First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
MX ˙ BMV ˙ US33735J1016
SecurityMX:FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionStifel Financial Corp
Latest Disclosed Ownership69,115 shares
Latest Disclosed Value $ 6,382,953
Stifel Financial Corp reports 18.97% increase in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On May 12, 2026 - Stifel Financial Corp filed a 13F-HR form disclosing ownership of 69,115 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (MX:FTA) valued at $6,382,953 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 58,096 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of 18.97% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 69,115 11,019 18.97 6,383 27.54 0.0014
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 58,096 1,902 3.38 5,005 6.88 0.0045
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 56,194 -268 -0.47 4,682 5.47 0.0043
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735J101 56,462 3,032 5.67 4,440 8.29 0.0043
2025-05-14 2025-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 53,430 -4,195 -7.28 4,099 -6.95 0.0044
2025-02-13 2024-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 57,625 1,973 3.55 4,406 0.05 0.0046
2024-11-14 2024-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 55,652 -4,488 -7.46 4,404 -0.52 0.0046
2024-08-13 2024-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 60,140 824 1.39 4,426 -2.30 0.0050
2024-05-14 2024-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 59,316 11,374 23.72 4,531 33.39 0.0052
2024-02-12 2023-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 47,942 -2,631 -5.20 3,396 3.69 0.0043
2023-11-13 2023-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 50,573 -13,132 -20.61 3,276 -22.89 0.0046
2023-08-14 2023-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 63,705 -5,531 -7.99 4,248 -7.61 0.0058
2023-05-12 2023-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 69,236 353 0.51 4,597 1.41 0.0066
2023-02-13 2022-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 68,883 7,490 12.20 4,533 28.01 0.0068
2022-11-14 2022-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 61,393 -3,269 -5.06 3,541 -11.83 0.0058
2022-08-15 2022-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 64,662 -10,146 -13.56 4,016 -23.88 0.0063
2022-05-13 2022-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 74,808 9,640 14.79 5,276 15.85 0.0072
2022-02-14 2021-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 65,168 -1,161 -1.75 4,554 6.58 0.0060
2021-11-15 2021-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 66,329 -19,850 -23.03 4,273 -24.48 0.0063
2021-08-13 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 86,179 20,728 31.67 5,658 35.81 0.0085
2021-05-14 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 65,451 15,825 31.89 4,166 52.82 0.0069
2021-02-12 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 49,626 5,950 13.62 2,726 33.76 0.0049
2020-11-16 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 43,676 12,203 38.77 2,038 42.42 0.0042
2020-08-14 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 31,473 -6,584 -17.30 1,431 2.29 0.0033
2020-05-14 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,057 89 0.23 1,399 -34.90 0.0039
2020-02-13 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 37,968 -457 -1.19 2,149 8.43 0.0045
2019-11-19 2019-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,425 895 2.38 1,982 1.28 0.0051
2019-11-13 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 38,425 895 1,982 1,111.0103
2019-08-14 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 37,530 -16,179 -30.12 1,957 -29.27 0.0050
2019-05-14 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 53,709 17,955 50.22 2,767 68.31 0.0078
2019-02-13 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,754 -4,968 -12.20 1,644 -25.64 0.0053
2018-11-13 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,722 3,103 8.25 2,211 12.52 0.0063
2018-08-14 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 37,619 4,232 12.68 1,965 11.90 0.0060
2018-05-11 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 33,387 9,239 38.26 1,756 32.73 0.0055
2018-02-14 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 24,148 1,245 5.44 1,323 13.17 0.0042
2017-11-13 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 22,903 -31 -0.14 1,169 1.39 0.0041
2017-08-14 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 22,934 10,039 77.85 1,153 81.29 0.0043
2017-05-10 2017-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,895 -6,661 -34.06 636 -30.79 0.0025
2017-02-16 2016-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 19,556 3,296 20.27 919 33.58 0.0039
2016-11-15 2016-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 16,260 -1,210 -6.93 688 -1.29 0.0031
2016-08-17 2016-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 17,470 4,703 36.84 697 34.56 0.0032
2016-05-16 2016-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,767 -413 -3.13 518 2.37 0.0028
2016-03-21 2015-12-31 13F/A-2 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,180 778 6.27 506 7.89 0.0026
2016-02-26 2015-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,180 0 506 0.0026
2016-02-16 2015-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,180 506
2015-11-16 2015-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,402 -8,338 -40.20 469 -46.70 0.0026
2015-08-17 2015-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 20,740 -1,298 -5.89 880 -8.71 0.0045
2015-08-17 2015-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 20,740 880
2015-05-14 2015-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 22,038 699 3.28 964 3.32 0.0053
2015-02-13 2014-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 21,339 -336 -1.55 933 1.41 0.0052
2014-11-13 2014-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 21,675 5,068 30.52 920 27.25 0.0081
2014-08-14 2014-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 16,607 1,385 9.10 723 15.13 0.0065
2014-05-15 2014-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 15,222 15,222 628 0.0060
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.