Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionProShare Advisors LLC
Latest Disclosed Ownership439,406 shares
Latest Disclosed Value $ 311,301,575
ProShare Advisors LLC reports 14.16% decrease in ownership of CAT / Caterpillar Inc.

On April 24, 2026 - ProShare Advisors LLC filed a 13F-HR form disclosing ownership of 439,406 shares of Caterpillar Inc. (MX:CAT) valued at $311,301,575 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 511,860 shares of Caterpillar Inc.. This represents a change in shares of -14.16% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F CATERPILLAR COM 149123101 439,406 -72,454 -14.16 311,302 6.16 0.4609
2026-02-06 2025-12-31 13F CATERPILLAR COM 149123101 511,860 -56,218 -9.90 293,229 8.18 0.5175
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 568,078 -157,088 -21.66 271,058 -3.71 0.5673
2025-08-07 2025-06-30 13F CATERPILLAR COM 149123101 725,166 121,024 20.03 281,517 41.29 0.5617
2025-05-08 2025-03-31 13F CATERPILLAR COM 149123101 604,142 -98,158 -13.98 199,246 -21.79 0.4497
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 702,300 14,206 2.06 254,766 -5.34 0.5823
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 688,094 25,570 3.86 269,127 21.95 0.6596
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 662,524 -85,173 -11.39 220,687 -19.45 0.5904
2024-05-08 2024-03-31 13F CATERPILLAR COM 149123101 747,697 -88,022 -10.53 273,979 10.88 0.7284
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 835,719 -67,786 -7.50 247,097 0.18 0.7551
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 903,505 -97,599 -9.75 246,657 0.14 0.7690
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 1,001,104 101,479 11.28 246,322 19.65 0.7143
2023-05-26 2023-03-31 13F/A-1 CATERPILLAR COM 149123101 899,625 -182,809 -16.89 205,870 -20.61 0.6291
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 899,625 -182,809 205,870 0.6547
2023-02-02 2022-12-31 13F CATERPILLAR COM 149123101 1,082,434 -14,126 -1.29 259,308 44.12 0.9105
2022-11-07 2022-09-30 13F CATERPILLAR COM 149123101 1,096,560 105,271 10.62 179,924 1.54 0.6904
2022-08-01 2022-06-30 13F CATERPILLAR COM 149123101 991,289 -51,080 -4.90 177,203 -23.70 0.5877
2022-05-10 2022-03-31 13F CATERPILLAR COM 149123101 1,042,369 -26,218 -2.45 232,260 5.13 0.4989
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 1,068,587 125,755 13.34 220,920 22.06 0.4335
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 942,832 96,590 11.41 180,996 -1.72 0.5085
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 846,242 3,943 0.47 184,168 -5.70 0.5384
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 842,299 20,844 2.54 195,304 30.62 0.6141
2021-02-09 2020-12-31 13F CATERPILLAR COM 149123101 821,455 -81,023 -8.98 149,521 11.08 0.5562
2020-11-13 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 902,478 -80,118 -8.15 134,605 8.29 0.6221
2020-08-03 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 982,596 42,342 4.50 124,298 13.92 0.6639
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 940,254 -123,747 -11.63 109,107 -30.56 0.7840
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,064,001 139,819 15.13 157,132 34.61 0.7275
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 924,182 130,582 16.45 116,733 7.93 0.6535
2019-08-13 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 793,600 256 0.03 108,160 0.62 0.6468
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 793,344 537,432 210.01 107,490 230.55 0.6432
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 255,912 88,977 53.30 32,519 27.75 0.2276
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 166,935 -115,149 -40.82 25,456 -33.48 0.1728
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 282,084 -51,605 -15.46 38,270 -22.18 0.2565
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 333,689 41,105 14.05 49,179 6.67 0.3204
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 292,584 143,658 96.46 46,105 148.24 0.3198
2017-11-13 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 148,926 18,890 14.53 18,573 32.91 0.1707
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 130,036 -35,493 -21.44 13,974 -8.99 0.1392
2017-05-12 2017-03-31 13F/A-2 CATERPILLAR INC DEL COM 149123101 165,529 -8,317 -4.78 15,354 -4.76 0.1606
2017-05-08 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 165,529 0 15,354 0.1605
2017-04-25 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 165,529 15,354
2017-02-13 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 173,846 48,149 38.31 16,122 44.49 0.1785
2016-11-10 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 125,697 -28,083 -18.26 11,158 -4.29 0.1558
2016-08-12 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 153,780 -29,877 -16.27 11,658 -17.07 0.1502
2016-05-06 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 183,657 -39,605 -17.74 14,057 -7.36 0.1935
2016-02-05 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 223,262 -11,778 -5.01 15,173 -1.23 0.1838
2015-11-06 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 235,040 31,346 15.39 15,362 -11.08 0.2158
2015-08-11 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 203,694 -50,147 -19.76 17,277 -14.95 0.2391
2015-05-08 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 253,841 253,841 24.62 20,315 17.58 0.2393
2015-01-30 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -214,825 -100.00 0 -100.00
2014-11-06 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 214,825 -14,655 -6.39 21,274 -14.69 0.2820
2014-08-08 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 229,480 10,444 4.77 24,938 14.57 0.3231
2014-05-07 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 219,036 9,765 4.67 21,766 14.53 0.2722
2014-02-04 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 209,271 93,503 80.77 19,004 96.89 0.2832
2013-11-07 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 115,768 -82,532 -41.62 9,652 -41.00 0.2291
2013-07-25 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 198,300 198,300 16,358 0.3211
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.