594 8.77 8,375 17.51 0.0501
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 81,821 6,593 8,375
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 75,228 1,138 1.54 7,127 9.26 0.0453
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 75,228 1,138 7,127
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 74,090 -191 -0.26 6,523 10.00 0.0437
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 74,090 -191 6,523
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 74,281 -102 -0.14 5,930 -2.26 0.0438
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 74,281 -102 5,930
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 74,383 1,811 2.50 6,067 15.92 0.0481
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 72,572 -3,181 -4.20 5,234 1.18 0.0441
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 75,753 5,658 8.07 5,173 -1.09 0.0461
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 70,095 11,793 20.23 5,230 35.77 0.0495
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 58,302 2,934 5.30 3,852 3.52 0.0405
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 55,368 2,007 3.76 3,721 7.42 0.0370
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 53,361 748 1.42 3,464 7.38 0.0360
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 52,613 -186 -0.35 3,226 0.34 0.0362
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 52,799 3,040 6.11 3,215 8.43 0.0391
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 49,759 7,358 17.35 2,965 18.46 0.0361
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 42,401 -6,772 -13.77 2,503 -14.95 0.0346
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 49,173 19,969 68.38 2,943 87.45 0.0427
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 29,204 7,611 35.25 1,570 60.20 0.0255
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 21,593 980
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.