Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionFreestone Capital Holdings, LLC
Latest Disclosed Ownership29,741 shares
Latest Disclosed Value $ 21,070,030
Freestone Capital Holdings, LLC reports 0.37% decrease in ownership of CAT / Caterpillar Inc.

On May 13, 2026 - Freestone Capital Holdings, LLC filed a 13F-HR form disclosing ownership of 29,741 shares of Caterpillar Inc. (MX:CAT) valued at $21,070,030 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 23, 2026 disclosing 29,852 shares of Caterpillar Inc.. This represents a change in shares of -0.37% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F CATERPILLAR COM 149123101 29,741 -111 -0.37 21,070 23.21 0.6390
2026-01-23 2025-12-31 13F CATERPILLAR COM 149123101 29,852 -689 -2.26 17,101 17.36 0.5060
2025-11-12 2025-09-30 13F CATERPILLAR COM 149123101 30,541 257 0.85 14,572 23.95 0.4463
2025-08-05 2025-06-30 13F CATERPILLAR COM 149123101 30,284 654 2.21 11,757 20.30 0.3966
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 29,630 527 1.81 9,772 -7.44 0.3645
2025-02-06 2024-12-31 13F CATERPILLAR COM 149123101 29,103 -193 -0.66 10,558 -7.86 0.3651
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 29,296 1,049 3.71 11,458 21.79 0.3937
2024-11-22 2024-06-30 13F/A-1 CATERPILLAR COM 149123101 28,247 680 2.47 9,409 -6.86 0.3362
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 28,247 680 9,409 0.3362
2024-11-22 2024-03-31 13F/A-1 CATERPILLAR COM 149123101 27,567 13,292 93.11 10,102 139.36 0.3763
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 27,567 13,292 10,102 0.3763
2024-02-13 2023-12-31 13F CATERPILLAR COM 149123101 14,275 70 0.49 4,221 8.85 0.1894
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 14,205 -97 -0.68 3,878 10.17 0.2052
2023-08-09 2023-06-30 13F CATERPILLAR COM 149123101 14,302 -28 -0.20 3,519 7.32 0.1418
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 14,330 -580 -3.89 3,279 -8.18 0.1452
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 14,910 -741 -4.73 3,572 39.06 0.1634
2022-11-09 2022-09-30 13F CATERPILLAR COM 149123101 15,651 -997 -5.99 2,568 -13.71 0.1158
2022-08-09 2022-06-30 13F CATERPILLAR COM 149123101 16,648 -3,260 -16.38 2,976 -32.91 0.1136
2022-05-12 2022-03-31 13F CATERPILLAR COM 149123101 19,908 941 4.96 4,436 13.13 0.1783
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 18,967 506 2.74 3,921 10.64 0.1657
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 18,461 -258 -1.38 3,544 -13.01 0.1777
2021-08-16 2021-06-30 13F CATERPILLAR COM 149123101 18,719 -17 -0.09 4,074 -6.22 0.2045
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 18,736 -19,986 -51.61 4,344 -38.37 0.2363
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 38,722 -65 -0.17 7,048 21.83 0.4113
2020-11-06 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 38,787 1,163 3.09 5,785 21.56 0.3769
2020-08-04 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 37,624 -79 -0.21 4,759 8.78 0.0558
2020-05-12 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 37,703 2,919 8.39 4,375 -14.83 0.0946
2020-02-04 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 34,784 20,261 139.51 5,137 180.10 0.1064
2019-11-07 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 14,523 -6,137 -29.70 1,834 -34.87 0.0442
2019-08-05 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 20,660 670 3.35 2,816 3.99 0.0721
2019-05-08 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 19,990 2,812 16.37 2,708 24.05 0.1607
2019-02-11 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 17,178 2,422 16.41 2,183 -2.98 0.1479
2018-11-10 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 14,756 835 6.00 2,250 19.11 0.0142
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 13,921 440 3.26 1,889 -4.93 0.0118
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 13,481 -1,738 -11.42 1,987 -17.14 0.1159
2018-02-13 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 15,219 -300 -1.93 2,398 23.93 0.1662
2017-11-14 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 15,519 1,169 8.15 1,935 25.49 0.1377
2017-08-14 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 14,350 1,505 11.72 1,542 29.36 0.1201
2017-08-09 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 14,350 1,505 1,542 124,095.2395
2017-05-15 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 12,845 45 0.35 1,192 0.42 0.0919
2017-02-17 2016-12-31 13F/A-2 CATERPILLAR INC DEL COM 149123101 12,800 0 0.00 1,187 4.49 0.1019
2017-02-14 2016-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 12,800 0 1,187 0.1019
2017-02-14 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 12,800 0 1,187 101,948.3559
2016-11-14 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 12,800 0 0.00 1,136 17.11 0.1039
2016-08-10 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 12,800 0 0.00 970 -1.02 0.0947
2016-05-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 12,800 0 0.00 980 12.64 0.1030
2016-02-10 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 12,800 -200 -1.54 870 2.35 0.0901
2015-11-12 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 13,000 13,000 1.56 850 -2.30 0.0923
2014-11-14 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -2,443 -100.00 0 -100.00
2014-08-14 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 2,443 165 7.24 265 17.26 0.0414
2014-05-15 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 2,278 -608 -21.07 226 -13.74 0.0401
2014-02-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 2,886 2,886 262 0.0465
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.